1 2 Title: MICROSCOPIC-OBSERVATION DRUG-SUSCEPTIBILITY (MODS) FOR RAPID DIAGNOSIS 3 OF LYMPH NODE TUBERCULOSIS AND DETECTION OF DRUG RESISTANCE 4 5 Daniela E. Kirwana,b#, Cesar Ugarte-Gilb,c, Robert H. Gilmand,e, Luz Caviedese*, Syed M. Hasan 6 Rizvif, Eduardo Ticonag,h,i, Gonzalo Chavezg, José Luis Cabreraj, Eduardo D. Matosh,k, Carlton A. 7 Evansl,m, David A. J. Mooree,n, and Jon S. Friedlandb. 8 9 Department of Medical Microbiology, St. George’s Hospital, London, UKa; Infectious Diseases and 10 Immunity, Imperial College London, UKb; Instituto de Medicina Tropical Alexander von Humboldt, 11 Universidad Peruana Cayetano Heredia, Lima, Peruc; Department of International Health, Johns 12 Hopkins University, Baltimore USAd; Laboratorio de Investigación en Enfermedades Infecciosas, 13 Universidad Peruana Cayetano Heredia, Lima, Perue; Department of Cellular Pathology, Barts Health 14 NHS Trust, London, UKf; Infectious Diseases and Tropical Medicine Unit, Hospital Nacional Dos de 15 Mayo, Lima, Perug; Universidad Nacional Mayor de San Marcos, Lima, Peruh; Universidad de San 16 Martin de Porres, Lima, Perui; Department of Pulmonology, Hospital Daniel Alcides Carrión, Callao, 17 Perúj; Infectious Diseases Unit, Hospital Nacional Arzobispo Loayza, Lima, Perúk; Infectious 18 Diseases and Immunity, and Wellcome Trust Centre for Global Health Research, Imperial College 19 London, UKl; IFHAD: Innovation for Health and Development, Universidad Peruana Cayetano 20 Heredia, Lima, Perum; TB Centre, London School of Hygiene & Tropical Medicine, London, UKn. 21 22 # Address correspondence to: Dr. Daniela E. Kirwan, Department of Medical Microbiology, St. 23 George’s Hospital, Blackshaw Road, Tooting, London, United Kingdom, SW17 0QT. 24 (0044) 7794937328 dannikirwan@yahoo.com 25 26 * Deceased 1 27 28 29 Running Title: MODS DIAGNOSIS OF TB IN SOLID TISSUES Keywords: MODS 30 31 32 33 Tuberculosis 34 Lymphadenitis 35 Drug susceptibility testing 36 Diagnosis 37 Resistance 38 . 39 40 Abstract 41 In the study, 132 patients with lymphadenopathy were investigated. 52 (39.4%) were diagnosed with 42 TB. MODS provided rapid (13 days), accurate diagnosis (sensitivity 65.4%), and reliable DST. 43 Despite lower sensitivity than other methods, faster results and simultaneous DST are advantageous 44 in resource-poor settings, supporting incorporation of MODS into diagnostic algorithms for 45 extrapulmonary TB. (Words: 53) 46 2 47 In 2013 14.5% of new tuberculosis (TB) notifications worldwide were extra-pulmonary(1), and in 48 certain regions this percentage is much higher(2). Non-specific disease manifestations and 49 paucibacillary infection make diagnosing extra-pulmonary TB challenging(3, 4). Culture, the 50 diagnostic gold standard, allows species identification and drug-susceptibility testing (DST)(5), but 51 generating results takes several weeks; automated liquid culture systems are relatively faster(6) but 52 financial constraints limit their use. 53 54 The microscopic-observation drug-susceptibility (MODS) assay is a low-cost, liquid culture-based 55 diagnostic assay for TB(7, 8). With comparable accuracy as other culture techniques(7, 9, 10), MODS 56 is faster(7), provides simultaneous DST(10-13), and has World Health Organization (WHO) approval 57 for direct testing of sputum specimens in low-resource settings(14, 15). MODS accurately diagnoses 58 TB from cerebrospinal fluid(16) and pleural specimens(17), but its role in the diagnosis of solid tissue 59 TB remains unknown. This prospective cross-sectional study was designed to investigate the use of 60 MODS for culture of lymph node tissue in an operational setting. 