Denial in the Assessment and Treatment of Sexual Offenders Jackson Tay Bosley, Psy.D. Rutgers University Behavioral Health Care Old View: An offender who denies his sexual offense is automatically seen as a higher risk for sexual reoffense. Why the old view? Human reaction: Clinician & PO sense of right and wrong. “He’s not only a sex offender but a lying, sneaky sex offender.” Presents a difficult situation in treatment. Can’t talk about an offense he didn’t commit. Can be poisonous in group therapy. Makes assessment difficult. But, what are the “facts”? What Does The Research Say? Meta-analysis Hanson & Bussiere (1998) Hanson & Morton-Bourgon (2004) Took studies by others - (k=29, n=11,294) Calculated effect sizes for different factors Added more studies - (k=95, n=31,216) Strongest Predictors: Sexual deviancy predicts sexual recidivism. Antisociality predicts violent/any recidivism. Hanson et. al. findings Client presentation has little relationship with recidivism. Psychological issues, low motivation for treatment, lack of remorse/victim empathy Denial did not affect recidivism. But, treatment completion reduces recidivism (40%). Being kicked out of treatment increases recidivism (200%). Caveats Lund (2000) looked at criteria for denial used by the seven different studies in the Hanson, et. al meta-analysis. (Categorical) deniers excluded from treatment in most programs. Definitions of denial varied from study to study. When (in treatment) “denial” is determined makes a difference (at Intake – at completion of treatment, or ?). Implications Denial (however defined) might not affect sexual recidivism. Research efforts to that point had not determined if denial affects recidivism. Denial as a barrier to treatment entry does affect recidivism (it raises it). Denial contributes to problems in treatment compliance and is a relevant treatment issue. More research findings needed - Levenson & Macgowan (2004) Looked at relationship between denial and engagement in treatment and treatment progress (n=61). Denial = inverse relationship with treatment engagement and progress. “Supports current standards of practice that maintains that admitting to the crime is a necessary condition for progress…” Denial is reasonable treatment target. Nunes, Hanson, Firestone, Moulden, Greenberg & Bradford (2007) Wanted to look specifically at denial as a factor in recidivism (n=1052). Denial still did not predict recidivism in total sample. But: Low risk offenders + denial = higher risk. Higher risk offenders + denial = lower risk. Incest offenders + denial = higher risk. Langton, Barbaree, Harkins, Arenovich, McNamee, Peacock, Dalton, Hansen, Luong & Marcon (2008) Looked at post-treatment denial & recidivism (n=436). Separated denial into categorical and continuous scale. Categorical denial did not predict recidivism. High risk offenders + high minimization = higher recidivism. Failure to complete treatment, risk score and PCL-R (factor 2) = higher recidivism. Harkins, Beech & Goodwill, (2010) Wanted to look at denial, motivation for treatment and recidivism risk (n = 180). High risk offenders + total denial = lower risk of recidivism. Low risk offenders in denial reoffended more, but results non-significant. Denying risk for reoffense = lower recid. Acknowledging high risk = higher recid. Pake & Wilson (2010) Looked at establishing normative data on denial construct with SVP population. Examined several instruments: Facets of Sexual Offender Denial Denial Scale for Male Incest Offenders Denial and Minimization Checklist Used Denial and Minimization Scale (DAMS) to obtain SVP norms (n=140). Now, what? Levenson (2011) Raised ethical questions related to treatment of SOs in denial. APA and NASW ethical codes value client self-determination (mandated Tx?). Empirical literature supports addressing denial in treatment (responsivity issue). Denial not a categorical construct – “continuum of cognitive distortions” that require therapeutic attention. Looman, Abracen & Ghebrie (2012) Looked at higher-risk offenders (n=210). Post-treatment denial is associated with Factor 1 in PCL-R. Moderate risk offender in denial at pretreatment = higher risk. Post Treatment, high risk offenders + denial = higher recidivism. For moderate and low risk offenders, denial did not raise (or lower) risk. So, what is denial? Can be seen as a binary variable. Can be seen as a multi-dimensional variable (rationalizations, minimizations). “I swear to God, I didn’t do it.” Or, “yes I did it.” “Yeah, I did it, but…..” Can