Alpines, trees, and refugia

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ALPINES, TREES,
AND REFUGIA
1,2,4
H. John B. Birks
1
1,3,4
& Katherine J. Willis
University of Bergen, 2University College London,
3
University of Oxford, and 4Jesus College Oxford
Introduction
Definitions
Last Glacial Maximum
Alpines in LGM
Trees in LGM
Southern and Mediterranean refugia
Central, eastern, and northern refugia
Current models based on available fossil
evidence
Is tree-growth in the LGM of central Europe
possible?
Holocene
Cryptic refugia for alpines
Conclusions
INTRODUCTION
The Quaternary period is the past 2.8 million years (Myr)
of Earth’s history. A time of very marked climatic and
environmental changes
Large terrestrial ice-caps started to form in the Northern
Hemisphere about 2.75 Myr, resulting in multiple glacialinterglacial cycles driven by variations in orbital
insolation on Milankovitch time-scales of 400, 100, 41,
and 19-23 thousand year (kyr) intervals
Glacial conditions account for up to 80% of the
Quaternary
Remaining 20% consist of shorter interglacial periods
during which conditions were similar to, or warmer than,
present day
Glacial conditions:
1. Large terrestrial ice-sheets
2. Widespread permafrost
3. Temperatures 10-25C lower than present at highmid latitudes
4. High aridity and temperatures 2-5C lower than
present at low latitudes
5. Global atmospheric CO2 concentrations as low as
180 ppmv rising to pre-industrial levels of 280 ppmv
in intervening interglacials
6. Steep climatic gradient across Europe and Asia
during the Last Glacial Maximum (LGM)
Major climate forcing for the last 450 kyr calculated at 60N.
Global ice volume (f) plotted as sea-level, so low values reflect
high ice volumes.
Jackson & Overpeck 2000
Present day
General circulation
model (GCM)
simulations of 21 kyr
Last Glacial Maximum
21,000 cal. year BP
Pollard & Thompson,
1997; Peltier, 1994
Ice-sheets
Permafrost
Relict soils
Approximate extent of ice and of assumed
continuous permafrost in Europe during LGM
Willis 1996
Emphasis on Europe
LGM
Current interglacial – the Holocene
‘Alpines’
Trees
Refugia
Palaeobotanical evidence (macrofossils, microfossils)
“…direct evidence can come only from fossils, indicating the
existence, location, and duration of refugia, and their biotic
composition in comparison with surrounding areas. Thus,
palaeontology and genetics can operate synergistically, each
suggesting fruitful geographical sampling areas for the other.”
Stewart & Lister 2001
What do we know about the ranges of trees and alpines
during the LGM?
What do we know about ‘alpines’ during the current Holocene
interglacial?
DEFINITIONS
‘Alpines’ - plants that today have their main occurrences
above the altitudinal tree-line or beyond the
latitudinal tree-line. Includes alpines sensu
stricto and arctic plants
Last Glacial Maximum (LGM) – about 18000-25000 years
ago, coldest period of the last (Weichselian)
glacial stage
Holocene – last 11500 years (~10000 radiocarbon years)
of Earth’s history, so-called ‘post-glacial’ period
or current interglacial
Refugia – areas for the growth and survival of species during
adverse or unfavourable environmental conditions.
