Vidic 2:00 L12 ETHICS IN ENGINEERING Emma Hundertmark (ejh45@pitt.edu) INTRODUCTION The first trial of a new surgery aimed at curing Alzheimer’s disease is underway. Being the resident expert on the diffusion tensor model, DTM, technology at the hospital, I am present to run the machinery and monitor the results. Thing are proceeding well in that the procedure is following the predicted course of action. Hours later the potential curing portion of the surgery is over and cleaning, suturing, and double checking is all that remains. Because no more alterations to the brain are to be made, the DTM machine, and as a result, me are no longer need. Suddenly, however, the assisting surgeon is called from the table to deal with an emergency with another patient. He asks me to take over his tasks now include suturing tissue after it no longer served the patient well to be open, securing retractors to hold back tissues that need to remain open for tying loose ends, and using sponges to remove blood from the work site. I, being only privy to understanding the DTM technology, am not qualified to complete these tasks but if I do not, the person being operated on could suffer due to lack of hands working on him/her. There is also the possibility that the assistant surgeon will stay if I choose not to take responsibility of his tasks and the patient with the emergency will not get the help he or she needs. My dilemma starts here and my thought process goes as follows. BACKGROUND Imagine the progress engineering has made in the medical field. When this country was founded, life expectancy was 35 years. Now, a child born in the year 2000 is expected to live to be 120 years old. That estimation is does not consider the scientific advancements we have yet to develop. One such advancement, new enough that the first trial was last year in 2020, is the use of DTM technology to monitor brain activity during the procedure. MRI technology has been used in the mid-surgery setting for some time but the resolution, for one, is not accurate enough for precise and meaningful readings. Water molecules travel the same speed as the machine is able to take a reading and there are simply too many signals to make any sense in one pixel offered by normal MRI technology. Similarly, one full MRI scan on one human brain produces too much information to process the meaning of it all. The mass of information would be found is meaningless because of data storage needed to draw a conclusion from it is too large. MRI also suffers from an inability to contrast between anything but chemical University of Pittsburgh, Swanson School of Engineering 1 2014/10/28 properties. Fortunately, DTM technology has been improved to the point where the image resolution and quality are refined enough that accurate and meaningful readings are gathered[1]. Also new to the medical community is this potential surgical cure for Alzheimer’s disease. With bated breath people wait for news on the outcome of this procedure and it is with great honor that I am chosen to work the DTM machine during this telling moment in medical history. This honor turns to terror when I have to weigh my options against possible life and death, the careers of my fellow medical professionals, the law, and my own morals. CODES OF ETHICS Presented with this dilemma, my thought process brings me back to freshman year of college. I recalled working on an ethics paper so my initial reaction is to debate which sources I used on that project that would have information pertaining to my current predicament. The first two sources that came to mind were the code of ethics for engineering through the National Society of Professional Engineers and the Biomedical Engineering Society Code of Ethics. These seemed relevant since, by definition, they outline the standards engineers should hold their behavior to. The cannons that specifically stuck out in my mind from the code of ethics for engineers that argued in favor of my option to take part in the surgery stated that “Engineers shall hold paramount the safety, health, and welfare of the public,” and “Engineers are encouraged to… work for the advancement of the safety, health, and well-being of their community” as well as a similar ethic from the Biomedical Engineering Society Code of Ethics stating, “Biomedical engineers in the fulfillment of their professional engineering duties shall…use their knowledge, skills, and abilities to enhance the safety, health, and welfare of the public” [2][3]. The way I applied these moral guidelines to my situation was by considering the fate of the man or woman on the table if I refused to get involved. With one less set of hands operating on his open skull, more and or worse complications could arise than those caused by my lack of experience. On the other hand, if my refusal to take part in the surgery causes the assistant surgeon to stay, the other patient with the emergency will not get the care he or she needs. This could result in permanent damage, death, or at least temporary discomfort that would be on my hands. With two people needing the attention of one doctor, it is my engineering duty to offer my assistance since my job entail keeping the health and safety of people at the forefront of my mind. Hundertmark, Emma On the other hand, the code