US Army Research Institute of Environmental Medicine
Medicine and Work Performance at
High Altitude
Stephen R. Muza, Ph.D.
U.S. Army Research Institute of Environmental Medicine
Natick, MA, USA 01760
The opinions or assertions contained herein are the private views of the author(s) and are not to be construed as official or as reflecting the views of the Army or the Department of Defense.
US Army Research Institute of Environmental Medicine
Overview
1. Biophysics of the Altitude Environment
2. Altitude Acclimatization:
Key Physiological Adaptations
Time-Course
3. High Altitude Stress:
Medical Problems - Altitude Illness
Performance – Physical & Neuropsychological
US Army Research Institute of Environmental Medicine
Easy Access to High Altitude Creates a Health and Performance Problem
Colorado Collegiate Range
5000
4000
3000
2000
1000
0
DEN
Camp 1
Camp 2
Camp 3 Camp 4
RDU
0 20 40 60 80
ELAPSED TIME (hr)
100 120
US Army Research Institute of Environmental Medicine
9000
8000
7000
6000
5000
4000
3000
2000
1000
0
20
Biophysics of High Altitude
Mt. Everest, Nepal
Mt. Mckinley, AK
30000
25000
20000
Pikes Peak, CO
15000
Leadville, CO 10000
Colorado Spgs, CO
Salt Lake City, UT
5000
Boston, MA
160
0
40 60 80 100 120 140
Inspired Oxygen Partial Pressure (mmHg)
Human Performance Physiology and Environmental Medicine at Terrestrial Extremes, 1988
Medical Aspects of Harsh Environments, 2002
US Army Research Institute of Environmental Medicine
Biophysics of High Altitude
100
80
60
40
20
0
0
Sea Level
1850 m (Colorado Spgs, CO)
4300 m (Pikes Peak, CO)
SL: CaO
2
= 19.6 ml O
2
%
1850 m: CaO
2
= 19.2 ml O
2
%
4300 m: CaO
2
= 16.5 ml O
2
%
20 40 60 80 100 120 140
PaO
2
(mmHg)
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High Altitude Stress:
Impact on Low Altitude Residents
• Decreased Physical Performance (>1,200 m)
• Risk of Altitude Sickness (>2,400 m)
• Decreased Neuropsychological Performances (>2,400 m)
Medical Aspects of Harsh Environments , 2002
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PIO
2
High Altitude Stress:
Acute Physiological Responses
PAO
2
PaO
2
Disruption in Homeostasis
• Increased alveolar ventilation
• Increased heart rate, and cardiac output
• Peripheral vasodilation
• Pulmonary arterial vasoconstriction
• Increased 2,3-diphosphoglycerate
• Increased epinephrine release from adrenal medulla
• Increased HIF-1 a up regulates >100 genes: EPO, VEGF, HSP(s)
• ???
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High Altitude Stress:
Acute Physiological Responses: HIF Target Genes
Bernhardt, W.M. et al 2007
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High Altitude Stress:
<1% of All Genes Changed Over Acclimatization
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High Altitude Stress:
Acute Physiological Responses
PIO
2
PAO
2
PaO
2
Disruption in Homeostasis e.g.: Increased Alveolar Ventilation Causes Respiratory Alkalosis
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High Altitude Stress:
Summary of Acute Physiological State
PIO
2
PAO
2
PaO
2
Disruption in Homeostasis
• Systemic hypoxia
• Respiratory alkalosis (disrupted acid-base balance)
• Orthostatic intolerant (light-headed, syncope)
• Pulmonary arterial hypertension (impaired gas exchange)
• Altered body fluid regulation: vascular space is leaking, some tissues develop edema
• ???
