Last updated: May 10, 2015 Faculty of Social Sciences \ Introduction to Public Policy and Administration 71-114-18 Mr. Hanan Haber Class : BA Mandatory Year: 2015-2016 / 5776 ))תשע"ו Semester: 1st +2nd weekly hours: 2 Credit points: 2 Site course: http://lemida.biu.ac.il/course/view.php?id=16074 Office hours: After class, 13:30-14:30 Office: Building 109, room 6 (Lauterman) Email: hanan.haber@mail.huji.ac.il A. Aims of this course This course is about the theoretical foundations of public policy and public administration. The first part of the course is about theories of public policy: how policy is made, how it changes, and how it is institutionalized. The second part of the course is about theories of public administration, the structure and function of bureaucracy, both past and present. The main goal of this course is to give students the conceptual and theoretical tools to understand and analyze public policy and administration. B. Content of the course Teaching methods: The course will consist of frontal instruction, classroom discussion, and group discussions. A portion of the class will be devoted to student-led presentations of case studies, intended to bring together the theoretical material with policy issues from the Israeli context. The course will include the use of various multimedia items, depending on our progress. A detailed program of the course: Semester A': Introduction and theoretical framework: theories of public policy process (First Semester) The rational approach and its critics (classes 1-4) 1. The rational approach: the stages model 2. Bounded rationality and ‘muddling through’ 3. Agenda setting, the policy window and the three streams 4. Punctuated equilibrium Influences on the policy process (classes 5 – 8) 5. Interest groups 6. Public opinion 7. Mass media 8. Political parties 1 Institutional theory (classes 9-11) 9. Institutional Theory: an introduction 10. Explaining policy stability: Historical institutionalism and path dependence 11. Explaining policy change 12. Conclusion of the first semester: Explaining public policy change in practice 13. Conclusion and review of the first semester Semester B': Theories and issues in public administration (Second semester) Introduction to bureaucracy, past and present (classes 1-4) 1. Introduction: Weber’s bureaucracy 2. New public management 3. The regulatory state 4. Regulatory agencies and the reputational approach Leadership and bureaucratic politics (classes 5-6) 5. Political control of the bureaucracy? 6. Politicians, Managers, and Street-level Bureaucrats Ethics, dysfunctions, and public service motivation (classes 7-9) 7. Goal displacement 8. Blame avoidance 9. Public service motivation 10. Public budgeting 11. E-Government Public administration in Israel 12. The functioning of the Israeli civil service 13. The budgeting process in Israel 14. Conclusion of the course, discussion and review for the test C. Course Requirements This course requires attendance and active, reading based participation. During the year, the students will present a test case in class and lead a discussion tying the theoretical issues studied with concrete policy issues from the Israeli context. The presentation will be accompanied by a written hand-in. Instructions on how to carry out this task appear below. The written hand-in is due on the day of presentation. At the end of the year there will be an exam, which will cover both the reading material and the discussions in class. The exact order of classes may vary during the year, depending on our progress. Students must follow the course website for updates and announcements. If you are met with problems in this or other respects, please contact the lecturer as soon as you can. Guidelines for the test case Throughout the year, each student will be required once to present a test case and lead a discussion in class (typically 30 minutes in length), tying the theoretical issues discussed in that week’s reading material, with a specific policy case(s) from the Israeli context. Presentations will be carried out every week (unless otherwise specified). Each presentation is to be accompanied by a written paper, of a maximum of 1000-1500 words in length. The written assignment is due on the day of 2 presentation, before class begins. The schedule for presentation will be set up at the beginning of each semester. The objective of this requirement is to engage the class in thought and discussion about the theoretical questions arising from the reading material. The test case should present an overview of the case chosen (based on information collected by the presenter based on both primary and secondary sources, when available), and raise several theoretical questions for the class to discuss, based on the information provided in the presentation. The written portion of this assignment should include an extended, written version of the overview of the case presented and the questions chosen for discussion, and a clear, reasoned explanation of the thought process behind the preparation of the test case. This should include explaining the case choice, the method of inquiry, and an explanation of the significance of the questions raised for discussion, as well as their connection to the reading material. Further instruction on this assignment will appear on the course website. Requirements / assignments The final grade will consist of: (1) Analysis of a test case, in writing and in a presentation in class: 30% (passing grade: 60) (2) Exam at the end of the second semester: 70% (passing grade: 60) D. Reading list (all items are required reading, unless otherwise stated) The reading list may change, in accordance with our progress Required reading for the exam: First Semester: The rational approach and its critics (classes 1-4) 1. The rational approach: the stages model Jann, W., & Wegrich, K. (2007). Theories of the policy cycle. In F. Fishcer, G. Miller, & M. Sidney (Eds.), Handbook of public policy analysis (pp. 43–62). Boca Raton, FL: CRC Press. (Optional reading) 352.34 