Biodiversity Fund: Northern Australia Targeted Investment 2013

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FUNDING AGREEMENT

Biodiversity Fund: Northern

Australia Targeted

Investment 2013-14

Project: [ Insert Project title ]

Project ID: [ Insert Project ID ]

Commonwealth of Australia as represented by the

Department of Sustainability, Environment, Water,

Population and Communities

ABN 34 190 894 983 ( Department )

[ Insert name of Recipient ]

[ Insert ABN of Recipient ] ( Recipient )

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment page 1

PART A – Project specific details

1. How this Agreement works

– overview

1.1 Components of this Agreement

This Agreement is comprised of:

(a) Part A – these Project specific terms and conditions, the execution page and any applicable map;

(b) Part B, Version 2.0 – the standard terms and conditions that apply to funding by the Department and which are available at www.environment.gov.au/cleanenergyfuture ; and

(c) Part C, Version 1.0 – Program specific terms and conditions that apply to the

Biodiversity Fund – Northern Australia Targeted Investment: 2013-2014 and which are available at www.environment.gov.au/cleanenergyfuture .

1.2 Defined terms

Unless the contrary intention is expressed, capitalised terms in this Part A are defined at the front of either Part B or Part C.

2. Agreement Details

Item

No.

2.1

2.2

2.3

Description

Department details

Department

Representative

Recipient details

Clause reference

Details

1 Commonwealth of Australia as represented by the

Department of Sustainability, Environment, Water,

Population and Communities

ABN 34 190 894 983

1

1

Position: [ insert title ]

Phone: [ insert phone number ]

Fax: [ insert facsimile number ]

Email: [ insert email ]

[ Insert name of Recipient ]

[ Insert ABN of Recipient ]

2.4 Recipient

Representative

1

2.5 Site details 23

Name: [ insert name ]

Position: [ insert position ]

Phone: [ insert phone number ]

Fax: [ insert facsimile number ]

Email: [ insert email ]

The exact locations of Sites are as specified in the

Project MERI Plan.

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 2

Item

No.

2.6

2.7 Exclusion from a perpetual

Creative

Commons

Attribution

Licence (CC-BY

3.0)

11.2

2.8

2.9

Description

GST

Confidential

Information

Insurance

Clause reference

Details

7.3 and

7.5

Note: If you are not sure whether the Recipient is a Government Related Entity please contact the

Legal Section. If you are unsure if the Recipient is registered for GST, please contact the Finance

Section.

The Recipient is / is not [ delete one ] a Government

Related Entity.

The Recipient is / is not [ delete one ] registered for

GST.

13

16

Note: The Recipient is required to make all Project

Material (which includes Third Party Material) perpetually available under a Creative Commons

Attribution Licence (which allows third parties to distribute, amend etc provided the author is credited for the original creation), except for the

Project Material specified below. For example, if there are no exceptions to this requirement, select

Option 2 below and delete Option 1.

[ Option 1 ]

Clause 11.2(a) does not apply to the following Project

Material: [ insert description ].

[ Option 2 ]

None specified.

Department's Confidential Information: [ Department to insert any confidential information of the

Department, otherwise insert ‘Not applicable’.

]

Recipient's Confidential Information: [ insert any confidential information described by the

Recipient and that the Department agrees should be considered confidential , otherwise insert ‘Not applicable’.

]

As at the Commencement Date:

(a) to the extent required by Law, workers’ compensation insurance in respect of the

Recipient’s liability for any loss or claim by a person employed or otherwise engaged, or deemed to be employed or otherwise engaged, by the Recipient in connection with the Project; and

(b) public liability insurance covering legal liability

(including liability assumed under contract) for loss or damage to property or injury or death to persons arising out of or in connection with carrying out the Project for an insured amount

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 3

Item

No.

Description

2.10 Address for notices

Clause reference

Details of $10 million per occurrence and not less than $20 million in aggregate.

[ Note: The insurance amounts above may be subject to some negotiation with individual

Recipients for certain high/low risk projects. A risk assessment is required for Projects over $10 million in value, and the required insured amount should be at or above the Project’s value.

]

20 Department:

Position: [ insert title ]

The Department of Sustainability, Environment,

Water, Population and Communities

Postal address: GPO Box 787, Canberra, ACT, 2601

Physical address: John Gorton Building, King Edward

Terrace, Parkes, ACT, 2600

Email: [ insert email ]

Recipient:

Name: [ insert name ]

Position: [ insert position ]

Postal address: [ insert postal address ]

Physical address: [ insert physical address ]

Fax: [ insert facsimile number ]

Email: [ insert email ]

3. Project

3.1 Project title

[ Insert Project title as stated on the cover page.

]

3.2 Project ID

[ Insert a Project ID.

