Supplementary materials to Surface Effect on Domain Wall Width in Ferroelectrics Eugene A. Eliseev,1, *, ‡ Anna N. Morozovska,1, †, ‡ Sergei V. Kalinin,2 Yulan L. Li,3 Jie Shen,4 Maya D. Glinchuk,1 Long-Qing Chen,3 and Venkatraman Gopalan3 1 Institute for Problems of Materials Science, National Academy of Science of Ukraine, 3, Krjijanovskogo, 03142 Kiev, Ukraine 2 The Center for Nanophase Materials Sciences and Materials Science and Technology Division, Oak Ridge National Laboratory, Oak Ridge Tennessee 37831, USA 3 Department of Materials Science and Engineering, Pennsylvania State University, University Park, Pennsylvania 16802, USA 4 Department of Mathematics, Purdue University, West Lafayette, Indiana 47907, USA Appendix A. Depolarization field calculations Introducing the potential of the static electric field, E g , f ( x, y, z ) g , f ( x, y, z ) , can write the equations for potential distribution as follows: 2g z2 b 0 33 2g y2 2 f z2 2g x2 0, 2 f 2 f y2 x2 b 0 11 for H z 0 , (A.1a) P3 , for 0 z L z (A.1b) Potentials g and f correspond to the dead layer and ferroelectrics respectively. Eqs.(A.1) should be supplemented with the boundary conditions of fixed top and bottom electrode potentials, continuous potential and normal component of displacement on the boundaries between dead layer and ferroelectric, namely g z H 0 , * † g z 0 f z 0 , (A.2a) E-mail: eliseev@i.com.ua E-mail: morozo@i.com.ua, permanent address: V.Lashkaryov Institute of Semiconductor Physics, National Academy of Science of Ukraine, 41, pr. Nauki, 03028 Kiev, Ukraine ‡ f z L 0 These authors contributed equally to this work. b33 Using f ( z 0) 2D g , f ( x , y , z ) 2 z Fourier 1 P3 ( z 0) 0 g transformation g ( z 0) (A.2b) z of the potentials and polarization, ~ dk1 dk 2 exp i k1 x i k 2 y g , f (k1 , k 2 , z ) , one can rewrite the equation (A.1) as follows: 2 ~ 2 k 2 for H z 0 , g 0, z ~ 2 k 2 ~ 1 P3 2 2 , for 0 z L f b z z 0 33 (A.3a) (A.3b) b Here b33 11 is the dielectric anisotropy factor, k k12 k 22 . Since boundary conditions (A.2) are linear on potentials and the coefficients do not depend on lateral ~ (k , k , z ) can be obtained from Eqs. (A.2) by simple coordinates, boundary conditions for g, f 1 2 substitution of functions in real space by their Fourier images. General solution of Eqs. (A.3) ~ (k , z ) ~ exp k z consists of the sum of exponential functions, and g ~ (k , z ) ~ exp k z ~ k , z , where ~ f part part is the partial solution of inhomogeneous Eq. (A.3b). Using the well-known Green’s function1 of the Eq.(A.3b) for homogeneous boundary conditions the partial solution can be found as ~ z P3 k , sinh k sinh k L z d k sinh k L 0 b33 0 ~ L P3 k , sinh k z sinh k L d k sinh k L 0 b33 z ~ k , z part It is more convenient to perform integration in parts in Eq. (A.4a): ~ z cosh k sinh k L z P3 k , ~ part k , z d sinh k L 0 b33 0 ~ L sinh k z cosh k L P3 k , d sinh k L 0 b33 z (A.4a) (A.4b) ~ ~ ~ k , z z corresponding to potential Electric field Ed k , z part and related to the ideal part case of absent dead layer is ~ P3 k , z ~ E d k , z 0 b33 ~ ~ k z cosh k cosh k L z P3 k , L cosh k z cosh k L P3 k , d d 0 sinh k L sinh k L 0 b33 0 b33 z (A.4c) Using the conditions of short circuit (A.2a), one can write ~ (k , z ) C (k ) sinh k z H , g (A.5a) g ~ (k , z ) C (k ) sinh k L z ~ k , z f f part (A.5b) Unknown functions C g , f should be determined from the other boundary conditions (A.2). Namely, applying the conditions of potential and normal components continuity on the boundary between the dead layer and ferroelectric, one can write the following system of equations for Cg , f : C g sinh k H C f sinh k L (A.6a) ~ k , z 0, L 0 . Condition (A.2b) gives the following Here we take into account that part equation ~ ~ P3 k , z b part k , z (A.6b) L 33 g C g k cosh k H z 0 z 0 ~ Using the expression for the field corresponding to potential (A.4c) it is easy to get k k C f cosh b 33 part b 33 ~ part z z 0 ~ P3 k ,0 0 L d ~ cosh k L P3 k , k sinh k L 0 0 and finally k cosh b 33 ~ L cosh k L P3 k , L C f g cosh k H C g d 0 sinh k L 0 0 The solution of system of two equations (A.6a) and (A.6c) has the form ~ L cosh k L P3 k , sinh k H C f d sinh k L 0 k k 0 b33 cosh L sinh k H g cosh k H sinh (A.6c) L (A.7) Finally, using Eqs. (A.5b) and (A.7), one could write normal component of electric field inside ~ ~ (k , z ) z as ferroelectric, E f 3 (k , z ) f ~ ~ ~ E f 3 (k , z ) Eh k , z Ed k , z (A.8a) where new designation is introduced as L ~ E h k , z d 0 ~ cosh k L P3 k , sinh k H cosh k L z k k 0 b33 cosh k L sinh k H g cosh k H sinh L sinh k L (A.8b) The depolarization field (A.8) is a linear integral operator, acting on polarization. It would be ~ ~ ~ convenient to use below the following designation Eh,d k , z Eh,d P3 k , z . In Eq. (A.8a) the first term is related