61 62 Patients aged ≥18 years with lymphadenopathy requiring diagnostic tissue sampling were recruited 63 consecutively from three public hospitals in Lima, Peru over 14 months. Ethical approval was 64 obtained from the Institutional Ethics Committee of the Universidad Peruana Cayetano Heredia, 65 Asociación Benéfica PRISMA, and each hospital’s ethics approval committee. All patients provided 66 written informed consent. For each patient, clinical and demographic data were collected and the 67 treating physician was asked to give the most likely diagnosis. Patients with unknown HIV status were 68 offered testing. 69 70 Tissue sampling was performed routinely, and samples were immediately divided into three equal 71 parts and processed as outlined in Figure 1. MODS was performed in accordance with published 72 Standard Operating Procedures(18). Microbiological criteria for TB were positivity on at least one of 3 73 Auramine microscopy, MODS, or Löwenstein-Jensen (LJ) culture. Strains obtained by LJ culture 74 underwent phenotypic DST using the proportions method, performed at the national tuberculosis 75 reference laboratory, and the in-house Tetrazolium Microplate Assay (TEMA). Samples for 76 histological evaluation were sealed in paraffin blocks and reported routinely. Once recruitment was 77 ended the blocks were retrieved, and slides fixed and stained with hematoxylin-eosin, Ziehl-Neelsen, 78 and Periodic acid-Schiff. 3 independent pathologists blinded to clinical data recorded presence of 79 Acid-fast bacilli (AFB), granulomas, and caseating necrosis, and gave an overall diagnosis. A 80 histological definition of TB required concordance between two or more pathologists; where retrieval of 81 paraffin blocks had not been possible (n=11) the hospital pathology report was obtained, and if TB had 82 been identified, this was utilized. TB was diagnosed when microbiological and/or histological criteria 83 were met. 84 85 Data were entered into Excel and analyzed using Stata version 12 (StataCorp). Nominal demographic 86 data and test characteristics were compared using Fisher’s exact test. Time to results was compared 87 using the Mann-Whitney U test. A p<0.05 was considered significant. Agreement between 88 pathologists was assessed using Cohen’s Kappa coefficient for multiple ratings; Kappa ≥0.81 was 89 taken to indicate substantial agreement(19). 90 91 144 specimens from 132 patients were tested. Patient demographics are presented in Table 1. 52 92 patients (39.4%) were diagnosed with TB (Table 1, Figure 2a): 19 were positive by Auramine 93 microscopy, 34 by MODS, 40 by LJ culture, and 43 by histology; sensitivities were 36.5%, 65.4%, 94 76.9%, and 82.7%, and negative predictive values (NPV) were 70.8%, 81.6%, 87.0%, and 89.9% 95 respectively. HIV positive patients were more likely to have positive Auramine microscopy results than 96 HIV negative patients (65% and 18.8% respectively, p=0.001). TB was detected in 5 of 12 patients 97 already taking TB therapy (5 by microbiological methods and 3 by histological analysis; all 5 were HIV- 98 positive with CD4+ counts <250 cells/mm3). Physicians suspected TB in 48 TB-positive and 53 TB- 4 99 100 negative patients, thus sensitivity, specificity, positive predictive value (PPV) and NPV of the physician’s presumptive TB diagnosis were 92.3%, 33.8%, 47.5% and 87.1% respectively. 101 102 42 patients had one or more positive microbiological tests (Figure 2b). MODS, TEMA, and the 103 proportions method detected multi-drug resistant TB (MDR-TB) in two patients and isoniazid mono- 104 resistance in one patient. MDR-TB was identified by TEMA and the proportions method in one patient 105 whose isolate grew on LJ culture but not MODS. The proportions method reported low-level isoniazid 106 resistance in five additional samples; all others were fully drug-susceptible according to all methods. 