Context The shift from e-Government to Transformational Government What I will cover • A little bit about CS Transform • A personal perspective on the emerging shift from e-Government to Transformational Government • Why it matters • Why we need a Transformational Government Framework • Towards future best practice Citizen Service Transformation Who we are • A global consulting business, specialised in citizen-centric transformation of public services • Led by the senior management team from the UK Prime Minister’s office that delivered the UK’s e-transformation strategy between 1999 and 2004 • Our consultants are senior ex-government people from around the world • Our team has supported over 35 governments around the world since 2004 • Have published a series of white papers on Transformational Government, which we are contributing to the OASIS TGF process Citizen Service Transformation A brief history of e-Government From automation to transformation eGov 2.0: Transformational Government Costs/ benefits of public sector IT eGov 1.0: Online Service Delivery Computerisation: databases and back office automation Citizen Service Transformation Benefit realisation e-Government ? Citizen Service Transformation • No critical mass of users • Duplicated IT expenditure • Wasted resources • Little impact on core public policy objectives Transformational Government Happier customers Business Customers Channels Technology ? Business Customers Channels Technology Business Customers Channels Technology Citizencentric business model Lower cost Empowered citizens Business Customers Channels Technology Citizen Service Transformation Higher policy impact Two enablers of change eGov 2.0: Transformational Government Costs/ benefits of public sector IT eGov 1.0: Online Service Delivery Benefit realisation Computerisation: databases and back office automation “Governments are shifting from a government-centric paradigm to a citizencentric paradigm” Citizen-enabled Citizen-focused Integrated Interoperable Fragmented Rethinking e-government services: user-centric approaches, OECD, 2009 Citizen Service Automation Transformation Mainframe PC Internet Cloud Transformation Some features of this shift E-Government Transformational Government Government-centric Supply push Government as sole provider of citizen services Unconnected vertical business silos Bolting technology onto the existing “Identity” is owned and managed by business model government Publicof datagovernment locked away within government Citizen as recipient or consumer of services Online services IT as capital investment Producer-led Citizen Service Transformation Citizen-centric Demand pull Government also as convener of multiple competitive sources of citizen services New virtual business layer, built around citizen needs, operates horizontally across government “Identity” is owned and managed by the citizen Public data available freely for reuse by all Citizen as owner and co-creator of services Multi-channel service integration IT as a service Brand-led Focusing first on the business changes needed to unlock benefits for citizens, and only then on the technology Why this matters What we tried first in the UK Multiple access channels Internet site Local govt. portals Inter-operable departmental systems Citizen Service Transformation email Telephone Kiosk Interactive TV ukonline.gov.uk Portal infrastructure Common web services Internet enabled device Private sector portals Life events • • • • Government Gateway Registration and enrolment Authentication Secure e-mail Rules engine • • • • Circumstances and personalisation Payments Notifications Appointments E-Government Interoperability Framework Impact Multiple access 50 channels Mobile DTV Buying Call Centre online PC 40 Local govt. portals Banking online 30 Portal infrastructure ukonline.gov.uk 20 Government Gateway Government 10 Common web services Q3 Inter-operable 2000 departmental systems Registration andonline • Circumstances and enrolment personalisation • Authentication • Payments Q2 Q3 e-mail Q4 Q1 • Q2 Q3 • Secure Notifications • 2001 Rules engine • Appointments 2002 • 0 Citizen Service Transformation Private sector portals Q4 Q1 Q4 Q1 E-Government 2003Interoperability Framework Impact of addressing the business model 18,000,000 16,000,000 14,000,000 Average monthly visits 12,000,000 10,000,000 UK Online Directgov 8,000,000 UK online forecast 6,000,000 4,000,000 2,000,000 Citizen Service Transformation 0 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 Business model transformation is the universal key to success Headline results from new research by CS Transform Countries which have made most progress in transforming the governance of their key service delivery processes around the needs of citizens score most highly on the United Nations benchmark of e-Government performance Business management Customer management Channel management Technology management Citizen Service Transformation e-Government performance is strongly correlated with broader market maturity 1.0000 Republic of Korea United States 0.9000 Canada Overperfomers More advanced e-governments 0.8000 Colombia 0.7000 Developing e-governments e-service maturity United Kingdom Spain Australia Norway Bahrain Malaysia Chile 0.6000 0.5000 Germany Tunisia Early e-governments India Angola Cote d'Ivoire 0.3000 Oman Switzerland Mexico El Salvador 0.4000 China Turkey Thailand South Africa Croatia Iceland Luxembourg Italy Bahamas Ethiopia Mali Nepal Burkina Faso Mozambique Ghana Sudan 0.1000 Dem Rep. Congo 