Running Head: Parental Involvement and Special Education 1 Parental Involvement and Special Education: A Look at How Parental Involvement Affects Special Education Students’ Academic Achievement at the Secondary Level California State University, Long Beach Chapter I: Introduction The impact that parental involvement has on a student’s academic achievement has been a topic of recent educational research due to new federal education policies, such as No Child Left Behind (NCLB), in 2001, and the Individuals with Disabilities Education Act (IDEA), in 2004. A key aspect of NCLB is the call for an effective partnership between schools, parents and communities in order to improve the academic successes for all students (Howard & Reynolds, 2008). According to Hernandez, Harry, Newman, and Cameto (2008) the traditional model of determining eligibility, placement and services in special education is that schools make the decision and parents either agree or disagree; however, this does not meet the full collaboration encouraged by the law. Parents now have a greater role in the education that their child receives and are looked at as partners with schools in the determination and selection of services for the student. Lee and Bowen (2006) describe parent involvement as being two-fold, parent involvement at school and a parents’ educational involvement at home. The first includes activities such as attending parent-teacher conferences, volunteering at the school, and attending various programs featuring the students (e.g. school plays, athletic events). The second involves helping with homework, discussing the student’s experiences in school, providing structure for their home activities, and being aware of their schoolwork. As will be discussed later, research has shown that parental involvement in a child’s education results in a positive effect on their academic achievement. According to Graves & Wright (2011), many of the factors that influence a student’s academic achievement may not be altered, such as socioeconomic status or parental educational level, but parental involvement is a factor that can be changed. Purpose of the Study Parental Involvement and Special Education 2 Much of the past research on parental involvement has been related to general education, and little has been done to look at the impact of parental involvement on the academic outcomes of students in special education. Recent laws, such as IDEA, have promoted a collaborative approach to special education between schools and parents/guardians. However, many parents are not aware of the importance of their redefined role, what their child’s rights are, or how they may be able to provide additional support to their children. As a result, their child may be missing out on services they are eligible for, which could lead to lower educational achievements. We will look at how educating parents on their roles and what they are able to do at home, such as homework assistance, test preparation, and active involvement in the IEP process, will affect their child’s academic achievement. Additionally, much of the previous research has focused on the effectiveness of interventions in the primary grades (i.e. elementary school) and has been lacking on the effectiveness of interventions in the secondary grades (i.e. middle school and high school). Spera (2005) reports that several studies have shown that in the middle school years there is a decline in parental involvement, which highlights a need for information on effective interventions at the secondary level. We will implement interventions similar to those that have been successful in the primary grades in order to assess their effectiveness at the secondary level. Our research questions will be: 1. By educating parents on their roles and rights with the special education process, will parents become more involved in their child’s education, including the decision for their child’s placement and services? And, will that increased involvement lead to an increase in academic achievement similar to what has been shown through previous research in the general education population? 2. Can methods and strategies implemented in the elementary grades seeking to increase parent involvement be applied to secondary grades (i.e. middle school students)? If not, what does this say for future research targeting this age group? Significance of the Study Through previous research we have seen what interventions resulted in increased parental involvement for students in the general education. However, according to the U.S. Department of Education’s National Center for Education Statistics, 13.4% of students between the ages of three and 21 who are currently enrolled in public schools are receiving special education services through at least one of the 13 qualifications. With this many students receiving special education services it is imperative that they are provided the opportunities to achieve academically and it is necessary for educators to know which interventions will effectively provide those opportunities. Chapter II: Literature Review For our study, we initially sought out articles on parental involvement interventions that had been effectively implemented with parents of students who qualified for special education services. We quickly realized there has been a lack of research in the area of parental involvement for students in special education. As a result, we formulated our first research question about whether or not parental involvement would improve academic achievement of special education students. We then searched for effective interventions used in general Parental Involvement and Special Education 3 education that could be used with the special education population by searching for various keywords, including “parental involvement”, “academic achievement”, “parental engagement” and “parental involvement interventions”. As we continued our research, we realized that a majority of the information we found on effective interventions was from interventions being implemented in the elementary levels, which lead to our