NR-NR Dual Connectivity Feature Description 113/221 04-LZA 701 6017/1 Uen AH20J Copyright © Ericsson AB 2021, 2022. All rights reserved. No part of this document may be reproduced in any form without the written permission of the copyright owner. Disclaimer The contents of this document are subject to revision without notice due to continued progress in methodology, design and manufacturing. Ericsson shall have no liability for any error or damage of any kind resulting from the use of this document. Trademark List All trademarks mentioned herein are the property of their respective owners. These are shown in the document Trademark Information. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 Contents Contents 1 Overview 1 1.1 NR-DC Deployment 2 2 Dependencies 6 3 Feature Operation 13 3.1 Master Node Criteria for NR-DC Setup 13 3.2 Termination Point Control of QoS Flows in the Master Node 17 3.3 Bearer Type Change in NR-DC 19 3.4 User Plane Management 20 3.5 NR-DC Band Combination Selection 22 3.6 User Activity Supervision 24 3.7 Xn Link Break Handling 25 3.8 3.8.1 3.8.2 3.8.3 3.8.4 Master Node Mobility Support in NR-DC Intra-gNodeB Handover When NR-DC Is Configured Inter-gNodeB Handover When NR-DC Is Configured IRAT Handover to LTE When NR-DC Is Configured Incoming IRAT Handover from LTE into an NR-DC-Capable PCell Scenarios for Master Node Triggered NR-DC Procedures Reception of an A4 Measurement Report UE Indicating SCG Radio Link Failure UE Released to Idle Mode PDU Session Resource Setup Procedure PDU Session Resource Modify Procedure PDU Session Resource Release Procedure Detection of an Xn Link Break in the Master Node Outgoing Intra-System Handover from the Source Cell Incoming Handover into a New PCell Outgoing IRAT Handover from the Master Node 27 27 28 29 3.9 3.9.1 3.9.2 3.9.3 3.9.4 3.9.5 3.9.6 3.9.7 3.9.8 3.9.9 3.9.10 3.10 3.10.1 3.10.2 3.10.3 3.10.4 3.10.5 3.10.6 Scenarios for Secondary Node Triggered NR-DC Procedures Secondary Node Detects Radio Link Failure NR Cell or Sector Carrier Is Locked on the Secondary Node Random Access Timer Expiry in Secondary Node PDCP COUNT Threshold Is Reached High-Band Uplink Radio Link Quality Falls Below Configured Threshold in the PSCell High-Band Uplink Radio Link Quality Rises Above Configured Threshold in the PSCell 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 29 30 30 30 31 31 32 34 36 36 36 37 37 37 37 38 38 38 39 NR-NR Dual Connectivity 3.11 3.11.1 3.11.2 3.11.3 3.11.4 3.11.5 3.11.6 NR-DC Procedures Secondary Node Addition Master Node Initiated Secondary Node Modification Secondary Node Initiated Secondary Node Modification Master Node Initiated UE Context Release Master Node Initiated Secondary Node Release Secondary Node Initiated Secondary Node Release 39 39 43 45 46 46 49 4 Network Impact 53 5 Parameters 56 6 Performance 62 7 Activate 68 8 Deactivate 69 9 Engineering Guidelines 70 9.1 Configure IP Connectivity in NR-DC for the Xn-U Interface 70 9.2 TCP Optimization for the Secondary Node Terminated Split DRB in NR-DC Configure 5QI and ARP Levels for QoS Flows Allowed to Be Secondary Node Terminated Configuration Considerations for Switching of Uplink MCG and SCG Radio Resources of the Secondary Node Terminated Split DRB 9.3 9.4 71 72 73 Appendix A: Feature Change History 74 Appendix A.a: 22.Q1: Switching of Uplink MCG and SCG Radio Resources of the Secondary Node Terminated Split DRB in NR-DC 74 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 1 NR-NR Dual Connectivity Overview The NR-NR Dual Connectivity feature introduces support for Multi-Radio Dual Connectivity with the 5GC. This allows the UE to be connected to one gNodeB acting as the Master Node and another gNodeB acting as the Secondary Node. Access Type: NR Feature Identity: FAJ 121 5380 Value Package Name: Peak Rate Evolution Value Package Identity: FAJ 801 4005 Node Type: Baseband Radio Node Licensing: Licensed feature. One license is required for each node. The feature license must be installed on both the Master Node and the Secondary Node. Summary The NR-NR Dual Connectivity feature enables the UE to connect to the 5GC using