of engineers also states “Engineers shall undertake assignments only when qualified by education or experience in the specific technical fields involved” [2]. This canon can be applied to this situation easily in that I do not have the education and training necessary to participate in the surgery in the manner that I am being asked. My inexperience could cause me to do something wrong and I could further harm the patient more than if I had let the surgeon proceed alone. The next prominent points come from the rules, “Engineers shall conform with state registration laws in the practice of engineering” from the engineering code and “Comply fully with legal, ethical, institutional, governmental, and other applicable research guidelines, respecting the rights of and exercising the responsibilities to colleagues, human and animal subjects, and the scientific and general public” from the biomedical code [2][3]. These principles enforce that I am not protected by the law for being an engineer. Since touching the patient in the medical manner I was being asked to do was considered battery which is against the law, both codes of ethics advised against it. I would also be disrespecting the rights of the subject by putting him or her in conditions that he or she did not consent to. The next example from the respective source involved a situation almost identical to mine. Another factor is added as the case study causes me to consider, not just the patient’s reaction to defying the surgeon’s request, but the surgeon’s reaction as well. The question is asked “will the student create a situation of unhappiness or anger in the CV surgeon by refusing to help that might negatively affect the other students or the program sponsoring the student?[sic]”[5]. Creating a negative environment for an operation could be detrimental to the safety of the patient and endanger relationships between professionals whose jobs depend on effective interactions and communication. The last source supplied a case study which shared a similar backbone to mine. Authorities were asking an employee to carry out a task that put the safety of people at risk due to lack of training. His options were to finish the job with his employees, putting them at risk but allowing them to keep the jobs that fed their families, or protect their safety while taking away their source of income [6]. Although these circumstances mirrored mine in that both sides of the argument have ethical pros and cons, it only sympathizes with me rather than helping me come to a conclusion. Therefore I look to the articles I used for my project all those years ago. CASE STUDIES ETHICS ARTICLES Still in the same questioning position as before, after taking into consideration the codes of ethics, I move on to other possible sources of moral help. Still evoking memories from my freshman ethics paper, the next car on my train of though was to access arguments based on similar ethical dilemmas such as my own. I found these in the ethical cases on the WebGuru website, the Stanford Biodesign website, and the Texas Tech University’s Website. In the first example, from WebGuru, I found an example involving a student who was invited to participate in an experiment that she was not educationally prepared for and would only be supervised by adults with very little ability to speak English. She was ill prepared for the experiment and as a result, when an accident occurred, she suffered third degree burns over 40% of her body and died 18 days after the incident. In addition to arguments already covered by the codes of ethics, this case study also brought up the responsibility of the university, or in my case the hospital. UCLA was fined for “”serious” violations of workplace safety laws finding that the university had not properly addressed previous outstanding safety violations in that research group, that student had not been adequately trained” [4]. This entered my responsibility to the hospital into the equation. If my lack of experience led to a mistake that later led back to the hospital, it would be my fault. The fate of the hospital’s reputation as well as financial status could suffer if I chose to participate and then proceeded to fail. Furthermore, I would not want my actions to reflect poorly on either the surgeon or the assistant surgeon. Article relevantly titled “Ethics in Surgery” and “Brains, Ethics, and Elective Surgeries,” provide several aspects of the issue that I had not thought about. The first brings into question what it would mean overall if I assist with the surgery. The magnitude of dishonoring what the patient has consented to was not something I looked at as a problem unless I made a mistake. The article made me understand that by trying to justify breaking the covenant could be the tool others in the future use to rationalize far less moral counts of disregard of consent. It could also be devastating if patients were to find out that their wishes were ignored. It would begin a tailspin of trust usually placed in doctors that was the basis of patient-doctor relationships. Surgeries are complicated and dangerous enough with a reliable doctor but when that faith is gone from society, the logistics of how surgery is viewed would be completely skewed. Patients would forgo getting lifesaving