HEALTHY WORK ENVIRONMENTS: IMPROVING STAFF SATISFACTION AND EMPLOYEE PRODUCTIVITY IN A NON-TRADITIONAL NURSING WORK ENVIRONMENT THROUGH EMPLOYEE RECOGNITION Charles Michael Combs II A dissertation submitted to the faculty at the University of North Carolina at Chapel Hill in partial fulfillment of the requirements for the degree of Doctor of Nursing Practice in the School of Nursing. Chapel Hill 2018 Approved by: Rebecca Kitzmiller Carrie Palmer Molly O’Toole ©2018 Charles Michael Combs II ALL RIGHTS RESERVED ii ABSTRACT Charles Michael Combs II: Healthy Work Environments: Improving Staff Satisfaction and Employee Productivity in a Non-Traditional Nursing Work Environment Through Employee Recognition (Under the direction of Rebecca Kitzmiller) Background: Meaningful recognition (MR), one of the six standards outlined by the American Association of Critical-Care Nurses for creating and sustaining a healthy work environment, is essential for improving individual and organizational outcomes. Employee recognition programs (ERPs), a subset of MR, are linked to improved employee performance, job satisfaction, and employee engagement and motivation. However, little evidence is available that specifically examines implementation of MR-based ERPs in non-traditional nursing settings and the resultant impacts. Purpose: The purpose of this project was to evaluate the effectiveness and feasibility of implementing a non-monetary, MR-based ERP in a non-traditional nursing setting. Methods: A pre-post design was used to evaluate the effectiveness and feasibility of a three-month pilot ERP at improving job satisfaction, productivity, and the overall health of the work environment in the BlueCross and BlueShield of North Carolina’s Medical Review department. Recognition was given via three formats: (1) department-wide email blast, (2) computer-generated recognition certificate, and (3) a star-shaped pin. Job Satisfaction Survey, Healthy Work Environment Assessment Tool, and departmental productivity data were collected and analyzed pre- and post-implementation. Employee perceptions data on the effectiveness and meaningfulness of the ERP were analyzed post-implementation using content analysis. iii Results: Significant increases in job satisfaction (t = 2.39, p = 0.02), the health of the Medical Review work environment (t = 2.16, p = 0.04), and staff productivity (t = 7.96, p = 0.02) were noted. Participants agreed that the ERP was (1) meaningful (89.7%), (2) easy to use (92.3%), (3) fair (89.7%), (4) beneficial to the department (87.2%), and (5) should become permanent (76.9%). Further, 89.7% of participants reported satisfaction with the ERP and the types of recognition given. Conclusion: Implementation of an ERP was effective at improving job satisfaction, productivity, and the overall health of the Medical Review work environment. Employee recognition represents a powerful tool for leaders to utilize to motivate staff and improve their working lives. Simple actions, such as sending an email or generating a recognition certificate, positively impacted staff and increased departmental work performance while still improving job satisfaction and the health of the working environment. iv To all those who helped make this dream possible….I thank you from the bottom of my heart! v ACKNOWLEDGEMENTS I owe this accomplishment to all my friends and family that stood by me and supported me along this awesome journey. I wouldn’t have made it very far without your love and support. I especially want to thank Tim Paschkewitz for always being there, listening to me, and encouraging me along the way. Thank you for never letting me give up, even though I wanted to numerous times. Your love and support throughout the DNP program helped me realize my dreams and I couldn’t have done this without you! I also want to thank Tara Bass for being my confidant and most of all my friend. You were always available to listen, bounce ideas off of, and to tell me things would be ok. Your friendship and support throughout the DNP program and the DNP project were invaluable to me and I can’t thank you enough for everything! I also want to thank my friend and fellow classmate, Christine Weeks, for her friendship and support throughout the DNP program. Lastly, I want to thank Alex Robbins and Jennifer Binkley, the two best friends a guy could have. Thank you for always being there for me when I needed you and for your love and support throughout this journey. I owe a huge debt of gratitude to my DNP project committee chair, Dr. Rebecca Kitzmiller, for her support, guidance, feedback, patience, encouragement, and faith in me throughout both the DNP program and the DNP project. Dr. Kitzmiller was my teacher, my adviser, my project chair, my cheerleader, and at times, even my therapist. She was there for me during both the good and the bad and for that, I will always be truly grateful. Dr. Kitzmiller helped me take a general idea and mold it into something I am truly proud of. I couldn’t have done this without you! I also want to acknowledge my DNP project committee members, Dr. vi Carrie Palmer and Molly O’Toole. Thank you, Dr. Palmer, for stepping in during my time of need and for your support and guidance throughout both the DNP program and the DNP project. Thank you, Molly, for your support in continuing my education and your assistance in facilitating the implementation of my project. I couldn’t have done this without you both. I also want to acknowledge all the faculty and staff at the UNC School of Nursing. I would not be here today without your guidance and support throughout the DNP program. I also want to acknowledge my professors specifically, for teaching me, providing new learning opportunities, and instilling in me the skills and knowledge necessary to become a nurse leader of tomorrow. I want to thank Dr. Julee Waldrop for instilling in me a love of research and for helping me grow my project idea into what it became. You never wavering support and kindness were truly special to me. I also want to thank Dr. Mary Lynn for your guidance, support, and knowledge of data analysis. The skills you instilled in me allowed me to look at data in a different light and to understand the tools necessary for data analysis. Thank you both for everything! I also want to acknowledge BlueCross and BlueShield of North Carolina and my Medical Review department family. Thank you for allowing me to implement my project and supporting me in continuing my education. I specifically want to give a shout out to the Medical Review management team: Bethany Archer, Aaron Hardy, Michelle Woodruff, and Tara Bass. Thank you for your assistance and support throughout the DNP program and project. I couldn’t have done this without you. Lastly, I want to specifically acknowledge the first Employee Recognition Committee: Catina Hodges, Jessica Wilborne, Lisa Bell, Toyoka Davis, and Tracey Cox. Thank vii you for your support and assistance throughout project implementation and for acting as project champions and helping to ensure implementation was successful. I couldn’t have done this without you! viii TABLE OF CONTENTS LIST OF TABLES ........................................................................................................................ xii LIST OF FIGURES ..................................................................................................................... xiii LIST OF ABBREVIATIONS ...................................................................................................... xiv LIST OF SYMBOLS ................................................................................................................... xvi CHAPTER 1: INTRODUCTION ................................................................................................... 1 Background ......................................................................................................................... 1 Practice Problem Statement ................................................................................................ 2 Purpose Statement ............................................................................................................... 3 CHAPTER 2: REVIEW OF LITERATURE .................................................................................. 4 Search Strategy ................................................................................................................... 4 Search Results ..................................................................................................................... 4 Healthcare Work Environments .................................................................................. 4 Healthy Work Environments ....................................................................................... 5 Recognition .................................................................................................................. 7 Meaningful Recognition .............................................................................................. 8 Employee Recognition Programs .............................................................................. 10 CHAPTER 3: CONCEPTUAL AND THEORETICAL FRAMEWORK.................................... 12 Lewin’s Theory of Change ............................................................................................... 12 Essential Points of Lewin’s Theory of Change................................................................. 12 Force-Field Analysis .................................................................................................. 13 Three Phases of Change Model ................................................................................. 14 ix Usefulness and Limitations........................................................................................ 16 CHAPTER 4: METHODOLOGY ................................................................................................ 18 Methods............................................................................................................................. 18 Project Setting and Subjects.............................................................................................. 18 Protection of Human Subjects .......................................................................................... 19 Employee Recognition Program Design ........................................................................... 19 Program Implementation .................................................................................................. 20 Phase One: Pre-implementation ................................................................................ 20 Phase Two: ERP Implementation and Monitoring .................................................... 25 Phase Three: Post-implementation ............................................................................ 26 CHAPTER 5: DATA ANALYSIS ............................................................................................... 28 Results ............................................................................................................................... 28 Demographics Data ................................................................................................... 28 Program Results ......................................................................................................... 30 Job Satisfaction Survey.............................................................................................. 32 Healthy Work Environment Assessment Tool .......................................................... 34 Productivity................................................................................................................ 35 Employee Perceptions ............................................................................................... 37 CHAPTER 6: DISCUSSION ........................................................................................................ 45 Discussion ......................................................................................................................... 45 Job Satisfaction .......................................................................................................... 45 Healthy Work Environment ....................................................................................... 48 Productivity................................................................................................................ 51 Employee Perceptions ............................................................................................... 52 Driving and Restraining Forces ................................................................................. 53 x Lessons Learned ........................................................................................................ 55 Sustainability ............................................................................................................. 56 Recommendations...................................................................................................... 57 Implications for Research .......................................................................................... 57 Implications for Practice ............................................................................................ 58 Limitations ................................................................................................................. 58 Dissemination ............................................................................................................ 59 Conclusion ........................................................................................................................ 59 APPENDIX A: FORCE-FIELD ANALYSIS OF THE MEDICAL REVIEW DEPARTMENT............................................................................................................................ 61 APPENDIX B: EMPLOYEE RECOGNITION PROGRAM DESIGN ....................................... 62 APPENDIX C: DEMOGRAPHICS QUESTIONS ...................................................................... 68 APPENDIX D: JOB SATISFACTION SURVEY ....................................................................... 69 APPENDIX E: ADAPTED HEALTHY WORK ENVIRONMENT ASSESSMENT TOOL ................................................................................................................. 72 APPENDIX F: EMPLOYEE PERCEPTION QUESTIONS ........................................................ 75 APPENDIX G: UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL’S IRB APPROVAL .......................................................................................................................... 76 REFERENCES ............................................................................................................................. 79 xi LIST OF TABLES Table 1. Subject-Generated Identification Code (SGIC) and Question Set.................................. 22 Table 2. Demographic Data ......................................................................................................... 29 Table 3. Awards Received Per Team ............................................................................................ 31 Table 4. Job Satisfaction Survey – Paired Samples t-Test Results and Paired Samples Statistics .......................................................................................................................... 33 Table 5. Healthy Work Environment Assessment Tool – Paired Samples t-Test Results and Paired Samples Statistics .......................................................................................... 35 Table 6. The Types of Recognition were Meaningful to Me ......................................................... 37 Table 7. Overall, I was Satisfied with the Employee Recognition Program................................. 38 Table 8. The Employee Recognition Program was Easy to Use................................................... 39 Table 9. The Selection Criteria were Fair to all Participants ...................................................... 40 Table 10. The Employee Recognition Program was Beneficial to the Department ..................... 42 Table 11. The Employee Recognition Program Should Become a Permanent Addition to the Medical Review Department ................................................................................ 43 Table 12. Mean Scores for Employee Perceptions of the Employee Recognition Program’s Meaningfulness and Effectiveness .............................................................................. 