Techniques capable of evaluating human disease in a safe

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Diagnosis of Breast Cancer Using Diffusive Reflectance and Intrinsic
Fluorescence Spectroscopy
Zoya Volynskaya*, Abigail Haka¢, Maryann Fitzmaurice§, Joseph Gardecki*, Robert Shenk§,
Nancy Wang§, Jon Nazemi*, Ramachandra Dasari* and Michael Feld*
*Massachusetts
Institute of Technology, Cambridge, MA
¢
Weill Medical College of Cornell University
§University
Hospitals of Cleveland and Case Western Reserve University, Cleveland, OH
Abstract: We have developed a clinical instrument that combines intrinsic fluorescence
spectroscopy (IFS) and diffuse reflectance spectroscopy (DRS) as a clinical tool for the ex
vivo diagnosis of breast cancer. Methods: We collected 225 spectra from 105 sites in freshly
excised breast biopsies from 25 patients, within 30 minutes of surgical excision. We
collected DRS and fluorescence spectra at 10 wavelengths using a clinical instrument and
optical fiber probes designed for clinical use. IFS spectra are extracted from the combined
fluorescence and DRS spectra and analyzed using multivariate curve resolution with nonnegativity constraints. DRS spectra are fit using diffusion theory. Spectroscopy results are
compared to pathology diagnosis, and diagnostic algorithms are developed using fit
parameters by logistic regression with leave-one-out cross validation. Results: The
sensitivity, specificity and overall diagnostic accuracy of the IFS + DRS algorithm are
100%, 96% and 88%, respectively. All invasive breast cancers are correctly diagnosed by
our technique. Conclusion: A combination of DRS and IFS yields promising results for the
spectroscopic diagnosis of breast cancer.
1
Background:
Techniques capable of evaluating human disease in a safe, minimally-invasive and reproducible
manner are of critical importance for clinical disease diagnosis, risk assessment, therapeutic
decision-making, and for evaluating the effects of therapy, in addition to basic investigations of
disease pathogenesis and pathophysiology. Among the clinical methods available to diagnose
tissue lesions, pathologic examination of cytology preparations, biopsies and surgical specimens
is the present day gold standard. Pathologists have traditionally based their diagnoses primarily
on tissue morphology. However, as the field of diagnostic pathology has evolved, assessment of
tissue morphology has become more sophisticated, including such techniques as morphometry
(or quantitative image analysis) [Caruntu 2003, Millot 2000, Wang 2004] and ploidy analysis
[Baak 2004, Hall 2004, Kronqvist 2002]. Pathologic diagnosis has also begun to move from
complete dependence on morphology to inclusion of a host of adjunct techniques that provide
biochemical and molecular information as well. This is particularly true for the diagnosis of
cancer, where routine diagnosis begins with morphology but usually also includes such
molecular diagnostic techniques[Perez 2004] as immunohistochemistry [Lerwill 2004] and in
situ hybridization [Hicks 2005] that identify specific molecular signatures. X-ray mammography
is the current gold standard screening technique for early detection of small, non-palpable breast
cancers. Mammography quantitatively targets the density of the changes in the breast tissue.
Unfortunately, these changes do not uniquely correspond to the breast cancer, thus 70-90% of
mammographically suspect lesions are found to be benign upon breast biopsy.
The desire to reduce the number of unnecessary breast biopsies, patient trauma, and time
delay, has encouraged scientists to develop accurate, minimally invasive optical methods for
early diagnosis of breast cancer [Alfano 1987, Frank 1995]. Our technique, which will be
subsequently referred to as DRS/IFS, combines diffuse reflectance and intrinsic fluorescence
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spectroscopies. The combination of DRS and IFS has several advantages over the individual
modalities alone. First, fluorescence spectroscopy provides information about tissue metabolites
and fluorophores in the tissue, such as NADH, collagen, tryptophan, elastin, and others
[Georgakoudi 2002]. Second, DRS/IFS uses DRS to overcome distortion of fluorescence
signatures by the effects of tissue absorption and scattering, and extracts the IFS signature
[Georgakoudi 2001]. Third, in addition to its value in extracting IFS, DRS provides critical
information and a direct measurement of the tissue absorbers and scatterers themselves, such as
hemoglobin and β-carotene [Gupta 1997, Majumder 1998]. The combination of techniques
therefore, provides a wealth of information about tissue fluorophores, absorbers and scatterers,
which creates a more complete biochemical, morphologic and metabolic tissue profile and lays
the groundwork for more robust spectral models and diagnostic algorithms. Specific to cancer
diagnosis, IFS and DRS provide information about key cellular metabolites such as NADH and
oxy- and deoxy-hemoglobin. As cancer is characterized by rapid cellular proliferation reflected
in increased cellular metabolism, DRS/IFS is thus, a natural choice for the diagnosis of cancer.
