Dr. Bursic 2:00 R10 ARTIFICIAL PHOTOSYNTHESIS: AN ETHICAL DILEMMA Andrew Campbell (ajc164@pitt.edu) BACKGROUND Photosynthesis is the manufacturing of chemical compounds via the use of light energy [1]. Green plants, Cyanobacteria and algae utilize this process in the manufacturing of glucose, in which they store energy via the chemical bonds to be used later for life processes [2]. The concept of artificial photosynthesis is much the same as its natural counterpart; light energy is used to convert certain chemical compounds into new ones that are suitable sources of energy for human consumption [3]. Over the past few decades, alternative sources of energy, such as artificial photosynthesis, have been gaining popularity among energy researchers and producers [4]. For the most part, this is due to the hope that sources like artificial photosynthesis will be viable replacements for fossil fuels, which are the dominant sources of energy in the world [4]. There are a few reasons why fossil fuels need to be replaced as the dominant source of energy. When fossil fuels are consumed, they produce greenhouse gases like carbon dioxide, methane, and nitrous oxide, which cause irreparable damage to the environment [4]. Also, the supply of fossil fuels is limited and dwindling, which means it will become increasingly more expensive for society to use them in mass [5]. Even though artificial photosynthesis is a strong contender as an alternative to fossil fuels, it still has technical issues that need to be addressed. Chief among them is finding a suitable replacement for chlorophyll as a catalyst for the photosynthetic process [6]. The pigment chlorophyll is unique in its ability to capture light energy from the sun and use it in the oxidization of carbon dioxide molecules [1]. Although finding a suitable replacement has proven to be a difficult obstacle to overcome, some researchers have had promising results with gold-copper alloys [6]. The gold-copper alloys have shown in laboratory tests to be comparable to chlorophyll in their ability to oxidize [6]. In addition, goldcopper alloys seem even more attractive as a potential replacement for chlorophyll due to the relatively cheap cost of copper [6]. our company’s design for an artificial photosynthesis energy generator. Every member of the team has devoted an extraordinary amount of time to this project, sometimes working 70 hours a week in order to meet deadlines. Recently, the team has made a breakthrough. We discovered that layers of gold-copper alloys, when arranged in a certain configuration, work extremely well as catalysts for the oxidation process. Excited by the exceptional progress, the design manager informs the company’s CEO, Hank, of the good news. He told Hank that all of the team’s work has been finalized and that the catalyst is ready to be integrated into the overall design. Hank, believing the design to be complete now that the catalyst issue has been resolved, begins marketing the artificial photosynthesis energy generator to potential customers. Within a month, many big companies, such as Walmart and Exxon Mobil, have shown great interest in Sol Power Inc.’s design. Despite what the design manager told Hank, the new catalyst for the process is not yet perfected. Over the course of our experiments, the team discovered that over long periods of use, the exterior Cu atoms in a sample of the goldcopper alloy become oxidized. Once this occurs, the sample becomes much less useful as a catalyst and must be replaced. When I confronted the project manager about this flaw, which he was well aware of at the time when he told Hank, he said not to worry and urged me to omit the flaw. He reasoned that the sale of this invention would be ultimately beneficial to all involved; Sol power Inc. would have an increase in profits, the environment would be helped because the invention would replace energy sources which are harmful, and everyone in the design team would gain professional recognition and monetary compensation. He also said that eventually the team could correct this flaw and be faithful to the company’s customers and to Hank. Even though I understand the design manager’s points, I also realize that there are conflicting moral issues to such deception. So, the question comes down to if I should tell Hank the truth about the flaw, or allow the deals to go through as planned. ANALYTICAL PROCESS THE DILEMMA I am a chemical engineer working for Sol Power Inc., an alternative energy company that specializes in solar energy. The company is a fledgling company, having only been in existence for 2 years. Since my employment 8 months ago, I have been in a team of 3 other engineers and a design manager who is also an engineer. Over the course of these 8 months, my team and I have been attempting to discover a new catalyst for the oxidization of carbon dioxide. We intended to use it in University of Pittsburgh, Swanson School of Engineering Date of Submission 2014-10-28 1 When anyone is faced with an ethical dilemma, whether they are an engineer or not, it is important for them to weigh the pros and cons of their action before executing their plan. In addition, it is important that they look at the situation from multiple different viewpoints in order to see how their action could help or hurt themselves as well as others. The person in the situation must also decide what moral codes are the most important to them so