INFORMED CONSENT FORM FOR TISSUE BANKING You are being asked to donate blood, tissue or body fluids (specimens) to a Tissue Bank for research purposes. The main goal of a Tissue Bank is to collect biological specimens (tissue, hair, blood, etc.) for use by researchers to gain knowledge about human disease that may help other people in the future. If you agree to participate in this Tissue Bank, you will be asked to sign this informed consent document. Informed consent is a written agreement that you, or your authorized representative, sign indicating willingness to participate in this Tissue Bank. This informative document will tell you about the purpose as well as risks and benefits of the Tissue Bank. You should consent only after you have been given all the necessary information and have had enough time to decide whether you wish to participate. Your signature on this form is voluntary and does not waive any of your legal rights or make any institutions or persons involved in this Tissue Bank any less responsible for your well-being. 1 of 8 Protocol #: Version Date: SCRIHS Version May 2013 TITLE: [INSERT TITLE HERE] WHAT IS THE PURPOSE OF A TISSUE BANK? Studies performed using blood, tissue or body fluids (specimens) can help researchers understand how the human body works. Research performed using specimens can also be helpful for the development of new tests to identify diseases or new ways to treat diseases. In the future, research may help to develop new products, such as drugs. Some of the possible goals of the research involving human specimens might include determining whether a particular gene (material that is passed from parents to child that determines the makeup of the body) is associated with a certain type of disease. Sometimes researchers collect and store many specimens together and use them for different types of research or share them with other scientists; this is called a tissue bank. We are requesting your permission to donate some of your blood, tissue or body fluids for future research. The samples that will be stored in the tissue bank are left over from specimens that were taken, or will be taken, as part of your routine medical care. […or as part of this study (if the tissue banking request is an add-on study within a primary study.] [If additional procedures, such as blood draws or biopsies, will be done to procure the specimen that will be stored, this must be explained.] WHO IS RESPONSIBLE FOR COLLECTING SPECIMENS FOR THIS TISSUE BANK? [Insert: Principal Investigator’s Name Institution and Department Contact Phone Number] HOW WILL YOUR SPECIMENS BE COLLECTED? You are scheduled to have [a surgical procedure, a blood test, or insert other type of procedure]. During the procedure it may be necessary for your doctor to remove some [name the type of specimen] to conduct tests to diagnose or treat your condition. It is common for there to be left over tissue after the necessary tests are completed. [If additional procedures, such as blood draws or biopsies, will be done to procure the specimen that will be stored, this must be explained.] The following information will be collected at the time of your procedure: [List all information to be collected - Examples: age; gender; race; tissue site (for example breast or lung); etc.] [If follow-up is required] We may collect and save information from your medical records, such as personal and family history of disease, lifestyle factors (activity level, smoking status, etc.), results of physical examinations, diagnosis, diagnostic tests, treatments, hospitalizations, and follow-up 2 of 8 Protcol # Version Date : SCRIHS Version May 2013 information. We may access this information as long as your records are available at Southern Illinois University School of Medicine, St. John’s Hospital and/or Memorial Medical Center. WHAT WILL HAPPEN TO THE SPECIMENS? Once your specimens are sent to the tissue banking facility, there are several possible ways in which it may be stored. These include freezing it, growing it in laboratory animals, and immortalizing it in culture (your sample is made up of cells, which are the building blocks of all living things. Some cells can be cultured, grown in special nutrient enriched solution, indefinitely.). [Briefly describe where the specimens will be kept and for how long.] At this time, it is impossible to name all of the different types of studies that researchers may want to perform using your specimens. Any research done with your donated specimens in the future must be approved by the Springfield Committee for Research Involving Human Subjects, a review board that is set up to determine that the research is done according to accepted standards. WHAT ARE THE POSSIBLE BENEFITS TO YOU? The research that may be conducted with your specimens is not designed to provide direct benefit to you. You will not be notified of any results of the research conducted using your specimens. However, others may be helped through the knowledge gained from these studies regarding diseases or conditions and how to detect, prevent or treat them. WILL THERE BE ANY COST TO YOU FOR STORAGE OF THE SPECIMENS? There will be no cost to you for the storage and use of the specimens for research purposes. WILL YOU RECEIVE PAYMENT FOR THE USE OF YOUR SPECIMENS? All specimens will be considered a donation and no compensation is offered. You should be aware that new products might be developed and commercially sold as a result of research done on your specimens. You should understand that you will receive no economic benefit from this. WHAT ARE THE POSSIBLE RISKS OR DISCOMFORTS INVOLVED WITH THE USE OF YOUR SPECIMENS? [If you are drawing blood for research purposes use the following language]: As part of this specimen collection, you are agreeing to donate blood. Blood is collected by placing a needle in a vein and withdrawing the blood. This may be associated with discomfort, bruising, and there is a small risk of bleeding from the site and of infection. Donation of your specimens does not involve any additional risks or discomfort beyond what is already required for diagnosis or treatment. Your care, including any procedures, will not be affected in any way by donating your specimens; nor will your care be affected if you decide NOT to donate. 