AstraZeneca PLC Table of Contents AstraZeneca PLC- Financial and Strategic Analysis Review ........................................3 Company Overview....................................................................................................3 AstraZeneca PLC- Key Facts .....................................................................................3 AstraZeneca PLC- Business Description ...................................................................3 AstraZeneca PLC- Major Products and Services .......................................................5 AstraZeneca PLC- History .........................................................................................6 AstraZeneca PLC- SWOT Analysis.........................................................................41 AstraZeneca PLC- Strengths ....................................................................................42 Strengths-Widespread geographic presence reduces business risks ....................42 Strengths-Significant R&D capabilities and manufacturing and supply resources42 Strengths-Sustained revenue growth attracts new and potential investors...........42 AstraZeneca PLC- Weaknesses................................................................................43 Weaknesses-Huge liabilities pose operational risk ..............................................43 AstraZeneca PLC- Opportunities .............................................................................43 Opportunities-Drug approvals likely to help the company in generating incremental revenue .............................................................................................43 Opportunities-Strategic acquisitions are likely to help the company in expanding its presence in market ...........................................................................................43 Opportunities-Positive outlook for global pharmaceutical industry ....................44 AstraZeneca PLC- Threats .......................................................................................44 Threats-Uncertain R&D outcomes .......................................................................44 Threats-Influx of generics ....................................................................................44 Threats-Regulation in different countries might hamper revenue growth ...........44 AstraZeneca PLC- Key Competitors........................................................................45 AstraZeneca PLC- Key Employees..........................................................................45 AstraZeneca PLC- Company Statement...................................................................50 AstraZeneca PLC- Locations & Subsidiaries...........................................................52 Head office ...........................................................................................................52 Other Locations & Subsidiaries ...............................................................................52 AstraZeneca PLC, Other locations.......................................................................52 AstraZeneca PLC, Subsidiaries................................................................................52 AstraZeneca Canada Inc.......................................................................................52 AstraZeneca A/S...................................................................................................53 AstraZeneca AS....................................................................................................53 AstraZeneca Pharma Poland Sp. z o.o. ................................................................53 Summarized Statement.............................................................................................53 AstraZeneca PLC, Annual Statements .....................................................................53 Income Statements ...............................................................................................53 Balance Sheet .......................................................................................................53 Cash Flow.............................................................................................................54 Detailed Statement ...................................................................................................54 AstraZeneca PLC, Full Annual Statements..............................................................54 Income Statements ...............................................................................................54 Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 1 AstraZeneca PLC Balance Sheet .......................................................................................................55 Cash Flow.............................................................................................................56 Summarized Interim Statement ................................................................................57 AstraZeneca PLC, Summarized Interim Statements................................................57 Balance Sheet .......................................................................................................57 Cash Flow.............................................................................................................57 Detailed Interim Statement.......................................................................................57 AstraZeneca PLC, Detailed Interim Statement ........................................................57 Balance Sheet .......................................................................................................58 Cash Flow.............................................................................................................59 Capital Market Ratios...............................................................................................60 AstraZeneca PLC, Capital Market Ratios ................................................................60 Interim Ratios ...........................................................................................................60 AstraZeneca PLC, Interim Ratios ............................................................................60 Annual Ratios ...........................................................................................................61 AstraZeneca PLC, Annual Ratios ............................................................................61 Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 2 AstraZeneca PLC AstraZeneca PLC- Financial and Strategic Analysis Review Company Overview AstraZeneca PLC (AstraZeneca or 'the company') is a manufacturer, developer, and marketer of prescription pharmaceuticals. The company provides drugs for various therapeutic areas, including oncology, cardiovascular, renal and metabolic disease (CVRM), respiratory, inflammation and autoimmunity, infection and vaccines, and neuroscience. AstraZeneca markets its products under Accolate, Casodex, Byetta, Diprivan, Faslodex, Zoladex, Tagrisso, Iressa, Symbicort, Pulmicort, Lynparza, Nexium, and Onglyza brand names. The company sells its products to specialty care and primary care physicians through wholly-owned local marketing companies, local representative offices and distributors. It has business presence across the Americas, Africa, Europe, and Asia. The company is headquartered in Cambridge, Cambridgeshire, the UK. AstraZeneca PLC- Key Facts AstraZeneca PLC- Key Facts Corporate 1 Francis Crick Avenue Address Ticker Symbol, AZN[LON] Exchange No. of Telephone 44 20 73045000 83500 Employees Fiscal Year Fax N/A December End Revenue (in URL www.astrazeneca.com/Home 44351 US$ Million) Source : GlobalData Research analysis / © GlobalData Research AstraZeneca PLC- Business Description AstraZeneca PLC (AstraZeneca or 'the company') is a biopharmaceutical company that develops, manufactures and markets prescription pharmaceuticals and biological products in the therapeutic areas of cardiovascular, gastrointestinal, infection, neuroscience, oncology and respiratory. The company sells its products to specialty care and primary care physicians through wholly-owned local marketing companies, local representative offices and distributors. The company operates across the Americas, Europe, Africa, Asia, and other regions of the world. The company generates revenue from two sources, including Product Sales and Collaboration Revenue. Under the product sales source, the company develops and markets prescription pharmaceuticals. It offers these products under Faslodex (breast cancer); Iressa (advanced NSCLC); Tagrisso (metastatic EGFR T790M mutation-positive NSCLC); Lynparza (recurrent ovarian cancer and gBRCA HER2-negative metastatic breast Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 3 AstraZeneca PLC cancer); Brilinta (post myocardial infarction and acute coronary syndromes); Farxiga (Type 2 diabetes); Crestor (dyslipidaemia and hypercholesterolaemia); Pulmicort (asthma); Nexium (acid-related diseases); Symbicort (asthma and COPD); and Synagis (RSV infection in pediatric patients) brand names. These products are used to treat cancer, renal and metabolic disease, cardiovascular, respiratory diseases and other diseases. The Product Sales business of the company is further divided into four therapeutic areas, such as Oncology, Biopharmaceuticals, Rare Disease, and Other Medicines and COVID-19. The company's Oncology category provides products such as Arimidex (anastrozole); Faslodex (fulvestrant); Cosodex (bicalutamide); Imfinzi (durvalumab), Tagrisso (osimertinib); Iressa (gefitinib); Zoladex (goserelin acetate implant); Calquence (acalabrutinib); and Lynparza (olaparib). The Biopharmaceuticals category comprises cardiovascular, renal and metabolism (CVRM) and respiratory and immunology (R&I). Under the cardiovascular, renal and metabolic categories, the company provides the products such as Crestor (rosuvastatin calcium), Atacand/Atacand HCT/Atac and Plus (candesartan cilexetil), Seloken ZOK, Toprol-XL (metoprolol succinate); Plendil (felodipine); Zestril (lisinoprildihydrate); Brilinta/Brilique (ticagrelor); Tenormin (atenolol); and Zestril (lisinoprildihydrate). It also offers Byetta (exenatide injection) and Bydureon (exenatide extended release injectable suspension); Forxiga/Farxiga (dapagliflozin); Kombiglyze XR (saxagliptin and metformin XR); Komboglyze (saxagliptin and metformin HCl); Onglyza (saxagliptin); Symlin (pramlintide acetate); Xigduo (dapagliflozin and metformin hydrochloride); and Xigduo XR (dapagliflozin and metformin hydrochloride extended-release). The R&I category offers Accolate (zafirlukast), Bevespi Aerosphere (glycopyrrolate and formoterol fumarate), Bricanyl Respules (terbutaline), Bricanyl Turbuhaler(terbutaline), Daliresp/Daxas(roflumilast), Duaklir Genuair (aclidinium/formoterol), Eklira Genuair/Tudorza Pressair(aclidinium), Fasenra (benralizumab), OxisTurbuhaler (formoterol), Pulmicort Turbuhaler/ PulmicortFlexhaler (budesonide), Pulmicort Respules (budesonide), Symbicortp MDI (budesonide/formoterol), and Symbicort Turbuhaler (budesonide/formoterol). The Rare Disease category comprises Soliris (eculizumab), Ultomiris (ravulizumab), Strensiq (asfotase alfa), Ondexxya (andexanet alfa)/ Andexxa (coagulation factor Xa (recombinant), inactivated-zhzo) and Kanuma (sebelipase alfa). Under the Other Other Medicines and COVID-19 category, the company provides products for infection, neuroscience, and gastrointestinal therapeutic areas. AstraZeneca's gastrointestinal products include Losec/Prilosec (omeprazole) and Nexium (esomeprazole). In the neuroscience therapeutic area, AstraZeneca offers, Seroquel IR (quetiapine fumarate); Synagis (palivizumab), Seroquel XR (quetiapine fumarate); Diprivan (propofol); EMLA; Naropin (ropivacaine); Vimovo (naproxen/esomeprazole magnesium); Xylocaine (lidocaine); and Zomig (zolmitriptan). In the infection and other therapeutic area, the company offers Synagis (palivizumab); and Fluenz Tetra/FluMist Quadrivalent (live attenuated influenza vaccine). Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 4 AstraZeneca PLC In FY2021, the BioPharmaceuticals category accounted for 38% of Product Sales total revenue, followed by Oncology (36%), Other Medicines and COVID-19 (17%), and Rare Disease (8%). In FY2021, the Product Sales reported revenue of US$36,541 million, which accounted for 97.7% of the company’s total revenue. The Collaboration source comprises the development, markets and collaboration revenue such as receipts and royalties. In FY2021, the Collaboration reported revenue of US$876 million, which accounted for 2.3% of the company’s total revenue. Geographically, the company classifies its business operations in four regions: the Americas; Asia, Africa and Australasia; Rest of Europe; and the UK. In FY2021, the Americas accounted for 37.5% of the company’s revenue, followed by Asia, Africa and Australasia (32.9%), Rest of Europe (20.9%) and the UK (8.7%). AstraZeneca PLC- Major Products and Services AstraZeneca PLC- Major Products and Services Products: Brands: Gastrointestinal Infection Respiratory, inflammation and autoimmunity Oncology Neuroscience Cardiovascular and metabolism Bricanyl Brilinta Brilique Bydureon Byetta Caprelsa Casodex Crestor Diprivan EMLA Entocort Farxiga Faslodex Fluenz FluMist Forxiga Iressa Kombiglyze/Komboglyze Losec Meronem Merrem Naropin Nexium Nolvadex Onglyza Oxis Plendil Prilosec Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 5 AstraZeneca PLC Pulmicort Rhinocort Seloken Seroquel Symbicort Symlin Tenormin Toprol-XL Turbuhaler Vimovo Xigduo Xylocaine Zestril Zoladex Zomig Xigduo Lynparza Duaklir Eklira Genuair/Tudorza/Bretaris Accolate Arimidex Atacand Axanum Source : GlobalData Research analysis / © GlobalData Research AstraZeneca PLC- History AstraZeneca PLC- History Year Event 2023 Contracts/Agreements 2023 Contracts/Agreements 2023 Contracts/Agreements 2023 Regulatory Approval Published: 24 Oct 2023 Extracted: 29 Oct 2023 Description In June, AstraZeneca entered into a collaboration with Quell Therapeutics to develop, manufacture and commercialize engineered T-regulatory cell therapies for autoimmune diseases. In February, AstraZeneca and KYM Biosciences Inc entered into a global exclusive licence agreement for CMG901. In September, AstraZeneca entered into a 15year partnership with Future Biogas to establish unsubsidised industrial-scale supply of biomethane gas. In August, AstraZeneca received approval from National Medical Products Administration for Forxiga (dapagliflozin) to reduce the risk of cardiovascular mortality, hospital admission for heart failure or urgent HF visits. Page 6 AstraZeneca PLC 2023 Contracts/Agreements In May, AstraZeneca and LaNova Medicines entered a licence deal for La Nova’s LM-305. 2023 Contracts/Agreements In June, AstraZeneca entered into a partnership with Vanguard Renewables to enable the delivery of renewable natural gas to all of its sites in the US by the end of 2026. 2023 Regulatory Approval In June, AstraZeneca announced that Soliris secured an approval in China for the treatment of adult patients with refractory generalised myasthenia gravis. 2023 Contracts/Agreements In January, AstraZeneca and Thermo Fisher Scientific collaborated on the development of a new solid tissue and blood-based companion diagnostic (CDx) test for Tagrisso. 2023 Contracts/Agreements In August, AstraZeneca entered into a partnership with Qureight to accelerate research into lung diseases using AI models. 2023 Contracts/Agreements In August, AstraZeneca AB entered into an agreement with CanSino Biologics under which CanSino Biologics will provide contract development and production services to support its mRNA vaccine project, production and supply certain products and provide related certain services. 2023 Plans/Strategy In June, AstraZeneca announced its plans to spin off its China business. 