they can decide which to follow. These codes may be professional, like the NSPE code of ethics. They Andrew Campbell also may be more general codes for living life as a good person, such as social norms, family values, or religious tenets. NSPE CODE OF ETHICS The NSPE code of ethics explicitly states that, “engineers shall acknowledge their errors and shall not distort or alter the facts” [7]. It also says that every engineer will, “Act for each employer or client as faithful agents or trustees” [7]. Both of these statements are directly applicable to my current situation. They support the fact that not telling our customers about the defect in the gold-copper alloy component is deceitful and ethically unacceptable. However, the NSPE code of ethics also states that engineers will, “hold paramount the safety, health, and welfare of the public” [7]. By allowing these devices to go to market, the company is helping to rid society of its dependence on fossil fuels, which is helpful to everyone on earth. Despite this, I believe that the code of ethics would still support being honest, mostly because of the more implicit reasoning associated with the section about the welfare of the public. The code also says that engineers should accept responsibility for their actions. This would be appropriate if I decided to do nothing and were caught; I would face harsher punishment if I decided to hide my deception any further. Much of the rest of the NSPE code of ethics is either redundant in the fact that it is against lying, or inapplicable to this situation. An example of an inapplicable guideline would be that, “engineers shall perform services only in areas of their competence” [7], since I am a chemical engineer being faced with a chemical engineering ethical dilemma. ANALYSIS OF MY SITUATION In my situation, I have two main courses of action. Either I could tell Hank about the defect or I say nothing and allow the deal to go through. On the one hand, I could tell Hank about the defect. This would lead to Hank being very upset with the project manager, and may lead to the project manager losing his job. Since he worked on this project for so long, the project manager would be devastated. It would also mean that the research team would have to work more long hours in order to resolve the issue. The potential buyers, who have already foregone other opportunities to pursue our invention, would become distrusting of our company and may cease conducting business with us altogether. This would result in Sol Power Inc. losing a large sum of potential revenue, which would be devastating to the fledgling company. On the other hand, I could stay silent about the defect and allow the deal to go through. This could lead to a huge come up for Sol Power Inc. and all its employees. The company would have a new source of income, stock prices would increase, and everyone who worked on the project would gain professional recognition and monetary compensation for such a ground breaking achievement in energy production. Also, the new invention would begin to accelerate society’s conversion to cleaner energy, which is beneficial to everyone. In addition, the defect also assures that the customers will have to keep replacing the gold-alloy component, assuring a continued source of revenue for the company. However, deceiving the customers could result in severe blowback. If they discover that we were aware of this defect, the young company could be sued, which would result in the company’s collapse and the loss of everyone’s jobs. In addition, everyone who was aware of the defect, namely my research team and I, could be barred from engineering for our deceitful behavior. AICHE CODE OF ETHICS The AIChE code of ethics is very similar the NSPE code of ethics. It too imparts that being honest and impartial to clients, employers, and the public is crucial to being a good engineer [8]. It also states that engineers should “issue statements or present information only in an objective and truthful manner” [8]. Due to these statements, I believe that the best way to follow this code of ethics is to be honest at all times. This would also be the best way to strive for “competence and prestige [in] the engineering profession” [8], since being dishonest would decrease the overall prestige of the profession. However, the AIChE code of ethics also states that engineers should “protect the environment in performance of their professional duties” [8]. I believe that the best way to protect the environment would be to not say anything to Hank, and allow the device to replace fossil fuels in the energy production of society. Thus, there is a conflict in this code of ethics. Even so, I believe being honest would still be the best way to follow this code. The only part of this code that is not pertinent in my situation is the section stating that engineers should never tolerate harassment [8]. The project manager never did anything to directly threaten or offend me individually, otherwise it would be pertinent. ETHICAL RESOURCES ENGINEERING CODES OF ETHICS The first thing any engineer should do when faced with an ethical dilemma is to consult the engineering codes of ethics which are applicable to the situation. For my situation, the two most relevant codes are the NSPE code of ethics, which is the guiding code for any engineering discipline, and the American Institute of Chemical Engineers Code of Ethics, which is specific to my discipline. Engineers are both ethically and legally bound to these codes of ethics and must follow them to the best of their ability. 