0.0000 Citizen 0.0000 Service Transformation 0.1000 0.2000 Underperfomers Saudi Arabia Sri Lanka Pakistan 0.2000 Denmark On trend Mongolia Jordan Kazakhstan Egypt Bangladesh Singapore France Japan United Arab Emirates Botswana Grenada Maldives Libya St Vincent St Lucia Tajikistan St Kitts Gambia Gabon Namibia Tonga Seychelles Equatorial Guinea Syrian Arab Republic Dominica Turkmenistan Suriname Vanuatu Swaziland 0.3000 0.4000 0.5000 0.6000 0.7000 Market maturity 0.8000 0.9000 1.0000 But “governance maturity” is more important 1. Maturity of current government business processes Interoperable (2) Fragmented (1) Integrated (3) Citizen-focused (4) Citizen-enabled (5) Rate this country from 0-4 for each of the 5 business processes listed in column B below, using the ratings in the row below, based on the statement which is most appropriate for this country: Business management No Government-wide service Government wide service Service strategy is now Governance and funding delivery strategy. Services delivery strategy established. underpinned by coordination systems have been managed independently by But mechanisms to ensure systems to enable inter transformed to focus around separate agencies. No compliance are weak, and agency collaboration, with needs of the customer not sharing of channels or performance by agencies is common benchmarking and the structure of government. infrastructure. variable. measurement. But governance and funding levers are still agency based. Governance and funding systems now in place to give citizens direct influence over overall strategy. Real-time feedback loops are in place to drive service improvement. Results from CS Transform’s analytical model Customer management Channel management Technology management Citizen Service Transformation No integrated view of the customer, either across agencies or across the channels of an individual agency. Personal data is managed in agency silos, with authentication for eservices done separately for each service. Still no integrated view of the customer. But common standards defined on how 2 to segment the customer base and measure customer satisfaction, and some standardization of key data sets across agencies. Government-wide customer Government has a single Citizens are able to create measurement system in view of the customer, able to services through government place. Citizens can access a learn about the citizen and channels, uploading own single place to register and ‘cross- sell’ services to them. data and networking with enroll for multiple services. Real time customer others. User feedback and Cross-trust arrangements intelligence. Citizens manage customer satisfaction ratings between agencies allow their own data, are able to are visible to citizens, users automatic access to see who in government is informing service choice in other services requiring using it, and can choose to real time. similar levels of manage all of their authentication. engagements with government through a single account. Some ‘thin’ channel Several channels are Integrated, crossIn addition to the one-stop integration in place e.g. provided on a government government, multi- channel system, Govt services are ‘Government Portals’ but only wide basis, and start to “one stop” system. Services widely available via private signposting. Some crossconverge around a common designed around citizen sector channels. And govt channel service integration web-based infrastructure. needs, not the structure of channels are open for citizenstarts, but at an agency level “Directed choice” strategies government.. Legacy to-citizen and communityonly. Still significant channel are in place to encourage channels close, unlocking created services. duplication. shift to lower cost channels, efficiency savings Strategies but services are still driven in place to ensure access to on an agency basis. and use of digital channels by all citizens. These internal governance R = 0.84 F = 0.00 transformations are the Co-efficient of variables: ICTmost infrastructure 0.36 single important Human Development 0.03 factor in driving higher GDP 0.15 GDPperformance per head 0.00 levels of Little choice of channels for citizens. Each agency manages its own channels, leading to cost duplication and customer confusion. Complexity Governance Little significant eSome robust and secure eGovernment infrastructure, Government infrastructure, and what there is is managed delivering back office on an agency-by-agency automation, and content and basis with no common services to citizens. framework. Managed at agency level, with some coordination around standards. 0.00 0.65 Significant e-Government IT Government-wide enterprise infrastructure with advanced architecture, with some features such as shared services. Joining-up transactional services, critical (central/regional/ local) and e-Government applications connection to private and (e.g. payment/authentication/ third sectors. Federated ID forms engines etc) for a management for a significant substantial number of number of services. Govtgovernment services. Full wide knowledge capture/ eGIF in place. management. Government-wide service oriented architecture. Optimised technology with shared services/cloud, collaboration/web 2.0. Fully joined-up (central/regional/ local) and connected to private and third sectors. Single sign-on with knowledge capture/ management. “Governance maturity” is a differentiator at all levels of development Citizen Service Transformation Why the need for a Transformational Government