Survey of Academic Running head: SIX ACADEMIC ORIENTATIONS Survey of Academic Orientations Scores and Persistence in College Freshmen William B. Davidson Angelo State University Hall P. Beck Appalachian State University 1 Survey of Academic Abstract This study examined whether six academic orientations as assessed by the Survey of Academic Orientations played a role in the attrition of college freshmen. Using logistic regression, the dichotomous variable of reenrolling or not was regressed on 522 students’ scores measuring structure dependence, creative expression, reading for pleasure, efficacy, apathy, and mistrust of instructors. Scores on two orientations, efficacy and apathy, significantly predicted the reenrollment decision. The theoretical implications of the results were discussed as well as possible interventions to improve retention. 2 Survey of Academic Survey of Academic Orientations Scores and Persistence in Freshmen A common thread through the extensive theoretical and empirical literature on college retention is that students who immerse themselves in their studies are more likely to persist. They do well in courses, recognize and internalize the value and applicability of what is taught, and thereby experience “academic integration” (Bean, 1985; Tinto, 1975, 1987). Their psychological investment in the academic enterprise translates into a commitment to persist, often enabling them to overcome obstacles along the way. While widely-accepted models of retention correctly identify the crucial role played by academic integration and goal (degree) commitment, only recently has attention been directed to the psychological reasons why some students integrate academically and others don’t. Bean and Eaton (2001-2002) proposed three types of psychological processes mediate academic (and social) integration and form the foundation for retention decisions: self-efficacy, coping techniques, and attributions. Presumably students progress well toward integration and ultimately persist if they believe that they are capable, if they cope with problems by approaching rather than avoiding them, and if they see themselves (rather than external forces) as instrumental in their successes and failures. The development of a psychological model of college student retention is an intriguing and potentially fruitful approach, one that is likely to culminate in successful intervention strategies. The purpose of the current study was to examine the role of six psychological variables in freshmen’s decision about persisting. The variables reflect students’ subjective views of important aspects of academics, including (a) themselves, (b) their 3 Survey of Academic instructors, and (c) academic tasks. Students’ perceptions in these three areas are likely to matter to the extent that their daily experiences activate them, which seems very probable. With regard to the first area, self-views, we examined self-efficacy as it applies to academic matters (as per the Bean and Eaton model). In the second domain, views of instructors, we studied the role of mistrust. And in the third domain, academic tasks, we focused on students’ neediness for structure, their inclinations toward being creative, and their motivation to do academic work. The selection of these six variables was guided by previous research that indicates individual differences in each of them influence how well students adapt to academic demands. Davidson, Beck, and Silver (1999) developed and validated a brief measure of the six orientations and then investigated their role in important academic outcomes. See Table 1 for specific definitions. For reasons specific to each orientation, three are considered to make positive contributions to progression toward a degree (creative expression, reading for pleasure, academic efficacy) and three are negative in that regard (structure dependence, academic apathy, and mistrust of instructors). The close connection between the orientations and students’ daily academic responsibilities make them likely to play a role in academic integration and subsequent persistence. Davidson et al. hypothesized that individual differences in these orientations would predict grades, stress, and persistence. In subsequent research, they found that scores on the efficacy and apathy orientations did significantly predict grades in first semester freshman (Beck & Davidson, 2001). Those with high scores on efficacy and/or low scores on apathy did better than their counterparts. Beck et al. recommended that the SAO be used as an “early 4 Survey of Academic warning” device by colleges, because its predictive capability was present even after controlling for precollege ability scores normally available on entering freshman (SAT, high school class rank). In addition to the connection with grades, scores on three SAO orientations also correlate with stress and coping processes in students (Davidson & Beck, 2004). Students who score low in efficacy, high in structure dependence, or high in mistrust tend to experience high levels of academic stress and then utilize maladaptive coping techniques to deal with it. These three orientations clearly pick up on the “coping” aspect of the Bean and Eaton model. The current study explored the possibility that attrition in freshmen is related to scores on the six orientations. Compared with those who drop out, students who reenroll were expected to score higher on one or more of positive orientations of creative expression, reading for pleasure, academic efficacy. Also, compared with persisters, those who later dropped out were expected to score higher on one or more of the negative orientations of structure dependence, academic apathy, and mistrust of instructors. Method Sample and Procedure The sample was drawn from freshmen students attending a comprehensive university in the Southwest with a student body of about 6,000. Some of the participants were enrolled in freshman orientation courses in the fall (n = 222), and others completed the survey as part of a university-wide assessment program during the third week of classes in the spring (n = 381). Participation in the testing sessions was optional, but more than 60% of the eligible students did so. The sample had the following characteristics: 5 Survey of Academic 55% women and 45% men; 73% were between 18-21 years old. The University admission policy allows students to submit either ACT or SAT scores (or both). The sample mean ACT composite score was 20.19 (SD = 3.55, n=343), and the mean SAT total score was 963.29 (SD = 147.09, n = 286). Retention was ascertained by whether or not the students enrolled for the next fall semester. Thirty-one percent of the sample did not reenroll. Measures Survey of Academic Orientations (SAO). The SAO (Davidson, et al., 1999) has 36 questions that measure six individual orientations, described in Table 1. Each of the orientations is measured by six items, scored on a five-point scale (strongly agree to strongly disagree). Three of the orientations are considered adaptive: creative expression (“I am a very creative person.”), reading for pleasure (“Reading is on of my favorite pastimes.”), academic efficacy (“Anytime that I really need a good grade on a test, I can get it.”). And three of the orientations are viewed as maladaptive: structure dependence (“I hate it when an instructor assigns a paper but does not give specific guidelines and directions.”), academic apathy (“I try to work just hard enough to get the grade that I need in a course.”), and mistrust of instructors (“Some instructors enjoy giving students poor grades.”). Previous research cited in this article presented evidence of reliability (internal and test-retest) and validity (expected relationships with personality variables and academic outcomes). Precollege ability. The student record system was searched for each participant’s scores on the ACT or SAT. The students had scores for one or both tests, and some had 6 Survey of Academic completed a test multiple times. The composite ACT score was converted to its SAT equivalent, using a formula developed by the Educational Testing Service. When students had scores for both tests, the higher was used. When students had multiple scores on the same test, the most recent was used. Of the 566 students in the sample, 39 students did not have test scores and were dropped from the analyses. Results Table 2 presents the means, standard deviations, internal reliability coefficients (Cronbach alpha; Cronbach, 1951), and intercorrelations of the variables used to predict the dichotomous retention score. The reliability coefficients are reasonable for scores on five of the six SAO scales, given that each scale has only six items. The coefficient for scores on structure dependence is somewhat lower than desired and interpretations of this factor should be mindful of this shortcoming. Prior to analyzing the retention scores, a preliminary multiple regression was conducted to calculate Mahalanobis distance (to identify outliers) and examine multicolliniarity among the seven predictors. Five participants with a Mahalanobis distance greater than X2 = 24.32 were eliminated (the critical value of chi square at p < .001 with df = 7). The Tolerance value for all the predictor variables was far above .1 (all were greater than .8), indicating the multcolliniarity was not a problem. Logistic regression was performed to determine which independent variables predicted retention. The precollege abililty (SAT/ACT scores) variable was entered first to control for its possible role in the other predictors. The results indicated that the overall model fit was statistically reliable in distinguishing between those students who did or 7 Survey of Academic did not return to school (Likelihood Ratio X2 = 55.53, p < .0001; Hosmer and Lemeshow Goodness-of-Fit X2 = 4.39, p = .88). The model correctly classified 71.1% of the cases. Regression coefficients are presented in Table 3. Wald statistics indicate that precollege ability, academic efficacy, and academic apathy significantly predict retention. Students who scored lower in ability, lower in efficacy, or higher in apathy were less likely to return to school. Discussion The purpose of this investigation was to examine whether freshmen’s views of themselves, academic tasks, and their instructors might play a role in their persistence. Scores on six academic orientations, which reflected these views, were tested as predictors of those who enroll for their sophomore year versus those who do not. Two of the orientations were statistically significant predictors of retention. Students who reported low academic efficacy or high academic apathy were more likely to drop out compared with their counterparts. These findings build upon an earlier study that found that scores on the same two orientations in first-semester freshmen predicted their grade point average at the end of the first term (Beck & Davidson, 2001). It was suggested that SAO scores are useful as an early warning device for low grades. The current study adds to this idea by indicating that scores on these two orientations may also foretell students’ decision to drop out. The findings of this study complement previous theories and research on retention. With regard to the academic efficacy variable, Bean and Eaton (2001-2002) posited that this variable plays an important role in academic integration. Most 8 Survey of Academic universities offer tutorials on a variety of topics (e.g., writing, test-taking, studying) or supplemental instruction with the goal of building students’ academic skills and performance, sense of efficacy, and the inclination to persist. The results of the current study suggest that feelings of efficacy, whether derived from tutorials or other sources, play an important role in freshmen’s decision to return to school for their sophomore year. Ordinarily, people are more inclined to do the things they think they can do and disengage from tasks that seem beyond them. Undoubtedly, skill-development is an important source of efficacy, but there are other avenues to elevate this important psychological quality. Bandura (1986) emphasizes experiences such as witnessing the