2023 Contracts/Agreements In June, AstraZeneca announced a collaboration with Cholesgen (Shanghai) to advance research and development in hypercholesterolemia and related metabolic diseases. 2023 Acquisitions/Mergers/Takeovers In January, AstraZeneca acquired Neogene Therapeutics Inc., a clinical-stage biotechnology company. 2023 Regulatory Approval In June, AstraZeneca’s Xigduo XR (dapagliflozin and metformin hydrochloride extended-release) was approved by China’s National Medical Products Administration for the treatment of adults with type-2 diabetes. 2023 Contracts/Agreements In September, AstraZeneca entered into a research collaboration with Illumina, Inc. to accelerate drug target discovery. 2023 Contracts/Agreements In January, AstraZeneca and C2i Genomics collaborated to evaluate the potential of whole-genome minimal residual disease (MRD) testing across solid cancers. 2023 Contracts/Agreements In May, AstraZeneca entered into a license Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 7 AstraZeneca PLC agreement with Revvity, Inc. for nextgeneration base editing technology. 2023 Contracts/Agreements In July, AstraZeneca and Alexion entered into an agreement to acquire a portfolio of preclinical gene therapy programmes and enabling technologies from Pfizer Inc. 2023 Contracts/Agreements In October, AstraZeneca entered into a licensing agreement with Nanoform Finland under which Nanoform will receive access to compound libraries and large data sets to undertake STARMAP screening and propose innovative product development concepts. 2023 Contracts/Agreements In May, AstraZeneca entered into a multifaceted research agreement with Kiyatec to assess therapeutic efficacy of undisclosed preclinical assets using Kiyatec’s 3D spheroid screening platform, KIYA-Predict. 2023 Contracts/Agreements In February, AstraZeneca collaborated with SOPHiA GENETICS for the development of oncology drugs. 2023 Financing Agreements In June, AstraZeneca announced a US$400 million investment in its global AZ Forest programme. 2023 Acquisitions/Mergers/Takeovers In February, AstraZeneca acquired CinCor Pharma Inc., a clinical-stage biopharmaceutical company. 2022 Regulatory Approval In August, AstraZeneca announced that FDA granted approval for adult patients with chronic lymphocytic leukemia, small lymphocytic lymphoma and relapsed or refractory mantle cell lymphoma. 2022 Contracts/Agreements In August, AstraZeneca and Daiichi Sankyo partnered for clinical activity in patients with advanced non-small cell lung cancer. 2022 Contracts/Agreements In November, AstraZeneca and C4X Discovery entered into a global licensing agreement to develop oral therapy to treat inflammatory and respiratory ailments. 2022 Divestiture In March, AstraZeneca sold its AMAZE disease management platform to Huma Therapeutics Ltd. 2022 Acquisitions/Mergers/Takeovers In August, AstraZeneca acquired TeneoTwo Inc, a biotechnology firm. 2022 Acquisitions/Mergers/Takeovers In November, Alexion, AstraZeneca Rare Disease acquired LogicBio Therapeutics, a genomic medicine company. 2022 Contracts/Agreements In July, AstraZeneca UK Ltd entered into a Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 8 AstraZeneca PLC three-year agreement with Oxford Biomedica to manufacture its Covid-19 vaccine. 2022 Contracts/Agreements In December, AstraZeneca and G42 Healthcare partnered to manufacture pharmaceutical products in Abu Dhabi. 2022 Regulatory Approval In September, AstraZeneca’s IMFINZI (durvalumab) was approved in the US for the treatment of adult patients with locally advanced or metastatic biliary tract cancer (BTC) in combination with chemotherapy (gemcitabine plus cisplatin). 2021 Financing Agreements In May, AstraZeneca invested US$40 million in Silence Therapeutics plc. 2021 Contracts/Agreements In June, AstraZeneca and ProAxsis Limited entered into a licensing agreement for COVID-19 serology test. 2021 Contracts/Agreements In February, AstraZeneca and Amoy Diagnostics Co Ltd entered into a collaboration to develop a Homologous Recombination Deficiency (HRD) Companion Diagnostic (CDx) for ovarian cancer. 2021 Contracts/Agreements In January, AstraZeneca and Adaptive Biotechnologies Corporation entered into a translational collaboration to investigate the use of immunoSEQ T-MAP. 2021 Contracts/Agreements In February, AstraZeneca entered into a collaboration with Matrix Medical Network to accelerate a clinical trial in the US for AZD7442, a long-acting monoclonal antibody for the prevention of COVID-19. 2021 Contracts/Agreements In July, AstraZeneca's affiliate, MedImmune Limited and EnWave Corporation signed a material transfer agreement to trial EnWave’s Radiant Energy Vacuum technology for the dehydration of liquid monoclonal antibody formulations. 2021 Contracts/Agreements In April, AstraZeneca selected Reify Health’s patient enrolment management platform, StudyTeam, to accelerate clinical development across its breast cancer investigational therapy portfolio. 2021 Acquisitions/Mergers/Takeovers In November, AstraZeneca agreed to transfer its global rights of Eklira and Duaklir medicines to Covis Pharma for US$270 million. 2021 Acquisitions/Mergers/Takeovers In July, AstraZeneca completed the acquisition of Alexion Pharmaceuticals Inc, a Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 9 AstraZeneca PLC 2021 Regulatory Approval 2021 Contracts/Agreements 2021 Regulatory Approval 2021 Plans/Strategy 2021 Contracts/Agreements 2021 Contracts/Agreements 2021 Contracts/Agreements 2021 New Product Approvals 2021 Contracts/Agreements 2021 Regulatory Approval 2021 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 pharmaceutical company. In July, AstraZeneca received regulatory approval from The UK Competition and Markets Authority for proposed acquisition of Alexion Pharmaceuticals, Inc. In July, AstraZeneca and Regeneron entered into a collaboration to research, develop and commercialise new small molecule medicines to treat obesity. In June, AstraZeneca and MSD received conditional approval for Lynparza (olaparib) in China from China's National Medical Products Administration to treat adult patients with germline or somatic BRCA-mutated metastatic castration-resistant prostate cancer. In September, AstraZeneca announced to invest US$360 million in the advanced manufacturing facility to be built in Dublin, Ireland. In September, AstraZeneca entered into a partnership with Thermo Fisher Scientific's clinical sequencing business to develop nextgeneration sequencing-based companion diagnostics. In September, AstraZeneca entered into a collaboration with VaxEquity to develop and commercialize a self-amplifying RNA therapeutics platform. In April, the company and Geneseeq Technology signed a strategic collaboration to establish a Bio-Diagnostic Innovation Center in Guangzhou, China. In June, AstraZeneca along with Sinopharm, Johnson & Johnson, Pfizer BioNTech secured the Zambia Medicines Regulatory Authority approval for their COVID-19 vaccines to be administered to citizens in Zambia. In January, AstraZeneca and BenevolentAI entered into a collaboration to advance its drug development portfolio with novel AIgenerated chronic kidney disease target. In August, AstraZeneca's Forxiga sodiumglucose cotransporter 2 inhibitor secured approval in the European Union to treat chronic kidney disease in adults. In September, AstraZeneca entered into a option to acquire remaining equity in Caelum Page 10 AstraZeneca PLC 2021 Contracts/Agreements 2021 Contracts/Agreements 2021 Contracts/Agreements 2021 Contracts/Agreements 2021 Contracts/Agreements 2021 Regulatory Approval 2021 Contracts/Agreements 2021 Contracts/Agreements 2021 Divestiture 2021 Contracts/Agreements 2021 Asset Disposal 2021 Regulatory Approval Published: 24 Oct 2023 Extracted: 29 Oct 2023 Biosciences for US$ 500 million. In June, the company and Akoya Biosciences entered into a collaboration for spatial biomarker analysis in immuno-oncology drug development. In May, AstraZeneca and Biocartis Group NV entered into an agreement to expand availability of Idylla EGFR biomarker testing among patients with lung cancer. In April, AstraZeneca has entered into a collaboration agreement with Massachusetts General Hospital to create digital health solutions that address today’s most urgent healthcare challenges. In February, AstraZeneca and University College London entered into a partnership to focus on the development of new cancer treatments. In February, AstraZeneca entered into a partnership with IDT Biologika to accelerate, increase COVID-19 vaccine manufacturing in Europe. In November, AstraZeneca and Sinovac Biotech received approval from The Drug Control Authority for Covid-19 vaccines. In September, AstraZeneca entered into a partnership with Oncoshot to better streamline the recruitment process for cancer clinical trials. In March, AstraZeneca and Aptamer Group entered into a partnership to evaluate the potential of using Optimer-based strategies. In January, AstraZeneca divested its heart failure and hypertension brand, Atacand to Cheplapharm Arzneimittel GmbH. In May, AstraZeneca and Alchemab Therapeutics entered into a collaboration to accelerate prostate cancer research. In May, AstraZeneca sold the rights to trademarks of diabetes drug Dapagliflozin under brands Oxra, Oxramet and Oxraduo in India to Sun Pharma. In August, AstraZeneca's Forxiga, a sodiumglucose cotransporter 2 inhibitor, received approval in Japan for the treatment of chronic kidney disease in adults with and without type-2 diabetes. Page 11 AstraZeneca PLC 2021 Regulatory Approval 2021 Contracts/Agreements 2021 Regulatory Approval 2021 Regulatory Approval 2021 Contracts/Agreements 2021 Regulatory Approval 2021 Contracts/Agreements 2021 Regulatory Approval 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 In July, AstraZeneca secured approval from European Commission for proposed acquisition of Alexion Pharmaceuticals for approximately US$39 billion. In January, AstraZeneca along with Amgen, and Bristol Myers Squibb entered into a collaboration with GRAIL Inc to evaluate GRAIL’s methylation-based technology for the detection of minimal residual disease. In July, AstraZeneca and Sputnik V secured approval from Russia for clinical trials of a combination of both the coronavirus vaccine. In June, AstraZeneca and MSD received conditional approval for Koselugo (selumetinib) from the European Commission for the treatment of symptomatic, inoperable plexiform neurofibromas (PN) in paediatric patients with neurofibromatosis type 1 (NF1). In January, AstraZeneca entered into a collaboration with Care Access Research to accelerate a clinical trial in the US for AZD7442 for the potential prevention of COVID-19. In April, AstraZeneca secured approval from US Federal Trade Commission to acquire Alexion Pharmaceuticals, Inc. In January, AstraZeneca entered into a research collaboration with Recombinetics to inform the knowledge base of Neurofibromatosis Type 1. In January, AstraZeneca and Sinovac Biotech received approval from the Brazilian health regulator Anvisa for the emergency use of their COVID-19 vaccines. In January, AstraZeneca entered into a collaboration agreement with Biocartis Group for the development of Idylla based molecular tests in support of AstraZeneca’s pharmaceutical products. In October, AstraZeneca entered into an agreement to acquire MSC-1, an anti-LIF antibody from Northern Biologics. In November, AstraZeneca and OM Pharma entered into a strategic collaboration agreement to distribute the immunological therapy Broncho-Vaxom to treat respiratory tract infections in China. Page 12 AstraZeneca PLC 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 New Products/Services 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 In August, AstraZeneca signed an agreement with Redx Pharma to license a porcupine inhibitor, RXC006, for fibrotic diseases. In September, AstraZeneca along with the University of Queensland, the University of Oxford, and CSL signed a US$1.2 billion worth supply and production agreement with the Government of Australia to offer a free COVID-19 vaccine to Australian citizens. In October, AstraZeneca secured a US$286.9 million contract from the US Army to supply 200 doses of the coronavirus vaccine candidate AZD1222. In May, AstraZeneca received US$1 billion from the U.S. Health Department’s Biomedical Advanced Research and Development Authority (BARDA) for the development, production and delivery of a vaccine against the SARS-CoV-2, the virus that causes coronavirus disease (COVID-19). In August, AstraZeneca entered into a partnership with Cytena GmbH and its affiliate cytena Bioprocess Solutions Ltd to develop plate-based microbioreactors for cell line development workflows. In October, AstraZeneca’s subsidiary AstraZeneca Pharma India launched Acalabrutinib 100 mg capsules for the treatment of various types of blood cancers, under the brand name Calquence. In May, AstraZeneca and ArcherDX entered into a collaboration to develop personalized cancer monitoring assays to treat early-stage non-small cell lung cancer therapies. In September, AstraZeneca and Samsung Biologics signed a US$330 million long-term supply agreement to produce therapies. In September, AstraZeneca entered into an agreement to acquire a preclinical oral PCSK9 inhibitor programme from Dogma Therapeutics. In April, the company collaborated with Novacyt S.A., GSK and the University of Cambridge to boost testing for COVID-19. In October, AstraZeneca secured a US$286.9 million contract to supply 200 doses of the coronavirus vaccine candidate AZD1222 to Page 13 AstraZeneca PLC 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Regulatory Approval 2020 Divestiture 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 the US Army. In August, AstraZeneca entered into a collaboration with RenalytixAI to develop and launch medicine strategies for cardiovascular, renal and metabolic diseases. In September, AstraZeneca along with Thermo Fisher Scientific and the University of Nebraska Medical Center to improve the clinical needs in biomarker discovery and characterization. In November, AstraZeneca and Merck’s Lynparza secured approval from the European Commission for prostate cancer and ovarian cancer treatments in the European Union. In April, AstraZeneca completed the divestment of Movantik to RedHill Biopharma. In March, the company signed an agreement to sell global commercial rights to Inderal, Tenormin, Tenoretic, Zestril and Zestoretic to Atnahs Pharma. In September, AstraZeneca entered into an agreement with the Government of Canada to supply up to 20 million doses of its COVID19 vaccine candidate. In June, AstraZeneca and Emergent BioSolutions entered into a US$87 million agreement for Covid-19 vaccine candidate developed by the Oxford University. In July, AstraZeneca entered into a collaboration with IQVIA for the development of a potential new vaccine for COVID-19. In June, AstraZeneca and Accent Therapeutics entered into a collaboration to develop targeting RNA-modifying proteins to treat people with cancer. In April, the company signed an agreement with the University of Oxford to develop and distribute the Covid-19 vaccine candidate. In January, the company and MiNA Therapeutics entered into a research collaboration for the discovery and development of saRNA therapeutics to treat patients with metabolic diseases. In March, AstraZeneca and Schrodinger announced to expand their collaboration to extend computational modeling solutions to Page 14 AstraZeneca PLC 2020 Contracts/Agreements 2020 Regulatory Approval 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 biologics. In June, AstraZeneca and Amoy Diagnostics entered into a partnership for the growth of molecular diagnostic testing for lung cancer patients in China. In November, AstraZeneca received approval for its Calquence (acalabrutinib) from the European Commission