3 of 8 Protcol # Version Date : SCRIHS Version May 2013 The greatest risk to you is the improper release or misuse of your private information and specimens. The chance of this happening is very small. We have protections in place to lessen this risk. If your specimens are used in genetic research there are unknown risks to you due to the identification of genes that are known to cause a particular disease. Additional, potential risks may include paternity determinations (who fathered a child), loss of social acceptance, employment or insurance discrimination (for example: denial of insurance or difficulty finding employment). These risks may also extend to your family members that share your genes (biological sibling or child). The results of these tests will not be released to you. Your information will be treated as confidential and practices to prevent the misuse of your information (identifiable or not) are in place. WHO WILL USE AND SHARE INFORMATION ABOUT MY PARTICIPATION IN THE STUDY? [Please Note: Complete this section if the specimen collection consent is the only consent included with your submission.] This section explains who will use and share your study-related health information if you agree to participate in this study. A federal privacy law, the Health Insurance Portability & Accountability Act (HIPAA), protects your individually identifiable health information (protected health information). The privacy law requires that you agree to allow researchers to use and/or disclose your protected health information for research purposes in this study. This agreement will be documented by signing this consent. During the study, the researchers will use, collect, and record health information about you. This can include any information about you that the study doctor needs to conduct this study. The protected health information that may be used and/or disclosed includes: [List all protected health information to be collected for this protocol/study from among the list below. Choose only the elements that apply.] Names All geographical subdivisions smaller than a State, including street address, city, county, precinct, zip code, and their equivalent geocodes, except for the initial three digits of the zip code if according to the current publicly available data from the Bureau of the census: a) the geographic unit formed by combining all zip codes with the same three initial digits contains more than 20,000 people; and b) the initial three digits of a zip code for all such geographic units containing 20,000 or fewer people is changed to 000. All elements of dates (except year) for dates directly related to an individual, including birth date, admission date, discharge date, death date; and all ages over 89 and all elements of dates (including year) indicative of such age, except that such ages and elements may be aggregated into a single category of age 90 or older. Telephone numbers Fax numbers 4 of 8 Protcol # Version Date : SCRIHS Version May 2013 Electronic mail addresses Social security numbers Medical record numbers Health plan identification numbers Account numbers Certificate/license numbers Vehicle identifiers and serial numbers, including license plate numbers Device identifiers and serial numbers Web Universal Resource Locators (URLs) Internet Protocol (IP) address numbers Biometric identifiers, including finger and voice prints Full-face photographic images and any comparable images Any other unique identifying number, characteristic or codes If you sign this consent, you agree to allow the study doctor and research team to use and/or disclose your protected health information described above with: Southern Illinois University School of Medicine’s Institutional Review Board: The Springfield Committee for Research Involving Human Subjects (SCRIHS) Government representatives, when required by law Hospitals [List Memorial Medical Center and/or St. John’s Hospital if study uses these facilities] SIU HealthCare SIU School of Medicine [List any collaborators, outside laboratories, etc.] [If applicable – list the sponsor’s name] [List any other groups with whom the information may be shared] [If applicable - statement that primary physician will be contacted if researcher in the course of the project learns of a medical condition that needs immediate attention] U.S. Food and Drug Administration (If an FDA regulated clinical trial) Office for Human Research Protections (OHRP) There are national and state laws that require the study doctor to protect the privacy of your records. However, you do not have a guarantee of absolute privacy. Some information may be subject to re-disclosure. If this should occur, your information may no longer be covered/protected by the federal privacy protections. If you would like to know how the sponsor would protect the privacy of your records, ask the study doctor how to get this information. You have the right to see and copy your records. However, if you sign this consent form, you may not be able to see or copy some records until all subjects complete the study. Once the study has ended, you will be able to see and copy your records. You can withdraw your consent to use and share your records at any time. If you choose to withdraw your authorization, you must submit this request in writing to [name and contact information of investigator] to inform him/her of your decision. 