Living with What Is: Mindfulness-Based Treatments for Trauma Survivors A paper by Harrison Blum for “Trauma and Loss Counseling” with Professor Pat Rathbone Harvard Divinity School, Spring 2011 This paper assesses current literature on mindfulness as used in the treatment of trauma survivors. A brief introduction to trauma and mindfulness will lay the groundwork for speaking of the promise of mindfulness for ameliorating trauma symptoms and reviewing several therapeutic approaches that integrate mindfulness cultivation. Difficulties and potential dangers of wedding mindfulness and trauma treatment will also be considered. The paper will close with mention of the responsibility both therapists and meditation teachers have to be clear in their roles, and of the feminist opportunity meditation teachers have in working more directly with trauma survivors. Laying the Ground: Trauma and Mindfulness A broad and workable definition of trauma is “anything that overwhelms a person’s ability to cope and subsequently impedes their ability to function effectively.”1 The experience of trauma is dictated by a person’s response to an event rather than being intrinsic to the event itself.2 The term Posttraumatic Stress Disorder (PTSD) is commonly evoked by the word trauma. PTSD is a condition of distress persisting more than one month after the initial traumatic incident.3 It is characterized by episodes of re-experiencing qualities of the traumatic event after the fact. Those suffering from PTSD may respond to their proclivity for such Victoria M. Follette & Aditi Vijay, Clinical Handbook of Mindfulness, ed. Fabrizio Didonna (New York: Springer, 2010), 300. 2 Follette & Vijay, 301. 3 Follette & Vijay, 302. 1 1 episodes by shutting down or becoming hyper-aroused toward people, places, or activities suggestive of the original trauma incident. Shy of developing PTSD, there are a host of other trauma symptoms, from short-term increased anxiety to longterm relational repercussions.4 While certain demographics are more likely to undergo trauma, it is not just something that happens “out there;” rather, some studies suggest the average person will experience at least one traumatic event in her or his lifetime.5 Certainly not all trauma survivors are able or choose to undergo treatment. In some cases, a survivor’s resiliency and strong social support systems can be enough to bring healing. In others, recovery is not realized. Survivors who do engage in trauma therapy can expect to work toward the goals of being “in the present with no intrusion from past distressing events, no fear of that intrusion or their own affect, and the ability to function and to relate well to themselves and others.”6 One good definition of mindfulness is “awareness of present experience with acceptance.”7 It differs from other types of self-awareness in that “its mode of functioning is perceptual or ‘prereflexive,’ operating on, rather than within, thought, feeling, and other contents of consciousness.”8 Rather than being concerned with Follette & Vijay, 301-2. Follette & Vijay, 299. 6 Robin Shapiro, The Trauma Treatment Handbook: Protocols Across the Spectrum (New York: W. W. Norton & Company, 2010), 57. 7 Christopher K. Germer, Mindfulness and Psychotherapy, ed. Christopher K. Germer, Ronald D. Siegel, & Paul R. Fulton (New York: The Guilford Press, 2005), 7. 8 Kirk Warren Brown & Richard M. Ryan, “The Benefits of Being Present: Mindfulness and its Role in Psychological Well-Being, Journal of Personality and Social Psychology 84 (April 2003): 822-848. 4 5 2 ushering in any certain state, mindfulness brings an accepting curiosity to what is already here and now. Buddhist practices of meditation are one long-standing source for cultivating mindfulness, and are a significant influence on the present intersection of mindfulness and Western psychology. Buddhist mindfulness meditation, also often called insight or vipassana meditation, is a practice of fostering awareness and acceptance of present experience. An object of meditation, or anchor, is often chosen, such as the breath or bodily sensations. Other aspects of experience, such as thought and emotion, are observed and labeled but not given attention and energy to further develop. While cultivated by Buddhism, it would be misguided to say mindfulness is Buddhist. Mindfulness-Based Stress Reduction founder Jon Kabat-Zinn states “there is nothing particularly Buddhist about it…It is an inherent human capacity.”9 It is the deliberate fostering and sustaining of this capacity that Buddhist meditation and several current trauma treatments attempt. Also shaping this work are elements from “cognitive, behavioral, experiential, and psychodynamic theories.”10 Just as some survivors work through and heal their trauma symptoms without treatment, so too do some people have propensities for mindfulness without formal training. Mindfulness training, though, has been shown to correlate Jon Kabat-Zinn, “Mindfulness-Based Interventions in Context: Past, Present, and Future,” Clinical Psychology: Science and Practice 10 (June 2003): 144-156. 