second research question about the effectiveness of these interventions at the secondary levels. Benefits of Parental Involvement Much of the past research has shown a positive correlation between parents who are involved in their child’s education and that child’s academic achievement. As mentioned earlier, Lee and Bowen (2006) described parental involvement as coming from both in-school situations (i.e. parent-teacher conference, volunteering in the classroom) and at-home situations (i.e. helping with homework, discussing schoolwork, providing structured activities). In 2000, Kohl, Lengua, and McMahon describe parent involvement as “containing three dimensions: (a) parentteacher contact to facilitate monitoring children’s school progress and helping them with homework, (b) parent involvement in school activities, and (c) parent involvement directly with the child at home to facilitate intellectual stimulation and school success” (as cited by Zhang, Hsu, Kowk, Benz, and Bowman-Perrott, 2011, p. 29). According to Callahan, Rademacher & Hildreth (1998), “parent participation, in conjunction with reinforcement strategies and appropriate instructional programming, may have a positive effect on factors associated with school success.” In their 2008 article, Howard and Reynolds summarize the findings of several previous studies on the effects of parental involvement: Researchers have also found that parent involvement is associated with a greater likelihood of aspiring to attend college and actually enrolling (Cabrera & Steven, 2000; Horn, 1998), as well as with higher grades (Lee, 1993; Muller & Kerbow, 1993), high eighth grade mathematics and reading achievement (Lee, 1993; Sui-Chu & Douglass, 1996), lower rates of behavioral problems (Lee, 1993), and lower likelihood of high school dropout and truancy (McNeal, 1999) (p. 83). A 2009 study by Bradshaw, Zmuda, Kellam & Ialongo looked at the long-term effects of an intervention that involved the collaboration between parents and educators in the first-grade. The results of this study were that the group of students who received the family-school partnership intervention showed significant improvements in their math performance, and marginally significant improvements in their reading performance. In other areas of achievement (i.e. high school graduation, use of special education services) the results showed areas of academic improvement, although the results were not significant. The researchers acknowledged that one of the weaknesses with their study was the number of parent training session provided (seven), which correlates with the findings of a meta-analysis by Mbwana, Terzian, & Moore (2009) which showed that effective programs to improve educational outcomes have at least 11 parent-training sessions. As we design our study and intervention, the number of parent-training sessions is an important factor that we will consider based on these articles. Factors that affect parental involvement Parental Involvement and Special Education 4 In their meta-analysis, Mbwana et al (2009) identify several factors that can have an influence on parental involvement which include the lack of a positive relationship between the parent and school teachers/administrators, work schedule conflicts, and a lack of child care and transportation. Lee and Bowen (2006) discussed that those parents whose culture and lifestyles are similar to the school’s culture are more likely to be involved at the school, and that “teachers may interpret their lack of involvement as a general lack of interest in their children’s education” (210). These are all important factors to be aware of when developing the interventions that will be used in our study. We need to ensure that the interventions used will correlate with both the home and the school culture in order to increase the implementation rates of these interventions, and we will need to include training for teachers on how to recognize various aspects of parental involvement beyond what is seen on a school campus. Howard and Reynolds (2008) found that in a group of middle-class African American parents, the importance of being informed about their child’s education and what they were eligible for had an influence on their involvement. These parents felt that if they were able to better advocate for their children that the school district took them more seriously, which resulted in the improvement of their child’s academic outcome. The parents interviewed by Howard and Reynolds reported that they became involved through participation in Parent Teacher Associations/Organizations, attending local school board meetings, and School Site Councils. Graves Jr. and Wright (2011) found that European American parents are more likely to be involved in home-based activities such as reading to their children when compared to African American parents, and that African American parents are more likely to be involved in school related activities such as volunteering at school and attending PTO meetings when compared to European American parents. Effectiveness of Interventions Several research studies have looked at and described aspects of various intervention programs that have led to improvements in academic achievements, and this information will be useful to the current research in the development of an effective intervention program to use with secondary level students. A 1993 study by Toomey (as cited by Fishel & Ramirez, 2005) that looked at over 40 studies of parental involvement showed that those studies that included a parent training component were more successful than those studies without this component. The parent training component is described as a parent being monitored and receiving guided practice in addition to the explanation and modeling of appropriate behaviors. Parent tutoring and the use of a standardized program manual are other factors that have been shown to be related to academic performance of elementary-age students (Fishel & Ramirez, 2005). In the current research, the difficulty level of some of the materials students are learning may exceed