to the dead layer influence, second term corresponds to the case of homogenous space without screening (electrodes, dead layers etc.) and the third term is related to the screening of free charges at the electrodes. Two latter terms in Eq. (A.8) are absent in the case when polarization is independent on z. For the case of semi-space filled with ferroelectric (neglecting the bottom electrode), one can rewrite Eq. (A.8) as follows: ~ k exp k z P3 k , sinh k H ~ ~ E f 3 P3 k , z d 0 0 b33 sinh k H g cosh k H ~ ~ P3 k , z k exp k z exp k z P3 k , d 0 2 0 b33 0 b33 (A.9) In particular case, when the system is transversally uniform (polarization is independent on lateral coordinates and thus only k=0 is relevant), one could obtain from Eq. (A.8) at k=0, the following expression for electric field distribution: E3 z P3 z 1 L P3 H 1 L P3 d d L 0 0 b33 H g L 0 b33 L 0 0 b33 P3 z 0 b33 g L b33 H g L 0 d (A.10) P3 0 b33 The terms, independent on H in Eq.(A.9) is similar to the expression for depolarization field obtained by Kretschmer and Binder2 for the case of ideal electrodes and absence of background polarizability ( b33 1 ). It should be noted, that this problem could be considered for the case of non-ideal electrodes (e.g., with finite screening length). For the transversally uniform system corresponding expressions were presented by Tilley.3 Overall structure of depolarization field is the same in this case, namely, terms related to homogeneous space, ideal screening and imperfect screening, the latter involving additional length-scale, screening length of electrode. For further consideration we will need to apply operator (A.8) to several specific distribution, for ~ instance to the constant polarization P0 ~ ~ E h P0 ~ cosh k L z sinh k H P0 k 0 b33 cosh distributed as cosh si L z k L sinh k H g cosh k H sinh L ~ ~ , Ed P0 0 ; ~ E h cosh si L z k k k cosh k L z sinh k H k cosh si L sinh L si sinh si L cosh L k k k 0 b33 cosh L sinh k H g cosh k H sinh L sinh L k 2 2 si2 ~ E d cosh si L z k si si cosh si L z sinh L k cosh k L z sinh si L k 0 b33 sinh L k 2 2 s i2 and cosh si z ~ E h cosh si z k k cosh k L z sinh k H k sinh L si sinh si L k k k 0 b33 cosh L sinh k H g cosh k H sinh L sinh L k 2 2 si2 ~ E d cosh si z k si si cosh si z sinh L k cosh k z sinh si L k 0 b33 sinh L k 2 2 si2 with constants si. In the limit of semi-infinite media (L) ~ exp k z sinh k H P0 k ~ ~ E h P0 k 0 b33 sinh k H g cosh k H exp k z k H ~ P0 k 0 g ~ ~ E h P0 k b exp k z 1 exp 2k H 1 exp 2k H 33 g b 0 b33 g g 33 ~ P0 k Appendix B. Solution of linearized equation: B.1. Dead layer influence The free energy functional acquires the following form for Fourier images: 2 2 2 ~ ~ ~ P3 k , z P32 k , z P33 k , z 4 6 2 2 L ~ 2 ~ ~ ~ *e dz P3 k , z k 2 P 3 k , z P3 k , z E 3 k , z 2 z 2 G dk1 dk 2 0 (B.1) 1~ sijkl ~ ~ *d ~2 ~* ~ * k , z ij k , z P3 k , z E3 k , z Qij 33 ij k , z P3 k , z kl 2 2 ~ 2 2 ~ P k ,0 P 3 3 k , h 2 ~ ~ Here we used Parseval theorem, identity E3d ,e k, z E3*d ,e k, z (“e” is external, “d” is depolarization field). Note, that Bogolubov approximation for Fourier images of the terms P34 2 4 2 6 ~ ~ ~ ~ and P36 leads to P32 k , z P3 k , z and P33 k , z P3 k , z . Variation of Eq.(B.1) leads to: 2 ~ ~ ~ ~ ~ ~ ~ ~ S P3 k , z S P33 k , z P35 k , z 2 k 2 P3 k , z Eh P3 k , z Ed P3 k , z z (B.2a) along with the boundary conditions ~ ~ P3 k , z P3 k , z 0, z z 0 ~ ~ P3 k , z P3 k , z 0. (B.2b) z zL ~ Below we consider the perturbation ~ pk, z of initial profile P0 (k ) , so that resulted profile will ~ ~ have the form P3 k, z P0 (k ) ~ pk, z . Since elastic degrees of freedom could be eliminated by the renormalization of free energy ~ coefficients (see main text and Appendix D), we could use Eq. (12) for the P3 k, z determination. Linearization with respect to ~ pk, z gives the following. 2 ~ S 3 S P 5 P pk , z 2 k 2 ~pk , z z ~ ~ ~ ~ ~ ~ E P k p k , z E P k p k , z 2 S h 0 4 S d 0 (B.2c) Here we introduced the following designations S 2q 2 PS2 , S 2q 2 . Let us apply operator d 2 d z 2 k 2 2 to linearized Eq. (B.2c). As it follows directly from (A.3b) d 2 d z2 k 2 one could obtain ~ ~ 1 2 E3 k , z d 2 P3 k , z d z 2 0 b33 the following independently on relation the boundary ~ conditions and presence of dead layer. Since P0 is independent on z, we obtained from Eq. (B.2c) the following equation d2 d2 k 2 1 d2~ pk , z 2 ~ 2 2 S 3 S PS2 5 PS4 k p k , z 2 b 0 33 d z 2 d z dz (B.3) Looking for the solution of Eq. (B.3) in the form pk, z ~ exp s z , one can find characteristic equation for s in the form: 2 k2 s2 s 2 S 3 S PS2 5 PS4 s 2 k 2 0 b33 The roots of this biquadratic (B.4) equation 2 k 2 S 3 S PS2 5 PS4 k 2 0 2 s 4 s 2 2 S 3 S PS2 5 PS4 k 2 k 2 b 0 33 are s12, 2 1 2 1 1 S 3 S PS2 5 PS4 k 2 k2 2 2 0 b33 S 3 S P 5 P k 2 S 4 S 2 k 2 2 2 4k 2 S 3 S PS2 5 PS4 k 2 1 2 b 0 33 (B.5) It is seen that for any real values of k values of s1, 2 are real. So that the general solution of Eq. (B.3) acquires the form pk, z A1 coshs1 z B1 coshs1 L z A2 coshs2 z B2 coshs2 L z (B.6) After substitution of this solution into Eq.