107 108 Positive results were communicated after a median interval of 13 days (IQR 11-18 days, n=57) for 109 MODS and 22 days (IQR 17-28 days, n=78) for LJ culture (p<0.001), and negative results after 41 110 days (IQR 38-41 days, n=186) for MODS and 63 days (IQR 59-64 days, n=163) for LJ culture 111 (p<0.001). Median time to positivity for patients on TB treatment was 9.5 days (IQR 6.5-21 days, n=6) 112 for MODS and 15 days (IQR 15-17 days, n=8) for LJ culture. Auramine microscopy results were 113 communicated after 1 day for both positive (IQR 1-2 days, n=42) and negative (IQR 1-3 days, n=145) 114 samples. As DST was performed in batches, time to results is not available; however, laboratory data 115 indicate assay times of 40-45 days for the proportions method and 7-10 days for TEMA. 116 117 Contamination was reported for 38 (26.6%, n=143) direct MODS assays, and for none performed 118 following sample decontamination (n=144). For LJ culture, 42 (29.4%, n=143) direct and 4 (2.8%, 119 n=144) decontaminated cultures were reported as contaminated. Sensitivity and NPV were higher 120 following decontamination than for direct processing for all microbiological methods (Table 3). This 121 finding persisted when contaminated specimens were excluded from analysis. There was no 122 difference in time to positivity between pre-decontaminated and directly processed specimens. 123 5 124 Paraffin blocks from 121 patients were obtained for full histopathological assessment, and a 125 consensus diagnosis was reached for 117 patients (Table 2). The most frequent histological 126 diagnosis was TB (34.2%). AFB were observed in 8 specimens on ZN staining; all were culture- 127 positive, and 6 were positive on Auramine microscopy. Inter-observer agreement was high for the 128 presence of granulomas (κ=0.83) and caseous necrosis (κ=0.90), but not AFB (κ=0.18). 129 130 This study is the first prospective evaluation of MODS culture for solid tissue specimens. MODS 131 accurately detected TB from lymph node tissue specimens. In contrast with data from respiratory 132 specimens(20), MODS was less sensitive than LJ culture (65.4% vs 76.9%), although almost twice as 133 sensitive as Auramine microscopy (36.5%). Comparable to other studies of TB lymphadenitis, 134 sensitivities of all microbiological assays were lower than sensitivities reported using sputum 135 specimens(3, 6, 21, 22), possibly due to low bacterial load in tissue and/or clumping of pathogens(6). 136 Accordingly, time to results was longer than has been reported from sputum specimens (13 vs 7 days 137 for MODS, 26 vs 22 days for LJ culture)(7). For both culture methods, contamination rates on direct 138 testing were high. Specimen pre-decontamination increased sensitivity of all diagnostic tests. 139 140 MODS provided accurate data on isoniazid and rifampicin resistance simultaneously with diagnosis, 141 which facilitates timely initiation of appropriate regimens and may prevent further development of 142 resistance. The MDR-TB rate was similar to rates previously documented in Lima (7.7% vs. 143 8.6%)(24), although numbers in this study were small; further prospective testing on greater sample 144 numbers is needed to confirm accuracy of resistance testing. Universal DST is recommended in 145 regions where primary MDR-TB rates exceed 3%(23), and MODS may be particularly valuable in such 146 settings. 147 148 Physicians overestimated rates of TB, which leads to over-treatment and delays in obtaining correct 149 diagnoses. Universal access to MODS has similar potential to improve outcomes in extrapulmonary 6 150 TB, as in respiratory disease(25). Performing MODS and LJ culture in parallel would combine the 151 benefits of rapidity and simultaneous drug-resistance data afforded by MODS and the higher 152 sensitivity of LJ culture. 