be dynamic variable (changes over time). Measured pre-treatment, post-treatment Denial (Psychological) Primitive defense mechanism. Lack of awareness due to stressful association with issue/incident/object. Uncomfortable with the fact - it is denied. First stage of coping. Once a person acquires emotional resources, they incorporate the painful fact into reality. PTSD – denial might not be conscious. Denial Most of what we call “denial” is simply lying due to fear of consequences. Aware of the truth, we claim the opposite. “Lying to yourself” is psychological denial. Confabulation is lying due to a mental illness. Lying to others is: “bald (or bare) faced” lie, an untruth, “white” lie, “bullshit”, an exaggeration, fib, fabrication, perjury, misrepresentation, etc. So, what is denial? (Cont.) Denial is a “treatment-interfering factor”. We don’t have specific treatment protocols proven to reduce denial. Denial has not been proven to raise recidivism with all sex offenders. Denial seems to be associated with increased recidivism with some offenders. Low risk offenders Incest offenders New View: Denial does not necessarily raise recidivism risk of sexual offenders. It has different effects on different offenders, sometimes raising risk, and sometimes lowering risk. Denial in Assessment Makes it harder to get information regarding offense (causative factors, precursors, contextual issues, etc.) Makes risk assessment process more complex and less exact. Risk predictions based on assumptions – if charges are true… and if not... Risk based on collateral materials – charge sheets, victims statements, etc. Polygraph It is intrusive and intimidating. Still legally questionable. Undeniable deterrent for some offenders. Not a deterrent for other offenders. Effective tool for breaking through denial. Is most accurate with single issue test. Increases rate of successful completion of supervision. Effective Tactics in Addressing Denial in Treatment Preparatory program (Marshall) Pre-Treatment groups (deniers groups) Motivational Interviewing/enhancing motivation and investment in treatment Treatment readiness groups Surreptitious focus on denial – without heavy confrontation and threats “Face saving” strategies. Effective Tactics in Addressing Denial in Treatment (Cont.) Understand the purpose of denial for that specific offender. Recognizing denial as a “normal” (and common) process in human interactions. Get comfortable with never knowing for sure whether an offense was committed or not. Not focusing on denial as a primary or necessary issue in treatment. Ineffective Tactics in Addressing Denial in Treatment Harsh or consistent confrontation is not conducive to breaking through denial. Name-calling, goading, etc. is antithetical to good treatment. Excluding client from treatment (bad for clients, bad for society). Too many deniers (in a group) can make it hard for others to take responsibility. Denial and Specific Circumstances Discharge from treatment for negative (obstructionistic) behavior in therapy. “I’m not a sex offender and all this treatment stuff is crap. I’m not going to be in treatment with these guys – they are horrible.” Refusal to cooperate with treatment or supervision requirements. “I’m not a sex offender so you can’t tell me I can’t go to the mall/park or wherever I want.” Take Home Message Denial is common among sex offenders. Denial does not usually raise the risk of sexual reoffense. * Denial should not exclude anyone from treatment. * Careful management of treatment situations is needed when an individual in group is denying his/her sexual offense. Take Home Message (Cont.) Denial is vexing for the therapist and PO, but is not a major problem in the system. It is a reasonable issue to address in treatment (carefully) because it interferes with treatment participation/investment. We have to be careful not to make offenders in denial more dangerous by denying them treatment. Treatment Context Correctional programming should be provided according to the principles of Risk/Need/Responsivity. Risk – highest risk = most intensive treatment Need – treat issues that contribute to sexual recidivism (Stable & Acute-2007 items) Responsivity–Treatment that meets clients where they are. Good Lives Model involves clients in treatment planning and implementation. Treatment Context (Cont.) Motivational Interviewing enlists participants into the therapy process. Overcome treatment resistance with concern. Develop working alliance. Harder in the short term – easier