(B.2c) one could obtain that terms proportional to exp si z are cancelled out, and the only remained part coming from depolarization field is linear is linear combination of cosh k z and cosh k L z . Since these functions are linearly independent at k0, one should equate coefficients near these functions to zero. k Coefficients near cosh k z 0 b33 sinh L gives the equation s1 k sinh s1 L k 2 2 s12 A1 Coefficient near cosh k L z gives the equation s 2 k sinh s 2 L k 2 2 s 22 A2 0 (B.7a) ~ sinh k H P0 k k 0 b33 cosh k L sinh k H g cosh k H sinh L si k sinh si L Bi k 0 b33 sinh L k 2 2 si2 k k k sinh k H k cosh si L sinh L si sinh si L cosh L Bi b k k k 2 2 2 0 33 cosh L sinh k H g cosh k H sinh L sinh L k si k 0 b33 cosh k k sinh k H k sinh L si sinh si L Ai k k L sinh k H g cosh k H sinh L sinh L k 2 2 si2 0 (B.7b) Boundary conditions (B.2b) at infinite extrapolation length (natural boundary conditions) give two equations A1 s1 sinh s1 L A2 s2 sinh s2 L 0 (B.8a) B1 s1 sinh s1 L B2 s2 sinh s2 L 0 (B.8b) It is seen that subsystem (B.7a) and (B.7a) has the solution A1=A2=0. Thus Eq. (B.7b) is reduced to ~ k sinh L sinh k H P0 k s1 k sinh s1 L b k k cosh L sinh k H g cosh k H sinh b 2 2 2 33 33 k s1 k k k sinh k H k cosh s1 L sinh L s1 sinh s1 L cosh 2 2 2 k s1 L B1 L B1 (B.9a) s 2 k sinh s 2 L b k k cosh L sinh k H cosh k H sinh L B2 33 g b33 k 2 2 s 22 k k k sinh k H k cosh s 2 L sinh L s 2 sinh s 2 L cosh L B2 0 2 2 2 k s 2 B2 B1 And finally one equation for B1 has the view: s1 sinh s1 L s 2 sinh s 2 L (B.9b) k sinh 1 ~ L P0 k k 1 1 k g k B s1 sinh s1 L cosh L b coth k H sinh L 2 2 2 2 2 2 1 k s k s 33 1 2 k k (B.9c) k cosh s1 L sinh L s1 sinh s1 L cosh L B1 k 2 2 s12 k k k cosh s 2 L sinh L s 2 sinh s 2 L cosh 2 2 2 k s 2 s2 sinh s2 L L s1 sinh s1 L B1 0 At the limit of high film thickness it has the following solution: ~ 2 exp s1 L b33 k 2 2 s12 k 2 2 s 22 P0 k s2 B1 k s 2 s1 b33 g coth k H s 2 s1 2 s 2 s1 b33 k s1 k s 2 k s1 s 2 (B.10a) and B2 B1 s1 exp s1 L s 2 exp s 2 L s1 ~ 2 exp s 2 L b33 k 2 2 s12 k 2 2 s 22 P0 k k s 2 s1 b33 g coth k H s 2 s1 2 s 2 s1 b33 k s1 k s 2 k s1 s 2 (B.10b) So, perturbation distribution is pk , z B1 2 exp s1 L z B2 exp s 2 L z 2 ~ s 2 exp s1 z s1 exp s 2 z b33 k 2 2 s12 k 2 2 s 22 P0 k 1 k s 2 s1 b33 g coth k H s 2 s1 3 s 2 s1 b33 k s1 k s 2 k s1 s 2 (B.11) B.2. No dead layer: Surface energy influence. ~ Here we also can use solution in the form P0 (k ) ~ pk, z with evident dependence (B.9) on coordinate z with the same characteristic factors si, since Eq. (B.3) is independent on the ~ boundary conditions. After substitution of this solution into Eq.(B.2) and dropping Eh part (since we put dead layer thickness to zero) one could obtain that terms proportional to exp si z are cancelled out, and the only remained part coming from depolarization field is linear combination of cosh k z and cosh k L z . Since these functions are linearly independent at k0, one should equate coefficients near these functions to zero. Coefficients near cosh k z gives equation: s1 k sinh s1 L k sinh b 0 33 L k 2 2 s12 A1 s 2 k sinh s 2 L k sinh b 0 33 L k 2 2 s 22 A2 0 (B.12a) Coefficient near cosh k L z gives equation: : s1 k sinh s1 L B1 k sinh b 0 33 L k 2 2 s12 s 2 k sinh s 2 L B2 k sinh b 0 33 L k 2 2 s 22 0 (B.12b) Next we recall the boundary conditions (B.2b) which the following equations for constants Ai and Bi: A1 B1 cosh s1 L A2 B2 cosh s 2 L P0 (k ) B1 s1 sinh s1 L B2 s 2 sinh s 2 L (B.13c) A1 cosh s1 L B1 A2 cosh s 2 L B2 A1 s1 sinh s1 L A2 s 2 sinh s 2 L (B.13d) P0 (k ) The solution has form: A1 s1 , s 2 B1 s1 , s 2 A2 s1 , s 2 B2 s1 , s 2 P0 k sinh s 2 L 2M s 2 cosh s1 L 2Det I s1 , s 2 , L P0 k sinh s1 L 2M s1 cosh s 2 L 2Det I s1 , s 2 , L , , qh sh sh qh M s cosh sinh M q cosh sinh 2 2 2 2 Det I s, q, h 2 sh qh q M s s M q sinh sinh 2 2 Where M s s k2 s2 2 (B.14a) (B.14b) (B.14c) . It is clear that A1 s1, s2 A2 s2 , s1 . At a given extrapolation length , linearized solution of the system diverges at several k values determined from the condition Det I s1 (k ), s2 (k ), , L 0 . Corresponding solution cr(k) or kcr() indicates the instability point of bulk domain structure P0 x with period 2/kcr() induced by the surface influence. Dependence cr(k) is shown in Fig.B1 for typical ferroelectrics material parameters and different thickness h. 0 0 2 /L 0.5 3 1 1 2 (a) h=50L 2 3 2 1 0 1 2 3 (b) h=10L 3 2 1 0 1 2 3 0 2 0.5 /L 4 k1L 0 2, 3 2 3 1 1 4 1 1.5 2.5 1 1.5 k1L 2 3 1 4 1.5 2 0.5 6 h=5L 4 3 2 1 0 1 k1L (c) 2 3 8 h=L 4 3 2 1 0 (d) 1 2 3 k1L Figure S2. (Color online) Dependence cr(k1) calculated from Eq.