that of the parents’ knowledge which would make parent tutoring difficult to include; therefore, the researchers of the current study will focus on how parents can teach effective study habits and self-management skills to their children. In their meta-analysis, Mbwana et al (2009) looked at 67 different studies about the effects that parent involvement has on various outcomes, including educational, behavioral, substance abuse, reproductive health, health and fitness. Of those that related to educational outcomes, the researchers found several characteristics that tended to show a more positive impact on the educational outcomes of the child. These characteristics include the use of parent skills training programs (teach parenting skills such as monitoring, communication, and Parental Involvement and Special Education 5 discipline), programs that provide both parents and children the opportunity to participate in activities related to a new goal, and programs that include intervention components focused on both the child and the parent. Parental Involvement in Special Education The current literature lacks information on the effects that parental involvement has on the academic outcomes for those students that receive special education services. An article by Hernandez, Harry, Newman and Cameto (2008) looks at parental involvement through a breakdown of five factors, socioeconomic status, race/ethnicity, native language, child’s age, and the level of the child’s disability, and the parents’ satisfaction with the special education services their children receive through the Los Angeles Unified School District. The results of this survey found that the parents in the lowest SES group (household income less than $25,000) reported experiencing the most distance from the special education program (i.e. they were less likely to attend IEP meetings or receive information); however, this group was the most likely to report that their children receive sufficient services. These findings bring up the question of if these student’s really are receiving appropriate services or is it that their parents are unaware of what is available and haven’t requested additional information. This study also found that when looking at a comparison of IEP meeting attendance White parents show a significantly greater attendance rate (92.1%) than African American (84.5%) or Latino (83.5%) parents, and that parents of children with low-incidence disabilities (i.e. intellectual disability, autism) tend to be more aware and involved than parents of children with high-incidence disabilities (i.e. specific learning disability, speech/language impairment). While the current research does not take place within the Los Angeles Unified School District, these findings are beneficial in providing additional information to be aware of as the results are reviewed and analyzed. Zhang, et al. (2011) discuss the lack of research examining the relationships between parental involvement and student achievement in special education and points out that because of the critical role that parents have in the special education process it is crucial that they are involved in their child’s education. This study looked at information collected through a national database and found that involvement in school activities, including attending a general school meeting, attending a school/class event, volunteering at their child’s school, and attending a parent/teacher conference other than an IEP meeting, did not have a significant difference on academic achievement. However, the researchers did find that a parent’s involvement in home activities, such as discussing school experiences with their child or having expectations that their child will graduate from high school, had a positive effect on academic achievement. Conclusion Through the research, we have found a significant amount of data to support the overall positive effect that parental involvement has on students’ academic achievement. We have also been able to identify factors from both successful and unsuccessful interventions implemented in these past studies and will take these into consideration with the current research. The efforts of the present study are to contribute findings on the effects of parental involvement in special education at the secondary level to the parental involvement literature, which has been identified as an area that has not been the subject of past research. Parental Involvement and Special Education 6 The questions that the current study seeks to answer are: (a) by educating parents of special education children on their rights, will they become more involved in their child’s education, and will that increased involvement lead to an improvement in academic achievement?; and (b) will intervention methods and strategies used to increase parent involvement be effective when applied to secondary grades? Based on the findings of Howard and Reynolds (2008) about parents becoming more involved in their child’s education once they became aware of the impact it can have on the services they receive, we expect to find that as parent’s are given more information on their roles and rights they will become more involved in their child’s education process. Due to the findings from Zhang, et al. (2011), we predict that this increase in parental involvement from parents of children receiving special education services will lead to a positive effect on the students’ academic achievement. By combining the information from Mbwana et al (2009) and the findings from Fishel and Ramirez (2005), we have developed interventions that we believe will be effective among the secondary levels and will result in an improvement of students’ academic achievement. Chapter III: Methodology Procedure Our study seeks to measure the effects of a program targeting two variables: teacherparent communication and parent involvement in their child’s education. Increasing the frequency of these variables is expected to increase student academic achievement. For this study, teacher-parent communication is operationally defined as number