Table of Contents Course lecturers: ........................................................................................................................................... 1 Description of the course:............................................................................................................................. 2 Examination .................................................................................................................................................. 2 The seminars ................................................................................................................................................. 3 Teaching activities ......................................................................................................................................... 3 Building block 1: Modern innovation theories and industrial change ...................................................... 3 Building block two: empirical insights into industrial dynamics: .............................................................. 4 Course schedule ........................................................................................................................................ 5 The project paper...................................................................................................................................... 8 IDA Course PM (period 4, 2011): ME2036 (IDA) Industrial Dynamics-Advanced Course ECTS: 6 Credits: 6 hp Level : D Language: English Course lecturers: Course coordinator: Cali Nuur Cali.nuur@indek.kth.se Room 421, Lindedtsv 30 Contributing lecturers: Staffan Laestadius (SL) Pär Blomkvist (PB) Michael Novotny (MN) Pranpreya Sriwannawit (PS) Vicky Long (VL) Description of the course: This an advanced course in which understanding various aspects of changes relating to knowledge creation, competence development, industrial capabilities, science and technology- and how these processes takes place on a system’s level play a crucial role. A core point of departure is an in-depth understanding of the transformation of industries and technologies, which are more or less influenced by the economic, professional, policy and cultural contexts. The measurement of these processes as well as their relation to economic growth and competitiveness is also another theme of this course. Thus, the course puts industrial and technological change in the context of the theory of dynamic capabilities, which integrates evolutionary (innovation) theory with the theory of the firm. The course also integrates theories of knowledge formation and learning in firms and technical/innovation systems as well as the science and technology studies discourse. More specifically after attending this course students would: Be able to gain in-depth knowledge on the mechanisms behind industrial and technical change. Be familiar with the fundamentals of modern innovation theories Be able to analyse industrial and technological transformation from a historical and technological context Be able gain in depth knowledge on knowledge formation processes involved in understanding economic and technical transformation. Be familiar with the research frontier in industry, innovation and technology analysis, research processes and policy, and evolutionary industrial processes and the formation of dynamic firms. Be able to gain in depth knowledge on the institutions that condition and constrain industrial competitiveness. Be able to identify the mechanisms behind technological and industrial change Be familiar with the knowledge base for independent qualified analysesmanagement-implementation-process/policies and strategies that relate to industrial and technical change on different systems levels. Examination The course examination is based on the following intertwined elements; a) Active participation in three seminars described below and delivering a written paper (2000-3000 words) after each seminar (corresponding to approximately 20%) b) Authoring, presenting, and defending a project paper (8000-12000 pages) on industrial dynamics (Corresponding approximately to 60%) c) Critiquing (Orally and in writing) a peer written paper (2000-3000 words) (corresponding approximately, 20%) A note on the literature: Since this is an advanced course students are expected to read and analyse a number of scientific articles. The compulsory literature of each of the building blocks is given below. The majority of the suggested literature could be accessed through KTH library. In the case of difficulties please get in touch with the professors. The literature seminar will be based on the suggested articles and expected to be a synthesis of the articles. The seminars There are three compulsory seminars: 1) A literature review seminar base on the theoretical building block. Hand in your work (hard copies) before the start of the seminar. Delays will not be accepted. 