Previously, number of groups have investigated the use of DRS [Bigio 2000, Yang 1997, Zonios
1999] or fluorescence spectroscopy [Alfano 1987, Nair 2002] for the diagnosis of breast cancer.
Moderate success has been achieved, i.e. various groups using different optical technologies had
reported the sensitivities and specificities of distinguishing malignant tissue from non-malignant
tissue in the range of 70 to 90 percent. Palmer et al. [Palmer 2003] examined both fluorescence
and diffuse reflectance spectroscopies. The results from this study were promising:
multiexcitation fluorescence spectroscopy was successful in discriminating malignant and
nonmalignant tissues, with a sensitivity and specificity of 70 and 92 percent, respectively.
However, the sensitivity (30 percent) and specificity (78 percent) of diffuse reflectance
spectroscopy alone was significantly lower. Combining fluorescence and diffuse reflectance
spectra did not improve the classification accuracy of an algorithm based on fluorescence
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spectra. The difficulty in this study was the inability to determine the biological basis of the
differences observed in the fluorescence spectra of malignant and nonmalignant tissues. Further,
differences in the clinical protocol, probe geometry, and spectral range (300-600 nm) make it
hard to compare this study with our current study.
Gupta and Majumder et al. [Gupta 1997, Majumder 1998] analyzed different data sets collected
from the same set of breast tissues ex vivo and showed that the emission spectra at excitation
wavelengths of 340 and 488 nm and excitation spectra at emission wavelengths 390 and 460 nm
exhibit significant differences between normal, benign and malignant tissues. The fluorescence
was attributed to reduced nicotinamide adenine dinucleotide (NADH) and collagen. Spectral
differences observed in the fluorescence spectra of normal, benign and malignant breast tissues
can also be attributed in part to non-fluorescent absorbers and scatters. According to Majumder
et al., the fluorophores responsible for the 340, 390, 440, and 520 nm emission bands are amino
acids (tryptophan), structural proteins (collagen and elastin), the co-enzyme (NADH), and
flavins, respectively. It is known that the excitation spectra recorded from the breast tissue
samples for 340, 390, and 460 nm emission consist of spectral bands with peaks around 290, 335
and 340 nm, which are characteristic excitation peaks for tryptophan, collagen and NADH,
respectively. The larger intensities of the 340 nm band in the excitation spectra, corresponding to
460 nm emission, for cancerous tissues would suggest a larger concentration of NADH in
cancerous tissues as compared to benign tumors and normal tissues.
Based on this information and the excellent past performance of our DRS/IFS clinical instrument
in studies of other cancerous tissues, we embarked on the current study of breast tissue.
Instrumentation:
A clinical instrument for DRS/IFS studies, the FastEEM, has been developed at the MIT
Spectroscopy Laboratory. A schematic of the FastEEM is presented in Figure 1a. This
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instrument collects white light reflectance and fluorescence excitation-emission matrices (EEMs)
within a fraction of a second. The FastEEM delivers a sequence of ten laser pulses (308 – 480
nm) and two white light pulses (300 – 800 nm) to the tissue via an optical fiber probe (Figure
1b). The probe is in the form of a flexible catheter, with an overall length of over 3 m and a
diameter of approximately 1.2 mm. The same probe delivers and collects the white light
reflectance and fluorescence. The light exiting the fiber probe enters the slit of a diffraction
grating spectrometer where it is dispersed onto a CCD detector. All ten laser-induced emission
spectra and the two white light reflectance spectra are collected in approximately 0.3 s. Several
of these acquisitions can be averaged together to increase the signal-to-noise ratio (SNR).