success of others who are similar to self, verbal persuasion, and setting progressive, attainable goals. Self-efficacy is generally viewed as quite malleable, so there are many ways it can be raised in students who suffer from low levels. The efficacy scale on the SAO is a suitable diagnostic tool for identifying students who would prosper from an efficacy-oriented intervention, such as those who score in the lower quartile of local norms on this scale. The other important, retention-related variable in this study is academic apathy, which was a considerably stronger predictor of retention than was academic efficacy. Students who score high on apathy find very little interest or enjoyment in their studies; they lack intrinsic motivation. They report that they do just enough to get by, motivated primarily by minimal goals. When they consider whether to persist in the academic journey, they find few reasons other than the diploma. Because they evaluate the psychological costs of earning a degree (e.g., boredom) to be much greater than others, 9 Survey of Academic the decision to persist is harder to come by. The crucial question regarding these underachieving students is how best to spark their interest in academic tasks. Antidotes to apathy can be found in studies on self-determination and intrinsic motivation. According this literature, people focus on and enjoy the process of mastery and attainment if they believe that their academic decisions reflect what they want to do as opposed to what others want for them (internal locus of causality) and if they feel a sense of freedom in making decisions rather than feeling coerced, either by outside forces or by internal pressures to succeed (volition) (Reeve, Nix, & Hamm, 2003). To apply this principle to apathetic students (such as those in the upper quartile of local norms on the SAO apathy scale), it is desirable to discuss, clarify, and reinforce their self-designed degree intentions and, as much as possible, include elective course options along with the usual mix of required freshmen courses. Another lesson about apathy that can be gleaned from studies on intrinsic motivation points to the importance of setting proximal goals to go along with distal ones. This is akin to the “progressive goal” intervention suggested for students with low efficacy. Not only does the attainment of a proximal goal instill feelings of competence, it also causes a sense of satisfaction with the process (Karniol & Ross, 1996). The results of this study support the idea that students’ academic orientations play an important role in their decision about whether or not to return to school for their sophomore year. The specific way in which this occurs (for efficacy and apathy) remains for further study. It is possible that the orientations operate by facilitating or impeding academic integration, as proposed by Bean and Eaton. Another possibility is that they 10 Survey of Academic directly affect the decision process, independent of other factors. Future research can examine these and other possibilities by including measures of a full predictive model of persistence. Also, the findings can be placed alongside the previously-mentioned research on SAO scores that finds them to be predictive of important academic outcomes, including grades, and stress and coping. This short instrument can play an important diagnostic role in identifying students who are at risk for various undesirable experiences, enabling colleges to focus staff resources on those students most likely to profit from the preventive interventions. To the extent that the orientations exert causal force on the aforementioned outcomes, then interventions are likely to be successful. Interpretations of the results should be mindful of three limitations. First, the variable “academic integration” was not directly measured, so positing that self-efficacy and apathy are precursors to it moves somewhat beyond the data. Additional research is needed to test this assertion. Second, this study tabulated whether students reenrolled following their freshmen year. Those who departed undoubtedly did so for a variety of reasons. While some may have permanently dropped out of college, others may have taken only a temporary break in their pursuit of the degree (sometimes referred to as “stopout”) or possibly transferred to another school. Future research can clarify the role of efficacy and apathy in the various categories of attrition. A third limitation concerns the individualistic nature of a student’s decision. Each student weighs things differently from others, based upon his or her own circumstance and various aspects of the particular college. The identification of group trends merely raises the likelihood that variables such 11 Survey of Academic as efficacy and apathy fit an individual student’s thinking process. Therefore, once a diagnostic tool such as the SAO triggers this possibility, individual conversations with a student should be used to confirm or disconfirm the idea. 12 Survey of Academic References Bandura, A. (1986). Social foundations of thought and action: A social cognitive theory. Englewood Cliffs, NJ: Prentice-Hall. Bean, J., & Eaton, S. B. (2001-2002). The psychology underlying successful retention practices. Journal of College Student Retention: Research, Theory, and Practice, 3(1), 73-89. Beck, H. P., & Davidson, W. B. (2001). Establishing an early warning system: Predicting low grades in college students from Survey of Academic Orientation scores. Research in Higher Education, 42(6), 709-723. Cronbach, L. J. (1951). Coefficient alpha and the internal structure of tests. Psychmetika, 16, 297-334. Davidson, W. B., Beck, H. P., & Silver, N. C. (1999). Development and validation of scores on a measure of academic orientations in college students. Educational and Psychological Measurement, 59, 678-693. Davidson, W. B., & Beck, H. P. (2004). Survey of Academic Orientation scores, stress, and coping in college students. Manuscript submitted for publication. Karniol, R., & Ross, M. (1996). 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