Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 GMSDC Certification Pre-eligibility Requirements: Dear Applicant: Thank you for your interest in certification with the Georgia Minority Supplier Development Council (GMSDC). Before you begin the process, we want to make sure that your company is eligible for certification. Please answer the five questions below. To precede with certification you answer must be YES to each of the questions. If that is not the case then, you WOULD NOT be eligible for certification with GMSDC. 1. Is your business owned, operated AND controlled by 51% ethnic minority owners(s)? Yes No 2. 3. 4. Are the ethnic minority owner(s) who make up 51% or greater ownership of the business U.S. Citizens? Yes Do the ethnic minority owner(s) who hold majority ownership in the business, hold the highest executive titled position within the company: (i.e., CEO, President, Chairman, etc)? Yes Is the company headquartered in Georgia? Yes Ethnic Minorities are defined as: Asian Pacific Origin in Japan, China, the Philippines, Vietnam, Korea, Samoa, Guam the US Trust Territory and Pacific Island, the Northern Marinas Islands, Laos Kampuchea (Cambodia), Taiwan, Burma, Thailand, Malaysia, Indonesia, Singapore, Brunei, Republic of the Marshall Islands, or the Federated States of Micronesia. African American Hispanic Citizens with origin in Spain or Portugal are NOT eligible Native American American Indianan, Eskimos, Aleuts and Native Hawaiians Asian Indian Origins in India, Pakistan and Bangladesh No No No 5. Is your company a “for profit” business? Yes No Non-Profit organizations do not qualify for certification. 1 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 Congratulations: If you are proceeding to this page, then you have answered YES, to each of the five questions in the Pre-eligibility Requirements section. First we will describe the certification process. Certification Cost - $500 – Non-refundable Renewal Cost -$350 – Non-refundable Certification is good for one year The graphic below depicts the steps in the certification process. The timeline for these events can range from thirty (30) to forty-five (45) depending on your submission of documentation. Please answer all application questions as completely as possible. When answers require more space, use additional paper properly identifying the item referred by the appropriate number. If a particular question does not apply to your business operation, write not applicable (NA) in the space provided. Please read carefully the list of required documentation in the Certification Checklist. If you questions regarding the status of you application, please email mailto:certify@gmsdc.org. Please return this registration package to: Georgia Minority Supplier Development Council (GMSDC) Certification Department 759 W Peachtree Street NE Suite 107 Atlanta, Georgia 30308 For information, telephone: 404-589-5929 E-mail: certify@gmsdc.org 2 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 2012 GMSDC Certification Application ALL APPLICABLE QUESTIONS MUST BE ANSWERED COMPLETELY 1. Federal EIN: 2. Company Name: 3. Address: State: GA 4. Phone: 5. Mailing Address (if different): State: 6. Web Site: City: Zip: FAX: City: Zip: 7. Primary Email (owner): 8. Secondary Email: 9. Business Description: Give a to-the point description of company product(s), services(s) or type of construction. If you offer more than one product/service, list primary product first. This description will appear in database. 10. NACIS Codes: 1. 2. 11. Date Business Established: 12. Annual Gross Receipts: 3. 5. (m/d/yyyy) $ 13. Total Number of Employees 14. Type of Business: 4. Minority Employees: Broker/Agent (BA) Manufacture (MF) Construction Contractor (CC) Manufacture Rep (MR) Consultant/ Professional Service Contractor (SC) Distributor (D) Other 3 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 15. Legal Business Structure: Corporation Limited Liability Corporation/Company (LLC) Sole Proprietary Limited Liability Partnership (LLP) General Partnership Other 16: Please list each owner, proprietor, partner, office, member, director and shareholder. The names listed should include Minority Members and Non-Minority Group Members. Be sure to list each ethnic origin. Under ownership column note is S- (stockholder, proprietor or partner) of D (director/and or officer) Citizenship Status – 1=By birth or 2naturalized citizen. Name/Title Ethnic Origin Ownership Role: 1. 1. 3. 1. 5. Ownership Percentages 1. Voting Percentages Citizenship 1 2 1 2 1 2 1 2 1 2 1. 3. 1. 5. 4 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 Contribution of Each Owner Actual Money Value of Equipment Provide separate list and description Expertise in this Business Value of Real Estate Provide separate list and description Years 1. Years 2. Years 3. Years 4. Years 5. 17. Geographic Market: 18. Provide three current customers: Local Regional National International Company: Address: City: State: Zip: Buyer: Phone: Product/Service Provided: Dollar Value: 5 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 Customer 2: Company: Address: City: State: Zip: Buyer: Phone: Product/Service Provided: Dollar Value: Customer 3: Company: Address: City: State: Zip: Buyer: Phone: Product/Service Provided: Dollar Value: 19. Owner Contact Info: Name: Title: Telephone: E mail: 6 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 20. Secondary Contact Info: Name: Title: Telephone: E mail: 21. Other Certifications: 22. Is your parent company or subsidiary Certified by another NMSDC affiliate council 23. Has your firm ever applied for certification before? Yes No If yes, whom: Yes No If yes, whom: 24. Type of Acquisition: Bought Existing Business Stated Business Secured a Franchise Merger or Consolidation Other (Please specify) 25. Gross Receipts for last three years. If not in A. Year business three years, gross receipts to date. B. Year C. Year 26. Are business premises: Owned Gross Receipts Gross Receipts Gross Receipts Leased Home Based 7 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 26a. List or attach location of additional facilities: 27, If license or permit is required to provide product or service, give information as follows. If more room is required, identify by number and attach: Name of License Holder Type of License/Permit License Number 1. 