Expert Consultation on GHG emissions and mitigation potentials in the agriculture, forestry and fisheries sectors Held in Rome 2-4 December 2009 Final Report Version 11 (26 February 2010) Content Acronyms ............................................................................................................................................. 2 Introduction .......................................................................................................................................... 3 Background ...................................................................................................................................... 3 Scoping............................................................................................................................................. 3 Meeting results ..................................................................................................................................... 4 I Terrestrial assessment .................................................................................................................... 4 1. Identification of state-of-the-art data and knowledge .............................................................. 4 2. Identification of remaining gaps, uncertainties, inconsistencies, variations ............................ 5 3. Main stakeholders (providers and users of data) ..................................................................... 6 4. Framework Design ................................................................................................................... 6 5. Issues and obstacles ................................................................................................................. 8 6. Suggested next steps ................................................................................................................ 8 II. Lifecycle Assessment .................................................................................................................. 9 1. Purpose and use of LCA .......................................................................................................... 9 2. Scope of LCA........................................................................................................................... 9 3. Uncertainties and gaps in methodologies and data ................................................................ 10 4. Next steps ............................................................................................................................... 12 Conclusions ........................................................................................................................................ 14 Recommendations ...................................................................................................................... 14 Annex A: Participants list .................................................................................................................. 15 Annex B: Draft outline for a proposed guide for the application of LCA and associated tools ........ 18 Annex C: Description of proposed rapid assessment of current knowledge ..................................... 20 Annex D: List of datasets and tools of potential interest for terrestrial assessment .......................... 21 For additional information or interest in becoming involved in this process, please contact: Dr Peter Holmgren Director Climate, Energy and Tenure Division (NRC) Food and Agriculture Organization of the United Nations (FAO) Viale Delle Terme Di Caracalla, 00153, Rome E-mail: NRC-Director@fao.org 1 Acronyms AFOLU CDM CGIAR CSR FAO FRA GHG IPCC LCA LULUCF MACC NAMA NAPA NFMA TA TAPs UNEP UNFCCC WRB agriculture, forestry and other land uses Clean Development Mechanisms Consultative Group on International Agriculture Reseach corporate social responsibility Food and Agriculture Organization of the United Nations Forest Resource Assessment green house gases Intergovernmental Panel on Climate Change life cycle assessment Land Use, Land-Use Change and Forestry Marginal Abatement Cost Curves Nationally Appropriate Mitigation Actions National Adaptation Programmes of Action National Forest and Monitoring Assessment terrestrial assessment technology action plans United Nations Environment Programme United Nations Framework Convention on Climate Change World Reference Base for Soil Resources ( 2 Introduction Background The Intergovernmental Panel on Climate Change (IPCC) assessment is the internationally agreed science base for greenhouse gas (GHG) emissions and mitigation potentials, including those of the agriculture and forestry sectors (although GHG from the fisheries sector is currently not covered by the IPCC). However, more recent science reports have highlighted the large knowledge gaps and variations in data systems underlying scientific assessments and GHG reporting. Additional GHG related data and analysis are therefore required on specific products, land management practices, processing technologies and other significant elements of the product lifecycle such as transportation and possibly the end use. To a certain extent, this lack of data has limited the acceptance and utility of this information for policy and development purposes especially at the national and sub-national level. An improved knowledge base will therefore not only improve national GHG assessments, inventories, accounting and reporting of agricultural emissions it will also facilitate agriculture sectors to be included in post Kyoto agreements and proving the "additionality" of production and management practices to allow them to qualify for future Clean Development Mechanisms (CDM). As the agriculture, forestry and fisheries sectors have to meet the food security needs of an ever growing population (which is estimated to reach 9 billion by 2050) and at the same time adapt to and mitigate climate change, it becomes increasingly important to have accurate figures on GHG emissions and mitigation potentials of these different sectors. In addition, there is a need for an improved understanding and identification of production methods and land management practices which can bring multiple benefits of mitigation, adaptive resilience and increased production in a sustainable way. Scoping FAO, with its partners, has initiated an expert consultation process to assess the current status and evaluate what is required to ensure the quality of data and knowledge needed for policy, decision making, monitoring, international reporting and the development of sustainable agriculture, forestry and fisheries. The initial consultation was held from 2nd – 4th December 2009 in Rome and was attended by 26 experts from universities, research centres and government and intergovernmental organisations from Europe, Latin America and North America. The scoping meeting had the following three objectives: Review the state of knowledge on GHG emissions and mitigation potentials in the agriculture, forestry and fisheries sectors. Propose a framework for monitoring and assessment of GHG cycle, emissions and mitigation potential in the agriculture, forestry and fisheries sectors which will supplement existing monitoring/assessment frameworks (such as UNFCCC/IPCC and FRA) and will contribute to ensuring robust data collection which meet a variety of needs, including policy design and implementation, and Propose a process by which FAO and partners, together with member countries can enhance the knowledge base, prepare periodical assessments and improve their GHG reporting. 