(B.12c) in LiNbO3 at Rz/R=1.5 (curves 1), LiTaO3 at Rz/R=1 (curves 2), PbZr0.5Ti0.5O3 at Rz/R=1 (curves 3) and BaTiO3 at RL/R=2 (curves 4) for different film thickness h/R=50, 10, 5, 1 (parts a, b, c, d). It is clear that zero determinant DetI given by Eq.(B.12c) is possible only at negative values, at that two maximums cr(k1) exist in semi-infinite sample and thick films as shown in Figs.B1a-c; they split into the single maxima cr(0) with film thickness decrease as shown in Fig. B1d. Note, that thickness-induced paraelectric phase transition at h<hcr takes place only at 0. The considered spontaneous stripe domain splitting near the film surface appeared at negative values could not be treated in terms of linearized approach (13), however the condition Det I s1 (k ), s2 (k ), , h 0 determine the most probable structure period at a given . Then, in order to determine the polarization amplitude direct variational method should be used. Below we consider the range of extrapolation length values where the bulk domain structure P0 x is stable and so one may suspect PV 1 to be a good approximation (e.g >0 and <-2 for thickness h>10L). For particular case k 0 (transversally homogeneous film) one can obtain characteristic 33 k 2 2 11 11k 2 2 L 33 1L2z 1 and determinant increments as s 0 , s20 2 1 Lz 33 33 33 0 2 10 1 h s h s h s h Det I s10 , s 20 , h 2 sinh 20 cosh 20 s 20 sinh 20 . Under the 2 2 33 1 2 2 s 20 typical condition s20 h 1 , the solution is ~ 233 1 tanh s20 h 2 P3 k 0, z PS 1 s h 1 s tanh s h 2 20 20 20 1 cosh s20 h 2 z 1 , cosh s h 2 s sinh s h 2 20 20 20 (B.15) For particular Det I s, q, L As, q L case one obtains determinant q s L 1 M s M q q M s s M q exp , 2 2 ~ P0 k 2 exp s L M q M s M q q M s s M q coefficient , polarization Fourier image exp s1 z M s2 exp s2 z M s1 ~ ~ P3 k , z P0 (k )1 M s1 M s 2 s 2 M s1 s1 M s 2 explicit form is: 2 2 exp s1 z k s12 s 2 exp s 2 z k s 22 s1 2 2 ~ ~ P3 k , z P0 (k )1 k2 s1 s 2 2 s1 s 2 s1 s 2 s1 s 2 (B.16a) At k tending to zero and neglecting 2 S b33 0 with respect to unity: z exp b33 0 ~ ~ P3 k , z P0 (k )1 1 b33 0 11 k 2 S b33 1 ~ P0 (k ) exp 2 S 0 11 k z b33 0 11 2 S b33 (B.16b) k Approximate analytical results can be derived from (B.16b) for a single domain wall profile in iL Delta( k 2 ) PS ~ the second order ferroelectrics, since P0 (k ) , where Delta( k ) is Diracsinh k1 L delta function. For odd functions f 0 ( x) ~ f 0 (k1 ) exp ik1 x dk1 , so k1 exp ik 1 x k1 zC ~ ~ f ( x, z ) f 0 ( k 1 ) dk1 f 0 (k1 ) k1 exp ik 1 x zC q k1 dk1 2 1 q k1 Q k1 ... d ~ f 0 (k1 ) exp ik 1 x k1 zC q dk1 Cdz dyf 0 ( x y) 2 zC q 2 zC q y 2 d dyf ( x y ) 0 2 2 2 Cdz y 2 zC q 2 y zC q 2 4 zC q 2 dyf 0 ( x y ) 2 2 y zC q 2 y 2 zC q 2 2 . (B.17) Appendix C. The case of finite screening length of imperfect top electrode Introducing the potential of the static electric field, E g , f ( x, y, z ) g , f ( x, y, z ) , can write the equations for potential distribution as follows: 2g z 2 2g y 2 0 b33 2 g x 2 f z 2 2 g Rd2 for z 0 , (C.1a) P3 , for 0 z L z (C.1b) 0, 2 f 2 f b 0 11 y2 x2 Potentials g and f correspond to the top “semi-conducting” media and ferroelectrics respectively. Here Rd is the screening length of semiconductor. Eqs.(C.1) should be supplemented with the boundary conditions of fixed potentials at top and bottom electrodes, continuous potential and normal component of displacement on the boundaries between electrode and ferroelectric, namely g z 0 f z 0 , g z 0 , b33 f ( z 0) z P3 ( z 0) 0 g f z L 0 g ( z 0) z (C.2a) (C.2b) Here we consider semiconducting media as sufficiently thick in order to neglect the effects of finite thickness of top electrode. Using 2D g , f ( x , y , z ) 2 Fourier 1 transformation of the potentials and polarization, ~ dk1 dk 2 exp i k1 x i k 2 y g , f (k1 , k 2 , z ) , one can rewrite the equation (A.1) as follows: 2 1 ~ 2 k 2 2 for H z 0 , g 0, z R d ~ 2 k 2 ~ 1 P3 2 2 f , for 0 z L 0 b33 z z (C.3a) (C.3b) b Here b33 11 is the dielectric anisotropy factor, k k12 k 22 . Since boundary conditions (C.2) are linear on potentials and the coefficients do not depend on lateral ~ (k , k , z ) can be obtained from Eqs. (C.2) by simple coordinates, boundary conditions for g, f 1 2 substitution of functions in real space by their Fourier images. General solution of Eqs. (C.3) consists of the sum of exponential functions, ~ (k , z ) ~ exp k 2 2 z g and ~ (k , z ) ~ exp k z ~ k , z , where =1/R and ~ is the partial solution of d f part part inhomogeneous Eq. (C.3b). Using the well-known Green’s function4 of the Eq.