Electronic Supplemental Information Hydrogenolysis of a γ-Acetylated Lignin Model Compound with a Ruthenium-xantphos Catalyst Hydrogenolysis of an Acetylated LMC with a Ru Catalyst (short title) Adam Wu • Jean Michel Lauzon • Brian R. James Department of Chemistry, University of British Columbia 2036 Main Mall, Vancouver, B.C, Canada, V6T 1Z1 E-mail: brj@chem.ubc.ca Contents NMR Spectra ............................................................................................................................ S3 Fig S1. .................................................................................................................................. S3 Fig S2. .................................................................................................................................. S4 Fig S3 ................................................................................................................................... S5 Fig S4. .................................................................................................................................. S6 Fig S5. .................................................................................................................................. S7 Fig S6. .................................................................................................................................. S8 Fig S7 ................................................................................................................................... S9 Table S1 ............................................................................................................................... S9 Fig S9. ................................................................................................................................ S11 Fig S10 ............................................................................................................................... S12 Quantum Chemical Calculations............................................ SError! Bookmark not defined. Fig S8 ................................................................................. SError! Bookmark not defined. Mass Chromatogram .............................................................................................................. S13 Fig S11 ............................................................................................................................... S13 Table S2 ............................................................................................................................. S14 Hydrogenolysis of LMC with Ru* in Non-Protic, High-Boiling, Polar Solvents ................. S15 Scheme S1 .......................................................................................................................... S15 Table S3 ............................................................................................................................. S15 S2 7.5 7.0 6.5 6.0 5.5 6.16 5.0 4.5 4.0 3.5 Chemical Shift (ppm) 3.0 2.5 2.0 1.5 1.0 0.5 0 154.08 149.37 190.13 127.10 110.90 110.18 30.52 8.0 2.00 123.93 8.5 0.99 56.22 56.10 1.08 1.01 6.93 6.91 7.64 7.63 7.61 7.56 4.42 3.97 3.95 NMR Spectra 180 160 140 120 100 80 Chemical Shift (ppm) 60 40 20 0 Fig S1 1H (300 MHz) and 13C{1H} (75 MHz) NMR spectra for 3,4-dimethoxybromoacetylbenzene (1) in CDCl3. S3 3.95 3.93 3.89 5.29 6.92 6.91 6.85 6.84 7.60 7.69 7.66 8.0 7.5 7.0 2.00 6.5 6.0 5.5 9.13 5.0 4.5 4.0 3.5 Chemical Shift (ppm) 3.0 2.5 2.0 1.5 1.0 0.5 0 180 160 127.91 147.66 153.89 149.28 193.36 72.07 122.43 120.89 114.75 112.22 110.21 122.85 8.5 5.15 56.19 56.08 55.97 1.00 1.01 140 120 100 80 Chemical Shift (ppm) 60 40 20 0 Fig S2 1H (300 MHz) and 13C{1H} (75 MHz) NMR spectra for 1-(3,4-dimethoxyphenyl)-2-(2-methoxyphenoxy)ethanone (2) in CDCl3. S4 3.94 3.91 3.85 180 160 Fig S3 1H (300 MHz) and propanone (3) in CDCl3. 