Table 2 –4
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Altitude Acclimatization
A series of physiological adjustments that compensate for the reduction in ambient oxygen, and restores homeostasis
Benefits of Acclimatization:
• Restored Mental Performance: 1-2 Days
• Decreased Susceptibility to Altitude Illness: 2-5 Days
• Improved Sleep Quality: 5-7 Days
• Improved Physical Work Performance: 5-14 Days
• Overall, improved Resilience
Table 2 –4
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Altitude Acclimatization
Summary of major physiological adaptations characteristic of altitude acclimatization
Increase Oxygen Delivery
Increased Ventilation: Raises partial pressure of arterial O
2
(PO
2
) and arterial oxyhemoglobin saturation (SaO
2
)
Decreased Plasma Volume: Raises arterial O
2 content via increased hemoglobin concentration [Hb]
Increased 2,3-diphosphoglycerate and Renal
Bicarbonate Excretion: Promotes O
2 unloading from hemoglobin
Increased Sympathetic Activity: Sustains blood flow and blood pressure
Erythropoietin Mediated Increase in Red
Blood Cell Mass: Raises arterial O
2 content
Increase Oxygen Utilization
Increased Tissue Extraction of O
2
Capillary Blood from
Increased Carbohydrate Transport and
Utilization
Hypoxia-Inducible Factor (HIF)-Mediated
Increased Oxidative Enzyme Function
Table 2 –4
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Time Course of Altitude Acclimatization
Table 2 –4
US Army Research Institute of Environmental Medicine
Altitude Acclimatization
Summary of major physiological adaptations characteristic of altitude acclimatization
Increase Oxygen Delivery
Increased Ventilation: Raises partial pressure of arterial O
2
(PO
2
) and arterial oxyhemoglobin saturation (SaO
2
)
Decreased Plasma Volume: Raises arterial O
2 content via increased hemoglobin concentration [Hb]
Increased 2,3-diphosphoglycerate and Renal
Bicarbonate Excretion: Promotes O
2 unloading from hemoglobin
Increased Sympathetic Activity: Sustains blood flow and blood pressure
Erythropoietin Mediated Increase in Red
Blood Cell Mass: Raises arterial O
2 content
Increase Oxygen Utilization
Increased Tissue Extraction of O
2
Capillary Blood from
Increased Carbohydrate Transport and
Utilization
Hypoxia-Inducible Factor (HIF)-Mediated
Increased Oxidative Enzyme Function
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Altitude Acclimatization
Ventilatory Acclimatization:
Increased Hypoxic Ventilatory Response (HVR)
Decreased PaCO
2 set point
Near normalization of pHa
Compensated Respiratory Alkalosis
Elevated PaO
2
, SaO
2
, and CaO
2
44
42
40
38
36
34
32
30
28
26
22 Women
37 Men
SL 1 2 3 4 5 7
Altitude Exposure (days)
10
100
95
90
22 Women (Muza et al. 2001)
37 Men (Reeves et al. 1993)
85
80
75
SL 1 2 3 4 5 7 10 12
4,300 m Altitude Exposure (days)
19
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Altitude Acclimatization
Hematological Acclimatization:
Early Response:
Decreased Plasma Volume Increases [HB]
Long-term Response (up to 18 months):
Stimulation of Erythropoietin Increases RBC mass
Near normalization of CaO
2
100
95
90
85
80
75
70
SL 1 2 3 6 9 11 13
4,300 m Altitude Exposure (days)
Lyons et al. 1995
Sawka et al. 1996
Wolfel et al. 1991
21
15
14
13
12
18
17
16
SL 1 2 3 6 9 11 13
4,300 m Altitude Exposure (days)
Lyons et al. 1995
Sawka et al. 1996
Wolfel et al. 1991
Reeves et al. 2001
21
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Altitude Acclimatization
Long-term Adaptation:
Tibetans:
High HVR,
Low PHPR
Larger TLC
Ward, Milledge & West, 2000
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Altitude Acclimatization
Procedures
• Ascend High Enough to Induce Acclimatization, but Not Too High
• Reside at High Altitude for a Sufficient Length of Time
• Methods For Inducing Acclimatization:
Staged or Gradual Ascent Profiles
Intermittent Altitude Exposure Protocols
ABOVE 8,000 ft (2,400 m):
Slow ascent (no greater than 1,000 ft/day)
Staged ascent (4 - 10 days at 6,000 - 8,500 ft)
Intermittent Altitude Exposures (4+ hr exposure to high altitude each day for 1 or more weeks)
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Staged Ascent Acclimatization Strategies
Ascend high enough to induce acclimatization, but to avoid developing
AMS, do not ascend too high or too fast.
2400
2200
2000
1800
Effective
Acclimatization
Marginal
Acclimatization
1600
1400
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14
Staging Days
After staging, single day ascent up to 2,000 m above staging altitude has low risk of AMS.
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Graded Ascent Acclimatization Strategies
Ascend high enough to induce acclimatization, but to avoid developing
AMS, do not ascend too high or too fast.
4500
Recommendations: above 2,400 m no more than 300 m/d.
Add a rest day every
900-1,200 m.
4000
300 m/day
3500
3000 Slow Ascents Above 2,400 m
Reduces AMS Incidence
2500
Unacclimatized Personnel
Rapid Ascent to 2,400 m
2000
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14
Days
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High Altitude Stress:
Acute Physiological State
PAO
2
PaO
2
Disruption in Homeostasis PIO
2
• Medical Issues:
Altitude Sickness and Deterioration
• Performance Issues:
Physical and Neuropsychological
US Army Research Institute of Environmental Medicine
Altitude Sickness
Acute Mountain Sickness
High Altitude Cerebral Edema
High Altitude Pulmonary Edema
High Altitude Retinal Hemorrhage
High Altitude Peripheral Edema
High Altitude Bronchitis
Chronic Mountain Sickness
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Altitude Sickness
Susceptibiity:
Currently not predictable, but maybe?