153 154 19 patients had discrepant microbiological and histological results. Similar findings have been 155 reported elsewhere(6). Possible explanations include failure of the host to generate a typical 156 histopathological response, visualization of killed bacilli in patients undergoing TB treatment, or recent 157 use of antibiotics with some antimycobacterial effect(26). Different test modalities may be beneficial in 158 these different patient groups. Concordance between the pathologists’ findings and diagnoses was 159 high, although agreement with respect to AFB visualization was poor. The pathologists were blinded 160 to clinical information whereas in practice findings are interpreted within a clinical context, and 161 accuracy may be greater than that observed in this study. 162 163 In conclusion, although MODS is less sensitive than LJ culture, it is able to accurately diagnose TB 164 from lymph node tissue significantly faster. It can also correctly detect resistance to rifampicin and 165 isoniazid simultaneous to diagnosis, enabling prompt initiation of targeted treatment. No single 166 diagnostic test for TB fulfils all properties of an ideal test, and multiple methods should be used in the 167 diagnostic work-up of patients with lymphadenopathy. MODS may have an important role to play in 168 the diagnosis of TB in resource-limited settings. These data support the expansion of MODS to solid 169 tissue specimens within programmatic guidelines. 170 171 172 173 7 174 Acknowledgements 175 Other members of the Lymph Node TB Working Group in Peru include: Johnny Cárdenas Núñez 176 (Department of Head and Neck Surgery, Hospital Daniel Alcides Carrión, Callao, Perú), Gustavo 177 Cerrillo (Department of Pathology, Hospital Nacional Dos de Mayo, Lima, Perú), Jaime Cok 178 (Department of Pathology, Hospital Nacional Cayetano Heredia, Lima, Peru), Romulo Escobedo 179 (Department of General Surgery, Hospital Nacional Dos de Mayo, Lima, Perú), Margarita Marchino 180 (Department of Head and Neck Surgery, Hospital Nacional Arzobispo Loayza, Lima, Perú), Ernesto 181 Nava (Department of Pathology, Hospital Nacional Arzobispo Loayza, Lima, Perú), and José Luis 182 Saavedra Leveau (Universidad Nacional Mayor de San Marcos, Lima, Peru and Department of Head 183 and Neck Surgery, Hospital Nacional Dos de Mayo, Lima, Perú). We are grateful to all clinical staff 184 and patients who participated in the study for their collaboration. 185 186 This work was supported by the Sir Halley Stewart Foundation (DK) and with an ISID Small Grant 187 from the International Society for Infectious Diseases (CUG). JSF thanks the Imperial College 188 Biomedical Research Centre for financial support. The views expressed within this report are those of 189 the authors and not necessarily of the funders. The funders had no role in study design, data 190 collection and analysis, or preparation of the manuscript. 191 192 193 Conflict of Interests 194 None. 8 195 References: 196 1. 197 198 Switzerland. 2. 199 200 WHO. 2014. Global Tuberculosis Report 2014. World Health Organization, Geneva, Pedrazzoli D, Fulton N, Anderson L, Lalor M, Abubakar I, Zenner D. 2012. Tuberculosis in the UK: 2012 report. Health Protection Agency, 3. Hillemann D, Rusch-Gerdes S, Boehme C, Richter E. 2011. 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Auramine TB positive (n=52) Age, median years (IQR) b positive positive (n=19) (n=34) (n=80) Total diagnosis (n=40) (n=132) of TB (n=43) 23 (44.2) 34 (42.5) 0.86 3 (15.8) 13 (38.2) 16 (40.0) 22 (51.2) 57 (43.2) 39 (26-46) 41 (27-55) 0.38 32 (29-40) 32 (25-48) 32.5 (25-46) 35 (24-47) 40 (25-52) 20 (38.5) 34 (42.5) 0.72 13 (68.4) 12 (35.3) 14 (35.0) 15 (34.9) 54 (40.9) HIV positive (%)a CD4+ count, median cells/mm3 (IQR) b Histological LJ positive P value Females (%) a MODS TB negative 75 (27-218) 163 (121-271) 0.18 87 (25-140) 75 (22-163) 87 (25-140) 63 (25-219) 156 (41-234) Positive sputum smear (%)a 4 (7.7) 0 (0) 0.02 4 (2.1) 3 (8.8) 4 (10.0) 3 (7.0) 4 (3.0) On TB treatment >1week (%)a 5 (9.6) 7 (8.8) 1.00 5 (26.3) 4 (11.8) 4 (10.0) 3 (7.0) 12 (9.7) Previous TB (%)a 10 (19.2) 13 (16.3) 0.65 3 (15.8) 2 (5.9) 4 (10.0) 7 (16.3) 23 (17.4) CXR normal (%)a 27 (51.9) 38 (47.5) 0.375 8 (42.1) 15 (48.4) 18 (45.0) 22 (51.2) 65 (49.2) CXR abnormal* (%)a 18 (34.6) 28 (35.0) 0.558 10 (52.6) 14 (44.1) 16 (40.0) 14 (32.6) 46 (34.8) a Compared using Fisher’s exact test b Compared using Wilcoxon rank-sum test *Where specified, abnormalities included pulmonary infiltrates and/or consolidation (n=14), pleural effusion(s) (n=14), hilar and/or paratracheal adenopathy (n=9), cavitation (n=1), and miliary TB (n=1). 