Framework? The problem eGov 2.0: Transformational Government Costs/ benefits of public sector IT eGov 1.0: Online Service Delivery Computerisation: Benefit realisation databases and back office automation Most governments are still here Citizen Service Transformation Getting this right is hard, and there is little guidance In theory, current e-government frameworks address governance and business change European Interoperability Framework v 2.0 Citizen Service Transformation In practice, most policies focus on technology not business • CS Transform research across 30 • Research by the National University of national government Interoperability Singapore into Government Enterprise Frameworks found a 90% focus on Architectures found most are technically technology focused, and disconnected from key dimensions of government transformation. Source: E-Government Interoperability: a comparative analysis, Source: Understanding the impact of Enterprise Architecture on Connected CS Transform, 2010, www.cstransform.com Government: a qualitative analysis, National University of Singapore, 2010 Citizen Service Transformation There are significant gaps in best practice frameworks The Citizen Service Transformation value chain Technology Customers Channels Business Political Interoperability Domains Organisational Legal Legal vires for inter- agency collaboration Legal framework for public private Governance model1,2,3 partnership Strategic Business Case for overall programme1 Cross-government vision for citizen service transformation Risk Management Strategy Pro-competitive regulatory E-Service take-up strategy framework for the Intermediaries policy communications sector Accessibility policies and compliance1 Digital Inclusion strategy Identity Management Strategy1 Data Sharing Policy1,2 eSignatures and e-Business enabling legislation1,2 Data protection and data security legislation1,2 Transformation Roadmap Key Services Portfolio1 Semantic Business case best Metadata Repository1,3 practice guidance1 Business Process Performance Funding model Model2,4 Measurement 2 Franchise Operating model Framework Logical Data Transformation Benefits Realisation model2,4 competency framework Plan1 Channel Integration Framework2 Channel Management Guidelines2,3 Federated trust model for cross-agency identity management1,2 Marketing and Communications strategy Cross-government customer segmentation framework Technical Technology Estate Map1 Technology Roadmap1 Information Preservation Framework1 Web Accessibility Guidelines1,3 Presentation Architecture4 Common data standards (especially for name, address, key personal attributes)1,2,3 Single-sign on Architecture3 Service definition for One-Stop Government service Brand Management guidelines Information Security Policy1,2,3 Procurement legislation1 Framework contracts1 Supplier management guidelines Service level agreements1 Physical data model4 Interoperability Framework1,3 Security Architecture1,3 Application Architecture4 Network Architecture4 Service-oriented Architecture1 Citizen Sources for reference models 1: European Interoperability Framework v1 draft, http://ec.europa.eu/idabc/en/document/2319/5644 2: US Federal Enterprise, Service Transformation Architecture www.whitehouse.gov/omb/e-gov/fea/ 3: UK GovTalk, www.govtalk.gov.uk 4: Zachmann, http://zachmaninternational.com/index.php/home-article Towards future best practice A starting point for discussion The Citizen Service Transformation Value Chain Guiding Principles for Citizen Service Transformation Citizen-centric channel management Citizen-centric customer management Citizen empowerment Identity Management Marketing and branding Delivery Roadmap Policy Products Business Model Key service delivery process Vision > Strategy > Internet Walk-in DiTV Phone (and mobile device) Mail Front-line staff Channel Management Strategy Citizen-centric business management Service-oriented IT architecture Strategic clarity Critical success factors Citizen Service Transformation Skills Stakeholder engagement Future-proofing Benefit realisation Leadership User focus Supplier partnership Do-ability Lower cost Policy outcomes Impact Transformed customer experience Key features which led to OASIS approaching us • Citizen-focused and business driven • Demonstrably leads to significant levels of citizen take-up • Has been shown to work in many different types of government: – National, state and city level – Deployed in Western Europe, Eastern Europe, Middle East, Far East and Australia • Is standardised so it can be delivered by many partners and embedded in software tools Citizen Service Transformation Summary • The OASIS Transformational Government Framework is necessary, because: – Transformational Government strategies are the essential next step to deliver real benefit from e-Government – But there are significant gaps in the existing reference models and frameworks which governments can draw on, particularly in terms of business change and governance models • The OASIS Transformational Government Framework is possible, because: – Success of CS Transform’s model in widely differing governments proves that a replicable, standardised approach to citizen-centric business change is possible. We don’t claim that our model is the finished product. But we are committed to helping deliver the shift to Transformational Government as rapidly as possible - so are delighted to make all the IP in our White Papers freely available for use by OASIS. Citizen Service Transformation Thank you chris.parker@cstransform.com