44 Table D1. Job Satisfaction Scale .................................................................................................. 69 Table D2. Job Satisfaction Subscale Item Numbers ..................................................................... 71 Table E1. Adapted Healthy Work Environment Assessment Tool ................................................ 72 Table E2. Healthy Work Environment Assessment Tool Subscale Item Numbers ........................ 74 xii LIST OF FIGURES Figure 1. Average Productivity by Week ..................................................................................... 36 Figure 2. Average Productivity per Team by Week ..................................................................... 36 Figure A1. Force-Field Analysis of the Medical Review Department ......................................... 61 Figure B1. Shining Star Award Nomination Form ....................................................................... 65 Figure B2. Shining Star Award Certificate................................................................................... 66 Figure B3. Star Pin ....................................................................................................................... 67 xiii LIST OF ABBREVIATIONS AACN American Association of Critical Care Nurses BCBS NC BlueCross and BlueShield of North Carolina BCBSNC-MRD BlueCross and BlueShield of North Carolina Medical Review Department DNP Doctor of Nursing Practice ERC Employee Recognition Committee ER Employee Recognition ERP Employee Recognition Program ERPs Employee Recognition Programs FFA Force-Field Analysis HWE Healthy Work Environment HWEAT Healthy Work Environment Assessment Tool HWEs Healthy Work Environments IHI Institute for Healthcare Improvement IOM Institute of Medicine IRB Institutional Review Board JSS Job Satisfaction Survey MR Meaningful Recognition MRD Medical Review Department NHSR Not Human Subject Research PI Primary Investigator SGIC Subject-Generated Identification Code xiv SPSS Statistical Package for Social Sciences UNC University of North Carolina at Chapel Hill UWEs Unhealthy Work Environments xv LIST OF SYMBOLS β Beta Coefficient M Mean p P-Value (Significance) r Correlation Coefficient SD Standard Deviation xvi CHAPTER 1: INTRODUCTION Background Evidence suggests that healthy work environments (HWEs) positively impact employee satisfaction, recruitment, productivity, retention, and engagement; and are linked to organizational success and financial viability (Cornett & O’Rourke, 2009; Lowe et al., 2003; Pearson et al., 2007; Raziq & Maulabakhsh, 2014; Vollers, Hill, Roberts, Dambaugh, & Brenner, 2009). In 2005, the American Association of Critical-Care Nurses (AACN) began a campaign to improve the working environments of nurses because of the association between work environment, nurse satisfaction and retention, and patient outcomes. The six essential elements for creating and maintaining a HWE include: skilled communication, true collaboration, effective decision-making, appropriate staffing, authentic leadership, and meaningful recognition (MR) (AACN, 2005). Meaningful recognition, defined as valuing and rewarding work well done, often occurs through formal employee recognition programs (ERPs) (e.g. supervisor and/or peer recognition, monetary and/or non-monetary rewards) and is associated with improved productivity, job satisfaction, and employee engagement and motivation (Akafo & Boateng, 2015; Ali & Ahmed, 2009; Darling, Arn, & Gatlin, 1997; Grochow, 2012; Lefton & Breugger, 2009; Tessema, Ready, & Embaye, 2013; Ulrich et al, 2006; Vollers et al., 2009). Despite the positive outcomes of MR, and formal ERPs specifically, it remains one of the least researched and utilized of the HWE standards (Tessema et al., 2013; The Maritz Institute, 2011). Further, evidence suggests that both MR and ERPs remain underutilized in many healthcare and nonhealthcare organizations (Neckermann & Frey, 2013; Ulrich et al., 2014). Therefore, this Doctor 1 of Nursing Practice (DNP) project will examine the feasibility and effectiveness of an ERP among staff at a non-traditional nursing work setting, BlueCross and BlueShield of North Carolina (BCBS NC). Practice Problem Statement Lack of a healthy work environment (HWE), defined as safe, supportive, satisfying, and empowering, results in increased staff turnover, worker stress, increased errors, and greater job absenteeism (Aiken et al., 2008; Erenstein & McCaffrey, 2007; Heath et al., 2004). Virtual work environments may further contribute to poor employee experiences due to increased feelings of professional and social isolation and decreased employee engagement and motivation (Caillier, 2012; Felstead, Jewson, Phizacklea, & Walters, 2006; Kurland & Cooper, 2002; Sardeshmukh, Sharma, & Golden, 2012). Nurses increasingly work in nontraditional settings, such as call centers, telehealth, and insurance companies where virtual work is common. Because these settings and virtual work differ dramatically from more traditional work settings (e.g., ambulatory or acute care), nurses may be particularly vulnerable to the negative consequences of social isolation. Meaningful recognition (MR), one of the six standards outlined by the American Association of Critical-Care Nurses (AACN) for creating a healthy work environment, examines how employees are rewarded for the work they do and the value they provide to an organization (Vollers et al., 2009). Evidence suggests that MR and employee recognition programs (ERPs), a subset of MR, positively impact productivity, job satisfaction, and employee engagement and motivation (Akafo & Boateng, 2015; Ali & Ahmed, 2009; Darling, Arn, & Gatlin, 1997; Grochow, 2012; Lefton & Breugger, 2009; Tessema, Ready, & Embaye, 2013; Ulrich et al., 2006). The BlueCross and BlueShield of North Carolina Medical Review department (BCBSNC-MRD) represents a non-traditional nursing work environment. In this productivity- 2 based environment, the majority of staff work from home with limited daily interactions. Current BCBSNC-MRD productivity measures indicate that greater than 40% of staff are not fully productive. Productivity directly impacts overall staff and departmental performance. Furthermore, recent focus group and survey data (June, 2018) indicated that staff desire increased recognition and acknowledgment for their work beyond existing monetary incentives. Feelings of isolation and separation among BCBSNC-MRD staff may contribute to poor productivity rates and the desire for increased recognition. Therefore, translating the HWE Meaningful Recognition (MR) standards to this environment through the implementation of an employee recognition program (ERP) may positively affect employee satisfaction, productivity, and ultimately improve the overall health of the work environment. Purpose Statement The purpose of the project was to evaluate the effectiveness of an ERP to improve staff satisfaction, productivity, and the overall health of the BCBSNC-MRD work environment. Questions Four questions guided the development of this project: 1. How does an ERP effect job satisfaction among BCBSNC-MRD staff? 2. How does an ERP effect overall work environment health within Medical Review? 3. How does an ERP effect Medical Review work productivity? 4. What facilitators and barriers impact ERP implementation at BlueCross and BlueShield of North Carolina (BCBS NC)? 3 CHAPTER 2: REVIEW OF LITERATURE Search Strategy PubMed, CINAHL, Google Scholar, and Business Source Premier databases were searched using the keywords: healthy work environment, meaningful recognition, employee recognition program, employee productivity, and staff satisfaction. Inclusion criteria for screening and full-text review included articles from peer-reviewed journals in the English language. Articles examining only monetary forms of recognition were excluded. To specifically target articles related to the AACN HWE framework and standards, a filter was applied to identify the phrase “healthy work environment”. Keywords were combined to examine the impacts of ERPs on the outcome measures of productivity and staff satisfaction. Search Results Searches produced 317 articles. Following the removal of duplicates and application of inclusion and exclusion criteria, 62 articles were retained and read in their entirety. Of these, 44 articles met inclusion and exclusion criteria and were included in the review of the literature. Healthcare Work Environments Over the past two decades, the Institute of Medicine (IOM) and others focused extensively on healthcare work environment quality. In 2004, the IOM released Keeping Patients Safe: Transforming the Work Environment of Nurses, a hallmark report that built upon the IOM’s earlier works, To Err is Human (1999) and Crossing the Quality Chasm, Keeping Patients Safe (2001), and highlighted the impacts of nursing work environments on improving patient safety and overall healthcare quality (IOM, 2004). Subsequently, the American 4 Association of Critical-Care Nurses (AACN) released the AACN Standards for Establishing and Sustaining Healthy Work Environments: A Journey to Excellence (2016). This report, built upon 10 years of research, “responded to mounting evidence that unhealthy work environments contribute to medical errors, ineffective delivery of care, and conflict and stress among health care professionals” (AACN, 2016, p. 1). The AACN proposed six standards essential to creating and maintaining a HWE: skilled communication, true collaboration, effective decision making, appropriate staffing, MR, and authentic leadership (AACN, 2005; AACN, 2016). Although applicable to all work environments, the majority of nurse-focused HWE research targeted improving the healthcare work environment and increasing job satisfaction, patient care outcomes, and staff retention in acute care settings (Huddleston, 2015). The importance of the healthcare work environment on care quality gained further prominence when the Institute for Healthcare Improvement (IHI) expanded the Triple Aim framework to include a fourth aim focused on improving the healthcare work environment (Berwick, Nolan, & Whittington, 2008; Bodenheimer & Sinsky, 2014; Sikka, Morath, & Leape, 2015) in response to “widespread burnout and dissatisfaction” felt by many healthcare workers and the resultant negative impacts on patient outcomes (Bodenheimer & Sinsky, 2014, p. 1). Healthy Work Environments Prior to 2005, the majority of healthcare research on work environments focused solely on unhealthy work environments (UWEs). Attributes of UWEs include poor communication, verbal and physical abuse, lack of respect, inconsistent leadership, mistrust, resistance to change, and conflicting organizational values, vision, and mission (Heath, Johanson, & Blake, 2004). UWEs result in increased staff turnover, higher worker stress, increased errors, and greater job absenteeism (Aiken et al., 2008; Erenstein & McCaffrey, 2007; Heath et al., 2004). Further, evidence suggests that higher degrees of burnout (r = -0.496, p < 0.01) and job stress (r = 0.151, 5 p = 0.016), characteristics of UWEs, significantly negatively impact productivity (Letvak & Buck, 2008; Nayeri, 2009). Although, the definition of a HWE varies, Shirey’s (2006) definition predominates research. A HWE is “a work setting in which policies, procedures, and systems are designed so that employees are able to meet the organizational objectives and achieve personal satisfaction in their environment” (p. 258). A HWE is supportive, productive, joyful, satisfies personal needs, and allows employees to realize their full potential (Kramer & Schmalenberg, 2008; Shirey, 2006). A HWE represents the cumulative effects of many interconnected variables related to organization structures and processes that together combine to shape the nursing work environment (Alspach, 2009). Healthy work environments impact both individual and organizational outcomes including job satisfaction, recruitment, productivity, retention, and engagement; and are linked to the financial success and sustainability of an organization (Bai, 2015; Cornett & O’Rourke, 2009; Lowe et al., 2003; Pearson et al., 2007; Raziq & Maulabakhsh, 2014; Vollers et al., 2009). Bai (2015) examined the impacts of HWEs on overall job satisfaction and found a statistically significant correlation (r = 0.53, p < 0.01) between HWEs and job satisfaction. Lowe et al. (2003) and Raziq & Maulabakhsh (2014) found that HWEs are a statistically significant predictor of job satisfaction (r = 0.56, p < 0.01 and r = 0.363, p < 0.05 respectively). Derived from the existing body of HWE literature (from 1990 to 2005), Shirey (2006) identified four themes characteristic of HWEs. First, everyone is treated fairly and with respect. Each person provides value and individual concern is apparent. Second, trust exists between management and their employees. Employees are encouraged to grow within their position and participate in decision-making. Employee engagement and empowerment is a primary focus. 6 Third, collaboration and communication are inherent in the organizational culture, employees are valuable assets, and organizational decisions are not based solely on financial gains. Fourth, HWEs encourage physical and emotional safety. The work environment is familial and happiness results from teamwork and the organization as a whole (Shirey, 2006). The majority of HWE research occurred in critical care settings by Ulrich and colleagues (Huddleston, 2015). In 2006, 2008, and 2013, critical care nurses were surveyed on their perceptions of their work environment to first gain a baseline understanding of the AACN HWE standards in practice and then to capture trends (Ulrich et al., 2006; Ulrich et al., 2009; Ulrich et al., 2014). The 2013 results suggested that the health of critical care nursing work environments declined as compared to the previous year’s results (Ulrich et al., 2014). The results are surprising based on continued HWE initiatives but provide evidence that HWEs remain relevant and deserve attention. Recognition Defined as “the acknowledgment, appreciation, or approval of the positive accomplishments or behaviors of an individual or team” (Tessema et al., 2013, p. 3), recognition correlates with two basic human needs: the need for a sense of belonging and the need for selfesteem. Employees desire group acceptance and recognition for the work that they do. This recognition directly supports feelings of competence and mastery of work-related skills (Carter, 2012). Further, recognition represents an essential element of morale and team cohesion (Akafo & Boateng, 2015; Tessema et al., 2013). Organizations may utilize employee recognition as a powerful tool for motivation, increasing performance, reducing turnover, improving employee loyalty, and reinforcing desired behaviors (Tessema et al., 2013). Evidence demonstrates that improved employee outcomes through recognition leads to improved overall organizational performance and financial success (Akafo & Boateng, 2015; Tessema et al., 2013). 