3 The consultation was undertaken through two main working groups, one group focused on an assessment of GHG emissions and mitigation potential from a terrestrial perspective1 and the second group from a life cycle assessment (LCA) perspective. The reasoning for carrying out the analysis in two parts is that the Terrestrial Assessment (TA) reflects how traditional assessments and reporting been carried out in the past, for example by UNFCCC. The life cycle analysis (LCA) is a relatively new approach which has numerous applications (e.g. product-specific GHG impacts, sectorial emission, etc.) but also requires a different set of data and knowledge. Due to the fact that LCA largely falls outside the traditional UNFCCC/IPCC process and most of the scientific effort have been focused on inventories there are large data gaps for LCA analysis. However as LCA becomes increasingly important there is a need to assess which are the key data/activities which are required to undertake the analysis and what is already available from the terrestrial assessments. The outputs and recommendations from the two groups have been summarised below. Meeting results I Terrestrial assessment The TA group discussed the GHG emissions and mitigation potential of agriculture, forestry and other land uses (AFOLU). The underlying aim was to assess how to best calculate and estimate the emissions and mitigation potential of the AFOLU sectors, how to account for it in a harmonized way and how a framework for a terrestrial assessment should be best designed. During the discussion the state-of-the-art knowledge and data for GHG emissions and mitigation potential was first discussed, followed by defining remaining gaps and uncertainties. The main stakeholders, both providers and users of data, were identified as well as important elements of the framework design for emissions and mitigation. Finally the group also discussed the major obstacles and issues to overcome and concluded by suggesting a timeline and a set of tasks. 1. Identification of state-of-the-art data and knowledge The discussion focussed on where data and knowledge can be found and for which purposes they can be used. Several sources have been identified, such as: IPCC 2006 IPCC Guidelines AFOLU and 2003 GPG LULUCF (www.ipcc-nggip.iges.or.jp) – they provide methods which are designed for estimating, measuring, monitoring and reporting on carbon stock changes and greenhouse gas inventories and can be adapted for a global assessment; IPCC emission factor database (www.ipcc-nggip.iges.or.jp/EFDB/main.php) FAO – Forest Resource Assessment (FRA www.fao.org/forestry/fra) and National Forest and Monitoring Assessment (NFMA www.fao.org/forestry/nfma/en/) which both provide good forestry data; FAO - World Reference Base for Soil Resources (WRB): Map of world soil resources (www.fao.org/AG/agL/agll/wrb/soilres.stm)and Harmonized World Soil Database (www.iiasa.ac.at/Research/LUC/External-World-soil-database/HTML/index.html); 1 Though it was noted that the assessment issues/standards were also likely to be relevant for aquatic contexts and products, and would also apply to land/water interfaces, wetlands, and integrated production systems. 4 FAO - Global climate maps (www.fao.org/nr/climpag/climate/index_en.asp). FAO Global Planted Forests Thematic Study (http://www.fao.org/forestry/plantedforests/10368/en/) FAO/IIASA Agroecological soil data base (http://www.iiasa.ac.at/Research/LUC/ExternalWorld-soil-database/HTML/index.html) IPCC Emission Factor Data Base (http://www.ipcc-nggip.iges.or.jp/EFDB/main.php) Eurostat LUCAS Database (http://www.lucas-europa.info) Several projects exist which use the information provided by different databases/reporting systems (e.g.Burkina Faso and Uzbekistan: various datasets have been combined and maps have been superimposed: usage of IPCC Tier 3 methods for agriculture data, calculation of the stock and stock changes under different scenarios and assumptions, and usage of research data on legumes and their role in soil carbon cycling. Reference: www.fao.org/fileadmin/templates/agphome/documents/climate/IPCC_croplands_20-10-2009.ppt. 2. Identification of remaining gaps, uncertainties, inconsistencies, variations Two types of gaps were identified by the group: 1. knowledge gaps which can be filled with more research studies; and 2. data gaps for which more assessments are necessary. Currently available on-the-ground data are insufficient for estimating stocks and changes in stocks of most carbon pools in most countries/regions. A systematic inventory is therefore required to improve the statistical possibilities of estimating carbon pools in the global forests, agricultural land and other terrestrial carbon pools, but also to improve the possibility of making and validating models, facilitating remote sensing interpretation; improve knowledge on relationships between soil carbon/soil quality and agronomic practices/productivity; and improve estimations of above and below-ground biomass of trees. There is a need to expand the coverage of allometric equations for more species and biophysical regions but also to make the original data from destructive sampling available to ensure that the allometric models are based on adequately large sample of datasets (increasing accuracy and reducing uncertainty). In addition, a generalization of model formulations would be extremely helpful as most current models are very heterogeneous in their formulation and not standardized. With respect to gaps on soil data it was recommended to use a soil depth of at least 50 cm, preferably 1 meter (the IPCC Guidelines define soil carbon stocks as organic carbon incorporated into mineral soil horizons to a depth of 30cm). However it was noted that for soil types like peat soils the depth can be over 5m, so measuring only the first 50cm can lead to serious inaccuracies on estimates of carbon content and loss. For such soil types carbon stock-based approaches may therefore be too inaccurate and direct emissions measurements maybe needed. Further data gaps were identified for some agro-ecological zones, production and cropping systems and soil dynamics, e.g. data is poor or missing for many tropical cropping systems, most grasslands and soil management responses are often poorly understood. In order to estimate soil carbon stock changes and to make future projections of it, more measurements of both