Sources for subsequent recolonisations when
environmental conditions become more favourable
- areas of survival for species during glacial episodes
when temperate species survived in microenvironmentally favourable locations south of the
continental ice-sheets and alpine species survived
above or below the region of mountain glaciation
and near the continental ice-sheets
- refugia for other types of species also existed in
areas far removed from glaciation (e.g. tropical rainforest refugia)
Cryptic refugia – restricted refugia in northern Europe; areas of
sheltered topography with buffered, stable local
microclimates (Stewart & Lister 2001). Possibly not
detectable by pollen analysis
LAST GLACIAL MAXIMUM
Vegetation 20 kyr ago
Widespread ice,
tundra, and steppe in
north and east; parktundra in south and
east, and forest
confined to
Mediterranean basin
Iversen 1973
Older Dryas (ca. 14 kyr) landscape in Denmark
Abundant alpines along with species of steppe habitats
(e.g. Helianthemum, Hippophae, Ephedra)
Iversen 1973
Possible LGM landscape in
central Europe
Open steppe with
abundant Artemisia and
Chenopodiaceae, and
extensive loess deposition
Alpines In LGM
Besides familiar arctic-alpines found commonly as fossils such as
Dryas octopetala
Lychnis alpina
Salix herbacea
Saxifraga oppositifolia
Salix reticulata
Oxyria digyna
Betula nana
Bistorta vivipara
Saxifraga cespitosa
Silene acaulis
also find fossils of plants not growing in central European
mountains, only in northern Europe today
Ranunculus hyperboreus
Campanula uniflora
Salix polaris
Koenigia islandica
Silene uralensis
Pedicularis hirsuta
Koenigia islandica
Lang 1994
Other northern plants found as fossils in central Europe in LGM
Salix polaris
Silene uralensis
Pedicularis
hirsuta
Ranunculus hyperboreus
Common alpines in LGM throughout northern and central Europe
Dryas octopetala
Silene acaulis
Bistorta vivipara
Lychnis alpina
Betula nana
Saxifraga oppositifolia
Trees in the LGM southern and
Mediterranean refugia
Interglacial
LGM
S
N
Traditional refugium model – narrow belt in southern mountains
van der Hammen et al. 1971
Location of Ioannina basin in Pindus Mountains, NW Greece
Tzedakis et al. 2002
LGM
Tzedakis et al. 2002
Pollen evidence for traditional southern
European LGM refugial model
Pinus
Quercus
Fagus
Ulmus
Corylus
Alnus
Pistacia
Tilia
Betula
Abies
Bennett et al., 1991; Birks & Line, 1992
Taxa that have reliable macrofossil or pollen evidence for LGM
presence in south European refugia
Carpinus betulus
Quercus pubescens
Carpinus orientalis
Quercus pyrenaica
Castanea sativa
Quercus robur
Fraxinus ornus
Quercus macrantha
Olea europaea
Quercus petraea
Abies
Phillyrea
Acer
Picea
Alnus
Pistacia
Betula
Pinus
Corylus
Tilia
Fagus
Ulmus
Fraxinus
What about trees in central, eastern,
and northern Europe during the LGM?
Detection difficult
1. Low pollen values – do these result from long-distance pollen
transport or from small, scattered but nearby populations?
Classic problem in pollen analysis since Hesselman’s question
to Lennart von Post in 1916. No satisfactory answer.
2. Few continuous sites of LGM age
3. Pollen productivity related to temperature and some trees
cease producing pollen under cold conditions
4. Pollen productivity may also be reduced by low atmospheric
CO2 concentrations
5. Other sources of fossil evidence critically important –
macrofossils, macroscopic charcoal, and conifer stomata
Fossil evidence for trees and shrubs in LGM in northerly
locations: pollen & macrofossil evidence
• e.g. Palaeoecological
results from Bulhary, South
Moravia
• Buried peat dated to
25,000 yr BP
• Pollen record indicates
existence of park-forest
vegetation (Pinus
sylvestris, Pinus cembra,
Larix, Picea abies,
Juniperus communis)
• Excellent macrofossil
E. Rybnícová & K. Rybníček, 1991. In:
assemblage including
Palaeoevegetational Developments in
Betula pubescens and Salix
Europe, Proceedings of the Pan-European
Palaeobotanical Conference, 1991, Vienna
sp.
Museum of Natural History, pp 73-79.