2 Andrew Campbell manager to assure that the public gets the product they believe they are purchasing. CASE STUDIES Another resource that an engineer can consult when faced with an ethical dilemma are case studies. These are exploratory analyses of some concept or event, where moral implications of some action are discussed. Some case studies may be directly related to an engineer’s current situation, while others may be in a completely different field of study. However, in either situation the case can still give insight on what an engineer should do when faced with an ethical dilemma. THE CONTRIBUTION CONUNDRUM The third case study I consulted was one involving campaign contributions. An engineer who has been working for a construction company for a relatively short time notices an extra $1000 dollars in his paycheck [11]. At a staff meeting, the boss explains that the company owes a certain government official for endorsing the company for certain construction projects [11]. He says that he has already contributed to the official’s re-election campaign, and that he expects the same type of “loyalty” from the rest of the company [11]. The main issue in this situation is allowing money to influence your actions. The company is essentially telling its employees to bribe the government official so that they can continue getting contracts. This is much the same dilemma as mine; I have to choose between doing what is fair, which would be to not lie to the customers, and what allows my company to be profitable. Just as the civil engineer in this situation should not allow himself to be persuaded by money into doing something immoral, I should not let the chance of monetary gains stop me from informing Hank of the defect. A NEW DIALYSIS MACHINE The first case study I consulted in this situation was one involving a new type of dialysis machine [9]. In the scenario, someone working for a health technology company has a choice between designs for a dialysis machine: one that will use disposable filters, or one that will use 100 times more costly reusable filters [9]. Although the disposable filters are cheaper to produce, they are very difficult to provide to third world countries where they are needed since humanitarian organizations are rarely willing to pay for them [9]. Although this scenario is not directly related to my situation, it can still give insight into handling mine. The overall gist of this scenario is that paying the extra money will assure that the product will do the most good for society. This is like my situation since putting the extra time and money into correcting the flaw with the gold-copper catalyst will mean a better product for the consumer. It is different to my situation in the fact that the disposable version of the dialysis filter is better for humanity since it saves lives in third world countries, while the disposable version of the gold-copper catalyst is less helpful since it creates more waste and does not directly help save lives. ARTICLES ON ETHICS Articles on ethics can also be quite useful in deciding what the best course of action is for your situation. These articles usually look into ethics on a deeper level can be useful in more complex ethical situations. One article I read quoted a man by the name of Aldo Leopold. He once said that promoting sustainable development was, “a job not of building roads into lovely country, but of building receptivity into the still unlovely human mind” [12]. This seems to pertain to my situation because it outlines one of the goals for the device that Sol Power Inc. is building. The quote implies that the first step toward sustainable energy is to make it accepted in the minds of the public. If the artificial photosynthesis energy generator was to fail upon its first release due to a faulty catalyst, it may damage the reputation of sustainable energy and make it harder to implement on a large scale in the future. The second article I read outlined the concept of corporate social responsibility (CSR). CSR is the idea that corporations can self-regulate their actions in a way that maximizes productivity and in the end results in the best situation for society [13]. This seems applicable to my situation because if I allowed the product to go to market while I am aware of a defect, I would be going against the idea that business can regulate its own actions. If the company were to get caught, the deception could trigger new regulations by the government and distrust amongst the public which would hinder business as a whole. FIRE CODE VIOLATION The second case I consulted was one involving fire safety codes. The situation is that a fire protection engineer is employed by a land lord to inspect an old apartment building [10]. Upon completing his inspection, he discovers that the fire alarms cannot be heard in all rooms of the building [10]. The engineer tells the client that this is a safety code violation, and the client responds by saying that he does not have the money at the moment to fix this code violation [10]. This situation is related to my dilemma in that a technological deficiency is overlooked due to money issues. It is also related in that there is a conflict between confidentiality and doing what is best for the public interest. I