for the treatment of adult patients with chronic lymphocytic leukaemia. In June, AstraZeneca and the Vanderbilt University (VU) entered into an agreement to advance two coronavirus-neutralizing antibodies discovered by the Vanderbilt Vaccine Center into clinical development as a potential combination therapy for the prevention of COVID-19. In February, AstraZeneca and Cellink Global announced to renew their agreement to use Cellinks’ 3D bioprinting and associated technology for drug discovery. In November, AstraZeneca and Fusion Pharmaceuticals entered into a collaboration to develop and commercialize next-generation alpha-emitting radiopharmaceuticals for the treatment of cancer. In March, AstraZeneca partnered with BrightInsight Inc to build its digital health solutions. In September, AstraZeneca along with Eisai, Johnson & Johnson, Boehringer Ingelheim, Merck KGaA, Pfizer, Sanofi, Roche, Bayer, Bristol-Myers Squibb, bioMerieux, Novartis, Gilead Sciences, Merck & Co, Eli Lilly, and GlaxoSmithKline entered into a partnership to prioritize the safety, science and accessibility of the potential vaccines to help fight against corona pandemic. In March, AstraZeneca entered into an agreement with Silence Therapeutics to develop and commercialize small interfering RNA therapeutics to treat cardiovascular, renal, metabolic and respiratory diseases. In February, AstraZeneca announced to invest US$200 million in local manufacturing capability at North Ryde, Sydney, Australia. In December, AstraZeneca and Genome Page 15 AstraZeneca PLC 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements 2020 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 Biologics UG entered into a research collaboration to drive cardiac regeneration and recovery in heart failure, myocardial infarction, and Cardiotoxicity. In July, AstraZeneca and ProteinQure entered into a collaboration to accelerate the research and development of peptide therapeutics. In January, AstraZeneca and My Green Lab entered into a collaboration to implement a global scale green labs program. In December, AstraZeneca along with RPharm, the Russian Direct Investment Fund, and the Gamaleya National Center signed an agreement for clinical research program to asses the combined use of Sputnik V vaccine developed by the Gamaleya Center with AZD1222 vaccine, developed by AstraZeneca and the University of Oxford. In July, AstraZeneca and Daiichi Sanky collaborated to develop and commercialize Daiichi Sankyo’s trophoblast cell-surface antigen 2 (TROP2)-directed antibody-drug conjugate (ADC), DS-1062, to treat multiple tumors. In August, AstraZeneca and Eko entered into a global collaboration to accelerate the development of digital health tools to screen cardiovascular diseases. In June, AstraZeneca and Daiichi Sankyo announced an agreement to supply novel corona virus vaccine in Japan being developed by AstraZeneca and Oxford University. In June, AstraZeneca entered into a supply agreement with Symbiosis Pharmaceutical Services for sterile manufacture of the COVID-19 recombinant adenovirus vaccine, AZD1222 for AstraZeneca sponsored clinical trials. In August, AstraZeneca and the European Union entered into an agreement where European Union agreed to buy at least 300 million doses of AstraZeneca's potential COVID-19 vaccine. In April, the company partnered with Vidscrip to bring COVID-19-specific messaging to all US physicians, at no cost, amidst COVID-19 pandemic. Page 16 AstraZeneca PLC 2020 Contracts/Agreements In May, AstraZeneca entered into a partnership with Oxford Biomedica to enhance manufacturing capacity to produce one billion doses of COVID-19 vaccine. 2020 Contracts/Agreements In December, AstraZeneca and moksha8 Mexico signed an agreement to promote and distribute Duaklir and Eklira in Mexican Territory. 2020 Financing Agreements In February, the company invested US$3 million in Starpharma, after the successful trail in the phase 1 clinical trial of AZD0466 (DEP Bcl2/xL conjugate). 2020 Contracts/Agreements In December, AstraZeneca agreed to acquire Alexion. 2020 Corporate Changes/Expansions In June, AstraZeneca in partnership with Gendius launched Health Innovation Hub in the Gulf Cooperation Council (GCC). 2020 Contracts/Agreements In March, AstraZeneca entered into a multiyear license agreement with ImaginAb to use CD8 ImmunoPET in its North American and European immunotherapy clinical trials. 2020 Contracts/Agreements In August, AstraZeneca along with Mexico and Argentina entered into a national supply agreement, in which the two countries agreed to produce COVID-19 vaccine doses for the company. 2020 Contracts/Agreements In October, AstraZeneca and Arcus Biosciences entered into a partnership to evaluate the combination therapy to treat advanced non-small cell lung cancer. 2019 Plans/Strategy In June, AstraZeneca announced its plans to invest US$630 million into Korea’s biotech and healthcare sector. 2019 Financing Agreements In September, AstraZeneca announced to invest in SP Scientific LyoConstellation system to research and develop small scale GMP production. 2019 Contracts/Agreements In April, AstraZeneca and BenevolentAI collaborated for the usage of artificial intelligence and machine learning for the discovery and development of new treatments for chronic kidney disease (CKD) and idiopathic pulmonary fibrosis (IPF). 2019 Contracts/Agreements In November, AstraZeneca entered into a codevelopment partnership with Novoheart to develop human-specific in vitro, functional model of heart failure with preserved ejection Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 17 AstraZeneca PLC fraction. 2019 Contracts/Agreements In January, the company and Luye Pharma signed an agreement for the promotion of the company's Xuezhikang capsules in the mainland China. 2019 Acquisitions/Mergers/Takeovers In August, AstraZeneca agreed to acquire US Food and Drug Administration Priority Review Voucher for US$95 million from Swedish Orphan Biovitrum AB. 2019 Contracts/Agreements In February, the company entered into a partnership agreement with NASSCOM to expand AstraZeneca’s healthcare and innovation in India. 2019 Contracts/Agreements In May, AstraZeneca and Sensei Biotherapeutics entered into a clinical trial collaboration to evaluate the combination of Sensei’s SNS-301 with IMFINZI to treat multiple solid tumor. 2019 Contracts/Agreements In December, the company collaborated with Gatehouse Bio to accelerate new drug discovery identification of new targets for respiratory and cardiovascular diseases. 2019 Contracts/Agreements In July, AstraZeneca and BioCardia entered into a development agreement for BioCardia’s Helix biotherapeutic delivery catheter system. 2019 Contracts/Agreements In September, AstraZeneca and Schrodinger entered into a collaboration to deploy advanced computing platform to help accelerate drug discovery efforts. 2019 Contracts/Agreements In February, the Group signed a clinical partnership with NeoTX to analyze ANYARA in combination with IMFINZI (durvalumab). 2019 Contracts/Agreements In March, AstraZeneca and Daiichi Sankyo entered into a collaboration for the development of novel HER2-targeting antibody-drug conjugate, trastuzumab deruxtecan. 2019 Corporate Awards In December, the company was recognized with the Best Place To Work certification in Lebanon, Jordan and for the first year in Iraq. 2019 Contracts/Agreements In January, the company signed an agreement with Aptamer Group to develop the next generation of drug delivery vehicles, called Aptamer Drug Conjugates. 2019 Contracts/Agreements In November, the company and Omron Healthcare has entered into an agreement to research and develop disease management Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 18 AstraZeneca PLC 2019 Contracts/Agreements 2019 Contracts/Agreements 2019 Contracts/Agreements 2019 Divestiture 2019 Stake Sale 2019 Contracts/Agreements 2019 Contracts/Agreements 2019 Contracts/Agreements 2019 Contracts/Agreements 2019 Contracts/Agreements 2019 Contracts/Agreements 2019 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 solutions for patients. In November, the company signed a collaboration agreement with PCI Biotech to upgrade the delivery of AstraZeneca’s nucleic acid therapeutic compounds. In April, AstraZeneca and Merck expanded its companion diagnostic collaboration with Myriad Genetics to use Myriad’s BRACAnalysis CDx to identify men with a type of prostate cancer in a Phase III trial. In May, AstraZeneca partnered with Bob Harper, a health and fitness expert, to expand the Survivors Have Heart movement. In December, the company divested the commercial rights to Arimidex (anastrozole) and Casodex (bicalutamide) to Juvise Pharmaceuticals for a value of US$181 million. In September, the company agreed to sell its global commercial rights to Losec for US$243 million. In March, AstraZeneca and Seres signed a research collaboration to focus on advancing mechanistic understanding of the microbiome therapeutics to augment immuno-oncology treatment for cancer. In October, AstraZeneca entered into an agreement to sell Seroquel medicine rights in Russia and Europe to Cheplapharm Arzneimittel for US$239 million. In October, AstraZeneca entered into an agreement with Takeda, ImaginAb, and Pfizer for the development of its CD8 ImmunoPET technology. In December, the company signed an agreement to acquire Novexel, a France-based infection research company. In June, the company signed an agreement with Starpharma to progress the development of a Dendrimer Enhanced Product version one of its major marketed oncology medicines. In December, AstraZeneca and DeepMatter Group entered into a partnership to improve the productivity of chemical synthesis processes using digital technologies. In September, the company announced to licenses Poly ADP-Ribose Polymerase Page 19 AstraZeneca PLC 2018 Contracts/Agreements 2018 Commercial Operation 2018 Regulatory Approval 2018 Contracts/Agreements 2018 Regulatory Approval 2018 Regulatory Approval 2018 Contracts/Agreements 2018 Contracts/Agreements 2018 Contracts/Agreements 2018 Contracts/Agreements 2018 Regulatory Approval Published: 24 Oct 2023 Extracted: 29 Oct 2023 inhibitors to Theragnostics to develop novel radiopharmaceuticals for a broad range of cancers. In June, AstraZeneca and the University of Cambridge partnered with LUMICKS to form the Center of Excellence for Dynamic SingleMolecule Analysis to advance the drug discovery and biology research. In September, Amgen and AstraZeneca secured the breakthrough therapy status for tezepelumab, which treats severe asthma. In December, AstraZeneca and FibroGen China secured the marketing authorization from the National Medical Products Administration to treat anaemia in chronic kidney disease patients. In January, the company partnered with TissUse GmbH to utilize Microphysiological Systems in the drug development process. In January, AstraZeneca and Merck secured the US FDA approval for its LYNPARZA (olaparib), to use deleterious or suspected deleterious germline BRCA-mutated (gBRCAm) disease patients. In November, the company secured the US FDA grant the Orphan Drug Designation for Fasenra, which treats Eosinophilic Granulomatosis with Polyangiitis. In October, the company signed a US$922 million licence deal to sell rights for Nexium and Vimovo to Grunenthal Group. In June, AstraZeneca collaborated with Lumicks to introduce C-Trap optical tweezers fluorescence microscope. In January, AstraZeneca, in collaboration with Regeneron, Alnylam Pharmaceuticals, Biogen and Pfizer formed a major pre-competitive consortium for funding the generation of genetic exome sequence data. In September, the company and Biothera Pharmaceuticals entered into an agreement to evaluate the combination of Imprime PGG and durvalumab (IMFINZI) to decrease tumor volume in patients prior to surgical resection. In February, AstraZeneca secured an approval from the US FDA for Imfinzi to treat patients with unresectable Stage III non-small cell lung Page 20 AstraZeneca PLC cancer (NSCLC). 2018 Contracts/Agreements In July, AstraZeneca entered into an agreement to sell the European commercial rights for its Atacand drug to Cheplapharm Arzneimittel for US$200million. 2018 Contracts/Agreements In October, AstraZeneca entered into an agreement with Innate Pharma to develop the treatments for cancer. 2018 Contracts/Agreements In May, the company entered into an agreement with Luye Pharma for the sale and licence of the rights to Seroquel and Seroquel XR in the UK, China and other international markets. 2018 Contracts/Agreements In July, the company collabrated with Geisinger to enhance asthma care by developing a suite of products which is integrated into the electronic health record. 2018 Contracts/Agreements In February, AstraZeneca and Bavarian Nordic collaborated to investigate its targeted immunotherapy candidate, CV301,and company's PD-L1 inhibitor, durvalumab. 2018 Contracts/Agreements In January, the company expanded research collaboration agreement with Myriad Genetics, Inc., under which Myriad will use its myChoice HRD Plus test. 2018 Regulatory Approval In August, AstraZeneca's Tagrisso (osimertinib) secured the Japanese Ministry of Health, Labour and Welfare (MHLW) approval as the 1st-line treatment for inoperable or recurrent epidermal growth factor receptor (EGFR) mutation-positive nonsmall cell lung cancer (NSCLC) patients. 2018 Contracts/Agreements In July, AstraZeneca and Immunomedics Inc, entered into an agreement to evaluate and develop treatment therapies for patients with triple-negative breast cancer (TNBC) and urothelial cancer (UC). 2018 Regulatory Approval In September, the company's Lumoxiti received approval from the US Food and Drug Administration (FDA) to treat hairy cell leukaemia. 2018 Corporate Changes/Expansions In February, the company's AstraZeneca Pharma India launched an anti-diabetic combination, once-daily therapy Xigduo XR to treat adults with type 2 diabetes. 2018 Divestiture In November, the company divested its US rights to Synagis (palivizumab) to Swedish Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 21 AstraZeneca PLC Orphan Biovitrum, worth US$1.6 billion. 2018 Contracts/Agreements In January, the company and MedImmune secured the European Commission approval for its Fasenra (benralizumab) as an add-on maintenance treatment in adult patients with severe eosinophilic asthma. 2018 Contracts/Agreements In January, AstraZeneca and X-Cheme extended their partnership for global drug research and technology transfer. 2018 Contracts/Agreements In February, AstraZeneca and Charles River collaborated to access the high-throughput screening (HTS) and compound management infrastructure of AstraZeneca. 2018 Contracts/Agreements In January, AstraZeneca and Dong-A ST entered into a joint research agreement to develop new innovative immuno-oncology drug candidates. 2018 Acquisitions/Mergers/Takeovers In April, the company agreed to acquire an additional 5.7% stake in Circassia Pharmaceuticals. 2018 Contracts/Agreements In August, the company and MedPacto entered into an agreement to evaluate the safety and efficacy of vactosertib (TEW-7197) with durvalumab to treat patients with metastatic non-small cell lung cancer (NSCLC). 2018 Contracts/Agreements In December, the company and Guardant Health entered into an agreement to develop blood-based companion diagnostic (CDx) tests to support the commercialization of its oncology portfolio. 2018 Corporate Changes/Expansions In December, the company collaborated with Cancer Research UK to open a functional genomics centre for the discovery of new medicines. 2018 Acquisitions/Mergers/Takeovers In November, AstraZeneca agreed to divest its rights for Alvesco (ciclesonide), Omnaris and Zetonna (ciclesonide) medicines to Covis Pharma for US$371million. 2018 Regulatory Approval In February, the company and Merck & Co secured the US FDA's Orphan Drug Designation for selumetinib, a MEK 1/2 inhibitor, to treat neurofibromatosis type 1 (NF1). 