UNITED NATIONS BES Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 Distr.: General Original: English Draft Scoping Report for the methodological assessment regarding diverse conceptualization of multiple values of nature and its benefits, including biodiversity and ecosystem services Note by the Secretariat IPBES-3 requested (IPBES-3/1, section V, para 3) to revise the report on scoping for the methodological assessment regarding diverse conceptualization of multiple values of nature and its benefits, including biodiversity and ecosystem functions and services (IPBES/3/8), based on the comments following an open Government and Stakeholder review and comments received during IPBES-3 for the consideration by the Plenary at its fourth session. The scoping report for the methodological assessment was submitted for review by governments and stakeholders from 26 February - 31 March 2015. The comments from the open review were further discussed in the IPBES 3(d) Expert Group meeting in Budapest, Hungary, June 8-12, and the scoping document was revised based on these comments as well the comments made during the IPBES-3. After addressing above mentioned comments, the scoping document went through short internal Expert Group review, and draft scoping report for the full assessment is now ready for the second round of open review. The second round of open Government and Stakeholder review will run from 28th of September until 31st of October. I. Introduction 1. In accordance with the Plenary approved work programme 2014–2018, the Bureau and the Multidisciplinary Expert Panel agreed to prepare, for consideration by the Plenary at the fourth session, a scoping document for the methodological assessment regarding diverse conceptualization of multiple values of nature and its benefits, including biodiversity and ecosystem services, which is set out in this present note. It has been developed by an expert group in accordance with the draft procedures for the preparation of the Platform’s deliverables (IPBES/2/9). 1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 II. Scope, rationale, utility and assumptions A. Scope 2. The objective of the proposed methodological assessment is to assess the diverse conceptualization of values of biodiversity and ecosystem services (provisioning, regulating and cultural) consistent with the IPBES conceptual framework, valuation methodologies, how to integrate the diverse concepts and values and valuation methodologies for decision-making by relevant stakeholders, and assess the knowledge, data gaps and uncertainties. B. Geographic boundary of the assessment 3. Global C. Rationale 4. Current governance, institutional and policy design rarely consider the diverse conceptualizations of multiple values of nature and its benefits. The advantages of taking into account the diversity and complexity of the multiple values of nature and its benefits include: (i) making visible the wide spectrum of benefits we derive from nature, including implicit or critical values: (ii) choosing and designing appropriate valuation assessments: (iii) avoiding unnecessary conflicts or negative outcomes; and (iv) empowering individuals and groups who are disadvantaged. Valuation is a key policy tool for informed decisions by a range of stakeholders including governments, private sector, indigenous peoples and community organizations and managers of terrestrial and marine ecosystems. 5. Therefore, a critical evaluation of the concepts and methodologies regarding the diverse conceptualization of multiple values of nature and its benefits, including biodiversity and ecosystem functions and services, will provide the knowledge base for developing practical policy tools as well as assist with assessing the literature for the different regional and thematic deliverables, taking into account the different worldviews and national policies and circumstances. 6. This assessment will build upon the revised preliminary guidelines for the methodological assessment regarding the diverse values of nature and its benefits, including biodiversity and ecosystem functions and services. The guide however, did not critically assess different valuation techniques, or how to integrate and bridge, where appropriate, different values, or how different world views and values have been included in decision-making, or lead to the development of practical policy tools, methodologies and approaches. The assessment, which will also take into account experiences learnt during the regional assessments, will result in revised practical guidelines, which will be available for the preparation of the second-order draft of the global assessment. 