HAN 2007 (1159274) 2. Bounded rationality and ‘muddling through’ Lindblom, C. E. (1959). The science of “muddling through.” Public Administration Review, 79–88. Ejournal (132250) Or Simon, H. A. (1955). A behavioral model of rational choice. The quarterly journal of economics, 69(1), 99-118. Journal + Ejournal (132311) 3. Agenda setting, the policy window and the three streams Kingdon, J. W. (2003). Agendas, alternatives, and public policies. New York: Longman Classics in Political Science. Read: Chapter 1, pp. 1-20 320.973 KIN a (24869) 3 4. Punctuated equilibrium Jones, B. D., & Baumgartner, F. R. (2012). From there to here: Punctuated equilibrium to the general punctuation thesis to a theory of government information processing. Policy Studies Journal, 40(1), 1-20. Ejournal (437577) Influences on the policy process (classes 5 – 8) 5. Interest groups Baumgartner, F. R., & Leech, B. L. (2001). Interest niches and policy bandwagons: Patterns of interest group involvement in national politics. Journal of Politics, 63(4), 1191-1213. Journal + Ejournal (118968) 6. Public opinion Gilens, M., & Page, B. I. (in press). Testing theories of American politics: Elites, interest groups, and average citizens. Perspectives on Politics. https://www.princeton.edu/~mgilens/Gilens%20homepage%20materials/Gilens%20and%20Page/G ilens%20and%20Page%202014-Testing%20Theories%203-7-14.pdf Ejournal (575571) 7. Mass media Van Aelst, P., & Walgrave, S. (2011). Minimal or massive? The political agenda-setting power of the mass media according to different methods. The International Journal of Press/Politics, 16(3), 295-313. Ejournal (1215240) 8. Political parties Imbeau, L. M., Pétry, F., & Lamari, M. (2001). Left-right party ideology and government policies: A meta-analysis. European Journal of Political Research, 40(1), 1-29. Journal + Ejournal (146252) Institutional theory (classes 9-11) 9. Institutional Theory: an introduction Hall, P. A., & Taylor, R. C. (1996). Political science and the three new institutionalisms. Political studies, 44(5), 936-957. Ejournal (131637) 10. Explaining policy stability: Historical institutionalism and path dependence Pierson, P. (Ed.). (2001). The new politics of the welfare state. Oxford University Press. Read: conclusion, pp. 410-456 EBook (2391012) 11. Explaining policy change Mahoney, J., & Thelen, K. (2010). A theory of gradual institutional change. In J. Mahoney, & K. Thelen (Eds.), Explaining Institutional Change: Ambiguity, Agency, and Power (pp. 1–37). Cambridge, UK: Cambridge University Press. N/A 12. Conclusion of the first semester: Explaining public policy change in practice Béland, D., & Shinkawa, T. (2007). Public and private policy change: Pension reform in four countries. Policy Studies Journal, 35(3), 349-371. Ejournal (437577) 4 13. Conclusion and review of the first semester Second Semester: Introduction to bureaucracy, past and present (classes 1-4) 1. Introduction: Weber’s bureaucracy Weber, M. (2009). From Max Weber: essays in sociology. Routledge. Read: pp. 196-204. 301.04 WEB f (9811) – 1948 edition 2. New public management Pollitt, C., & Dan, S. (2011). The impacts of the New Public Management in Europe: a metaanalysis. Paper presented at the EGPA Conference, Bucharest. Retrieved from: http://repub.eur.nl/pub/40668/COCOPS%20WP%203.pdf 3. The regulatory state Majone, G. (1997). From the positive to the regulatory state: causes and consequences of changes in the mode of governance. Journal of Public Policy, 17(02), 139-167. Journal + Ejournal (119021) 4. Regulatory agencies and the reputational approach Carpenter, D. (2002). Groups, the media, agency waiting costs, and FDA drug approval. American Journal of Political Science, 46(2), 490-505. Ejournal (119231) Or Maor, M., Gilad, S., & Bloom, P. B. N. (2013). Organizational reputation, regulatory talk, and strategic silence. Journal of Public Administration Research and Theory, 23(3), 581-608. Ejournal (437518) Leadership and bureaucratic politics (classes 5-6) 5. Political control of the bureaucracy? Lamb, C. M., & Nye, A. W. (2012). Do presidents control bureaucracy? The Federal Housing Administration during the Truman-Eisenhower era. Political Science Quarterly, 127(3), 445–467. Ejournal (131635) 6. Politicians, Managers, and Street-level Bureaucrats May, P. J., & Winter, S. C. (2009). Politicians, managers, and street-level bureaucrats: Influences on policy implementation. Journal of Public Administration Research and Theory, 19(3), 453-476. Ejournal (437518) Ethics, dysfunctions, and public service motivation (classes 7-9) 7. Goal displacement Bevan, G., & Hood, C. (2006). What’s measured is what matters: targets and gaming in the English public health care system. Public administration, 84(3), 517-538. Ejournal (132248) 8. Blame avoidance Hood, C. (2011). The blame game: Spin, bureaucracy, and self-preservation in government. Princeton, NJ: Princeton University Press. Read: chapter 1, pp 3-23. EBook (2391016) 5 9. Public service motivation Perry, J. L., Hondeghem, A., & Wise, L. R. (2010). Revisiting the motivational bases of public service: Twenty years of research and an agenda for the future. Public Administration Review, 70(5), 681–690. Ejournal (132250) 10. Public budgeting Jones, B. D., Baumgartner, F. R., Breunig, C., Wlezien, C., Soroka, S., Foucault, M., Walgrave, S. (2009). A general empirical law of public budgets: A comparative analysis. American Journal of Political Science, 53(4), 855–873. Ejournal (119231) 11. E-Government Ahn, M. J., & Bretschneider, S. (2011). Politics of e-government: E-government and the political control of bureaucracy. Public Administration Review, 71(3), 414–424. Ejournal (132250) 12-13. Public administration in Israel: the functioning of the Israeli civil service and the budgeting process Galnoor, I. (2010). Public management in Israel: Development, structure, functions and reforms. Taylor & Francis. Read: lesson 12: Chapter 4, pp 43-54; Lesson 13: chapter 8, pp. 83-96. N/A 14. Conclusion of the course, discussion and review for the test 6