Research Ethics Information Session June 2013

advertisement

Ethics Forum – June 2013

Andrew Thornton

Chairman, HREC

Royal Adelaide Hospital

HREC Issues & Pressures

> Workloads

> Additional requirements and processes due to on-line forms

> Transitioning to electronic filing by electronic submissions of all documentation.

> Additional requirements and processes due to SA Health Policies

> Issues with linking research into governance, delegations of authority, credentialing, accreditation

> National Approach (formerly HoMER).

We need your help!

> We are working towards making more use of electronic media and less hard copy.

> We are trying to balance the needs of SA

Health policy against the need to keep the committee functioning effectively and against the needs of researchers.

> We need everyone’s help to keep the workloads manageable and to avoid mistakes happening.

For new submissions involving an investigational drug or device

> NEAF (through on-line forms only)

> Cover letter/Investigator’s Statement (1 electronic + 2 hard copies)

> Protocol (1 electronic copy and 2 hard copies)

> Informed Consent Documents (1 electronic copy and 2 hard copies)

> Investigator’s Brochure/Product Info (1 electronic and 1 hard copy)

> IDSC Form A (1 electronic copy)

> IDSC Form B (1 electronic copy)

> Pharmaceutical Checklist (1 electronic copy)

> Questionnaires (1 electronic copy)

> Advertising material (1 electronic copy)

> Any other material (1 electronic copy)

> CTN Form (1 hard copy)

> Radiation Safety Report (1 electronic copy and 1 hard copy)

> EPA Notification Form (1 electronic copy and 1 hard copy)

> Invoicing Form (1 electronic copy and 1 hard copy)

> The submission must be complete with ALL documentation

Other new submissions which require full committee review

> NEAF (through on-line forms only)

> Cover letter (1 electronic copy and 1 hard copy)

> Protocol (1 electronic copy and 1 hard copy)

> Informed Consent (1 electronic copy and 1 hard copy)

> Advertising material (1 electronic copy)

> Questionnaires (1 electronic copy)

> Any other material (1 electronic copy)

> Radiation Safety Report (1 electronic copy and 1 hard copy)

> EPA Notification Form (1 electronic copy and 1 hard copy)

> Invoicing Form (1 electronic copy and 1 hard copy)

> Any other material (1 electronic copy)

> The submission must be complete with ALL documentation.

For LNR studies which are suitable for expedited review

> Check with Heather whether the study is appropriate for expedited review.

> Cover letter (1 electronic copy and 1 hard copy)

> Protocol (1 electronic copy and 1 hard copy)

> Informed Consent (1 electronic copy and 1 hard copy)

> Questionnaires (1 electronic copy)

> Advertising material (1 electronic copy)

> Any other material (1 electronic copy)

> Radiation Safety Report (1 electronic copy and 1 hard copy)

> EPA Notification form (1 electronic copy and 1 hard copy)

> There will be an on-line LNR form shortly.

> There will be an on-line LNR SSA form shortly.

Amendments

> Electronic

• Request For Review Of Updated

Documentation

• Cover letter to give broad overview of reason for change and point to the detailed summary

• Summary of changes

• Amended documentation

• Detailed summary of changes including old text, new text and rationale (electronic).

> Hard Copy

• Cover letter

• Amended Information Sheet

IBs (including Addendums) or

Equivalent documentation

> Electronic

• Request For Review Of Updated Documentation

• Cover letter

• Amended documentation

> Hard copy – nil

> Remember that somewhere there must be a statement from the PI to indicate whether the new information changes the risk/benefit of the study or creates any additional issues which the committee should be aware of.

Safety information (SUSARS,

DSUR, etc, SAE, Protocol violations, DSMB reports, etc)

> Electronic

• Request For Review Of Updated Documentation

• Cover letter

• Relevant documentation.

> Hard copy – nil

> Remember that somewhere there must be a statement from the PI to indicate whether the new information changes the risk/benefit of the study or creates any additional issues which the committee should be aware of.

For other notifications (Annual reports, Close-outs, etc)

> Electronic

• Cover letter

• Relevant documentation

> Hard copy - nil

General requirements…1

> Make sure that all of the appropriate documents are submitted.

> Make sure the appropriate documents are listed in exactly the way you need them to be approved, either in a cover letter, email, or in another form such as the new “ Request For Review Of Updated

Documentation ”

> Submit the document list in MS-Word format

> Submit other documents as PDF’s which are searchable not as scanned documents.

> Use “track changes” for all document changes.

> If any submitted documents have a password, we must know what that password is.

General requirements…2

> Submit the cover letter or cover page with scanned signatures or preferably use an electronic signature for the PI – please check that there is some control on the use of the signature

> Tell us how you are submitting, ie “electronic only” or

“hard copy to follow” (in the email, not the subject line).

> Don’t send unnecessary hard copy – it will go in the bin.

> Please don’t assume that we know what has gone on before – put the new submission in context.

> CDs should be labelled with the RAH Study Number and the PI name and submitted in SOFT covers, not hard covers.

Email requirements

> Subject Line – include REC # and short description of contents/documents submitted only

> In the email body (or in the “Request for Review…”)

• Full title of Protocol and REC Protocol No.

• Name and title (Mr., Ms., A/Prof, Dr) of PI

• Indication of what is to be reviewed/submitted

• List of documents submitted for review, and listed how they are to be approved.

> In the email or associated documentation, there must be contact name and return address location.

• Name: Dr Mary Smith,

• Dept: Dept of Ingrowing Toenails,

• Location: Level 1, Thornton Block.

• Phone: 8222-4139

Invoicing issues

> If there is a change to the Invoicing Details please notify us promptly of:

• Contact person

• Name of Sponsor

• Address where the Invoices are to be sent

> A new Invoice Form or the new “Request for Review of Updated Documentation” must be provided for every related study

News on the “National Approach”

> July 2013?

> Single ethical review

> Multiple governance reviews

> CPI responsibilities

• Submitting all documents*

• Coordinating with all sites

• Liaising with sponsor

• Preparing generic SSA

> PI responsibilities

• Preparing specific SSA

• Dealing with local RGO

* Note that we are happy with a generic Information Sheet

– provided that the text is the same at all sites, it is not necessary to submit customised Information Sheets

Other issues

> Committee recruitment

> Committee feedback

Download