Previously, we found that the acquisition of five measurements provides sufficient SNR in most
tissues, making a typical acquisition time on the order of 1.5 s.
The collected fluorescence and reflectance spectra can be used to extract the intrinsic
fluorescence spectra (i.e., the fluorescence unaffected by tissue absorption and scattering).
Intrinsic fluorescence spectroscopy (IFS) yields the relative contributions of endogenous tissue
fluorophores (e.g. NADH and collagen).
Calibration was performed every day prior to data collection by collecting fluorescence spectra
of a Rhodamine B dye to correct for time-dependant changes in the FastEEM instrument; and by
obtaining reflectance spectra of Spectralon in order to correct for wavelength-dependant system
response; water spectra to correct for background.
Clinical study:
The study was conducted at University Hospitals Cleveland in collaboration with Dr. Robert
Shenk, a surgical oncologist and Medical Director of the Breast Center at University Hospitals of
Cleveland. The study was performed on fresh surgical biopsies within 30 minutes of surgical
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resection, in the Frozen Section Room of the Mather Surgical Pavilion at University Hospitals of
Cleveland. Most of the 30 minute time delay was due to inking and sectioning of the specimen
performed as part of the routine pathology consultation performed on these specimens for intraoperative margin assessment. 225 IFS and diffuse reflectance spectra were obtained from a total
of 105 fresh breast tissues from 25 patients.
Specimens from patients with pre-operative
chemotherapy or who underwent repeat excisional biopsy are excluded from the study. Once the
spectra were acquired, the exact spot of probe placement was marked with colloidal ink for
registration with histopathology. The breast specimens were then fixed and submitted for routine
pathology examination, which is performed by an experienced breast pathologist blinded to the
spectroscopy results. The histopathology diagnoses are: 32 normal, 55 fibrocystic change, 9
fibroadenoma and 9 invasive carcinoma (all infiltrating ductal carcinoma) [Volynskaya 2005].
Data Analysis:
Tissue is characterized by a, s’, and index of reflection, n, which for the soft biological tissue
has typical value of 1.35 – 1.45. Diffuse reflectance spectroscopy (DRS) provides information
about the morphology and biochemistry of the stromal tissue and epithelium. Incident white light
undergoes many scattering and absorption events as it propagates through the tissue, and the
emerging (“diffusely reflected”) light exhibits prominent spectral features caused by the
interplay of scattering and absorption. DRS employs a mathematical model based on the
diffusion approximation of light propagation in tissue to determine values of the absorption and
reduced scattering coefficients, µa(λ) and µs’(λ), respectively.
Reflectance spectra, collected from excited tissue, are analyzed using the diffusion
approximation to extract tissue morphological properties such as scattering, oxyhemoglobin
concentration, and β-carotene concentration. For reduced scattering coefficient,s', wavelength
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dependence of the form A-B (inverse power law) is used. It should be stated that oxygen
saturation values for ex vivo breast tissue is typically higher than 90%, which is why for this ex
vivo study we used only oxyhemoglobin and not -hemoglobin or dioxyhemoglobin as
absorbers. Two absorbers, oxyhemoglobin and -carotene, are required to model the extracted
absorption coefficient a. The maximum absorption coefficient, a, as determined from DRS, is
highly correlated with concentration of oxyhemoglobin. Indeed, only one of these parameters can
be used as a diagnostic. Therefore, DRS provided, among other parameters, the amplitude of the
scattering coefficient, A, and the concentration of oxyhemoglobin.
The intrinsic fluorescence photon-migration model is used to correct the fluorescence spectrum
for distortions introduced by tissue absorption and scattering. IFS spectra are extracted from the
combined fluorescence and DRS and are analyzed using multivariate curve resolution (MCR)
with non-negativity constraints, a standard chemometric method [Navea 2002], to extract the
contributions of the biochemical tissue constituents NADH and collagen at each excitation
wavelength.