a Master Node with Low-Band (FR1) or Mid-Band (FR1) and a Secondary Node with High-Band (FR2) NR frequencies. The feature allows the UE to take advantage of the downlink and uplink bit rates of High-Band frequencies while the UE is connected to the 5GC using Low-Band or Mid-Band anchor frequencies. The feature provides the following benefits: — The UEs utilize the higher bit rates of High-Band frequencies both in downlink and uplink. — The packet processing resources are offloaded in gNodeBs with Low-Band or Mid-Band frequencies by using PDCP resources in gNodeBs with High-Band frequencies. RELATED INFORMATION 3GPP TS 37.340; NR; Multi-connectivity; Overall description; Stage-2 3GPP TS 38.331; NR; Radio Resource Control (RRC); Protocol specification 3GPP TS 38.413; NG-RAN; NG Application Protocol (NGAP) 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 1 NR-NR Dual Connectivity 3GPP TS 38.423; NG-RAN; Xn Application Protocol (XnAP) 1.1 NR-DC Deployment The NR-DC-capable UE operating in NR SA mode is always connected to a gNodeB with Low-Band (FR1) or Mid-Band (FR1) frequencies. This type of gNodeB acts as the Master Node in NR-DC. The UE can connect to another gNodeB with High-Band (FR2) frequencies if the UE is in High-Band coverage. This type of gNodeB acts as the Secondary Node in NR-DC. The UE connects to the Master Node over the Uu interface. The Uu interface between the UE and the Secondary Node is only established when the UE is configured with NR-DC. The Master Node is connected to the 5GC over the NG interface. The NG-C interface is used for control plane, while the NG-U interface is used for user plane. The Secondary Node connects to the 5GC over the NG-U interface for user plane. The Master Node and the Secondary Node are connected to each other over the Xn interface. The Xn-C interface is used for control plane, while the Xn-U interface is used for user plane. One Master Node can be connected to several Secondary Nodes, and one Secondary Node can be connected to several Master Nodes. 5GC N G -U NG -U N G -C Secondary Node Master Node Xn-C Xn-U Uu Uu (MCG) G (SC ) PSCell PCell Legend User Plane Control Plane Master Node = the master gNodeB providing the MCG Secondary Node = the secondary gNodeB providing the SCG High-Band coverage Low-Band or Mid-Band coverage L0003062A Figure 1 Interface Connections in NR-DC In NR-DC, the UE is in RRC_CONNECTED mode in the Master Node. The control of the UE is managed through the RRC signaling between the UE and the Master 2 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 Node. Information specific to the Secondary Node resources is carried by containers conveying RRC messages between the Secondary Node and the Master Node over the Xn-C interface and between the Master Node and the UE over the Uu interface. The following cell groups can serve the NR-DC-capable UE: Master Cell Group (MCG) The MCG, configured for Low-Band or Mid-Band frequencies, is provided by the Master Node. The MCG consists of one PCell if NR-DC is configured. Secondary Cell Group (SCG) The SCG, configured for High-Band frequencies, is provided by the Secondary Node. The SCG consists of one PSCell and optionally one or several SCells. When the UE is configured with NR-DC, the following types of PDU sessions are provided for user data transport between the UE and a data network using the 5GC: Master Node terminated PDU sessions This type of PDU session carries QoS flows configured with specific 5QI profiles and ARP levels that prevent the QoS flows from being Secondary Node terminated. This is why all QoS flows within this type of PDU session are terminated by the Master Node. For such a PDU session, one user plane tunnel is configured over the NG-U interface for all its QoS flows between the Master Node and the 5GC. Secondary Node terminated PDU sessions This type of PDU session carries QoS flows configured with specific 5QI profiles and ARP levels that allow the QoS flow to be Secondary Node terminated. This is why all QoS flows within this type of PDU session are terminated by the Secondary Node. For such a PDU session, one user plane tunnel is set up over the NG-U interface for all its QoS flows between the Secondary Node and the 5GC. It is possible that a UE connected with NR-DC can use a combination of the two types of PDU sessions. This way a UE can have some QoS flows that are Secondary Node terminated, while some other QoS flows for the UE remain to be Master Node terminated. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 3 NR-NR Dual Connectivity EPC 5GC Master Node terminated QoS flows Master Node terminated PDU session Master Node Secondary Node terminated QoS flows Secondary Node terminated PDU session Secondary Node Master Node terminated user plane traffic Secondary Node terminated user plane traffic L0003099A Figure 2 Termination of QoS Flows within PDU Sessions QoS flows are carried by DRBs between the UE, the Master Node, and the Secondary Node. When the UE is connected with NR-DC, the UE can be configured with the following bearer types: Master Node terminated MCG DRBs The Master Node terminated MCG DRBs use only MCG radio resources and the packet processing resources of the Master Node. These DRBs transmit user plane traffic between the UE and the Master Node. The Master Node terminated MCG DRBs are ciphered and deciphered in the Master Node. Secondary Node terminated split DRBs The Secondary Node terminated split DRBs use MCG and SCG radio resources, and the packet processing resources of the Secondary Node. Split DRBs are configured with both the MCG and SCG radio resources after Secondary Node Addition. These DRBs are ciphered and deciphered in the Secondary Node. 4 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 EPC 5GC Secondary Node terminated QoS flows Master Node terminated QoS flows NG-U NG-U Master Node Secondary Node SDAP SDAP Master Node terminated MCG DRB Secondary Node terminated Split DRB Xn-U PDCP (Master key) RLC PDCP (Secondary key) RLC RLC MAC and Layer 1 MCG radio resources MAC and Layer 1 SCG radio resources User Plane (Master Node terminated) User Plane (Secondary Node terminated) L0003098A Figure 3 MCG and SCG Radio Resources for User Plane in NR-DC RELATED INFORMATION Termination Point Control of QoS Flows in the Master Node Bearer Type Change in NR-DC User Plane Management Configure 5QI and ARP Levels for QoS Flows Allowed to Be Secondary Node Terminated 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 5 NR-NR Dual Connectivity 2 Dependencies of NR-NR Dual Connectivity The feature has prerequisites. The UE connected with NR-DC is handled differently when used with a number of other features. Related features impact NR-DC performance. The feature comes with requirements on the 5GC, the UE, the number of Baseband units and on the 5QI settings. Table 1 Feature Dependencies Feature Relationship Description NR Standalone (FAJ 121 5060) Prerequisite The NR Standalone feature must be operable on the Master Node, so that the UE is provided with a PCell on Low-Band or Mid-Band frequencies. IEEE 1588 Time and Phase Synchronization (FAJ 121 2022) Related The Master Node and the Secondary Node must be time and phase synchronized with the same frame start offset by either using GNSS or the IEEE 1588 Time and Phase Synchronization feature. The IEEE 1588 Time and Phase Synchronization feature is a prerequisite if GNSS is not used. Measurement Gap-Aware NR Scheduling (FAJ 121 5295) Prerequisite Measurement gaps are configured in the Master Node when an A4 measurement for NR-DC setup is started. Measurement gaps are removed in the Master Node when the A4 measurement stops. NR Air Interface Protection (FAJ 121 5340) Conflicting The NR Air Interface Protection feature is conflicting with NR-NR Dual Connectivity on node level. If the NR Air Interface Protection feature is enabled on the Master Node, NR-DC setup is allowed for the UE but user plane integrity protection cannot continue in the Secondary Node. This potentially results in user plane data transmission failure if integrity protection is activated in the UE before the NR-DC setup. 