Fossil evidence for LGM refugia in northerly locations:
pollen evidence from six sites in Romania
Pinus
Picea
Betula
Salix
Juniperus
Feurdean et al. 2007
Greatest
diversity
during the
LGM found
in midaltitude
sites – 8001300m asl
– in
Romania
Feurdean et al. 2007
Fossil evidence for trees in central and eastern Europe
during the LGM: macroscopic charcoal evidence
Willis & van Andel 2004
Scanning electron microscope images of wood charcoal
Pol
CzR
Svk
Aus
Slo
Hun
Cro
B&H
Ukr
Rom
Ser
CzR – Czech Republic; Aus – Austria; Slo – Slovenia;
Cro – Croatia; Pol – Poland; Svk – Slovakia;
Hun – Hungary; Ukr – Ukraine; Rom – Romania; Ser
– Serbia; B&H – Bosnia & Herzegovina
Willis & van
Andel 2004
Willis & van Andel 2004
Tree taxa that have reliable macrofossil evidence for LGM
presence in central, eastern, or northern European refugia
Abies alba
Pinus cembra
Alnus glutinosa
Pinus mugo
Betula pendula
Pinus sylvestris
Betula pubescens
Populus tremula
Corylus
Quercus
Carpinus betulus
Rhamnus cathartica
Fagus sylvatica
Salix aucuparia
Fraxinus excelsior
Sorbus
Juniperus communis
Taxus baccata
Picea abies
Ulmus
Iberian, Italian, and Balkan
peninsula LGM refugia –
‘classical’ model
Not complete
Southern + central +
northern European LGM
refugia
Current model
Bhagwat & Willis 2007
Current model based on available fossil evidence
Ice
sheet
Northerly
LGM refugia
Mediterranean
LGM refugia
Willis et al. 2007 (in press)
What was the LGM landscape like?
In the lowlands north of the Alps, a mosaic of:
1. open-ground habitats on well-drained soils and exposed
sites supporting a mixture of alpines, steppe, and ‘weed’
taxa
2. willow scrub on damper soils
3. tree populations on sheltered localities along river banks,
in valleys, and in depressions where there was moisture and
some shelter
In the mountains south of the Alps, a mosaic of:
1. low-altitude steppe or shrub steppe
2. belt of trees at mid-altitudes where there was adequate
moisture and temperatures were not too cold
3. high-altitude open habitats with alpines and cold-tolerant
steppe plants
North of
the Alps
Sichuan, China
South of
the Alps
Borah Peak, Idaho
Are there any ecological attributes
characteristic of trees in southern
LGM and northern LGM refugia?
Bhagwat & Willis (2007)
23 trees - southern refugia: large, animaldispersed seeds
- northern refugia: wind-dispersed seeds
Could the trees identified in the
macroscopic charcoal record have
grown in the LGM environment of
central, eastern, and northern Europe?
Work in progress by Miguel Araújo, Shonil Bhagwat, and
ourselves
Basic approach is to model present-day tree distributions in
relation to contemporary climate using seven different speciesclimate modelling algorithms (climate-envelopes, bagging trees,
random forests, etc.) to develop an ‘ensemble forecasting
framework’ for analysing species-climate relationships (Araújo &
New 2006)
Given modern tree-climate responses and LGM GCM model
simulations from Paul Valdes, predict the LGM ranges for trees
under LGM climates
LGM GCM models – UGAMP (UK), ECHAM3 (Germany)
predicted today
predicted LGM & refugia
S,N
Corylus
avellana
S,N
Fagus
sylvatica
predicted today
predicted LGM & refugia
S,N
Alnus
glutinosa
S,N
Betula
pendula
N
Taxus
baccata
predicted today
predicted LGM & refugia
S,N
Pinus
sylvestris
N
Juniperus
communis
S,N
Picea abies
Combined probabilities of occurrence (potential quantity of
suitable habitat)
Today
LGM
Abies alba
0.22
0.22
=
Alnus glutinosa
0.67
0.38
-
Betula pendula
0.63
0.36
-
Corylus avellana
0.62
0.31
-
Fagus sylvatica
0.41
0.31
-
Taxus baccata
0.26
0.23
-
Juniperus communis
0.64
0.70
+
Picea abies
0.38
0.45
+
Picea omorika
0.09
0.26
+
Pinus cembra
0.08
0.24
+
Pinus mugo
0.13
0.20
+
Pinus sylvestris
0.48
0.64
+
Some trees may have had more potential habitat in LGM than today
Early post-glacial migration rates in response to climate change
based upon traditional refugial model
Pinus
Quercus
Fagus
Ulmus
Corylus
Alnus
Pistacia
Tilia
Betula
Abies
Bennett et al. 1991
Tree-Spreading Rates
• Currently assume spreading from southerly refugia only
• These ‘rates’ of movement in early Holocene are then used
in a number of climate envelope models to predict
movement of plants in response to future climate change
• But what if plants are not only in ‘southerly refugia’?