Examples of DRS and IFS spectra are displayed in Figure 2. MCR calculates basis spectra by
minimizing the fitting error of a given spectrum using an initial guess spectrum as the input. The
resulting MCR-generated spectral components at 340 nm are shown in Figure 3a and Figure 3b,
and are thought to represent NADH and collagen, respectively, because they are similar to their
measured IFS spectra. The spectra are similar, but not identical, as both the lineshape and
wavelength maximum of a fluorescence peak obtained from a solution of a pure component is
known to be different than that obtained from the same component in a different chemical
environment, such as tissue [Shafer-Peltier 2001]. It is expected that spectra of the fluorophores
in the tissue are broader and red-shifted than spectra of the same fluorophores as pure
components. In addition, when MCR is used to extract more than two basis spectra, the
concentration of the third spectrum is found to be negligible compared to the first two. This
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suggests that only contributions of the first two basis spectra, identified as NADH and collagen,
are significant in the breast tissue.
Figure 4 displays average IFS data from each of the pathologies encountered in this study.
Differences are observed even without a detailed analysis. The full width at half-maximum
(FWHM) is largest for IDC and then decreases for fibroadenoma, DCIS, FCC and is smallest for
normal tissue. A large FWHM possibly indicates a higher concentration of NADH.
Three different excitation wavelengths (308, 340, and 360 nm) are analyzed in order to reveal
different fluorophores that could each provide information useful to a diagnostic algorithm.
Table 1 presents an overview of fluorophores that may be present in the breast tissue and
fluoresce at particular excitation wavelengths. However, upon analysis it is discovered that some
of these fluorophores are not present at high enough levels in our samples to be detected. These
include tryptophan excited at 308 nm, elastin excited at 340 nm, and porphyrin excited at 360 nm
[Shafer-Peltier 2001].
Representative spectra of DRS and IFS collected with different excitation wavelengths are
illustrated in Figure 5. Not all of the data collected are subsequently used for analysis.
Specifically, DRS data with overall reflectance less than 1 percent are excluded because of the
inability to use this information to process the fluorescence data to obtain the intrinsic
fluorescence. Furthermore, though most of the fits are observed to be adequate, in cases of high
oxyhemoglobin concentration, the region between 660 – 750 nm fits weakly. We believe this to
be a result of the fitting procedure and is a topic that requires further investigation.
The DRS/IFS algorithm is developed using leave-one-out cross validation and logistic
regression. The desired algorithm must be able to distinguish among the 4 major pathologies.
From an examination of breast histopathology, it is known that normal breast tissue consists
mostly of adipocytes (fat) while the progression of malignancy includes an increase in the
amount of collagen.
Therefore, we expect that normal tissue can be separated from the
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remaining pathologies by the relative presence of collagen and -carotene, which is fat-soluble.
Also from histopathology, fibroadenoma displays an increased cellular density. Because the
parameter A is representative of the number of scatterers in the tissue, we expect fibroadenomas
to have a relatively high A parameter. Furthermore, we expect the NADH contribution, which is
representative of cellular metabolism, to be less than that from cancerous tissue. By maximizing
the sensitivity and specificity of each stage of the algorithm we are able to identify the diagnostic
parameters that can distinguish between pathologies in the breast tissue.
The diagnostically-relevant parameters from DRS are found to be -carotene contribution,
oxyhemoglobin hemoglobin, and the scattering A parameter.
The diagnostically-relevant
parameters from IFS are found to be the fit coefficients for NADH at 340 nm excitation and the
fit coefficients for collagen at both 340 and 360 nm excitation wavelengths. However, careful
examination of the collagen fit coefficients obtained with 340 and 360 nm excitation revealed
that only the results from one wavelength are necessary. Because of the slight difference in
wavelength between 340 nm and 360 nm, the penetration depth of the light is not sufficient to
result in different sampling volumes.
However, there is enough variation between the fit
coefficients at both wavelengths that averaging them does not provide benefit. This finding is
quite important as the number of diagnostic parameters should be minimized in order to prevent
overfitting the data set. Therefore, the diagnostic parameters from IFS are reduced to NADH
and collagen at 340 nm excitation, as NADH has maximum emission at this wavelength, as was
stated previously.