6 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 Feature Relationship Description NR Flexible Cell Shaping High-Band (FAJ 121 5441) Conflicting The NR Flexible Cell Shaping HighBand feature is conflicting with NRNR Dual Connectivity on node level. When NR-DC is configured, the NR Flexible Cell Shaping High-Band feature must not be used in combination with the NR 8CC DL Carrier Aggregation High-Band feature. Fronthaul Sharing (FAJ 121 5213) Conflicting The Fronthaul Sharing feature is conflicting with the NR-NR Dual Connectivity feature on the cell level. When NR-DC is configured, the Fronthaul Sharing feature must not be used in combination with the NR 8CC DL Carrier Aggregation HighBand feature. NR DL Carrier Aggregation (FAJ 121 5201) Related If configured, SCells on the Master Node are removed from the MCG at the Secondary Node Addition procedure. Carrier aggregation on the Master Node is not regained after the Secondary Node Release procedure. A new attempt to configure carrier aggregation on the Master Node is made after the next handover performed on the Master Node. Coverage-Optimized Uplink Transmission High-Band (FAJ 121 5145) Related The Coverage-Optimized Uplink Transmission High-Band feature is not supported in the SCG provided by the Secondary Node for UEs connected with NR-DC. Coverage-Optimized Uplink Scheduling High-Band (FAJ 121 5387) Related The Coverage-Optimized Uplink Scheduling High-Band feature is not supported in the SCG provided by the Secondary Node for UEs connected with NR-DC. Location Support (FAJ 121 5311) Related In NR-DC, the Secondary Node sends the selected PSCell ID to the Master Node during the Secondary Node Addition procedure. The Master Node stores the received PSCell ID. The Master Node includes the PSCell ID in 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 7 NR-NR Dual Connectivity Feature Relationship Description the NGAP LOCATION REPORT message if requested by the AMF. Multiple PSCells High-Band (FAJ 121 5341) Related Even if multiple PSCells are configured in the Secondary Node, only one of them can be used for UEs configured with NR-DC. The PSCellcapable High-Band frequency used is the one that has a frequency relation configured to the PCell on the Master Node. Scheduler High-Band (FAJ 121 4904) Related The improved periodic scheduling request on PUCCH function of the Scheduler High-Band feature is not supported in the SCG provided by the Secondary Node for UEs connected with NR-DC. RRC Inactive State (FAJ 121 5328) UEs connected with NR-DC are released to RRC_IDLE mode instead of RRC_INACTIVE state at user inactivity. Related The criteria for starting A4 measurements to set up NR-DC are not reevaluated when the UE resumes RRC_CONNECTED mode after being in RRC_INACTIVE state. NR RRC Connection Reestablishment (FAJ 121 5346) Related With the NR RRC Connection Reestablishment feature, the UE configured with NR-DC falls back to the RRC Connection Establishment procedure after sending the RRCReestablishmentRequest message. The criteria for starting an A4 measurement to set up NR-DC are not reevaluated when the UE performs an RRC Connection Reestablishment procedure. 8 NR Automated Neighbor Relations (FAJ 121 5218) Related The Master Node prevents the UE with NR-DC connection from performing NCGI measurements without checking the relevant UE capabilities. Shared NR RAN (FAJ 121 5211) Related The Shared NR RAN feature is not supported to be used with NR-DC. Neither the MRL, nor the UE-selected 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 Feature Relationship Description PLMN is considered in PSCell selection. RAN Slicing Framework (FAJ 121 5095) Related The supported S-NSSAI list of the Secondary Node is not considered at PSCell selection. NR Mobility (FAJ 121 5041) Related When the mobility control at poor coverage function triggers the UE with NR-DC connection to perform inter-frequency or IRAT measurements, the Secondary Node is not aware of the measurement gaps configured in the Master Node for these measurements. This results in the Secondary Node continuing to schedule data in the SCG during the measurement gaps. All inter-gNodeB handovers for UEs connected with NR-DC are performed using NG-based handover. LTE-NR