Supplementary information The impact of comorbidity of intellectual disability on estimates of autism prevalence among children enrolled in US special education Andrew Polyak1, Richard M. Kubina2, and Santhosh Girirajan1, 3 1. Department of Biochemistry and Molecular Biology, The Pennsylvania State University, University Park, PA 16802 2. Department of Education, The Pennsylvania State University, University Park, PA 16802 3. Department of Anthropology, The Pennsylvania State University, University Park, PA 16802 1 Table of Contents 1. Supplemental Tables ................................................................................................................. 3 Table S1: Number of individuals enrolled under different IDEA categories from 2000 to 20103 Table S2. Significance of change in prevalence of disorders (2010 compared to 2000) ............ 3 Table S3: Age-specific change in prevalencea of autism and ID from the IDEA data ............... 4 2. Supplementary Figures ............................................................................................................ 5 Figure S1: Total number of children enrolled under the IDEA program for all the 50 US states ..................................................................................................................................................... 5 Figure S2. Longitudinal analysis to evaluate the changes in prevalence over an 11-year period for the 13 disease categories under the special education enrollment......................................... 5 Figure S3. Comparison of potential diagnostic change from ID to autism between age groups 6 Figure S4. Age-specific prevalence of autism (ASD) and intellectual disability over a 12-year period (2000 to 2011) .................................................................................................................. 6 Figure S5. A comparison of Pearson’s correlation coefficients for selected top 5 states with the lowest and the highest prevalence of ID for the year 2000. .................................................. 7 Figure S6. Negative correlation between the prevalence of autism to that of specific learning disability ...................................................................................................................................... 7 Figure S7. Percentage of children aged 8 years primarily identified with autism (by ADDM) for whom special education data were available ......................................................................... 8 References ...................................................................................................................................... 9 2 1. Supplemental Tables Table S1: Number of individuals enrolled under different IDEA categories from 2000 to 2010 Year ASD ID SLD DD OHI ED VI HI TRA DEA OI MUL LAN Total 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 93624 114201 136986 162776 191216 222803 258278 295681 337572 380187 419647 637270 616698 602611 593290 577992 556106 534333 499566 488111 473187 457478 2896318 2866353 2853502 2836262 2803174 2739724 2669257 2572875 2536780 2497581 2427102 21308 24231 28353 30532 33212 33940 33326 35757 35388 36795 38188 304974 350356 403284 463775 520644 570106 610847 640938 666192 698177 725814 481173 483769 486107 489326 489224 477087 464155 441784 421359 408639 391190 29291 28492 28597 28516 28772 28768 29174 29008 29210 29255 29129 78490 77650 78222 78576 79414 79261 79712 78809 79098 79431 79000 15684 21671 22360 23420 24233 24518 24894 24713 25824 25436 25758 1524 1791 1775 1850 1911 1772 NA 1502 NA NA NA 83090 83292 83112 76671 73415 70775 69444 67359 70012 65565 63328 132507 136677 138684 139682 140255 140992 142177 138176 131776 132235 131508 1402741 1392725 1412971 1442783 1464298 1469090 1476128 1454906 1451462 1449232 1434928 6177994 6197906 6276563 6367458 6427760 6414942 6391725 6281074 6272784 6275720 6223070 IDEA Categories: ASD=autism; ID=intellectual disability; SLD=specific learning disability; DD=developmental delay; OHI=other health impairments; ED=emotional disturbance; VI=visual impairment; HI=hearing impairment; TRA=traumatic brain injury; DEA=deafness; OI=orthopedic impairment; MUL=multiple abnormalities; LAN=speech and language impairment. Complete definition of IDEA categories can be found in www.ideadata.org. Table S2. Significance of change in prevalence of disorders (2010 compared to 2000) IDEA category Magnitude of prevalence change from 2000-2010 (%) p-value ASD 331.0 4.58×10-10 ID -31.0 3.07×10-10 SLD -19.4 4.05×10-8 ED -21.8 6.11×10-5 DD 72.4 4.22×10-5 OHI 128.9 2.40×10-8 OI -26.7 1.02×10-6 LAN -1.6 0.8337 MUL -4.6 0.04527 DEA NA 0.7178 VI HI TRA ASD+ID ASD+ID+SLD+OHI -4.4 -3.2 57.9 15.4 -1.4 0.04585 0.007918 0.005316 1.77×10-6 0.1858 Table S3: Age-specific change in prevalencea of autism and ID from the IDEA data AGE Change in ASD Change in ID Difference in prevalence Fold change in ASD Contribution to diagnostic prevalence prevalence change (ASD+ID)a (from 2000 to 2010) recategorization of ID (%) 3 17.87 -7.23 10.64 1.68 40.48 4 26.43 -11.05 15.38 1.72 41.79 5 40.49 -14.57 25.92 1.56 35.98 6 51.56 -18.36 33.20 1.55 35.60 7 62.02 -28.56 33.46 1.85 46.05 8 60.94 -35.94 25.00 2.44 58.98 9 63.54 -38.31 25.24 2.52 60.28 10 61.64 -39.16 22.47 2.74 63.54 11 60.28 -45.76 14.52 4.15 75.92 12 59.18 -47.14 12.05 4.91 79.65 13 54.73 -49.62 5.11 10.72 90.67 14 49.33 -46.96 2.37 20.82 95.20 15 44.83 -43.56 1.27 35.22 97.16 16 41.71 -31.94 9.77 4.27 76.58 17 37.05 -17.47 19.58 1.89 47.15 18 23.69 -9.18 14.52 1.63 38.73 19 11.91 1.65 13.56 0.88 0.00 20 8.84 4.59 13.43 0.66 0.00 21 3.93 3.64 7.57 0.52 0.00 Prevalence measurements are number of affected individuals per 1000 of that age in the general population. The average change in prevalence was calculated as the sum of change in ASD prevalence/sum of change in ID prevalence and denoted in percentage. The average percentage of diagnostic change from ages 3 and 18 years is 755.29/484.8=64.18%. 