soil carbon stock and litter decomposition are needed particularly in developing countries, while much better data collections are already available for developed countries. These measurements can be thereafter be used to test the applicability of soil carbon models, some of which (e.g., CENTURY, Roth-C) have been validated for a wide range of conditions, in the regions of interest. Further research should also be undertaken in collaboration with national research institutes. It was also noted that the integration and synthesis of existing data would also be a useful process with near-term dividends for a moderate investment. It should be noted that the soil science community has amassed good 5 knowledge about the dynamics of soil organic carbon with respect to cropland/grassland management practices and soil quality and it is time the knowledge should be applied to mitigation measures. Concerning tree biomass, it was noted that a freely available database containing original tree biomass measurements and models, would be of a high value. This database would be based on voluntary submissions of individuals/institutions that have conducted biomass assessments. A natural institution to host this database would be the FAO. For land management more information is needed on different types of production and cropping systems and fertilizers, grazing management, spatial data, as well as continuous monitoring of future changes. Additionally more data on land-use sub-categories is lacking such as different types of cropland. The temporal continuity of remote sensing data was also highlighted (especially in regards to the continuity of landsat-like data). In short, there is a need for: (1) broader range of land use types; (2) better spatial resolution, and (3) better temporal resolution. Methodological issues were raised such as whether detailed net rather than gross sequestration should be used and the appropriate spatial resolution (scale depends very much on the end uses). Another issue was how many measurements are necessary for one country, which is very dependent on spatial variability, pilot sampling or the use of remote sensing and stratification. Furthermore, not only national statistics, which may need to be adjusted for use in emission estimates, is required but also geo-referenced data on cropping system is also needed. The usage of remote sensing for the detection and classification of land use needs to be assessed. The challenge is to define a methodology for a global, multi-scale C stock assessment. The roles of biochar and inorganic carbon are other research topics that also need to be considered over the long-term. The convenience of using existing IPCC methodology, complemented by expert judgments on the characteristics of cropping systems, is recognized. 3. Main stakeholders (providers and users of data) The discussion centred on who is supposed to fill the existing data gaps and invest resources. Individual countries need to provide certain data but they need further capacity building (financial, technical, political) to perform the needed studies, assessments, national communications, etc.. FAO and other intergovernmental organizations can play the role of a facilitator by providing feedback to countries as well as data storage to avoid data ownership problems. It is crucial to involve all stakeholders for the collection of data (government institutions, universities and private sector), but once collected the data will need to be aggregated and processed for use and needs to be made freely and easily accessible. Activities will need to be undertaken in close collaboration with end users and subject experts to ensure the data and information generated is useful and can be easily accessed. 4. Framework Design An important part of the meeting was the discussion on the framework for monitoring and assessment for land-use and land-management systems. Geographical scope It was recommended that this framework should have a global scope with a focus on the national level. The measurements should cover all land (both managed and unmanaged) for consistency, but 6 the reporting for accounting purposes should be based on managed land (and formerly managed land). Measurement unit The basic unit of measurement should be the agricultural/forestry systems with a wall-to-wall integrated land use approach. The most relevant systems should be considered, as normally a few systems cover most of the land in a country. There is the need for some degree of standardization/aggregation of systems within each country or region. The challenge will be taking into consideration the choices of the technologies/agricultural practices, which may have the same levels of crop production but could have very different net emissions (e.g. use of chemical fertilizers vs composting and mulching). Data requirements The activity data in addition to emission factors should be geographically explicit (including statistics on crops, livestock, wood harvesting, etc.). There is a need for accuracy rather than conservativeness, and uncertainty needs to be reported along with the estimates. Dynamic parameters such as fires, livestock population, changes in production systems in response to markets should also be included. Standardization of data format, particularly the definition of cropping systems, may be needed. Structure The structure of estimates should be applied to ecosystems (soil/climate), land use category (forest land, cropland, grassland, etc), land use sub-category (annual crops, perennial crops, forest type, etc), as well as production systems (conservation agriculture, tillage-based systems etc.). Frequency It was recommended to have yearly data acquisition and periodic reporting (about every 3 years) but with permanent collection to ensure continuity of the data, knowledge and skills, and capacity building. The reporting frequency (averaging over time or annual reporting) was identified to be a political decision. The data need to be collected according to land management practices (and more kinds of practices for products). Data for mitigation potential estimates The discussion also focused on the inclusion of potential for mitigation of climate change in the framework. In order to determine the technical potential for mitigation the changes in carbon stocks as well as current carbon stocks need to be assessed. No clear indication was given on whether it was better to focus on the biophysical or economic mitigation potential, or both. Furthermore, this frameworks needs to provide information organized by sector/system (unit of decision) and by products (units of reporting), to assess net emissions/removals of GHG which are relevant for mitigation and food security. Approaches The measurements and estimates should be based on the IPCC principles and methods for AFOLU, but should also be carried out in a way that IPCC principles can be improved and if needed changed. It was also discussed that forest inventories (such as NFMA by FAO) should be extended to cover other land-uses, like agriculture (e.g. for a sub-sample of soils and trees outside forests). This extension would improve the national level land-use estimation and it would facilitate the full carbon accounting. 