of teacher-initiated communication attempts with parents via email, phone, in person, conferences, and meetings (excluding IEP meetings, since they are mandatory by law and not teacher-initiated). It also includes teacher response to parent-initiated communication attempts. These are measured through weekly surveys to be filled out by the teacher that measure the same target communication attempts (see Appendix A). Parent involvement will be defined as amount of time monitoring school work and teaching school work strategies, number of conversations with children about school, and number of communication attempts with teacher or school staff. This will be measured through weekly surveys filled out by parents measuring the same target communication attempts each week (see Appendix B). Student achievement will be measured through attendance (number of days absent from school, including half days, and tardiness), grades (homework assignment grades and test grades), assignment completion (number of zeros received for missing assignments), and time spent working on school outside of class. Attendance and grade information will be obtained from the schools directly; time working on school outside of class will be measured through parent report surveys. This study is a repeated-measures design. Our baseline, pretest measures will serve as the control in this study. The parent and teacher report surveys will be administered one week prior to the first intervention meeting. Records reviews will be conducted on student achievement levels in the month prior to the first intervention meeting to set a baseline for the students. Parent and teacher report surveys will be administered every week to monitor program effects; each parent and teacher participant will choose to receive the survey via email or postal mail. The final data collection will occur the week after the last parent intervention meeting. The intervention program will involve 15 total training sessions: 7 parent-only sessions, 4 teacher-only sessions, 3 parent-teacher sessions, and 1 parent-child-teacher session. Intervention materials will come from The Parent Institute line of publications, which is a division of NIS, Parental Involvement and Special Education 7 Inc. The Parent Institute is dedicated to providing products for parents and schools with the goal of increasing parent involvement. The company is nonpartisan, is not related to any religious groups, and does not support one theory or pedagogical philosophy. The Parent Institute does not accept money from outside resources (i.e. grants, government funding, contracts) as they fund their research through their product sales. Their panel of highly experienced education professionals uses the latest, strongest research to support and create their products. Presentation materials were used from The Parent Institute because of the strong research base in creating the materials and the kits are all-inclusive (i.e. presentations, scripts, and handouts) which allows for standardization of training sessions. The kits selected for training sessions include: The Complete Toolkit on Parent Involvement: An evaluation and solution resource for school leaders (intended audience is school staff, this kit will be used with teacher sessions) Attendance Matters! Engaging parents, students, and staff in your attendance campaign (will be used in the parent-teacher-student session) Ways Busy Parents Can Help Children Succeed in School (parent sessions 1-2) Moving Right Along: Engaging parents for student success in the middle grades (parent sessions 3-4) Ways Busy Parents Can Help Children Succeed on Standardized Tests (parent session 5) The Self Discipline Pack (parent session 6) The Motivation Pack (parent session 7) The kits were selected based on topics covered and their relevancy to involvement and academic success, according to our research review. Additionally, minimal training is needed to implement the programs, as they are scripted and have prepared presentations. Each training session will last approximately one and a half hours, and will include a problem-solving component to focus on difficulties using the new strategies (15 minutes), a review of previous strategies (15 minutes), presentation and practice/modeling of new strategies (60 minutes), and the session will end with opportunities for questions/feedback. Sessions will take place once a week across 11 weeks and will be on school property during the afterschool hours Subjects Participants were selected through a combination of cluster and volunteer sampling of middle school students receiving special education services through the Long Beach Unified School District. LBUSD was chosen because it is a diverse district in terms of SES and ethnicity, and for the long-standing relationship between LBUSD and CSULB. We compiled a list of middle schools in Long Beach Unified School District which offered special education services. From that list, we randomly selected 3 schools and then randomly selected two Resource Specialist Program (RSP) classes. We sent letters to the parents of the six selected classes requesting participation in the program. A total of 36 parent-child pairs agreed to participate. Our sample includes 11 Latino families, 10 Caucasian families, 8 African American families, and 7 Asian/ Pacific Islander families. The students range in age from 10-13; there are 21 male students and 15 female students in our sample. Among the parents participating, 22 are mothers, 5 are fathers, 5 are step-parents, and 4 are grandparent guardians. Instrumentation Our surveys target the specific operational definition of our variables. It is not feasible, both financially and ethically, to gather measures of parent involvement, amount of time spent working with a child, discussions with a child, etc. through observation. Other studies have Parental Involvement and Special Education 8 targeted a different array of aspects of parent involvement and would not cover the scope of our study, making it necessary to create our own data measurements. The first phase of our study will