10 Adele M. Hayes & Greg Feldman, “Clarifying the Construction of Mindfulness in the Context of Emotion Regulation and the Process of Change in Therapy,” Clinical Psychology: Science and Practice 11 (Fall 2004): 255-262. 9 3 with increased continuity of mindfulness.11 “Mindfulness per se is not unusual; continuity of mindfulness is rare indeed.”12 Mindfulness in the Amelioration of Trauma Symptoms Increased self-awareness and self-acceptance, two common results of mindfulness practice, have been shown to reduce symptoms of trauma. The United States Department of Veteran Affairs holds that “regular mindfulness practice can lead to a greater present-centered awareness and nonjudgmental acceptance of potentially distressing cognitive and emotional states…[which are] associated with lower levels of posttraumatic stress symptoms.”13 Indeed, “noticing and contacting private experiences without judgment is a part of the path to self-acceptance, which is a fundamental issue for many trauma survivors.”14 One specific benefit of mindfulness for trauma survivors can be an increased safety in the body, as “traumatized people often are terrified of the sensations in their own bodies.”15 Encouraging awareness of the felt body with acceptance might not change how the body feels, but it can change how one relates to those feelings. Such acceptance avoids the trap of increasing overall stress caused by trying to change or control discomfort.16 Rather than control, psychological awareness and Brown & Ryan (exact page number not available). Germer, 9. 13 U.S. Department of Veteran Affairs, Potential of Mindfulness in Treating Trauma Reactions, http://www.ptsd.va.gov/professional/pages/mindful-PTSD.asp (March 2011). 14 Victoria Follette, Kathleen M. Palm, & Adria N. Pearson, “Mindfulness and Trauma: Implications for Treatment,” Journal of Rational-Emotive & Cognitive-Behavior Therapy 24 (Spring 2006): 45-61. 15 Bessel van der Kolk, “Yoga and Post-Traumatic Stress Disorder: An Interview with Bessel van der Kolk, MD,” Integral Yoga Magazine 7 (Summer 2009): 12-13. 16 Follette, Palm, & Pearson, 195. 11 12 4 flexibility are encouraged.17 Other positive results of mindfulness, as measured in one study by the Mindful Attention Awareness Scale (MAAS), can include “lower neuroticism, anxiety, depression, unpleasant affect, and negative affectivity.”18 These beneficial effects of mindfulness can in turn help trauma survivors invest in the therapeutic process and strengthen the therapeutic relationship—a central aspect of most trauma treatments. Paul Fulton, clinical psychologist and President of the Institute for Meditation and Psychotherapy, states, “It might almost be said that the relationship is the treatment.”19 Mindfulness-Based Trauma Interventions As trauma symptoms manifest in different ways, so too does trauma therapy. “The multidimensional nature of PTSD means that in clinical reality, a combination of several different approaches is often needed.”20 Many psychologists champion mindfulness training as an ideal complement to the psychotherapeutic process across these different approaches.21 Even if not directly included the therapeutic model, mindfulness exercises can be practiced at the beginning of sessions to help orient toward the work.22 In addition to the benefits already outlined for survivors, increased mindfulness of therapists can enable them to better fulfill their side of the therapeutic relationship. “The therapist offers the patient the possibility of staying Follette & Vijay, 310. Brown & Ryan. 19 Paul R. Fulton, Mindfulness and Psychotherapy, 57. 20 Bessel van der Kolk, Psychological Trauma (Washington, DC: American Psychiatric Press, Inc., 1987), xvii. 21 Shapiro, 64; Follette, Palm, & Pearson 53-6. 22 Follette, Palm, & Pearson, 204. 17 18 5 emotionally present with the therapist.”23 To offer this possibility, the therapist must herself be present. Several types of therapy do directly involve mindfulness training. Mindfulness-Based Stress Reduction incorporates mindfulness meditation and yoga, largely in the treatment of chronic pain but also for anxiety and depression—two symptoms of trauma. Mindfulness-Based Relapse Prevention teaches the practice of “urge surfing,” wherein clients practice being present with instead of acting on their urges for substance use, a common coping mechanism for trauma survivors.24 Mindfulness-Based Cognitive Therapy aims to increase awareness of and openness to thoughts and feelings with the end goal of changing them for the better.25 Dialectical Behavior Therapy (DBT) “integrates mindfulness into the treatment package as part of the skills training” toward developing “specific skill sets such as emotion regulation and distress tolerance.”26 Mindful Awareness in Body-oriented Therapy (MABT) “incorporates massage, mindfulness, and the emotional processing of psychotherapy” toward “accessing and accepting sensory and emotional awareness in the body, an important foundation for self-awareness and selfregulation in the treatment of PTSD.”27 Paired with exposure therapy, mindfulness “offers clinicians a way in which to target the avoidance that is a barrier to effective trauma therapy.”28 Janet L. Surrey, Mindfulness and Psychotherapy, 94. U.S. DVA website. 