can apply this to my situation because I have to choose between keeping confidentiality with my team and doing what creates the best product for my customers. Just as the fire protection engineer should violate the confidentiality he has with the landowner so that the tenants of the building are safe, I should violate my confidentiality with my design 3 Andrew Campbell http://search.credoreference.com/content/entry/columency/p hotosynthesis/0 [3] L. Yarris. (2014). “On the Road to Artificial Photosynthesis.” Berkeley Lab. (online article). http://newscenter.lbl.gov/2014/09/25/key-catalytic-factorsin-carbon-dioxide-reduction/ [4] Y. Wei, G. Wu, H. Liao, H. Wang (2011). Energy Economics: CO2 Emissions in China. Beijing, China: Science Press Beijing. (Online book). http://download.springer.com/static/pdf/552/bok%253A9783-642-138478.pdf?auth66=1412013918_cde944e27ee0ac458ebbaf89b76 4aa6e&ext=.pdf pp. 6-12 [5] D. E. Newton. (2012). Contemporary World Issues: World Energy Crisis: A Reference Handbook. Santa Barbara, CA: ABC-CLIO. (Online book). http://site.ebrary.com/lib/pitt/reader.action?docID=10649968 pp. 54-58 [6] Y. Sugano, Y. Shiraishi, D. Tsukamoto, S. Ichikawa, S. Tanaka, T. Hirai. (2013). “Supported Au–Cu Bimetallic Alloy Nanoparticles: An Aerobic Oxidation Catalyst with Regenerable Activity by Visible-Light Irradiation.” Angewandte Chemie International Edition, vol. 52, Wiley Online Library (Online Article). http://onlinelibrary.wiley.com/doi/10.1002/anie.201301669/f ull pp. 5295-5299 [7] (2007). “NSPE Code of Ethics for Engineers.” NSPE website. (Online article). http://www.nspe.org/resources/ethics/code-ethics [8] (2013). “Code of Ethics.” AIChE website. (Online article). http://www.aiche.org/about/code-ethics [9] S. E. Wilson, Ph.D (2010). “A New Dialysis Machine.” National Academy of Engineering website. (Online article). http://www.onlineethics.org/Resources/Cases/DialysisMachi ne.aspx [10] NSPE Board of Ethical Review (2014). “Public Health and Safety-Delay in Addressing Fire Code Violations.” NSPE website. (Online article). http://www.nspe.org/sites/default/files/BER%20Case%20No %2013-11-FINAL.pdf Case No. 13-11 [11] National Institute for Engineering Ethics (2014). “The Coercive Contribution Conundrum.” Texas Tech University Website. (Online article). http://www.depts.ttu.edu/murdoughcenter/products/cases.ph p Case No. 1006 [12] B. K. Sovacool (2013). Energy, Climate and the Environment: Energy and Ethics: Justice and the Global Energy Challenge. New York, NY: Palgrave Macmillan. (Online book). http://site.ebrary.com/lib/pitt/reader.action?docID=10740304 pp. 1 [13] R. J. Hanlon (2011). Contemporary Politics. Oxfordshire, UK: Routledge (online book). http://rt4rf9qn2y.search.serialssolutions.com/ pp. 71-72 [14] K. Campbell (2014). Phone Conversation. [15] The Bible (New King James Version, Exodus 20:16). PERSONAL RESOURCES Personal resources for ethical analysis are some of the most important. For most people, ethical actions are not taught through books but instilled by role models encountered through life. One personal resource I would turn to in this situation would be what my parents had taught me. Growing up, my parents always told me to be honest and up front in whatever I do [14]. They have also said that if I lie or make a mistake, I should confess as soon as possible or it will come back to haunt me [14]. Another personal resource I would consult would be my faith. The ninth commandment specifically condemns lying of any sort by saying, “You shall not bear false witness against your neighbor” [15]. Both of these sources support the fact that I should tell Hank the truth about the defect, instead of staying silent and hoping things work out for the best. MY DECISION Based on all the resources I have consulted and discussed in the previous paragraphs, I believe I would have to tell Hank about the defect. This decision may get my design team manager in trouble, but it will avoid any potential ethical or legal issues that may arise from putting a faulty product on the market. It also may give my team and myself more work, but not cheating the consumers will mean a more stable future for the company, for sustainable energy, and for myself professionally. DECISION MAKING PROCESS Anyone, especially engineers, faced with an ethical dilemma should do as I have outline before making a decision. They should consult many different sources and look at the situation from multiple viewpoints in order to see the total effect of their actions. They should weight out what is most important to them and what decision will result in the best outcome. For the most part, however, many dilemmas can be solved by just following the basic morals of humanity: be kind, be fair, and always put in your best effort. REFERENCES [1] R. Razeghifard. (2013). Natural and Artificial Photosynthesis: Solar Power as an Energy Source. Hoboken, NJ: John Wiley & Sons. (Online book). http://site.ebrary.com/lib/pitt/reader.action?docID=10768953 pp. 13-15 [2] E. O'Toole. (2013). The Columbia Encyclopedia. New York City, NY: Columbia University Press. (Online encyclopedia). 4 Andrew Campbell ACKNOWLEDGEMENTS I would like to acknowledge my parents for instilling into me a set of good moral values. I would also like to acknowledge Aaron Johnson for proofreading my paper. Lastly, I would like to thank Janine Carlock for promptly answering my questions via email. 5 Andrew Campbell 6