Just War theory and the Challenges of Asymmetrical Warfare 1. Introduction Just War theory is as old as our Western European culture, shaping the strategies and ways of warfare for millennia. Its origins can be traced back to the Peloponnesian War, when unwritten rules forbade invading armies to burn olive trees as a method of warfare in the knowledge that the recovery of these slowgrowing trees would mainly affect civilians.1 It was Cicero who first articulated Just War theory in his writings2 which were further developed by St Augustine, St Thomas Aquinas and the legal school of Salamanca. And it is the same theory that became part of secular international law, first introduced by Hugo Grotius. The long history of Just War theory and its constant application to international affairs throughout the ages cannot prevent it from facing severe challenges in modern times which might even cause the theory to be irrelevant if substantial efforts are not made to adapt Just War Theory to modern threats and developments in contemporary politics. However, the emergence of new terrorist organisations and tactics pose serious questions about whether a theory which is mainly based on warfare between states will have any future in times of asymmetric conflicts. All the main characteristics of Just War theory like proportionality of force and the discrimination expected of combatants strongly depend on clearly organised warring parties both being of the same kind, namely states. (Note: given the many interpretations of terrorism this paper opts for the Concise Oxford English Dictionary (2006): ‘the unofficial or unauthorized use of violence and intimidation in the pursuit of political aims’.) 2. Islamist terrorism – new wine in old wineskin The famous image taken from the Gospels of the wineskin and the new wine might at first seem inappropriate for a new development in international affairs like Islamist terrorism, knowing that the “new wine” in the Gospels is considered to be something positive and a great improvement on previous times. However, apart from the positive and life-changing quality of the new wine, a totally different significance can be attached to this image: the revolutionary character of the new wine that is going to destroy the old system which is supposed to contain it. It is very much the same with Islamist terrorism (while putting aside the question of improvement as it is described in the Gospels). I shall argue that Islamist terrorism is not primarily based on economic circumstances like poverty or social immobility but rather on a fundamental ideological choice of the individual terrorist. This is not to say that everyone who is part of a terrorist network does so because of ideological reasons alone, since joining such movements can indeed result from better economic prospects and an improvement of the personal social status. However, the decision to commit a suicide attack, with its absolute selfsacrifice, will ultimately be based on a firm belief that what one is doing is right. Political philosopher professor Jean Bethke Elshtain correctly says: “the key lies in the word ’exploit’. Terrorists exploit certain conditions which are part of the matrix out of which terrorism grows. It does not follow that terrorism is caused by these conditions.”3 Professor of political theory, Tilman Mayer, also points out that terrorism generally aims to create certain “legends” as a means of selfjustification, using “the cultural affront related to the humiliation of the Arab world”4 as “a quasi-justification of terror”5. However, Mayer does not consider this to be a valid justification, stating that “such cultural affronts did exist in many different countries during the process of imperialism and colonialism, without such a strategy [like the strategy of Islamist terrorism] being used in these countries at the end of twentieth century.”6 This is why Islamist terrorism should not be considered a liberation movement7, but rather an ideological movement that does everything to spread its ideology of a politicised Islam whatever the motives, whether political, economic or religious, to form the basis for this political engagement. To understand how Islamist terrorism works - and indeed religiously-motivated terrorism in general - it is useful to consider some ideas expressed by the famous German professor of law and political theorist Carl Schmitt, who delineated the two types of irregular fighters: the partisan and the revolutionary. 2.1 Carl Schmitt and his Theorie des Partisanen (Theory of the Partisan) Although Carl Schmitt’s Theorie des Partisanen dates back to 1962 and was strongly influenced by the original Spanish partisans it still provides two very useful distinctions: firstly, between the regular soldier and the irregular partisan; and secondly between the classical partisan, who Schmitt describes as a resistance fighter8, and the degenerated partisan which he calls a “revolutionary fighter”9. Schmitt had four criteria for the partisan: (1): their irregular nature. They lack a controlling superior, nor wear fixed or visible military emblems, and carry their guns secretly and disregard the rules of war such as the Hague Conventions.1 In accordance with Schmitt’s historical analysis 1808 marks the starting-point of irregular activity, following the clash between the regular French troops under Napoleon’s command and the irregular Spanish partisans. (2): their intense political commitment. This distinguishes the partisan from any domestic criminal. This is very important as from a legal point of view both partisans and domestic criminals act as civilians committing crimes against the legal authority. While a domestic criminal seeks personal benefits when stealing or murdering, the partisan may do the same but for political reasons, and in most cases is ready to sacrifice their life for the political ideas they stand for as opposed to personal enrichment. To show the difference, Schmitt contrasts the buccaneer with the partisan, arguing that the former fights in an “animus furendi” (intent to steal)11, whereas the partisan fights “on a political front and it is the political character of his action which emphasises the original sense of the expression partisan, deriving from the word party.”12 It is this political commitment that enables the partisan to fully engage. (3): the partisan is flexible, not being part of any organised military structure. They are able to attack and withdraw at maximum speed in compared to regular army formations.13 (4): of great importance to Schmitt’s concept of the partisan, which is borrowed from the political writing of Jover Zamora, is the telluric character of the partisan. Schmitt argues that partisans act in a defensive way, aiming to defend their home country or to liberate it from alien influences. Therefore partisans “ locate their identity with a particular place14, being a type of combatant that will last as long as anti-colonial wars occur on our planet”15. Soon the differences between Schmitt’s partisan and today’s Islamist terrorist become very evident: the latter is not defending their homeland or religious community (umma), although they might try to legitimize their “political engagement” by creating a legitimising legend, but instead they usually go onto the offensive and mobilize fighters and weapons against third countries which they consider to be threatening their religion and/or cultural identity. All the attacks like on the World Trade Centre in 1993 and 2001 were carried