• Similar study in USA found that some plants were much
further north during the LGM than pollen evidence suggests
(e.g. McLauchlan et al., 2005)
• Spreading rates demonstrated to be vastly over-estimated
• Significantly affects our predictions about how plants will
respond to global warming
Genetic-diversity Hotspots
• Currently assumed that most plants (and animals) were
located in southern refugia and therefore this is where
genetic diversity will be greatest.
• Holocene migration from these refugial regions can be
mapped through genetic patterns.
• Increasing evidence for certain groups of plants (and
animals) that do not fit this ‘southerly refugial model’.
• In order to map and protect centres of genetic diversity
properly, need to have proper understanding of where the
plants (and animals) existed during the LGM.
• Major challenge to palaeoecologists. More data needed
from unambiguous sources like macrofossils and
macroscopic charcoal. Need to critically reassess LGM
pollen data.
Understanding ‘hotspots’ of
genetic diversity very important
to long-term conservation
A. Hampe & R.J. Petit, 2005. Ecology Letters 8, 461-481;
K.J. Willis & H.J.B. Birks, 2006. Science 314, 1261-1265
HOLOCENE
Cryptic Refugia for Alpines
Alpines widespread in LGM as shown by macrofossil evidence
Became more restricted to alpine and arctic habitats above or
beyond the tree-line in early Holocene with major climate
warming and competition
Some species also occur today in small, isolated ‘cryptic’
refugia within the potential forest zone
Such cryptic refugia include sea-cliffs, other coastal habitats,
inland cliffs and screes, open river-gravels, rocky gorges, and
shallow soils on steep limestone slopes (Pigott & Walters
1954)
Ramasaig
Cliff, Skye
Inchnadamph, W Sutherland
High Force,
Teesdale
Cronkley Fell, Teesdale
Yew Cogar Scar, Yorkshire
Mullaghmore, County Clare
Bettyhill, Sutherland
Dryas octopetala, Sutherland
Cetry Bank, Teesdale
Falcon Clints, Teesdale
Scar Close, Yorkshire
Alpines in UK that descend to low-altitudes (<50m) or even
to sea-level (*) include:
Alchemilla alpina*
Cerastium arcticum
Oxyria digyna*
Arctostaphylos uva-ursi*
Draba incana*
Polystichum lonchitis*
Arctostaphylos alpina
Dryas octopetala*
Salix herbacea*
Arenaria norvegica
Empetrum nigrum ssp.
hermaphroditum*
Salix myrsinites
Asplenium viride*
Epilobium
anagallidifolium
Saxifraga aizoides*
Betula nana
Juniperus communis
ssp. nana*
Saxifraga hypnoides*
Bistorta vivipara*
Juncus trifidus
Saxifraga oppositifolia*
Cardaminopsis petraea*
Juncus triglumis
Sedum rosea*
Carex bigelowii
Loiseleuria
procumbens
Silene acaulis*
Carex capillaris*
Luzula spicata
Thalictrum alpinum*
Carex rupestris*
Minuartia sedoides*
Tofieldia pusilla
Cerastium alpinum*
Holocene thermal maximum in NW Europe between about 68 kyr with summers about 2-2.5C and winters 1-1.5C warmer
than today.
Presumably forest- and scrub-zones reached their highest
levels at this time.
Close correlation in Scandinavia between geographical
distribution limits of alpines in lowland stations and maximum
summer temperature, with the critical temperature varying
over a range of at least 7C for different species (Dahl 1951).
Lower limits for many alpines controlled directly or indirectly
by summer warmth or its close correlates, including growth
and competition from more vigorous, larger lowland species.
As several alpines can be successfully grown in lowland
gardens, their lower limits are more likely to be controlled by
competition rather than by temperature directly (e.g.
Sedum rosea).
