DII – Defense Industry Initiatives on Business Ethics and Conduct Supply Chain Initiative “Know your supplier – supplier due diligence” Presented by: T. Blair Decker General Dynamics/Electric Boat June 6, 2013 General Dynamics Corporation • • Marine Systems 2012 Revenues: $31.5 Billion Employees: Approximately 88,700 worldwide Business Jets Information Systems & Technology Combat Systems EB Electric Boat BIW Bath Iron Works ~36,600 employees $10.0B sales ~13,400 employees $6.9B sales ~18,700 employees $7.9B sales NASSCO National Steel and Shipbuilding Company ~20,000 employees $6.5B sales Electric Boat Private Information Business Ethics Principles General Dynamics Private June 6, 2013 3 General Dynamics Business Ethics Model General Dynamics Private June 6, 2013 4 Supplier Due Diligence – Expectations/Responsibilities Antitrust, sales practices, and competitive information Conflicts of interest Gathering competitive information Gifts and hospitality Insider information and securities trading International business Lobbying and political contributions Obeying the law Record keeping Quality and testing General Dynamics Private June 6, 2013 5 Supplier Due Diligence – Expectations/Responsibilities (continued) Bribes and kickbacks Billing and pricing Contract compliance Procurement integrity Security of Government information Time charges and expense reporting Equal employment opportunity Drug free work environment Safety and health Workplace violence Environmental protection General Dynamics Private June 6, 2013 6 General Dynamics Ethics Hotline General Dynamics Private June 6, 2013 7 QUESTIONS: General Dynamics Private June 6, 2013 8 Back Up General Dynamics Private June 6, 2013 9 GD Business Unit Ethics and Compliance Points of Contact Business Unit and Ethics Officer General Dynamics Advanced Information Systems Jared Homrich Ethics Officer and Senior Manager Self Governance and Internal Controls Contact Information General Dynamics Armament and Technical Products Karyn Bruneau Ethics Officer Four LakePointe Plaza 2118 Water Ridge Parkway Charlotte, NC 28217 Office: 704-714-8174 Cell: 704-840-5948 Fax: 704-714-8055 Email: kbruneau@gdatp.com General Dynamics Bath Iron Works Ali Worster Ethics Officer and Senior Legal Specialist 700 Washington Street, MS 2135 Bath, ME 04530 Office: 207-442-3667 or -4216 Cell: 207-373-8633 Fax: 207-442-2328 Email: alison.worster@gdbiw.com General Dynamics C4 Systems Tim Pawlak Ethics Officer and Manager of Finance 8201 East McDowell Road Scottsdale, AZ 85257 Office: 480-441-2156 Cell: 480-262-0617 Fax: 480-441-2490 Email: tim.pawlak@gdc4s.com General Dynamics Corporate Headquarters La Guardia Myers Staff Vice President, Ethics 2941 Fairview Park Drive Suite 100 Falls Church, VA 22042 Office: 703-876-3442 Cell: 571-426-8673 Fax: 703-876-3342 Email: lmyers@generaldynamics.com General Dynamics Corporate Headquarters Kevin Robertson Ethics Program Analyst 2941 Fairview Park Drive Suite 100 Falls Church, VA 22042 Office: 703-876-3310 Cell: 703-798-8496 Fax: 703-876-3384 Email: krobertson@generaldynamics.com General Dynamics Electric Boat Frank Capizzano Ethics Officer and Manager of Finance 75 Eastern Point Road Groton, CT 06340 Office: 860-433-1278 Cell: 401-580-5086 Fax: 860-433-0737 Email: fcapizza@gdeb.com General Dynamics Private 2305 Mission College Blvd Santa Clara, CA 95054 Office: 650-966-2066 Fax: 650-966-2410 Email: jared.homrich@gd-ais.com June 6, 2013 10 GD Business Unit Ethics and Compliance Points of Contact General Dynamics European Land Systems Teresa Lacruz Ethics Officer Senior Director EHS and Ethics Gulfstream Aerospace Corporation Dave Youmans Ethics Officer General Dynamics Land Systems Sharon Taylor Ethics Officer General Dynamics National Steel and Shipbuilding Company Mike Williams Ethics Officer and Facility Security Officer General Dynamics Information Technology Glen Peterson Ethics Officer and Staff Vice President of Internal Controls General Dynamics Ordnance and Tactical Systems Aundre A. Green Ethics Officer and Director of Human Resources and Ethics General Dynamics Jet Aviation Stephan Bruhin SVP, Head of Group Human Resources Management Parque Empresarial Cristalia Edificio 7/8 Via Poblados, 3 Madrid, Spain 28033 Office: +34915850131 Cell: +34609072616 Fax: +34915850499 Email: teresa.lacruz@gdels.com 500 Gulfstream Road Savannah, GA 31407-2206 Office: 912-965-7128 Cell: 912-657-8989 Fax: 912-965-7677 Email: david.youmans@gulfstream.com 38500 Mound Road Sterling Heights, MI 48310-3200 Office: 586-825-4529 Cell: 586-530-2353 Fax: 586-268-4627 Email: taylorse@gdls.com 2798 Harbor Drive San Diego, CA 92113 Office: 619-544-7541 Fax: 619-544-8599 Email: mwilliam@nassco.com 77 “A” Street Needham Heights, MA 02494-2806 Office: 781-400-7614 Cell: 508-934-6540 Fax: 781-455-5402 Email: glen.peterson@gdit.com 11399 16th Court North Suite 200 St. Petersburg, FL 33716 Office: 727- 578-8380 Cell: 727- 204-4609 Fax: 727-578-8725 Email: aundre.green@gd-ots.com Post Office Box 229 8058 Zurich-Airport Switzerland Office: +41 58 158 7002 Fax: +41 58 158 7002 Email: stephan.bruhin@jetaviation.ch General Dynamics Private June 6, 2013 11