surgeries for fear of what will happen to them while they are under the knife [7]. Conversely, the article offers the points that before a surgery, the patient should be well versed on the possible complications that may occur. These warnings come before consent is given, so theoretically they have agreed to a procedure that could take unexpected turns [7]. The article entitled “Brains, Ethics, and Elective Surgeries,” goes deeper into the process in which a patient decides to undergo a surgery. Usually, a bioethicist or an individual ethics consultant will help the patient understand that in extreme cases, brain surgeries may cause paralysis, change in behavior, or death. They go over in detail the 2 Hundertmark, Emma possibilities and the uncertainty of these procedures. This consultation is usually requested by the physician so to relieve some of the responsibility he or she feels for the patient’s response to the procedure [8]. It still does not legally expunge me of any actions but it works in my favor morally as it does for the physicians. Also on a personal-debate level, the paper touches upon the subject of surrogate decision making. This occurs when the patient is unable to make known their preference as is the case in the operating room. When this scenario occurs, the patient’s best interests “as defined by quality of life, relief of suffering, etc.” are used to decide what actions should be taken [7]. As an expert on DTM technology, I have witnessed many of these surgeries and feel capable of assuming the duties of the assistant surgeon. This point argues for accepting the offer to help because in my opinion, it would hold the patient’s best interests in consideration. enough to handle the position, my main reasons for refusing the offer is to keep appearances; protect the reputation of the surgeons and the hospital, keep my name clean, not to besmudge the name of doctors everywhere, and to uphold the name of biomedical engineers. I would put a living human being’s life in danger to save face. Lastly Banksy brings up the fact that following this code of ethics could be a sign of blind obedience; the same compliance that led to the holocaust and the sort. His quotes, “A lot of people never use their initiative because no-one told them to” and “My main problem with cops is that they do what they're told. They say 'Sorry mate, I'm just doing my job' all the fucking time” speak volumes in my circumstances [10]. I have the ability of independent thought and so far, most of my instincts have told me to offer my assistance, but mostly laws and principles stand in my way. The thought that I could be losing my personal beliefs because of the rules of higher-ups scares me. NON-SCIENTIFIC SOURCES CONCLUSION Still with more arguments for both sides of the issue, I look to less scientific/legal/procedural sources. First I reference the bible; specifically the parable of the Good Samaritan. In a society in which it was common for Jews to be hated by Samaritans, one man defied the preconceived stereotype because it was his moral obligation to help the Jewish man in distress. It is important to the parable to acknowledge that a passing priest and Levite avoided the man before the Good Samaritan went to his aid[9]. From this record, I take away that even though most people expected the Samaritan to hate the Jew more than any other person who passed him, he defied social formalities because of his moral duty. Granted, status quos are much different than laws but with someone’s life is at stake, I would still prioritize their life over my legal status. My last point of reference for my moral dilemma comes from a personal hero of mine, the graffiti artist from Bristol, Banksy. As someone who defies laws on a very regular basis, he makes several decent arguments for using your own morals as a guide rather than those made by organizations or governments. One that is rather relevant to the matter is “The greatest crimes in the world are not committed by people breaking the rules but by people following the rules. It's people who follow orders that drop bombs and massacre villages” [10]. This was just an effective matter that if I listened to the rules, I could potentially let someone die. With less attention paid to the operation than has been delegated as necessary, the likelihood of an issue occurring is much larger. Morally, I do not know how comfortable I would be with knowing I was responsible for that. Banksy hits some sensitive spots when he says “Some people become cops because they want to make the world a better place. Some people become vandals because they want to make the world a better looking place”[10]. I was able to apply this to my situation because, assuming I feel capable Luckily all of these sources and all of this information was ground into my head freshman year so I am now able to recall it all and make a snap decision after considering all of this. The law makes the argument that participating would be wrong and ethics agrees, adding that my inexperience could put people in danger. Case studies make me consider that I could be endangering the reputations of the hospital and the surgeons. Codes of ethics contradict themselves when they set for the principals that as an engineer I should keep the patient’s safety as my priority