7 Meaningful Recognition Meaningful recognition, an essential component of a HWE, goes beyond general recognition in that MR acknowledges individual behaviors and the resultant impact these behaviors have on others, ensuring that “feedback is relevant to the recognized situation, and is equal to the person’s contributions” (Lefton, 2012, p. 331). Therefore, MR represents workplace feedback that examines how employees’ work contributes to the organization and is rewarded (Vollers et al., 2009). Meaningful recognition must be individualized and based on the uniqueness of the recipient (AACN, 2016). When MR lacks congruence, it may be perceived as disrespectful and viewed as a form of tokenism (AACN, 2016). Effective MR is a continual process and not a single event and therefore must become engrained in the workplace culture (AACN, 2005). Meaningful recognition-based programs contain six elements essential for success (AACN, 2005; AACN, 2016). First, for recognition programs to achieve effective outcomes and to maintain sustainability, they must be formalized with detailed processes and structures. Second, staff education must address the programmatic details and processes for participation. Third, the MR program must include all organizational levels (from staff to executive level) and remain consistent regardless of the recipient. Fourth, the MR program must have built-in processes to ensure recognition methods remain meaningful. Fifth, active participation in the MR program is expected of all employees. Sixth, the MR program includes methods for regular evaluation and revision. Combined, these elements help to ensure that MR becomes permanently engrained within the organizational culture (AACN, 2005; AACN, 2016). Although understudied, MR research suggests its positive impacts on job satisfaction, employee commitment, productivity, engagement, and team collaboration and cohesion (Grochow, 2012; Lefton & Breugger, 2009; Ulrich et al, 2006). Gelsema, van der Doef, Maes, 8 Akerboom, and Verhoeven (2005) found a significant correlation between MR and job satisfaction (β = 0.23, p < 0.001) and identified managerial support as a significant predictor of job satisfaction (β = 0.12, p < 0.001) (Gelsema et al., 2005). Ajala (2012) found that MR is the most significant (M = 3.32) predictor of employee productivity. Further, 79% of respondents agree that MR was a motivating factor for increased productivity and greater job performance (Ajala, 2012). The AACN (2005) states that “recognition of the value and meaningfulness of one’s contribution to an organization’s work is a fundamental human need and an essential requisite to personal and professional development. People who are not recognized feel invisible, undervalued, unmotivated, and disrespected” (p. 32). The AACN further suggests that the majority of nurses are unsatisfied with the level of recognition they receive in their workplace. This is of particular importance because 75% of nurse’s report that MR remains a critical component of a HWE (AACN, 2005; AACN, 2016; Ulrich et al., 2013). Ulrich et al. (2013) found that, from a sample of 8,444 critical care nurses, respondents reported a significant decrease (M decrease from 2.77 in 2008 to 2.62 in 2013, p < 0.05) in the level of recognition they receive based on the value they provide to their healthcare organization. Further, nurses represented the least engaged of all frontline healthcare staff. Only 50% of nurses from 575 surveyed healthcare organizations agree that (1) they receive recognition for the work they do and (2) they receive respect from executive-level leadership for the contributions of their department (Zwickel et al., 2016). The evidence suggests that this lack of MR results from recognition strategies that lack professional meaning and supports the idea that MR must be individualized and unique to the person. Therefore, MR strategies must have standardized 9 processes and clear performance guidelines relavent to those being recongized (Zwickel et al., 2016). Employee Recognition Programs Effective ERPs positively impact productivity, job satisfaction, and employee engagement and motivation, and are linked to improved organizational effectiveness and overall performance and success (Akafo & Boateng, 2015; Ali & Ahmed, 2009; Darling et al., 1997; Manzoor, 2012; Shonubi et al., 2016; Tessema et al., 2013). Among non-healthcare employees, employee recognition is associated with increased job satisfaction and improved motivation (r = 0.92, p < 0.01) (Ali & Ahmed, 2009). Among multinational university students, employee recognition is a statistically significant predictor of job satisfaction (r = 0.25, p <0.001), regardless of income level or cultural background (Tessema et al., 2013). Among temporary employees, employee recognition, given in the form of thank-you cards, significantly increased performance and productivity (p < 0.01), by as much as 10%, in response to the recognition. This study highlights that simple, non-monetary forms of recognition may be successful for increasing employee performance and productivity (Bradler et al., 2016). Non-monetary forms of recognition are underutilized (Tessema et al., 2013), though they represent a cost-effective means of improving job satisfaction and employee performance (Shonubi et al., 2016). Non-financial recognition may be given more frequently, to more recipients, with generally little or no associated cost. Survey results show that four of the five most influential employee incentives are non-monetary and that employees rank managerinitiated forms of recognition as the most rewarding and motivating (Luthans, 2000). Simple gestures such as a handshake or pat on the back are highly meaningful to employees (Tessema et al., 2013). Data from recent BCBS NC focus groups and surveys (June, 2018) shows that employees desire recognition and acknowledgment for their work (non-monetary recognition) 10 over monetary incentives. Examples of non-monetary forms of recognition include personal congratulations, handwritten notes, recognition in public forums, and meetings that acknowledge successes (Bradler et al., 2016; Luthans, 2000). Although the evidence clearly supports the benefits of employee recognition, it remains largely underutilized by many organizations including those the employ nurses (Neckermann & Frey, 2013). Expanding on the earlier work of Nelson (1995), Luthans (2000) outlines four characteristics of effective ERPs: timeliness, personal touch, meaningfulness, and reinforcing. First, recognition should be timely and occur immediately after the desired behavior is noted. A time lapse between behavior and recognition reduces the inherent value of the recognition. Second, recognition should be personally delivered as the act of taking time out of one’s busy schedule to provide recognition adds value in the eyes of the recipient. This is true for both peerto-peer and manager-to-employee recognition. Third, recognition should be meaningful to the recipient. Therefore, ERPs should capture staff perceptions of value and include systematical methods for continuing to incorporate recognition methods meaningful to staff. For ERPs to be effective and for the desired outcomes to be achieved, recognition must be meaningful, sincere, and valued by the recipient. Fourth, recognition should positively reinforce desired behaviors. Recognition should not be false or given without merit (Luthans, 2000). 11 CHAPTER 3: CONCEPTUAL AND THEORETICAL FRAMEWORK Lewin’s Theory of Change Effective ERP implementation and sustainment require organizational change. Lewin’s Theory of Change was selected as the theoretical framework for understanding the forces impacting change (1947). Since change is difficult for individuals and organizations (Society for Human Resource Management, 2018), Lewin’s Theory provides a reliable foundation for understanding change and ensuring that change is sustainable. Essential Points of Lewin’s Theory of Change Grounded in social psychology, Lewin’s Theory of Change has two major elements: force-field analysis (FFA) and Three Phases of Change Model (Miner, 2007; Sarayreh, Khudair, & Barakat, 2013). For this project, FFA was used (1) to examine both the driving forces and restraining forces impacting change within the Medical Review department (MRD) and (2) to develop ERP implementation strategies that promoted the driving forces and reduced the restraining forces of change (Shirey, 2013). Additionally, Lewin’s Three Phases of Change Model served as the program implementation framework to promote sustainability. Force-field analysis specifies that before change occurs, the field, or environment, is in a state of equilibrium between the driving forces and restraining forces for change; Lewin referred to this state as quasi-stationary social equilibrium (Lewin, 1947; Miner, 2007). Change occurs when equilibrium is disrupted, by either adding driving forces or reducing restraining forces, leading to the establishment of a new equilibrium (Miner, 2007). Lewin (1947) describes three phases of change: unfreezing, moving, and freezing. Unfreezing refers to destabilizing the 12 equilibrium so that past behavior is unlearned and new behavior is accepted (Sarayreh et al., 2013). Moving represents the transition to a more acceptable level of behavior and involves the internal struggle to change (Burnes, 2004). Freezing refers to establishing a new equilibrium to prevent regression back to old behaviors (Burnes, 2004). Lewin’s Theory of Change offers a step by step approach to project implementation and the Change Model framework accounts for activities that occur during each phase of change (Bozak, 2003). The project’s primary investigator (PI) utilized the FFA to determine the forces impacting change and to develop both change and sustainment strategies. Lewin’s Theory of Change has been used extensively in nursing for change implementation and is considered a strategic nursing resource for bringing about organizational change (Shirey, 2013). McGarry et al. (2012) utilized Lewin’s Theory of Change to promote simulation in child and adolescent psychiatric nursing settings. Lewin’s Theory of Change has been widely used in organizational development and ties in well with the corporate nature of the project setting (Burnes, 2004). Lewin’s theory was selected because it adds organization and a systematic approach to change implementation, focuses on the importance of engaging frontline staff, and helps to ensure the project implementation is successful. Force-Field Analysis An assessment of BCBSNC-MRD performance metrics and feedback from staff and management identified the following current state driving forces: decreased morale, engagement, motivation, job satisfaction, productivity, and work quality. External departments, such as the claims and customer service areas, are dependent on timely, high quality MRD work. These external dependencies also serve as driving forces for change. Recognizing that work performance might be improved through an ERP, BCBSNC-MRD management’s commitment to the ERP project represents an additional driving force. Restraining forces for change included 13 historical patterns of staff change resistance, poor staff participation in other organizational programs, lack of financial resources to implement and sustain an ERP, staff’s fear of the unknown, and potential conflict between an ERP and existing corporate monetary forms of recognition. For planned change to occur, the driving forces must outweigh the restraining forces so that a new equilibrium state is reached (Lewin, 1947; Figure A1, Appendix A). Force-field analysis also includes the concept of change agent, defined as any “individual or group that undertakes the task of initiating and managing change in an organization” (Lunenburg, 2010, p. 1). BlueCross and BlueShield of North Carolina extensively uses change agents; therefore, incorporating a change agent within the project was congruent with current corporate practices. A change agent promotes the driving forces for change and facilitates the disruption of the current equilibrium (Kaminski, 2011). Change agent activities increase the likelihood of achieving the new desired state by providing support throughout each of the three phases of change and acting as change process experts (Kaminiski, 2011). In addition to the project PI, change agents were selected from across the MRD teams to aid in facilitating planned change processes as this strategy was expected to facilitate staff buy-in and promote implementation success. These change agents served as the ERP recognition committee and reviewed recognition submissions and selected awardees. Three Phases of Change Model During the unfreezing phase, the practice problem or change focus was identified (Sutherland, 2013). In this preparatory phase, all stakeholders impacted by the change process were determined (Bozak, 2003). For MRD, stakeholders included medical review analysts, clinical support specialists, clinical education consultants, and the management team. In order to build trust and ensure that staff feel secure with the change process, open and honest communication between change agents and staff was established (Bozak, 2003). The inclusion of 14 frontline staff in planning and decision-making processes fosters empowerment and reduces internal resistance to change and allows staff to understand that change is beneficial (Sutherland, 2013). The FFA was completed to identify the driving and restraining forces (Bozak, 2003). Once the forces impacting change were identified, the PI devised strategies to promote driving forces and reduce restraining forces and included involving the Medical Review staff during each phase of program implementation, periodically informing staff about project progress, holding frequent meetings with the staff to foster communication and encourage participation, and communicating the BCBSNC-MRD management’s commitment to the project with the staff (Bozak, 2003). During the moving phase, project planning and implementation occurred. Implementation of an ERP within the MRD required buy-in by all staff to ensure sustainability. During this phase, change agents continued to foster group discussion and communication (Bozak, 2003). Medical Review staff were encouraged to provide feedback on the ERP and devise specific elements to include in the program. This helped to ensure the program remained relevant and meaningful to staff. Specifically, staff provided encouragement to the PI and validation in the selected aspects of ERP. Additionally, staff recommended that email blasts be kept to one per week to prevent staff disruptions. Active involvement of frontline staff supported project implementation by establishing a sense of ownership of the project (Sutherland, 2013). It was crucial during this phase that change agents identified resistance to change and managed it accordingly. This ensures that the project continued to move forward. Once the ERP was implemented, change agents offered continued guidance and support to all participants (Bozak, 2003). 15 The freezing phase represented a “period of stability and evaluation” (Bozak, 2003, p. 84) where project planning and implementation phases were complete. Central to this phase was ensuring that change remained permanent (Kaminski, 2011). Change agents continued to provide support to all stakeholders (Sutherland, 2013). Once the change process was complete and the PI determined stability, the PI began to withdraw from the project. Change agents within the MRD were entrusted with providing continued assistance and support (Bozak, 2003). Finally, evaluation and dissemination of the results, successes, and challenges throughout project implementation and future project plans were discussed (Sutherland, 2013). It is during this time that the program was evaluated and recommendations on continuation were made. Usefulness and Limitations Lewin’s Theory of Change is very useful for program implementation, particularly in change-resistant environments. It offers a framework for implementing planned change through the three-step model and allows examination of the forces impacting change via the FFA. Knowing the forces impacting change allows the PI to design strategies that promote the driving forces and reduce the restraining forces. This helps to ensure that planned change is successful and sustainable. The use of change agents helps to ensure program longevity and provides support and guidance to staff long after the PI has withdrawn. Four major limitations of Lewin’s Theory have been noted. First, authors argue that Lewin’s Theory “is too simplistic and mechanistic for a world where organizational change is a continuous and open-ended process” (Burnes, 2004, p. 992). Second, Lewin’s Theory is only applicable to incremental or isolated change and does not encompass radical or transformational level change (Burnes, 2004). Because an ERP is straightforward and does not require radical or transformational changes, these limitations likely do not apply and Lewin’s Theory remains applicable. Third, Lewin’s work fails to recognize the importance power and political struggles 16 play in many organizational cultures (Burnes, 2004). To combat this, this project recruited change agents from across the department. This included both management and frontline staff. Also, all staff within Medical Review were able to participate and a committee of change agents decided who to recognize. Fourth, Lewin’s work advocates for “a top-down, management-driven approach to change” and ignores employee-driven approaches (Burnes, 2004, p. 995). This limitation was minimized by involving frontline staff throughout project implementation. 