(C.3b) for homogeneous boundary conditions the partial solution can be found as ~ z P3 k , sinh k sinh k L z ~ part k , z d k sinh k L 0 b33 0 ~ L P3 k , sinh k z sinh k L d k sinh k L 0 b33 z (C.4a) It is more convenient to perform integration in parts in Eq. (C.4a): ~ z cosh k sinh k L z P3 k , ~ part k , z d sinh k L 0 b33 0 ~ L sinh k z cosh k L P3 k , d sinh k L 0 b33 z (C.4b) ~ ~ ~ k , z z corresponding to potential Electric field Ed k , z part and related to the ideal part case of absent dead layer is ~ P3 k , z ~ E d k , z 0 b33 ~ ~ k z cosh k cosh k L z P3 k , L cosh k z cosh k L P3 k , d d b 0 sinh k L sinh k L 0 b33 0 33 z (C.4c) Using the conditions of short circuit (C.2a), one can write the solution as ~ (k, z ) C (k ) exp k 2 2 z , g g (C.5a) ~ (k , z ) C (k ) sinh k L z ~ k , z f f part (C.5b) ~ k , z z C (k ) cosh k z L k ~ k , z z f f part Unknown functions C g , f should be determined from the other boundary conditions (C.2). Namely, applying the conditions of potential and normal components continuity on the boundary between the semiconsuctor and ferroelectric, one can write the following system of equations for Cg , f : C g C f sinh k L (C.6a) ~ k , z 0, L 0 . Condition (C.2b) gives the following Here we take into account that part equation ~ ~ P3 k , z b part k , z L 33 g k 2 2 C g (C.6b) z 0 z 0 ~ Using the expression for the field corresponding to potential (C.4c) it is easy to get k k C f cosh b 33 part b 33 ~ part z z 0 ~ P3 k ,0 0 L d ~ cosh k L P3 k , k sinh k L 0 0 and finally k k cosh b 33 ~ L cosh k L P3 k , 2 2 L C f g k C g k d 0 sinh k L 0 0 The solution of system of two equations (C.6a) and (C.6c) has the form ~ L k P3 k , cosh k L C f d sinh k L k k 0 0 b33 k cosh L g k 2 2 sinh (C.6c) L (C.7) Finally, using Eqs. (C.5b) and (C.7), one could write normal component of electric field inside ~ ~ (k , z ) z as ferroelectric, E f 3 (k , z ) f ~ ~ ~ E f 3 (k , z ) Eh k , z Ed k , z (C.8a) where new designation is introduced as L ~ E h k , z d 0 ~ cosh k L P3 k , cosh k L z k 2 k 0 b33 k cosh k L g k 2 2 sinh L sinh k L (C.8b) The depolarization field (C.8) is a linear integral operator, acting on polarization. It would be ~ ~ ~ convenient to use below the following designation Eh,d k , z Eh,d P3 k , z . For the case of semi-space filled with ferroelectric (neglecting the bottom electrode), one can rewrite Eq. (C.8) as follows: ~ k exp k z P3 k , k ~ ~ E f 3 P3 k , z d 0 0 b33 k g k 2 2 ~ ~ P3 k , z k exp k z exp k z P3 k , d 0 2 0 b33 0 b33 (C.9) In particular case, when the system is transversally uniform (polarization is independent on lateral coordinates and thus only k=0 is relevant), one could obtain from Eq. (C.8) at k=0, the following expression for electric field distribution: E3 z Rd P3 z 1 L P3 1 L P3 d d L 0 0 b33 Rd g L 0 b33 L 0 0 b33 P3 z 0 b33 g L b33 Rd g L 0 d P3 (C.10) 0 b33 Similar expression was presented by Tilley5 for the case of non-ideal electrodes with finite thickness. The terms, independent on Rd n Eq.(C.10) is similar to the expression for depolarization field obtained by Kretschmer and Binder6 for the case of ideal electrodes and absence of background polarizability ( b33 1 ). Appendix D. Elastic sub-problem solution. The equations of state for elastic fields (2b), qijkl Pk Pl cijkl u kl ij , could be also transformed to the following Qijkl Pk Pl sijkl kl uij by the convolution with compliance tensor, s ijkl . The latter equation is more suitable for our purposes, since we will consider mechanically free system. For cubic symmetry ferroelectrics with the considering only P3 component of polarization equation Qijkl Pk Pl sijkl kl uij can be rewritten as: u11 s1111 s12 22 33 Q12 P32 , (D.1a) u 22 s11 22 s12 11 33 Q12 P32 , (D.1b) u 33 s11 33 s12 22 11 Q11 P32 (D.1c) u12 s 44 12 2 (D.1d) u13 s 44 13 2 (D.1e) u 23 s 44 23 2 (D.1f) Note, that denominator “2” appearance in Eqs. (D.1d)-(D.1f) is related to the fact, that we use tensor notation for strain and stress components, and matrix notations for compliances. Since we are interested in solution in terms of stresses, let us write the conditions, which strain and stress distribution should satisfy, namely compatibility condition7 inc i, j, u eikl e jmnuln,km 0 (D.2) and equilibrium conditions ij, j 0 (D.3) here comma separated subscript means the derivative on corresponding coordinate, e.g. ij xk ij,k . For the considered case when the system is homogeneous along x2 direction one could solve only quasi-2D problem, i.e. all functions depend on x1 and x3 only. Compatibility conditions (D.2) for i=1, j=2 and i=3, j=2 along with equations of state (D.1e) and (D.1f) lead to 12,33 23,13 0 and 12,13 23,11 0 . Mechanical equilibrium (D.3) conditions for i=2 lead to 12,1 23,3 0 , so 12,11 23,31 0 and 12,13 23,33 0 after differentiating on x1 and x3. So one can write two independent equations as 12,33 12,11 0 and 23,33 23,11 0 . These 2D Laplace equations has only zero conditions 23 0 and 12 0 allowing for the boundary conditions on free surfaces and absence of stress on infinity. The remained mechanical