7 A proposal for the framework is to use the overall organizational structure and experiences from other international processes with reporting requirements such as the FRA, as a global assessment of GHG emissions and mitigation potential needs a global structure. It was also recommended to apply IPCC tier 1 approach immediately to all countries who have not conducted GHG accounting, even though the uncertainty is quite high. In the near future continuous improvement of data is needed to move to higher tiers. Other considerations It was recommended to conduct risk assessment of non-permanence (in the case of carbon sequestration), which can be useful for policy making. Map products should include risk components such as fire and storm. Economic feasibility of mitigation potential may need to be considered to choose appropriate mitigation practices. For detailed economic studies more information on Marginal Abatement Cost Curves (MACC) will be necessary. 5. Issues and obstacles Another point of discussion was issues and obstacles to be addressed and overcome which included data collection, costs, partners and lead organizations. Currently, at national level in many countries statistics are not yet designed for collecting data on parameters relevant for GHGs, which should be undertaken in a continuous and systematic way with information on land use rather than land cover data. Many countries need capacity building, guidance and incentives to release the data. Often a strong reliance on expert judgment is observed besides national statistics/scientific data and it is highly difficult to access data in many countries. Emission factors and carbon stock factors are available but need further development and validation. An appraisal has to be made of the needed outputs, the beneficiaries (including end users), what is required and what it would cost to undertake a terrestrial assessment. FAO was identified as the agency which should coordinate the process, in close collaboration with other partners such as IPCC, UNFCCC, CGIAR, and UNEP (and with other institutions such as universities, government agencies and the private sector). 6. Suggested next steps • FAO should define partnerships with other institutions (such as IPCC, UNFCCC, CGIAR and UNEP) and engage with other actors, building a strong network on the science; social and economic perspective. • FAO needs to link framework with its mandate and other partners such as UNFCCC • FAO should develop a work programme which needs to focus on the improvement of data collection process, country capacity building, development of country case study, finally global assessment 8 II. Lifecycle Assessment 1. Purpose and use of LCA LCA is a useful technique for analysing and documenting technical options and alternatives to reduce emissions over existing practices, and to identify consequences for other sustainability and social goals. The LCA breakout session understood the objective within this project as being to use LCA to inform policy-making and facilitate practical actions towards simultaneously meeting two objectives: feeding the growing population and avoiding dangerous climate change. The primary end-use of LCA in this context might be to help identify inefficiencies and develop and refine mitigation actions, offset protocols (e.g. CDM methodologies) or other policy mechanisms such as carbon taxes. In order to support such mitigation actions and policy tools, LCA should be undertaken to develop and refine a matrix of default emissions values that apply to different discreet policy-relevant categories, such as crop, agricultural product, agroecological zone, production system, land management practice, processing technology etc. The accuracy of the emissions values should be appropriate to the policy mechanism for which they are to be applied, and the level of disaggregation (including geographical granularity) should be determined with this in mind. LCA could also be used to devise policy scenarios that would allow analysis of the potential impacts of different options (e.g. cap-and-trade, carbon tax, labelling of products, etc.). The work could help provide data and analysis that would allow consumers to make better informed choices (e.g. accurate product labelling and information on “food production efficiency”), but this would be a cobenefit and not its main purpose. It will be important to determine how and when the private sector should be engaged. This sector has collected and owns a lot of the necessary data (especially in regards to processing), it has interests to protect this data it but may also be inclined to take mitigation actions, e.g. voluntary for corporate social responsibility (CSR) or programmatic CDM. LCA results are often misinterpreted or misapplied by decision-makers due to a lack of clarity about the question that is being answered and the assumptions that have been made. It will be essential, therefore, to be very clear about the purpose of an LCA and its potential uses. 2. Scope of LCA Full life-cycle LCA is useful for evaluating and informing consumer choices, policies that influence them and priorities for R&D and technology transfer. In general, an LCA framework should encompass the whole lifecycle, and so it would be preferable to create a common methodological framework, with common phases in the life cycle and guidance as to choices about methodology and data use and the resultant level of uncertainty. However, full life-cycle LCA can involve a lot of time and costs, and may not be necessary in order to identify and inform mitigation actions. The portions of LCAs that estimate emissions from production systems and techniques are useful for choosing mitigation efforts. A useful activity could be to perform a quick scan for “hotspots” of sources and sinks in the lifecycle and then assess the mitigation potential. Attention would be focused on these “hotspots” for the development of mitigation projects, offset protocols and behaviour change. Major uncertainties along the lifecycle – in emissions, data and methodology – should also be identified. However, eventually a comprehensive analysis will be required to avoid unintended consequences of mass uptake of a particular mitigation effort, e.g. emissions somewhere else along the chain, adverse effect on the environment (e.g. biodiversity) or resources (e.g. water) and also the social and economic/market effects. Such an analysis will also allow for the 9 identification of opportunities and synergies with other desirable outcomes, highlighting for instance useful synergies with adaptation, food security, energy access and economic development. If LCA work is to be applied within the UNFCCC context, there might be “barriers” for the inclusion of certain phases in the lifecycle, e.g. international transportation emissions. Some experts felt that the production phase (“up to the farm gate”) was the appropriate focus for attention in terms of changing behaviour. However, in some cases, it would be difficult (fisheries) or unhelpful (when considering long-term carbon storage in forest products) to define the analogue of the farm gate. However, for complete assessments to be undertaken a full cradle to grave LCA may be required. Whatever approach is chosen, it will be important to specify the scope/boundaries applied, to ensure comparability and potential for harmonization. Since LCA should be applied to develop policy mechanisms to encourage mitigation actions, it would be important to distinguish between currently unregulated (or uncapped) and regulated (or capped) emissions (e.g. nitrous oxide emissions arising from fertiliser application, as compared to carbon dioxide emissions from fertiliser production. 