2018 Contracts/Agreements In August, the company along with Maze secured a construction contract for the Cambridge Pharma HQ. Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 22 AstraZeneca PLC 2018 Contracts/Agreements 2018 Contracts/Agreements 2018 Contracts/Agreements 2018 Regulatory Approval 2018 Contracts/Agreements 2018 Contracts/Agreements 2018 Contracts/Agreements 2018 Contracts/Agreements 2018 Contracts/Agreements 2018 Contracts/Agreements 2017 Contracts/Agreements 2017 Regulatory Approval Published: 24 Oct 2023 Extracted: 29 Oct 2023 In December, the company and Cancer Research UK to open a new centre in the Milner Research Labs in Cambridge. In January, AstraZeneca and Merck secured the Japanese Ministry of Health, Labour and Welfare approval for its LYNPARZA (olaparib), to treat patients with platinumsensitive relapsed ovarian cancer. In August, AstraZeneca entered into a collaboration agreement with Voluntis, in the field of oncology. In April, the company's cancer treatments Moxetumomab Pasudotox and Lynparza received US and European regulator approval. In October, the company partnered with Medicines Discovery Catapult to advance to adopt Acoustic Mist Ionisation Mass Spectrometry through drug discovery. In April, AstraZeneca and Molecular Partners collaborated for clinical study of MP0250 with osimertinib (Tagrisso) to treat patients with EGFR-mutated Non-Small Cell Lung Cancer (NSCLC) pre-treated with osimertinib. In December, AstraZeneca and AVEO Oncology signed an Immuno-Oncology clinical collaboration for AstraZeneca's IMFINZ and AVEO’s FOTIVDA in FirstLine HCC. In February, AstraZeneca partnered with Alibaba and Tencent to utilize AI and the internet of things to provide smart healthcare services in China. In April, the company and Owlstone Medical entered into a service agreement to provide access to Breath Biopsy Services to identify novel biomarkers in Asthma and COPD. In February, AstraZeneca and Syndax signed a clinical collaboration to evaluate the efficacy of company's durvalumab, a human monoclonal antibody. In May, the company's Centre for Genomics Research selected DNAnexus's secure cloudbased platform to analyze more than two million genomes for drug discovery and development. In May, the company received accelerated approval from the US Food and Drug Page 23 AstraZeneca PLC Administration for Imfinzi (durvalumab) to treat the patients with advanced or metastatic urothelial carcinoma. 2017 Contracts/Agreements In June, the company signed an agreement with Grunenthal to own the global rights to Zomig outside Japan. 2017 Corporate Changes/Expansions In July, the company planned to expand its Sydney facility by investing US$100 million. 2017 Contracts/Agreements In May, AstraZeneca selected Biologics Inc to act as a specialty pharmacy provider for IMFINZITM (durvalumab) in the limited distribution network. 2017 Contracts/Agreements In July, AstraZeneca entered into a strategic collaboration with Merck for the codevelopment and co-commercialization of AstraZeneca's Lynparza for multiple cancer types. 2017 New Product Approvals In June, the company received a positive Committee for Medicinal Products for Human Use (CHMP) opinion for use of Faslodex in 1st-line hormone receptor-positive advanced breast cancer. 2017 Regulatory Approval In November, AstraZeneca received an approval of Faslodex from the US Food and Drug Administration (FDA) for the treatment of metastatic breast cancer (MBC) in women with disease progression after endocrine therapy. 2017 Contracts/Agreements In November, the company and CN Bio Innovations signed a research collaboration for validation of a new in vitro research tool. 2017 Product Recall In May, the company recalled the physician sample bottles of BRILINTA heart drug. 2017 Contracts/Agreements In October, the company selected AstraZeneca, to distribute CALQUENCE. 2017 Contracts/Agreements In November, the company selected Biologics Inc, for CALQUENCE to be in the limited distribution network. 2017 Contracts/Agreements In September, AstraZeneca and NewLink Genetics signed a clinical collaboration agreement to evaluate combination of NewLink Genetics’ small molecule IDO pathway inhibitor, indoximod, and AstraZeneca’s anti-PD-L1 monoclonal antibody,durvalumab. 2017 Contracts/Agreements In January, Guardant Health signed a separate agreements with Merck KGaA, AstraZeneca, Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 24 AstraZeneca PLC 2017 Contracts/Agreements 2017 Contracts/Agreements 2017 Regulatory Approval 2017 Contracts/Agreements 2017 Contracts/Agreements 2017 Regulatory Approval 2017 Contracts/Agreements 2017 New Product Approvals 2017 Contracts/Agreements 2017 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 Darmstadt, Merck, and Pfizer to develop a new 500-plus-gene liquid biopsy panel to enhance clinical trials for the development of cancer drugs. In October, the company entered into an agreement with Sawai Pharmaceutical Co., Ltd., to manufacture and market Zomig Tablets 2.5 mg and Zomig Rapid Melt Tablets 2.5 mg, a migraine medication in Japan. In June, Astrazenca along with National Cancer Institute Eleven entered into cooperative research and development agreement with Eleven Biotherapeutics to develop Vicinium in combination with AstraZeneca's immune checkpoint inhibitor, Imfinzi to treat non-muscle invasive bladder cancer. In October, AstraZeneca secured an approval from the US FDA for its Bydureon BCise injectable suspension to treat adults with type2 diabetes. In August, AstraZeneca entered into an agreement with Takeda Pharmaceutical to jointly develop and commercialise MEDI1341, an alpha-synuclein antibody to treat Parkinson’s disease. In October, AstraZeneca signed a Development partnership with Roivant Sciences for investigational drug in a new therapeutic area that can reach patients. In January, the company received the US Food and Drug Administration approval for Symbicort, for the treatment of asthma in paediatric patients. In August, the company along with MedImmune signed a strategic collaboration with Ethris to develop mRNA therapies for respiratory diseases. In August, the company received the U.S. Food and Drug Administration approval to olaparib tablets for maintenance treatment in ovarian cancer. In October, the company and Avara Pharmaceutical signed an agreement to acquire the Reims, France manufacturing and distribution facility. In May, Recordati signed an agreement to Page 25 AstraZeneca PLC acquire the company’s metoprolol-based treatments in Europe for a value at approximately US$300 million. 2017 Corporate Changes/Expansions In March, the company's subsidiary, AstraZeneca India Private Ltd opened a new facility in Chennai to expand its presence in India. 2017 Contracts/Agreements In September, the company, GSK, and Labcyte partnered to develop acoustic mass spectrometry. 2017 Contracts/Agreements In November, the company and G1 Therapeutics signed a collaboration agreement to evaluate AstraZeneca’s epidermal growth factor receptor tyrosine kinase inhibitor Tagrisso. 2017 Contracts/Agreements In December, AstraZeneca signed a partnership with Imperial College London to perform research on biological drivers such as asthma and COPD. 2017 Divestiture In December, AstraZeneca sold its the NDAs and U.S. rights to market ATACAND, ATACAND HCT, ARIMIDEX, and CASODEX to ANI Pharmaceuticals, for US$46.5 million. 2017 Contracts/Agreements In October, AstraZeneca received the US FDA approval for its CALQUENCE (acalabrutinib), a Bruton tyrosine kinase (BTK) inhibitor. 2017 Contracts/Agreements In June, the company signed an agreement with Trovagene, which utilizes Trovera ctDNA test and services in prospective biomarker study. 2017 Contracts/Agreements In August, the company entered into a strategic collaboration with Champions Oncology, Inc, to develop unique cohorts of Patient-Derived Xenograft (PDX) models. 2017 Contracts/Agreements In December, AstraZeneca and Chembio Diagnostics collaborated for the development of a novel POC diagnostic test to detect an undisclosed biomarker. 2017 Contracts/Agreements In November, the company signed a strategic joint venture with the Chinese Future Industry Investment Fund (FIIF) to establish a 50/50 stand-alone company in China for the discovery, development and commercialization of potential new medicines. 2017 Regulatory Approval In November, AstraZeneca received the US Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 26 AstraZeneca PLC 2017 Contracts/Agreements 2017 Contracts/Agreements 2017 Contracts/Agreements 2017 New Product Approvals 2017 Regulatory Approval 2017 Contracts/Agreements 2017 Contracts/Agreements 2017 New Product Approvals 2017 Contracts/Agreements 2016 Asset Purchase 2016 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 FDA approval for its Calquence (acalabrutinib) to treat mantle cell lymphoma (MCL) in adult patients. In November, the company entered into an agreement with Aralez Pharmaceuticals Trading, for beta-blocker medicine Toprol-XL in the US. In May, the company and Genomic Vision collaborated for novel anti-cancer treatments strategy in the area of targeting DNA damage response (DDR). In May, AstraZeneca entered into collaboration with Pieris Pharmaceuticals for the development of novel inhaled drugs based on Anticalin to treat respiratory diseases. In August, the company and Acerta Pharma received the US Food and Drug Administration approval for breakthrough therapy designation for the treatment of patients with mantle cell lymphoma. In November, AstraZeneca received an approval for its Fasenra product, which is an add-on maintenance treatment of patients with severe asthma aged 12 years and older from the US Food and Drug Administration (FDA). The company entered into a partnership with uMotif, to improve patient data capture. In June, the company selected ArisGlobal for its cloud-based solution, LifeSphere SafetyRisk Management that provides comprehensive set of data analytics for endto-end signal detection and risk management. In July, the company's subsidiary MedImmune announced that its partner Leo Pharm received an approval from the European Commission (EC) for its Kyntheum to treat moderate-tosevere plaque psoriasis. In June, the company signed an agreement with ArisGlobal for LifeSphere Risk Management platform. In October, AstraZeneca purchased a manufacturing plant in Longmont, Coloroda, the US from Amgen Inc for US$64.5 million. In January, the company, GlaxoSmithKline, Johnson & Johnson Innovation entered into collaboration with technology transfer offices of Imperial College London, UCL Business Page 27 AstraZeneca PLC 2016 Regulatory Approval 2016 Regulatory Approval 2016 Contracts/Agreements 2016 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 and the University of Cambridge to create the Apollo Therapeutics Fund for therapeutic innovation. In April, the company received an approval from US Food and Drug Administration for its Bevespi Aerosphere, for patients with COPD. Also in March 2016, AstraZeneca and MedImmune announced that FDA granted Orphan Drug Designation for the investigational anti-CD19 monoclonal antibody, MEDI-551, for the treatment of patients with neuromyelitis optica (NMO) as well as neuromyelitis optica spectrum disorders (NMOSD). In May 2016, AstraZeneca completed the acquisition of the core respiratory business of Takeda Pharmaceutical Company Limited (Takeda). In the following month, AstraZeneca completed the licensing agreement with Ironwood Pharmaceuticals for the exclusive US rights to Zurampic® (lesinurad) and the fixed-dose combination of lesinurad and allopurinol for the treatment of hyperuricemia associated with uncontrolled gout. Also in June 2016, AstraZeneca entered into a definitive agreement with Foundation Medicine, Inc. (Foundation Medicine) to develop a novel companion diagnostic assay for Lynparza (olaparib) that can enable physicians to identify those patients most likely to benefit from the company’s poly ADP-ribose polymerase (PARP) inhibitor. In July 2016, AstraZeneca entered into an agreement with LEO Pharma A/S for the global licence to tralokinumab in skin diseases. In the following month, AstraZeneca and Eli Lilly and Company (Lilly) announced that they received FDA Fast Track designation for the development programme in Alzheimer’s disease for AZD3293, an oral beta secretase cleaving enzyme (BACE) inhibitor currently in Phase III clinical trial. In November, the company and Cytel to implement a software interface for go/no-go decision-making. In May, the company, Antaros Medical, and Sahlgrenska University Hospital collaborated to develop new tools to treat chronic kidney Page 28 AstraZeneca PLC 2016 Contracts/Agreements 2016 Regulatory Approval Published: 24 Oct 2023 Extracted: 29 Oct 2023 disease. In January 2016, AstraZeneca and Incyte Corporation announced a collaboration to evaluate the efficacy and safety of Incyte’s Janus-associated kinase (JAK) 1 inhibitor, INCB39110, in combination with AstraZeneca’s epidermal growth factor receptor (EGFR) inhibitor, Tagrisso® (osimertinib). In the following month, AstraZeneca completed the transaction to acquire a majority equity stake in Acerta Pharma, a privately-owned biopharmaceutical company based in the Netherlands and US. Also in February 2016, AstraZeneca entered into a licensing agreement with China Medical System Holdings Ltd (CMS) for the commercialisation rights in China to its calcium channel blocker, Plendil (felodipine). In March 2016, AstraZeneca entered into an agreement with ProStrakan Group, a subsidiary of Kyowa Hakko Kirin Co. Ltd., for the rights to Moventig (naloxegol), the first once-daily, oral peripherally-acting muopioid receptor antagonist (PAMORA) approved in Europe for the treatment of opioid-induced constipation, in the EU, Iceland, Norway, Switzerland and Liechtenstein. In August 2016, AstraZeneca entered into an agreement with Pfizer Inc. to sell the commercialization and development rights to its late-stage small molecule antibiotics business in most markets outside the US. In the following month, AstraZeneca completed the commercialization agreement with Aspen Global Incorporated (AGI), part of the Aspen Group, for rights to its global anesthetics portfolio outside the US that covers seven established medicines: Diprivan (general anaesthesia), EMLA (topical anaesthetic) and five local anaesthetics (Xylocaine/Xylocard/Xyloproct, Marcaine, Naropin, Carbocaine and Citanest). Also in September 2016, AstraZeneca and the U.S. President’s Emergency Plan for AIDS Relief (PEPFAR) announced a $10 million five-year global public-private partnership that will expand access to HIV/AIDS and hypertension services by offering them in an integrated Page 29 AstraZeneca PLC manner at existing PEPFAR-supported HIV/AIDS sites, beginning in Kenya. In the following month, AstraZeneca entered into an agreement with Aralez Pharmaceuticals Trading DAC, a subsidiary of Aralez Pharmaceuticals Inc., for the rights to branded and authorised generic Toprol-XL (metoprolol succinate) in the US. Also in the same month, AstraZeneca entered into an agreement with Cilag GmbH International, an affiliate of Johnson & Johnson, for the divestment of the rights to Rhinocort Aqua outside the US. 2015 Contracts/Agreements Also in April 2015, AstraZeneca entered into a strategic immuno-oncology collaboration with Celgene Corporation to develop PD-L1 inhibitor programme for patients with serious blood cancers. AstraZeneca entered an agreement with Abbott to develop companion diagnostic tests for tralokinumab in severe asthma, in May 2015. The company announced its plans to invest $285 million in a new facility for manufacturing of biological medicines in Sodertalje, Sweden. In the same month, AstraZeneca and Eli Lilly and Company entered into clinical trial collaboration on immuno-oncology combination clinical trial in solid tumors. In July 2015, the company entered into an agreement with Tillotts Pharma, a part of the Zeria Group, for the divestment of global rights, outside the US, to Entocort (budesonide), a gastroenterology medicine for patients with mild to moderate Crohn's disease and ulcerative colitis. AstraZeneca entered an agreement with Kyowa Hakko Kirin for commercialization of benralizumab in Japan. Further AstraZeneca divested global rights to Entocort outside the US to Tillotts Pharma. The company entered into a definitive agreement with Genzyme to divest Caprelsa. 