25 Follette, Palm, & Pearson, 49-50. 26 Follette, Palm, & Pearson, 55. 27 Cynthia Price et al., “Mindful Awareness in Body-Oriented Therapy for Female Veterans with PostTraumatic Stress Disorder Taking Prescription Analgesics for Chronic Pain: A Feasibility Study,” Journal of Traumatic Stress 20 (June 2007): 239-249. 28 Follette & Vijay, 309. 23 24 6 Recent case studies demonstrating the efficacy of these therapies are instructive in their suggestions, though often limited by small sample sizes. One study demonstrates mindfulness training to have reduced trauma symptoms for 15 Sri Lankan children exposed to war and the 2004 tsunami.29 Alessandra Pigni, a clinical psychologist working in the Palestinian Territories, found mindfulnessbased therapies help two women traumatized by the death of their sons to “be with their bodily experience, to infuse their practice with a sense of acceptance and gentleness, to settle and calm the mind, and develop a new relationship with their experience.”30 In the U.S. Northwest, 14 female veterans experiencing trauma symptoms were shown through MABT to gain “learning tools for relief/relaxation, increased body-mind connection, and increased trust/safety” as well as “a sense of control over their pain.”31 Also in the U.S. Northwest, 29 incarcerated trauma survivors were shown to have reduced substance use upon release within three months of taking a Vipassana meditation course in the prison (declines in other trauma-related symptoms were not observed, however).32 Difficulties and Dangers Care needs to be taken when seeking to manifest the therapeutic potential of mindfulness in the process of trauma treatment. Though “increased awareness is Claudia Catani et al., “Treating Children Traumatized by War and Tsunami: A Comparison Between Exposure Therapy and Meditation-Relaxation in North-East Sri Lanka.” BioMed Central- Psychiatry, published online: May 2009. 30 Alessandra Pigni, “A First-Person Account of Using Mindfulness as a Therapeutic Tool in the Palestinian Territories.” Springer—Science and Business Media, LLC. published online: November, 2009, 156. 31 Price (exact page number not available). 32 T. L. Simpson et al., “PTSD Symptoms, Substance Use, and Vipassana Meditation among Incarcerated Individuals.” Journal of Traumatic Stress 20 (June, 2007): 239-249. 29 7 presumed to lead to greater psychological and emotional freedom in both the psychodynamic and mindfulness traditions,” these traditions have some important differences.33 Clinical psychologist Carolyn Clement presents that “Buddhist psychology…presumes a cohesive self.”34 As opposed to Western psychology, “traditional Buddhist psychology does not include a theory of early individual development and does not encompass the vulnerabilities that result from profound disturbance in the mother-infant relationship or in formative relationships more generally.”35 While Buddhist psychology can offer useful tools for self-awareness and acceptance, it could be shortsighted to navigate through traumatic territory without pairing these tools with the developmental maps presented by Western psychology. It is also well to understand that while mindfulness can increase well being, this does not translate into a “the more the better” equation for all people. Mindfulness for trauma survivors should be taught progressively, with clientcentered assessment. “What to one person may be experienced as an opportunity for growth or transcendence, to another may be felt as a horrifying leap into the void.”36 One way to begin slowly is to start by cultivating awareness of external events, such as sound and sight.37 Walking meditation, with its focus on the sensation of the foot touching the ground, can be another appropriate technique for Paul R. Fulton & Ronald D. Siegel, Mindfulness and Psychotherapy, 35. Carolyn Clement, “The Evocation of Death Anxiety on a Meditation Retreat,” Psychoanalytic Dialogues 15, (No. 2 2005): 139-152. 35 Clement, 140. 36 Clement, 140. 37 Follette and Vijay, 313. 33 34 8 beginners.38 Some mindfulness-based therapies structure in such progression. MABT interventions have three progressive phases—body literacy, awareness, and acceptance, which are introduced over 8 one-hour sessions.39 When implementing such incremental teaching, those introducing mindfulness practices to trauma survivors still need to be prepared to trouble-shoot difficulties. Dr. Bessel van der Kolk, founding director of the Trauma Center in Boston, speaks to this in an interview about yoga for trauma survivors. “Yoga teachers need to be aware that material will come up during class and they need to be prepared at all times to help people to calm down their bodies, by working with the breath and quieting poses.”40 Robin Shapiro, author of the Trauma Treatment Handbook (2010), offers a supportive disclaimer when offering meditation instruction to a client for the first time. “This exercise works well for a lot of people. Once in a while it brings up big distressing feelings. If that happens, let me know, and we’ll do something with them.”41 Mindfulness meditation teacher Amy Schmidt and psychologist John Miller, in their article “Healing Trauma With Meditation,” offer guidance for what a therapist or mindfulness instructor might do if he or she does perceives the practice bringing up too much too soon for the client. Attention can be placed on the breath or the body, as is safest for the client. Mindfulness of the body need not include the whole body, and can be focused on one small, specific place. Such a place may be found by scanning for a place in the body that feels comfortable and safe. Practice Siegel, 190. Price. 