3. Uncertainties and gaps in methodologies and data Some important gaps exist in data, methodologies, and our understanding of key physical processes. 3.1 Methodologies issues to be addressed: An agreed upon, improved system for accounting for the implicit land-use GHG costs of agricultural production for multiple uses (including food, fibre and energy); Guidance on the choice of unit. For example, emissions per unit of a single commodity will be different from emissions per unit of nutritive value (e.g. protein or calories) which might also be context-specific; For emissions from land-use change, an agreed upon way of handling emissions timing. Timing must be considered in two ways: o First, how to account for different times of actual physical emissions, for example, how to count relatively immediate land-use change emissions over time. To date, this aspect of timing is handled in one of three ways: counting all emissions instantaneously, using an amortisation period, and using some form of discount rate; o Second, how to account for different residence times and radiative forcing of different GHGs, i.e. whether in LCA of a time-bound activity or policy measure, the atmospheric lifetimes of the different greenhouse gases are appropriately considered using the standard global warming potentials, which are calculated by amortizing the heating effects of the gases over 20, 100 (IPCC preference) or 500 years;2 Guidance on the scale of application, which would vary with the type of emissions and activities or products considered (and will also be dependent on data availability); Guidance on the accounting of co-products from agricultural production; Further issues relating to time in GHG LCA are addressed in the draft ANSI standard “Life Cycle Stressor-Effects Assessment Greenhouse Gas Accounting Framework: http://www.scscertified.com/cas/docs/Draft-American-(ANSI)GHG-Accounting-Standard.pdf 2 10 Guidance on the level of uncertainty acceptable for different mitigation uses (e.g. offsets, Nationally Appropriate Mitigation Actions - NAMAs) and for assessing this uncertainty (to be expanded in Chapter 4); Analysis calculating mitigation benefits should take account of the robustness of the practice in achieving the projected reduction, i.e. how dependent the reductions are on the details of the implementation. More robust practices should receive higher awards/incentives; Guidance if and how to segregate emissions that are otherwise subject to limits, from emissions which are unregulated; Clarity regarding when it is appropriate to use attributional or consequential LCA in order to answer a given policy question. 3.2 Data issues Main data issues identified included: Information on the distribution of different agricultural production techniques is critical to LCA and will be critical to National Appropriate Mitigation Action (NAMA) and would also be useful for National Adaptation Programmes of Action (NAPA) but data is often lacking or of poor quality. Emissions factors for nitrous oxide have large potential consequences but appropriate factors are currently scientifically uncertain. Data on the level of nitrous oxide from dispersed manure in rangeland systems is particularly lacking. Data gaps are particularly large in developing countries. Data quality generally has not been systematically assessed. Much data is in private hands (particularly for the processing phase). Some data is too aggregated, some too site-specific (particular for processing phase, where figures might be plant-specific) – the right balance between practicality and accuracy is required in order to identify good and bad practices and reward improvements. Ruminant digestibility is a key area in need of more data for LCA. National GHG inventories/reporting framework need to be amended to provide the data required to perform LCA. In the meantime, we should perform LCA with the best data we have in order to highlight gaps. Guidance is needed to deal with data gaps. A more systematic assessment of technologies and practices needs to be undertaken. Baseline emissions factors from different farming systems need to be established and better descriptions of agricultural land management practices and their emission impacts are needed. Specific data demands – what improvements in data supply are possible /realistic in practice in different country context related to reference date and co-products 3.3 Potentially significant GHG hotspots (sources or sinks) that merit consideration (note this is not a complete list and only reflect ideas that emerged from the discussions): Agricultural/aquaculture ponds – may be large carbon sinks or could be managed to enhance sinks. Black carbon – in general, black carbon emissions from agricultural activities have not been reflected in agricultural emissions calculations or mitigation activities. 11 Blue carbon – some aquatic habitats can be significant carbon sinks that can be adversely affected by agricultural/fishery activities. Important habitats include mangroves, seagrass beds and coral reefs. Activities that may have significant effects include trawl nets, pond formation for aquaculture, species/ecosystem management and eutrophication. Restoration of degraded lands. Peat lands. 