US Environmental Protection Agency Region 10 Office of Air, Waste and Toxics State Indoor Radon Program FUNDING OPPORTUNITY for FY14 CFDA Number 66.032 – State Indoor Radon Grants Grant Process Timeline Funding Announcement ................................................................................................ April 2013 Proposal to EPA by ..................................................................................... Friday, May 16, 2014 EPA review .................................................................................................................... May 2014 EPA negotiation of work plans with selected applicants ………….…………… ......... May 2014 Applicants are requested to submit only workplan and budget to EPA as soon as possible but no later than Friday, May 16, 2014 I. FUNDING OPPORTUNITY DESCRIPTION Background and Purpose Title III of the Toxic Substances Control Act (TSCA), the Indoor Radon Abatement Act (IRAA), Section 306, authorizes EPA to assist States and Federally Recognized Indian Tribes to develop and implement programs to assess and mitigate radon-related lung cancer risk. In FY 2013 EPA will encourage state and tribal grant recipients to work collaboratively with their (non-EPA) Federal Departments and Agencies participating in the Federal Radon Action Plan (FRAP) http://www.epa.gov/radon/action_plan.html. Projects should also focus on addressing environmental justice (EJ) concerns in communities. EJ is the fair treatment and meaningful involvement of all people regardless of race, color, national origin, or income with respect to the development, implementation, and enforcement of environmental laws, regulations, and policies. Funding Priority - The State Indoor Radon Grant (SIRG) program will continue to emphasize radon risk reduction through increased action by home buyers and sellers, homeowners, real estate professionals, radon services professionals, homebuilders, tribes, non-governmental organizations, Federal, state and local governments, and non-governmental organizations. Projects funded by SIRG should focus on achieving the following outcomes: - Homes built to include radon-reducing features, especially in high-radon potential areas, - Reducing radon in existing homes to below 4pCi/L through mitigation, and - Building new schools to include radon-reducing features, and reducing radon in existing schools to below 4pCi/L. 1 To achieve these outcomes and increase results, the SIRG program aims to: (1) improve the effectiveness of state-local/tribal radon programs; (2) focus on high radon potential areas, especially for new home building, building code adoption, and green and healthy homes programs; (3) encourage testing and mitigation within residential property transfers; and (4) encourage SIRG recipients to be strategic in their risk reduction efforts e.g., utilizing results date and information, by institutionalizing risk reduction practices and policies, and utilizing best practices. II. ELIGIBILITY INFORMATION A. Matching Costs (Maximum Federal Share) Each state or tribal SIRG application is subjected to an administrative and prior period performance evaluation to determine the recipient’s eligibility to receive continued funding. An applicant's proposed projects and work plan are evaluated for projected results and alignment with the Agency's radon program goals and priorities. SIRG award decisions are non-competitive and made at the EPA Regional level, based on a formula moderated by Regional management discretion utilizing prior performance and results. A tribe able to provide the required 40% in matching funds is eligible to apply to the Regional EPA office for a grant. B. Eligible Recipients All federally-recognized tribes and tribal consortia in Region 10 are eligible to receive funding under this grant opportunity. A tribal consortium is defined as a partnership between two or more tribes authorized by the governing bodies of those tribes to apply for and receive assistance under the particular EPA grant program. See 40 CFR, Parts 31 and 35 for the regulations pertaining to tribal consortia. C. Eligible Activities The following activities are eligible for funding under SIRG: radon surveys, public information and educational materials, radon control programs, purchase of radon measurement equipment or devices, purchase and maintenance of analytic equipment, training, program overhead and administration, data storage and management, mitigation demonstrations, and toll-free hotlines. Funding for these eligible activities may be used to develop State radon response programs. States may, at the Governor's direction, provide assistance to local governments for public information and educational materials, radon control programs and training. RESTRICTIONS: The statute places the following restrictions on the use of Federal funds: 1) SIRG recipients must perform satisfactorily in the preceding budget period to be eligible to receive additional funding; 2) State expenditures for measurement equipment/devices and mitigation demonstrations cannot exceed 50 percent of the grant amount in a budget period; 3) State expenditures for general overhead and program administration cannot exceed 25 percent in a budget period; and 4) SIRG applicants may use grant funds for financial assistance to persons only to the extent that such assistance is related to approved demonstration projects or the purchase and analysis of radon measurement devices. IV. FUNDING PRIORITIES 2 The funding available to Region 10 tribes and tribal consortia traditionally has not been sufficient to provide grant resources to all tribes that apply. V. REQUIRED PROPOSAL ELEMENTS A. Base Funding Proposals: Proposals should be received no later than Friday, May 16, 2014 and must contain a project description, a work plan, and a budget narrative, as follows. Project Description Narrative description of risks to human health and the environment to be addressed by the applicant, and their relation to any environmental assessment or strategy efforts conducted to date; Plans describing how the proposed work will help address environmental and human health risks; Description of the linkage between the project and the EPA Strategic Plan http://www2.epa.gov/planandbudget/strategicplan