17 CHAPTER 4: METHODOLOGY Methods This DNP project examined implementation feasibility and ERP effect on job satisfaction, productivity, and the work environment perceptions among staff from a nontraditional nursing work setting. Project Setting and Subjects This project was conducted in the Medical Review department at BCBS NC, a not-forprofit health insurance company headquartered in Durham, North Carolina with major operations centers in Durham, Winston-Salem, and Fayetteville, as well as an office in Charlotte. BlueCross and BlueShield of North Carolina served over 3.89 million members and employed over 4,700 employees (BCBS NC, 2018a). Written permission to implement this DNP project was obtained from BCBS NC on April 26, 2018. The Medical Review department at BCBS NC consisted of 60 staff members (at the time of project completion), divided into five teams consisting of 11 to 16 staff members. Job titles included medical review analysts, senior medical review analysts, dental analysts, clinical support specialists, clinical education consultants, team leads, a senior divisional compliance consultant, and a manager. The majority of staff worked from home and all department-wide meetings were conducted virtually with high attendance. The management team worked both from home and in-office and had representation in both the Durham and Winston-Salem operation centers. The Medical Review department was responsible for post-service/pre-payment 18 claim reviews. Review types include medical necessity, pricing, dental, investigational, benefitbased, and high dollar reviews. Protection of Human Subjects The DNP project proposal was submitted to the University of North Carolina at Chapel Hill’s Institutional Review Board (IRB) (IRB# 18-1163) and was classified as Not Human Subjects Research (NHSR) on May 4, 2018 (Appendix G). Employee Recognition Program Design All existing recognition programs in the BCBSNC-MRD were monetary. Most forms of monetary recognition were private and not known outside the manager and the employee and were given infrequently (e.g. once a year). The ERP in this project utilized the four characteristics of effective ERPs outlined by Luthans (2000) as a framework and adapted strategies used at the University of North Carolina at Chapel Hill (UNC) and the Massachusetts Institute of Technology’s best practices for designing and maintaining employee recognition programs (Massachusetts Institute of Technology [MIT], n.d.; UNC, n.d.; Appendix B). These models were selected for their clarity and detail regarding the activities that occur within each ERP stage. Further, they represented a solid framework to build upon and adapt to fit the needs of the MRD. The ERP design consisted of eight stages: 1. Stage One: Identify the Program’s Purpose 2. Stage Two: Identify the Program’s Goals 3. Stage Three: Determine the Award Theme and the Selection Criteria 4. Stage Four: Form the Employee Recognition Committee 5. Stage Five: Establish Eligibility and Frequency of the Award 6. Stage Six: Define the Nomination Process 19 7. Stage Seven: Determine Recognition Type and Publicity 8. Stage Eight: Conduct Program Monitoring and Evaluation The project utilized the following non-monetary forms of recognition to increase the number of people being recognized: email blasts to the department, computer-generated certificates of recognition, and mailing of small keepsakes, like a gold star pin, to the recipients as recommended by Luthans (2000). A recognition committee was formed to review and vote on each recognition submission and met on a weekly basis to ensure that recognition was given timely and as soon as the desired behavior was noted. As recommended by Luthans (2000), recognitions were delivered by departmental management and also a committee of their peers, to enhance meaningfulness. The recognition committee reviewed each submission and assessed merit based on the submission criteria. This was to ensure that recognition reinforced desired behaviors and that recognition was not given falsely. Finally, during the evaluation phase, employees were surveyed to determine if selected non-monetary forms of recognition were meaningful to them. Based on the results, the forms of recognition may be altered upon project completion and new forms instituted during the next iteration. Program Implementation Program implementation occurred in three phases: pre-implementation (May 2018), implementation and monitoring (May-August 2018), and post-implementation (AugustSeptember 2018). Phase One: Pre-implementation Phase one consisted of all steps prior to ERP implementation. This included garnering BCBS NC leadership support, change agent recruitment, program design, and gathering preimplementation data. Major milestones during this phase included (1) forming and training of the employee recognition committee (ERC) members; (2) introducing the ERP to the entire 20 department during a virtual meeting, during which time, MRD staff received a brief overview of HWEs, MR/ERPs and their benefits, MRD ERP processes, and how to submit the recognition forms; (3) purchasing necessary supplies (e.g. gold star pins); and (4) collecting baseline participant demographics, productivity, job satisfaction, and AACN HWE Assessment data (Appendix B). Participant Demographics. To describe project participants and explore the differences between participants, demographics data, including BCBS NC position, length of employment (both in Medical review and at BCBS NC), education level, and age, were collected via online Qualtrics self-report survey (Appendix C). Subject-Generated Identification Code. A six-element Subject-Generated Identification Code (SGIC) was utilized to link pre- and post-implementation surveys. The SGIC was collected via online Qualtrics self-survey (Table 1). 21 Table 1. Subject-Generated Identification Code (SGIC) and Question Set Question Set Stem: What is the… Example Code Answer Element First letter of your mother’s first name? M-Mary M First letter of your father’s first name? F-Frank F Number of older brothers (living and deceased) 01-One 01 01-One 01 Number representing the month you were born? 05-May 05 First letter of your middle name (if none, use N)? A-Ann A SGIC you have? Number of older sisters (living and deceased) you have? Subject-Generated Identification Code MF010105A Note. Adapted from Ensuring anonymity by use of subject-generated identification codes, S. P. Damrosch (1986) & The use of self-generated identification codes in longitudinal research, by L. A. Yurek, J. Vasey, & D. S. Havens (2008). Productivity. BlueCross and BlueShield of North Carolina measures employee performance in two ways: quality of assessment of reviews (not used in this project) and productivity or the number and complexity of completed reviews. Productivity data were collected by MRD team leads on a weekly, monthly, quarterly, and yearly basis. Of the five MRD teams, only three are subject to productivity. Productivity, set by MRD at 95% or greater, was calculated based on a 6.5-hour productive day. For each 8-hour day, each staff member was given 1.5 hours of non-productive time for lunch and other breaks and additional non-productive time added for qualifying events such as meetings, training, etc. Next, each type of review received a different rate per hour. Review types were divided by team and responsibilities and included dental, high dollar, Medicare, pricing or individual consideration, investigational, and 22 medical necessity reviews. For nursing staff, a goal of 19.5 items per day or 97.5 items per week was interpreted as 100% productive. For dental analysts and clinical support staff, a goal of 39 items per day or 195 items per week was interpreted as 100% productive. An Excel spreadsheet, with embedded formulas was used to enter, calculate, and tabulate the productivity data. These data were provided by BCBS NC before, during, and following implementation, and used to assess the impact of the ERP on participants work. During the pre-implementation period, greater than 40% of staff were not meeting the departmental productivity standard of 95%. Example productivity calculation. John Doe was a commercial medical review analyst. Last week, he completed 120 medical necessity reviews. John worked five days last week and had no additional non-productive time (6.5 x 5 = 32.5 productive hours for the week). To be 100% productive, John should have completed 97.5 reviews (32.5 x 3 [productivity rate per hour for medical necessity]). Since John completed over his goal, his productivity was 123% (120/97.5 x 100%). Job satisfaction. Developed by Spector (1985) for use in human service and nonprofit/public sectors, the Job Satisfaction Survey (JSS) is a widely used tool for measuring employee satisfaction (Batura, Skordis-Worrall, Thapa, Basnyat, & Morrison, 2016; Spector, 2001). Norms from multiple disciplines (including nursing) and organization types for both United States and non-United States samples based on research and educational studies utilizing the JSS are available (Spector, 2011a). Reliability and validity of the JSS have been reported (Cronbach’s Alpha = 0.91; r = 0.71) (Spector, 1985). The JSS is available for public use under the following conditions – (1) the JSS is used for educational or research purposes and (2) the results are disseminated to the creator (Spector, 2011b; Table D1, Appendix D). 23 Job Satisfaction Survey data was collected via an online Qualtrics self-report survey at baseline and the conclusion of the ERP pilot period. The JSS consisted of 36 items divided into nine subscales (Table D2, Appendix D). Subscales included pay, promotion, supervision, fringe benefits, contingent rewards, operating procedures, coworkers, nature of work, and communication. Participants rated each item on a six-point Likert scale ranging from disagree very much (1) to agree very much (6). Mean scores for each subscale and the total satisfaction score were interpreted using the scale of “dissatisfaction” (M ≤ 3.00), “ambivalence” (M = 3.014.00) and “satisfaction” (M > 4.00) (Spector, 1994). Healthy Work Environment Assessment. Developed by the AACN in 2005 to evaluate a work environment on the six AACN HWE standards, the Healthy Work Environment Assessment tool (HWEAT) was used to identify specific areas for workplace improvement and to evaluate progress towards meeting the HWE standards (AACN, n.d.). The HWEAT data was collected via an online Qualtrics self-report survey at baseline and following implementation of the ERP. Per the AACN, “questions and scales have been reviewed for face validity and administered to two groups of 250 subjects each. Both samples were tested for reliability and showed internal consistency with identical factor structures and Cronbach's Alpha scores of 0.80 or better” (AACN, n.d., para. 6). Reliability was replicated and convergent and discriminant validity was established “using well-known surveys as benchmarks to test against the subscales” (AACN, n.d., para.7). The HWEAT data was collected via an online Qualtrics self-report survey at baseline and at the conclusion of the ERP pilot. Because the HWEAT was designed for use in the inpatient nursing setting, the 18-item tool was adapted for use in the non-clinical BCBS NC environment (Table E1, Appendix E). The HWEAT consisted of 18 items divided into six subscales (Table 24 E2, Appendix E). The six subscales represent the AACN HWE standards: skilled communication, true collaboration, effective decision making, appropriate staffing, meaningful recognition, and authentic leadership (AACN, n.d.). Participants rated each item on a five-point Likert scale ranging from strongly disagree (1) to strongly agree (6) (AACN, 2015). Mean scores for each subscale were calculated and interpreted using the scale of “needs improvement” (M = 1.00-2.99), “good” (M = 3.00-3.99), and “excellent” (M = 4.00-5.00) (AACN, n.d.). Phase Two: ERP Implementation and Monitoring During phase two, the ERP was implemented and executed over a three-month period. The ERC met weekly to review recognition submissions and voted based on the selection criteria (Stage Five, Appendix B). Because recognition should be timely and occur as soon as possible after the desired behavior was noted, the ERC met weekly. The time lapse between behavior and recognition reduces its inherent value (Luthans, 2000). For each selected awardee, the following recognition strategies were employed: 1. Email blast sent to the entire department notifying the staff of the recognition award. The email blast included the person being recognized, the nominator, and a brief description of the recognition reason. 2. Shining Star Award certificate was generated and emailed to the employee (Figure B2, Appendix B). 3. Gold star pin was mailed to the employee or delivered in person (depending if worker was in office or work-from-home) (Figure B3, Appendix B). The ERC sent weekly reminders to department staff about the program and the recognition process to foster participation. Additionally, productivity was monitored per departmental policy during this phase for trending purposes. 25 Phase Three: Post-implementation Phase three occurred at the conclusion of the three-month pilot period. During this phase, participants completed the JSS, HWEAT, and provided perceptions about the ERP and its meaningfulness via Qualtrics survey. Following data analysis, findings and recommendations about the future of the program were disseminated via a virtual MRD meeting. Subject-Generated Identification Code. A six-element Subject-Generated Identification Code (SGIC) was utilized to link pre- and post-implementation surveys. The SGIC was collected via online Qualtrics self-survey (Table 1). Outcomes. Following the three-month program pilot, post-implementation data (e.g. productivity, HWEAT, job satisfaction) was collected through Qualtrics and analyzed. The results were disseminated to all stakeholders and recommendations were made about program effectiveness and continuation. Employee perceptions of the ERP. Employee perceptions of the effectiveness and meaningfulness of the ERP were assessed using a six-item Qualtrics questionnaire. Respondents rated each question using the same six-point Likert scale as the JSS (disagree very much [1] to agree very much [6]) (Appendix F). Data analysis. Demographic data were analyzed using descriptive statistics and frequency distributions. Productivity and survey data were analyzed using descriptive statistics and Paired t-Tests. Program evaluation data were analyzed using descriptive statistics, frequency distributions, and content analysis. The Statistical Package for Social Sciences (SPSS) version 25 was utilized to determine: 1. Pre- and post-implementation differences in productivity, HWEAT, and employee satisfaction using Paired t-Tests. 2. Frequency distributions of program evaluation and demographics data. 26 Dissemination and Recommendations. After data analysis, the results were disseminated to all BCBS NC stakeholders to include both the Medical Review staff and management. Based on the results about the effectiveness of the ERP in improving productivity, job satisfaction, and employee perceptions of the work environment, recommendations about the continuation of the program and opportunities to improve the ERP in advance of the next iteration were provided. Of particular interest is the employee’s perception of the types of recognition given and if changes to the reward selection process were required. 27 CHAPTER 5: DATA ANALYSIS Results Fifty-six MRD employees completed the demographic, JSS, and HWEAT preimplementation Qualtrics survey (91.8% response rate). Productivity data on 39 employees were collected. Due to employee attrition and other factors, 56 MRD employees were eligible for postimplementation data collection. Forty completed post-implementation surveys were returned for a response rate of 71.43%. Demographics Data The typical respondent was 46 years of age (M = 45.75, SD = 9.32), employed 10 years at BCBS NC (M = 9.77, SD = 8.44), worked eight years in the Medical Review department (M = 7.94, SD = 6.39) as a Medical Review Analyst (57.1%), and possessed a Bachelor’s degree (35.7%) (Table 2). 