out on foreign soil and therefore do not fulfill what Schmitt considers to be telluric. Another fact that underlines the offensive structure of Islamist terror movements are their organisational structure. Manfred Klink, a First Director of the German Bundeskriminalamt (the German CID), considered al-Qaida to have three strata: the first located in their homeland, the second being the Mudjaheddin who wait to be called to commit serious terrorist attacks, and the third being the Mudjaheddin responsible for the financing of the terrorist networks through nonpolitical criminal activity and located abroad or operating across the globe.16 Some terrorist organizations in the past have emphasised Schmitt’s concept by the inclusion of liberation motives in their names: the Basque country based ETA translates as liberty for the Basque homeland; the Algerian FLN translates as the National Liberation Front; the Lehi translates as liberation fighters for Israel, better-known as ‘The Stern Gang’; and LTTE as the Liberation Tigers of Tamil Eelam. However, recent terrorist organizations focus on ideological expressions: AlQaida (Foundation), Hezbollah (Party of God), while the Red Army Faction (RAF) in Germany and the Red Brigades in Italy used the colour red as an ideological connection to communism. Carl Schmitt makes an important observation by pointing out the closeness of the terrorist’s strategy to the sleeper agent: “such a mobilized17 partisan loses his telluric character and becomes a transportable and replaceable instrument of a global political machine, switching him on and off as matters arise.”18 Apart from a new outline of the degenerated partisan, in his theory of the partisan Schmitt focuses on the consequences that terrorism has on the traditional legal system and its classification of regular warfare. In Schmitt’s view the law is “the unity of order and orientation”19.Therefore, any partisan lacking telluric character is also affected in his legal status which is why Schmitt defines terrorist activity as the creation of “a new, more complex space of activity, because the partisan does not fight on an open battlefield or on the same level of front-defined warfare.”2 However, this extension of the space of activity is not necessarily linked to being a partisan but rather a more general phenomenon in the history of war. Schmitt refers to the use of U-boats in World War One as an example of spontaneously extended spaces in the conduct of war. This extension of war to under the sea led Schmitt to believe that a complete destruction of maritime law had occurred, and resulted in the condemnation of submarine warfare by Germany’s surprised opponents as “immoral warfare”. Now that submarine warfare is accepted questions arise as to whether this condemnation of submarine warfare in World War One was based on moral issues or caused by the surprise and evident helplessness to cope with a new innovation in warfare. In Schmitt’s view it was the element of surprise that caused the condemnation: “the gentlemen on the surface of the sea at that time tried to disparage this way of fighting as irregular, even criminal and pirate-like. Today, in the era of submarines armed with Polaris missiles, everybody is aware of the fact that both Napoleon’s indignation about the Spanish guerrilla and England’s indignation about the German U-boat were of the same kind, making their judgments about the pace of change from a sense of embarrassment.”21 Schmitt is very clear that a mere extension of space does not per se affect the legitimacy of new military tactics, which should be remembered when a moral classification of terrorism is called for and be a warning against committing the same fallacy as hundred years ago. The mere novelty of military tactics does not immediately lead to their becoming illegal, which would mean that any development in the art of war would become impossible. We must therefore ask whether there are criteria Schmitt would have used to declare modern terrorism illegitimate and evil from the moral standpoint: there are a good number of reasons to believe Schmitt would have disapproved of terrorism. As we have already seen, Schmitt distinguishes between the classic partisan and revolutionaries through the telluric concept, but there should be no doubt that both categories of fighters are irregular and therefore not to be accepted as a combatant in the regular sense. It is only from a failure of the state to determine its enemy - which in Schmitt’s concept is the fundamental requirement for a totality of people to be called “state” or “political”22 – that the partisan arises and takes this decision on behalf of the state. Nevertheless, in Schmitt’s thinking the partisan acts legitimately, whereas the revolutionary or terrorist does not as they “become a manipulated instrument of global revolutionary aggressiveness. They are just sent to be slaughtered and deceived in everything they took up the fight for, deceived in everything their telluric character, their partisan irregularity, was rooted in.”23 The parallel to modern Islamist terrorism becomes clearly evident, thus giving a huge significance to Schmitt’s political writings even today.24 From where does Schmitt decide the partisan derives their legitimacy? Schmitt distinguishes within the irregular status of both the partisan and terrorist two different ways of fighting which lead to two different concepts of enmity: absolute and relative. The partisan, although fighting irregularly by planning ambushes and killing soldiers in brutal and devious ways, accepts their enemy as the enemy but does not offend the enemy’s honour or dignity since they kill for a political reason, namely the liberation of their homeland. The enemy’s right to exist and their dignity as a human being are not denied for a moment. This is why Schmitt considers even partisan warfare to be a containment of war, by which “European mankind succeeded in something very rare: giving up the criminalisation of the enemy in war, causing a relativisation of enmity, the denial of absolute enmity. It is something extremely rare, something incredibly human indeed, to persuade men to abstain from any discrimination and defamation of the enemy.”25 This is why partisans can be seen as heroes, “defending native soil against alien conquerors”26. As an example for this attitude towards the enemy Schmitt quotes Joan of Arc; when asked whether she agrees with the statement that God hated the English, she answered: “Whether God loves or hates the English, I cannot say; the only thing I do know is that they have to be driven out of France.”27 The statement shows very clearly that it was the military and political facts that mattered to Joan of Arc and not the defamation of her enemies; this is something completely disregarded by terrorist propaganda, aiming to lead fighters to an indiscriminate extermination of the enemy, classifying them as unworthy in every regard, without any right of further existence. This is why Carl Schmitt considers the Just War theory as problematic, presupposing that a just war automatically contains a moral defamation of the enemy, and even more specifically a declaration of the enemy’s injustice28, leading to a disparagement that Schmitt wants to avoid when introducing the concept of “legitimate war”.29 As an example Schmitt draws a comparison with Leninism; Lenin “as a professional revolutionary of global civil war went further and made the real enemy an absolute one. Clausewitz has spoken about the