4. Next steps 4.1. Suggested next steps for FAO-led activities Develop guidance on the application of LCA-type tools for different policy purposes. FAO should generate a guidance document on how to apply LCA-type analyses for answering questions around GHG mitigation, adaptation and food security. See Annex A for a draft outline of this guidance document. Develop an agreed upon, improved system for accounting for the implicit land-use GHG costs of agricultural (including forestry and fisheries) production for multiple uses (including food, fibre and energy). This should be part of the above-mentioned LCA guidance document. However, it should be noted that this is a very complex, potentially controversial and certainly politically and economically charged subject that is currently being debated, particularly in the context of potential biofuel drivers/regulation as well as within climate change discussions. Agreement on such a system, or methodological approach, will require some time. FAO should lead the effort to develop detailed technical guidance for potential NAMAs. This was seen by some as an obvious priority for the FAO in framing its work to help developing countries to meet both food and climate objectives. This is particularly appropriate when you consider developing countries have a large share of their GDP and thus GHG emissions linked to their rural sectors, hence the importance of the agricultural nexus. It was noted that it will be necessary first to examine how NAMAs stand after Copenhagen and follow-up negotiations. Suggestions on the development of NAMAs were: NAMAs should be based on emissions reductions per unit of food produced, i.e. emissions intensity; accounting for reductions should avoid direct efforts to estimate additionality and focus instead on positive changes from a baseline; agricultural productivity enhancement measures should be coupled with forest protection and soil carbon stock measures to ensure that productivity-enhancing activities do not create incentives for local deforestation and degradation; guidance on how to use LCAs in order to develop better and more effective site-specific and programmatic offset projects in agriculture, both CDM and voluntary, should also be developed, with a focus on the ability of small-scale farmers to access project financing. FAO should lead development of database resources needed for LCA-type work. This should be part of the reporting framework for the terrestrial assessment of GHG emissions and mitigation potentials. It will need to include standardised data on production systems for raw materials, agroecological zones, land management practices, processing technologies, and other major elements of product lifecycles such as (possibly) transportation and end use. 12 Default emissions values will need to be established for the full lifecycle under consideration and for each phase of the lifecycle depending on how much of the above information is given. This will require the definition of categories of practices and research on emissions and their variation amongst categories. Current IPCC default values should be used as a starting point to the process. FAO should adopt a system for identifying gaps in data quality and application. A periodic summary and analysis of GHG LCAs undertaken for agriculture would be useful, with a focus on assessing the quality of data and methodologies used and highlighting important research gaps. This would be facilitated by promoting the use of a common methodological framework for such LCAs, such that assumptions and results were laid out transparently, clearly and in a standard manner. This would also make the results of such LCAs more understandable. 4.2. Detailed proposals for products and timing Detailed proposals for two short-term products are set out in Annexes B and C. These comprise guidance on the application of LCA and associated tools in agriculture and a rapid assessment of current knowledge on LCA in agriculture, including major sources and sinks and areas of high mitigation potential. Additionally, a plan for work to be led by the FAO to develop guidance for NAMAs, other mitigation actions and offsets and the database resources needed for LCA-type work should be developed. This work on NAMAs would be a long-term ongoing activity, but should be initiated as soon as possible (taking into consideration the results of ongoing climate negotiations), and some examples of potential NAMAs should be included in the plan. Additionally, the plan should include LCA-specific data requirements to include in the development of the framework for assessment of emissions and mitigation potentials in agriculture, which will require work on definitions for the standardisation of data and research to determine the appropriate degree of disaggregation of practices along the lifecycle (including scale of geographical zones), for the formation of categories for reporting purposes. Drafts of the LCA guidance and the rapid assessment should be prepared for discussion at the next consultation (to include Member State representatives) and subsequent revision should be submitted to the UNFCCC SBSTA working group on Agriculture which should be created in 2010. A list of relevant partners for the work should also be drawn up immediately in order to involve them in future activities of the initiative (including experts, universities, government institutions and the private sector). 13 Conclusions The expert consultation meeting has allowed the initialization of the development of a framework and the participants have identified some of the key issues that need to be considered. A number of recommendations have been made from the two working groups and thee have been integrated and listed below. Based on these recommendations and through the expansion and development of the network of experts, FAO in partnership with other institutions, will develop the a scoping document which identifies and lists all the key areas, data, products and proposed solutions for implementation. Recommendations Main recommendations from the consultation included: Define the scope of the assessment. Working groups should be formed of which the modalities (mandate, outputs, timelines, audiences) should be defined by FAO. For example is should be decided if the two tracks of LCA and terrestrial assessment is the most appropriate. With participation from regional and national stakeholders as well as technical experts, draw up a detailed work programme for the assessment. The work programme should focus on improvement of data collection process, country capacity building, development of country case studies and finally develop a global assessment. Undertake an assessment of current sources of knowledge /data / practices to build an exact understanding of the current base from which the framework can be developed and identify the major uncertainties that are truly influential (i.e. propagate through estimation process) and which should be addressed. Survey a sample of countries for barriers and limitations to adopting or developing GHG emission databases and use this information to help devise a strategy to overcome the issues. Link the framework with the mandate of FAO and other partners such as UNFCCC/IPCC. Set up a mechanism for sharing information. Define immediate deliverables in short-term with long-term goals in perspective. A fast implementation of steps towards improving data collection process is required. Capacity building at country level is crucial as well as building incentives for data generation and provision. A country case study should be carried out and completed in 2010 as a first example Eventually a global assessment using IPCC tier 1 method should be prepared allowing for extensive information to be available for 2012 (end of first Kyoto commitment period). FAO should focus on an expansion of the framework assessment to all countries and build capacity in countries to provide more reliable information and data by themselves. 