28 Table 2. Demographic Data Demographic Variables n % 30-39 16 28.6 40-49 17 30.4 50-59 17 30.4 60-69 3 5.4 No Response 3 5.4 1-5 28 50.0 6-10 5 8.9 11-15 5 8.9 16-20 9 16.1 21-25 2 3.6 26-30 2 3.6 31+ 1 1.8 No response 4 7.1 1-5 29 51.8 6-10 8 14.3 11-15 6 10.7 16-20 7 12.5 21+ 2 3.6 Age Years at BCBS NC Years in Medical Review 29 Demographic Variables n % 4 7.1 Clinical Education Consultant 2 3.6 Clinical Support Specialist 4 7.1 Dental Analyst 2 3.6 Manager or Senior Divisional Compliance Consultant 3 5.4 Medical Review Analyst 32 57.1 Senior Medical Review Analyst 8 14.3 Team Lead 3 5.4 No response 2 3.6 High School Diploma 1 1.8 Associate’s Degree 16 28.6 Bachelor’s Degree 20 35.7 Master’s Degree 7 12.5 Other 10 17.9 No Response 2 3.6 No response Position Education Level Note. Percentages may not total 100% due to rounding Program Results The ERP pilot ran for three-months from May 16, 2018 to August 14, 2018. During this time, a total of 61 recognition awards were given (Table 3). There was a total of five teams in the MRD. The majority of rewards (47.54%) were given by Team 4, the PI’s team. Further, the PI’s team was the most engaged and participatory of all the MRD teams. 30 Table 3. Awards Received Per Team Team n % 1 7 11.48 2 11 18.03 3 7 11.48 4 29 47.54 5 7 11.48 Recognition was given for numerous reasons. Major themes included assisting one’s peers, managing urgent work issues and other tasks, assisting the department and other departments within the company, commitment to one’s own team and the department overall, having someone’s back, offering help, guidance, or support to someone, and going above and beyond what was expected. For example, the following recognition was given to staff member XX by their direct supervisor: XX is instrumental to the success of the High Dollar team. In addition to completing her daily assignments and other work functions, XX has many duties and responsibilities that go above and beyond what is expected of her. Particularly, XX monitors the High Dollar inventory and reports the High Dollar savings and claims volumes monthly to upper level management. Gathering this information is very time consuming and often times, XX is required to do this task outside her normal working hours. This involves querying a database and cleaning raw data into a form that is usable by all. Furthermore, XX is always willing to provide data to the leadership team and anyone else when necessary, taking time out of her busy schedule to ensure this is managed timely. XX is truly a Shining Star and a great asset to High Dollar, Medial Review, and the company as a whole. Another example of recognition was given to staff member YY by a peer on the same team: YY is so important to the success of senior market medical review. She always makes herself available to help with difficult reviews or questions. She keeps policies updated and keeps us advised of changes within Medicare that impact our work. She performs many functions "behind the scenes" that many are not even aware of and she does not seek recognition from others. I would not be able to perform my job successfully without YY’s knowledge and willingness to help whenever asked. 31 Job Satisfaction Survey The JSS consisted of 36 items divided into nine subscales rated on a six-point Likert scale ranging from disagree very much (1) to agree very much (6). Mean scores for each subscale and the total Satisfaction score were calculated and interpreted using the scale of dissatisfaction (M ≤ 3.00), ambivalence (M = 3.01-4.00) and satisfaction (M > 4.00) per interpretation instructions (Spector, 1994). The nine subscales included pay, promotion, supervision, fringe benefits, contingent rewards, operating procedures, coworkers, nature of work, and communication. To determine if differences existed in the job satisfaction pre- and post-implementation, a Paired Samples t-Test was performed using SPSS. Significant differences were noted in the Contingent Rewards (t = 2.21, p = 0.04) and the Communication (t = 2.59, p = 0.02) subscales as well as the total Satisfaction score (t = 2.39, p = 0.02). Otherwise, there were no significant differences in the remaining seven subscales (Pay, Promotion, Supervision, Fringe Benefits, Operating Conditions, Coworkers, and Nature of Work). Overall, the post-implementation means were higher for all subscales and the total Satisfaction score, except the Fringe Benefits subscale score. Additionally, all mean scores represented “satisfaction” (M > 4.00) except the pre-implementation Operating Conditions subscale score (M = 3.84) which represented “ambivalence” (Spector, 1994). Table 4 contains the JSS Paired Samples t-Test results and the means and standard deviations for each subscale and the total Satisfaction score. 32 Table 4. Job Satisfaction Survey – Paired Samples t-Test Results and Paired Samples Statistics Subscale Pay Promotion Supervision Fringe Benefits Contingent Rewards Operating Conditions Coworkers Nature of Work Communication Total Satisfaction Pre/Post M SD t p Pre 4.75 1.11 1.33 0.19 Post 4.92 1.03 Pre 4.04 1.20 0.63 0.53 Post 4.13 1.28 Pre 5.46 1.00 0.80 0.43 Post 5.57 0.95 Pre 4.54 1.08 -0.95 0.35 Post 4.41 1.10 Pre 4.28 1.02 2.21 0.04 Post 4.66 1.12 Pre 3.84 0.96 1.85 0.08 Post 4.16 0.93 Pre 5.16 0.80 1.82 0.08 Post 5.33 0.69 Pre 5.22 0.77 1.92 0.07 Post 5.38 0.74 Pre 4.55 1.12 2.59 0.02 Post 4.83 0.89 Pre 4.65 0.68 2.39 0.02 Post 4.82 0.67 Note. Mean scores >4.0 represents satisfaction, 3.1 – 4.0 represents ambivalence, ≤3.0 represents dissatisfaction (Spector, 1994) 33 Healthy Work Environment Assessment Tool The HWEAT consisted of 18 items divided into six subscales rated on a five-point Likert scale ranging from strongly disagree (1) to strongly agree (6) (AACN, 2015). Mean scores for each subscale and the total HWEAT score were calculated and interpreted using the scale of needs improvement (M = 1.00-2.99), good (M = 3.00-3.99), and excellent (M = 4.00-5.00) (AACN, 2005). The six subscales included: skilled communication, true collaboration, effective decision making, appropriate staffing, meaningful recognition, and authentic leadership. To determine if differences existed in the HWEAT pre- and post-implementation, a Paired Samples t-Test was performed using SPSS. Significant differences were noted in the Appropriate Staffing (t = 3.02, p = 0.01) and Meaningful Recognition (t = 3.45, p = 0.002) subscales as well as the total HWEAT score (t = 2.16, p = 0.04). Otherwise, there were no significant differences for the remaining four subscales (Authentic Leadership, Skilled Communication, True Collaboration, and Effective Decision Making) The post-implementation means were higher for all six subscales and the total HWEAT score. Additionally, all mean scores represented “good” (M = 3.00-3.99) except the postimplementation Authentic Leadership subscale score (M = 4.02) which represented “excellent” (AACN, 2005). Table 5 contains the HWEAT Paired Samples t-Test results and the means and standard deviations for each subscale and the total HWEAT score. 34 Table 5. Healthy Work Environment Assessment Tool – Paired Samples t-Test Results and Paired Samples Statistics Subscale Appropriate Staffing Authentic Leadership Skilled Communication True Collaboration Effective Decision Making Meaningful Recognition Total HWEAT Pre/Post M SD t p Pre 3.68 0.69 3.02 0.01 Post 3.97 0.82 Pre 3.91 0.68 1.26 0.22 Post 4.02 0.69 Pre 3.80 0.83 0.64 0.53 Post 3.87 0.92 Pre 3.62 0.76 0.31 0.76 Post 3.66 0.81 Pre 3.64 0.83 0.96 0.34 Post 3.76 0.82 Pre 3.56 0.84 3.45 0.002 Post 3.92 0.73 Pre 3.70 0.69 2.16 0.04 Post 3.86 0.73 Note. Mean =1.00-2.99 represents Needs Improvement; 3.00-3.99 represents Good; 4.00-5.00 represents Excellent (AACN, 2005) Productivity Productivity was measured throughout project implementation per departmental policies and standards. To determine if differences existed in productivity pre- and post-implementation, a Paired Samples t-Test was performed using SPSS. Significant differences were noted in average staff productivity pre- and post-implementation (t = 7.96, p = 0.02). Average 35 departmental productivity increased by almost 30% throughout program implementation (Pre: M = 105.11; Post: M = 134.99) (Figure 1). Productivity Average by Week Post-Implementation 140.00 Productivity (%) 135.00 130.00 125.00 120.00 115.00 110.00 Pre-Implementation 105.00 100.00 0 2 4 6 8 10 12 14 16 18 Week Figure 1. Average Productivity by Week The Medical Review department consisted of three productivity-based teams. See Figure 2 for the average productivity per team throughout project implementation. Productivity Average by Team Team 1 Team 2 Team 3 160 Productivity (%) 150 140 130 120 110 100 90 80 1 2 3 4 5 6 7 8 9 10 Week Figure 2. Average Productivity per Team by Week 36 11 12 13 14 15 16 17 18 Employee Perceptions Employee perceptions of the effectiveness and meaningfulness of the ERP were assessed using a six-item Qualtrics questionnaire. Respondents rated each item using a six-point Likert scale: disagree very much (1), disagree moderately (2), disagree slightly (3), agree slightly (4), agree moderately (5), and agree very much (6). Employee perceptions data were analyzed by SPSS using descriptive statistics. Additionally, qualitative data was gathered by asking staff to explain why they selected their responses to each item on the questionnaire, these data were analyzed through content analysis. Was it meaningful? The first item assessed whether the staff found the ERP and the types of recognition meaningful. Overall, 89.7% (n=35) of respondents agreed (slightly, moderately, and very much) that the ERP and the types of recognition were meaningful (Table 6). Table 6. The Types of Recognition were Meaningful to Me Response n % Disagree Very Much 0 0 Disagree Moderately 0 0 Disagree Slightly 3 7.7 Agree Slightly 4 10.3 Agree Moderately 10 25.6 Agree Very Much 21 53.8 No Response 1 2.6 Note. Percentages may not total 100% due to rounding 37 Staff explanation of why they selected their responses varied. Overwhelmingly, the comments were positive (84.21%). For example, one respondent stated: Being recognized by someone other than just the person you interacted with really made me feel appreciated and as if I fit into the team/department. Just received email after email saying 'congratulations' really made me smile for the rest of that day. Also, printing the certificate out and placing my star on it was another moment of joy that made me think 'maybe I do fit well here'. Other common themes that arose were feeling good about oneself, being noticed, being valued, feeling their work was important and not overlooked, and feeling that peers cared. The negative comments (15.79% of total comments) mainly surrounded the nomination process: I felt friends of friends were selected, so then it really didn't matter to me. Seems the same people were always submitted and recognized. Requirements for recognition were fairly non-specific. Would have liked more specific documentation of what made the winners shine. Were they satisfied? The second item assessed whether staff was satisfied overall with the ERP. Overall, 89.7% (n=35) of respondents agreed (slightly, moderately, and very much) they were satisfied with the ERP (Table 7). Table 7. Overall, I was Satisfied with the Employee Recognition Program Response n % Disagree Very Much 1 2.6 Disagree Moderately 0 0 Disagree Slightly 1 2.6 Agree Slightly 4 10.3 Agree Moderately 11 28.2 Agree Very Much 20 51.3 No Response 2 5.1 Note. Percentages may not total 100% due to rounding 38 Again, staff explanation of why they selected their responses varied. Overwhelmingly, the comments were positive (93.75%). For example, one respondent stated: It was a pleasant surprise to get that kudos when I did something that seemed so small to me but made a huge difference to someone else. Other common themes included boosting morale, satisfaction with the ERP overall, fun and enjoyable way to recognize peers, fairness to all, and being recognized no matter how big or small the deed was. Only one negative comment was received (6.25% of total comments). It was related to the weekly email blasts surrounding the award recipients: On the day the awards were presented, the amount of emails congratulating winners was somewhat disruptive. Was it easy to use? The third item assessed whether staff believed the ERP was easy to use. Overall, 92.3% (n=36) of respondents agreed (slightly, moderately, and very much) that the ERP was easy to use (Table 8). Table 8. The Employee Recognition Program was Easy to Use Response n % Disagree Very Much 0 0 Disagree Moderately 0 0 Disagree Slightly 2 5.1 Agree Slightly 1 2.6 Agree Moderately 13 33.3 Agree Very Much 22 56.4 No Response 1 2.6 Note. Percentages may not total 100% due to rounding 39 Staff explanation of why they selected their responses varied. For this item, the comments were overwhelmingly positive (95%). One respondent stated: The nomination form was straightforward and getting to the form was simple with the link provided. Another respondent stated: Every week a link was sent out to give people an opportunity to participate and the program tied with BCBS core values. Just a few clicks of the mouse and that's all it takes. Very simple to submit a recommendation. Common themes included ease of use, self-explanatory, user-friendly, straightforward, and quick. Only one negative comment was received (5% of total comments). It was related to the virtual work environment and not knowing their peer’s: How can you recognize someone when you work from home, and really don't know people? Was it fair? The fourth item assessed whether staff believed the selection criteria of the ERP were fair to all. Overall, 89.7% (n=35) of respondents agreed (slightly, moderately, and very much) that the ERP was fair to all participants (Table 9). Table 9. The Selection Criteria were Fair to all Participants Response n % Disagree Very Much 0 0 Disagree Moderately 0 0 Disagree Slightly 3 7.7 Agree Slightly 3 7.7 Agree Moderately 8 20.5 Agree Very Much 24 61.5 No Response 1 2.6 Note. Percentages may not total 100% due to rounding 40 Staff explanation of why they selected their responses varied. For this item, the comments overwhelmingly positive (81.82%). One respondent stated: The program allowed peers to recognize each other for jobs well done and great team work. Everyone had equal opportunity to be nominated, if they made contributions and their teammates recognized them. Another respondent stated: I feel the selection criteria was fair because it gave all staff members a chance to recognize their coworkers whether they were on the same team or not. Other common themes included being able to nominate anyone, fairness to all, universal criteria, everyone having the same opportunity to be nominated, and everyone being encouraged and able to participate. Negative comments (18.18% of total comments) surrounded the number of nominations and awards people received. One respondent stated: It seemed like the same people were awarded several times in a short span of time... there should be a limit on how often a person can get awarded. Another respondent stated that: At some times felt like popularity contest. Was it beneficial to the department? The fifth item assessed whether staff believed the ERP was beneficial to the Medical Review department. Overall, 87.2% (n=34) of respondents agreed (slightly, moderately, and very much) that the ERP was beneficial to the department (Table 10). 41 Table 10. The Employee Recognition Program was Beneficial to the Department Response n % Disagree Very Much 1 2.6 Disagree Moderately 0 0 Disagree Slightly 2 5.1 Agree Slightly 4 10.3 Agree Moderately 11 28.2 Agree Very Much 19 48.7 No Response 2 5.1 Note. Percentages may not total 100% due to rounding Staff explanation of why they selected their responses varied. For this item, the comments overwhelmingly positive (94.44%). One respondent stated: It gave the department the opportunity to recognize each other with no chance of running out of nominations or recipients. It also allowed the recipient to accept the praise from the entire department for 'shinning' as well as receive a physical representation of that praise. Another respondent stated: I enjoyed seeing everyone participate, whether it was being recognized or congratulating others. It's awesome to know what great things are going on in the department! Other common themes included being able to express personal value to your peers, giving everyone the opportunity to be appreciated and recognized, boosting morale, feeling good about yourself, uniting the teams and the department, and allowing staff to feel like they are making a difference. Only one negative comment was received (5.56% of total comments). This respondent stated that: It caused more of a divide. 