Columbia University Analysis for the Scaling Up Nutrition (SUN) Secretariat Simulating Potential of Nutrition Sensitive Investments Slide Deck to Accompany the Technical Report January 2014 The Lives Saved Tool (LiST) Visualizer Five outcome areas, intermediary to stunting, served as key starting point for our study Lancet, 2013 FAMILY PLANNING Source: http://list.cherg.org/ MATERNAL NUTRITION Theoretical Framework Nutrition Sensitive Sector Literature Review And Modeling Education Social Protection Agriculture Predictors Exclusive Breastfeeding Health Environment and Water Outcome Areas 1.Selected outcomes delivered through nutrition sensitive channels for literature search. 2.Used data available at the national level to model associations of outcomes with contextual factors. 3.Used data available at the national level and in the literature review to model associations of interventions with outcomes. [EBF for 0-6 months} Complementary Feeding [minimum acceptable diet] Maternal Nutrition [low birth weight and dietary patterns] Family Planning [Contraceptive use] Diarrhea incidence [diarrhea rate] Strong or Weak Associations for decision making Public Health Model: Theoretical Framework Nutrition Sensitive Sector Contextual Factors GNI per capita Adult literacy rate Interventions/ Delivery Channels Peer counseling Commercial packets Facility based education Maternal education Health professional training Supplement provision Adolescent birth rate Public Health Female labor participation Sec. School Enrollment Maternity leave Community Health Workers School promotion Media campaign Outcome Areas Exclusive Breastfeeding [EBF for 0-6 months} Complementary Feeding [minimum acceptable diet] Family Planning [Contraceptive use] Done by LIST: Iron/ Folic Acid Supplementation Multiple Micronutrient Supp Calcium Supplementation Balanced Energy Protein Supp Predictors Maternal Nutrition [Low-birth weight] Strong or Weak Associations for decision making Environment Model: Theoretical Framework Nutrition Sensitive Sector Environment and Water Contextual Factors Interventions/ Delivery Channels Promotion of access to water and sanitation % Rural Population Adult Literacy Rates Vaccination Rates Safety of complementary foods Outcome Areas Reduced diarrhea [diarrhea rate] Predictors Strong or Weak Associations for decision making Agriculture Model: Theoretical framework Nutrition Sensitive Sector Agriculture Contextual factors Agricultural Investments Economic setting and agricultural role in society • GNI per capita • GINI index • % rural population • % Ag value added • % Ag employment Health setting • Life expectancy • # physicians per 1000 Gender • Girls/boys ratio in secondary school Education • Literacy Inputs • Ag biodiversity • Fertilizer • Land available for agriculture • Water available for agriculture • Mechanization Rural Infrastructure • Irrigation • Crop storage facilities • Road infrastructure • Port infrastructure • Mobile network Institutions and governance • Access to finance • Policy and legal framework • Accountability and transparancy • Allocation of pub resources Markets • Ag imports and exports • Ag import tarifs Research • Ag R&D Outcome areas Predictors Maternal nutrition [low birth weight; dietary patterns: % energy from non staples, calories per capita, micronutrient availability] Complementary feeding (minimum acceptable diet) Strong or Weak Associations for decision making Public Health and Environment: Methodology We investigate the estimated effect of interventions in these two sectors on the following key outcomes: exclusive breastfeeding, complementary feeding, maternal diet and family planning (public health sector), and promotion of access to improved water and sanitation (environment and water sector). Contextual models we used country level data from The State of World Children (SOWC) 2013 report, and most recent data available from International Labor Organization, World Bank or other sources . The available data ranges from period 2006-2010 for adolescent birth rate to year 2011 for vaccination data. we ran cross country multiple regression analysis with 1000 simulations to investigate the predictors of the outcome measures. We estimated the 95% confidence interval Intervention models: Interventions in these two sectors were assessed via meta-analysis, as following: we conducted an extensive literature review on intervention impacts on the following outcome measures: exclusive breastfeeding, minimum acceptable