7. The assessment, and revised guidelines, will facilitate the undertaking of the global assessment, as well as any future IPBES assessments, in a consistent manner and focus on the relevance of the findings to a range of stakeholders. The assessment and 2 revised guidelines will also facilitate national assessments, national policy formulation and implementation of Aichi targets 1 and 21, which require assessment, synthesis and communications regarding the multiple values of biodiversity 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 D. Utility 8. The assessment will result in the development of revised guidelines for thematic and regional, sub-regional and global assessments and the development of tools and methodologies for incorporating economic, social and cultural values and health implications into decision-making by a range of stakeholders, including governments, the private sector, indigenous peoples and civil society. 9. This work will be directly applicable to the work of the Task Force on Policy support tools and methodologies and the Task Force on Knowledge, Information and Data. It will help identify important gaps in the scientific literature and in practical policy making that need to be addressed, capacity building needs, and highlight approaches and methodologies that are particularly helpful for taking into account the diverse conceptualizations of multiple values of nature and its benefits. 10. The assessment will be based on the recognition of the different worldviews, visions and approaches to achieve sustainable development in the context of the conceptual framework of the IPBES. E. Assumptions 11. The work will be carried out by a multi-disciplinary group of experts [including experts with a range of backgrounds (ecology, geography, policy, economics, ecosystem accounts, anthropology, sociology, philosophy), stakeholders and practitioners relevant to biodiversity and ecosystem services decisions (e.g., business, governments, NGOs),] as well as traditional knowledge holders and a range of cultural traditions, nominated by governments and stakeholders and selected by the MEP in accordance with the procedures for the preparation of the Platform’s deliverables and will build upon the work done by TEEB and MEA, and interact and cooperate with ongoing programmes such as the Waves initiative of the World Bank and the SEEA project of the UN Statistical Office. 12. Integration of the different world views, disciplines and knowledge systems within each chapter will be ensured, as will collaborations among chapters. III. Chapter outline 13. Chapter 1 of the assessment report will be an introduction that makes explicit the relevance of a diverse conceptualization of values of nature and its benefits for governance, institutional and policy design and the explicit links to the IPBES Conceptual Framework. 40 41 42 43 44 1 Aichi target 1 states that “by 2020, at the latest, people are aware of the values of biodiversity and the steps that can be taken to conserve and use it sustainably”. Aichi target 2 states that “by 2020, at the latest, biodiversity values have been integrated into national and local development and poverty reduction strategies and planning processes and are being incorporated into national accounting, as appropriate, and reporting systems”. 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 14. Chapter 2 will assess the coverage of diverse conceptualizations of values of nature and its benefits, including biodiversity and ecosystem functions and services in the scientific literature and in practical policy making. This work will identify how well the different world views, foci of value (Mother Earth/nature, nature’s benefits to people, good quality of life), types of values (non-anthropocentric, anthropocentric, instrumental, and relational) have been included into decision making context, and how ecosystem accounts have been incorporated into national policies and accounting systems, as appropriate to national circumstances. It will also assess how the inclusion of diverse values into decision making contexts have been addressed across: (i) spatial scales, (ii) temporal scales, (iii) social-organization scales, (iv) types of stakeholders, and how the impacts of (i) environmental change, (ii) social change and social learning, (iii) power relations, (iv) inclusion and agency, and (v) institutions have impacted on the values at stake in decision making process. 