and case studies add that I could anger the surgeon by refusing his request to help. Articles and personal references seem to universally argue on the side of intervening in the surgery when they provide the point of view that the patient was warned of the possibility of complications and that occasions do occur in which surrogate decision making involves another party taking into consideration the patient’s best interest when they are unable to do so themselves. Finally morals speak to the human part of me when they bring to light that I have a moral obligation to help the person whose head lies before me open and vulnerable. I refuse to let society’s opinion on my actions keep me from helping someone who needs it, and I will not become a blind follower who sacrifices my personal ethics for the rules and regulations of big brother. While there is no right answer here because no one knows how things will turn out, my mental process debating the pros and cons of the situation has me leaning towards intervening in the surgery. And while this seems to be my answer, Banksy has another quote that accurately sums up this situation and most of life; “Nothing is black and white, and there is no purity and there is no such thing has justice” [10]. As humans, all we can do is try to be our best. As engineers, we have the tools to make our best really fantastic, or our wrong, very detrimental. My opinion is that the most important guide outlined in this entire mental whirlwind of ethics, duties, and consequences, is that 3 Hundertmark, Emma our first priority should always be to try and better the situation we are in. seph+P+DeMarco&rft.date=2007-0401&rft.pub=Bioethics+Press&rft.issn=0266688X&rft.eissn=21688230&rft.volume=23&rft.issue=1&rft.spage=39&rft.externa lDocID=1262397901&paramdict=en-US pg. 39 [9] New King James Version. Nashville: Thomas Nelson Publishers, 1984. Print. [10] Banksy. (2005). Wall and Piece. Michigan: Century. (Print Book) pgs. 8, 19, 51. REFERENCES [1] J. Tournier, S. Mori, et al. “Diffusion Tensor Imaging and Beyond.” Magnetic Resonance in Medicine. (online article). http://onlinelibrary.wiley.com/doi/10.1002/mrm.22924/full pg. 1532-1556. pg. 1532-1556. [2] “Code of Ethics for Engineers.” (2007). National Society for Professional Engineers. (Online article). http://www.nspe.org/sites/default/files/resources/pdfs/Ethics/ CodeofEthics/Code-2007-July.pdf Pg.1-2 [3] “Biomedical Engineering Code of Ethics.” (2004). Biomedical Engineering Society. (Online Article). http://bmes.org/files/2004%20Approved%20%20Code%20o f%20Ethics(2).pdf Pg. 1 [4]“Ethics Case Studies.” WebGuru. Np. (Web). 10/22/2014. http://www.webguru.neu.edu/professionalism/researchintegrity/ethics-case-studies [5]“Ethics Case Study in Biodesign.” (Nd). Stanford Biodesign. Np. (web) 10/22/2014. http://biodesign.stanford.edu/bdn/resources/ethicscases.jsp [6] Palau-Salvador, Guillermo; Ana de Luis. (2014). “Engineering Ethics in Spain: The Risky Tank.” Np. (web). 10/22/2014. http://www.depts.ttu.edu/murdoughcenter/products/cases.ph p [7] Wall, Anji, et al. (2012). “Ethics in Surgery.” Current Problems in Surgery. (Online article). http://rt4rf9qn2y.search.serialssolutions.com/?ctx_ver=Z39. 88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF8&rfr_id=info:sid/summon.serialssolutions.com&rft_val_fm t=info:ofi/fmt:kev:mtx:journal&rft.genre=article&rft.atitle= Ethics+in+surgery&rft.jtitle=Current+problems+in+surgery &rft.au=Wall%2C+Anji&rft.au=Angelos%2C+Peter&rft.au =Brown%2C+Douglas&rft.au=Kodner%2C+Ira+J&rft.date =2013-03-01&rft.eissn=15356337&rft.volume=50&rft.issue=3&rft.spage=99&rft_id=inf o:pmid/23445722&rft.externalDocID=23445722&paramdict =en-US pg. 99-134. [8] Ford, Paul J.; Joseph P. DeMarco. (2007). “Brains, Ethics, and Elective Surgeries: Emerging Ethics Consultation.” Ethics & Medicine: an International Journal of Bioethics (Online Article). http://rt4rf9qn2y.search.serialssolutions.com/?ctx_ver=Z39. 88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF8&rfr_id=info:sid/summon.serialssolutions.com&rft_val_fm t=info:ofi/fmt:kev:mtx:journal&rft.genre=article&rft.atitle= BRAINS%2C+ETHICS%2C+AND+ELECTIVE+SURGER IES%3A+EMERGING+ETHICS+CONSULTATION&rft.jt itle=Ethics+%26+Medicine&rft.au=Paul+J+Ford&rft.au=Jo ADDITIONAL SOURCES New King James Version. Nashville: Thomas Nelson Publishers, 1984. Print. Banksy. (2005). Wall and Piece. Michigan: Century. (Print Book) pgs. 8, 19, 51. ACKNOWLEDGMENTS I would like to thank my Writing Instructor, Libby Ferda, for her support and guidance while this paper was a work in progress. Harry Volek deserves recognition for consulting with me about the content of this paper as well. Sara Thompson was a great aid in the technicalities of this paper. The doctors and nurses who worked on my grandfather during his struggle against Alzheimer’s Disease played the role of informing me on the specifics of his condition and the treatment of such. The knowledge I gained from them was referenced often during this paper’s completion. My grandfather was the inspiration of this paper and will always serve as the source of my passion for fighting this disease. My great aunt is a current victim of dementia with a large possibility of Alzheimer’s disease. She provides constant motivation for a breakthrough in this field. 4 Your Name 5