absolute enemy, but had still assumed the regularity of an existing state order. He could not imagine the state to be an instrument of a party and that there could ever be a party being in command of a state. By making a party absolute, the partisan as well was made bearer of an absolute enmity.”3 Schmitt should be praised for the far-sightedness of his general outlines since they preview modern thinking about terrorism, especially with their religious - or often pseudo-religious - foundations: “destruction then becomes very abstract and absolute. It is not directed anymore against an enemy but does only serve as an alleged objective implementation of supreme values, for which everything is done. It is the denial of real enmity that paves the way for the destructiveness of absolute enmity.”31 The development and the availability of weapons of mass destruction, says Schmitt, dramatically speeds up this tendency to absolute enmity since not only does the effectiveness of terrorism disproportionately increase but also the concept of absolute enmity is presupposed as weapons of mass destruction. These are considered to be weaponry that kill indiscriminately and absolutely and whose use therefore requires a previous negation of the enemy’s dignity in general: “those men, using such weaponry against other men, are confronted with the necessity to exterminate these men, their victims and objects, morally, too. They have to declare the opposing side as a whole to be criminal and inhuman, a total Unwert (worthlessness). The logic of dignity and the denying of dignity develop its totally destructive character and requires ever new, ever more intense discrimination, criminalisation and denial extermination of every worthless life.”32 of dignity, leading to the With Carl Schmitt’s explanations in mind there will follow an investigation into the distinction between partisans and revolutionaries/partisans that can be applied to new terrorist movements as well. There will also be a focus on religious terrorism and a description of its peculiarities and a focus on the differences between modern Western societies and such movements. 2.2 Religious terrorism and Western societies The emergence of new terrorist movements, especially Islamist ones, go along with a development that would never have been anticipated by Western societies and therefore still causes political paralysis: a new disapproval of the secular state under the rule of law which is considered by Western societies to be a symbol of political and social achievement. The idea of a secular constitutional state has been implemented in many societies which was influenced by the Enlightenment and the concept of the separation of powers, and has become a stabilising factor in many countries. For background the separation of powers has been expressed by Locke and Montesquieu, and even more importantly has been the fundamental distinction between law and truth, as the key element of the secular constitutional state. This fundamental distinction, however, raises objections in many countries, mainly those influenced by Islam. This is understandable as the cultural and political development of Western and Islam countries vary in many different aspects, most prominently in the lack in Islamic countries of an era equivalent to the Enlightenment. In many of these countries the distinction between law and truth has not been implemented, with a number of states organised as religious republics which consider the state as an instrument for mainly religious purposes. Otto Depenheuer, the German professor of constitutional law, summarises this development: “the struggle for liberty and democracy, for a constitutional state and human rights across the world, does not only cause incomprehension and a refusal of those to be convinced in non-western societies, a refusal that could be cured by intense explanation, generous development or good-governance and state-building concepts. However these pagans of constitutionalism and individual liberty start a culturally self-confident counter-attack, having a firm religious credo.”33 This certainly causes problems as both understandings of the state claim to be correct and tend to expand their jurisdiction, the first because of its absolute religious foundation, and the other because of human rights such as personal liberty, by claiming the universal application independent of religion, culture or geographical location of a state.34 This difference is of an absolute character and occasionally causes the emergence of religiously inspired terrorist movements. “They [the terrorists] do not care about relativist rationality, compared to firm religious belief; not about the idea of human rights, compared to fear of God; not about equality, compared to divine law; not about democracy and the constitutional state, compared to religious truth.”35 Depenheuer has been criticised in Germany for his pointed criticism of Musliminfluenced societies and their attitude to Western democracies and political systems. Be that as it may, there can be no doubt about Depenheuer’s contribution to highlight the fundamental and qualitative difference between the two different mentalities of political thinking. It is telling that religiously motivated terrorists do separate themselves from societies they live in by fabricating an artificial gap. “While secular terrorists consider violence to be a means to change a society or correct a system they believe to be in principle good and worth being preserved, religiously motivated terrorists do not consider themselves to be a part of the system worth being preserved, but ‘outsiders’ [...].”36 It is this exclusion from society which makes possible an absolute terrorism and an absolute enmity as outlined by Carl Schmitt; this dualism is absolute and cannot be cured by economic, social or cultural improvement of living standards. This dualism is perfectly summarised in a video claiming the responsibility for terrorist attacks in Madrid 2004: “you love life, we love death.” Regarding this attitude the seventeenth century German philosopher, Samuel von Pufendorf, once commented: “He, who does not fear death, does not fear anything. He, who is able to scorn death, can take any liberty he wants towards every authority.”37 2.3 Can religion be a substitute for the telluric? It is important to bear in mind Carl Schmitt’s concept of the telluricautochthonous which distinguishes a partisan from a terrorist and provides a strong and unique motivation to fight for their homeland against occupying forces, even if they are far outnumbered. Modern religiously influenced terrorists, however, lack this telluric moment as they are part of an international network, often operating not in the terrorist’s homeland but across the world. These operations not only involve deployment on foreign soil as part of a sleeping cell strategy but also contain the use of globalised communications, overriding former obstacles like time and space. Although there may be different locations where terrorist cells act, they become part of one single, informationally homogenous space. As a consequence of the globalisation of terrorism the telluric motivation does not exist anymore and requires a replacement to maintain propaganda and the motivation of the singular terrorist. This substitute has to be of absolute value, as terrorism aims to fight an absolute war and pursues a policy of absolute enmity – for which an exceptional motivation is required as terrorist attacks often include