15. Chapter 3 will assess different valuation methodologies and approaches, including biophysical and ecological, cultural and social, economics, national accounting, holistic and indigenous and local knowledge, public health related, and approaches for the integration and bridging of different values. It will emphasize those methods that allow for the articulation, integration and bridging among the valuation approaches, and the inherent differences between valuation approaches considering different worldview and knowledge systems. Emerging key findings will be identified, especially those related to assessing the links between different types of values from different world views, and those linking nature, nature’s benefits and a good quality of life. 16. Chapter 4 will assess robust findings and lessons learnt of the applicability of valuation approaches in decision and policy making at different levels and contexts (including, private, community and public). This will allow for the identification of the most commonly used and the most robust methods used for linking the diverse conceptualization of multiple values of nature and its benefits to governance, institutional and policy design. The chapter will also assess how values have and can address equity (between generations, between countries, between sectors within countries, etc.), i.e., justice between social actors who value an entity (nature and its benefits in this case) differently, even when agreeing on the values underneath the process of valuation. Special importance will be placed on those methods that have been successful in particular context or at particular spatial, temporal or social-organization scales. Emerging key findings will be identified, especially those related to the identification of tools and approaches that have proven to be successful. 17. Chapter 5 will highlight knowledge and data gaps and uncertainties for the integration of diverse conceptualizations of values of nature and its benefits into governance, institutional and policy design relevant to policy and decision-making. This will draw from the previous ones and emphasize: (i) which types of conceptualizations of Mother Earth and nature and its benefits have not been explicitly addressed or have not been explicitly incorporated into decision-making; (ii) which types of valuation approaches as well as their articulation, integration and bridging are under-developed or have not been explicitly incorporated into decision-making; and (iii) which obstacles have hindered the incorporation of diverse conceptualizations of values of Mother Earth and nature and its benefits into a range of decisions and policy making contexts and levels. 4 1 2 3 4 5 6 7 8 9 10 18. Chapter 6 will highlight capacity building needs and steps to respond to those needs, including capacities for policy uptake. This will draw from the previous ones and emphasize what kind of capacity building is needed for the explicit valuation of the different types of conceptualizations of nature and its benefits, the different types of valuation approaches and their integration and bridging, and their explicit incorporation into decisions and policy making are needed at different levels and within different contexts. IV. 19. Relevant peer-reviewed journals, books, international assessments (e.g., TEEB, and Millennium Ecosystem Assessment), UN System of Environmental-Economic Accounting (SEEA), United Nations reports from UNEP, FAO and UNESCO, World Bank reports, national assessments, e.g., UK NEA, national and International NGO reports, and indigenous and local knowledge (in accordance with the ILK task force recommendations). 11 12 13 14 15 16 17 18 V. 40 41 42 43 Operational structure 20. The operational structure will consist of a TSU (1 full-time equivalent Professional staff and 1 full-time equivalent Administrative staff). 3 Co-Chairs, 80 authors and 14 review editors will be selected by the MEP, in accordance with the procedures for the preparation of the platform’s deliverables. Both the 3 co-chairs and the TSU will have proven abilities in facilitation to ensure the communication across disciplines and sectors, as well as the incorporation of different types of knowledge held by the participants. 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 Key information to be assessed 21. The 3 co-chairs will hold different backgrounds from the biophysical/geographical, social sciences and the humanities, with strong experience in incorporating a diversity of values of nature and its benefits. Each of the chapters will include 15 core authors, including 3 chapter co-chairs, experts from the academia, key stakeholder groups and ILK knowledge holders to ensure the coverage of a diversity of worldviews. The 15 authors within the chapters will cover the 5 UN regions, a range of disciplinary backgrounds, and will be invited to lead the different sections of each chapter. 22. The management committee will consist of the TSU, the 3 Co-Chairs and 1 CLA per chapter, as well as 1 MEP and 1 Bureau member. VI. Process and timetable 23. The proposed process and timetable for undertaking and preparing the methodological assessment report. Time frame Actions 5 February The Plenary at its fourth session reviews and approves the initial scoping exercise prepared by the expert group on the diverse conceptualization of the multiple values of nature and its benefits, including biodiversity and ecosystem functions and services, in coordination with the Multidisciplinary Expert Panel (MEP) and Bureau. March – The MEP issues a call, through the secretariat, to Governments and mid April other stakeholders for nominations of experts (co-chairs, coordinating lead authors, lead authors and review editors) to conduct the assessment based on the results of the scoping exercise approved by the fourth Plenary. 