42 Should the ERP become permanent? The sixth item assessed whether staff believed the ERP should become a permanent addition to the Medical Review department. Overall, 76.9% (n=30) of respondents agreed (slightly, moderately, and very much) that the ERP should become permanent (Table 11). Table 11. The Employee Recognition Program Should Become a Permanent Addition to the Medical Review Department Response n % Disagree Very Much 1 2.6 Disagree Moderately 3 7.7 Disagree Slightly 4 10.3 Agree Slightly 4 10.3 Agree Moderately 14 35.9 Agree Very Much 12 30.8 No Response 1 5.1 Note. Percentages may not total 100% due to rounding Staff explanation of why they selected their responses varied. For this item, the comments overwhelmingly positive (85.71%). One respondent stated: It was evident after the first few weeks of the program during staff/team meetings that people were less anxious and more jovial towards each other and to management in regards to working as a whole. I feel that when people feel recognized and rewarded, they are happier at work and happier employees tend to be more productive employees. Another respondent stated: I liked the interaction that occurs weekly when nominees were announced. It's nice to see all of the encouraging and congratulatory emails. Other common themes included being good/beneficial for the department, a means of boosting morale, ability to recognize peers and leaders, and allowing everyone in the department to participate. There were three negatives comments about this item (14.29% of total comments). 43 The first stated that they prefer the current systems that were in place in Medical Review prior to program implementation. Specifically, the respondent stated that: I prefer the current PROPS points system and wonder if this system took away from people giving PROPS points. The other comments surrounded not feeling included in the program and being overlooked if no one knows you since most staff work virtually. Specifically, one respondent stated that: It's not inclusive. If no one knows you, you are overlooked. Employee perceptions overall. Mean scores for each of the six items ranged from 4.66 to 5.45 (out of 6.00). The majority of items (five out of the six items) rated ‘agree moderately” on the 6-point Likert scale (disagree very much, disagree moderately, disagree slightly, agree slightly, agree moderately, and agree very much) except for the item asking if the ERP should become permanent. This item rated “agree slightly” (M = 4.66) (Table 12). Table 12. Mean Scores for Employee Perceptions of the Employee Recognition Program’s Meaningfulness and Effectiveness Item M SD Meaningfulness 5.29 0.96 Overall Satisfaction 5.27 1.07 Ease of Use 5.45 0.80 Fairness 5.39 0.95 Beneficial 5.19 1.13 Should it Become Permanent 4.66 1.38 Note. Disagree very much (1.00-1.99), disagree moderately (2.00-2.99), disagree slightly (3.00-3.99), agree slightly (4.00-4.99), agree moderately (5.00-5.99), and agree very much (6.00) 44 CHAPTER 6: DISCUSSION Discussion A quality improvement project utilizing a pre-post design evaluated the effectiveness of an ERP at improving staff satisfaction, productivity, and the overall health of the BCBSNCMRD work environment. Specifically, this project aimed to understand the impacts of ERPs based on non-monetary forms of recognition on staff satisfaction, productivity, and the overall health of the work environment in a non-traditional nursing setting. Four questions guided the development of this project: 1. How does an ERP effect job satisfaction among BCBSNC-MRD staff? 2. How does an ERP effect overall work environment health within Medical Review? 3. How does an ERP effect Medical Review work productivity? 4. What facilitators and barriers impact ERP implementation at BCBS NC? Analysis of the JSS and HWEAT data indicated a significant improvement in the overall job satisfaction and the health of the Medical Review work environment. Further, staff productivity improved significantly throughout the pilot period. The results from this project support the application of non-monetary-based recognition programs in non-traditional nursing work environments and highlight the value of these programs in improving staff and organizational outcomes. Job Satisfaction Job satisfaction is a critical predictor of organizational success and achieving organizational outcomes. Evidence suggests a direct link between job satisfaction and 45 organizational performance and effectiveness (Bakotic, 2016). Satisfied employees are more committed to their organization, have greater performance and productivity, and are more likely to assist their peers and go above and beyond what is expected of them (Bakotic, 2016; Pang & Lu, 2016). Job satisfaction is so crucial, researchers posit that employee satisfaction is the major determinant of organizational success (Bakotic, 2016). Although, the association between job satisfaction and employee recognition is well established, little evidence is available that specifically inspects the impacts of employee recognition on job satisfaction within healthcare. Further, no evidence is currently available that examines the impacts of employee recognition on job satisfaction within non-traditional nursing work environments. How does an ERP effect job satisfaction among BlueCross and BlueShield Medical Review department staff? In this project, the effect of an ERP on job satisfaction in a nontraditional nursing work setting (BCBSNC-MRD) was examined. Significant differences were noted in the total Satisfaction score (t = 2.39, p = 0.02) and the Contingent Rewards (t = 2.21, p = 0.04) and Communication (t = 2.59, p = 0.02) subscale scores of the JSS. These results suggest that the implementation of the ERP was effective at improving job satisfaction within the Medical Review department. The Contingent Rewards subscale was designed to assess employee “appreciation, recognition, and rewards” for a job well done (Spector, 2001). The Contingent Rewards subscale consisted of four items (items #5, 14, 23, and 32 on the JSS): • When I do a good job, I receive the recognition for it that I should receive. • I do not feel that the work I do is appreciated. • There are few rewards for those who work here. • I don't feel my efforts are rewarded the way they should be. 46 Significant findings within the Contingent Rewards subscale were not surprising as the project’s purpose was implementation of an ERP within the MRD, further increasing the available avenues for recognition and rewards within the project setting. Further, this project was a supplement to the already extensive rewards and recognition systems in place within BCBS NC. The Communication subscale was designed to measure communication within the organization (Spector, 2001). The Communication subscale consisted of four items (items #9, 18, 26, and 36 on the JSS): • Communications seem good within this organization. • The goals of this organization are not clear to me. • I often feel that I do not know what is going on with the organization. • Work assignments are not fully explained. Significant findings within the Communication subscale were not surprising as one of the recognition types, the departmental-wide email blasts, substantially increased communication across the department throughout the pilot period. Prior to project implementation, many staff members could go extended periods without speaking to their peers or management. This was due to the nature of their work and the virtual work environment. Weekly emails blasts with the recognition rewards allowed staff the opportunity to respond to the entire department, offering words of congratulations and praise, and increasing their communication with their peers and the management team. The results of this project were congruent with studies outside of healthcare in the education and business sectors. Ali & Ahmed (2009) noted that among non-healthcare employees, employee recognition significantly increased job satisfaction and motivation (r = 0.92, p < 0.01). Tessema et al. (2013) examined multinational university students and noted that 47 employee recognition was a statistically significant predictor of job satisfaction (r = 0.25, p <0.001). The importance job satisfaction and employee recognition play in achieving employee and organizational outcomes is clearly evident. Results from this project further support that employee recognition represents a powerful tool for management to utilize to improve job satisfaction and ultimately ensure organizational success and the achievement of employee and organizational outcomes. Healthy Work Environment A HWE is critical to the success of an organization and its employees (Shirey, 2006). Healthier work environments are associated with improved patient, staff, and organizational outcomes (Erickson, 2010). Meaningful recognition, one of the six AACN HWE standards, examines employee reward based on individual value and staff contributions to their organization (Vollers et al., 2009). Meaningful recognition and MR-based ERPs, have been shown to positively impact job satisfaction, productivity, engagement, retention, and overall organizational performance and success (Akafo & Boateng, 2015; Ali & Ahmed, 2009; Lefton & Breugger, 2009; Tessema et al., 2013; Ulrich et al., 2006). Healthy work environments and MR have been studied primarily in acute care nursing settings. Little to no evidence is available that examines their impacts on non-traditional nursing work environments. How does an ERP effect overall work environment health within Medical Review? In this project, the effect of an ERP on overall work environment health in a non-traditional nursing work setting (BCBSNC-MRD) was examined. Significant differences were noted in the total HWEAT score (t = 2.16, p = 0.04) and the Appropriate Staffing (t = 3.02, p = 0.01) and Meaningful Recognition (t = 3.45, p = 0.002) subscale scores of the HWEAT. These results suggest that the implementation of the ERP was effective at increasing the overall health of the Medical Review work environment during project implementation. 48 Appropriate Staffing was described by the AACN as staffing levels and skill mixes that ensure “the effective match between patient needs and nurse competencies” (AACN, 2005). This concept may be expanded more globally beyond the clinical environment to refer to the appropriateness of the match between meeting organizational needs and the skills and competencies of the employees (Morton, 2015). The Appropriate Staffing subscale consisted of three items (items #3, 8, and 12 on the HWEAT): • Managers and team leads work with staff to make sure there are enough staff to effectively manage the work. • Managers and team leads make sure there is the right mix of staff to ensure optimal outcomes. • Support services are provided at a level that allows department staff to spend their time on the priorities and requirements of work in our organization. Significant findings in the Appropriate Staffing subscale were somewhat surprising to the PI. Throughout the pilot period, the MRD was in an inventory backlog and many of the timeliness obligations for work were not met. Further, most staff were working additional hours to assist with meeting departmental and personal goals and expectations. The significant findings may be explained because additional contract staff were hired to assist in managing the inventory. Six additional contract staff were hired and trained during the pilot period. The addition of the contract staff helped to significantly reduce the backlog and aging inventory. Further, permanent staff were cross-trained to work within other areas within the department to assist with the aging inventory. This consisted of additional training in pricing reviews and transitioning staff from one workflow system to another. 49 Meaningful recognition was described by the AACN as recognizing others and being recognized “for the value each brings to the work of the organization” (AACN, 2005). The MR subscale consisted of three items (items #4, 9, and 17 on the HWEAT): • The formal reward and recognition systems work to make members of our department feel valued. • Members of our department speak up and let people know when they've done a good job. • There are motivating opportunities for personal growth, development, and advancement. Significant findings in the MR subscale were not surprising as the project’s purpose was implementation of a MR-based ERP to increase the recognition provided to staff within the MRD. Further, the project’s ERP was supplemental to the already extensive rewards and recognition systems within place at BCBS NC. However, the significant findings in the MR subscale was of particular importance as the ERP utilized the MR principles outlined by the AACN as a framework (AACN, 2005: AACN 2016). Further, a MR-based ERP was shown to effectively improve job satisfaction and performance, two of the other major outcome measures under study within this project. The results of this project were congruent with findings in the literature. Gelsema et al. (2005) noted a significant correlation between MR and job satisfaction (β = 0.23, p < 0.001). Ajala (2012) suggested that MR was the most significant predictor of employee productivity and a major motivating factor behind increasing job performance. The importance HWEs and MRbased ERPs play in achieving employee and organizational outcomes are clearly evident. Results from this project further support that MR-based ERPs represent a cost-effective means of 50 improving employee performance, job satisfaction, and ultimately the overall health of the nontraditional nursing work environment. Productivity Adequate recognition is critical to employee performance and success. Furthermore, a productive workforce is essential for organizational success and the achievement of organizational outcomes (Dobre, 2013). Evidence suggests a direct link between employee recognition and increased productivity (Higginbottom, 2017). A Harvard Medical School (2011) study revealed that employee recognition was successful at increasing employee productivity by as much as 50%. Furthermore, this study revealed that non-monetary forms of recognition were effective at increasing employee performance (Harvard Medical School, 2011). For organizations to succeed and increase their performance, their employees must thrive and be as productive as possible (Dobre, 2011). The evidence examining the impacts of employee recognition on productivity is limited. Furthermore, little to no rigorous evidence is available that specifically examines the impacts of employee recognition on productivity in non-traditional nursing settings. How does an ERP effect Medical Review work productivity? In this project, the effect of an ERP on productivity in a non-traditional nursing work setting (BCBSNC-MRD) was examined. Significant differences were noted in the average departmental productivity pre- and post-implementation (t = 7.96, p = 0.02). Furthermore, the average departmental productivity increased by almost 30% throughout program implementation (Pre: M = 105.11; Post: M = 134.99). This finding suggests that the implementation of the ERP was effective at increasing employee productivity. Furthermore, it is the opinion of the PI that productivity increased because overall departmental morale increased. This was evident by many of the comments from the post-implementation survey. One of the major themes noted across surveys was improved 51 morale within the department overall. However, it is important to note that during the threemonth pilot period low-performing staff were under a performance management plan as directed by departmental and organizational. Performance management consisted of frequent meetings with management, one-on-one guidance and instruction from departmental educators, and possible disciplinary action up to termination. This performance management may also explain some of the increases in productivity as low performing staff improved their productivity or were terminated. The results of this project were congruent with findings in the literature. Although the evidence is limited, Bradler et al. (2016) noted that employee recognition significantly increased performance and productivity (p < 0.01), by as much as 10%, in response to the recognition. The correlation between employee recognition and improving productivity is evident. Furthermore, the literature supports that increased employee productivity improves professional and organizational outcomes. Results from this project further support that ERPs represent an effective organizational tool for improving