the sacrifice of one’s own life. Besides patriotic resistance as a telluric component and the protection of one’s family (with the first becoming obsolete and the latter depending too much on individual circumstances and is strongly linked to the former) there are not many other motivations for extreme action. Religion as a basic and natural constituent of human life and culture is one of these exceptional motivations and can easily be exploited for political reasons if it fails to refrain from the political sphere. Some religions are therefore more prone to political instrumentalisation while others are less, depending on their doctrine. The following fatwa is one example of the exploitation of religion as a substitute for the telluric and was published on February 23, 1998, titled “Declaration of the Global Islamist Front”: “The atrocities and sins committed by the Americans are a clear declaration of war against God, his prophet and the Muslims. And ulema38 throughout Islamic history have taught that every single Muslim is obliged by Islam, if the enemy devastates Islamic countries . . . . to kill Americans and their allies, both civilians and soldiers, is an individual duty of all Muslims when able to do so and wherever possible, in order to free the al-Aqsa-Mosque and the Holy Mosque (Mekka) from their occupation and to drive out their armies of all countries of the Islam, so defeated and unable to threaten Muslims. This is in accordance to the words of the Almighty God: ‘and fight mercilessly against the heathen as they fight against you ’.”39 Religiously motivated terrorism is not a new phenomenon given that a strong Assassin movement fought against the Crusaders centuries ago. These movements, however, concentrated on defined areas and were the result of a rather consistent symbiosis of religious and telluric motives, whereas more recent terrorist groups entirely lack the telluric component, a development which began with the emergence of the Palestinian Liberation Organisation (PLO) as an organisation with international links such as with the Red Army Faction (RAF) in Germany. 3. A new Just War theory? Further thought is required about considering that in times of economic globalisation and the decline of national and cultural borders there is a shift in the concept of space as Schmitt imagined it, leaving behind the geographical connections to be replaced by a universally religious identity. The relationship between space and ideology regarding modern terrorist phenomena has to be started afresh. Having examined Carl Schmitt’s Theorie des Partisanen and its implications for modern terrorist movement, especially those that are religiously influenced, we should now proceed to the consequences and necessary adjustments which follow. After some opening remarks I will return to the traditional distinctions between ius ad bellum, ius in bello and ius post bellum. 3.1 Proportionality and the requirement of being a state Classic Just War theory is based on several highly important principles, of which proportionality of force and the requirement of being a state are highly important. The necessity to be a state in order both to declare war and to be a legitimate target of Just War has been a huge achievement in the limiting of warfare and is most clearly summed up in Hugo Grotius’ De jure belli ac pacis libri tres: “Only he is considered to be a legitimate target in war, who has a state, a guildhall, a treasury, the assent and consensus of the citizens and with whom, if circumstances allow it, one can make peace and form an alliance.”4 The list can be considered as a conclusive enumeration of a state’s characteristics not only in ancient but for modern times too, as the state represents the territory, the guildhall stands for the executive, and the treasury for the fiscal administration. The fact that a political leader needs some kind of authority – be it hereditary or democratic – and is supposed to act in his people’s interest is symbolised by the consensus and the assent of the citizens. All that makes sure that war is not started by individuals who abuse a state and its army in order to pursue egoistic aims like economic benefit or private feud. The requirement of states fighting exclusively against states has a second implication as it ensured that warfare as the most excessive type of force is used in a proportional way. This was a logical conclusion from the assumed correlation between size and military power. Therefore a war being waged against an entity which is not a state was principally to be considered not proportional and therefore illicit. This correlation of size and military harmfulness however has ceased to be valid as small organizations such as terrorist movements are able to cause disproportionately high damage compared to their relatively low economic and military force by using their restricted resources for selective attacks that cause psychological panic and mistrust towards the state which does not seem to be able to fill its guarantor’s obligations. The supposed interdependency between elements of an entity (such as size, organisational level and economic strength) and its intensity (potential of damage or threat) is to be replaced by a similarly objective criterion: the intended consequences of an attack. This includes not only quantitative damage (e.g. of life or infrastructure), but also psychological and ideological threats that put an entire state at the terrorists’ ideological disposal with the purpose of destroying it. Aims of this kind legitimize a reaction of the state, in the view of this author, to put an end to the terroristic threat even if that means starting a war against an entity which is quantitatively smaller. One might argue that the requirement of war should be fought between two similar states is to ensure that peace treaties can be signed, as only states can technically be a counter-party of a treaty with another state since this is required by international law. This objection can be ignored in relation to terrorist movements who will never agree to a peace treaty until they win, while states are not allowed to make any compromise with movements aiming to destroy their constitutions and their citizens’ safety. In such a case, a state would have abrogated the rule that it has to guarantee the security of its citizens. 3.2 Ius post bello Before concentrating on ius ad bellum questions it is worth mentioning the necessity of the ius post bello as part of modern Just War thinking because it seems to be a fundamental necessity - a meta criterion - if we want to call modern wars ‘just’. This is because warfare against terrorist movements and their harbouring states aims not only to avert imminent dangers caused by asymmetric warfare but to attack terrorism at its roots. This clearly implies that states attacking a country which is supposed to harbour terrorist networks must not only destroy the military threat of the enemy (which nevertheless remains a legitimate goal), but have to provide the political, military and financial aid to enable the stabilisation of the respective country, be it by means of a regime change or good governance programmes. Military intervention by itself will only be able to cure imminent threats, but not the social background which is exploited by terrorists for their recruitment of fighters. On the other hand an exclusive good governance approach does underestimate the fact that poor social circumstances are not the only motivation to join terrorist