diet, contraceptive use, percent of low births and diarrhea rate. we selected relevant studies and formatted the results as needed for meta regressions we estimated the pooled relative risks (RR) and their respective confidence intervals (CI) using a restricted maximum likelihood estimator (REML) on a random effect model. The pooled estimates were calculated using the natural logarithms of the RRs and their standard errors from the individual studies. we explored sources of heterogeneity using sub-group analysis. The sub-groups (moderators) were identified based on participant or study characteristics. For moderators that were not systematically available at the study level, we used country level data that was matched to the country of the study. Significant moderator were identified using contextual models – described below. Agriculture model: Methodology We focused on two intermediary outcome areas for the agriculture model including: maternal nutrition and complementary feeding. For both outcome areas, we developed a national-level contextual model that allows us to identify associations rather than causal relationships between agricultural and nutrition variables. Quantitative model: National level data from seven publicly available databases were collated and organized to populate the model integrating agriculture (FAO, IFAD, EIU), socio-economic (World Bank), human nutrition and health (WHO NILS, WHO IYCF) data using the country as the unit we first identified model indicators for maternal nutrition and complementary feeding that are significantly related to stunting, while controlling for income level Starting from these results we fit the agricultural factors into multivariate regressions against each of these indicators while taking into account a set of contextual factors Additional literature review: Starting from the results of the quantitative model, we revisited the literature to identify specific programs/ interventions and delivery channels that contribute to the implementation of the agricultural investments that were identified as significantly related to nutrition specific indicators. Public Health Model: Results Contextual model Adolesc ent birth rate GNI per capita 0.28*** [0.07,0.71] -0.10 [-0.21,0.03] 8.60*** [0.022,3295] 0.01*** [0.0001, 1.84] -0.56** [-0.90,-0.19] Exclusive Breastfeeding Complementary Feeding Maternal Nutrition [EBF for 0-6 months} [Minimum acceptable diet] [Low-birth weight] 0.24* [0.004, 0.48] -6.13** [-10.79,1.60] Female to male labor participati on * maternity leave Adult literacy: females as a % of males African -17.90* [-32.16, -3.39] Asian -14.41* [-28.89, 1.09] Secondary school enrollment female/mal e ratio % urban -64.31*** Asian 19.10*, [-95.5,-35.0] [0.64, 37.66] Mixed 24.59* Female [4.98, 44.50] to male labor participa tion Ethnicity Latino/Hispanic 12.46* ,95% CI [1.48, 23.75] -0.18* [0.02,0.33] 0.47*** [0.26,0.69] Family Planning [Contraceptive use] 0.21** [0.09,0.34] Access to improved rural sanitatio n Public Health Model: Results Intervention model EBF Exclusive Breastfeeding [EBF for 0-6 months} RR 2.46*** RR 1.33*** RR 1.55*** Facility based education Non provision of commercial packets Peer counseling Contextual factors influencing the intervention effect Duratio n of BF Adult literacy rate % rural populat ion Materni ty leave Female labor particip ation Adolesc ent birth rate For interpretation: Relative Risk (RR) = 1 indicates that the outcome in intervention and control groups are equally likely to occur; RR<1 outcome in intervention is less likely to occur compared with control; RR>1 outcome in intervention is more likely to occur compared with RR>control. E.g. RR 0.6 is usually interpreted in the following way (exp for RR=0.6). (1-0.6)*100=40%, the outcome in intervention is 40% less likely to occur. If RR is 1.5, the outcome is 1.5 times more likely to occur in the intervention compared with control (or 50% increased risk. Results of meta-regressions for the effect of peer counseling on exclusive breastfeeding in randomized controlled trials and quasi-experimental studies Covariate Duration of breastfeeding (study) 3 months or less 4 to 6 months Adult literacy rate, female as % of male (country) <80 >=80 Rural population, % (country) <=30 >30 Maternity leave, # of weeks (country) <=12 13 to 20 >20 Female labor participation rate (%) (country) <40 >=40 Adolescent birth rate (%) <=60 >60 No. of observations* RR (95% CI) p-value 36 26 1.84 (1.44 to 2.35) 3.82 (2.80 