2015 Contracts/Agreements In June, AstraZeneca collaborated with the University of Michigan to advance the treatment of chronic kidney disease. 2015 Acquisitions/Mergers/Takeovers In December 2015, the company completed its agreement with Perrigo Company plc for the divestment of US rights to Entocort® (budesonide), a gastroenterology medicine for patients with mild to moderate Crohn’s disease, an area of medicine outside Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 30 AstraZeneca PLC 2015 Spin-off 2015 Contracts/Agreements 2015 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 AstraZeneca’s strategic focus. Also in the same month, AstraZeneca acquired all the outstanding shares of ZS Pharma, a biopharmaceutical company based in San Mateo, California for $90 per share. Also in December 2015, the company got approval from FDA for the use of ZURAMPIC® (lesinurad) 200mg tablets in combination with a xanthine oxidase inhibitor (XOI) for the treatment of hyperuricemia associated with gout in patients who have not achieved target serum uric acid (sUA) levels with an XOI alone. In February, Entasis Therapeutics Spunout from the company. In January 2015, MedImmune entered into a licensing agreement with Omnis Pharmaceuticals, a clinical stage biotechnology company for oncolytic viruses in immuno-oncology. AstraZeneca acquired the rights to Actavis' branded respiratory business in the US and Canada, in March 2015. The company and Daiichi Sankyo entered into an agreement to jointly commercialize Movantik in the US. Further in the same month, AstraZeneca entered into five-year research collaboration with the Harvard Stem Cell Institute (HSCI) to adapt a technique that creates human beta cells from stem cells for new treatment for diabetes. In April 2015, AstraZeneca and PatientsLikeMe announced global research collaboration on improving health outcomes for patients across main therapy areas. In the same month, AstraZeneca and Innate Pharma collaborated to accelerate and broaden the development of Innate Pharma proprietary anti-NKG2A antibody, IPH2201, including in combination with MEDI4736, an anti-PD-L1 immune checkpoint inhibitor developed by MedImmune. AstraZeneca and Isis Pharmaceuticals entered into strategic collaboration to discover and develop antisense therapies for cardiovascular, metabolic and renal diseases, in August 2015. MedImmune and Mirati Therapeutics entered into collaboration for genetic and epigenetic drivers of cancer. In the same month, AstraZeneca and Heptares Therapeutics Page 31 AstraZeneca PLC 2015 Contracts/Agreements 2015 Regulatory Approval Published: 24 Oct 2023 Extracted: 29 Oct 2023 entered into an agreement to develop novel immuno-oncology treatments. Medimmune entered into a strategic cancer vaccine collaboration and license agreement with Inovio Pharmaceuticals. During the same month, AstraZeneca and Peregrine Pharmaceuticals announced to collaborate on immuno-oncology combination clinical trial In September 2015, AstraZeneca purchased the US biologics manufacturing facility from Amgen to support its growing pipeline. The company entered into a collaboration agreement with Valeant Pharmaceuticals International, under which it would grant an exclusive license for Valeant to develop and commercialize brodalumab. Further in September 2015, the company entered into an agreement with Daiichi Sankyo for development and commercialization of FluMist in Japan. During the same month, AstraZeneca announced to invest £11.5 million (approximately $19 million) in new clinical oncology bioinformatics collaboration with The University of Manchester. The company added to its biologics manufacturing capability in the US with the purchase of a high-tech biologics bulk manufacturing facility from Amgen. In September, Starpharma Holdings Limited signed a licensing agreement with the company for the development and commercialization of oncology compounds using Starpharma's DEP drug delivery technology. AstraZeneca announced that the FDA issued a Complete Response Letter (CRL) regarding the NDA for the investigational fixed-dose combination of saxagliptin and dapagliflozin for the treatment of adult patients with type 2 diabetes, in October 2015. In the same month, the company opened its new state-of-the-art manufacturing and packaging facility in Kaluga, Russia, dedicated to the local supply of innovative medicines Further in October 2015, AstraZeneca and Eli Lilly and Company announced an extension to their existing immuno-oncology collaboration exploring novel combination therapies for the treatment of patients with solid tumors. In November Page 32 AstraZeneca PLC 2014 Contracts/Agreements 2014 Regulatory Approval Published: 24 Oct 2023 Extracted: 29 Oct 2023 2015, FDA approved TAGRISSO (AZD9291) 80mg once-daily tablets for the treatment of patients with metastatic epidermal growth factor receptor (EGFR) T790M mutationpositive non-small cell lung cancer (NSCLC). During the same month, AstraZeneca and Sanofi announced a direct exchange of 210,000 compounds from their respective proprietary compound libraries. The company announced three new partnerships that would deliver industry-leading technologies to drive the AstraZeneca MRC UK Centre for Lead Discovery in the search for novel small molecule medicines. The company formed a collaboration with gene sequencing company, Illumina, to develop its next generation sequencing (NGS) platform for companion diagnostic tests applicable across AstraZeneca's oncology portfolio, in 2014. In the same year, AstraZeneca and Eli Lilly and Company entered into an agreement to jointly develop and commercialize AZD3293, an oral beta secretase cleaving enzyme (BACE) inhibitor currently in development as a potential treatment for Alzheimer's disease. The FDA granted marketing approval for Movantik (naloxegol) tablets C-II as the first once-daily oral peripherally-acting mu-opioid receptor antagonist (PAMORA) medication for the treatment of opioid-induced constipation in adult patients with chronic, non-cancer pain. AstraZeneca and Pharmacyclics entered into clinical trial collaborations to evaluate novel combination therapies targeting solid tumours and a number of haematological cancers, in 2014. AstraZeneca, Pharmacyclics and Janssen entered into collaboration on immunooncology combination trials with Imbruvica for haematological cancers. Further in the same year, MedImmune acquired Definiens. In 2014, Moventig was approved in the EU for opioid-induced constipation. In the same year, Lynparza was approved by the EU and the FDA for the treatment of advanced ovarian cancer in patients with germline BRCAmutations. In the second quarter of 2014, the AstraZeneca's board rejected Pfizer's revised Page 33 AstraZeneca PLC 2014 Contracts/Agreements 2014 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 non-binding proposal comprising £21.57 (approximately $34) in cash (40%) and 1.845 Pfizer shares (60%) per AstraZeneca share, representing a value of £53.50 (approximately $84) per AstraZeneca share. The FDA approved AstraZeneca's Epanova for the treatment of adults with severe hypertriglyceridaemia in 2014. In the second quarter, it designated AstraZeneca's novel investigational drug, AZD0914, as a qualified infectious disease product (QIDP) and awarded its development program with 'Fast Track' status for the treatment of uncomplicated gonorrhoea, which is increasingly resistant to existing antibiotics and poses a serious global public health threat. In the third quarter of 2014, MedImmune entered into a clinical trial collaboration with Advaxis, a US-based developer of cancer immunotherapies, for evaluating the safety and efficacy of MedImmune's investigational anti-PD-L1 immune checkpoint inhibitor, MEDI4736, in combination with Advaxis' lead cancer immunotherapy vaccine, ADXSHPV, as a treatment for patients with advanced, recurrent or refractory human papillomavirus (HPV)-associated cervical cancer and HPV-associated head and neck cancer. In May, AstraZeneca and Tianjin Medical University entered into a research collaboration to focus on exploring novel targets against cardiac fibrosis in China. Further in 2014, AstraZeneca entered into a collaboration with Netherlands-based Qiagen to develop a non-invasive diagnostic test to identify non-small cell lung cancer (NSCLC) patients who are suitable for treatment with IRESSA. The company entered into a collaboration agreement with Roche to develop a plasma-based companion diagnostic test to support AZD9291, AstraZeneca's investigational compound in clinical development for NSCLC. The company also signed a clinical study collaboration agreement with Kyowa Hakko Kirin for a Phase I/Ib immuno-oncology study to evaluate the safety and efficacy of two separate combinations of three investigational Page 34 AstraZeneca PLC compounds in multiple solid tumours. AstraZeneca entered an agreement to transfer to the company the rights to respiratory franchise of Almirall, a Spain-based pharmaceutical company, for an initial consideration of $875 million on completion, and up to $1.22 billion in development, launch and sales-related milestones. AstraZeneca also agreed to make various sales-related payments. 2014 Acquisitions/Mergers/Takeovers AstraZeneca acquired BMS' interests in their global diabetes alliance for $2.7 billion in the first quarter of 2014. In the same quarter, the FDA granted US marketing approval for AstraZeneca's orphan drug, Myalept (metreleptin for injection), which is indicated as an adjunct to diet as replacement therapy for the treatment of complications of leptin deficiency in patients with congenital or acquired generalized lipodystrophy. The FDA approved the Bydureon Pen (exenatide extended-release for injectable suspension) for once-weekly treatment of adults with type 2 diabetes in 2014. Further in the same quarter, Japan's Ministry of Health, Labour and Welfare (MHLW) approved AstraZeneca's Forxiga as a once-daily oral treatment for type 2 diabetes. AstraZeneca completed the purchase of Sumitomo Chemical's remaining shares in AstraZeneca K.K for approximately $102 million. The deal gave AstraZeneca control of the entire shareholding of AstraZeneca K.K. 2014 Contracts/Agreements In 2014, MedImmune entered into an oncology research collaboration and licensing agreement with Immunocore, a UK-based privately-held biotechnology company, under which both companies would research and develop novel cancer therapies using Immunocore's immune mobilizing monoclonal T-cell receptor against cancer (ImmTAC) technology. The FDA granted approval for Farxiga (dapagliflozin) for treatment of type 2 diabetes in adults; and the EC granted European marketing authorisation for Xigduo (dapagliflozin and metformin hydrochloride in 5mg/850mg and 5mg/1000mg tablets) for the treatment of type 2 diabetes. Pfizer launched first of its Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 35 AstraZeneca PLC unsuccessful attempts to acquire AstraZeneca in 2014. Pfizer made a preliminary and conditional proposal regarding a possible offer for AstraZeneca. The proposal comprised £13.98 (approximately $22) in cash (30%) and 1.758 Pfizer shares (70%) per AstraZeneca share, representing a value of £46.61 (approximately $73) per AstraZeneca share. 2013 Contracts/Agreements In July, AstraZeneca and FibroGen entered into a collaboration agreement for the development and commercialization of roxadustat for the treatment of anemia. 2013 Acquisitions/Mergers/Takeovers MedImmune acquired AlphaCore Pharma, a Michigan-based biotechnology company focused on the development of ACP-501, a recombinant human lecithin-cholesterol acyltransferase (LCAT) enzyme, in 2013; and Amplimmune, a US-based privately held biologics company focused on developing novel therapeutics in cancer immunology; and Spirogen, a privately-held biotech company focused on antibody-drug conjugate technology for use in oncology, in 2013. AstraZeneca acquired Pearl Therapeutics, a privately-held company based in California, focused on the development of inhaled smallmolecule therapeutics for respiratory disease, for approximately $1.15 billion in 2013; Omthera Pharmaceuticals, a US-based specialty pharmaceutical company, in 2013. Also in the same year, AstraZeneca entered into an agreement with Janssen Pharmaceuticals K. K. in Japan to co-promote abiraterone acetate, an innovative oral therapy for the treatment of patients with prostate cancer. The FDA accepted the company's NDA for naloxegol in 2013. In the same year, the EC granted approval for AstraZeneca's Fluenz Tetra for the prevention of seasonal influenza in children. 2012 Contracts/Agreements In April, AstraZeneca entered into a collaboration agreement with the Medicines Company for the co-promotion of Brilinta (ticagrelor) in the US. 2012 Regulatory Approval In 2012, the EC granted marketing authorisation for the company's Caprelsa (vandetanib) for the treatment of aggressive and symptomatic medullary thyroid cancer Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 36 AstraZeneca PLC 2012 Contracts/Agreements 2012 Contracts/Agreements 2011 Contracts/Agreements Published: 24 Oct 2023 Extracted: 29 Oct 2023 (MTC) in patients with unresectable locally advanced or metastatic disease. MedImmune obtained the FDA approval for FluMist Quadrivalent (Influenza Vaccine Live, Intranasal) in the prevention of influenza. FluMist Quadrivalent became the first fourstrain influenza vaccine approved by the FDA. During 2012, AstraZeneca and Amgen announced to jointly develop and commercialize five monoclonal antibodies from Amgen's clinical inflammation portfolio: AMG 139, AMG 157, AMG 181, AMG 557 and brodalumab (AMG 827). AstraZeneca acquired Ardea Biosciences, a US-based developer of small molecule therapeutics, for approximately $1.26 billion; and a portfolio of neuroscience assets from Link Medicine Corporation, a US-based biotechnology company. AstraZeneca sold assets of its subsidiary Aptium Oncology, a US-based provider of oncology consulting services. AstraZeneca out-licensed to Pfizer the OTC rights to Nexium (esomeprazole magnesium), a prescription drug approved to treat the symptoms of gastroesophageal reflux disease (GERD). AstraZeneca and BMS received EC approval for Forxiga (dapagliflozin) tablets for the treatment of type 2 diabetes in the European Union (EU). AstraZeneca and Isis Pharmaceuticals forged an alliance for the discovery and development of novel generation antisense therapeutics against five cancer targets. In June, Astellas entered into a collaboration agreement with DNDi, on new drug discovery research for the treatment of neglected tropical diseases. In October, the company and Pharmaron signed a partnership to support their global Innovative Medicines Units. In 2011, both the companies extended their co-promotion agreement to include denosumab for the treatment of bone disorders stemming from bone metastasis in Japan. Further in the same year, AstraZeneca sold Astra Tech, a provider of dental implants, and medical devices for use primarily in urology and surgery, to DENTSPLY International for approximately $1.8 billion in cash. Page 37 AstraZeneca PLC 2011 Contracts/Agreements 2011 Contracts/Agreements 2010 Contracts/Agreements 2010 Contracts/Agreements 2010 Contracts/Agreements 2010 Regulatory Approval Published: 24 Oct 