2) A draft seminar on the project work. Deliver a draft of your research project to the course coordinator’s mailbox at Sing Sing 24 hours before the seminar. 3) Final seminar; Present your research project work and give critique (orally and in writing) on another student’s paper. The final paper should be handed (hard copy)in 48 hours before the seminar. Teaching activities The teaching activities are based on two blocks with the aim of giving insights into the frontier of industrial dynamics; 1) A theoretical block that introduces concepts and frameworks. 2) Empirical block with the aim of putting the theoretical concepts into different contexts/levels. Building block 1: Modern innovation theories and industrial change Lecturers: PB; SL; CN 1a) introductory texts on the mechanisms of transformations (PB) Suggested literature: - Arthur, Brian (1990): “Positive Feedbacks in the Economy“ (in Scientific American): http://www.santafe.edu/~wbarthur/Papers/Papers.html (pdf-version) - Articles by Erik Dahmén and Staffan Laestadius: Hand outs by Pär Blomkvist at the lecture Rogers, Everett (1995): Diffusion of Innovations (The Free Press, New York), chpt 1, 137. http://courses.ceit.metu.edu.tr/ceit626/week9/rogers-doi-ch1.pdf 1b) The foundations of innovation and entrepreneurship theory (SL) Suggested literature; Schumpeter, J., “The fundamental phenomenon on economic development” (basics on innovation and entrepreneurship), chapter 2 in The Theory of Economic Development, 1C) Evolutionary and institutional paths in economics (SL) Suggested literature: -Dosi, G. & Nelson, R., 1994, “An introduction to evolutionary theories in economics”, Journal of Evolutionary Economics, 4, 153-172. -Nelson, R., 1995, “Recent Evolutionary Theorizing About Economic Change”, Journal of Economic Literature, 33, March, 48-90. -Hodgson, G., 1998, “The Approach of Institutional Economics”, Journal of Economic Literature, 36, No. 1, 166-192 - Nelson, R., “The Co-evolution of Technology, Industrial Structure, and Supporting Institutions”, Industrial and Corporate Change, 3, No 1, 47-63. 1D) The systems levels of innovation (SL/CN) Suggested literature: - Franco Malerba (2002) “Sectoral systems of innovations and production” Research policy 31, pp 247-264. http://www.azc.uam.mx/socialesyhumanidades/06/departamentos/relaciones/ Pdf.%20De%20curso%20de%20MESO/Malerba2002Sistemas%20sectoriales.pdf - Nuur, Cali, Gustavsson, Linda and Laestadius, Staffan(2009)'Promoting Regional Innovation Systems in a Global Context', Industry & Innovation,16:1,123 — 139 Building block two: empirical insights into industrial dynamics: 2a) Industrial dynamics; The case of Photo voltaic and Thailand (PS) Suggested literature: Cohen, W. M., & Levinthal, D. A. (1990). Absorptive capacity: A new perspective on learning and innovation. Administrative Science Quarterly, 35(1), 128-52. Lundvall, B. Å., Vang, J., Joseph, K.J., & Chaminade, C. (2009). Innovation system research and developing countries. In B. Å. Lundvall, K.J. Joseph, C. Chaminade & J. Vang (Eds.), Handbook of innovation systems and developing countries: Building domestic capabilities in a global setting (pp. 1-30). Cheltenham/Northampton: Edward Elgar. Rogers, E.M. (1995). Chapter 1: Elements of diffusion. Diffusion of innovations (4th ed.) (pp.1-37). New York, NY: The Free Press. Sriwannawit, P. (2010). Diffusion of photovoltaic systems in rural Thailand. Working paper presented at DRUID-DIME Academy Winter Conference 2011, Aalborg/Denmark and to be presented at International Conference on Management of Technology, Florida/USA. http://www2.druid.dk/conferences/viewabstract.php?id=502404&cf=47 2b) Industrial dynamics; The case of the paper and pulp industry (MN) Suggested literature: Dosi G., Nelson & Winter; 2000. Nature and Dynamics of Organizational Capabilities. Ch 12 by Teece, Pisano & Shuen, p 334-362. Oxford University Press. Laestadius, S., 2000. “Biotechnology and the Potential for a Radical Shift of Technology in Forest Industry”, Technology Analysis & Strategic Management, June 2000, vol 12, nr 2. 