14 Annex A: Participants list External participants Name Institute E-mail Aleksi Lehtonen Angus Garrett Carlos M. Duarte Finnish Forest Research Institute Seafish Institute for Cross-Disciplinary Physics and Complex Systems Terrestrial Carbon Group University of Goettingen Carbosur UNFCCC Joint Research Centre of the European Commission Joint Research Centre of the European Commission University of Oxford aleksi.lehtonen(a)metla.fi A_Garrett(a)seafish.co.uk carlosduarte(a)ifisc.uib.es Christine Negra Christoph Kleinn Daniel Martino Florin Vladu Francesco Tubiello Frédéric Achard Gill Petrokofsky negra(a)heinzctr.org CKleinn(a)gwdg.de carbosur(a)adinet.com.uy FVladu(a)unfccc.int francesco.tubiello(a)jrc.ec.europa.eu frederic.achard(a)jrc.ec.europa.eu gillian.petrokofsky(a)plants.ox.ac.uk Robert Goodland Guido Bonati Hans Joosten INEA Greifswald University rbtgoodland(a)gmail.com bonati(a)inea.it joosten(a)uni-greifswald.de James Muir Lutz Fehrmann Martin Wattenbach Mary Menton University of Stirling University of Goettingen University of Aberdeen University of Oxford j.f.muir(a)stir.ac.uk lfehrma(a)gwdg.de m.wattenbach(a)abdn.ac.uk mary.menton(a)plants.ox.ac.uk Minh-Long Nguyen IAEA, Joint FAO/IAEA Division of Nuclear Techniques in Food & Agriculture Ohio State Univ Colorado State University Woods Hole Research Center M.Nguyen(a)iaea.org Princenton University Alberta Agriculture and Rural Development, Canada Zephyr Forestry Hamburg University Gov. of Costa Rica tsearchi(a)princeton.edu tom.goddard(a)gov.ab.ca Rattan Lal Rich Conant Scott Goetz Tim Searchinger Tom Goddard Tomas Thuresson Uwe Schneider Mario Coto Hidalgo lal.1(a)osu.edu Rich.Conant(a)ColoState.EDU sgoetz(a)whrc.org tomas.thuresson(a)telia.com uwe.schneider(a)zmaw.de macohi(a)costarricense.cr 15 FAO participants Livestock Information, Sector Analysis and Policy Branch (AGAL) Henning Steinfeld, Coordinator, Room C542, Ext. 54751 Ben Henderson, Livestock Policy Officer, Room C 536, Ext. 56894 Theun Vellinga, Agronomy/agricultural science, Room C536, Ext. 52095 Carolyn OPio, Public information specialists, Room C540, Ext. 56306 Nutrition and Consumer Protection Division (AGN) Vincent Gitz, (AGND), Economists/econometricians, Room C204, Ext. 54411 Plant Production and Protection Division (AGP) Caterina Batello, Senior Officer, Room C780, Ext. 53643 Theodor Friedrich, Senior Officer, Room C782, Ext. 55694 Amir Kassam, Consultant, Room C787, Ext. 55355 Agricultural Development Economics Division (ESA) Bernadette Neves, Environmental scientists, Room C315, Ext. 56205, (ESAC) Nancy McCarthy, Economists/econometricians, Room C317, Ext. 55204 Statistics Division (ESS) Robert Mayo, Senior Statistician, Room C436, Ext. 54105 Fisheries Department (FI) Ari Gudmundsson, Fishery Industry Officer, Room F611, Ext. 54561 Doris Soto, Senior Fisheries Officer, Room F503, Ext. 56149 James Muir, Writers, Room C386, Ext. 55078 John Fitzpatrick, Fishery specialists, Room F611, Ext. 56028 Forestry Department (FO) Mette Loyche Wilkie, Senior Officer, FRA, Room C374, Ext. 52091 Jesper Tranberg, Associate Professional Officer, Room C484, Ext. 54420 Rikiya Konishi, Associate Professional Officer, Room D420, Ext. 55762 Rebecca Tavani, Forestry Officer, Room D475, Ext. 54811 Alberto Del Lungo Forestry Officer, planted forests database, Room C359, Ext. 53889 Walter Kollert, Forestry Officer, planted forests database, Room D470, Ext. 53834 16 Natural Resources Management and Environment Department (NR) Alexander Müller, Assistant Director General, Room B502, Ext. 53037 Wendy Mann, Senior Adviser, Room B506, Ext. 53842 Marja-Liisa Tapio-Bistrom, Senior Officer, Room B507B, Ext. 53460 Christina Seeberg-Elverfeldt, Associate Professional Officer, Room B506B, Ext. 52110 Maria Muller Lindenlauf, consultant, Room B5L3, Ext. 55817 Environment, Climate Change and Bioenergy Division (NRC) Peter Holmgren, Director, Room B512, Ext. 52714 Hideki Kanamaru, Associate Professional Officer, Room C870, Ext. 56809 Reuben Sessa, Natural Resources Officer, B515bis, Ext. 56519 Jonathan Reeves, Programme Officer, Room C856, Ext. 56163 Olivier Dubois, Senior Officer, Room F803, Ext. 56497 Anne Bogdanski, Associate Professional Officer, Room C850, Ext. 54174 17 Annex B: Draft outline for a proposed guide for the application of LCA and associated tools Chapter One: In the context of informing decisions about meeting the combined challenges of climate change and feeding the expanding population, how can LCA and associated tools be used? An LCA may help to: answer the GHG consequences of different consumer decisions; inform public policy behaviour that influences consumption decisions, e.g. biofuels; make decisions about agricultural technologies for transfer and funding; understand leakage or other knock-on effects; and decide needed areas of research. This kind of LCA would typically focus on cradle-to-grave analysis. To understand mitigation activities, consequential LCA would normally be appropriate, but faces the challenge of constructing alternative scenarios, requires challenging and often different economic projections, and may credit adverse effects, such as reduced food consumption. Analysis included in an LCA will typically also be useful for analysing changes in emissions from different agricultural production practices, which can be used to analyse: offsets mitigation projects. This kind of analysis should be able to estimate emissions changes from different agricultural practices or production decisions. In this regard applications such as Ex Act should be considered, see: www.fao.org/docs/up/easypol/768/ex-act_flyer-nov09.pdf. Chapter Two: Step-by-step guidance for GHG LCA in agriculture The PAS 2050 and the guide to its use and the GBEP Common Methodological Framework for GHG LCA of Bioenergy, Version Zero were mentioned in the expert consultation meeting as examples of materials which could be used to develop guidance, but the emphasis should be on recommendations for how to deal with issues of methodology and data quality specific to agriculture and land use. Default emissions values for phases of agricultural product lifecycles could be provided after further research (see matrix of emissions values mentioned in Annex C). The guidance could be split into the steps already used in the GBEP Common Methodological Framework for GHG LCA of Bioenergy (generalised to all agricultural products): Step 1: GHGs Covered Step 2: Source of biomass Step 3: Land use change Step 4: Biomass feedstock production Step 5: Transport of biomass Step 6: Processing of biomass into food, fibre, fuel etc. Step 7: By-products and co-products Step 8: Transport of product Step 9: Consumption of product Step 10: Comparison with replaced product 18 Methodological issues to be addressed include: An agreed upon, improved system for accounting for the implicit land-use GHG costs of agricultural production for multiple uses (including food, fibre and energy) by production system; Guidance on the choice of unit. For example, emissions per unit of a single commodity will be different from emissions per unit of human nutrition (e.g. protein or calories). Definition of the unit of human nutrition might be context-specific in accordance with local elasticities within the food basket; For emissions from land-use change, an agreed upon way of handling emissions timing. Timing comes up in two ways: o First, how to account for different times of actual physical emissions, for example, how to count relatively immediate land-use change emissions over time. To date, this aspect of timing is handled in one of three ways: counting all emissions instantaneously, using an amortisation period, and using some form of discount rate; o Second, how to account for different residence times and radiative forcing of different GHGs, i.e. whether in LCA of a time-bound activity or policy measure, the atmospheric lifetimes of the different greenhouse gases are appropriately considered using the standard global warming potentials, which are calculated by amortizing the heating effects of the gases over 20, 100 (IPCC preference) or 500 years;3 Guidance on the regionalisation of the analysis, which would vary with the type of emission; Guidance on the accounting of co-products from agricultural production; Guidance on the level of uncertainty acceptable for different mitigation uses (e.g. offsets, NAMAs) and for assessing this uncertainty (to be expanded in Chapter Four); Analysis calculating mitigation benefits should take account of the robustness of the practice in achieving the projected reduction, i.e. how dependent the reductions are on the details of the implementation. More robust practices should receive higher awards; Guidance on how to segregate emissions that are otherwise subject to limits and unregulated emissions. Chapter three: Consideration of other aspects of sustainability in LCA This would include guidance on how to integrate assessment of implications for food security, adaptation, biodiversity, water, economic development etc. into the GHG LCA in a simple but effective manner. The aim would be to avoid unintended adverse affects and indeed identify mitigation actions with adaptation co-benefits. Chapter four: Use of LCA in the development of NAMAs, CDM methodologies and other mitigation actions and offset mechanisms Suggested guidelines for the development of NAMAs: NAMAs should be based on emissions reductions per unit of food produced, i.e. emissions intensity. Accounting for reductions should avoid direct efforts to estimate additionality and focus instead on positive changes from a baseline. Agricultural productivity enhancement measures should be coupled with forest protection measures to ensure that productivity-enhancing activities do not create incentives for local deforestation and degradation. Further issues relating to time in GHG LCA are addressed in the draft ANSI standard “Life Cycle Stressor-Effects Assessment Greenhouse Gas Accounting Framework: http://www.scscertified.com/cas/docs/Draft-American-(ANSI)GHG-Accounting-Standard.pdf 3 19 Annex C: Description of proposed rapid assessment of current knowledge of major sources, sinks and mitigation potentials in agriculture Sources, sinks and mitigation potentials in agriculture The LCA breakout group suggested at the expert consultation meeting that a rapid assessment of what we know and don’t know (well) should be undertaken. In particular, a table is suggested showing “hotspots”, i.e. major sources, sinks and low-hanging mitigation fruits along the lifecycle of different agricultural products and production systems, with identification of data quality/level of understanding, type of research needed to fill gaps in data or understanding, timeframe for this research and actors to be involved in it. The table should also include the implications of each source, sink and mitigation action for goals other than climate mitigation including food security, adaptation and other social impacts. There should also be a focus on what we know about the variation (between and within agroecological zones) of emissions from certain categories of land management practice, production systems and production chains, bearing in mind the aim of producing a matrix of estimates or default values for emissions according to crop/product, system/practice, zone etc. that would form a sufficiently practical and accurate basis for mitigation actions and incentives. 20 Annex D: List of datasets and tools of potential interest for terrestrial assessment - IPCC 2006 IPCC Guidelines AFOLU and 2003 GPG LULUCF (www.ipcc-nggip.iges.or.jp/) – they provide methods which are designed for estimating, measuring, monitoring and reporting on carbon stock changes and greenhouse gas inventories and can be adapted for a global assessment; -FAO Datasets on agriculture, land use and forestry for use together with the IPCC Guidelines document is in preparation and can be requested from FAO (climate-change@fao.org). - IPCC emission factor database (www.ipcc-nggip.iges.or.jp/EFDB/main.php) - FAO – Forest Resource Assessment (FRA www.fao.org/forestry/fra) and National Forest and Monitoring Assessment (NFMA www.fao.org/forestry/nfma/en/) which both provide good forestry data; - FAO - World Reference Base for Soil Resources (WRB): Map of world soil resources (www.fao.org/AG/agL/agll/wrb/soilres.stm) Harmonized World Soil Database (www.iiasa.ac.at/Research/LUC/External-World-soil-database/HTML/index.html); - FAO - Global climate maps (www.fao.org/nr/climpag/climate/index_en.asp). - GIS-based scenarios of SOC annual change on croplands at sub-national level: case studies of Burkina Faso and Uzbekistan (www.fao.org/fileadmin/templates/agphome/documents/climate/IPCC_croplands_20-10-2009.ppt ) see also notes on presentation: www.fao.org/fileadmin/templates/agphome/documents/climate/Accompanying_document_to_FAO -IFAD-IPCC_Meeting.pdf -The genetic improvement of forage grasses and legumes to reduce greenhouse gas emissions; The genetic improvement of forage grasses and legumes to enhance adaptation of grasslands to climate change www.fao.org/ag/AGP/agpc/doc/climatechange/papers/abberton_%20geneticimprovement.pdf www-data.fao.org/ag/AGP/agpc/doc/climatechange/papers/Adaptationpaper.pdf - See FAO AGP division climate change www.fao.org/agriculture/crops/core-themes/theme/climatechange0/en/ - CarboAfrica www.carboafrica.net/index_en.asp - Global agroecological zones www.iiasa.ac.at/Research/LUC/GAEZ/index.htm www.iiasa.ac.at/Research/LUC/SAEZ/index.html www.fao.org/landandwater/default.stm - Yasso07 soil carbon model www.environment.fi/default.asp?node=21605&lan=en www.ymparisto.fi/default.asp?node=21613&lan=en 21