equilibrium (D.3) conditions for i=1 and i=3 11,1 13,3 0 and 13,1 33,3 0 can be fulfilled by introducing of stress function ( x1 , x3 ) as follows:8 11 ,33 ( x1 , x3 ) , 13 ,13 ( x1 , x3 ) , 33 ,11 ( x1 , x3 ) . (D.4) Compatibility conditions (D.2) for the components inc 1,1, u , inc 1,3, u and inc 3,3, u lead to the conditions u22,33 u22,11 u22,13 0 , which gives u22 const owing to the finite strain conditions at infinity. The constant strain u22 should be determined from the corresponding equation of state as u22 Q12 PS2 since stress vanishes and P3 PS at infinity. Then corresponding equation u22 Q12 P32 s12 11 33 s1122 immediately gives: s12 11 33 s11 22 Q12 PS2 P32 ( x, z ) . Eq. (D.5) allows one to determine 22 from known 11 and 33 components. (D.5) Compatibility condition inc 2,2, u is u11,33 u 33,11 2u13,13 0 (D.6) Using the equations of state (D.1a)-(D.1c) and definition (D.4), one can rewrite the condition (D.6) as the equation for ( x1 , x3 ) : ,3333 ,1111 s112 s122 2s11 s12 s12 s44 s11 ,1133 Q12 s11 s12 P32 ,33 Q11s11 Q12 s12 P32 ,11 For elastically isotropic media with s44 2s11 s12 . (D.7a) (and thus 2s11 s12 s12 s 44 s11 2s112 s122 ) one obtains well-known biharmonic equation for stress function ( x1 , x3 ) . In general case ,3333 ,1111 2 ,1133 2 S Q12P32,33 s11 s12 Q11s11 Q12s12 P32,11 . s112 s122 (D.7b) here the elastic anisotropy factor 2S s11 s12 s12 s 44 s11 2 s112 s122 and designation P32 ( x, z ) PS2 P32 ( x, z ) are introduced. Eqs. (D.7) should be supplemented with appropriate boundary conditions. For the case of mechanically free slab it is 13 ( x3 0) 0 , 33 ( x3 0) 0 , 13 ( x3 h) 0 and 33 ( x3 h) 0 (D.8) Here h is the slab thickness. In order to solve (D.7) along with (D.8) let us use Fourier transformations on coordinate x1 as ( x1 , x3 ) 1 dk 2 1 ~ (k , x ) exp i k1 x1 1 3 (D.9) Hereinafter sigh “~” denotes the Fourier image of corresponding function. Eq. (D.7b) gives the following expression for the Fourier image of stress function: ~ 2~ Q12 d 2 P32 Q11s11 Q12 s12 2 ~ 2 d 4~ 4~ 2 2 d k1 2 S k1 k1 P3 . d x34 d x32 s11 s12 d x32 s112 s122 (D.10) Using Eq. (D.8), (D.9) and definitions (D.4), it is easy to find the boundary conditions for stress function as: ~ ( k , h) 0 . ~(k ,0) 0 , d ~ ~(k , h) 0 , d (k1 ,0) 0 , 1 1 1 dz dz (D.11) Below we consider elastically isotropic material with 2S 1 and P32 ( x1 , x3 ) P02 ( x1 ) as zero approximation for 1D domain structure. For this case solution of Eq.(D.10) was obtained in the following form: Q s Q s ~ ~ (k1 , z ) 112 11 2 12 212 P32 k1 s11 s12 k 1 k z e k z 1 k h k z e k z h 1 k z e k 2 h z 1 k h k z e k h z 1 1 2k h e k h e 2 k h , (D.12) Here we introduced designation k1 k and x3z. Using (D.12) and (D.4)-(D.5), one can easily obtain Fourier images of stress components as Q11s11 Q12 s12 ~ 2 ~ (k , z ) k 2 ~ P k 33 1 1 s112 s122 3 1 1 k z e k z 1 k h k z e k z h 1 k z e k 2 h z 1 k h k z e k h z 1 1 2k h e k h e 2 k h 2~ ~2 ~ (k , z ) d Q11 s11 Q12 s12 P 11 1 3 k 1 , k 2 2 2 2 dz s11 s12 1 k z e k z 1 k h k z e k z h 1 k z e k 2 h z 1 k h k z e k h z k h 2k h 1 2 k h e e (D.13a) (D.13b) e k z e k z h e k 2h z e k h z ~2 ~ (k , z ) ~ (k , z ) Q11s11 Q12 s12 P k 1 2 33 1 11 1 s112 s122 3 1 1 2k h e k h e 2 k h k z k z h e k 2 h z e k h z ~ 2 ~ (k , z ) Q12 s12 Q11s11 Q12 s12 1 2 e e P3 k1 (D.13c) 22 1 s s112 s122 1 2k h e k h e 2 k h 11 s11 ~2 ~ (k , z ) i k Q11 s11 Q12 s12 P k , k 13 1 1 2 2 s11 s12 3 1 2 z e k z h z e k z h z e k 2 h z h z e k h z (D.13d) 1 2k h e k h e 2 k h ~ (k , z ) 0 13 1 It should be noted that , does not contribute into the convolution ~ Q ~ ~ ~ Qij33 ij 11 33 Q12 11 22 for cubic symmetry. For the arbitrary slab thickness h and coordinate z, expression (13) could not be transformed into real space. However, in the limit of half-space (h) for the points on the surface (z=0) and far from surface (z) closed form expressions could be obtained. For instance, far from the surface originals of Eqs.(D.13) have the form: 11( x, ) 0 , 22 ( x, ) 33 ( x, ) Q12 s11 Q11s12 2 PS P02 ( x) , 2 2 s11 s12 Q11s11 Q12 s12 2 PS P02 ( x) . s112 s122 On the surface (z=0) original of Eqs.