Holocene thermal maximum may have eliminated altogether
some of the most warmth-sensitive or cold-demanding
species of the LGM and late-glacial flora (e.g. Cassiope
hypnoides, Papaver radicatum agg.)
Others may have only survived in scattered localities at high
levels (e.g. Diapensia lapponica, Sagina intermedia, Saxifraga
cernua, Gnaphalium norvegicum). Competition-sensitive and
warmth-sensitive.
More warmth-tolerant species may have remained
widespread and abundant over a greater altitudinal range
(e.g. Dryas octopetala). Competition-sensitive only.
Between these extremes, there are all degrees of ‘relictness’.
Almost nothing is known from the fossil record about
Holocene history of alpines.
In process of becoming relict, actual localities in which a
particular species survives may depend a good deal on
chance.
Extent of suitable habitat may also be important.
A relict calcicole species will have a greater chance of
survival in an extensive area of calcareous rocks than in an
area with a very limited occurrence of suitable substrata.
When conditions for growth of alpines become sub-optimal,
plant disease, herbivory, and chance events (e.g. rock-falls)
may be causes of decline or local extinction, giving relict
distributions.
CONCLUSIONS
1. Trees survived the Last Glacial Maximum in refugia in southern,
central, and eastern Europe.
2. Alpines appear to have grown commonly in the LGM in northern and
central Europe.
3. Existence of tree refugia in central and eastern Europe means that
estimated rates of 500-1000 m per year for tree spreading are vast
over-estimates as they assume refugia only around the Mediterranean
Basin.
4. Many alpines grow in ‘cryptic refugia’ below the altitudinal tree-line
or inside the latitudinal tree-line in naturally open habitats.
5. Cryptic refugia were occupied by trees in the LGM north of the Alps
and by alpines in the Holocene.
6. Important implications of cryptic refugia to understanding genetic
diversity.
7. Need for further LGM plant fossil evidence, especially macrofossils
(seeds, fruits, leaves, macro-charcoal, stomata, etc.) as this is the only
real proof of former presence. Provides ‘the factual basis for
phytogeography’ (Godwin 1956, 1975).
ACKNOWLEDGEMENTS
Kathy Willis
Oxford & Bergen
Co-author
ACKNOWLEDGEMENTS
Shonil Bhagwat
(Oxford)
Miguel Araújo
(Madrid)
Hilary Birks
(Bergen)
Cathy Jenks
(Bergen)
DEDICATION
Herbert E. Wright, Jr. on the occasion of his 90th
birthday for stimulating our interest in LGM refugia
in the USA, Iran, and south-eastern Europe.
… but this evidence is based on very few pollen
sequences
Huntley & Allen, 2003
Region that has therefore typically been classified as
having a full-glacial vegetation as ‘polar desert’ or ‘treeless’ steppe
?
?
But why does it matter what vegetation
existed in Eurasia during the last 21 kyr?
But why does it matter what vegetation existed in Eurasia during
the last 21 kyr?
Key to understanding:
• Response rates of plants (and some animals) to
climate change
• Genetic diversity of Eurasian plants animals
• Accuracy of climate models (ME)
Genetic Diversity Hotspots
• Currently assumed that
most plants and animals
located in southern refugia
and therefore this is where
genetic diversity will be
greatest
• Postglacial migration from
these refugial regions can
be mapped through
genetic patterns
But increasing evidence of certain groups of plants and animas that
do not fit this ‘southerly refugial model
Alnus glutinosa
[Black alder]1
Calluna vulgaris
[Heather]4
Fraxinus excelsior [Ash]2
Pinus sylvestris
[Scots pine]3
In order to properly map and protect
centres of genetic diversity, need to
have proper understanding of where
the plants (and animals) existed
during the last full-glacial
Key Research Questions
• What plants grew in Eurasia during last
full-glacial to present?
• Where were trees located on the
landscape?
• How quickly did plants migrate/move in
response to early postglacial warming?
• Where did they move to?
Inferred extent of permafrost in Europe and N Eurasia
during LGM (MAAT = mean annual air temperature)
(Alfano et al. QR, 2003)
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