4 2. Supplementary Figures A B 600000 Number of children enrolled Prevalence (out of 10,000) 1000 800 600 400 200 400000 200000 10 09 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 20 08 20 07 20 06 20 05 20 04 20 02 03 20 20 20 20 20 01 0 00 0 Age (years) Figure S1: Total number of children enrolled under the IDEA program for all the 50 US states. (A) The total enrollment (out of 10,000) is shown for years from 2000 to 2010. (B) Agespecific counts of enrolled children under IDEA are depicted for the year 2010. The data are missing for several states at multiple year and age points. Therefore, US population estimates were used as denominators for frequency calculations. Proportion of enrolled students (out of 10,000) 600 ASD+ID+SLD+OHI ASD ID SLD ED 400 DD OHI OI LAN MUL 200 DEA VI HI TRA 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 0 Figure S2. Longitudinal analysis to evaluate the changes in prevalence over an 11-year period for the 13 disease categories under the special education enrollment. Analysis of prevalence of neurodevelopmental phenotypes under the enrollment categories suggested upward as well as downward trends. As assessed by linear regression, significant increase in prevalence was observed for other health impairments (128%, linear regression, p=2.4×10-8) and traumatic brain injury (58%, p=0.005). However, significant decrease in prevalence was observed for intellectual disability (31%, p=3.1×10-10), emotional disturbance (22%, p=6.1×10-5), and specific learning disability (19%, p=4.1×10-8). Combined prevalence of ASD+ID+SLD+OHI does not show a significant increase (1.4%, p=0.19). 150 100 50 s ar ye ye ar s 0 10 -1 3- 8 9 Prevalence change from 2000 to 2010 (out of 10,000) Age comparison of potential shift of diagnosis from ID to autism Figure S3. Comparison of potential diagnostic change from ID to autism between age groups. Prevalence (out of 10,000) Autism 100 80 60 40 20 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 0 B Prevalence (out of 10,000) A Intellectual disability 150 100 50 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 0 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 Figure S4. Age-specific prevalence of autism (ASD) and intellectual disability over a 12year period (2000 to 2011) as assessed from special education enrollment is shown. 6 -0.6 -0.8 -1.0 ig H Lo w es he st 5 -1.2 t5 Correlation coefficient -0.4 Figure S5. A comparison of Pearson’s correlation coefficients for selected top 5 states with the lowest and the highest prevalence of ID for the year 2000. Mann Whitney test was performed with one-tailed p-value of 0.0476. The Y-axis shows correlation coefficients for US states (see Table S5) with the lowest prevalence of ID (New Jersey, Colorado, New Hampshire, New York, Maine) and the US states with the highest prevalence of ID at year 2000 (Arkansas, Alabama, Kentucky, Ohio and West Virginia). Figure S6. Negative correlation between the prevalence of autism to that of specific learning disability (r=-0.28, p<0.0001) Pearson correlation coefficients were used to assess the 7 relationship between the prevalence of autism and each of the comorbid phenotypic categories within the special education enrollment. 100 Autism/preschool developmental delay Autism/hearing or visual impairments Autism/multiple disabilities Autism/other health impairments Utah North Carolina New Jersey Maryland Georgia 20 0 Utah South Carolina North Carolina New Jersey Maryland Georgia Colorado 0 Arkansas 20 40 Colorado 40 60 Arkansas 60 80 Arizona Autistic individuals with comorbid phenotypes (%) 80 Arizona Autism individuals under special education data (%) 100 Autism/emotional disturbance Autism/specific learning disability Autism/intellectual disability Autism/speech or language impairments Autism Figure S7. Percentage of children aged 8 years primarily identified with autism (by ADDM) for whom special education data were available. Frequency of comorbid features among individuals primarily ascertained for autism within the Autism and Developmental Disability Monitoring network1 2 are shown. Shown are (A) autism prevalence data for the year 2008 and (B) data for the year 2010. Data from Baio et al, 20121, and 20142 were used to derive these graphs. 8 REFERENCES 1. Autism, Developmental Disabilities Monitoring Network Surveillance Year Principal I, Centers for Disease C, et al. Prevalence of autism spectrum disorders--Autism and Developmental Disabilities Monitoring Network, 14 sites, United States, 2008. MMWR Surveill Summ 2012;61(3):1-19. 2. Autism, Developmental Disabilities Monitoring Network Surveillance Year Principal I, Centers for Disease C, et al. Prevalence of autism spectrum disorder among children aged 8 years - autism and developmental disabilities monitoring network, 11 sites, United States, 2010. MMWR Surveill Summ 2014;63(2):1-21. 9