(D.13) have the form: (D.14a) (D.14b) Q11s11 Q12 s12 2 PS P02 ( x) , 2 2 s11 s12 33 ( x,0) 0 , (D.15a) Q s Q s Q12s12 2 PS P02 ( x) , 22 ( x,0) 12 12 11 112 2 s11 s12 s11 s11 (D.15b) 11 ( x,0) Finally stress convolution with electrostriction Qij33ij Q1133 Q12 11 22 , induced by the unperturbed solution P0 x , for elastically isotropic semi-infinite ferroelectric material has the form: 2 2 Q11 Q12 s11 2Q12Q11s12 2 2 s11 s12 Q11s11 Q12 s12 ~2 ~ Q11 Q12 Qij 33ij (k1 , z ) k1 z exp k1 z (D.16a) 2 2 P3 k1 s11 s12 Q s Q12 s12 s12 exp k1 z 11 112 Q Q 1 2 12 2 11 s s s 11 12 11 ~ here Voigt notations are used; P32 k1 is the Fourier image of the difference P32 x PS2 P02 ( x) , PS is bulk spontaneous polarization. For the second-order ferroelectrics PS2 , while PS2 4 2 2 for the first order ones. At the bulk and surface (D.16a) is simplified to Qij33ij ( x, ) Q 2 11 Qij33ij ( x,0) Q12 Q122 s11 2Q12Q11s12 2 PS P02 ( x) 2 2 s11 s12 Q12 s11 2s12 Q11s11 2 PS P02 ( x) s11 s11 s12 (D.16b) (D.16c) Substitution of inhomogeneous stresses (D.16) into equation of state for polarization leads to the following renormalization of coefficients and near the surface: Q s 2s12 Q11s11 2 S ( z 0) 1 2Q12 12 11 PS , s s s 11 11 12 Q s 2s12 Q11s11 , S ( z 0) 1 2Q12 12 11 s11 s11 s12 (D.17a) (D.17b) While in the bulk Q 2 Q122 s11 2Q12Q11s12 2 S ( z Lbz ) 1 2 11 PS , s112 s122 Q 2 Q122 s11 2Q12Q11s12 . S ( z Lbz ) 1 2 11 2 2 s s 11 12 (D.18a) (D.18b) This immediately leads to different transverse correlation radius near the domain wall. Namely, at the surface R , z z 0 R b , z 4Q12 Q12 s11 2s12 Q11 s11 2 1 PS 2 4 s11 s11 s12 3PS 5 PS 1 2 . (D.19a) While far from the surface: R , z ( z ) R b , z Q 2 Q 2 s 2Q12Q11s12 P 2 1 4 2 11 2 12 11 s11 s12 3PS2 5 PS4 S 1 2 . (D.19b) Here Rb 3PS2 5 PS4 and R zb 3PS2 5 PS4 are stress-free transverse and longitudinal correlation length. The stress-free correlation lengths are typically from several to tens of lattice constants for ~3-10 K below phase transition temperature. However, they strongly depend on temperature and tend to infinity at Curie temperature for the second order ferroelectrics.9 Estimations of correlation length in typical ferroelectrics are summarized in Table 1. Striction and free energy expansion coefficients were taken from Refs. [10, 11 ]. Note that for diffraction methods the observable quantity is R,z, not R,zb. Similar mechanism of elastic stress influence on domain wall width should exist in all ferroic materials. Table S1. Dielectric permittivity ii and correlation radii ratio for typical ferroelectrics. Material 11 33 R,z(0)/R,zb R,z()/R,zb R,z(0)/R,z() PbZr0.6Ti0.4O3 529 295 0.63 0.54 1.17 PbZr0.5Ti0.5O3 1721 382 0.30 0.27 1.11 PbZr0.4Ti0.6O3 498 197 0.36 0.28 1.27 PbTiO3 140 105 0.66 0.58 1.14 BaTiO3 2920 168 0.80 0.74 1.09 LiNbO3 85 29 0.996 0.986 1.01 LiTaO3 54 44 0.994 0.988 1.01 The ratios R,z(0)/R,z() can be closer to 1 allowing for the stress relaxation on the defects typically concentrated in the vicinity of domain walls. Qualitatively, inhomogeneous elastic stress leads to clamping and decrease of domain wall width in perovskites with high striction coefficients, since the wall width w(z)~R(z), and it slightly increases when approaching the surface because R(0)/R()>1. However, for materials from Tab.1 we obtained the typical ratio 1<R(0)/R()<1.3 and so 1<w(0)/w()<1.3 assuming that the wall broadening is ascribed to inhomogeneous elastic stress effect only. Next we consider the surface displacement caused by the spontaneous strain and effects of stress concentration near the domain wall on displacement. Using Eqs. (D.1) and (D.13), it is easy to get the Fourier images of strain distribution. However, since far from wall the dilatational strain components tend to constant value (spontaneous internal strain), one should consider the Fourier images of inhomogeneous part only, namely quantities u11 u11 Q12 PS2 , u 22 u 22 Q12 PS2 , u 33 u 33 Q11 PS2 . Since some of the expressions are very cumbersome, we listed below the images on the surface (z=0): ~ 2 k h e k h Q11 Q12 s11 1 e 2 k h Q11 Q12 s11 2Q12 s12 P32 k1 ~ u11 (k1 , z 0) s11 1 2k h e k h e 2 k h u~22 (k1 , z) 0 (D.20b) 2 k h e k h s11 1 e 2k h s11 2s12 ~ u~33 (k1 , z 0) Q11s11 Q12 s12 P32 k1 s11 s11 s12 1 2k h e k h e 2 k h Q s Q12 s12 ~ 2 u~13 (k1 , z ) i k1 11 11 P3 k1 , k 2 s11 s12 (D.20a) z e k z h z e k z h z e k 2 h z h z e k h z (D.20c) (D.20d) 1 2k h e k h e 2 k h Also we need z-derivative for the displacement calculations: s12 ~ 2 2k 1 e k h ~ P3 k1 u11,3 (k1 , z 0) Q11 Q12 s11 1 2k h e k h e 2 k h 2 (D.20e) Using the definition of strain components u ij u i , j u j ,i , it is easily to get the following relations for the considered case, when all functions depend on x1 and x3 only:7 u 3,11 2u13,1 u11,3 , u 3,3 u 33 (D.21a) u1,33 2u13,3 u 33,1 , u1,1 u11 (D.21b) Since on the free surface (x3=0) 13=0 and u13=0, the first relation of Eq. (D.21a) could rewritten for the Fourier images as k 2 u~3 (k1 , x3 0) u~11,3 (k1 , x3 0) and thus Fourier image of the vertical component of the surface displacement is 2 ~ 21 e k h P32 k1 s ~ Q Q12 12 u3 (k1 , x3 0) (D.22) k h 2 k h 11 k 1 2k h e e s11 ~ Using the Fourier image of polarization square P32 k1 PS2 2 2 L2 k1 sinh k1 L , it is easy to obtain the distribution of vertical displacement on the surface as s 8L2 1 exp k h cosk x1 d k u3 ( x1 , x3 0) PS2 Q11 Q12 12 s11 0 1 2k h exp k h exp 2 k h sinh k L 2 (D.23a) Note, that while writing Eqs.