2. 3. 4, 28. Identify those individuals (owners, non-owners and key employees)who are responsible for the day to day operations and policy decision making including those with prime responsibility for: Operations Name Title Ethnic Origin Financial Decisions Signatory on major documents Personnel Management Marketing/Sales Payroll Estimating Purchasing of Major Items Supervision of Field Operations What jobs firm will take 8 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 29. Does your company share any resources with any other firm or individual? (office facilities, storage space, equipment, personal inventory, financing etc. Yes No If yes, identify and explain fully: 30: Identify any owner. Management official or employees of your company who is associated with any other business. Explain fully and identify the business or person with whom you have an agreement and attach any written agreement (and explain any oral intended agreement? 31.Does the applicant business have any subsidiaries or affiliates or is it a subsidiary of another concern Yes No 32 If the applicant business and or owner concern involved in any present or pending lawsuit? If yes, provide details on a separate sheet. 31A. If yes, provide the name, address, telephone number of the subsidiary, affiliate or parent company. Also describe the relationship of the applicant company to the subsidiary, affiliate or parent company. Yes No 33. Provide Current Bank References: A. Name of Bank: Address: City/State/Zip: Type of Account: Credit Line: 9 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 B. Name of Bank: Address: City/State/Zip: Type of Account: Credit Line: 34. If company is a Distributor, please complete : Average Dollar Value of Inventory:$ 35. If company is a Manufacture, list basic equipment and indicate whether equipment is leased or owned: Basic Equipment Leased/Owned Leased Owned Leased Owned Leased Owned Leased Owned Leased Owned Leased Owned Leased Owned Leased 36: If company is a Contractor, please complete the following: Owned License Number: License Certificate: Trade Specialty: Union Name/Local: Union Affiliation: Most Recent Project: Project Name: Start Date: Geographical Area: Dollar Value: Finish Date: Responsible Managing Officer: 10 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 37: Transportation Company Information: Common Carrier Operating Authorities: Operating Status: Interstate Intrastate List commodities You Transport: Independent Carrier Insurance Carrier 37A. Transportation Equipment: Please forward copies of all applicable vehicle title and or lease agreements with this application. Vehicle Equipment Owned/Leased & Quantity Registration Number Bonding: Is the firm or Sole Proprietorship Bonded? Bonding Amount: Yes No 11 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 DECLARATION OF CERTIFICATION OF MINORITY STATUS I (We) have completed and submitted the Minority Supplier Registration and Database Input Form as requested by the GEORGIA MINORITY SUPPLIER DEVELOPMENT COUNCIL and hereby certify that the information contained herein and all attachments submitted are true and correct and accurate to the best of my (our) knowledge and belief. I (We) understand that this Declaration of Certification and the criteria set forth have been developed according to the guidelines established by the NATIONAL MINORITY SUPPLIER DEVELOPMENT COUNCIL. The certification, when granted, will be for a one (1) year period. I (We) further understand that completion and submission of this form, together with all attachments hereto, is not necessarily the sole criteria for determining certification of minority status by GEORGIA MINORITY SUPPLIER DEVELOPMENT COUNCIL. I (We) acknowledge that if the Council discovers that a statement has been made herein which the applicant knows to be false, the certification process will be terminated immediately. I (We) agree that all materials submitted with this package shall become the property of the Council. I (We) further agree that once certified, the continued certification and registration by the GEORGIA MINORITY SUPPLIER DEVELOPMENT COUNCIL will be according to the guidelines, rules and regulations of the GEORGIA MINORITY SUPPLIER DEVELOPMENT COUNCIL and the NATIONAL MINORITY SUPPLIER DEVELOPMENT COUNCIL and may be amended for time to time. Termination of my (our) status may be based upon, but not necessarily limited to, any one of the following: 1. Cessation of business operation by the minority business concern. 2. Discovery that any false information was knowingly supplied to the GEORGIA MINORITY SUPPLIER DEVELOPMENT COUNCIL in the completion of this form or as contained in any attachments submitted. 3. Failure to provide timely notice or withholding of any notice to the GEORGIA MINORITY SUPPLIER DEVELOPMENT COUNCIL of the transfer or loss of ownership and/or management and control of the business concern by its minority group members. 4. Failure or refusal to allow the GEORGIA MINORITY SUPPLIER DEVELOPMENT COUNCIL and/or its representative access to the company’s place of business upon reasonable notice and demand for the purpose of a site visit. 