in the long. Separate treatment systems for deniers and admitters (difficult to implement). Gentle, supportive challenging is the key. Treatment Context (Cont.) Modern treatment for sexual offenders is evolving from a harsh, confrontational style to a more supportive model. It is still based on Cognitive Behavioral concepts, but focuses on teaching our clients new ways to live a healthy lifestyle. And, it involves the clients in their own therapeutic process, using a collaborative approach. Bibliography (Chronological order) Hanson, R. K., & Bussière, M. T. (1998). Predicting relapse: A metaanalysis of sexual offender recidivism studies. Journal of Consulting and Clinical Psychology, 66, 348-362. Hanson, R.K., & Morton-Bourgon, K. (2005). The characteristics of persistent sexual offenders: A meta-analysis of recidivism studies. Journal of Consulting and Clinical Psychology, 73, 1154-1163. Lund, C.A. (2000). Predictors of sexual recidivism: Did meta-analysis clarify the role and relevance of denial? Sexual Abuse: Journal of Research and Treatment, 12, 275-287. Levenson, J. S. & Mcgowan, M.J. (2004). Engagement, denial and treatment progress among sex offenders in group therapy. Sexual Abuse: Journal of Research and Treatment, 16, 49-63. Nunes, K. L., Hanson, R. K., Firestone, P., Moulden, H. M., Greenberg, D. M., & Bradford, J. M. (2007). Denial predicts recidivism for some sexual offenders. Sexual Abuse: A Journal of Research and Treatment, 19, 91-105. Bibliography (Cont.) Langton, C. M., Barbaree, H. E., Harkins L., Arenovich, T., McNamee, J., Peacock, E. J., Dalton, A., Hansen, K. T., Luong, D. & Marcon, H. (2008). Denial and minimization among sexual offenders: Posttreatment presentation and association with sexual recidivism. Criminal Justice and Behavior, 35, 69-98. Nunes, K. L. & Cortoni, F. (2008). Dropout from sex-offender treatment and dimensions of risk of sexual recidivism. Criminal Justice and Behavior, 35, 24-48. Yates, P. M. (2009). Is sexual offender denial related to sex offense risk and recidivism: A review of treatment implications. Psychology, Crime and Law, Special Issue: Cognition and Emotion, 15, 183-199. Harkins, L., Beech, A. R. & Goodwill, A. M. (2010). Examining the influence of denial, motivation and risk on sexual recidivism. Sexual Abuse: Journal of Research and Treatment, 22, 78-94. Bibliography (Cont.) Pake, D. R. & Wilson, R. J. (2010). Normative data set for evaluating civilly committed sexual offenders using the Denial and Minimization Scale (DAMS). Open Access Journal of Forensic Psychology, 2, 379-395. Levenson, J. S. (2011). “But I didn’t do it!”: Ethical treatment of sex offenders in denial. Sexual Abuse: Journal of Research and Treatment, 23, 346-364. Looman, J., Abracen, J. & Ghebrie, S. (2012). Denial and recidivism among high risk, treated sexual offenders. Poster Session at 2012 ATSA conference, Contact Information Jackson Tay Bosley, Psy.D. Clinician Administrator Specialized Sexual Offender Treatment Services Rutgers University Behavioral Health Care Whittlesey Road P.O. Box 863 Trenton, New Jersey 08625 (201) 259-5228 (609) 984-6280 DENIAL James R Reynolds, PhD (908)872-3099 jimrey1@gmail.com Marshall et al (2010) note that it: “is now generally accepted in the field of sexual offender treatment that denial is not a relevant treatment target because of the fact that it does not predict reoffending (p 120)” What’s the Problem: Determining Denial Comparing an offender’s account to the victim’s account of the offense is problematic for several reasons: • Victims make mistakes • Innocent individuals confess and plead guilty • Innocent individuals are convicted Problem: Polygraphs cannot identify the truth Polygraphs cannot sort the truth from mistakes, exaggerations, false confessions, pleas, and accusations • • Research varies regarding the effectiveness of polygraphs Rate of error ranges from 10 to 50 percent depending on the subject and type of polygraph used. – Does kicking people out of treatment due to “denial” solve the problem? Smith, Goggin, & Gendreau, 2002 Conclusions: Incarceration sanctions did not produce decreases in recidivism • there were tentative indications that increasing lengths of incarceration were associated with slightly greater increases in recidivism • History of Full Disclosure Requirement Behaviorism - Deviant sexual activities reflect deviant sexual interests Modifying sexual interests requires full disclosure to be effective Relapse Prevention – Identify ALL risky situations needed to be