The reduced scattering coefficient, s’, is very different for different pathologies, with highest
values for IDC specimens (Figure 6).
Figure 7 shows the mean and standard deviations of the extracted diagnostic parameters. In this
plot, as expected, -carotene is found to be high in normal breast tissue. This finding agrees well
with histopathology in that normal tissue consists mostly of adipose tissue - fat cells that contain
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large amounts of lipid-soluble -carotene. It can be seen that amount of oxyhemoglobin in
cancerous specimens is higher than in the rest of the pathologies.
The DRS/IFS diagnostic algorithm is developed using logistic regression and leave-one-out cross
validation, and the analysis performed in sequential fashion. Scatter plots and decision lines for
each step of the diagnostic algorithm are depicted in Figure 8. Normal tissue is identified using
the collagen and -carotene contributions extracted from intrinsic fluorescence at 340 nm
excitation wavelength and diffuse reflectance, respectively (Figure 8a). The finding of low fit
coefficients for collagen and -carotene correlates with histopathology. After the normal tissue is
excluded, fibroadenoma is discriminated from fibrocystic change and invasive breast cancer,
using the DRS scattering parameter A and IFS NADH fit coefficient (Figure 8b). Fibrocystic
change is distinguished from invasive breast cancer using the DRS oxyhemoglobin and IFS
collagen fit coefficients at 340 nm (Figure 8c). In the latter plot, three samples (6 spectra)
classified as FCC are misdiagnosed as cancer. Two out of those three data samples are
previously misclassified as normals.
This diagnostic algorithm achieves the goal of an algorithm with contributions from both the
cells (NADH) and the stroma (collagen). However, it is unclear why the fit coefficient for
collagen and scattering parameter A should be lower for fibroadenoma than for invasive
carcinoma and fibrocystic change, or the fit coefficients for oxyhemoglobin should be higher for
an invasive breast cancer than for fibrocystic change. Currently, we are still working to
understand the physics behind those findings. A comparison of the DRS/IFS spectral diagnoses
and histopathology diagnoses is shown in Table 2. The total efficiency (correct prediction of
each of the pathologies) is 87.6% (92/105). The sensitivity and specificity for the separation of
cancerous and non-cancerous pathologies are 100% and 95.8%, respectively. All of the invasive
10
carcinomas are diagnosed correctly by DRS/IFS and only 4 normals or fibrocystic changes are
misclassified as invasive carcinoma.
This pilot study is the first from our laboratory to use diffuse reflectance and intrinsic
fluorescence spectroscopies to examine breast cancer ex vivo. This study clearly demonstrates
the potential usage of DRS/IFS as a clinical tool for breast cancer diagnosis.
Discussions and Conclusions:
We have presented the results from a pilot ex vivo study to determine the feasibility of using
diffuse reflectance and intrinsic fluorescence to distinguish different pathologies of breast tissue.
The study was performed on 25 patients undergoing mastectomy and lumpectomy at University
Hospitals of Cleveland. Our diagnostic algorithm is based on physically meaningful parameters,
which include the concentration of -carotene, oxyhemoglobin, scattering A parameter, and the
relative amounts of NADH and collagen fluorescence excited at 340 nm. A leave-one-out cross
validation was performed in order to find the best possible diagnostic algorithm to distinguish
among pathologies. The algorithm resulted in 100% and 96% sensitivity and specificity,
respectively.
The concentration of collagen, as expected, is significantly lower in normal breast tissue as
compared to the rest of the pathologies. Our results are also in agreement with the recent work of
Palmer et. al [Palmer 2006] that reports the reduced scattering coefficient is higher for malignant
tissue than for normal tissue. The concentration of oxyhemoglobin is highest for normal
specimens, but also high for specimens classified as IDC as compared to FCC and fibroadenoma
lesions. This fact provides an opportunity to distinguish IDC from FCC.
This study is based on 105 specimens that contained only 9 malignant specimens, diagnosed as
IDC. The limited number of cancerous specimens is in line with the positive identification rate
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of biopsied tumors. Our diagnostic algorithm should be validated by another ex vivo or in vivo
independent clinical study.