Dual Connectivity (FAJ 121 4908) Related The LTE-NR Dual Connectivity feature provides the means of configuring the following functions also used in NR-DC: — The primary path of uplink user data — The switching of downlink MCG and SCG radio resources of the Secondary Node terminated split DRB — The switching of uplink MCG and SCG radio resources of the Secondary Node terminated split DRB The configurable attributes to control the functions in EN-DC are also used in NR-DC. LTE-NR Downlink Aggregation (FAJ 121 4912) Related The LTE-NR Downlink Aggregation feature provides the means of configuring the following functions also used in NR-DC: — The downlink PDCP aggregation of the MCG and SCG radio resources 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 9 NR-NR Dual Connectivity Feature Relationship Description — The flow control mechanism The configurable attributes to control the functions in EN-DC are also used in NR-DC. LTE-NR Uplink Aggregation (FAJ 121 5091) Related The LTE-NR Uplink Aggregation feature provides the means of configuring whether uplink user data is aggregated over both the MCG and SCG radio resources in NR-DC. The configurable attribute to control the function in EN-DC is also used in NRDC. Uplink PDCP aggregation is disabled for NR-DC UEs when the primary data path is MCG. The MCG aggregation threshold that is introduced by the coveragecontrolled uplink PDCP aggregation function is not used for NR-DC UEs. NR 4CC DL Carrier Aggregation High- Related Band (FAJ 121 4902) The NR 4CC DL Carrier Aggregation High-Band feature enables up to four downlink component carriers for the SCG on the Secondary Node. NR 8CC DL Carrier Aggregation High- Related Band (FAJ 121 4964) The NR 8CC DL Carrier Aggregation High-Band feature enables up to eight downlink component carriers for the SCG on the Secondary Node. NR Uplink Carrier Aggregation HighBand (FAJ 121 5092) Related The NR Uplink Carrier Aggregation High-Band feature enables uplink carrier aggregation for the SCG on the Secondary Node. EPS Fallback for IMS Voice (FAJ 121 5059) Related At voice calls, the UE connected with NR-DC is possible to be redirected or handed over to LTE. NR Emergency Fallback to LTE (FAJ 121 5166) Related At emergency calls, the UE connected with NR-DC is possible to be redirected to LTE. Basic Voice over NR (FAJ 121 5219) Related The Secondary Node Addition and the Secondary Node Release procedures can be performed with minimum user data interruption of Master Node terminated PDU sessions. Therefore, the split DRBs for QoS flows in the Secondary Node terminated PDU sessions are kept 10 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 Feature Relationship Description during a VoNR call for UEs in HighBand coverage. NR Robust Header Compression for Voice (FAJ 121 5400) Related VoNR bearers that are set up with the profile 5QI=1 must not be set up as Secondary Node terminated split DRBs. Otherwise, performance degradation is expected. Advanced Downlink Single-User MIMO Mid-Band (FAJ 121 5262) Related For UEs configured with NR-DC, most of the traffic is transmitted through the SCG, therefore, the benefit of the enhanced SRS resource allocation function is less visible. NR Traffic Steering (FAJ 121 5458) Related If the UE is NR-DC-capable and all preconditions for the NR-DC setup are fulfilled in the serving cell, the Capability-Aware PCell Selection function of NR Traffic Steering is not triggered for the UE. The Bandwidth-Triggered InterSystem Handover function of NR Traffic Steering is triggered if NR-DC cannot be established for the UE during the first NR-DC measurement period. If the UE is configured with NR-DC, the evaluation of the Bandwidth-Triggered Inter-System Handover function is not triggered for the UE. Hardware No support for NR-DC if the Master Node and the Secondary Node are located in the same Baseband. Limitations No known limitations. Network Requirements — The UE must be capable of NR-DC and compliant with the 15.6.0 or later version of the RRC protocol. — The AMF in the 5GC must support the PDU Session Resource Modify Indication procedure compliant with the 15.8.0 or later version of the NGAP protocol. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 11 NR-NR Dual Connectivity — The RLC mode for a specific 5QI must be set to the same value in both the Master Node and in the Secondary Node. In both of the nodes, the RLC mode for a 5QI is set using the CUCP5qi.rlcMode attribute under the CUCP5qiTable MO for the corresponding 5QI. 12 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 3 Feature Operation of NR-NR Dual Connectivity 3.1 Master Node Criteria for NR-DC Setup An A4 measurement is used to detect that the UE is in High-Band coverage. The purpose of this inter-frequency measurement is that the UE finds a candidate PSCell cell on a High-Band frequency to establish NR-DC. The following conditions must be fulfilled, so that the Master Node configures the UE to start A4 measurements for the NR-DC setup: — The NR-NR Dual Connectivity feature is activated and operable on the Master Node. — The NrdcMnCellProfileUeCfg.nrdcEnabled attribute is set to true in the instance of the cell MO that represents the PCell on the Master Node. — At least one established PDU session is allowed by configuration to be Secondary Node terminated. — A measurement object, the SSB on one High-Band frequency, can be selected with all the following conditions being fulfilled: — The frequency of the measurement object is represented by an NRFrequency MO instance. — At least one NRFreqRelation MO instance must exist from the NRCellCU MO instance representing the PCell to the NRFrequency MO instance representing the High-Band frequency of the measurement object. Note: The NRFreqRelation MO instance between the PCell and the High-Band frequency must be created manually. — The UE is capable of at least one combination that supports NR-DC of the following bands: • At least one band of the PCell frequency. • At least one band of the NRFrequency MO representing the HighBand frequency of the measurement object. Such band combinations are checked against the list of the allowed band combinations. If the list exists, it contains the band combinations filtered by the operating band of the PCell frequency. If not, all bands of the PCell frequency are considered. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 13 NR-NR Dual Connectivity If multiple instances of the NRFrequency MO exist with different High-Band frequencies, the one with the lowest NR-ARFCN is selected. If all the preconditions for starting an A4 measurement are met, the Master Node configures the UE with the A4 measurement in the following cases: — At Initial Context Setup — At the PDU Session Resource Setup procedure — At the PDU Session Resource Modify procedure — At an incoming handover to the Master Node — At both the Master Node initiated and the Secondary Node initiated Secondary Node Release procedures The A4 measurement is configured for the UE during the RRC Reconfiguration procedure to have the SSB on one High-Band frequency as the measurement object. The trigger quantity for the A4 measurement is RSRP, and the measurement is started and stopped periodically. The measurement time is the sum of the NrdcMnCellProfileUeCfg.nrdcMeasTime attribute value and the value set in the timeToTrigger member of the NrdcMnCellProfileUeCfg.rsrpPSCellCandidate attribute. The measurement interval, while the measurement is halted, is configured by using the NrdcMnCellProfileUeCfg.nrdcMeasRestartTime attribute. This configurable periodicity of the measurement provides a means of limiting UE battery consumption. The A4 measurement is stopped and removed from the UE configuration at the Secondary Node Addition procedure. No A4 measurement is started while the UE is connected with NR-DC. When the Secondary Node Release procedure is triggered, either by the Master Node or the Secondary Node, the A4 measurement restarts. Measurement time Measurement time Measurement interval NR-DC configured Measurement interval Time [sec] Start A4 Measurement 1. Initial Context Setup 2. Incoming handover to Master Node 3. PDU Session Resource Setup 4. PDU Session Resource Modify Remove A4 Measurement 1. Master