effective No evidence that full disclosure correlates with lower reoffending Remaking Relapse Prevention and Treatment Paradigms Research not supportive of RP as effective model except for those who “get” treatment • Influence of positive psychology • • Good Lives Model • Motivational Interviewing Positive Psychology ● Strengths-based ● Approach oriented - not avoidance ● Supports autonomy, relatedness, and competence ● Embraces resilience ● Focuses on protective factors Good Lives Model Nine Key Areas ● ● ● ● Optimal Health Knowledge Mastery in Work/Play Autonomy Inner Peace Relatedness Creativity Spirituality Motivational Interviewing Collaboration Autonomy Evocation ● Express Empathy ● Enhance ambivalence ● Roll with resistance ● Support self-efficacy Treatment Solve the “Denial” Problem? First do no harm Now that these “deniers” are worse ● From incarceration… ● From being noncompleters… ● Let’s start treating them in the community… Levenson 2011 Analysis • Methodology problems To reject deniers from treatment is to prevent an opportunity for change, and might be unethical. • On the other hand, some might argue that it is difficult, if not impossible to treat a client for a problem which he says he does not have, and that to do so might be unethical. • Harkins, Beech, & Goodwill, 2010 What Else May Be Going On? Believe self to be low risk DECREASED recidivism Believe self to be high risk INCREASED recidivism Why Might Denial Mitigate Risk? Perhaps denial is actually a healthy response to offending. • The offender denies because he knows that sexual assault is wrong and it is his shame and concern about the perceptions of others that lead him to deny the crime. • Why Might Denial Mitigate Risk? Denial may then provide a protective effect for some offenders, because it is motivated by pro-social characteristics such as fear of consequences and a desire to be viewed positively by others. The individuals change their behaviors to be more consistent with someone who would not commit such offenses Desistance is defined as an event, or a process, “I’m not a maturational sex offender” Jives with emerging from development, or shifts in Criminology Literature ontransformation. Desistence personal narratives and cognitive • Desistance is centered around an individual carrying out a fundamental, and intentional, shift in their sense of self and their place in society. • Desistence Continued This process of “making good” involves ● (a) establishing the “real me”; (b) having an optimistic perception of selfcontrol over one’s destiny; and, ● (c) the desire to be productive and give something back to society. ● Question - “So What Works?” Answer – RNR Model (Hopefully) Risk-Needs-Responsivity Applies to People Who Commit Sex Crimes Too • Individualization - not 1-size-fits-all • Different issues to target / prioritize for each person • Over treatment and supervision (e.g., treating low risk person with high risk interventions) increases risk • RNR Continued Treatment providers should be cognizant that noticeable reductions in recidivism are not to be expected among the lowest risk offenders. • Other treatment goals, such as meaningful reintegration into the community, may be appropriate for these cases. • Of the three RNR principles, attention to the need principle would motivate the largest changes in the interventions currently given to sexual offenders. • RNR & Denial Denial may be viewed as a responsivity factor and as a cognitive distortion process that is common among sexual offenders, and efforts should be made to retain these individuals in treatment to reduce their likelihood to reoffend. Contributing to a Safer Society by Doing What Works The rationale for excluding individuals from treatment on the basis of a single factor that is not established in research as a risk factor for sexual offending, is not obvious or sound. Contributing to a Safer Society by Doing What Works RELATIONSHIPS: Numerous studies indicate that the alliance between client and clinician is the most significant factor for successful treatment outcome • Studies also indicate that the therapeutic alliance is more important than the method of therapy • Contributing to a Safer Society by Doing What Works Establishment of a positive therapeutic relationship between the client and therapist, account for a significant proportion of the variance in treatment outcome • Motivational Interviewing gets at this issue • Contributing to a Safer Society by Doing What Works Creating a positive and therapeutic