This study was performed at the University Hospitals of Cleveland under the National Institute
of Health funding. It was also approved by COUHES (Committee On the Use of Humans as
Experimental Subjects) of Massachusetts Institute of Technology.
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Figure 1
a)
b)
Figure 1. a) FastEEM clinical spectrophotometer. b) Schematic diagram of the distal tip of
the optical fiber probe.
15
Figure 2
b)
0.12
Reflectance
0.1
Fluorescence
a)
Data
Fit
Residual
0.08
0.06
0.04
0.02
0
-0.02
300
350
400
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wavelength, nm
700
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10
x 10
-3
Collagen
NADH
Data
8
6
4
2
0
-2
350
400
450
500
550
600
wavelength, nm
Figure 2. a) Representative DRS spectrum and fit; b) Representative IFS spectra obtained with 340
nm excitation. The original spectrum acquired from breast tissue is in blue and the contributions of
NADH (green) and collagen (black) were found via multivariate curve resolution (MCR).
16
1
basis spectrum
MCR
A
0.8
NADH
0.6
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700
Fluorescence Intensity (a.u.)
Fluorescence Intensity (a.u.)
Figure 3
1
basis spectrum
MCR
B
Collagen
0.8
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400
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Wavelength (nm)
Figure 3. Comparison of basis spectra vs. MCR components excited at 340 nm.
Basis spectra (blue); MCR (red).
17
Figure 4
1
Normal
FCC
Fibroadenoma
DICS
IDC
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Figure 4. Normalized intrinsic fluorescence
spectra of breast tissue at 340 nm excitation. Peak
at 680 nm represents second order laser peak.
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Figure 5
DRS
normal
FCC
Reflectance Intensity
Reflectance Intensity
Fibroadenoma
Reflectance Intensity
0.3
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IDC
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IFS 340
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0350
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650
700
0350
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Figure 5. Representative spectra of DRS and IFS of different excitation wavelengths for all
pathologies.
19
Figure 6
Normal
FCC
Fibroadenoma
IDC
0.35
0.3
Average  s'
0.25
0.2
0.15
0.1
0.05
0
350
400
450
500
550
600
650
700
750
Wavelength (nm)
Figure 6. Average reduced scattering coefficient
extracted, s’, from DRS for all 4 different
pathologies.
20
Figure 7
Normal
Fibrocystic Change
Fibroadenoma
Infiltrating
Ductal
Carcinoma
1.5
1
0.5
0
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
Figure 7. The mean and the standard deviation of the extracted diagnostic parameters.
1 – -carotene, 2 – Oxyhemoglobin, 3 – , 4 – NADH, 5 – Oxyhemoglobin.
21
Figure 8
500
a)
b)
180
160
350
140
140
300
120
Collagen
160
250
100
120
100
200
80
80
150
60
60
100
40
40
50
20
20
0
0
0.02
0.04
0.06
0.08
 -carotene
Normal
Rest of Diagnosis
0.1
1
1.5
2
c)
180
400
NADH
Collagen
200
200
450
0
5
10
Fibroadenoma
FCC and IDC
15
Hb
A
IDC
FCC
Figure 8. Discriminating of pathologies using parameters extracted by DRS and IFS.
22
Table 1
Excitation wavelength
308 nm
Fluorophores
340 nm
360 nm
NADH
NADH
NADH
Collagen
Collagen
Collagen
Tryptophan
Elastin
FAD
Porphyrin
Table 1. Expected fluorophores for different excitation wavelengths.
23
Table 2
Pathology
Normal
TMS
Fibrocystic
Fibroadenoma
Change
Invasive
Carcinoma
(32 samples)
(55 samples)
(9 samples)
(9 samples)
Normal
27
7
0
0
Fibrocystic Change
2
47
0
0
Fibroadenoma
0
0
9
0
Invasive Carcinoma
3
1
0
9
Table 2. Comparison of DRS/IFS and histopathologic diagnosis for ex
vivo study of fresh surgical breast biopsies. The DRS/IFS diagnostic
algorithm had an overall accuracy of 87.6% (92/105).
24
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