movements. Ius ad bellum Introduction: To complete the considerations of how the Just War theory has to be adapted to modern challenges a closer look at ius ad bellum criteria is necessary since most of the preconditions have changed within the last decades. This is not the place to comment on every single aspect of the ius ad bellum but instead the focus will be on the consequences which follow from the introduction of a type of war into the sphere of home policy. For this purpose there follows an examination of the so- called Luftsicherheitsgesetz (LuftSiG) as a prominent part of recent German antiterrorist legislation followed by Otto Depenheuer’s concept of the Bürgeropfer (self-sacrifice of the citizen) as a solution to dilemmas concerning counterterrorism strategy in which the breach of constitutional rights cannot be avoided even by states under the rule of law. The invasion of the concept of war into the internal affairs of a country: Due to the asymmetrical character of modern terrorism a change between the Normallage (normal state of affairs) and the Ausnahmelage (state of emergency) can emerge extremely quickly and without giving time to prepare. Classical warfare was begun by a formal declaration of war which enabled the respective states to mobilise armed force and to switch peacetime industrial production to armaments as well as to communicate the change to martial law to its citizens. However terrorist attacks emerge in the blink of an eye to challenge the state, and it is the hidden omnipresence of a substantial, potentially absolute, threat that has to become a part of modern Just War thinking. Of even greater importance is the paradigmatic change of the place where terrorism battles are fought: while in the past the political and geographical borders of those engaged in warfare made it possible to distinguish between non-martial home affairs and the front-line engaged in warfare, this distinction becomes obsolete in our days. Terrorism occurs in the heart of states, their battle-ground can be anywhere. Under normal circumstances conflicts which occur inside the states are successfully dealt with using police law, especially as the use of the armed forces is not allowed by the German Grundgesetz41 (the German constitution, although technically not a constitution but rather a basic set of laws). This has proved very successful in containing state crime because the use of military force inside Germany has not been necessary. However, the relevance of the constitutionally guaranteed denial of using the Bundeswehr within German borders, unless the country should have been attacked by another state, becomes doubtful in cases where the German political system has to react to threats which cannot be classified as Verteidigungsfall (state of defence) as defined by the German Grundgesetz: these threats could be attacks such as on buildings like the World Trade Centre in New York (2001), on railways in Madrid (2004) or hotels such as in Bombay (2008). As a reaction to these incidents, the German government has passed a law for the protection of airspace (LuftSiG42) which shall be examined below. 3.3.3 The Luftsicherheitsgesetz (LuftSiG) and its origin The catalyst for the adoption of the LuftSiG was an incident above the centre of Frankfurt Main. On January 5, 2003 a man hijacked a sports-plane and circled over the business district of Frankfurt, threatening to crash into the European Central Bank if he was not allowed to speak to the President of the United States on the telephone. One police helicopter and two jet fighters of the Bundeswehr circled the sportsplane; the police went on ‘red alert’ while the business district of Frankfurt was evacuated and sky-scrapers across the city were emptied. Half an hour after the plane had been hijacked police ascertained that the offender acted not as part of a terrorist movement but was mentally disturbed. However, given that only the army had the planes able to force down the hijacked aircraft, police had to ask for help. This deficiency in security infrastructure and the practical use of the armed forces inside the country led all the major parties to pass an act of parliament that was enacted on January 15, 2005. It allowed the security authorities to employ the armed forces inside Germany without the necessity to declare a state of national defence: “ if it is clear that an extremely grievous attack as defined by article 35, paragraph 2, number 2, or paragraph 3 GG, is approaching, the armed forces can be employed in airspace to support the federal police to prevent the accident and as far as is necessary to effectively fight the threat “.43 In cases where a plane is used to threaten innocent lives the Bundeswehr is allowed to prevent the hijacker from carrying out the threat with every means at its disposal so long as there are no other means to stop the attack.44 Discussion about the constitutionality of the Luftsicherheitsgesetz. A number of opinions doubting the constitutionality of the Luftsicherheitsgesetz arose immediately after the law had passed the German Federal Assembly. The President of the Federal Republic, Horst Köhler, gave his approval only because of pressure from the executive branch, though he did demand that the act of parliament should be presented to the Federal Constitutional Court for further scrutiny. The Federal Assembly also passed another law which was highly controversial as it not only addressed the use of the armed forces within German territory without having being attacked by a foreign state, but also the possibility of innocent passengers being killed by the armed forces to prevent a hijacked plane from hitting its target. On the other hand, the law provided German administration with the only possible procedure to defend the country against terrorist attacks using hijacked planes. On February 15, 2011, the Federal Constitutional Court decided that the relevant act of parliament (the Luftsicherheitsgesetz) did not conform to the German constitution and therefore was null and void.45 The court legitimized its decision by pointing out that the state and its executive branch were never allowed to kill innocent citizens as such an action would be diametrically opposed to Article 1 of the German Grundgesetz, even in those cases where protection against terrorist attacks would necessarily involve the killing of innocents. In its decision the court explained: “Article 1, paragraph 1, protects the individual not only from humiliation, stigmatisation, ostracism and similar actions caused by third parties or the state itself . . . . plainly forbidden therefore is the treatment of a human being by public authority which could question the individual’s qualities and their status as a legal subject caused by a lack of respect for the dignity that is owed to everybody due to their being a person.”46 The fact that innocent passengers in a hijacked plane would die anyway, and therefore it would not matter if the state and its armed forces killed innocent passengers collaterally, did not change the court’s decision which used the explanation that “human life and human dignity enjoy the same protection of the public authorities regardless of the length of physical existence”47. This decision of the Federal Constitutional Court not only left the state unprotected from the threat of terrorism that included hostage-taking, but could encourage terrorist networks to focus on Germany, knowing that there was no constitutionally approved procedure to prevent terrorist