Individual susceptibility is reproducible
Men greater susceptibility than women
Risk Factors:
Unacclimatized state
Rapid ascent >2400 m
Exercise or heavy physical work
Hypohydration
Very, very low HVR
Cold Exposure
Obesity
Compromised cardiopulmonary function
Age < 50 yrs
US Army Research Institute of Environmental Medicine
Altitude Sickness
Acute Mountain Sickness (AMS) – “most common”
Incidence: 20 – 90%
Symptom Complex: Headache, Nausea, Vomiting, Lassitude,
Dizziness, Insomnia
High Altitude Cerebral Edema (HACE) – “rare below the death zone”
Incidence: ~1%
Symptom Complex: Severe Headache, Impaired Mental Status,
Truncal Ataxia, Coma
High Altitude Pulmonary Edema (HAPE) – “leading cause of death”
Incidence: 5-15%
Symptom Complex: Dyspnea, Severe Fatigue,
Non-productive Cough, becoming productive,
Pink & Frothy, Coma
Roach , R.C. et al., Medical Aspects of Harsh Environments , 2002
US Army Research Institute of Environmental Medicine
Acute Mountain Sickness (AMS)
Prediction of AMS:
• Time and altitude are key factors
• AMS increases 145% every 1000 m
• AMS severity peaks 18-24 h
• Physical activity increases AMS
• Physical activity delays recovery from
AMS
• Women have lower AMS severity
Beidleman, B.A.. et al., Med. Sci. Sports Exerc.:45, 2013
US Army Research Institute of Environmental Medicine
Acute Mountain Sickness (AMS)
Time Course
2.0
32 men and women lowlanders
AMS incidence >80%
1.5
1.0
0.5
AMS Criterion
0.0
SL 1 2 3 4 5 6 7 8 9 10 11 12
Days at 4,300 m Altitude
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Acute Mountain Sickness (AMS)
Pathophysiology
Prevailing theory: hypoxia-induced mild edema of both cytotoxic (intracellular) and vasogenic
(extracellular) origin
Evidence: DW-MRI, volumetric MRI, CSF volume,
IR-NIR scattering
Problem: everyone affected, no correlation with
AMS symptoms, no evidence of BBB failure
Recent controversial theory: hypoxia-induced cerebral oxidative-nitrative stress releases noxious biomolecules that activate trigeminovascular nocioceptors to cause headache and AMS (Bailey, D.M. et al, 2009)
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High Altitude Cerebral Edema (HACE)
Pathophysiology
Prevailing theory: continuum of AMS progressing to vasogenic edema
MRI of acute and recovered phases of HACE. 7 of 9 patients with HACE showed intense T2 signal in white matter areas, especially the splenium of the corpus callosum.
(Hackett, P. et al., JAMA 1998)
33 yr male, SL to 5200 m in 6 days,
MRI day 2 and 11 months later
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High Altitude Pulmonary Edema (HAPE)
Pathophysiology
SNS
(HVR, A-a O
2
, exercise, sleep)
Altitude Hypoxia Pulmonary Venoconstriction
Vascular Permeability
Agents?
PaO
2
(exercise, cold)
(Endothelin-1, NO)
Uneven HPVR
120
100
80
Pulmonary Htn
Pulmonary Pcap
60
40
20
Capillary Stress Failure
0
Pulmonary Capillary Leak
R S (well) S (sick)
HAPE Status
( Alveolar Fluid Absorption)
High Altitude Pulmonary Edema
Swenson, E. et.al. JAMA 2002
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Altitude Sickness
Prevention
80
Day 1
Unacclimatized Sea
Level Residents
60
Day 3
40
Day 1
"Staged" Sea
Level Residents
Altitude acclimatization above 1,200 m
20
0
80
For AMS consider Diamox (Acetazolamide)
- carbonic anhydrase Inhibitor facilitates HCO -
3 diuresis
For HACE consider Dexamethasone (corticosteroid)
82
For HAPE consider Nifedipine (calcium channel blocker),
Sildenafil, Tadalafil (5-PDE Inhibitor),
Salmeterol ( b
2
-adrenergic agonist)
Day 3
Day 1
84
SaO2 (%)
86
Moderate Altitude
Residents
Day 3
88
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Altitude Sickness
Treatment
Stop ascent
Descend (most efficacious treatment)
Rest
Medications listed for prevention
Oxygen
Hyperbaric treatment bag (>2 psi)
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HIGH ALTITUDE DETERIORATION
Key Features:
>5000 m long-duration exposures
Excessive weight loss
Poor appetite
Slow recovery from fatigue
Poor wound healing
Lethargy
Irritability
Lack of willpower
Possible permanent brain damage
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High Altitude Stress:
Acute Physiological State
PAO
2
PaO
2
Disruption in Homeostasis PIO
2
• Medical Issues:
Altitude Sickness and Deterioration
• Performance Issues:
Physical and Neuropsychological
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Altitude Impact on Physical Work Performance
Maximal Aerobic Exercise Performance
0
-5
-10
-15
-20
-25
-30
-35
-40
-45
-50
-55
-60
-65
-70
-75
-80
0
146 mean data points from 67 studies
1000 2000 3000 4000 5000 6000 7000 8000 9000
Altitude (meters)
Fulco CS, et al., Aviat Space Environ Med 69: 793-801, 1998
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Altitude Impact on Physical Work Performance
Decreased Maximal Arterial Oxygen Delivery
100
80
60
40
20
0
0
Sea Level
1850 m (Colorado Spgs, CO)
4300 m (Pikes Peak, CO)
20
SL: CaO
2
= 19.6 ml O
2
%
1850 m: CaO
2
= 19.2 ml O
2
%
4300 m: CaO
2
= 16.5 ml O
2
%
40 60 80 100 120 140
PaO
2
(mmHg)
.