employee performance and ultimately improving organizational success and the achievement of employee and organizational outcomes. Employee Perceptions Overall, the support and response to the ERP were overwhelmingly positive. A six-item questionnaire used to evaluate the ERP effectiveness and meaningfulness from the staff’s perspective. The majority of staff agreed that the ERP was (1) meaningful (89.7%), (2) easy to use (92.3%), (3) fair (89.7%), (4) beneficial to the department (87.2%), and (5) should become a permanent addition to the Medical Review department (76.9%). Additionally, 89.7% of staff reported that they were satisfied with the ERP and the types of recognition that were given. Mean scores for each of the six items ranged from 4.66 to 5.45. The majority of items rated 52 Agree Moderately (M = 5.00-5.99) on the 6-point Likert scale except for the should the ERP become permanent question, which rated Agree Slightly (M = 4.66) (Table 14). Driving and Restraining Forces Change is difficult for most individuals and organizations (Society for Human Resource Management, 2018). For ERP implementation to be successful and sustainable, organizational change was required. As such, it was critical to understand the forces impacting change within the project setting (Lewin, 1947). What facilitators and barriers impact ERP implementation at BlueCross and BlueShield of North Carolina? Facilitators or driving forces for ERP implementation within the MRD included decreased morale, engagement, motivation, job satisfaction, productivity, and overall work quality. External dependencies to other areas within the organization, such as the claims and customer service areas, and MRD’s management commitment to the ERP also served as driving forces for change. Barriers or restraining forces for ERP implementation included the Medical Review department’s historical resistance to change, lack of employee participation, lack of financial resources to implement and sustain an ERP, staff’s fear of the unknown, and conflict with existing corporate monetary forms of recognition. Overall, staff participation in the ERP was high but at times, it was limited to certain teams and individuals. This was noted in several staff reflections on the post-implementation questionnaire. Of the five MRD teams, three teams submitted only seven recognition awards (34.44% of total awards combined) while the other two teams submitted 11 (18.03%) and 29 (47.54%) respectively. Further, the PI’s team submitted 47.54% of the total number of recognition awards given. Even though all staff were able to equally participate, this did not occur. The Society for Human Resource Management (2017) suggests that many employees are not motivated to participate in ERPs as they often find the types of recognition given as 53 unmeaningful. This highlights two important aspects we addressed throughout project implementation. First, we recognized the MRD’s historical lack of motivation and engagement with programs as a major restraining force for change. This may explain why some MRD teams participated less than others. Although we actively and consistently engaged in evidence-based strategies (change agents, transparent nomination processes, public communication about awards) to promote engagement, lower numbers of award nominations as well as the MRD members slight agreement that the ERP should continue suggest that further work is needed. Second, that the types of recognition must be meaningful to participants. This was a major deciding factor in designing a MR-based ERP. A few staff members responded that they preferred the current monetary recognition systems in place at BCBS NC and that the ERP may have negatively impacted the distribution of monetary awards during the pilot period. The ERP was designed to supplement the current systems in place at BCBS NC and not take away from them. This finding was very surprising as an additional recognition means was seen by a few staff as a negative and the opposite of this intention. One respondent stated that they didn’t see the need for anything additional as they already had systems in place. This again may speak to the internal resistance to change within the MRD. The project utilized change agents throughout the development and implementation processes and the ERC committee was formed with representation from all departmental teams and management (Kaminiski, 2011; UNC, n.d.). This was intended to combat known barriers: resistance to change, lack of participation, etc., and to act as facilitators for the change process. The ERC members also met with their own work teams with the goal of increasing participation and reducing resistance to change. During those meetings, ERC members discussed the ERP and 54 answered staff questions. Overall, this was an effective strategy for facilitating change and one staff member noted on the post-implementation survey that the ERC was always available to assist and answer any questions they had regarding the ERP implementation. Another barrier was that the majority of staff work virtually, adding further challenges to implementation and participation. To overcome the barrier created by virtual work and to facilitate ERP implementation, frequent communications surrounding the project and intervention were emailed to staff. Additionally, the ERP was designed to be as simple as possible for staff to use and required very little effort or time to participate, as noted by participant use and ease of use ratings and positive comments on the post-implementation survey. Nevertheless, a few staff found the program challenging because, as virtual employees, they do not really know each other that well due to working from home. This further supports one of the core problems of virtual work environments in that they contribute to poor employee experiences by increasing feelings of professional and social isolation and decreasing employee engagement and motivation (Caillier, 2012; Felstead, Jewson, Phizacklea, & Walters, 2006; Kurland & Cooper, 2002; Sardeshmukh, Sharma, & Golden, 2012). The virtual work barrier and how to increase participation across all teams requires further research to develop evidencebased strategies that promote long-term sustainability and viability of ERPs. Lessons Learned The greatest lesson learned was how challenging it was to design, implement, and manage a project from inception to completion, even with a supportive team. Ultimately, all decisions and responsibilities fell to PI. This was very different from past project experiences where the majority of responsibilities were shared across team members. Furthermore, implementing a project in an almost 100% virtual setting added its own issues and challenges, particularly, how to overcome implementation barriers and increase participation department- 55 wide. Another lesson learned was that even non-monetary forms of recognition have associated costs, such as time costs. When developing the ERP, a major mistake was made in choosing a star pin design that could not be mailed in a first-class, flat envelope. Each star pin required parcel post, dramatically increasing the cost and associated time (travel to the post office) to send to the awardee. This was rectified within the first few weeks but there were still occasional issues surrounding the pin’s post. For example, two staff members were charged additional postage for their star pins which had to be reimbursed. Further, three stars were returned as undeliverable even though the addresses were correct. In one instance, a star pin was lost in the mail for four weeks and finally delivered after a replacement had already arrived. Two other stars were lost in the mail to be returned to the PI weeks later. In hindsight, designing a non-monetary reward that doesn’t depend on the Postal Service may have been more productive and time and cost effective. Although relatively inexpensive when compared to a traditional monetary-based ERP, investment in the ERP in its current state would require a long-term financial commitment from the MRD. Sustainability Overall project findings were positive, suggesting that the implementation of an ERP was an effective means of improving job satisfaction, productivity, and the overall health of the MRD work environment. Based on these findings, it is reasonable to expect that MRD management will continue to support the program in some form. The ERP was relatively inexpensive to maintain, adding further support to its longevity. Since the results were positive and participation was high throughout, the ERP could be utilized as a framework for implementing similar programs company-wide and may prove equally beneficial for both healthcare and nonhealthcare related areas at BCBS NC. 56 Recommendations Due to the positive nature of the results, MRD management should consider continuing the MRD ERP with several modifications. First, consider an alternative to the existing star pin in order to reduce expense related to postal charges. Based on the feedback from staff in the postimplementation survey, there was no mention of the star pin in their comments. Numerous staff members discussed the value of the department-wide email blasts and receiving the generated certificates. Therefore, the star pin may not have equivalent value to the certificate, departmentwide email announcement, and the many peer email responses providing additional recognition and support. This provides support that eliminating the star pin would retain the essential nature and meaning behind the ERP as well as significantly reduce the associated time and financial costs of the ERP. Implications for Research The available body of evidence examining the impacts of employee recognition on job satisfaction, productivity, and the overall health of the work environment is limited. Further, little inquiry into non-traditional nursing settings exists. This project may be the first to explore the relationship between meaningful recognition, job satisfaction, work environment health, and productivity in non-traditional nursing work settings. As more and more nurses transition away from the bedside into non-traditional settings, further research is needed to examine the impacts virtual work environments have on nurses. Virtual work is likely to increase as a means to reduce costs and promote work-life-balance, therefore additional knowledge is required to understand the resultant impacts of virtual work on such outcomes as engagement, motivation, productivity, and job satisfaction among nurse employees. 57 Implications for Practice The significant project findings highlight the importance employee recognition plays in today’s work environment. Specifically, that non-monetary forms of recognition have the potential to improve outcome measures such as productivity, job satisfaction, and overall work environment health. Project results suggest that employee recognition may be successful in virtual work environments where historic resistance to change and lack of participation were present and may be applicable to both healthcare and non-healthcare organizational departments. This is of particular importance as even though project results clearly underscore the benefits of employee recognition, it remains currently underutilized in most organizations (Neckermann & Frey, 2013). Additional quality improvement projects examining the impacts of employee recognition on the work environment should be undertaken and include additional outcome measures beyond job satisfaction and productivity. A major implication for nurse leaders is that recognition as simple as a public email and a printed recognition certificate has great potential to impact staff, increasing staff satisfaction with their jobs and improving staff productivity and performance. Limitations A major limitation of this project was that it was designed for and implemented within a very specific setting. The MRD represents a non-traditional nursing work environment. When compared to other settings within the BCBS NC, almost all staff work exclusively from home and have little daily interactions with each other. Because project results were consistent with findings from the literature from other work environments (Ali & Ahmed, 2009; Bradler et al., 2016; Tessema et al., 2013), such as the business and academic sectors, the ERP may be generalizable to virtual work environments in other industries. 58 A second limitation was the decrease in response rate from the pre- and postimplementation surveys. The pre-implementation survey had a ~92% response rate compared to the post-implementation survey with a response rate of only ~71%. Those that dropped out between pre- and post-implementation surveys and those that chose not to respond at all may have been significantly different from those that did respond and could potentially have impacted the project results. Another potential limitation was chance, particularly, in regards to the outcome measure of productivity. Although productivity was measured weekly to provide a snapshot of an employee’s performance, factors may have been present outside the work environment that increased or decreased individual productivity. Having a bad day, being sick, etc. could potentially impact productivity. Beyond productivity, job satisfaction and work environment health may also have been potentially impacted by chance, although unlikely as the pilot was conducted over a three-month period. Dissemination The dissemination plan consists of five major elements. First, the project summary was presented to the ERC. Second, the project summary will be presented to the entire MRD. Third, the project summary will be presented to the BCBS NC executives. Fourth, an abstract will be submitted for conference presentation. Fifth, a manuscript will be developed for publication. Conclusion The purpose of this project was to evaluate the feasibility of implementing an ERP in a non-traditional nursing work setting and to assess the effectiveness of an ERP for improving staff satisfaction, productivity, and the overall health of the work environment within the MRD at BCBS NC. To understand the impacts of ERPs based on non-monetary forms of recognition, the ERP was implemented for a three-month pilot period. The results suggest that ERPs based on 59 non-monetary forms of recognition were effective at improving staff satisfaction, productivity, and the overall health of the MRD work environment. Specifically, the results showed that (1) there were significant improvements in total satisfaction pre- and post-implementation, (2) there were significant improvements in MR and the overall health of the work environment pre- and post-implementation, and (3) there were significant improvements in productivity pre- and postimplementation and that productivity increased by on average ~30%. This project provides valuable information about a work setting that was not previously examined. The results from this project were congruent with other studies in settings outside of healthcare. Further, the project results add to the body of evidence involving virtual work environments, which continues to grow and expand within most sectors and will be a hot topic of research in the future. The project findings highlight the importance of employee recognition as a tool for leaders to motivate staff and improve their working lives. This project demonstrated that simple actions, such as sending an email or generating a recognition certificate, positively impacted the lives of staff and was able to increase departmental work performance while still improving job satisfaction and the health of their working environment. 