Node receives A4 measurement report 2. Secondary Node Addition Master Node or Secondary Node initiated Secondary Node Release Remove A4 Measurement Start A4 Measurement L0003103C Figure 4 A4 Measurement Handling and Periodicity A measurement gap pattern is always configured for A4 measurements in the Master Node and in the UE. For A4 measurements, the 3GPP-defined gap pattern 1 is used with a gap length of 6 ms and a gap repetition period of 80 ms. 14 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 The NrdcMnCellProfileUeCfg.rsrpPSCellCandidate attribute contains the following configurable members for the A4 measurement: threshold If the RSRP of any cells on the measured High-Band frequency is above this configured threshold, the UE sends an A4 measurement report to the Master Node. hysteresis The hysteresis is used to prevent the retriggering of an A4 measurement report if the measured value fluctuates close to the configured threshold. timeToTrigger The value defines how long the threshold criteria must be fulfilled before triggering an A4 measurement report. The UE sends the A4 measurement report to the Master Node in the RRC MeasurementReport message. The measurement report contains the PCI of a neighbor cell on the measured High-Band frequency. If the following criteria are met, the Master Node initiates the Secondary Node Addition procedure to the gNodeB hosting the PSCell candidate the UE reported: — The reported PCI can be mapped to an existing ExternalNRCellCU MO instance representing the PSCell candidate on the measured High-Band frequency. The MO is a child to the ExternalGNBCUCPFunction MO representing the Secondary Node in the MO structure of the Master Node. — One NRCellRelation MO instance exists between the ExternalNRCellCU MO and the NRCellCU MO instance that represents the serving PCell on the Master Node. Note: The NRCellRelation MO instance between the NRCellCU and ExternalNRCellCU MOs must be created manually. — At least one band combination exists in the list of allowed band combinations that contains the band of the found PSCell candidate. — A PDU session exists for this UE that is allowed to be Secondary Node terminated by configuration. — A connection over the Xn interface exists between the Master Node hosting the PCell and the Secondary Node hosting the PSCell candidate. The connection is represented by a TermPointToGNodeB MO instance. The MO is a child to the ExternalGNBCUCPFunction MO representing the Secondary Node in the MO structure of the Master Node. For the connection to be functional, the TermPointToGNodeB.administrativeState attribute must be set to UNLOCKED and the TermPointToGNodeB.operationalState attribute must display ENABLED. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 15 NR-NR Dual Connectivity Master Node MO Structure Secondary Node MO Structure on the Master Node GNBCUCPFunction NRCellCU ExternalGNBCUCPFunction NRNetwork A NRFrequency ExternalNRCellCU B C NRFreqRelation NRFrequency D E F NRCellRelation TermPointToGNodeB A NRCellCU.nRFrequencyRef D NRFreqRelation.nRFrequencyRef B ExternalNRCellCU.nRFrequencyRef E NRCellRelation.nRFreqRelationRef C NRCellRelation.nRCellRef F NRCellRelation.nRCellRef Parent-Child Connection Reference Connection L0003100A Figure 5 Master Node MO Structure with Relations Considered for A4 Measurements RELATED INFORMATION Reception of an A4 Measurement Report NR-DC Band Combination Selection PDU Session Resource Setup Procedure PDU Session Resource Modify Procedure Incoming Handover into a New PCell Secondary Node Addition Master Node Initiated Secondary Node Release Secondary Node Initiated Secondary Node Release 16 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 3GPP TS 38.331; NR; Radio Resource Control (RRC); Protocol specification 3.2 Termination Point Control of QoS Flows in the Master Node For each QoS flow, the 5GC provides a 5QI value and an ARP value. These values are compared to a framework of 5QI profiles and the configuration of Secondary Node termination to determine whether a QoS flow is allowed to be Secondary Node terminated or not. GNBCUCPFunction