Reviewer: Dr. Arwen H Pieterse Thank you very much for your comments. Our responses are below. 1. They conclude that the decision aid “improves the decision making process […] in cognitively impaired older patients”. This conclusion is not warranted based on the sample used in the study. Please correct in the title, the Abstract and the Discussion section. → We have revised the title, Abstract (lines 16-18) and Discussion (lines 367-368) to reflect the fact that the decision aid targets substitute decision makers, not cognitively impaired older patients. 2. The small scale of the study should be reflected in the title of the manuscript as well as in the Discussion section. In particular, the authors should avoid over-reaching with their conclusions. Please make changes. → We have revised title and Discussion section (lines 349-351) to reflect the small scale of the study. A related point concerns the statistical analyses that were used. Wouldn’t non-parametric tests be more appropriate? Please comment. → We checked whether the Decisional Conflict Scale and the mean percentage of knowledge had a normal distribution. If the Decisional Conflict Scale and the mean percentage of knowledge did not have a normal distribution, we would have used non-parametric tests. However, since the Decisional Conflict Scale and the mean percentage of knowledge had a normal distribution, we used paired t-tests for statistical analysis. As a precaution, we also checked p-values using Wilcoxon’s signed-rank test. The mean score for the Decisional Conflict Scale decreased significantly after exposure to the tube feeding decision aid compared with before (2.561.16(SD) vs. 3.241.37(SD), P<.001). The mean percentage of knowledge questions answered correctly by subjects was significantly greater after using the 38.1%13.5%(SD), P<.01). decision aid (64.6%25.9%(SD) vs. 3. From the Introduction section it is unclear to what extent patients and their families usually are involved in decision making regarding tube feeding in Japan,what difficulties patients and substitute decision makers encounter and why a patient decision aid would seem a helpful intervention. Please clarify. 1 → We have revised the text to include this information (lines 85-94). 4. It is unclear at what stage in the decision process the first assessment took place – was it before the participants received information about tube feeding? And if so, how much information did they receive about it? → We have revised the text (lines 179-181) to clarify this. To measure the effect of the intervention, we did not give the participants information about PEG before they responded to the pre-questionnaire. 5. the authors do not describe what the decision aid contained or looked like nor what changes were made compared to the original aid – for example, how did the physicians’ involvement affect the design of the aid? Please provide details. → We have revised the text to include this information (lines 147-155). The authors do not explain why though having tried to improve the readability of the booklet – they did not offer the aid in the original format. Clearly, an audio booklet seems easier to implement and use on a larger scale as it is less costly (in terms of effort from providers or others and time). Please explain. → We have revised the text to clarify this point (lines 185-188). We thought a paper booklet would be better than a self-paced audio booklet because, in Japan, healthcare providers often provide information to patients and families orally and respond to their questions at that time. However, an audio booklet may be easier to implement and use on a larger scale, as it is less costly. We are planning to conduct another study using an audio booklet. 6. The authors do not give any details as to how often it was a researcher and how often it was a physician who worked through the decision aid with the substitute decision maker, whether it made a difference in acceptability, and if so, what difference. → We have revised the text to include this information (lines 225-231 Also, they do not report as to whether the substitute decision makers asked questions while working through the aid about the aid and/or its content and if so, what kind of questions. Please clarify. → We have included this information in the revised manuscript (lines 254-263 2 7. The authors seem to equate communication about tube feeding and shared decision making, though even if physicians would communicate about that option, this would not necessarily imply that patients and substitute decision makers would become involved in the decision. → We have clarified this point (lines 318-323 The more so that it is still unclear how physicians evaluate the decision aid and how willing they are to use it in clinical practice. Please discuss. → We have added these points (lines 323-327 Minor Essential Revisions 1.Please add background information to the Abstract. → Background information has been added to the Abstract (lines 16-19). 2. Why would it not be necessary to include information on levels of evidence in the decision aid (see p. 12, lines 227-228)? Should the strength of the evidence not be shared with users of the aid? Please clarify. → We have revised the text (lines 286-290hink that the strength of evidence is important information for substitute decision makers. However, the literacy of substitute decision makers may vary, and some substitute decision makers may have difficulty understanding the concept of strength of evidence. Thus, we are currently considering ways to improve substitute decision makers’ understanding, such as adding an appendix to the end of the booklet and simplifying the language used in the booklet. 3. The authors conclude that given that the decisional conflict scores were still high in some of the participants after using the decision aid, substitute decision makers need a decision aid for this decision. Do the authors mean that the decision aid should be adapted (further)? Please explain. → We mean that this decision involves high levels of conflict by nature, and that we need to consider the causes of this conflict and formulate approaches to further reduce the conflict in the future. We have clarified this point (lines 297-300) 3 4. In the Conclusion section the authors state that a randomized controlled trial design is needed to “examine decision making further” and that “continuing research dealing with substitute decision makers who make decision about feeding is an area for future research”. Please provide aims for such studies and the reasons why they are needed. → We have included this information (lines 371-375 5.From my understanding, the Figures do not show mean scores. Please adapt The legends accordingly. → We have added mean scores to the figure legends. 4 Reviewer: Dr. Laura C Hanson Thank you very much for your comments. Our responses are below. 1. Introduction (line 45) – The authors need to do a better review of the evidence base for tube feeding outcomes and provide clarity here. → We have fleshed out this part of the Introduction (lines 45-58) 2. Methods (line 109) – Authors state that survival probabilities were changed “to be appropriate for Japanese people.” This section needs to be more transparent to the reader. →We explained this on lines 137-146. The study on survival of geriatric patients after PEG in Japan was published in 2010. 