2023 Extracted: 29 Oct 2023 AstraZeneca's Nexium received regulatory approval in Japan for the treatment of acidrelated conditions including non-erosive reflux disease (NERD), reflux esophagitis, and peptic ulcer disease (PUD). Nexium also received regulatory approval for prevention of recurrence of gastric ulcer and duodenal ulcer in patients treated with non-steroidal antiinflammatory drugs (NSAIDs). AstraZeneca acquired Guangdong BeiKang Pharmaceutical Company, a China-based privately-owned generics manufacturing company. In November, the company and Galderma Pharma partnered to develop treatments for dermatological conditions. Neoprobe in-licensed the worldwide exclusive rights from the company to the late-stage radiopharmaceutical imaging candidate, AZD4694, for aiding the diagnosis of Alzheimer's disease (AD). In May, the company entered into a collaboration agreement with Targacept, Inc., for expanding the TC-5619 development program. In May, the company entered into a research collaboration agreement with TB Alliance, to fight tuberculosis. In January, the company entered into a research collaboration agreement with CrystalGenomics, to discover and develop a novel anti-infective. During 2010, AstraZeneca's blockbuster Crestor franchise received further boost as the FDA approved the drug to reduce the risk of stroke, heart attack and arterial revascularization procedures in individuals without clinically evident coronary heart disease but with an increased risk of cardiovascular disease (CVD) based on age (men 50 and women 60), high-sensitivity Creactive protein (hsCRP) 2 mg/L, and the presence of at least one additional CVD risk factor, such as hypertension, low HDL-C, smoking, or a family history of premature coronary heart disease. Crestor received marketing approval in 19 countries within the EU in 2010 for the prevention of major cardiovascular events in patients who are at Page 38 AstraZeneca PLC 2009 Contracts/Agreements 2009 Contracts/Agreements 2009 Contracts/Agreements 2009 Contracts/Agreements 2009 Regulatory Approval Published: 24 Oct 2023 Extracted: 29 Oct 2023 high risk of having a first cardiovascular event. The EC granted marketing authorization to AstraZeneca's Brilique (ticagrelor tablets) for the prevention of atherothrombotic events in adult patients with Acute Coronary Syndromes (ACS). AstraZeneca enhanced its infection therapy pipeline in 2010 through the acquisition of Novexel for $350 million and also additional milestone payments of $75 million to Novexel shareholders. The company signed an agreement with Daiichi Sankyo for the copromotion and supply of Nexium in Japan in 2010. In August, the company entered into a definitive collaboration agreement with Forest Laboratories, to co-develop and commercialize ceftaroline in the United States, Canada and Japan. In February, the company signed an agreement with Cellartis, to develop drug safety testing using stem cells. In August, the company entered into a drug discovery and development agreement with PsychoGenics Inc. In May, Jubilant entered into a research collaboration agreement with Jubilant, to provide new preclinical drug candidates. During 2009, the FDA granted US marketing approvals for AstraZeneca's Symbicort (budesonide/formoterol fumarate dihydrate) 160/4.5 mcg for the twice daily maintenance treatment of airflow obstruction in patients with chronic obstructive pulmonary disease (COPD), including chronic bronchitis and emphysema; Onglyza (saxagliptin) for the treatment of type 2 diabetes mellitus in adults; Seroquel as monotherapy and for the acute treatment of manic episodes associated with bipolar I disorder in children and adolescents (10-17 years of age), both as monotherapy and as an adjunct to lithium or divalproex; and for Seroquel XR as adjunctive (add-on) treatment to antidepressants in adults with major depressive disorder. AstraZeneca received the European Commission's (EC) marketing authorisation for Iressa, an oral anti-cancer drug, for the treatment of adults with locally Page 39 AstraZeneca PLC advanced or metastatic non-small cell lung cancer (NSCLC) with activating mutations of EGFR-TK (epidermal growth factor receptortyrosine kinase) across all lines of therapy. 2009 Contracts/Agreements In June, the company signed a new multiproject research agreement with Cenix BioScience GmbH. 2007 Acquisitions/Mergers/Takeovers During the second quarter of 2007, the FDA approved the company's Seroquel XR (quetiapine fumarate), a once-daily medicine for the treatment of schizophrenia in adult patients. AstraZeneca completed the $15.6billion acquisition of US-based biotech major MedImmune in mid-2007. As a result of the merger, MedImmune became the whollyowned subsidiary of AstraZeneca. The addition of MedImmune significantly enhanced AstraZeneca's biologic product and pipeline portfolios. During the last quarter of 2007, the company's Seroquel XR received FDA approval for maintenance treatment of schizophrenia. The FDA approved the company's Seroquel for the maintenance treatment of patients with bipolar I disorder, as adjunct to lithium or divalproexm, in 2008. In the same year, AstraZeneca divested its portfolio of over-the-counter (OTC) products primarily sold in Sweden to GlaxoSmithKline (GSK) for approximately $253 million. 2007 Contracts/Agreements AstraZeneca entered into collaboration agreements during the early 2007 with BristolMyers Squibb (BMS) to develop and commercialize two investigational compounds being studied for the treatment of type 2 diabetes; and with Palatin Technologies to discover, develop and commercialize small molecule compounds that target melanocortin receptors. In addition, AstraZeneca and Palatin signed a licensing and research collaboration agreement to discover, develop and commercialize small molecule compounds that target melanocortin receptors. The company opened a new PR&D laboratory in Bangalore, India, and set up the initial base for its new Innovation Centre China (ICC) at Shanghai's Zhangjiang Hi-Tech Park. 2006 Contracts/Agreements In May, AstraZeneca and Epigenomics signed an agreement to identify and analyze potential Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 40 AstraZeneca PLC DNA methylation biomarker candidates to use in AstraZeneca's oncology programs. 2005 Contracts/Agreements The company signed a research collaboration agreement with Torrent Pharma for development of novel anti-hypertensive drug. 2005 Acquisitions/Mergers/Takeovers During 2005, Astra Tech, a subsidiary of AstraZeneca, acquired Cresco Ti Systems from its primary owners SEB Foretagsinvest, Credit Suisse Innoventure Capital, and Banque Cantonale Vaudoise. AstraZeneca acquired KuDOS Pharmaceuticals, a privately-owned UK biotechnology company focused on the discovery and development of oncology therapies based on the inhibition of DNA repair. The FDA granted US marketing approval for AstraZeneca's Symbicort (budesonide/formoterol) for the maintenance treatment of asthma in patients aged 12 years and older, in mid-2006. 2003 Regulatory Approval AstraZeneca received a second marketing approval for Crestor in Canada in 2003. Crestor was launched in the Netherlands later that year. The company received Australian and the FDA approvals for Iressa in the same year. The company's Seroquel (quetiapine) received FDA approval as a monotherapy and adjunct therapy for the treatment of bipolar disorder (manic-depressive illness) in 2004. Further in 2004, the company sold its 50% stake in Advanta to Syngenta. 2002 New Products/Services In 2002, AstraZeneca launched the prostate cancer treatment Zoladex LA (longer acting), in Japan. Around the same time, it also gained FDA approval for its new breast cancer drug Faslodex Injection for the treatment of hormone receptor positive metastatic breast cancer in postmenopausal women. 1999 Incorporation/Establishment AstraZeneca (or 'the company') was formed as a result of the merger between Sweden-based Astra and the UK firm Zeneca in 1999. AstraZeneca PLC- SWOT Analysis AstraZeneca PLC (AstraZeneca or 'the company') is a global biopharmaceutical company that develops, manufactures, and markets prescription medicines. Significant R&D capabilities, sustained revenue growth and widespread geographic presence are the company’s major strengths, whereas increasing liabilities remains the cause for concern. Strategic initiatives, positive outlook for global pharmaceutical Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 41 AstraZeneca PLC industry and drug approvals are likely to offer growth opportunities to the company. However, uncertain R&D outcomes, influx of generics and government regulations are likely to affect its business operations. AstraZeneca PLC- Strengths Strengths-Widespread geographic presence reduces business risks AstraZeneca has a diversified geographic presence. The company has business presence in countries across Europe, Asia-Pacific, Africa and the Americas. It operates tablet and capsule formulation sites in the UK, Sweden, China, Puerto Rico and the US and local/regional supply sites in Russia, Japan, Indonesia, Egypt, India, Germany, Mexico and Brazil. The company also has major formulation sites in the US, Sweden, France, Australia and the UK for the global supply of parenteral and/or inhalation products. Geographically, the company classifies its business operations in four regions: the Americas; Asia, Africa and Australasia; Rest of Europe; and the UK. In FY2021, the Americas accounted for 37.5% of the company’s revenue, followed by Asia, Africa and Australasia (32.9%), Rest of Europe (20.9%) and the UK (8.7%). The company's widespread footprint reduces its exposure to risks associated with operating in a particular market. It also provides AstraZeneca with benefits such as cost reductions through economies of scale. In addition, this geographic diversity provides proximity to customers, enabling the development of close relationships. Strengths-Significant R&D capabilities and manufacturing and supply resources AstraZeneca has significant research and development (R&D) capabilities. The company’s R&D activities focus on developing new medicines for the treatment of various diseases. R&D capabilities include biologic medicines, including immunotherapies and novel delivery devices, oligonucleotides, small molecules, and other emerging drug platforms. As of December 2021, it had 177 projects in its pipeline and five new molecular entities (NMEs) in its late-stage pipeline. It operated three global R&D centres in Cambridge, the UK; Gaithersburg, the US; and Gothenburg, Sweden, and several additional R&D sites. The company collaborates with academia, patient groups, scientific organizations, industry, governments, and other pharmaceutical companies to bring innovation and develop new medicines to address unmet medical need. As of December 2021, the company currently has more than 1000 collaborations and obtained patent protection in more than 90 countries around the world. In FY2021, the company spent US$9,736 million on R&D, which accounted for 26% of the company’s revenue. AstraZeneca's significant R&D capabilities and manufacturing and supply resources help it in manufacturing its product efficiently that caters to unmet needs of its large customer base. Strengths-Sustained revenue growth attracts new and potential investors AstraZeneca exhibited a strong revenue growth during the review period. In FY2021, the company reported revenue of US$37,417 million as compared to US$26,617 Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 42 AstraZeneca PLC million in FY2020, indicating a growth of 40.6%. Sales were increased primarily due to incremental growth of Product Sales revenue by US$36,541 million and Collaboration revenue of US$876 million. Strong growth in revenue helps the company gain investors' confidence and improving its ability to allocate adequate funds for future growth prospects. AstraZeneca PLC- Weaknesses Weaknesses-Huge liabilities pose operational risk AstraZeneca recorded an increase in its liabilities in the review year. Low liquidity might prevent the company from meeting its short-term obligations efficiently. In FY2021, the company reported current liabilities of US$22,594 million, compared to US$20,307 million in FY2020, which shows an increase of 11.3% over the previous year. This was due to an increase in lease liabilities, borrowings and trade and other payables. In FY2021, the company reported current ratio of 1.1. Such a significant increase in liabilities could affect the company’s credibility in the market and pose an operational risk in terms of raising money for investment purposes. AstraZeneca PLC- Opportunities Opportunities-Drug approvals likely to help the company in generating incremental revenue Periodic drug approvals enable the company to invent and develop new formulas, technologies and solutions in the fast-growing pharmaceutical industry. In November 2022, the company and Daiichi Sankyo’s Enhertu (trastuzumab deruxtecan) received approval in the European Union (EU) as monotherapy. The medicine can be used for the treatment of adult patients with advanced HER2-positive gastric or gastroesophageal junction (GEJ) adenocarcinoma. In the same month, the company's COVID-19 vaccine, Vaxzevria (ChAdOx1-S [Recombinant]), received full Marketing Authorisation (MA) in the European Union (EU). In September 2022, the company Koselugo (selumetinib) received approval in Japanese market. The medicine can be used for the treatment of paediatric patients three years of age and older with plexiform neurofibromas in neurofibromatosis type 1 (NF1) with clinical symptoms, such as pain and disfigurement. Opportunities-Strategic acquisitions are likely to help the company in expanding its presence in market AstraZeneca is enhancing its product and services through strategic collaborations and agreements which in turn enhances its revenue and profitability. In August 2022, the company acquired TeneoTwo, Inc. (TeneoTwo). The acquisition includes Phase I clinical-stage CD19/CD3 T-cell engager, and TNB-486, an under evaluation in relapsed and refractory B-cell non-Hodgkin lymphoma. TNB-486 is expected to be used as a potential new medicine for B-cell haematologic malignancies for AstraZeneca. Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 43 AstraZeneca PLC Opportunities-Positive outlook for global pharmaceutical industry The global pharmaceuticals market has experienced healthy growth in recent years and also expected to grow in the next few years. According to in-house research the global pharmaceuticals market is forecast to reach a value of US$1,191.5 billion by 2024. The US accounted for 38.7% of the global pharmaceuticals market value, followed by Asia-Pacific (28.9%), Europe (23.1%), Middle East (2.5%) and rest of the world (6.8%). The company offers pharmaceutical products globally. Thus, it could benefit from the growing pharmaceutical industry, which in turn will help drive the company's financial and operational growth. AstraZeneca PLC- Threats Threats-Uncertain R&D outcomes Adverse or inconclusive results from clinical trials or preclinical testing may substantially delay or halt the development of AstraZeneca’s various product candidates, consequently affecting its timeliness for profitability. The outcome of clinical trials is always a subject of uncertainty. After the discovery of a new compound, a substantial amount of money and a great deal of time need to be invested to successfully launch a new product. Moreover, it may become necessary to discontinue clinical development if the effectiveness of a drug is not proven as initially expected, or if serious adverse effects arise. Pharmaceuticals are subject to legal restrictions in every country and authorization from regulatory authorities is a prerequisite for a product launch in every country. It is difficult to accurately foresee when approvals for a new product could be obtained. Threats-Influx of generics The pharmaceutical industry across the world is expected to report patent expiries of many innovative drugs in the next few years. As the demand for pharmaceuticals grows, governments are exerting increasing pressure on doctors to prescribe cheaper generic medicines. As a result, pharmaceutical manufacturers will be under pressure to develop generic medicines. This makes companies undertake changes in their operations such as deploying the scale and international sourcing capabilities to secure lower prices and better margins on generics in a way in which legislation typically does not permit branded products. An increase of generic penetration will have a direct effect on prescription medicines. Influx of generics into the market could affect the company’s revenue. Threats-Regulation in different countries might hamper revenue growth AstraZeneca operates in a highly regulated industry, where a variety of statutes and regulations are in place for the testing, manufacture, and sale of pharmaceutical products. The company has to obtain regulatory approvals before commercializing its products. The company’s products, research and development activities and manufacturing processes are subject to various local, state, federal, foreign and transnational laws and regulations. In the US, the FDA; in Europe, the European Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 44 AstraZeneca PLC Medicines Agency (EMA); and in China, the State Food and Drug Administration (SFDA) of China regulates the manufacture, safety and quality of pharmaceutical products, the commercialization of new pharmaceutical products, and labelling and record-keeping procedures. Receiving marketing approval for new pharmaceutical drugs and medical devices from these regulatory agencies is time consuming and expensive. Failure to comply with the present or future regulations related to clinical, laboratory and manufacturing practices may result in delayed approval of drugs, product recalls, and cancellation of permission to produce or sell the drugs. With several products under development, the company faces challenges from its competitors, which have obtained regulatory approvals for marketing. The company’s inability to obtain or retain regulatory approvals on a timely basis could affect its financial position. NOTE:The above strategic analysis is based on in-house research and reflects the publishers opinion only AstraZeneca PLC- Key Competitors GSK plc. Hikma Pharmaceuticals PLC Actelion Pharmaceuticals Ltd Merck KGaA Novartis AG Teva Pharmaceutical Industries Limited AstraZeneca PLC- Key Employees AstraZeneca PLC- Key Employees Name Job Title Board Level Since Age Biography Pascal Chief Executive Executive 2012 63 Mr. Soriot is the Director Soriot Officer Board and Chief Executive Officer at AstraZeneca. He joined the company from Roche AG, where he served as the Chief Operating Officer of pharmaceuticals division from 2010 to 2012. Prior to that, Mr. Soriot was the Chief Executive Officer of Genentech. He has worked in senior management roles in the pharmaceutical industry since 1986. Aradhana Director Executive 2021 48 Ms. Sarin has been the Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 45 AstraZeneca PLC Sarin Board Philip Broadley Director Deborah DiSanzo Director Tony Mok Director Diana Layfield Director Sheri McCoy Director Michel Demare Director Leif Chairman Johansson Published: 24 Oct 2023 Extracted: 29 Oct 2023 Non Executive Board Non Executive Board Non Executive Board Non Executive Board Non Executive Board Non Executive Board Non Executive Board Director and Chief Financial Officer of the company since 2021. Prior to this, she served as the Managing Director of Healthcare Corporate and Investment Banking at Citi Global Banking. Previously, she served as Managing Director of Healthcare Investment Banking at UBS and JP Morgan. 2017 61 2017 62 2019 62 2020 52 2017 63 2019 66 2012 71 Mr. Johansson is the Chairman at AstraZeneca. He served as the Chairman LM Ericsson from 2011 to 2018. Previously, he served as the Chief Executive Officer of AB Volvo from 1997 to 2011, the Director of Bristol-Myers Squibb from 1998 to 2011 and the Chief Executive Officer of AB Electrolux from 1994 to 1997. Mr. Johansson served as the Chairman of the European Round Table of Industrialists from 2009 to 2014 and the Chairman Page 46 AstraZeneca PLC of the Royal Swedish Academy of Engineering Sciences from 2012 to 2017. He also serves as a member of the Royal Swedish Academy of Engineering Sciences and European Round Table of Industrialists, as a Member of the Council of Advisors, Boao Forum for Asia and holds board positions at Autoliv, Inc and Ecolean AB. Andreas Rummelt Director Euan Ashley Director Marcus Director Wallenberg Anna Manz Director Nazneen Rahman Director Ruud Executive Vice Published: 24 Oct 2023 Extracted: 29 Oct 2023 Non Executive Board Non Executive Board Non Executive Board Non Executive Board Non Executive Board Senior 2021 66 2020 51 1999 65 Mr. Wallenberg has been a Director at AstraZeneca since 1999. He has international business experience across a range of industry sectors, including the pharmaceutical industry from his directorship with Astra prior to 1999. He is the Chairman of Skandinaviska Enskilda Banken, AB Electrolux, Saab, LKAB and Foundation Asset Management. He is a member of the boards of Investor, Temasek Holdings Limited and the Knut and Alice Wallenberg Foundation. 2023 2017 55 2019 Mr. Dobber has been the Page 47 AstraZeneca PLC Dobber President Management BioPharmaceuticals Business Marc Dunoyer Chief Strategy Officer Sanjeev Panchal Adrian Managing Director Senior 2023 Management Secretary Senior 2009 Published: 24 Oct 2023 Extracted: 29 Oct 2023 Senior 2021 Management Executive Vice President of BioPharmaceuticals Business at AstraZeneca since 2019. Prior to this, he served as the Executive Vice President of North America at the company. Previously, he served as the Executive Vice President of Europe and was a Regional Vice President of AstraZeneca's European, Middle East and African division, and prior to that he was a Regional Vice President for the company's Asia Pacific region. Mr. Dobber joined AstraZeneca in 1997 in the Netherlands and held a number of commercial roles. Mr. Dobber also served as an Executive Committee Member of EFPIA (European Federation of Pharmaceutical Industries and Associations) and the Chairman of the Asia division of Pharmaceutical Research and Manufacturers of America. Mr. Dunoyer has been the Chief Strategy Officer and Chief Executive Officer of Alexion at AstraZeneca since 2021. Prior to this, he served as the Chief Financial Officer of the company. Previously, he served at Roussel Uclaf, Hoechst Marion Roussel and GSK. He also served as Executive Vice-President, Global Product and Portfolio Strategy from June to October 2013. Page 48 AstraZeneca PLC Charles Noel KEMP Leon Wang Executive Vice President International Katarina President Ageborg AstraZeneca AB Management David Executive Vice Fredrickson President Oncology Business Unit Pam Cheng Executive Vice President Operations and Information Technology Senior 2017 Management Published: 24 Oct 2023 Extracted: 29 Oct 2023 Senior 2017 Management Senior 2017 Management Senior 2015 Management Ms. Ageborg has been the Executive Vice-President of Sustainability and Chief Compliance Officer at AstraZeneca. Previously, she led the global Intellectual Property function from 2008 to 2011 and served as the President of AstraZeneca AB, Sweden. Since joining AstraZeneca in 1998, Ms. Ageborg has held a series of senior legal roles supporting commercial, regulatory and intellectual property. Prior to AstraZeneca, she worked as a lawyer on both civil and criminal cases. Ms. Cheng has been the Executive Vice President, Operations and Information Technology at AstraZeneca since 2015. She has spent 14 years in Global Manufacturing and Supply Chain roles at Merck/MSD. Ms. Cheng was Head of Global Supply Chain Management and Logistics at Merck from 2006 to 2011 and led the transformation of Merck supply chains across the global supply network. Most recently, she was President of MSD China. Page 49 AstraZeneca PLC Jeff Pott Chief Human Resources Officer Senior 2021 Management Prior to joining Merck, Ms. Cheng held various engineering and project management positions at Universal Oil Products (UOP), Union Carbide Corporation, and GAF Chemicals. Mr. Pott has been the General Counsel and Chief Human Resources Officer of the company since 2021. Prior to this, he spent five years at the US legal firm Drinker Biddle and Reath LLP. Mr. Pott joined AstraZeneca in 1995 and worked in various litigation roles. Mene Pangalos Executive Vice Senior 2019 President Management BioPharmaceuticals R&D Susan Executive Vice Senior 2021 Galbraith President Management Oncology Research and Development Iskra Reic Executive Vice Senior 2019 President Management Vaccines and Immune Therapies Source : GlobalData Research analysis / © GlobalData Research AstraZeneca PLC- Company Statement A statement by Mr. Leif Johansson, the Chairman of the company is given below. The statement has been taken from the company’s 2021 annual report. Continuing the successful implementation of AstraZeneca’s ‘growth through innovation’ strategy in 2021 ensured we were able to deliver for patients around the world and, thereby, our shareholders. More broadly, I am proud of the role we are playing in contributing to the health of society and the planet. I am grateful to Pascal, Senior Executive Team members and everyone in AstraZeneca, whose efforts made this all possible. A landmark year 2021 was a landmark year for the Company as we continued on our strong growth Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 50 AstraZeneca PLC trajectory, with industry-leading R&D productivity, thirteen blockbuster medicines and the acquisition of Alexion. We also delivered on our promise of broad and equitable access to our COVID-19 vaccine. The positive news from our pipeline, including FDA emergency use authorization of Evusheld and the approval of Tezspire, support the outlook for 2022. Reflecting increased confidence in future growth and cash generation, the Board intends to increase the annualized dividend by $0.10 to $2.90, and has approved a second interim dividend for 2021 of $1.97, payable in March 2022. This results in a total dividend declared for 2021 of $2.87. Alexion acquisition Our positive outlook also stems, in part, from our transformative acquisition of Alexion which completed in July. We are already seeing the benefits across AstraZeneca in terms of scientific collaboration and expanding our Rare Disease business which is accelerating delivery of our strategy. Our new Chief Financial Officer, Aradhana Sarin joined the Board in August from Alexion. Aradhana is a talented successor to Marc Dunoyer who stood down from the Board to become Chief Executive Officer, Alexion and Chief Strategy Officer, AstraZeneca. I am grateful to Marc for his significant contribution and the Board is pleased he is staying on as a member of the Senior Executive Team (SET). Also in August and following the Alexion acquisition, we welcomed Andreas Rummelt to the Board as a Non-Executive Director. As a former member of the Board of Alexion, he has deep knowledge of its rare diseases business and extensive experience of the pharmaceutical industry including technical R&D, manufacturing and quality assurance expertise. Meeting global challenges With the efforts that many, including AstraZeneca, are making to overcome COVID19, it’s time to plan for a world beyond the pandemic. I believe there are lessons we can learn about how business, academia and government, by working together, can overcome major global challenges such as the climate crisis and the provision of sustainable healthcare. The pandemic is also reinforcing the fact that companies succeed best when they are truly part of society, when they are driven by their purpose; a purpose that is sustained by the profit we make and our returns to you, our shareholders. This is at the heart of how AstraZeneca operates and why I am so proud of our relentless pursuit of the delivery of life-saving medicines and our wider contribution to society and the planet. Succession planning I will have served as a Director for ten years by April 2022. Typically, non-executive directors would step down after nine years’ tenure, in line with UK corporate governance best practice. Last year, the Board asked me to seek re-election at the Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 51 AstraZeneca PLC AGM to lead the Board’s oversight of completion of the acquisition of Alexion. Again this year, your Board believes it would be in the best interests of shareholders for me to serve as Chair for one further year, to facilitate succession planning and the transition to a new Chair, and has asked me to seek re-election at the AGM in April 2022. I am honoured and happy to accept the Board’s request again, mindful of my intention to retire from the Board at the end of the AGM in 2023. Succession planning for the role of Chair has continued to be a focus of the Nomination and Governance Committee’s work during 2021, with a search that is proceeding well led by Philip Broadley, senior independent Non-Executive Director. Meeting again In November, it was a pleasure to be able to meet in person to celebrate the unveiling of our Discovery Centre in Cambridge, UK with HRH The Prince of Wales and guests from across business, academia and government. While much can be achieved by working and meeting virtually, there is also value in being able to meet in person. For the first time in two years, we are planning to hold this year’s AGM in person and I look forward to meeting as many of you there as possible. AstraZeneca PLC- Locations & Subsidiaries Head office 1 Francis Crick Avenue Cambridge United Kingdom CB2 0AA 44 20 73045000 Other Locations & Subsidiaries AstraZeneca PLC, Other locations 1 Francis Crick Avenue Cambridge United Kingdom CB2 0AA 44 20 73045000 Source : GlobalData Research analysis / © GlobalData Research AstraZeneca PLC, Subsidiaries AstraZeneca Canada Inc 1004 Middlegate Road Mississauga Ontario L4Y1M4 Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 52 AstraZeneca PLC Canada 1 905 2777111 AstraZeneca A/S Arne Jacobsens Alle 13 Copenhagen Greenland 2300 Denmark 45 43 666462 AstraZeneca AS Grenseveien 92 Oslo Faroe Islands 0601 Norway 47 2 10064000 AstraZeneca Pharma Poland Sp. z o.o. Warszawa 02676 Poland 48 22 8743500 Summarized Statement AstraZeneca PLC, Annual Statements Parameter Name Currency 2018 2019 2020 2021 2022 Income Statements Total Revenue Gross Profit Operating Income Net Income Diluted Normalized EPS USD USD USD USD USD 22090.00 24384.00 26617.00 37417.00 44351.00 17844.00 19560.00 21347.00 27875.00 35702.00 3387.00 2924.00 5162.00 1056.00 3757.00 2155.00 1335.00 3196.00 112.00 3288.00 00.85 01.49 01.89 02.23 04.05 Balance Sheet Total Current Assets Total Assets Total Current Liabilities Published: 24 Oct 2023 Extracted: 29 Oct 2023 USD USD 15591.00 15563.00 19544.00 26244.00 22593.00 60651.00 61377.00 66729.00 105363.00 96483.00 USD 16292.00 18117.00 20307.00 22594.00 26293.00 Page 53 AstraZeneca PLC Total Liabilities Total Equity Total Common Shares Outstanding USD USD 48183.00 48250.00 51107.00 66095.00 59446.00 12468.00 13127.00 15622.00 39268.00 37037.00 USD 1267.04 1312.14 1312.67 1549.40 1549.80 USD 2618.00 2969.00 4799.00 5963.00 9808.00 Cash Flow Cash from Operating Activities Cash from Investing Activities Cash from Financing Activities Net Change in Cash USD USD USD 963.00 -657.00 -285.00 -11058.00 -2960.00 -2044.00 -1765.00 -2203.00 1499.00 3649.00 -6823.00 552.00 2323.00 -1508.00 -55.00 Detailed Statement AstraZeneca PLC, Full Annual Statements Parameter Name Currency 2018 2019 2020 2021 2022 Income Statements