193-213. Tushman, L. M. & Anderson, P, 1997. Managing Strategic Innovation and Change, ch 1, p3-20. Oxford University Press. New York, or: Abernathy & Clark, 1985, “Mapping the winds of creative destruction”. Research Policy, 14, 3-22. 2C) Industrial dynamics: The case of ICT and China (VL) Steinmueller W. Edward (2001) ICTs and the possibilities for leapfrogging by developing countries, International Labour Review Vol. 140 (2001), No.2 Teece (1986), ‘Profiting from technological innovation: implications for integration, collaboration, licensing and public policy’, Research Policy, vol. 15, no. 6. pp. 285305 Shapiro Carl. (2003) Navigating the patent ticket: cross licenses, patent pools, and standard-setting. In Jaffe, A, Lerner, J and Stern, S (eds.) Innovation Policy and the economy, Vol. 1. Boston: MIT Press Long Vicky & Palmberg Christopher (2006), Navigating IPR ticket from a latecomers perspective – the case of the emerging Chinese ICT industry, Article collected in book "Finland and the Globalization of Innovation", edited by Jyrki Ali-Yrkkö and Christopher Palmberg, Taloustieto Oy, Helsinki, 2006 Course schedule Vecka 2 - 21 2011 Grafiskt format | Utskriftsvänlig version Kurs ME2036 Industriell dynamik, Avancerad k Vecka 12, 2011 Kurs Mome nt Lok Anmärkni Lära al ng re Kursomg Tis 22 mar 10:0012:00 ME203 6 Frl M33 introducti on SL/P ME2036V1 B 11 On s 23 mar 10:0012:00 ME203 6 Frl V32 1A PB ME2036V1 11 Vecka 13, 2011 Tis 29 mar 10:0012:00 ME203 6 Frl M33 1B SL ME2036V1 11 On s 30 mar 10:0012:00 ME203 6 Frl V32 1C SL ME2036V1 11 Vecka 14, 2011 Tis 5 apr 10:0012:00 ME203 6 Frl M33 1D CN ME2036V1 11 On 6 apr s 10:0012:00 ME203 6 Frl V32 2A PS ME2036V1 11 2B MN ME2036V1 11 VL ME2036V1 11 Vecka 15, 2011 Tis On s 12 apr 13 apr 10:0012:00 10:0012:00 ME203 6 ME203 6 Frl M33 2C Frl V32 Vecka 17, 2011 Tis 26 10:00- ME203 Frl M33 Reserve ME2036V1 On s apr 12:00 6 11 27 apr 10:0012:00 ME203 6.a Sem L44 Seminar 1 CN ME2036V1 11 15:0017:00 ME203 6.b Sem L21 Seminar 1 CN ME2036V1 11 Vecka 18, 2011 Tis 3 maj 10:0012:00 ME203 6 Frl M33 ME2036V1 11 On 4 maj s 13:0015:00 ME203 6.a Sem L21 Draft seminar CN ME2036V1 11 15:0017:00 ME203 6.b Sem L21 Draft Seminar CN ME2036V1 11 Vecka 19, 2011 Tis 10 maj 10:0012:00 ME203 6 Frl M33 Reserve time ME2036V1 11 On s 11 maj 10:0012:00 ME203 6.a Sem L44 ME2036V1 11 15:0017:00 ME203 6.b Sem L21 ME2036V1 11 Vecka 20, 2011 Tis 17 maj 10:0012:00 ME203 6 Frl M33 ME2036V1 11 On s 18 maj 10:0012:00 ME203 6.a Sem L44 Final seminar CN ME2036V1 11 15:0017:00 ME203 6.b Sem L21 Final Seminar CN ME2036V1 11 The project paper The project paper is the final examination of the course. It should discuss/ analyse the theories and concepts that have been covered in the course. The student can also apply the concepts into a practical case (technology, industry etc). However, in this case, the student should show that the theoretical framework is put into practice. At the draft seminar, peer critique and feedback will be given to enhance the quality of the project. The final project paper can be written with one or two other students (max 3) but every co-author should write a page declaration concerning his/her input and the input of the coauthors. The final paper should not exceed a maximum of 12 000 words (single line spaces, 12 point, times new roman) and should be well referenced. The paper must be based on literature and prime sources and has a clear message that is sound and well referenced in the literature used and in the prime sources of your investigation. The paper should be modelled according to the standard academic form and should contain 1. 2. 3. 4. 5. 6. 7. Introduction/background The research objective(s) and research question(s), Data gathering methodology A conceptual discussion/theoretical framework/ literature review Emiprical findings/illustrations Conclusions and implications; References/bibliography The course is graded according to how well the student has followed the three compulsory examination requirements listed earlier. Apart from the paper (the most important factor) the grade is dependant on your participation in the building block seminars and presentation and critique at the final seminar.