3. Methods (line 119) – Cognitive impairment is stated as an inclusion criterion; however, it is unclear whether this impairment was moderate or severe, reversible or irreversible, and cause is not provided. → We have qualified cognitive impairment as “severe” (line 168). We obtained only information about diagnostic indications for PEG placement. We did not obtain information about the causes of cognitive impairment. The English language decision aid on which this study depends, is specific to advanced dementia. → The target for the English-language decision aid is the substitute decision maker for an older person who is currently unable to make his/her own health care decisions. The English-language decision aid is not limited to substitute decision makers for dementia patients. The English-language decision aid explains the common causes of eating and swallowing problems in older persons with cognitive impairment, such as damage to the muscles and nerves needed for proper swallowing (e.g., stroke), inability to eat independently (e.g., Alzheimer’s disease), blockage of the esophagus (e.g., esophageal cancer), or severe loss of appetite or interest in eating (e.g., major depression). We have clarified this in the revised manuscript (lines 124-128). In addition, the English-language decision aid explains that “stroke patients who have swallowing problems may recover better if the feeding tube is placed earlier on in their illness, rather than waiting a few weeks” 5 and “patients who have been totally unaware of their surroundings and dependent on others to look after their basic needs for several months are less likely to improve, whether they have a feeding tube or not”. We considered this to be correct based on current evidence, so we used the same explanations in the Japanese version. In the previous study (Mitchell, 2001), the diagnostic indications for PEG placement were acute cerebrovascular accident (n=11), dementia (n=2), postoperative complications with delirium (n=1), and Huntington’s disease (n=1). The authors did not limit the study to substitute decision makers for dementia patients. 4. Methods (line 127) – The technique for measuring tube feeding preference is not clearly described. → We have clarified this (lines 203-204). 5. Results and Discussion (line 176-189, again at 220, 234) – Authors expand on Individual decision-maker results, which is methodologically insignificant and distracts from actual research findings. Recommend deletion of these sections. → We have deleted the indicated text (lines 176-189, 220, 234). 6. Results – (line 196-201) It would be helpful to state the percent that prefer tube feeding before and after the decision aid. → We have revised the text (lines 242-248). 7. Discussion (line 227-228) – Authors dismiss the concept of providing evidence to families facing this difficult decision. Informed decision-making means that families facing this difficult choice must have valid information in order to exercise preferences in a meaningful manner. → We do believe that valid information is important for families facing this difficult decision. However, because the literacy of substitute decision makers is likely to vary, some substitute decision makers may have difficulty understanding written protocols for randomized controlled trials. Thus, we are currently considering ways to improve substitute decision makers’ understanding, such as adding an appendix to the end of the booklet and simplifying the language used in the booklet. 6 We have included this information in the revised manuscript (lines 286-290). 8. Discussion (beginning line 264) –Authors discuss WHO guidelines for shared decision-making; however, this is not placed in context for Japan. Medical ethics guidance for shared decisions varies culturally, and this paragraph could more expressly address Japanese medical ethics as this is the setting for the current sample. → We have added information on the cultural background of Japan with regard to talking about death and end-of-life care (lines 331-335). 7 Reviewer: Dr. Thomas Finucane Thank you very much for your comments. Our responses are below. 1. First is the sentence that "For patients with swallowing difficulty, artificial 45 nutrition by tube feeding has a life-prolonging effect."This is simply not based on evidence. The overwhelming sum of the data is that tube feeding does not prolong life in elderly patients. The strongest data concerns dementia patients. If the authors have data for a survival advantage, it is extremely important and should be referenced. → Thank you for this important comment. We have revised the Background section to include this information (lines 45-58). 2. If the authors presented the choice as either tube feeding or death related to under nutrition, I believe they have fatally misrepresented what is being offered. This is absolutely critical. → When we supported decision making, we explained that 50% of 931 geriatric patients who underwent PEG survived more than 753 days. 3. Second, I would very much like to see what choices were actually made after the intervention. →We did not obtain this information because it was not the focus of our study. We obtained only information on the predisposition of decision makers toward options after the intervention. 4. A more minor point is this phrase: "Since elderly patients often cannot make choices for themselves due to advanced age or dementia" Do the authors believe that advanced age by itself is enough to render a person unable to make choices? → We do not believe that advanced age by itself is enough to render a person unable to make choices. However, elderly patients who have cognitive impairment are often unable to make choices. Thus, we have deleted “elderly patients often cannot make choices for themselves due to advanced age” and we have revised the text (lines 63-64). 5. I think we need finer detail about who was chosen to make the decision. → The relationships of the substitute decision makers to the patients are 8 described in the manuscript (lines 222-224). This is the only information we collected about the relationship between substitute decision makers and patients. 6. Whether the paper should be accepted depends largely on whether the data in the decision aid was accurate and on clarification of the decisional process. → We have added an explanation of the data collection in the text (lines 175-185,192-193). Af ter obtaining informed consent, we administered the pre-questionnaire to substitute decision makers. At this time the substitute decision maker did not receive information about PEG from the researcher/research assistant or physician. Then, the physician gave the substitute decision maker information about the patient’s condition and the reasons for considering tube feeding. The researcher or physician then gave the substitute decision maker information about tube feeding using the decision aid booklet. After working through the decision aid, the substitute decision maker decided whether to perform PEG and completed a post-questionnaire. We have revised the description of the decisional process in the manuscript (lines 188-192). 9