attacks from being carried out. The dilemma is evident: whatever the state does it will nolens volens violate certain universal rights: on one hand innocent passengers should not to be harmed or killed by the state while on the other hand the lives of citizens must be protected at all costs. The dilemma here compared to dilemmas in regular war, becomes additionally acute: firstly, because on both cases innocent civilians are affected, and secondly because the killing of innocents here cannot be considered to be collateral damage within armed conflicts, as a single terrorist attack does not necessarily create a classical armed conflict. A new Just War theory has to provide regulations for incidents as described above, which will unquestionably increase in future and take place in everyday life. Otto Depenheuer has therefore rediscovered the concept of the citizen’s selfsacrifice as a possible solution to dilemmas as described above, ensuring that states, when attacked by terrorist networks, will remain capable of acting without getting into a legal grey area. Otto Depenheuer and the Concept of the Citizen’s Self-Sacrifice (CCS) (a) Evaluation of terms: Before talking about the concept of Citizen’s Self-Sacrifice (CSS) as outlined by Otto Depenheuer it is useful to examine the wording which is even more important in Germany where the word ‘sacrifice’ is strongly compromised because of the National-Socialist abuse of the concept, which Depenheuer describes as an “obsession”48. Firstly, the concept of the CSS is concerned only with the citizens of the country as distinguished from other people living in a country as non-nationals or tourists etc. In order to be asked to give up one’s life in order to safeguard a large number of fellow citizens, usually a strong link between the individual citizen and the state is necessary; and the purest and strongest type of such a mutual relationship within the constitutional state can only be citizenship. Therefore, citizenship is not to be considered as a mere residence permit, but instead as a relation which creates a certain common destiny between the individual citizen and the state. Secondly, we have to distinguish the different concepts of sacrifice, as there are three different connotations: the religious is the first, based on ancient culture and social structures, and could be both an object or a human being, which is offered to please the gods and part of a magical world view, expecting the gods to give something in return for the sacrifice they received, as expressed in the ancient Roman religious system of do ut des. A second type of sacrifice is linked to the concept of renunciation, which is not necessarily part of a religious or magical world view, but can be practised in fully secularized societies. It implies the rational renunciation of what is good which is available to that person. Here the renunciation as a moral disposition is to be distinguished from goodness itself and the reasoning to renounce something is not part of an individual costbenefit calculation, but rather a rational decision to do what has to be done in a certain situation: a sense of duty. The personal sacrifice can vary: in times of economic stagnation employees renounce excessive wage increases to assist the general economy; a police officer gives up having normal security by putting himself at a considerably higher risk than most of his fellow citizens while fulfilling his duties to maintain public order; and then there is the situation when the ‘voluntary sacrifice of life can be required’49. Whereas the first two types could be summarised as “sacrifice”, the last one is more accurately called ‘victim’. This is evident for anybody who speaks Romanic languages as there is a distinction between ‘victim’ and ‘sacrifice’, and here the English language follows the Romanic distinction of the two concepts, whereas in languages such as German this distinction does not exist where all the concepts are called Opfer. Its Latin origin pati shows the passive character of this word, as someone has to be suffering in certain unfavourable conditions. There are many possible examples such as ‘victim of crime’ 5; the implication being principally negative, especially because it is not possible to give any meaning or sense to the disaster being suffered. Being a victim therefore has neither a religious or mystical background, nor is it a rational decision, but instead is pure irrationality – an irrationality most people struggle to accept in all its manifestations. The last type, the sacrifice as a renunciation or a duty, is often present in public debate and the media and therefore discredits the principally positive and heroic meaning of the first two concepts, especially of the second. After 1945 and the time of permanent misuse of the concept of sacrifice there was a change in the connotation of the term: ‘ until 1945 the notion of sacrifice was that of an active sacrifice in favour of something […], but a subtle change can be registered in the German use of the term. The notion of sacrifice becomes passive and this transformation proceeded without any conscious influence of politicians or any notice of scientists.’51 It is because of the highly deficient scientific understanding of the notion of the sacrifice that Depenheuer sees the need for a new Theory of the Sacrifice.52 Below, I will focus on the explanations given by Depenheuer, who introduced the Theory of the Sacrifice into the debate on security politics, as an indispensable component of effective counter-terrorism legislation and it is the second type of self-sacrifice that will be referred to. A non-definitive outline the citizen’s self-sacrifice is as follows: a citizen as a member of a certain state (be it by social contract or a natural inclination of the human being to social bonding) has to be prepared to sacrifice major personal goods, and even their life, when the state is in acute danger and if through sacrifice the state’s chances of survival will be greatly increased, as citizenship always implies the sharing of a common fate with the state and his fellow citizens. The CSS is in this sense not only an individual possibility that may be offered as an expression of loyalty, but also a duty that may be required by the state without explicit permission of the individual citizen. (b): CSS and cultural individualism: The concept of sacrifice is directly connected with warfare. War causes wounding and death; during the war on terror in Afghanistan twenty seven soldiers of the German Bundeswehr lost their life in open battle, IEDs or suicide attacks ( registered up to October 2010).53 In classical, symmetrical warfare, casualties were expected but were usually limited to the regular armies of the belligerent parties. In civil society, casualties only occurred as collateral damage and therefore should not to be considered as self-sacrifice but rather as a victim in the sense discussed above. Due to recent conceptual changes in combat, such as asymmetrical warfare and the invasion of warfare into everyday life, a similar change becomes evident in how civilians are affected by this. In modern, asymmetrical warfare, which includes not only the official army’s fighting against an asymmetrical enemy but also terrorist suicide attacks against civilians and civilian infrastructure, it is not only soldiers who may have to sacrifice individual goods or their life in battle but also citizens in their everyday life as the battleground has changed from the country’s