Revenue Cost of Revenue, Total Selling/ General/ Admin. Expenses, Total Research & Development Depreciation/ Amortization Unusual Expense (Income) Other Operating Expenses, Total Total Operating Expense Other, Net Net Income Before Taxes Provision for Income Taxes Net Income After Taxes Minority Interest Net Income Before Published: 24 Oct 2023 Extracted: 29 Oct 2023 USD USD 22090.00 24384.00 26617.00 37417.00 44351.00 4246.00 4824.00 5270.00 9542.00 8649.00 USD 8479.00 8964.00 9338.00 11519.00 13512.00 USD 5266.00 5320.00 6094.00 8519.00 9612.00 USD 1945.00 1812.00 1897.00 3044.00 4094.00 USD -953.00 863.00 -763.00 3846.00 5071.00 USD -280.00 -323.00 -381.00 -109.00 -344.00 USD 18703.00 21460.00 21455.00 36361.00 40594.00 USD -619.00 -610.00 -530.00 -502.00 -441.00 USD 1993.00 1548.00 3916.00 -265.00 2501.00 USD -57.00 321.00 772.00 -380.00 -792.00 USD 2050.00 1227.00 3144.00 115.00 3293.00 USD USD 105.00 108.00 52.00 2155.00 1335.00 3196.00 -03.00 -05.00 112.00 3288.00 Page 54 AstraZeneca PLC Extra. Items Total Extraordinary Items Income Available to Com Excl ExtraOrd Income Available to Com Incl ExtraOrd Dilution Adjustment Diluted Net Income Diluted Weighted Average Shares Diluted EPS Excluding ExtraOrd Items DPS - Common Stock Primary Issue USD 00.00 00.00 00.00 00.00 00.00 USD 2155.00 1335.00 3196.00 112.00 3288.00 USD 2155.00 1335.00 3196.00 112.00 3288.00 USD USD 00.00 00.00 00.00 2155.00 1335.00 3196.00 00.00 00.00 112.00 3288.00 USD 1267.00 1301.00 1313.00 1427.00 1560.00 USD 01.70 01.03 02.43 00.08 02.11 USD 02.75 02.89 02.83 02.84 02.89 Balance Sheet Cash Cash & Equivalents Short Term Investments Cash and Short Term Investments Accounts Receivable Trade, Net Total Receivables, Net Total Inventory Prepaid Expenses Other Current Assets, Total Property/ Plant/ Equipment, Total Gross Accumulated Depreciation, Total Property/ Plant/ Equipment, Total - Net Goodwill, Net Intangibles, Net Long Term Investments Note Receivable Long Term Other Long Term Assets, Total Published: 24 Oct 2023 Extracted: 29 Oct 2023 USD USD USD 893.00 755.00 1182.00 3938.00 4614.00 6650.00 849.00 849.00 160.00 1461.00 1411.00 4868.00 4755.00 69.00 239.00 USD 5680.00 6218.00 7992.00 6398.00 6405.00 USD 2995.00 3813.00 3956.00 6324.00 7508.00 USD USD USD 4345.00 5181.00 5651.00 2890.00 3193.00 4024.00 1436.00 865.00 1735.00 8795.00 9923.00 8983.00 4699.00 1512.00 1329.00 USD 1240.00 106.00 142.00 556.00 237.00 USD 14639.00 15852.00 17110.00 18495.00 17192.00 USD -7218.00 -7517.00 -8193.00 -8324.00 -7743.00 USD 7421.00 8335.00 8917.00 10171.00 9449.00 USD USD 11707.00 11668.00 11845.00 19997.00 19820.00 21959.00 20833.00 20947.00 42387.00 39307.00 USD 922.00 1459.00 1147.00 USD 515.00 USD 348.00 325.00 2536.00 3171.00 4004.00 1237.00 1142.00 504.00 592.00 4823.00 3580.00 Page 55 AstraZeneca PLC Accounts Payable Accrued Expenses Notes Payable/ Short Term Debt Current Port. of LT Debt/ Capital Leases Other Current liabilities, Total Long Term Debt Capital Lease Obligations Total Long Term Debt Total Debt Deferred Income Tax Minority Interest Other Liabilities, Total Common Stock, Total Additional Paid-In Capital Retained Earnings (Accumulated Deficit) Total Liabilities & Shareholders' Equity USD USD USD 1720.00 1774.00 2350.00 5148.00 5085.00 4994.00 160.00 154.00 370.00 2824.00 2550.00 8079.00 8303.00 294.00 261.00 USD 1594.00 1856.00 2016.00 1599.00 5281.00 USD 7670.00 9248.00 10577.00 9798.00 9898.00 USD USD 17359.00 15730.00 17505.00 28134.00 22965.00 00.00 487.00 489.00 754.00 725.00 USD USD USD USD USD USD 17359.00 16217.00 17994.00 28888.00 23690.00 19113.00 18227.00 20380.00 30781.00 29232.00 3286.00 2490.00 2918.00 6206.00 2944.00 1576.00 1469.00 16.00 19.00 21.00 9670.00 9957.00 9872.00 8388.00 6498.00 317.00 328.00 328.00 387.00 387.00 USD 4427.00 7941.00 7971.00 35126.00 35155.00 USD 7724.00 4858.00 7323.00 USD 3755.00 1495.00 60651.00 61377.00 66729.00 105363.00 96483.00 Cash Flow Net Income/ Starting Line Depreciation/ Depletion Non-Cash Items Changes in Working Capital Capital Expenditures Other Investing Cash Flow Items, Total Financing Cash Flow Items Total Cash Dividends Paid Issuance (Retirement) of Stock, Net Issuance (Retirement) of Debt, Net Foreign Exchange Effects Published: 24 Oct 2023 Extracted: 29 Oct 2023 USD 1993.00 1548.00 3916.00 -265.00 2501.00 USD 3753.00 3762.00 3149.00 6530.00 5480.00 USD -1276.00 -103.00 -332.00 USD -1852.00 -2238.00 -1934.00 USD -1371.00 -2460.00 -2606.00 -2200.00 -2571.00 USD 2334.00 1803.00 2321.00 -8858.00 -389.00 USD USD USD USD USD -67.00 04.00 -101.00 141.00 542.00 -443.00 1285.00 -178.00 -1047.00 -3484.00 -3592.00 -3572.00 -3856.00 -4364.00 34.00 3525.00 30.00 1473.00 -1702.00 1440.00 -38.00 05.00 12.00 29.00 29.00 7654.00 -1441.00 -62.00 Page 56 -80.00 AstraZeneca PLC Cash Interest Paid Cash Taxes Paid USD USD 676.00 774.00 733.00 537.00 1118.00 1562.00 721.00 849.00 1743.00 1623.00 Summarized Interim Statement AstraZeneca PLC, Summarized Interim Statements Income Statements Currency Total Revenue Gross Profit Operating Income Net Income Diluted Normalized EPS USD USD USD USD Sep-2022 (3 Dec-2022 (3 Mar-2023 Jun-2023 (3 Months) Months) (3 Months) Months) 10982.00 11207.00 10879.00 11416.00 8864.00 8790.00 9097.00 9491.00 1245.00 1094.00 2549.00 2456.00 1640.00 901.00 1803.00 1818.00 USD 01.00 00.91 01.35 01.01 USD USD 20224.00 94185.00 22593.00 96483.00 22266.00 96687.00 22839.00 96543.00 USD 24850.00 26293.00 24860.00 26375.00 USD USD 59051.00 35134.00 59446.00 37037.00 60898.00 35789.00 59151.00 37392.00 USD 1549.51 1549.80 1549.85 1549.88 USD 7410.00 9808.00 3133.00 4851.00 USD -2711.00 -2960.00 -1246.00 -1766.00 USD -6465.00 -6823.00 -2031.00 -3550.00 USD -1852.00 -55.00 -155.00 -512.00 Balance Sheet Total Current Assets Total Assets Total Current Liabilities Total Liabilities Total Equity Total Common Shares Outstanding Cash Flow Cash from Operating Activities Cash from Investing Activities Cash from Financing Activities Net Change in Cash Detailed Interim Statement AstraZeneca PLC, Detailed Interim Statement Income Statements Revenue Cost of Revenue, Total Selling/ General/ Admin. Expenses, Total Published: 24 Oct 2023 Extracted: 29 Oct 2023 Currency USD USD USD Sep-2022 Dec-2022 Mar-2023 Jun-2023 (3 Months) (3 Months) (3 Months) (3 Months) 10982.00 11207.00 10879.00 11416.00 2118.00 2417.00 1782.00 1925.00 3353.00 3469.00 3196.00 Page 57 3592.00 AstraZeneca PLC Research & Development Depreciation/ Amortization Unusual Expense (Income) Other Operating Expenses, Total Total Operating Expense Net Income Before Taxes Provision for Income Taxes Net Income After Taxes Minority Interest Net Income Before Extra. Items Income Available to Com Excl ExtraOrd Income Available to Com Incl ExtraOrd Diluted Net Income Diluted Weighted Average Shares Diluted EPS Excluding ExtraOrd Items DPS - Common Stock Primary Issue USD 2357.00 2525.00 2299.00 2570.00 USD 979.00 1034.00 954.00 952.00 USD 1002.00 641.00 379.00 -285.00 USD -72.00 27.00 -280.00 206.00 USD 9737.00 10113.00 8330.00 8960.00 USD 922.00 778.00 2262.00 2088.00 USD -720.00 -124.00 458.00 268.00 USD USD 1642.00 -02.00 902.00 -01.00 1804.00 -01.00 1820.00 -02.00 USD 1640.00 901.00 1803.00 1818.00 USD 1640.00 901.00 1803.00 1818.00 USD 1640.00 901.00 1803.00 1818.00 USD 1640.00 901.00 1803.00 1818.00 USD 1559.00 1560.00 1560.00 1560.00 USD 01.05 00.58 01.16 01.17 USD 00.00 01.97 00.00 00.91 USD USD 4458.00 440.00 6166.00 239.00 6232.00 230.00 5664.00 148.00 USD 4898.00 6405.00 6462.00 5812.00 USD 9336.00 10521.00 10289.00 11092.00 USD USD 10061.00 5078.00 11252.00 4699.00 10797.00 4967.00 11932.00 5051.00 USD 187.00 237.00 40.00 44.00 USD 9227.00 9449.00 9599.00 9624.00 USD USD 19707.00 39585.00 19820.00 39307.00 20001.00 39291.00 19960.00 38326.00 Balance Sheet Cash & Equivalents Short Term Investments Cash and Short Term Investments Accounts Receivable Trade, Net Total Receivables, Net Total Inventory Other Current Assets, Total Property/ Plant/ Equipment, Total - Net Goodwill, Net Intangibles, Net Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 58 AstraZeneca PLC Long Term Investments Note Receivable - Long Term Other Long Term Assets, Total Payable/ Accrued Notes Payable/ Short Term Debt Current Port. of LT Debt/ Capital Leases Other Current liabilities, Total Long Term Debt Capital Lease Obligations Total Long Term Debt Total Debt Deferred Income Tax Minority Interest Other Liabilities, Total Common Stock, Total Additional Paid-In Capital Retained Earnings (Accumulated Deficit) Total Liabilities & Shareholders' Equity USD 1102.00 1142.00 1234.00 1143.00 USD 792.00 835.00 682.00 752.00 USD 3548.00 3337.00 3614.00 3899.00 17694.00 19040.00 19210.00 19738.00 USD 584.00 261.00 568.00 271.00 USD 5034.00 5281.00 3289.00 4516.00 USD 1538.00 1711.00 1793.00 1850.00 USD 23013.00 22965.00 26916.00 24329.00 USD 668.00 725.00 730.00 722.00 USD USD USD USD USD USD 23681.00 29299.00 3479.00 20.00 7021.00 387.00 23690.00 29232.00 2944.00 21.00 6498.00 387.00 27646.00 31503.00 2795.00 22.00 5575.00 387.00 25051.00 29838.00 2800.00 24.00 4901.00 387.00 USD 35137.00 35155.00 35159.00 35163.00 USD -390.00 1495.00 243.00 1842.00 USD 94185.00 96483.00 96687.00 96543.00 USD 1723.00 2501.00 2501.00 4350.00 USD USD 4000.00 172.00 5480.00 542.00 5480.00 542.00 2778.00 14.00 USD 1515.00 1285.00 1285.00 -2291.00 USD -2017.00 -2571.00 -2571.00 -1953.00 USD -694.00 -389.00 -389.00 187.00 USD -1047.00 -1047.00 -1047.00 -840.00 USD -4364.00 -4364.00 -4364.00 -3069.00 USD 11.00 29.00 29.00 08.00 USD -1065.00 -1441.00 -1441.00 351.00 Cash Flow Net Income/ Starting Line Depreciation/ Depletion Non-Cash Items Changes in Working Capital Capital Expenditures Other Investing Cash Flow Items, Total Financing Cash Flow Items Total Cash Dividends Paid Issuance (Retirement) of Stock, Net Issuance (Retirement) of Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 59 AstraZeneca PLC Debt, Net Foreign Exchange Effects Cash Interest Paid Cash Taxes Paid USD -86.00 -80.00 -80.00 -47.00 USD USD 608.00 1335.00 849.00 1623.00 849.00 1623.00 483.00 1061.00 Capital Market Ratios AstraZeneca PLC, Capital Market Ratios Key Ratios P/E (Price/Earnings) Ratio EV/EBITDA (Enterprise Value/Earnings Before Interest, Taxes, Depreciation and Amortization) Enterprise Value/Sales Enterprise Value/Operating Profit Enterprise Value/Total Assets Dividend Yield Market Cap Enterprise Value Source : GlobalData Research analysis / © GlobalData Research October 27, 2023 59.70 27.46 04.94 87.62 02.27 02.22 156912.50 180219.01 Interim Ratios AstraZeneca PLC, Interim Ratios Key Ratios Unit/Currency EPS (Earnings USD per Share) Dividend per USD Share Book Value USD per Share Gross Margin % Operating Margin Net Profit Margin % % Profit Markup % PBIT Margin % (Profit Before Published: 24 Oct 2023 Extracted: 29 Oct 2023 September December March June Ratio Type - 2022 - 2022 - 2023 2023 Equity 01.05 00.58 01.16 01.17 Ratios Equity 00.00 01.97 00.00 00.91 Ratios Equity 22.67 23.90 23.09 24.13 Ratios Profitability 80.71 78.43 83.62 83.14 Ratios Profitability 11.34 09.76 23.43 21.51 Ratios Profitability 14.93 08.04 16.57 15.93 Ratios Profitability 418.51 363.67 510.49 493.04 Ratios Profitability 35.17 51.89 25.04 29.39 Ratios Page 60 AstraZeneca PLC Interest & Tax) PBT Margin (Profit Before % Tax) Operating Costs (% of % Sales) Administration Costs (% of % Sales) Interest Costs % (% of Sales) Profitability Ratios 08.40 06.94 20.79 18.29 88.66 90.24 76.57 78.49 Cost Ratios 30.53 30.95 29.38 31.47 Cost Ratios 01.27 01.13 01.33 01.46 Cost Ratios Liquidity Ratios Liquidity Quick Ratio Absolute 00.61 00.68 00.70 00.67 Ratios Debt to Equity Leverage Absolute 00.83 00.79 00.88 00.80 Ratio Ratios Net Debt to Leverage Absolute 00.71 00.62 00.71 00.65 Equity Ratios Debt to Capital Leverage Absolute 00.42 00.42 00.44 00.43 Ratio Ratios Interest Leverage Absolute 2771.03 4582.80 1884.35 2018.69 Coverage Ratio Ratios Source : GlobalData Research analysis / © GlobalData Research Current Ratio Absolute 00.81 00.86 00.90 00.87 Annual Ratios AstraZeneca PLC, Annual Ratios Ratio Type Growth Ratios Growth Ratios Growth Ratios Growth Ratios Growth Ratios Growth Ratios Equity Ratios Equity Key Ratios Unit/Currency 2022 Sales Growth % Operating % Income Growth EBITDA % Growth Net Income % Growth EPS Growth % Working % Capital Growth EPS (Earnings USD per Share) Dividend per USD Published: 24 Oct 2023 Extracted: 29 Oct 2023 2021 2020 2019 2018 18.53 40.58 09.16 10.38 -01.67 255.78 -79.54 76.54 -13.67 -07.89 21.76 -08.72 24.30 -06.36 06.36 2835.71 -96.50 139.40 -38.05 -28.19 81.71 17.96 27.14 73.89 -37.64 -201.37 -70.13 264.34 -78.32 578.37 04.05 02.23 01.89 01.49 00.85 02.89 02.84 02.83 02.89 02.75 Page 61 AstraZeneca PLC Ratios Equity Ratios Equity Ratios Equity Ratios Profitability Ratios Profitability Ratios Profitability Ratios Profitability Ratios Share Dividend Cover Absolute Book Value per USD Share Cash Value per USD Share Gross Margin Operating Margin Net Profit Margin Profit Markup 23.90 25.34 11.90 10.00 09.84 03.98 04.08 05.97 04.09 03.81 % 80.50 74.50 80.20 80.22 80.78 % 08.47 02.82 19.39 11.99 15.33 % 07.41 00.30 12.01 05.47 09.76 % 412.79 292.13 405.07 405.47 420.25 PBT Margin Profitability (Profit Before % Ratios Tax) Profitability Return on % Ratios Equity Return on Profitability Capital % Ratios Employed Profitability Return on % Ratios Assets Profitability Return on Fixed % Ratios Assets Return on Profitability Working % Ratios Capital Operating Costs Cost Ratios % (% of Sales) Administration Cost Ratios Costs (% of % Sales) Liquidity Current Ratio Absolute Ratios Liquidity Quick Ratio Absolute Ratios Liquidity Cash Ratio Absolute Ratios Leverage Debt to Equity Absolute Ratios Ratio Leverage Net Debt to Absolute Ratios Equity Leverage Debt to Capital Absolute Published: 24 Oct 2023 Extracted: 29 Oct 2023 01.40 00.78 00.67 00.51 00.31 05.64 -00.71 14.71 06.35 09.02 08.88 00.29 20.46 10.17 17.28 05.35 01.28 11.12 06.76 07.64 03.26 00.13 04.99 02.19 03.48 38.30 11.06 59.84 37.12 45.05 -101.54 28.93 676.54 114.49 483.17 91.53 97.18 80.61 88.01 84.67 30.47 30.79 35.08 36.76 38.38 00.86 01.16 00.96 00.86 00.96 00.68 00.76 00.76 00.68 00.78 00.23 00.28 00.39 00.30 00.30 00.79 00.78 01.30 01.39 01.53 00.62 00.62 00.79 00.91 01.08 00.44 00.44 00.57 00.58 00.61 Page 62 AstraZeneca PLC Ratios Efficiency Ratios Efficiency Ratios Efficiency Ratios Efficiency Ratios Efficiency Ratios Efficiency Ratios Ratio Asset Turnover Absolute Fixed Asset Turnover Inventory Turnover Current Asset Turnover Capital Employed Turnover Working Capital Turnover Revenue per Employee Net Income per Employee 00.44 00.43 00.42 00.40 00.36 Absolute 04.52 03.92 03.09 03.10 02.94 Absolute 01.26 01.47 01.46 01.59 01.43 Absolute 01.82 01.63 01.52 01.57 01.54 Absolute 00.63 00.45 00.57 00.56 00.50 Absolute -11.99 10.25 -34.88 -09.55 -31.51 Efficiency USD 531149.70 00.00 00.00 Ratios Efficiency USD 39377.25 00.00 00.00 Ratios Efficiency Capex to Sales % 05.80 05.88 09.79 Ratios Efficiency R&D to Sales % 21.67 22.77 22.90 Ratios Source : GlobalData Research analysis / © GlobalData Research 00.00 00.00 00.00 00.00 10.09 06.21 21.82 23.84 Disclaimer: All Rights Reserved. This information has been extracted from MarketLine by a registered user No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form by any means, electronic, mechanical, photocopying, recording or otherwise, without the prior permission of the publisher, MarketLine. The facts of this report are believed to be correct at the time of publication but cannot be guaranteed. Please note that the findings, conclusions and recommendations that MarketLine delivers will be based on information gathered in good faith from both primary and secondary sources, whose accuracy we are not always in a position to guarantee. As such MarketLine can accept no liability whatever for actions taken based on any information that may subsequently prove to be incorrect. Published: 24 Oct 2023 Extracted: 29 Oct 2023 Page 63