40 van der Kolk, 2009, 13. 41 Shapiro, 59. 38 39 9 sessions can be kept short, with a “focus on balance and equanimity rather than effort and progress.”42 Painful thoughts, emotions, and feelings in the body can be touched upon in small doses, retreating back to a more comfortable object of attention when needed. With a curiosity toward such challenging moments, they can be labeled to help illumine what is actually present in the moment. Affirmations of self-love can be reflected upon as a form of self-care. Finally, at times when trauma symptoms are too overwhelming to be navigated, distraction can be used as a fallback to shift the survivor’s focus.43 The context of a meditation retreat warrants special consideration for trauma survivors. “On the one hand, it can reenact the feeling of being isolated and silenced by the perpetrator, the family, or society. But a retreat can also provide a stable and safe space in which they can begin to relax—often for the first time.”44 While meditation retreat intake forms do usually include questions about past or ongoing psychiatric treatment, there is no formula to predict who might experience an exacerbated condition during retreat. Trauma symptoms may arise gradually and their outward indicators cryptically. A survivor might first experience a general sense of panic. This could be followed by kinesthetic flashbacks related to the traumatic event. Visual flashbacks might then follow, with varying degrees of understanding on the part of the survivor. Miller and Schmidt state that “when a meditator experiences a flashback, often the intrusion of these painful memories into conscious awareness can be an indication that the meditator needs to stop John J. Miller & Amy Schmidt, “Healing Trauma With Meditation,” Tricycle 13 (Fall 2004): (exact page number not available). 43 Miller & Schmidt. 44 Miller & Schmidt. 42 10 practice and address the trauma through psychotherapy; a [meditation] teacher is usually the best person to make this determination.”45 Not all signs of struggle should be taken as harmful, however. “In a meditation retreat, much as in psychoanalysis, crises present unique opportunities for growth.”46 Indeed, an apparent worsening of symptoms can actually be part of a larger cycle from avoidance to acceptance, and then destabilization to healing.47 Again, the key is not to overwhelm the survivor with the pace of this process. As a survivor develops mindfulness skills and moves through the healing process, an important, and perhaps counter-intuitive, objective could be not to do away with all forms of judgment. While the non-judgmental awareness of mindfulness has been shown to be therapeutic in many capacities, a 2009 study of 183 traumatized police officers from a Midwestern state found that a certain degree and kind of judgment is necessary for posttraumatic growth (PTG). “PTG is defined as positive changes within a person resulting from an event that disrupts one’s view of the world…[often] manifested as a greater appreciation for life, more meaningful interpersonal relationships, and an increased sense of personal strength.”48 The study suggests that “possessing a sense of, and exerting psychological control over, the traumatic experience may facilitate meaning-making, coping, and ultimately the development of PTG,” while “acceptance without evaluation may not elicit enough Miller & Schmidt. Clement, 143 47 Steven Hayes et al. ed., Mindfulness and Acceptance: Expanding the Cognitive-Behavioral Tradition (New York: Guilford Press, 2004),159. 48 Brian A. Chopko & Robert C. Schwartz, “The Relation Between Mindfulness and Posttraumatic Growth: A Study of First Responders to Trauma-Inducing Incidents,” Journal of Mental Health Counseling 31 (October, 2009): 363-377. 45 46 11 cognitive processing of the event” to support PTG.49 Care should therefore be taken when presenting the practice of non-judgmental awareness to leave space for honoring a survivor’s belief system and ways of making meaning. As with all interventions, cultural sensitivity should be applied. Mindfulness, both its specific techniques and general inward focus, will connote different things for different people. In the case from Sri Lanka mentioned above, “meditation and relaxation” were already found to be part of the Tamil culture there.50 In the Palestinian Territories, Pigni found the women she was working with responded to mindfulness training as an enticing novelty. While the practice itself was unfamiliar to them, it did map on well to the Palestinian Arab tendency “to