60 APPENDIX A: FORCE-FIELD ANALYSIS OF THE MEDICAL REVIEW DEPARTMENT Figure A1. Force-Field Analysis of the Medical Review Department 61 APPENDIX B: EMPLOYEE RECOGNITION PROGRAM DESIGN Stage One: Identify the Program’s Purpose The purpose of the ERP was: • To recognize and reward actions and behaviors that foster the mission, vision, objectives, and cultural values of BCBS NC, as well as the goals and initiatives within the Medical Review department. Stage Two: Identify the Program’s Goals The goals of the ERP were: • To develop a program that is flexible, adaptable, and fair. • To develop a program that meets employee needs and provides the opportunity for recognizing others for their accomplishments. • To maximize involvement and employee interest in the program. • To be transparent in the ERP processes to increase buy-in and participation. • To create a program that allows for participation across all levels and areas within the department (i.e. peer to peer, manager to employee, employee to manager). • To make the recognition process simple, understandable, and easily accessible to all within the department (MIT, n.d.). Stage Three: Determine the Award Theme and the Selection Criteria The ERP in the Medical Review department at BCBS NC was known as the Shining Star Award. Selection criteria were based on the four cultural values of BCBS NC: Caring, Collaborative, Committed, and Creative (the 4C’s). AT BCBS NC, the 4C’s represent key employee attributes that allow the organization to achieve their vision of being “a consumerfocused health solutions company that leads the transformation of the health care system” 62 (BSBC NC, 2018c, para. 2). Caring refers to a customer focus. Employees that exemplify caring are passionate about their work, team, department, and organization. Caring also represents being a force of good both within the organization and also within your community. Collaborative refers to having trust in your coworkers. A major attribute of Collaborative is teamwork. It is through collaborative efforts that our greatest achievements occur. Committed represents responsibility and accountability for the work you do and ensuring it is the highest quality possible. Committed employees ensure professionalism in all interactions. Furthermore, committed individuals identify problems and brainstorm possible solutions. Creative refers to embracing change. Creative employees are innovative and constantly seeking opportunities for improvement (BCBS NC, 2018b). An employee may exemplify one or more of the four cultural values and each cultural value is weighted equally. Stage Four: Form the Employee Recognition Committee The employee recognition committee (ERC) was comprised of members from each of the five Medical Review teams and also a member of management (six members in total). During the first meeting, the FFA and draft ERP was presented to the committee for their feedback. No additions or deletions were incorporated into the final ERP. The ERC met weekly to review all employee recognition submissions and to select award recipients. Submissions were evaluated based on how well the employee exemplified the four cultural values of BCBS NC and were based on ERC judgement. The final award decision was at the ERC level. In the event of a tied vote, the ERC member from the management team decided on the submission. Committee members were allowed to serve on the ERC for a maximum of three quarters. ERC members were selected on a volunteer basis and were in good standing within the department and free of any performance management. Nominations were reviewed 63 weekly and as needed. A standing weekly appointment was established and based on the number of submissions arriving, anyone from the ERC was able to schedule an as needed meeting to address those submissions. Each submission was read in its entirety to the ERC. Voting occurred by saying yes or no after the submission was read. If anyone was unclear or needed further insight, a member of the ERC reviewed the selection criteria against the submission. In the event of a tie or an abstention resulting in a tie, a member voting yes and a member voting no was allowed to plead their case to the group. After this, another round of yes/no voting occurred. If a tie still remained, the ERC member from the management team ultimately decided on the submission. Each ERC member was well versed in the rules and process for voting and selection to ensure fairness and consistency throughout. Stage Five: Establish Eligibility and Frequency of the Award All medical review employees were eligible to participate in the ERP, including permanent and contract employees. There were no requirements based on length of service or employment status. The only requirement was that the employee has exemplified the cultural values of BCBS NC. Members of the ERC were able to be nominated for the award but abstained from voting. There was no limitation on how frequently an employee may be nominated or how frequently an employee may receive the award. Stage Six: Define the Nomination Process A nomination form was created using Survey Monkey (Figure B1). The link to the form was published via email to the Medical Review department. The nomination form and ERP were only for Medical Review department use. As such, the recognition form was password protected. The nomination process was confidential and not be shared outside the ERC. The nomination process was confidential instead of anonymous to prevent abuse and possible self-voting. All 64 fields on the nomination form were mandatory. Mandatory fields included (1) name of the nominator, (2) the employee being nominated, (3) the cultural values exhibited, and (4) a description of how the employee demonstrated the cultural values with detailed examples provided. Any departmental employee was able to submit a nomination. This includes both permanent and contract staff. Employees were not able to nominate themselves. Any selfnomination submission was rejected. All nominations were submitted electronically through the recognition form. Figure B1. Shining Star Award Nomination Form retrieved at https://www.surveymonkey.com/r/W6XWSBD 65 Stage Seven: Determine Recognition Type and Publicity Recognition occurred via three formats. First, an email blast was sent to the entire department notifying the staff of the recognition award. The email blast included the person being recognized, the nominator, and a brief description of the recognition reason. Second, a Shining Star Award certificate was generated and emailed to the employee (Figure B2). Third, a gold star pin was mailed to the employee or delivered in person (depending if the worker was in office or work-from-home) (Figure B3). Figure B2. Shining Star Award Certificate 66 Figure B3. Star Pin retrieved from http://www.jonesawards.com/Shop/Details/1327/?sc=WGP&gclid=Cj0KCQjw2KHWBRC2ARI sAJD_r3dzSZygoM2RzMlDUOQBZOo7Ex5RbnZXRR5i3MRQO5UAuGpr8YkbmwsaAgNkE ALw_wcB Stage Eight: Conduct Program Monitoring and Evaluation The ERP was monitored and evaluated on an ongoing basis. During this DNP project, the evaluation and monitoring occurred in conjunction with PI and the ERC. The ERC sent weekly reminders reminding staff of the program, the recognition process, and the link for the recognition submission form. Furthermore, ERC members discussed the ERP during all team meetings and answered any questions that arose. At the completion of the DNP project, program evaluations were sent to the entire department. The purpose was to elicit feedback into the forms of recognition and to evaluate program effectiveness and if it was meeting the staff’s needs. This also provided valuable data for the department leadership to use for program continuation upon the withdrawal of the PI as the project lead. 67 APPENDIX C: DEMOGRAPHICS QUESTIONS 1. What is your current position? a. Medical review analyst, senior medical review analyst, dental analyst, clinical support specialist, clinical education consultant, team lead, senior divisional compliance consultant, or manager 2. What is your highest level of educational preparation? a. High school diploma, Associate’s Degree, Bachelor’s Degree, or Master’s Degree 3. What is your current age? a. ____ 4. How long have you worked at BCBS NC? a. ____ 5. How long have you worked in Medical Review at BCBS NC? a. ____ 68 APPENDIX D: JOB SATISFACTION SURVEY Table D1. Job Satisfaction Scale JOB SATISFACTION SURVEY Paul E. Spector Department of Psychology University of South Florida Copyright Paul E. Spector 1994, All rights reserved. PLEASE CIRCLE THE ONE NUMBER FOR EACH QUESTION THAT COMES CLOSEST TO REFLECTING YOUR OPINION ABOUT IT. 1 I feel I am being paid a fair amount for the work I do. 1 2 3 4 5 6 2 There is really too little chance for promotion on my job. 1 2 3 4 5 6 3 My supervisor is quite competent in doing his/her job. 1 2 3 4 5 6 4 I am not satisfied with the benefits I receive. 1 2 3 4 5 6 5 When I do a good job, I receive the recognition for it that I should receive. 1 2 3 4 5 6 6 Many of our rules and procedures make doing a good job difficult. 1 2 3 4 5 6 7 I like the people I work with. 1 2 3 4 5 6 8 I sometimes feel my job is meaningless. 1 2 3 4 5 6 9 Communications seem good within this organization. 1 2 3 4 5 6 10 Raises are too few and far between. 1 2 3 4 5 6 11 Those who do well on the job stand a fair chance of being promoted. 1 2 3 4 5 6 12 My supervisor is unfair to me. 1 2 3 4 5 6 13 The benefits we receive are as good as most other organizations offer. 1 2 3 4 5 6 14 I do not feel that the work I do is appreciated. 1 2 3 4 5 6 15 My efforts to do a good job are seldom blocked by red tape. 1 2 3 4 5 6 16 I find I have to work harder at my job because of the incompetence of people I work with. 1 2 3 4 5 6 17 I like doing the things I do at work. 1 2 3 4 5 6 18 The goals of this organization are not clear to me. 1 2 3 4 5 6 69 19 I feel unappreciated by the organization when I think about what they pay me. 1 2 3 4 5 6 20 People get ahead as fast here as they do in other places. 1 2 3 4 5 6 21 My supervisor shows too little interest in the feelings of subordinates. 1 2 3 4 5 6 22 The benefit package we have is equitable. 1 2 3 4 5 6 23 There are few rewards for those who work here. 1 2 3 4 5 6 24 I have too much to do at work. 1 2 3 4 5 6 25 I enjoy my coworkers. 1 2 3 4 5 6 26 I often feel that I do not know what is going on with the organization. 1 2 3 4 5 6 27 I feel a sense of pride in doing my job. 1 2 3 4 5 6 28 I feel satisfied with my chances for salary increases. 1 2 3 4 5 6 29 There are benefits we do not have which we should have. 1 2 3 4 5 6 30 I like my supervisor. 1 2 3 4 5 6 31 I have too much paperwork. 1 2 3 4 5 6 32 I don't feel my efforts are rewarded the way they should be. 1 2 3 4 5 6 33 I am satisfied with my chances for promotion. 1 2 3 4 5 6 34 There is too much bickering and fighting at work. 1 2 3 4 5 6 35 My job is enjoyable. 1 2 3 4 5 6 36 Work assignments are not fully explained. 1 2 3 4 5 6 Note. Scale: (1) Disagree very much, (2) Disagree moderately, (3) Disagree slightly, (4) Agree slightly, (5) Agree moderately, and (6) Agree very much 70 Table D2. Job Satisfaction Subscale Item Numbers Subscale Item Numbers Pay 1, 10, 19, 28 Promotion 2, 11, 20, 33 Supervision 3, 12, 21, 30 Fringe Benefits 4, 13, 22, 29 Contingent Rewards 5, 14, 23, 32 Operating Conditions 6, 15, 24, 31 Coworkers 7, 16, 25, 34 Nature of Work 8, 17, 27, 35 Communication 9, 18, 26, 36 Total Satisfaction 1 - 36 71 APPENDIX E: ADAPTED HEALTHY WORK ENVIRONMENT ASSESSMENT TOOL Table E1. Adapted Healthy Work Environment Assessment Tool 1. Members of our department (managers, team leads, analysts, etc.) maintain frequent communication to prevent each other from being surprised or caught off guard by decisions. 2. When making important decisions, managers and team leads involve staff to the appropriate degree. 3. Managers and team leads work with staff to make sure there are enough staff to effectively manage the work. 4. The formal reward and recognition systems work to make members of our department feel valued. 5. Most members of our department have a positive relationship with their leaders (team lead, managers, directors, etc.). 6. All members of our department (managers, team leads, and staff) make sure their actions match their words -they "walk their talk." 7. All members of our department (managers, team leads, and staff) are consistent in their use of data-driven, logical decision-making processes to make sure their decisions are the highest quality. 8. Managers and team leads make sure there is the right mix of staff to ensure optimal outcomes. 9. Members of our department speak up and let people know when they've done a good job. 10. Staff members of our department feel able to influence the policies, procedures, and bureaucracy around them. 11. The right departments, professions, and groups are involved in important decisions. 12. Support services are provided at a level that allows department staff to spend their time on the priorities and requirements of work in our organization. 13. Leaders (team leads, managers, directors, etc.) demonstrate an understanding of the requirements and dynamics of work and use this knowledge to work for a healthy work environment. 14. Members of our department (managers, team leads and staff) have zero-tolerance for disrespect and abuse. If they see or hear someone being disrespectful, they hold them accountable regardless of the person's role or position. 72 15. When team leads and managers speak with staff, it’s not one-way communication or order giving. Instead, they seek input and use it to shape decisions. 16. Members of our department are careful to consider the needs of the team and the needs of the organization whenever they are making important decisions. 17. There are motivating opportunities for personal growth, development, and advancement. 18. Managers and team leaders are given the access and authority required to play a role in making key decisions. Note. Scale: Strongly Disagree (1), Disagree (2), Neutral (3), Agree (4), and Strongly Agree (5) 73 Table E2. Healthy Work Environment Assessment Tool Subscale Item Numbers Subscale Item Numbers Skilled Communication 1, 6, 14 True Collaboration 2, 10, 15 Effective Decision Making 7, 11, 16 Appropriate Staffing 3, 8, 12 Meaningful Recognition 4, 9, 17 Authentic Leadership 5, 13, 18 Total HWEAT 1 - 18 74 APPENDIX F: EMPLOYEE PERCEPTION QUESTIONS 1. The employee recognition program was easy to use. a. (1) Disagree very much, (2) Disagree moderately, (3) Disagree slightly, (4) Agree slightly, (5) Agree moderately, or (6) Agree very much 2. The selection criteria were fair to all participants. a. (1) Disagree very much, (2) Disagree moderately, (3) Disagree slightly, (4) Agree slightly, (5) Agree moderately, or (6) Agree very much 3. The types of recognition given were meaningful to me. a. (1) Disagree very much, (2) Disagree moderately, (3) Disagree slightly, (4) Agree slightly, (5) Agree moderately, or (6) Agree very much 4. The employee recognition program was beneficial to the department. a. (1) Disagree very much, (2) Disagree moderately, (3) Disagree slightly, (4) Agree slightly, (5) Agree moderately, or (6) Agree very much 5. The employee recognition program should become a permanent addition to the Medical Review department. a. (1) Disagree very much, (2) Disagree moderately, (3) Disagree slightly, (4) Agree slightly, (5) Agree moderately, or (6) Agree very much 6. Overall, I was satisfied with the employee recognition program. a. (1) Disagree very much, (2) Disagree moderately, (3) Disagree slightly, (4) Agree slightly, (5) Agree moderately, or (6) Agree very much 75 APPENDIX G: UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL’S IRB APPROVAL To: Charles Combs School of Nursing From: Office of Human Research Ethics Date: 5/04/2018 RE: Determination that Research or Research-Like Activity does not require IRB Approval Study #: 18-1163 Study Title: Healthy Work Environments: Improving Staff Satisfaction and Employee productivity through Employee Recognition This submission was reviewed by the Office of Human Research Ethics, which has determined that this submission does not constitute human subjects research as defined under federal regulations [45 CFR 46.102 (d or f) and 21 CFR 56.102(c)(e)(l)] and does not require IRB approval. Study Description: • • • Purpose: The purpose of this quality improvement project is to evaluate the effectiveness of an employee recognition program (ERP) to improve measures of healthy work environment, job satisfaction, and productivity. Background: Published evidence suggests that healthy work environments and job satisfaction are contingent on meaningful recognition of work effort and contribution to the organization. In turn, these variables impact job performance and productivity. Methods: This pre-/post- project will recruit subjects from the Medical Review department of BlueCross and BlueShield of North Carolina (n=70) to participate in an employee recognition program for a 90-day period. The following data will be collected pre/post ERP implementation: productivity, job satisfaction, and healthy work environment assessment. In addition, demographic variables and evaluation criteria will be collected at one time point. 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