]

3.3 Project description

[ Insert a description of the Project including the intended impact of the project and how it relates to the Program Outcome. The impact occurs as a result of achieving the Project Outcomes.

]

3.4 Project Outcomes

[ Insert a description of the overall result that the Project is expected to deliver. E.g. “Establish and manage X hectares of mixed native species plantings at [insert location ]”. The Project Outcomes should be attainable (i.e. within the direct influence of the Recipient) and expressed in a measurable way.

]

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 4

3.5 Project Activities

[ Insert a list and high level description of activities essential to the achievement of the Project Outcomes without which this Project would most likely not have been granted the Funds. These activities should be of such significance that non-delivery may result in the Department terminating this

Agreement or requiring the repayment of Funds.

]

3.6 Ongoing Project maintenance

[ Insert a description of any ongoing Project maintenance activities having regard to the Recipient’s application.

]

3.7 Additional requirements

[ Insert other requirements that apply specifically to this project and are not already covered elsewhere in Part A, Part B or Part C of this Agreement, such as requirements for Projects that will undertake construction or will involve working with vulnerable persons such as children or disadvantaged persons.

All insertions here must be reviewed and cleared by the Legal Section.

Otherwise state “None specified.” ]

4. Project Period

The Project Period commences on the Commencement Date and ends no later than [ insert Project Period end date ].

5. Funds

5.1 Maximum amount of Funds

The maximum amount of approved Funds payable by the Department under this

Agreement will be $[ insert total Funds (ex GST) ] (exclusive of GST).

5.2 Payment

The Funds will, subject to clause 6.1, be paid within 30 days of each payment

Milestone date specified in the Milestone Schedule.

5.3 Annual allocation of Funds

Annual allocation of Funds (GST exclusive)

2013/14

Department

Funds

[ Insert amount ]

2014/15

[ Insert amount ]

2015/16

[ Insert amount ]

2016/17 2017/18

[ Insert amount ]

[ Insert amount ]

TOTAL (GST exclusive)

[ Insert amount ]

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 5

6. Milestone Schedule

No. Milestone Milestone date (the Milestone must be completed on or before this date)

Commencement Date 1 Signing of Agreement by the Department

2 Delivery of draft Project

MERI Plan and Project

Budget to the Department

[ insert date ]

Instalment amount

(excluding GST)

[ Insert amount

(if any) ]

Not applicable

3 Approval of Project MERI

Plan and Project Budget by the Department

[ insert date ] [ Insert amount

(if any) ]

4 Delivery of the mid-year / end-of-year [ delete one ] progress report for the

[ insert financial year ] financial year to the

Department as specified in clause 36.4

[

[ Choose one of the two Options below and delete the other.

]

Not applicable

Option 1: for delivery of the mid-year progress report

1 February [ insert year ]

]

[ Note: Repeat this

Milestone TWICE every year: once for the midyear progress report and once for the end-of-year progress report ]

[ Option 2: for delivery of the end-of-year progress report ]

1 August [ insert year ]

5 Acceptance of the midyear / end-of-year [ delete one ] progress report for the [ insert financial year ] financial year by the

Department

[ Note: Repeat this

Milestone TWICE every year.

]

[ Choose one of the two Options below and delete the other.

]

[ Option 1: for acceptance of the mid-year progress report ]

[ Insert amount

(if any) ]

15 February [ insert year ]

[ Option 2: for acceptance of the end-of-year progress report ]

15 August [ insert year ]

6 Delivery of pre-end-offinancial-year project status notice as at 31 May

[ insert year ] to the

Department as specified in clause 36.3

15 June [ insert year ]

[ Note: Repeat this

Milestone ONCE every year.

]

Not applicable

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 6

No. Milestone Milestone date (the Milestone must be completed on or before this date)

7 Delivery of the financial report for the [ insert financial year ] financial year to the Department as specified in clause 36.5

[ Note: Repeat this

Milestone ONCE every year.

]

1 September [ insert year ]

Instalment amount

(excluding GST)

Not applicable

8 Acceptance of the financial report for the

[ insert financial year ] financial year by the

Department

[ Note: Repeat this

Milestone ONCE every year.

]

15 September [ insert year ] [ Insert amount

(if any) ]

9 Delivery of final report and financial report to the

Department as specified in clauses 36.4 and 36.5

Within 40 Business Days after the end of the Project Period or the earlier termination of this

Agreement

Not applicable

TOTAL (GST exclusive) [ Insert total amount identical to Item 5.1

]

7. Recipient Contributions and Other Contributions

(a) The total amount of the Recipient’s Contributions and / or Other Contributions is $[ insert amount ] (exclusive of GST) and must be paid in accordance with the Project Budget.

(b) The types and amounts of the Recipient's Contributions and the sources, types and amounts of the Other Contributions must be fully set out in the

Project Budget. [ Note: If there will not be a Project Budget, this information should be included here along with the due dates for each payment.