serve as a pilot study to determine the validity and reliability of the surveys. Our training sessions target specific areas which contribute to levels of parent involvement as supported by research. The program goals are to increase academic achievement by increasing involvement and engagement behaviors at home. The Parent Institute conducts research and tests their kits using strong experimental methods, which support the validity of the kits. The kits are reliable as they are scripted presentation sessions. Data Analysis We will be using a two-way ANOVA, which is used with one interval level dependent variable (student achievement) and two nominal level independent variables (parent-teacher communication and parent involvement). Parent-teacher scales and parent involvement scales will be scored as nominal level groups. The teacher response surveys will be grouped into two categories based on number of attempted communications and response to communications: 0-1 attempts is low, 2 or more attempts is high. Parent involvement data will be grouped into low, average, or high based on composite scores from the parent surveys. Appendix A Parent Survey Please respond to questions according to what you did THIS WEEK (Monday-Friday). Thank you! 1. How many hours did you spend monitoring school work (e.g. reviewing scheduled assignments, checking for completion of assignments due, checking that child has spent time doing homework or studying) a. None (0 hours) b. Less than one hour c. 1-2 hours d. 3-4 hours e. 4+ hours What monitoring strategies did you use? 2. How many hours did you spend teaching your child school work strategies (e.g. creating a homework schedule, creating a study schedule, backpack organization)? a. None (0 hours) b. Less than one hour c. 1-2 hours d. 3-4 hours e. 4+ hours What school work strategies did you teach? Parental Involvement and Special Education 3. How many conversations (i.e. at least a 10 minute discussion) did you and your child have about school (e.g. what happened that day, what is happening this semester, future plans, future goals)? a. None (0) b. One conversation c. 2-3 conversations d. 4+ conversations Please describe what you and your child discussed: 4. How many hours did your child spend on school work outside of class? a. None (0 hours) b. 1-2 hours c. 3-4 hours d. 5+ hours 5. How many times did you attempt to contact your child’s teacher (e.g. send an email, make a phone call, send a letter, have a meeting)? a. Never (0 attempts) b. Once (1 attempts) c. A few (2-3 attempts) d. Often (3 or more attempts) Questions? Comments? Clarifications? Appendix B Teacher Survey Please respond to questions according to what you did THIS WEEK (Monday-Friday). Questions are specifically related to the RSP parents participating in our intervention program. Thank you! 1) How many times did you attempt to contact a parent (e.g. send an email, make a phone call, send a letter, have a meeting)? a. Never (0 attempts) b. Once (1 attempts) c. A few (2-5 attempts) d. Often (5 or more attempts) 2) How many times did a parent attempt to contact you (e.g. send an email, make a phone call, send a letter, have a meeting)? a. Never (0 attempts) b. Once (1 attempts) 9 Parental Involvement and Special Education 10 c. A few (2-5 attempts) d. Often (5 or more attempts) 3) How many times did you respond to parent attempts to contact you (e.g. responded to an email, answered their phone call, returned a missed phone call, respond to a letter, schedule a meeting)? a. Never (0 attempts) b. Once (1 attempts) c. A few (2-5 attempts) d. Often (5 or more attempts) Comments? Questions? Clarifications? References Bradshaw, C. P., Zmuda, J. H., Kellam, S. G., & Ialongo, N.S. (2009). Longitudinal Impact of Two Universal Preventive Interventions in First Grade on Educational Outcomes in High School. Journal of Educational Psychology, 101 (4), 926-937. Callahan, K., Rademacher, J.A., & Hildreth, B.L. (1998). The Effect of Parent Participation in Strategies to Improve the Homework Performance of Students Who Are At Risk. Remedial and Special Education, 19 (3), 131-141. Fishel, M. & Ramirez, L. (2005). Evidence-Based Parent Involvement Interventions with School-Aged Children. School Psychology Quarterly, 20 (4), 371-402. Graves Jr., S.L. & Wright, L.B. (2011). Parent Involvement at School Entry: A National Examination of Group Differences and Achievement. School Psychology International, 32 (1), 35-48. Hernandez, J.E., Harry, B., Newman, L. & Cameto, R. (2008). Survey of Family Involvement in and Satisfaction With the Los Angeles Unified School District Special Education Processes. Journal of Special Education Leadership, 21 (2), 84-93. Howard, T.C. & Reynolds, R. (2008). Examining Parent Involvement in Reversing the Underachievement of African American Students in Middle-Class Schools. Educational Foundations, 22 (1-2), 79-98. Lee, J. & Bowen, N.K. (2006). Parent Involvement, Cultural Capital, and the Achievement Gap Among Elementary School Children. American Educational Research Journal, 43 (2), 193-218. Mbwana, K., Terzian, M., & Moore, K.A. (2009). What Works for Parent Involvement Programs for Children: Lessons from Experimental Evaluations of Social Interventions. Fact Sheet. Publication #2009-47. Child Trends. Spera, C. (2005). A Review of the Relationship Among Parenting Practices, Parenting Styles, and Adolescent School Achievement. Educational Psychology Review, 17 (2), 125-146. Parental Involvement and Special Education 11 U.S. Department of Education: National Center for Education Statistics. (2009). Digest of Education Statistics: 2009. Retrieved from http://nces.ed.gov/programs/digest/d09/index.asp Wherry, J. H. (2011). NIS, Inc. Certification of Research-Based Publications. Retrieved from http://www.parent-institute.com/educator/products/research-certification.php. Zhang, D., Hsu, H., Kwok, O., Benz, M., & Bowman-Perrott, L. (2011). The Impact of BasicLevel Parent Engagements on Student Achievement: Patterns Associated with Race/Ethnicity and Socioeconomic Status (SES). Journal of Disability Policy Studies, 22 (1), 28-39.