frontier to its interior. Therefore, the circumstances in which a state may require sacrifices are broadened and from now on does not only include the borders of the country or abroad, or the parts exclusively controlled by soldiers during a conflict with another state, but also every other part of a country in which both soldiers and civilians inhabit. The German concept of the “civilian citizen in uniform”, formerly described as the army’s approach to recruit soldiers from all social classes and backgrounds and thereby avoiding the army becoming a state within a state, has a second connotation: the fact that in asymmetrical warfare every civilian, too, may be involved in new types of warfare, possibly requiring the readiness to sacrifice goods or even one’s life, if the further existence of the state depends on it. Such situations might be similar to the one described regarding the LuftSiG. It should be remembered that the state has two options with a hijacked plane that is aiming to destroy civilian infrastructure and possibly killing a large number of civilians: firstly, the state may stop the hijacked plane by destroying it before reaching its destination even if it kills all the innocent passengers inside the plane; and secondly, not to react and thereby not only allowing the terrorists to destroy civilian infrastructure and causing the death of a huge number of innocent people, but also to intimidate the whole society and weaken the citizens’ confidence in the state. Of the two it is the latter option which is the most dangerous because although the death of innocent people from a terrorist attack is a terrible event, it is the general fear of the citizens that public authority is unable to maintain security which causes an even greater problem which relates to the dissolution of the contract between citizen and state that was only agreed on condition that the state would carry out its guarantor’s obligation and maintain law and order. This is why the question should be asked as to whether “the free state under the rule of law should not only expect its citizens to be ready to sacrifice their lives in such a situation, but also be able to actively demand it from its citizens and in the last consequence even to execute the sacrifice itself.”54 This question is highly controversial as it strongly opposes the set of constitutional rights prevailing in Western societies, especially the understanding of constitutional rights as a guarantee against the intrusion of the state against a person’s freedom. Depenheuer adds that German society has forgotten that a constitutional order and a working democracy had to be developed over many years and required numerous sacrifices, whether by revolutions or under dictatorships, from those who tried to implement or defend a free and just order.55 (c): Application of the CSS in counter terrorism activity: That self-sacrifice is demanded from soldiers while fighting is obvious; however what are the implications of CSS in respect to civilians when caught up in asymmetrical war or insurgency attacks, always bearing in mind that from a psychological point of view these small attacks are very powerful in destroying citizens’ confidence in the state and its ability to protect them? It is only this type of emergency that can ever legitimate the state’s demand of the CSS: ‘in a state where this a fundamental threat against the common good the solid structure of the stately community becomes visible and the CSS can be demanded.’56 This state of emergency is not a recent phenomenon because in the Sixties and Seventies a similar danger arose in Germany from the radical Leftwing Red Army Faction (RAF). Depenheuer sees a parallel in the kidnapping by the RAF of Hans-Martin Schleyer, president of an industrial association, since Schleyer was the first civilian in recent times who was deemed to have been sacrificed when murdered by the RAF because of the government’s refusal to negotiate with terrorists.57 The government had to decide between two absolutes: the life of the innocent citizen Hans-Martin Schleyer or the integrity of the country and its government, in the end choosing the latter. As a result of this decision other leading politicians and representatives of business and industry declared that they did not want to be rescued from a terrorist kidnapping if it involved negotiations that could damage the state’s integrity. A similar recent example would the LuftSiG; in this case, too, there were two fundamental rights being questioned which are not much different from each other and follow the classical maxim of the philosophy of law that fundamental rights are not quantifiable. The state and its public authority had to decide whether the life of the passengers or the lives of civilians on the ground should be fully protected as both are not possible; therefore, nolens volens, a breach of one group’s fundamental rights has to occur. From this writer’s perspective it is unimportant whether the state remains passive by accepting a breach of fundamental rights of both groups, or actively breaks fundamental rights of the passengers by destroying the hijacked plane and stopping it from harming innocent people and destroying infrastructure. From a moral point of view the state’s passiveness in the first case would mean an active breaking of fundamental rights as it is unwilling (although in a position to take positive action) to fulfill its guarantor’s obligations and would therefore be failing to protect its citizens. The state is confronted with an unsolvable dilemma, constitutionally speaking, where it is completely impossible to avoid a violation of fundamental rights. In this writer’s view it seems therefore tolerable to accept the death of innocent passengers in order to protect the state’s integrity against illegitimate attacks. Utilitarian considerations are not necessarily connected to this decision 58, as the state does not primarily calculate costs and benefits, but rather acts – to lend a mediaeval-scholastic expression – according to its nature, which is fulfilling its guarantor’s obligation and protecting itself against illegitimate destruction. In destroying the plane and killing all its passengers, both the innocent and terrorists, “the state does not at all ignore the fundamental law and dignity they have as human beings, as it does not reduce the passengers to their mere bodily materiality, but decides a tragic conflict: defence or destruction of the common good”59. Depenheuer argues that human dignity is far more in danger where the state remains passive and allows terrorist attacks, practising a “constitutional autism”6: “The principal refusal of defence in the name of human dignity leads directly of the practical loss of the same.”61 Whether there are further reasons to stop a terrorist attack, apart from the main reason to defend the common good and the state’s integrity, should be discussed on a case by case basis. Depenheuer argues that the innocent passenger, by being sacrificed for the common good, remains not a mere victim (which they would have been if terrorists succeeded in their attack on a state) but becomes a sacrifice and thereby makes sense of an otherwise useless death: “indeed a member of the society, who in a case of extreme danger is ready to sacrifice his life for his community, might be able to find self-fulfillment in his action.”62 Concerning the decision of the German Constitutional Court which declared the LuftSiG as “constitutionally not correct” Depenheuer