2016 May April June The MEP selects the co-chairs, coordinating lead authors, lead authors and review editors using the approved selection criteria – Setting up the TSU, organise the Management Committee meeting End of July 1st authors meeting to further develop the annotated outline and the sections and chapters, and assign writing roles and responsibilities August - Preparation of draft 1 of the assessment report November 2nd week Management Committee meeting to finalise draft 1 ready for the December expert review process JanuaryFebruary Expert peer review process April 2nd authors meeting to address the review comments to develop Draft 2 of the assessment report and Draft 1 of the Summary for Policy Makers May-July Prepare Draft 2 of the assessment report and Draft 1 of the Summary Policy Makers. 2017 August - Government and expert review process of the Draft 2 of the September assessment report and the Draft 1 of the Summary for Policy Makers. 6 Early October 3rd authors meeting to address the review comments to develop Final draft of the assessment report and Final draft of the Summary for Policy Makers OctoberDecember Prepare Final draft of the assessment report and Final draft of the Summary Policy Makers. January Management Committee meeting to finalise the assessment report and the Summary for Policymakers MidFebruary Submit final documents to Secretariat for editing and translation of the Summary for Policy Makers January – Revision of the guidance document by assessment Co-Chairs, CLAs and 10 key lead authors 2018 March Early April Documents submitted Governments for IPBES-6 (6 weeks prior to IPBES-6) Late April Governments submit written comments on the Summary for Policy Makers in preparation for IPBES-6 Mid-May IPBES-6 1 2 3 4 5 6 7 8 VII. Cost estimate 24. The table below shows the estimated cost of conducting and preparing the methodological assessment report. (United States dollars) Year 2016 Cost item 1st Management Committee meeting at the Secretariat in Bonn (and monthly thereafter) First author meeting (68; co-chairs, coordinating lead authors and lead authors, plus 4 Multidisciplinary Expert Panel/ Bureau members, plus 1 technical support staff member) Assumptions Meeting costs (3 days, 13 participants) Cost Travel and DSA (8 x $3,750) 30,000 Meeting costs (1 week, 55 participants) (25 per cent in kind) 11,000 Travel and DSA (50 x $3,750) 187,500 0 7 2nd Management Committee meeting Technical support 2017 Second author meeting (81 co-chairs, coordinating lead authors and lead authors, plus 14 review editors, plus 4 Panel/Bureau members, plus 1 technical support staff member) Third author meeting (34, co-chairs, coordinating lead authors, and14 review editors, plus 4 Panel/Bureau members, plus 1 technical support staff member) Technical support 3rd Management Committee meeting Authors meeting to revise the guidance document 2018 Dissemination and outreach (summary for policymakers (10 pages) and report (200 pages)) Participation by 2 cochairs and 1 coordinating lead author per chapter in the fifth session of the Plenary Virtual meeting (video-conferencing) 1 full-time equivalent professional position and 1 full-time equivalent administrative position (50 per cent in kind) Meeting costs (1 week, 90 participants) (25 per cent in kind) 0 112,500 16,875 Travel and DSA (60 x $3,750) 225,000 Meeting costs (1 week, 40 participants) (25 per cent in kind) 7,500 Travel and DSA (30 x $3,750) 112,500 1 full-time equivalent professional position and 1 full-time equivalent administrative position (50 per cent in kind) Virtual meeting (video-conferencing) 112,500 0 Meeting costs (1 week, 25 participants) 5,000 Travel and DSA (19 x $3,750) 71,250 Translation of the Summary for Policymakers into all the official languages of the United Nations, publication and outreach 117,000 Travel and DSA (7 x $3,750) 26,250 8 Total 1,034,875 1 2 VIII. Communication and outreach 25. The Assessment report and its Summary for Policy Makers will be published and the Summary for Policymakers will be available in all official languages of the United Nations. These reports will be made available on the IPBES website (www.ipbes.net). In accordance with the IPBES communication strategy, relevant international fora will be identified with a view to present the findings of the report and its SPM. 3 4 5 6 7 8 9 10 11 12 IX. Capacity building 26. Activities on capacity building will be in accordance with the implementation plan of the Capacity building Task Force, for example the fellowship programme. 9