to 5.22) <0.0001 <0.0001 13 36 3.09 (1.94 to 4.92) 2.61 (1.96 to 3.48) <0.0001 <0.0001 41 21 2.24 (1.72 to 2.92) 2.89 (2.04 to 4.10) <0.0001 <0.0001 19 34 9 2.79 (1.93 to 4.02) 2.63 (2.00 to 3.47) 1.38 (0.80 to 2.38) <0.0001 <0.0001 0.2462 16 46 3.99 (2.63 to 6.03) 2.11 (1.69 to 2.64) <0.0001 <0.0001 53 9 2.61 (2.07 to 3.29) 1.81 (1.06 to 3.07) <0.0001 0.0286 Results of meta-regressions for the effect of facility based education on exclusive breastfeeding in randomized controlled trials and quasi-experimental studies No. of RR (95% CI) observations* p-value 10 1.60 (1.28 to 2.01) <0.0001 4 to 6 months 9 Adult literacy rate, female as % of male (country) <80 4 1.56 (1.20 to 2.04) 0.001 1.98 (1.33 to 2.95) 0.0008 >=80 7 2.09 (1.58 to 2.77) <0.0001 <=30 13 1.33 (1.11 to 1.59) 0.0016 >30 7 2.05 (1.60 to 2.63) <0.0001 <=12 10 1.27 (1.05 to 1.54) 0.0136 13 to 20 9 2.07 (1.66 to 2.58) <0.0001 >20 1 Female labor participation rate (%) (country) <40 5 1.12 (0.63 to 2.00) 0.6974 2.24 (1.63 to 3.08) <0.0001 >=40 15 1.39 (1.16 to 1.65) 0.0002 <=60 14 1.43 (1.19 to 1.71) <0.0001 >60 6 1.89 (1.42 to 2.51) <0.0001 Covariate Duration of breastfeeding (study) 3 months or less Rural population, % (country) Maternity leave, # of weeks (country) Adolescent birth rate (%) Public Health Model: Results Intervention model Family planning Family Planning [Contraceptive use] RR 1.15* School promotion, media campaign, communitybased education Environment model: Results Contextual model Diarrhea treatment [% treatment with ORS] 0.31* [0.07, 0.56] Adult literacy rate: females as % of males 0.34* [0.03, 0.68] Vaccinati on rate Environment Model: Results Intervention model Diarrhea incidence [Diarrhea rate] RR 0.76*** RR 0.71** Hand washing Water treatment Contextual factors controlled for Adult literacy % rural populat ion Vaccina tion rate GNI per capita Agriculture Model Identification of model indicators for nutrition-related intermediary outcomes Stunting Adj R2 0.84 Dietary patterns (proxy for maternal nutrition) % Energy from non Calories per staples in capita supply (-6.86***) (-4.75***) Fe availability from animalproducts (-4.15*) Adj R2 0.73 Low-birth weight (proxy for maternal nutrition) % Low-birth weight (2.82***) Adj R2 0.43 % energy from non staples in national food supply significantly related to % low birth weight (-1.91**) CONTEXT- SPECIFICITY Log GNI per capita Adj R2 0.32 Complementary feeding % Minimum acceptable diet (-6.51***) Adj R2 0.63 Fe availability from animal based products significantly related to % minimum acceptable diet (9.93*) Agriculture Model Agricultural investments related to dietary patterns Dietary patterns (proxy for maternal nutrition) % Energy from non staples in supply Calories per capita -0.34 ** 6.88*** to -1.81 dependent on income level % Energy from non staples in production Fe availability from animalproducts -0.39 *** 0.14** 0.48** Access to finance for farmers # tractors per land unit Fertilizer use per land unit 0.47** 0.15** % land for agriculture Contextual factors influencing outcomes Log GNI per capita Road infrastruct ure Exports as % of GDP Ag R&D as % of GDP -0.48 ** Ag import tariffs Agriculture Model Supply diversity as a function of production diversity The relationship between food supply diversity and food production diversity depends on the income level of a country. For low-income countries the diversity of agricultural goods produced by a country is a strong predictor for food supply diversity; for middle- and high-income countries national income and trade are better predictors. Agriculture Model Agricultural investments related to complementary feeding Complementary feeding % Minimum acceptable diet 9.02* 9.93* Fe availability from animalproducts -4.85* 0.47** % Energy from non staples in production % land for agriculture Ag R&D as % of GDP Contextual factors influencing outcomes Log GNI per capita Exports as % of GDP -0.48 ** Ag import tariffs Summary Table of Model Results Intervention Outcome Impact Peer counselling EBF The likelihood of EBF is 2.46 higher for mothers who received peer counseling than for mothers who weren’t counseled (95% CI: 1.99 to 3.04, p<0.001). Facility based promotion EBF The likelihood of EBF is 1.55 times higher for mothers receiving the facility based intervention than for mothers who didn’t (95% CI: 1.31 to 1.84, p<0.001). Commercial packets of infant formula EBF The likelihood of EBF for mothers who were not given commercial packets is 1.34 higher than for