remarks: “to forbid the destruction of the plane by arguing with the innocent passengers’ dignity, [is] ethically questionable, too: the court takes away the last bit of the passengers’ dignity which is to sacrifice their life for the community in a situation of extreme and tragic danger.”63 4. Conclusion I have tried to highlight certain problems which arise from new forms of warfare and the necessary adjustments to be made to Just War theory. These improvements to Just War theory should not only be made out of practical necessity, since the principal moral background of this theory would be threatened by a realpolitik approach that would be contrary to the morality of war. Therefore, a philosophical foundation is essential, which I aimed to deliver with some relevant examples. The purpose of this article should not be considered as a manual to change the theory of Just War like an engineer changes defect parts of a car, but rather as an encouragement for further scrutiny about how Just War thinking can be adapted to modern developments in warfare and international affairs. There is only one stark alternative to a careful modernisation of the theory: to leave alone with the result that its influence on warfare and politics will fade away. 5. 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Herausgegeben von Walter Schätzel. Tübingen : Mohr Siebeck, 1952. - WALZER, Michael: Gibt es den gerechten Krieg? Aus dem Amerikanischen übersetzt von Christiane Ferdinand. Stuttgart : Klett-Cotta, 1982. NENNINGER, Marcus: Die Römer und der Wald : Untersuchungen zum Umgang mit einem Naturraum am Beispiel der römischen Nordwestprovinzen. Stuttgart : Steiner, 2001, 111f. 1 CICERO: De Officiis. 2 ELSHTAIN, Jean Bethke: Terrorism. In: REED, Charles ; RYALL, David: The Price of Peace : Just War in the Twenty-First Century. Cambridge : Cambridge University Press, 22008, 124. 3 MAYER, Tilman: Der arabische totalitäre Islamismus. In: RAUSCHER, Anton (Hrsg.): Nationale und kulturelle Identität im Zeitalter der Globalisierung. Berlin : Duncker & Humblot, 11. Translated by the author like all the following quotations originally published in German. 4 5 Ibd. 6 Ibd. Although this is part of creating the legend, saying that terrorist attacks are to be considered as a defence of the Muslim culture and world (umma). 7 SCHMITT, Carl: Theory of the partisan : intermediate commentary on the concept of the political. Translated by G. L. Ulmen. New York : Telos Press Pub., 2007, 18. 8 9 SCHMITT, Carl: Theory, l.c., 30. 1 SCHMITT, Carl: Theory, l.c.,37. 11 Schmitt, 21. 12 Schmitt, 21. 13 Schmitt, 23. From my point of view, the concept of a terrain warrior is to be equated to the defence of the home country, as Schmitt distinguishes this type of warfare from the maritime one. The latter one, according to Schmitt, ignores per definitionem the defence of the homeland and is primarily engaged in expansive warfare. See also: Schmitt, Carl: Land and Sea. Translated and with a foreword by Simona Draghici. Corvallis : Plutarch Press, 2001. 14 15 Dt. Schmitt, 27. See KLINK, Manfred: Bekämpfung des internationalen Terrorismus im Zusammenhang mit den Anschlägen am 11.09.2001 in den USA - aus Sicht des Bundes. In: Die Kriminalpolizei, März 2002. 16 In this context Carl Schmitt uses the expression “motorisation” as a way to describe a global and offensive way of fighting as e.g. in Cold War when partisan training was meant to be a part of offensive warfare and not telluric defence. See Dt. Schmitt, 27. 17 18 Dt. Schmitt, 28. 19 Dt. Schmitt, 72. 2 Dt. Schmitt, 72. 21 Dt. Schmitt, 74. For a full account of Schmitt’s distinction between friend and enemy, considered by him as the first and most fundamental requirement of any political, see: Schmitt, Carl: The concept of the political. Translation, introduction, and notes by George Schwab ; with "The Age of Neutralizations and Depoliticizations" (1929) translated by Matthias Konzen and John P. McCormick ; with Leo Strauss' notes on Schmitt's essay, translated by J. Harvey Lomax ; foreword by Tracy B. Strong. Chicago ; London : University of Chicago Press, 2007. 22 23 Dt. Schmitt, 77. The importance of religious legitimation offered by Islam is not to be underestimated, as Islam lacks a clear distinction between the concepts of defence and offensive expansion, ass Wilfried Röhrich remarks: RÖHRICH, Wilfried: Die Politisierung des Islam : Islamismus und islamistischer Terrorismus. In: SIMON, Dieter ; GRAULICH, Kurt (edd.): Terrorismus und Rechtsstaatlichkeit : Analysen, Handlungsoptionen, Perspektiven. Berlin : Akademie Verlag, 2007, 29 f. 24 25 Dt. Schmitt, 92. 26 Dt. Schmitt, 91. 27 Dt. Schmitt, 93. Cf. SIMON, Rupert: Die Begriffe des Politischen bei Carl Schmitt und Jacques Derrida. In: EUROPÄISCHE HOCHSCHULSCHRIFTEN (Hrsg.), Reihe XXXI, Politikwissenschaft, Bd. 552. Frankfurt am Main u.a. : Peter Lang, 2008, 197. 28 29 3 Ibid. Dt. Schmitt, 94. 31 Dt. Schmitt, 96. 32 Dt. Schmitt, 95. Depenheuer, Otto: Selbstbehauptung des Rechtsstaats. Translated by the author. Paderborn : Schöningh, 2007, 12 et seq. 33 Concerning the discussion whether human rights do intrinsically claim to be universal, see: NOOKE, Günter ; LOHMANN, Georg ; WAHLERS, Gerhard (Hrsgg.): Gelten Menschenrechte universal? : Begründungen und Infragestellungen. Freiburg im Breisgau : Herder, 2007. 34 35 Depenheuer, Selbstbehauptung, 13. HOFFMAN, Bruce: Der unerklärte Kriege. New York : Columbia University Press, 2006, 64 f. 36 PUFENDORF, Samuel von: Über die Pflicht des Menschen und des Bürgers nach dem Gesetz der Natur. Edited and translated by Klaus Luig. Frankfurt am Main ; Leipzig : Insel-Verlag, 1994, 56. 37 38 i.e. scholars of Islamic law ALEXANDER, Jonah ; SWETNAM, Michael S.: Usama Bin Laden’s Al-Qaida : Profile of a Terrorist Network. Ardsley : Transnational Publishers, 2001, 61f. Religious content has been set in italics by the author. 39 GROTIUS, Hugo: De jure belli ac pacis libri tres : Drei Bücher vom Recht des Krieges und des Friedens. Berlin : Heimann, 1869. 4 41 Grundgesetz für die Bundesrepublik Deutschland, Art. 87 a GG. Luftsicherheitsgesetz vom 11. Januar 2005 (Bundesgesetzblatt BGBl. I S.78), das zuletzt durch Artikel 7 des Gesetzes vom 29. Juli 2009 (BGBl. I S. 2424) geändert worden ist. 42 43 Ibid. Abschnitt 3 § 13 Abs. 1. 44 Ibid. § 14 Abs. 1. 45 BVerfGE v. 15.2.2006 I 466 - 1 BvR 357/05. 46 BVerfGE v. 15.2.2006 I 466 - 1 BvR 357/05, 121. 47 Ibid., 132. DEPENHEUER, Selbstbehauptung des Rechtsstaats. Paderborn : Schöningh, 2007, 82. 48 49 Ibid. MÜNKLER, Herfried ; FISCHER, Carsten: Nothing to kill or die for... In: Leviathan 28 (2000), 345. 5 KOSELLECK, Reinhart: Die Diskontinuität der Erinnerung. In: Deutsche Zeitschrift für Philosophie 47 (1999), 213-222. 51 52 DEPENHEUER, Selbstbehauptung, 77. BUNDESWEHR: Bei Auslandseinsätzen verstorbene und verwundete Soldaten. Elektronische Ressource: www.bundeswehr.de. Berlin, Stand: Oktober 2010. 53 DEPENHEUER, Otto: Das Bürgeropfer im Rechtsstaat. In: DERS. (Hrsg.): Staat im Wort : Festschrift für Josef Isensee. Heidelberg : Müller, 2007, 44. 54 55 Ibid., 46. DEPENHEUER, Otto: Das Bürgeropfer im Rechtsstaat. In: DEPENHEUER (Hrsg.) Staat im Wort : Festschrift für Josef Isensee. Heidelberg : Müller, 2007, 55. 56 57 Ibid., 54 Against: BEESTERMÖLLER, Gerhard: Flugzeuge als Terrorwaffen : Stefan Husters Vorschlag zum „Abschuß“. In: Die Neue Ordnung 61 (2007), 144 ff. 58 59 6 DEPENHEUER, Selbstbehauptung, 97. Ibid., 98. 61 DEPENHEUER, Bürgeropfer, 57. 62 DEPENHEUER, Selbstbehauptung, 100. 63 Ibid.