5 of 8 Protcol # Version Date : SCRIHS Version May 2013 If you decide to withdraw from this study, federal regulations may allow the data collected about you to continue to be used for the purposes of the study. Please be sure to ask the study doctor about your options for removing your data should you withdraw from this study. HOW WILL YOUR PRIVACY BE PROTECTED AND YOUR INFORMATION REMAIN CONFIDENTIAL? Information from your medical records may be stored along with your specimens. Any information obtained for the Tissue Bank that may identify you will remain confidential within the limits of the law or will be disclosed only with your permission and the approval of the Springfield Committee for Research Involving Human Subjects. Should any publication or public presentation result from this research, your identity will not be revealed. The specimens may be shared with researchers at this or other institutions. We will not release any information to a researcher (unless authorized by you) that could be linked to you or allow your specimens to be identified. [If a code number will be assigned to the specimen that would provide a link to identifying information, then use the following statement.] We will assign a code number to your specimen and any data that could identify you directly. The purpose of the code number is to protect your confidentiality. It is necessary to maintain a link between your specimen and your identifying information because [provide a brief reason for retaining this link]. Only approved research personnel will have access to this information. [Include if genetic analyses will be done] A federal law called the Genetic Information Nondiscrimination Act (GINA) generally makes it illegal for health insurance companies, group health plans, and employers with 15 or more employees to discriminate against you based on your genetic information. GINA does not protect you against genetic discrimination by companies that sell life insurance, disability insurance, or long-term care insurance. GINA also does not protect you against discrimination based on an already-diagnosed genetic condition or disease. [If applicable] The Tissue Bank has obtained a Certificate of Confidentiality from the U.S. Department of Health and Human Services. The certificate protects against the forced release of personal information from the tissue bank. What this means is that the Tissue Bank cannot be forced to disclose your identity to any third party. It is possible that for some criminal proceedings, the Certificate of Confidentiality could be over-ridden. WHAT ARE YOUR RIGHTS AS A PARTICIPANT? Taking part in this specimen collection for the Tissue Bank is voluntary. Your care, including any procedures, will not be affected in any way by donating your specimens; nor will your care be affected if you decide NOT to donate. If at any time you decide you no longer want your specimens used for research purposes, you may request to withdraw your specimens and data. However, you should understand that any research 6 of 8 Protcol # Version Date : SCRIHS Version May 2013 performed with your specimens cannot be withdrawn; only specimens and data which have not been used can be removed. CHOICE FOR FUTURE RESEARCH USE AND FUTURE CONTACT Please indicate if you agree to participate by circling your response. I agree to let researchers use some of the [insert specimen type] that was taken from me at the time of my procedure to do research to learn about, prevent, or treat [insert medical condition]. YES NO I agree to let researchers use the [insert specimen type] that was taken from me at the time of my procedure to do research about medical questions other than [insert medical condition]. YES NO I would be willing to have researchers contact me in the future to take part in more research. Examples of this research may include, but are not exclusive to, information regarding my family health history and information concerning me, the specimen donor. YES NO If, as a result of a research study, the researcher believes that it is important to obtain information that identifies me, I would allow release of my name and information to the researchers who have obtained adequate approval through a separate Institution Review Board (IRB) protocol? YES NO WHOM DO YOU CALL IF YOU HAVE QUESTIONS OR PROBLEMS? You may contact the following person(s) to answer any inquiries you may have concerning the Tissue Bank and your rights as a participant, or to find out where to inquire about withdrawing your specimens from the Tissue Bank: [INSERT CONTACT INFORMATION HERE] For questions about your rights as a Tissue Bank participant, contact the Springfield Committee for Research Involving Human Subjects at: Southern Illinois University School of Medicine 801 North Rutledge Springfield, IL 62702 Telephone number: (217) 545-7602 7 of 8 Protcol # Version Date : SCRIHS Version May 2013 DOCUMENTATION OF INFORMED CONSENT AFTER SIGNATURES ARE OBTAINED FROM YOU AND AN AUTHORIZED PERSON LISTED BELOW, A SIGNED COPY OF THIS CONSENT WILL BE GIVEN TO YOU. You are voluntarily making a decision regarding participating in the Tissue Bank. Your signature on this form means that you have read and understood the information presented above and have made the decision to participate. Your signature also means that the information on this consent form has been fully explained to you and all your questions have been answered to your satisfaction. If you think of any additional questions throughout the Tissue Banking process, you should contact the Principal Investigator. I agree to take part in the Tissue Bank. Signature of Participant, Legal Guardian, or Power of Attorney Date Printed Name I certify that all the elements of informed consent described on this consent form have been explained fully to the participant. In my judgment, the participant has voluntarily and knowingly given informed consent and possesses the legal capacity to give informed consent to participate in the Tissue Bank. Signature of Authorized Personnel Date Printed Name AUTHORIZED PERSONNEL CAPABLE OF OBTAINING INFORMED CONSENT FROM PARTICIPANTS Principal Investigator: Telephone Number: Co-Investigators: Participating Physician(s) and Participating Health Care Personnel: 8 of 8 Protcol # Version Date : SCRIHS Version May 2013