13 1 Table 2: Histopathological findings and histological diagnoses for patients in whom a consensus diagnosis was reached by 2 two or more pathologists. Agreement between ≥ 2 Kappa pathologists (%) (n=117) AFB on ZN stain 2 (1.7) 0.18 Granuloma 42 (35.9) 0.83 Caseous material 34 (29.1) 0.90 TB1 40 (34.2) 0.85 Lymphoma 15 (12.8) 0.66 3 (2.6) 0.87 Other malignancy 16 (13.7) 0.88 Hyperplasia 31 (26.5) 0.64 Histoplasmosis 1 (0.85) 0.24 Other 11 (9.4) 0.33 Findings on histological examination KS Histological diagnosis 1 Where agreement was between two pathologists only, diagnosis given by the third pathologist was: reactive changes (n=3), lymphoma (n=1), non-lymph node tissue (n=2), other/unspecified (n=2). Both patients with non-lymph node tissue were culture-positive for TB. 3 14 Table 3: Comparison of results and test characteristics for specimen processing following decontamination and direct inoculation of the specimen without prior decontamination. Auramine microscopy MODS LJ Culture Decontaminated Direct Decontaminated Direct Decontaminated Direct (n=144) (n=143) (n=144) (n=143) (n=144) (n=143) Positive 22 (15.3%) 20 (14.0%) 39 (27.1%) 18 (12.6%) 46 (31.9%) 32 (22.4%) Negative 122 (84.7%) 123 (86.0%) 101 (70.1%) 85 (59.4%) 94 (65.3%) 69 (48.3%) Indeterminate 0 0 4 (2.8%) 2 (1.4%) 0 0 Contaminated 0 0 0 38 (26.6%) 4 (2.8%) 42 (29.4%) Sensitivity (%) 44.9 40.8 79.6 37.5 93.9 66.7 NPV (%) 77.9 77.2 90.5 76.0 97.0 88.6 Sensitivity (%) 44.9 40.8 79.6 54.5 93.9 91.4 77.9 77.2 90.5 82.8 96.8 95.7 All specimens Contaminated specimens excluded NPV (%) Sensitivity (%) 44.9 81.6 93.9 NPV (%) 77.9 91.3 96.9 Overall 15 Figure legends Figure 1: Flow diagram indicating procedures following patient enrollment. For Auramine microscopy, ≥1 acid-fast bacilli (AFBs) visualized per 100 fields was considered positive(27). *Drug susceptibility testing (DST) performed for all patients positive on LJ culture. One strain tested per patient. Figure 2: Venn diagrams showing numbers of patients positive according to different test modalities. a) Positivity for TB according to Auramine microscopy, TB culture, and histological evaluation (n=132). 12 patients were positive by all three methods, 26 were positive by two methods, and 14 by one method only. Two patients were positive on Auramine microscopy only. b) Positivity according to microbiological methods of detection of TB (n=132). All patients positive by MODS were also positive by LJ culture. 8 patients were positive by Auramine microscopy (n=3) and/or LJ culture (n=6), but not MODS. 16 Figure 1 Patients enrolled (n=132) Tissue sampling: biopsy/aspiration Specimen in formaldehyde Hospital pathology laboratory (n=132) Paraffin blocks not retrieved (n=11) Specimen in NaCl, 4°C TB laboratory, UPCH (n=132) Specimen in NaCl, 4°C. Hospital microbiology laboratory (n=132) Fungal culture Tissue homogenization; dilution in 0.85% NaCl to volume of 5mls Bacterial culture Specimen decontamination, NALCNaOH Direct inoculation Slides for triple evaluation (n=121) Auramine microscopy ZN stain H&E stain LJ culture MODS culture Auramine microscopy LJ culture PAS stain DST: TEMA and Proportions method * 17 DST: TEMA and Proportions method * MODS culture Figure 2 Auramine 2 Culture 5 2 12 21 10 80 Negative Histology a) MODS culture Auramine 2 16 18 1 90 Negative 5 LJ Culture b) 18