3.0 2.5 2.0 1.5 1.0 0.5 0 55.91 5.0 4.5 4.0 3.5 Chemical Shift (ppm) 63.85 56.23 56.08 128.17 140 13C{1H} 5.5 84.56 6.0 3.24 3.21 3.19 5.38 5.42 6.5 2.08 6.08 3.05 0.94 123.75 121.27 118.39 112.39 111.06 110.23 7.0 4.09 5.40 6.96 6.91 6.83 6.83 6.81 4.07 6.89 6.86 7.5 1.00 154.05 150.51 149.31 147.05 8.0 5.17 195.12 8.5 6.99 7.73 7.61 7.61 7.77 7.76 1.00 0.97 120 100 Chemical Shift (ppm) 80 60 40 20 0 (75 MHz) NMR spectra for 3-hydroxy-2-(2-methoxyphenoxy)-1-(3,4-dimethoxyphenyl)-1- S5 3.94 3.92 3.77 2.04 5.93 3.00 3.15 118.13 Fig S4 1H (400 MHz) and propanone (4) in CDCl3. 140 13C{1H} 2.5 2.0 1.5 1.0 0.5 0 121.08 123.90 160 128.14 154.00 150.43 149.17 147.02 171.04 194.21 180 3.0 20.92 5.0 4.5 4.0 3.5 Chemical Shift (ppm) 56.21 5.5 56.09 6.0 55.90 6.5 80.40 7.0 1.09 1.06 112.74 111.17 110.29 7.5 0.98 64.75 5.62 5.61 5.61 5.60 5.19 123.46 8.0 4.68 4.67 4.65 4.64 4.53 4.51 6.91 8.5 6.94 6.93 6.89 6.88 6.86 6.81 7.67 6.98 7.67 6.96 7.85 1.00 1.03 120 100 Chemical Shift (ppm) 80 60 40 20 0 (100 MHz) NMR spectra for 3-acetoxy-2-(2-methoxyphenoxy)-1-(3,4-dimethoxyphenyl)-1- S6 7.5 5.21 5.20 1.91 3.06 7.0 1.01 6.5 6.0 5.5 1.00 5.99 2.99 5.0 4.5 4.0 3.5 Chemical Shift (ppm) 3.0 2.5 2.0 1.5 1.0 0.5 0 180 160 Fig S5 1H (400 MHz) and propene (9) in CDCl3. 13C{1H} 112.96 110.03 56.10 99.97 125.15 140 120 56.17 121.34 129.20 125.85 143.42 151.07 148.82 153.47 189.20 158.10 121.77 55.96 8.0 4.71 4.70 3.94 3.94 3.86 8.5 6.91 6.89 7.84 7.84 7.82 7.82 7.64 7.64 7.26 7.08 7.06 0.95 0.96 100 Chemical Shift (ppm) 80 60 40 20 0 (100 MHz) NMR spectra for 2-(2-methoxyphenoxy)-1-(3,4-dimethoxyphenyl)-1-oxo-2- S7 180 160 5.0 4.5 4.0 3.5 Chemical Shift (ppm) 140 120 100 Chemical Shift (ppm) 3.0 2.5 2.0 1.5 1.0 0.5 0 80 60 40 20.71 5.5 29.46 6.0 55.96 55.84 55.67 6.5 2.03 56.14 55.57 7.0 3.17 3.17 3.09 3.18 3.08 3.11 1.02 1.00 142.98 140.30 131.26 123.89 126.96 120.73 120.59 112.87 112.39 112.24 110.60 110.49 110.12 101.91 7.5 2.65 2.43 2.42 2.37 2.39 2.88 6.97 3.05 9.16 153.51 151.21 149.59 148.68 148.56 8.0 192.68 8.5 3.73 3.63 3.87 3.91 7.20 7.20 6.96 6.94 6.85 6.70 6.82 6.68 7.79 7.78 7.26 8.06 8.05 8.04 8.03 1.001.01 20 0 Fig S6 1H (400 MHz) and 13C{1H} (100 MHz) NMR spectra for cyclobutyl(diketo)tetramer (10) in CDCl3. H2O was detected qualitatively in 1H NMR spectrum (top) at δH = 1.56. S8 Fig S7 A section (δH = 3.05-3.65) of the variable temperature (VT) 1H NMR spectra (400 MHz, benzene-d6) of 10. Table S1 Shifts for OCH3 signals displayed in Fig S7. Temp (°C) 25 30 40 50 60 70 80 90 3.21 3.22 3.25 3.28 3.30 3.33 3.35 3.37 Signal Shift (ppm) 3.25 3.33 3.40 3.27 3.34 3.41 3.29 3.35 3.43 3.31 3.37 3.45 3.34 3.38 3.47 3.36 3.40 3.48 3.38 3.42 3.50 3.40 3.43 3.51 3.44 3.45 3.46 3.47 3.48 3.48 3.49 3.50 S9 Quantum Chemical Calculations In addition to a VT NMR study (Fig S7), quantum chemical calculations were performed to explore the lack of symmetry observed for 10 in solution. A series of 4 possible geometries, 2 possessing C2 symmetry and 2 with no symmetry elements, was optimized using density functional theory (B3LYP/6-31G*); optimization to local energy minima revealed that none of the structures contained symmetry elements, the lowest relative energy structure (3.3–5.8 kcal/mol lower than the other minima) being shown in Fig S10. This structure is one of many orientations that do not possess C2 symmetry and is consistent with six OCH3 signals in the 1H NMR spectrum in CDCl3 solution. Fig S8 Optimized geometry of 10 (left) and the corresponding line drawing representation (right). S10 8.5 8.0 7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 Chemical Shift (ppm) 3.0 2.5 2.0 1.5 1.0 0.5 0 Fig S9 A representative example of 1H NMR spectra (300 MHz, toluene-d8) observed for the degradation of acetylated lignin with the Ru* catalyst. The bottom spectrum was taken before the J-Young NMR tube was placed in the pre-heated oil-bath. The top spectrum was taken (at r.t.) after the reaction was heated for 20 h at 135 °C. Notice the increase of the intensity of signals at δH = 3.2–3.6 in the top spectrum. S11 8.5 8.0 7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 Chemical Shift (ppm) 3.0 2.5 2.0 1.5 1.0 0.5 0 Fig S10 1H NMR spectra (300 MHz, toluene-d8) observed for the heating of acetylated lignin to 135 °C for 20 h in the absence of Ru*. The bottom spectrum was taken before the J-Young NMR tube was placed in the pre-heated oil bath. The top spectrum was taken (at r.t.) after the reaction was heated. S12 Mass Chromatogram Below is an example of a mass chromatogram (Fig S8) from the degradation of acetylated lignin with the Ru* catalyst. The reaction mixture was filtered through a Celite plug, diluted in CH2Cl2, and injected into the GC/MS. This chromatogram is from the same reaction mixture as the 1H NMR on the previous page. Table S2 shows the retention times, and the corresponding mass fragments of the signals. Fig S8 Mass chromatogram from the degradation of acetylated lignin with the Ru* catalyst. S13 Table S2 Retention times and major mass fragments corresponding to the mass chromatogram in Fig.11. Retention Time (min) 6.73 6.80 6.96 12.16 12.22 13.00 13.12 13.63 13.69 13.79 14.40 15.07 15.29 Major Mass Fragments (m/z) 105, 91, 79 121 125 211, 193 238, 207, 105 227, 125, 105 304, 292, 264 263, 253, 235, 135, 121, 105 263, 185, 79 249, 239, 221, 121, 105 instrument noise CH2Cl2 stabilizer 79 S14 Hydrogenolysis of LMC with Ru* in Non-Protic, High-Boiling, Polar Solvents A series of non-protic, high-boiling, polar solvents was screened for their potential as reaction media for the hydrogenolysis of lignin using Ru*. Each solvent is capable of dissolving a range of lignins as well as the Ru complex; toluene (which cannot dissolve lignin) is included for reference. The screening reaction is shown with the test substrate in Scheme S1 with the results summarized in Table S3. Based on these findings, DMF was selected as a co-solvent for the experiments presented in the text in Section 3.3. The decrease in catalysis activity likely results from coordinating ability of the solvents. Additionally, ortho-metalated Ru species are observed in control experiments with DMSO and are suggestive of alternative decomposition pathways. Scheme S1 Hydrogenolysis of a ‘dimer’ LMC used for solvent screen. Table S3 Consumption of ‘dimer’ LMC in different solvents. Solvent Toluene Dimethylsulfoxide (DMSO) Dimethylformamide (DMF) Dimethylacetamide (DMA) N-Methylpyrrolidine (NMP) 1,4-Dioxane Consumption of LMC (%) > 95 29 52 25 19 15 S15