(D.22), (D.23) we assumed that the displacement far from wall tends to zero. In this case maximal displacement is achieved at the wall. For the latter approximate expression were obtained from (D.23a) as follows s 8 h u3 ( x1 0, x3 0) PS2 Q11 Q12 12 L ln s11 L 0.571 . (D.23b) The comparison of exact and approximate dependences is presented in Fig. S1. Displacement u3/L 0.5 0.5 0 0 0.1 1 10 102 103 slab thickness h/L 0 100 200 slab thickness h/L Fig. S1. The dependence of maximal value of vertical surface displacement on the slab thickness for PS2 Q11 Q12 s12 s11 =0.04. Solid and dotted curves represent the exact and approximate dependences (D.23a) and (D.23b) respectively. 10 2 ) It is seen, that for the typical values of spontaneous strain (for most ferroelectrics PS2 Qij ~ surface displacement does not exceed several L in the wide interval of slab thickness. Appendix E. Phase field modeling Below we study numerically the effect of finite extrapolation length on periodic c-domain structure near the surfaces of a thin film by using phase field method. The spontaneous polarization, P=(P1, P2, P3), is taken as the order parameter. For the considered uniaxial ferroelectrics LiTaO3 and LiNbO3, P1=P2=0 are assumed. The spatial-temporal evolution for P3 is calculated from the Landau-Khalatnikov equation P3 (r, t ) t G , P3 (r, t ) (E.1) where is the kinetic coefficient, related to the domain wall mobility, radius-vector r ( x, y, z ) , G (or F depending on the mechanical boundary conditions) is the free energy of the system given by Eq.(5). Variational derivative G / P3 (r, t ) represents the thermodynamic driving force for the spatial and temporal evolution of the simulated system. P P Corresponding boundary conditions are P3 1 3 0, P3 2 3 0 . z z 0 z z h The free energy bulk density g includes polarization (or Landau) energy, domain wall (or correlation) energy, electrostatic and elastic energy. So the free energy density is written as g f Lan ( P3 ) f grad ( P3, j ) f elec ( E3 , P3 ) f elastic (ij , P3 ) , where f Lan (E.2) 2 4 P3 P3 . The expansion coefficients in SI units are =-1.256109, 2 4 =5.043109 for LiTaO3 and =-2.012109, =3.608109 for LiNbO3, respectively. The correlation energy density is f grad 2 2 2 1 P3 1 P3 P3 , where 2 z 2 x y 1 and are the gradient energy coefficients. In the simulations, we take * L2 and 2 1 * H 2 , where * and * are dimensionless parameters, H and L represent the real 2 simulation cell size of 2L2H in a 2D model, and * 4 L2z H2 , * 4 L2 L2 . 1 The electrostatic energy density, which can be expressed as f elec E30 E3d P3 , where 2 E 3d is the component of the depolarization electric field. Without any applied electric field E 30 , depolarization field is induced only by the inhomogeneous spontaneous polarizations allowing for screening charges on the electrodes. Depolarization field potential satisfy electrostatic 2 2 1 P3 2 equilibrium equation (2), namely (where 0 8.85 10 12 Fm 11 2 2 2 z y 0 z x 1 and 11 =54 for LiTaO3 and 11 =85 for LiNbO3) and short-circuit boundary condition | z 0 | z h 0 . Eq. (E.1) was solved by using a mixed Chebyshev-collocation Fourier-Galerkin method.12, 13 The simulations started from a 180o periodic domain structure with sharp interface and uniform polarization at each domain. For 180o-domain wall in LiTaO3 or LiNbO3 the elastic energy contribution appeared relatively small allowing for small striction coefficients. We assumed that electric equilibrium is established instantaneously for a given polarization distribution. The polarization profiles of Fig. 7 are the stable profiles that existed at the end of each simulation at times t much longer that Khalatnikov relaxation time. 1 G.A. Korn, and T.M. Korn. Mathematical handbook for scientists and engineers (McGraw-Hill, New-York, 1961) p.262. 2 R. Kretschmer, and K. Binder. Phys. Rev. B 20, 1065 (1979). 3 Tilley (1996). 4 G.A. Korn, and T.M. Korn. Mathematical handbook for scientists and engineers (McGraw-Hill, New-York, 1961) p.262. 5 Tilley (1996). 6 R. Kretschmer, and K. Binder. Phys. Rev. B 20, 1065 (1979). 7 S.P. Timoshenko, and J.N. Goodier, Theory of Elasticity (McGraw-Hill, New-York 1970). 8 L.D. Landau and E.M. Lifshitz, Theory of Elasticity. Theoretical Physics, Vol. 7 (Butterworth- Heinemann, Oxford, 1976). 9 M. E. Lines and A. M. Glass, Principles and Application of Ferroelectrics and Related Materials (Clarendon Press, Oxford, 1977) 10 D.A. Scrymgeour, V. Gopalan, A. Itagi, A. Saxena, and P.J. Swart, Phys. Rev. B 71, 184110 (2005). 11 12 M.J. Haun, E. Furman, S.J. Jang, and L.E. Cross, Ferroelectrics 99, 63 (1989). D. Gottlieb, and S. A. Orszag, Numerical Analysis of Spectral Methods: Theory and Applications (SIAM-CBMS, Philadelphia, 1977). 13 C. Canuto, M.Y. Hussaini, A. Quarteroni, and T.A. Zang, Spectral methods. Scientific Computation (Springer-Verlag, Berlin, 2006).