mothers who received the packets (95% CI: 1.12 to 1.59, p=0.0011). Combined health interventions (minus mass media campaigns which was assessed qualitatively) EBF The results show that the likelihood of exclusive breastfeeding for mothers that received the public health interventions is 2.02 higher than mothers who did not (95% CI: 1.74 to 2.34, p<0.001) Summary Table of Model Results Intervention Outcome Impact Family Planning Promotion Contraceptive Use Contraceptive use for participants who were exposed to school promotions, media campaigns and community based education is 1.16 higher than for the control groups (95% CI: 1.01 to 1.35, p<0.0425). Hand washing Diarrhea rates The likelihood of diarrhea for those who were exposed to hand washing interventions is 24% less likely than for those in the control group (RR= 0.76% CI: 0.62 to 0.93, p=0.0074) Water treatment Diarrhea rates The likelihood of diarrhea those who were exposed to water treatment intervention is 29% less likely than for those in control group (RR= 0.7073% CI: 0.56 to 0.90, p=0.0043). Summary Table of Model Results Investment Examples specific interventions Outcome Association Agricultural diversification Promotion of animal-based products, homegardens, irrigation, legume intercropping, agro-forestry Dietary patterns Complementary feeding Increased food supply diversity in low-income countries Potential trade-off with calories available per capita Increased % of children meeting minimum acceptable diet Agricultural intensification Increased fertilizer use per land unit (e.g. subsidy program) Increased number of tractors per land unit Dietary patterns Increased amount of calories available per capita Potential trade-off with food supply diversity Agricultural extensification Increased % land for agriculture Dietary patterns Complementary feeding Increased amount of calories available per capita Potential trade-off with % children meeting minimum acceptable diet Rural development Increased access to finance for farmers (e.g. microcredits) Road infrastructure Dietary patterns Increased food supply diversity Trade policies/ strategies Ag import tariffs Export crops Dietary patterns Potential trade-off with food supply diversity and micronutrient availability Ag R&D e.g. biofortification, livestock health programs Dietary patterns Complementary feeding Increased micronutrient availability Implications • • • • • • • With limited evidence, the evidence at hand suggests that public health, environment and agriculture investments could support nutrition specific interventions that address undernutrition. A country’s contextual factors (relating to income, social, education and governance) are important to consider in their impact on nutrition outcomes with nutrition sensitive approaches. Examining agriculture through large scale investments, rather than nutrition interventions, can provide insight for MoA on impact for nutrition, indirectly. Alternative delivery channels for public health and environment, through marketing, commercialization, food safety, and social protection, are less clear in their evidence of impact. Evidence published in the literature remains scant and varied for nutrition sensitive interventions, and more implementation science should be published. Using a quantitative statistical simulation model can only go so far as with the current literature and data. This has resulted in some interesting insights but unfortunately it is not a tool that is user friendly for countries looking to scale up nutrition. Costing tools and perhaps game tools could provide an entry point for decision making in which this quantitative modeling could be used as a first step resource. Schematic Summary of Findings SOCIAL PROTECTION Conditional cash transfers Exclusive breastfeedin g PUBLIC HEALTH Peer counseling Facility-based education Non provision of commercial packages Maternal counseling Health worker training School promotion Media campaigns Community-based education Complement ary feeding (LiST results) Maternal Nutrition Diarrhea incidence Family planning ENVIRONMENT AND WATER Water treatment, Handwashing Food safety measures CONTEXT- SPECIFICITY Income, Education, Urbanization, Geographic Location, Employment Policy, AGRICULTURE Agriculture diversification - Animal products - Homegardens - Legumes - Agroforestry - Small scale irrigation Access to Finance Fertilizer use Agriculture research and development - Biofortification Rural infrastructure Women empowerment