.
VO
2 max = Qmax x (CaO
2
– CvO
2
)
(ml/min) (L/min) (ml/L)
At Sea Level (SaO
2
=97%):
4200 ml/min = 25 L/min x (196-28 ml/L)
At 4300 m (SaO
2
=80%):
3425 ml/min = 25 L/min x (165-28 ml/L)
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Altitude Impact on Physical Work Performance
Endurance Exercise Performance
5
4
3
2
1
.
50 %VO
2 max 73
.
~31% decrease VO
2 max
150 W steady-state exercise
0
Sea Level 4,300 m
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Altitude Impact on Physical Work Performance
Endurance Exercise Performance
5
4
3
2
1
.
50 %VO
2 max 50
.
~31% decrease VO
2 max
150 W decreased to
105 W steady-state exercise
0
Sea Level 4,300 m
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Altitude Impact on Physical Work Performance
Endurance Exercise Performance
135
130
125
120
115
110
105
100
95
0
1 to 3 hours
20 to 30 minutes
2 to 5 minutes
< 2 minutes
1000 2000 3000
Altitude (meters)
4000
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Altitude Impact on Physical Work Performance
Acclimatization Improves Submax Exercise Performance
70
60
Maher et al, J Appl Physiol 1974
Horstman et al, J Appl Physiol 1980
Fulco et al, Aviat Space Environ Med 1994
Performance Metric:
Endurance Time at a
Fixed Work Intensity
50
40
30
20
10
0
81% VO
2 max
Cycle n=8
77% VO
2 max
Cycle n=8
83% VO
2 max
Run n=8
2 h-12 d 2-12 d 2-16 d
Continuous Residence at 4300 M
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Altitude Impact on Physical Work Performance
Performance Improvement is Strongly Correlated to
Ventilatory Acclimatization
50
40
30
20
10
0
-1 0 1 2
SaO2 increase (%)
3 4
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Optimizing Exercise Performance At High Altitude:
What’s the fuss?
Sanctioned Competitions:
2010 FIFA World Cup (~5,000 ft)
2002 Winter Olympics (4,675 – 5,742 ft)
Pikes Peak Marathon (7,000
– 14,110 ft)
Leadville 100 (9,200 – 12,600 ft)
2014 Winter Olympics (5,000 ft)
Recreational Activities:
Trekking & Mountaineering
Snow Sports
Hunting & Fishing
Occupational Activities:
Military & Law Enforcement
Forestry & Mining
Civil Engineering
US Army Research Institute of Environmental Medicine
100
Altitude Impact on Neuropsychological
Neuropsychological Impairment with Acute
Performance
-5% light sensitivity
95
90
-30% visual acuity
-25% light sensitivity
-25% attention
85
80
75
70
-33% postural stability
-15% cognition
-25% pursuit tracking
-20% recall
-25% reaction time
-25% decoding
65
60
0 2000 6000 4000
Altitude (m)
8000
Kryskow et al., ASEM, 2013
US Army Research Institute of Environmental Medicine
160
Altitude Impact on Neuropsychological
Performance
ANAM Reaction Time-2 Choice (RT2)
Sea Level 4500 m Altitude Sea Level
140 *
120
M A E M A
Time of Day
E M A
Take home message: immediate impairment, but rapid recovery
US Army Research Institute of Environmental Medicine
Summary
1. Biophysics of the Altitude Environment
2. Altitude Acclimatization:
Key Physiological Adaptations
Time-Course
3. High Altitude Stress:
Medical Problems - Altitude Illness
Performance – Physical & Neuropsychological
US Army Research Institute of Environmental Medicine
Questions?
Mt. Kilimanjaro Crater
Pikes Peak Sunset