5. Sale, exchange, or transfer of ownership of the minority business concern, if such transfer results in the loss of control and ownership of the business concern by the minority group members. I (We) understand and agree that GEORGIA MINORITY SUPPLIER DEVELOPMENT COUNCIL reserves the right to request any further and additional information that it may deem necessary to substantiate the information and representations made by the applicant (applicants) for certification. I (We) declare that the company in whose name this application is being submitted is at least fifty-one percent (51%) owned by one or more minority individuals (as defined herein) and such individuals control, operate and manage the company. The undersigned hereby agrees (agree) to hold GEORGIA MINORITY SUPPLIER DEVELOPMENT COUNCIL free and harmless from any and all claims, demands, and damages whatsoever arising out of the presentation of this application and agrees to indemnify and hold GEORGIA MINORITY SUPPLIER DEVELOPMENT COUNCIL harmless for any and all liability in connection with the certification of the information contained in this application. The undersigned hereby declares (declare) under penalty of perjury that all statements made in this application and any attachments hereto and true and correct. I understand that the $500.00 Registration Fee is included and non-refundable 12 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 Business Name Signature of all Proprietor, Partners and President of the Corporation Date Date Date Date Date Please have this form NOTARIZED, retain a copy of this form for your files and return the original and the attachments to: Georgia Minority Supplier Development Council Attention: Certification Department 759 W Peachtree Street NE Suite 107 Atlanta, Georgia 30308 404-589-4929 certify@gmsdc.org www.gmsdc.org State of County of On , before me the undersigned Notary Public, personally appeared (name) personally known to me, or proved to me on the basis of satisfactory evidence, to be the person(s) whose name (s) is/are subscribed to the within instrument, and acknowledged to me that he/she they executed in the same in his/her their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s) of the entity upon which the person(s) acted, executed the instrument. WITNESS my hand and official seal. Notary Public_______________________________________________ (Seal) Commission Expires: NOTE: Public Law 99-272, the “Consolidated Omnibus Budget Reconciliation Act of 1985,” which amends Section 16 of the Small Business Act, establishes penalties of up to a $50,000 fine or imprisonment of up to five years, or both, for misrepresenting, in writing, the status of any concern or small business owned and controlled by socially and economically disadvantaged individuals (a “DBE”) in order to obtain for oneself or another any prime subcontract to be awarded as a result or in furtherance or any provision of federal law that specifically references Section 8(D) if the Small Business Act for a definition of eligibility. 13 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 Payment Authorization Form Directions: Please complete this form in its entirety and include it with the certification application. Transaction Type: Billing Name: Invoice Company Name: Sales Receipt Email: Other Zip Code: Payment Type: Credit Card Type: Check Credit Card Number - Expiration Date-M/YYYY: Security Code: Amount: Event/Program: Contact Name: Contact Phone: Authorization: Signature: Date: GMSDC Staff: 14 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 DOCUMENTATION ATTACHMENTS – Please include appropriate documentation with the application and please indicate which documents are attached. Please submit in sections as indicated. Do Not submit in ring binders. The documentation required for certification is listed below, but is not limited to: ALL BUSINESSES ARE REQUIRED TO SUBMIT: Section 1 Fictitious Business Statement (if applicable) Proof of U.S. Citizenship (birth certificate and Drivers License) Proof of Ethnicity for Owner(s), Partners, Shareholders (birth certificate) Resume(s) of owner(s), partners or shareholders Indian/Native Americans Blood Degree Certificate (i.e. tribal registry letter, tribal roll register number) [if applicable] Section 2 LLCs Articles of Organization Operational Agreement Organizational Agreement Minutes of 1st Board Meeting Copies of Stock Certificates (units) Current Stock Ledger (units) Proof of Stock Purchase (units) Partnerships: Partnership Agreements Buy Out Rights Profit Sharing Current Partnership Third-party agreements: management service agreements Proof of Capital Investment CORPORATIONS SUBMIT: Article of Incorporation Certificate of Corporation Minutes of 1st Board Meeting Copies of Stock Certificates Current Stock Ledger Corporate Bylaws Proof of Stock Purchase 15 Georgia Minority Supplier Development Council 759 W Peachtree Street NE Suite 107404-589-4929Atlanta, GA 30308 Section 3 Two Years of Federal Tax Returns (Business)* Financial Statements (P & L, statement of cash flows, balance sheet) Notes Payable (if any) Bank Signature Card (copy signature care or letter from bank) Cancelled Business Check (Not a voided check) *Personal taxes if in business less than 1 year ** Proforma financial statements to GAAP (Generally Accepted Accounting Principles) standards. Section 4 Applicable Operating Business License and/or permits Lease Agreements /Warranty Deed/Security Deed Equipment Rental and Purchase Agreements (if applicable) Contract or work history for the past three years (if applicable) (name/contact type of work or contract received) Equipment owned or available (include description of equipment, year acquired, and current value) Proof of Bonding Capacity (if applicable) $500 non-refundable processing fee . 16