Work Plan, in accordance with 40 CFR §35.507: A detailed description of work plan components to be funded under the agreement; Expected environmental outputs and outcomes; Estimated work years of full time equivalents (FTEs) and funding amounts for each work plan component; Work plan commitments for each work plan component and times frames for their accomplishment; A performance evaluation process and reporting schedule in accordance with 40 CFR part 35; The roles and responsibilities of the recipient and EPA in carrying out work plan commitments. Budget Narrative A budget narrative, broken out by federal object categories (see Section B-Budget Categories of the Budget Information-Non-Construction Programs, SF 424A) and by each year of the project. Applicants need to demonstrate a clear linkage between the relevant goals listed in the EPA Strategic Plan 2011-2015 (http://www2.epa.gov/planandbudget/strategicplan) and the project’s expected outputs and outcomes pursuant to EPA Order 5700.7, Environmental Results under EPA Assistance Agreements. Outputs and outcomes differ both in their nature, and in how they are measured. Applicants must discuss anticipated outputs and outcomes in the proposed work plans. 3 Expected outputs (or deliverables) refer to an environmental activity, effort, and/or associated work product to be produced or provided over a period of time or by a specified date. Outputs may be quantitative or qualitative, but must be measurable during the funding period. Examples of environmental outputs may include: an air quality management plan, an emissions inventory, or air monitoring data. Expected outcomes are the result, effect or consequence that will occur from carrying out an environmental program or activity related to an environmental or programmatic goal or objective. Outcomes may be environmental, behavioral, health-related or programmatic in nature, must be quantitative, and may not necessarily be achievable within an assistance agreement funding period. Examples of outcomes may include: air monitoring data are used to accurately assess community air quality; community members take specific steps to reduce air pollution from their activities, or; air monitoring data shows a trend of decreasing air pollution. B. Guidance on Proposal Content and Related Requirements: Listed below are resources that will be helpful in preparing a proposal. These documents provide guidance on EPA requirements for funding proposals in terms of national goals, federal requirements, and work plan development. Additional resources also provide guidance on air quality priorities and tools for grant proposal development and submission. R10 Grants Guidance – R10 Grant Administration Unit guidance http://yosemite.epa.gov/r10/OMP.NSF/grants/administration R10 Tribal Air – listing of documents including the Menu of Options and templates for work plans / budgets http://yosemite.epa.gov/R10/TRIBAL.NSF/programs/tribalairgrants EPA National guidance and Federal requirements – EPA Strategic Plan http://www2.epa.gov/planandbudget/strategicplan EPA Order 5700.7 Environmental Results under EPA Assistance Agreementhttp://www.epa.gov/ogd/grants/award/5700.7.pdf ; EPA State Indoor Radon Grants Program http://www.epa.gov/radon/sirgprogram.html Linking grants / assistance agreements to Environmental results requirements, Use of the logic model, identifying outputs/outcomes. http://www.epa.gov/ogd/grants/assistance.htm; http://yosemite.epa.gov/R10/ECOCOMM.NSF/webpage/measuring+environmental+results VI. MANAGEMENT CAPACITY All grant applicants must demonstrate sound financial, administrative and programmatic management capability. For current or previous recipients, this includes: timeliness and completeness of reports; progress under the current work plan; absence of duplicative activities in proposed work plan and budget, and; responsible and effective use of funds. 4 For recipients with past performance issues, the application should include a discussion of the steps the applicant has taken to address issues and correct past administrative, financial or programmatic challenges. If the applicant has not applied for an EPA grant in the past, or past performance merits the review of the applicant’s administrative or financial systems, a pre-award review may be required prior to the submission of an application. A project officer will contact the applicant to schedule this review if necessary. VII. AWARD ADMINISTRATION Applicants awarded funding must comply with the terms and conditions of the grant award as well as the federal regulations governing the award and the administration of environmental programs for tribes and tribal consortia, found in Title 40 of the Code of Federal Regulations (CFR), Parts 31 and 35, Subpart B (40 CFR §35.500-35.518). EPA highly recommends that grant applicants carefully review and understand all grant award documents prior to accepting the grant. If questions or concerns arise during that review, contact your CAA tribal project office (listed below). VIII. AGENCY CONTACTS To ensure your application is considered for funding, please submit proposals and/or abstracts for receipt no later than Friday, May 16, 2014, to: US EPA, Region 10 1200 Sixth Avenue, Suite 900, AWT-107 Seattle, WA 98101-1128 Attn: Davis Zhen You may submit your application to Davis Zhen at zhen.davis@epa.gov Thank you for your interest in the Clean Air Act Tribal Program. If after reviewing the enclosed application package, you have any questions about the application process or grant requirements, please contact EPA Region 10 Radon Program Coordinator Davis Zhen. IX. OTHER INFORMATION Dispute Procedures can be found at 40 CFR §30.63 and 40 CFR §31.70. Confidentiality Applicants must clearly mark information they consider confidential. EPA will make confidentiality determinations in accordance with Agency regulations found at 40 CFR §2, Subpart B. Non-Competitive Announcement. This grant opportunity for tribes and tribal consortia is exempt from the EPA Grants Competition Policy (EPA Order 5700.5A1) under Section 6(c)2. EPA reserves the right to reject any applications, deny funding after an application has been submitted or tentatively awarded, or to not make any awards. 5