describe their suffering in somatic terms using metaphoric expressions.”51 In addition to Western psychologists and meditation teachers looking at how they bring mindfulness practices to other cultures, they would do well to examine how they are bringing mindfulness into their own. Andrew Olendzki, Executive Director and teacher at the Barre Center for Buddhist Studies, speaks well to this concern. The appearance and practice of mindfulness theory in Western psychotherapy is a modern instance of cultural adaptation of Buddhist psychology. The question remains whether psychotherapy, in its effort to make mindfulness useful in clinical practice, will neglect its potential for radical liberation, or whether Buddhist psychology and practice will invigorate psychotherapy with its broad conception of human potential.52 Chopko & Schwartz, (exact page number not available). Catani, (exact page number not available). 51 Pigni, 153. 52 Andrew Olendzki, Mindfulness and Psychotherapy, 261. 49 50 12 Responsibilities and Promise As overlap increases between the roles of therapist and meditation teacher, these professionals should be forthright about their intentions, techniques, and training background. This ground can be ambiguous for clinical psychologists drawing from Buddhist practices, and should be clarified as much as possible both for themselves and their clients. Christopher Germer, clinical instructor in psychology at the Harvard Medical School and Director of the Institute for Meditation and Psychotherapy, states “it cannot be overemphasized that Buddhist psychology is not a religion in the familiar, theistic sense.”53 He also suggests that psychologists using mindfulness-based interventions, specifically the editors and contributors of his work Mindfulness and Psychotherapy (2005), are more “students of Buddhist psychology and meditation rather than Buddhists.”54 While this may be the case, the distinction between studying Buddhism and being Buddhist can be subtle. A psychologist telling her patient that she is not Buddhist might be speaking her truth, but might also meditate regularly at a Buddhist center and study Buddhist texts—behaviors to an outsider that could understandably be read as being Buddhist. To the extent that faith and religious affiliation is of consequence to a survivor, articulating one’s professional role and religious identity must be done with consideration of the client’s sense of what being Buddhist means. Consideration should also be given to ensuring the path between mindfulness and trauma therapy is a two way street. Clinical psychologists are clearly being influenced by the promise of mindfulness, but are mindfulness 53 54 Germer, 12. Germer, xv. 13 meditation teachers being affected by the need for trauma therapy? Are meditation teachers branching out to teach mindfulness skills to those in the most need, and not just to those who find their way to retreat and meditation centers? Such outreach could appeal to survivors more than clinical applications, as “meditation, yoga, and martial arts instruction are not as culturally stigmatized as psychotherapy.”55 Those with the most experience offering mindfulness meditation instruction could also be the most qualified to serve as the “tip of the iceberg” teachers needed for disasterrelief work, wherein the ideal are quick trainings for disaster interventions that are “pragmatic and short to allow for a high number of affected individuals to be treated within a short time.”56 Across the circumstances calling for trauma intervention, “critical issues [are raised] about responsibility, and about the mutual obligations between victims and society.”57 Van der Kolk expounds, “This opens up the issue of human rights: Do people have the right to expect support when their own resources are inadequate, or do they have to live with their suffering and not expect any particular compensation for their pain?”58 Within human rights, the issue of women’s rights is specifically at play, as women are two times more likely than men to develop PTSD,59 “likely due to the greater exposure to violent crimes associated with severe distress.”60 As individuals known to the survivors perpetrate a high number of Shapiro, 64. Catani. 57 van der Kolk, 1987, x. 58 van der Kolk, 1987, xi. 59 Follette & Vijay, 301. 60 Price. 55 56 14 these sexual and/or violent crimes, the additional suffering and trauma of betrayal can compound this distress.61 In light of the gendered nature of trauma, stepping out of meditation and retreat centers to meet the front lines of trauma survival can be one way to answer Rita Gross’ call to manifest Buddhism After Patriarchy (1993). With a worldview that makes laudable space for gender equality but a history that betrays repeated patriarchical manifestation, Buddhism and its technologies of mindfulness would be well utilized in the healing of women suffering trauma, trauma presumably more often induced by the actions of men. Conclusion This paper discussed the practices, risk, and promise located at the intersection of mindfulness and trauma therapy. 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