]

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 7

8. Project Budget

[ Note: This Project Budget will be heavily tailored to each Project, and some

Projects may not require a Project Budget, depending on payment schedules.

The below example contains the minimum amount of information required by

Part C to be included in a Project Budget, if any.

]

8.1 Funds granted/contributed

Payer

Department

Recipient Contributions

Other Contributions from [ insert name of contributing entity or “No Other Contributions” ]

Amount (GST exclusive)

[ insert amount ]

[ insert amount, or “$0” ]

[ insert amount, or “$0” ]

TOTAL (GST exclusive) [ insert total ]

8.2 Planned expenditure

[ Note: Please list the expenditure items and amounts for each item. The total amount should add up to the sum of the Funds, Recipient Contributions, and any Other Contributions.

]

[

[

[

[

[

Use by date

[ insert date ] Monitoring and reporting insert date insert date insert date insert date etc.

]

]

]

]

]

[

[

[

[

Expenditure item activities

Project administration

Insert expenditure item

Insert expenditure item

Insert expenditure item etc.

]

]

]

]

Amount (GST exclusive)

[ insert amount approved by the

Department, or “$0” ]

[ insert amount approved by the

Department, or “$0” ]

[ insert amount used for this item , or “$0” ]

[ insert amount used for this item , or “$0” ]

[ insert amount used for this item , or “$0” ]

[ etc.

]

TOTAL (GST exclusive) [ insert total ]

8.3 Assets (if any)

Date approved by Department

Date of expected acquisition

[ insert date ]

Description of Asset

[ insert date ] [ Insert description, including technical specifications (if any) and other identifying information ]

Value

Up to [ insert maximum purchase price ]

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 8

Date approved by Department

Date of expected acquisition

[ etc.

] [ etc.

] [

Description of Asset etc.

]

Value

[ etc.

]

TOTAL (GST exclusive) [ insert total ]

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 9

Execution page

EXECUTED as an agreement

DEPARTMENT SIGNATURE BLOCK

SIGNED for and on behalf of the

Commonwealth of Australia as represented by the Department of

Sustainability, Environment, Water,

Population and Communities ABN 34

190 894 983 by a duly authorised representative

Name of authorised representative (print) Name of witness (print)

Signature of authorised representative

Date

Signature of witness

Date

RECIPIENT SIGNATURE BLOCK

Note: Select and complete the appropriate execution block for the legal entity you are contracting with from the list below and delete the rest. Each Agreement should be sent out to the successful applicant with the appropriate signature block already selected and all others deleted. Where an entity is signing as a trustee of a trust, contact the Legal Section for the appropriate execution clause.

[ For an individual ]

SIGNED by [ insert name of individual

(i.e. Joe Bloggs) ]

Signature in the presence of

Date

Signature of witness

Name of witness (print)

Date

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment page 10

[ For a company with multiple directors ]

SIGNED by [ insert name of company and ABN (i.e. Smith Plantings Pty Ltd

ABN 12 123 123 123) ] in accordance with section 127 of the Corporations Act 2001

(Cth) by

Name of Director (print) Name of Director / Company Secretary (print)

Signature of Director Signature of Director / Company Secretary

Date Date

[ For a company with a sole director ]

SIGNED by [ insert name of company and ABN (i.e. Smith Plantings Pty Ltd

ABN 12 123 123 123) ] in accordance with section 127 of the Corporations Act 2001

(Cth) by

Name of Sole Director / Company

Secretary (print)

Name of witness (print)

Signature of witness Signature of Sole Director / Company

Secretary

Date Date

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 11

[ For a partnership or an association of more than several (i.e. 2-3) partners / members or an NRM organisation or state agency ]

SIGNED for and on behalf of [ insert name of entity and ABN (i.e. Smith and

Sons ABN 12 123 123 123) ] by a duly authorised representative who warrants that they have the authority to sign this

Agreement on behalf of [ insert name of entity (i.e. Smith and Sons) ] in the presence of:

Name of authorised representative (print) Name of witness (print)

Signature of authorised representative Signature of witness

Date Date

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 12

[ For a partnership of several (i.e. 2-3) individuals ]

SIGNED for and on behalf of [ insert name of partnership and ABN (i.e. Alan

J Smith and Mary J Smith ABN 12 123

123 123) ] by:

[ insert name of partner i.e. Alan J Smith ] in the presence of

Signature

Date

Signature of witness

Name of witness (print)

Date

[ insert name of partner i.e. Mary J Smith ] in the presence of

Signature Signature of witness

Date Name of witness (print)

Date

Funding Agreement - Part A - Project Specific Terms and Conditions - Biodiversity Fund – Northern Australia Targeted Investment

LEX ID 187 page 13

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