ISO 9001:2015 Internal Audit Results
The charts below summarise the level of conformity of your quality management system to the main clauses of the standard. Nonconformances with requirements, depending on their severity, are shown in yellow and red.
Compliant
100%
1
1
2
90%
Minor NC
2
2
3
11
6
4
80%
Top 10 Root-causes
Major NC
20
1
5
3
7
3
Human - Lack of knowledge or training
2
Process - Practice does not follow prescribed…
70%
Materials - Not appropriate for the task
2
60%
Human - Inadequate management involvement
2
2
Human - Understands, but did not follow…
50%
21
40%
22
36
21
93
30%
14
30
20%
10%
0%
4 Context
Summary
4 Context
5 Leadership
6 Planning
7 Support
8 Operation
9 Evaluation
10 Improvement
Overall
5 Leadership
Score
88%
85%
78%
82%
75%
71%
78%
79%
Complies with Requirements
Improvement Needed
6 Planning
7 Support
8 Operation
Status
GREEN
GREEN
YELLOW
YELLOW
YELLOW
YELLOW
YELLOW
YELLOW
79%
21%
9 Evaluation
10 Improvement
79%
0 Entries yet to be entered 0 Errors
Improvement Needed
Results
Recommendations
>86%
60-84%
<59%
OFI
Processes are effective. Proceed with minimal risk. Continue to monitor trends and indicators for change, encourage improvement.
Processes have several nonconformances. Implement corrective action by next reporting period or next scheduled audit.
Processes have multiple nonconformances. Immediate corrective action, investigate root cause(s). Re-audit/verify in 4 weeks.
Review and implement actions to improve the process(s). Monitor trends and indicators to determine if improvement was achieved.
Minor NC
Major NC
This chart displays the number of audit nonconformances and opportunities for improvement throughout the requirements of ISO 14001:2015.
10 Improvement
3
1
9 Evaluation
8 Operation
7
5
20
7 Support
11
6
6 Planning
2
4
5 Leadership
2
3
4 Context
1
2
1
OFIs by Section
10 Improvement
3
9 Evaluation
5
8 Operation
9
7 Support
3
6 Planning
3
5 Leadership
4 Context
4
3
Machinery - Improper equipment installation
1
Materials - Lack of raw material
1
Environment - Disorderly workplace
1
Human - Stress demands
1
Nonconformity
alongside the number of compliant
audit questionsBreakdown
shown in green. by Clause
21%
Complies with Requirements
1
The chart below shows the number of minor and major nonconformances shown in yellow and red
Compliance Summary
Check the following 'Entry Errors' in the checklist:
Machinery - Defective equipment or tool
Improvement
Nonconformity & Corrective Action
Nonconformity & Corrective Action
Improvement - General
Management Review - Outputs
Management Review - Inputs
Management Review - General
Internal Audit Programme
Internal Audit - General
Analysis & Evaluation
Customer Satisfaction
Performance Evaluation - General
Nonconforming Outputs
Nonconforming Outputs
Release of Products & Services
Control of Changes
Post-delivery Activities
Preservation
3rd Party Property
Identification & Traceability
Control of Production & Service Provision
Purchasing Information
Purchasing Controls
Purchasing - General
D&D Changes
D&D Outputs
D&D Controls
D&D Inputs
D&D Planning
D&D General
Changes in Requirements 0
Reviewing Requirements
Reviewing Requirements
Determining Requirements
Customer Communication
Quality Operational Planning & Control
Documented Information - Control
Documented Information - Creating &…
Documented Information - General
Communication
Awareness
Competence
Organizational Knowledge
Measurement Traceability
Monitoring & Measuring Resources
Operational Environment
Infrastructure
People
Resources - General
Planning for Change
2
2
0
0
6
3
1
4
0
7
4
1
2
2
0
0
1
4
2
1
1
0
1
6
2
0
0
2
4
1
1
3
1
4
0
0
1
2
1
1
2
5
1
1
1
1
0
0
0
1
1
2
7
0
2
7
1
1
1
3
2
1
6
0
3
1
1
5
5
0
0
1
7
1
7
1
1
2
1
1
2
7
1
1
0
0
0
0
0
2
5
0
7
2
1
1 0
0
0
7
3
2
3
1
1
4
3
0
0
1
2
0
1
4
1
3
1
1
1
1
2
1
4
1
0
0
0
0
0
0
0