treatment atmosphere involves: Empathy – Respect Friendliness Sincerity Directness Confidence – – Warmth Genuineness Interest in the client Contributing to a Safer Society by Doing What Works TARGETING KNOWN CRIMINOGENIC FACTORS THAT IMPACT RECIDIVISM: Focus on the issues that have a demonstrated positive relationship to recidivism • Don't focus on admission of offense details as attempting to gain such disclosure is not the best use of limited treatment resources • Use the STABLE 2007 and ACUTE 2007 • Specific Strategies for Denial Interventions Treatment should proceed with first determining the function that denial and minimization serves for the offender • There are multiple reasons that individuals may engage in denial, and this should be assessed prior to commencing treatment, in order that denial and cognitive distortions can be adequately addressed. • Specific Strategies for Denial Interventions Denial, minimization, and other distorted perceptions are normal cognitive processes that are self-protective for the individual. • Treatment should attempt cognitive restructuring, using a collaborative, not confrontational, approach to help clients understand the role of cognitive distortions in offending. • Specific Strategies for Denial Interventions Provide corrective information and assistance to identify their cognitive distortions. • Help clients to learn to challenge such distorted views and perceptions. • Specific Strategies for Denial Interventions For treatment-resistant offenders, who would otherwise be excluded from treatment, it is recommended that preparatory programs be used. • This maximizes the number of offenders receiving treatment and minimizes the number of untreated offenders released to the community. • Specific Strategies for Denial Interventions Use Marshall’s approach for those who categorically deny involvement in their sexual offenses and who refuse to participate in treatment. Marshall’s ‘deniers’ program’ is much like traditional treatment with the exception of a modified offense disclosure. Offenders are truthfully informed that they will not be required to admit to offending in treatment, and all assessed relevant dynamic risk factors are targeted in treatment. Specific Strategies for Denial Interventions Offenders analyze their offenses in the context of the behavior that led them to be ‘falsely accused’ or ‘wrongfully convicted’ or that led to their incarceration. • With the exception of the requirement to admit to all offense details, treatment proceeds in much the same manner as for offenders who do not deny offending. • Specific Strategies for Denial Interventions Treatment targets known risk factors and builds skills to reduce the risk of future recidivism, using cognitive behavioral methods and a collaborative approach, thereby including all of the essential features of effective treatment with sexual offenders. • Start with two preparatory sessions that are motivational and positive in nature, and that emphasize working toward achieving clients' individual success goals. • Specific Strategies for Denial Interventions Background information related to accusations (acute factors) • Autobiography for historic (i.e., stable) factors • Relationship factors • Coping styles: emotion focused, mood focused, and avoidant • Specific Strategies for Denial Interventions • Mood management (stress, anger, assertiveness) • • Victim harm • Self-management • Enhancement of self-esteem GLM goals, especially re: relationships, work/education, and leisure • Specific Strategies for Denial Interventions By making a simple promise and keeping to it, the therapists engage the clients in a program they say they do not need, for a problem they say they do not have, to prevent another offense that they say they didn't commit in the first place (Laws, 2002). Why Should YOU Treat Those in “Denial”? Responsibility as professionals to rely on science, using research- and evidence-based practices • Responsibility to do everything in your power (even if it is not always what you’d prefer in a perfect world) to prevent recidivism • Responsibility to the defendant to help him or her conceive of and try to achieve an offense-free future • Responsibility to the community to protect as many potential victims as possible even if it means less emphasis on punishment or retribution against difficult defendants • Responsibility to the victim to try to meet his or her individual needs for recovery. • Thank You James R Reynolds, PhD (908)872-3099 jimrey1@gmail.com