NrdcSnTermination CUCP5qiTable defaultNrdcSnTerm NrdcSnTerminationUeCfg nrdcSnTermAllowed CUCP5qi nrdcSnTerminationRef Legend Reference Connection Affected MOs and parameters L0003142A Figure 6 MO Structure for Controlling Secondary Node Termination of QoS Flows The CUCP5qi MO instance under the CUCP5qiTable MO contains the configuration of a specific 5QI profile. The CUCP5qi.nrdcSnTerminationRef attribute can contain a reference to an NrdcSnTermination MO instance. The NrdcSnTermination MO has the NrdcSnTerminationUeCfg MO as its child. The NrdcSnTermination and the NrdcSnTerminationUeCfg MOs are both defined by the operator or created automatically. The NrdcSnTerminationUeCfg.nrdcSnTermAllowed attribute is used to apply different settings for each ARP applicable to the 5QI profile referencing the parent NrdcSnTermination MO instance. The attribute is configured to control whether a QoS flow with the 5QI profile is allowed to be Secondary Node terminated or not. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 17 NR-NR Dual Connectivity Note: The NrdcSnTermination = SnTerminationProhibited MO instance is automatically created with a child NrdcSnTerminationUeCfg = Base MO instance. The NrdcSnTermination = SnTerminationProhibited MO instance with a child NrdcSnTerminationUeCfg = Base MO instance prohibits QoS flows for IMS signaling, voice, and latency-sensitive services to be terminated by the Secondary Node. It is recommended that this MO instance is used for such services, so that no manual configuration is needed. If the CUCP5qi.nrdcSnTerminationRef attribute is empty, any of the following cases is applicable: — If it exists, the automatically created NrdcSnTermination = SnTerminationProhibited MO instance with a child NrdcSnTerminationUeCfg = Base MO instance is used for the following services: • IMS signaling • Voice services • Latency-sensitive services — If it exists, the NrdcSnTermination MO instance with the NrdcSnTermination.defaultNrdcSnTerm attribute set to true is used for services other than IMS signaling, voice services, or latency-sensitive services. If no instance set as default of the NrdcSnTermination MO exists, the QoS flow with the specific 5QI is not allowed to be Secondary Node terminated. A PDU session is allowed to be Secondary Node terminated if all of its QoS flows are allowed to be Secondary Node terminated. By controlling QoS flow termination, a UE can use a combination of different types of PDU sessions. One type of PDU session has only Master Node terminated QoS flows, while the other has only Secondary Node terminated QoS flows. The same configuration, whether Secondary Node termination is allowed or not, is recommended for all QoS flows in the same PDU session. RELATED INFORMATION Bearer Type Change in NR-DC PDU Session Resource Modify Procedure Configure 5QI and ARP Levels for QoS Flows Allowed to Be Secondary Node Terminated 18 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 3.3 Bearer Type Change in NR-DC A bearer type change is when one type of DRB is reconfigured into the other. This occurs at different NR-DC procedures that trigger DRB reconfiguration. Bearer type changes exist between the following types of DRBs supported in NR-DC: — Master Node terminated MCG DRB — Secondary Node terminated split DRB The NR-DC-capable UE can be in one of the following states depending on the DRB type it uses: Idle Mode The UE is in RRC_IDLE mode. Connected Mode with NR-DC Not Configured The UE is connected to the Master Node using one or more Master Node terminated MCG DRBs only. Therefore, user plane traffic is transmitted through the Master Node only. At this stage, if all the criteria for starting an A4 measurement are met, the UE is configured by the Master Node to start A4 measurements to find a candidate PSCell on a High-Band frequency. At the reception of the A4 measurement report, the Master Node initiates the Secondary Node Addition procedure, if all the criteria for the procedure are met. During the Secondary Node Addition procedure, one or more Master Node terminated MCG DRBs that are allowed to be split by configuration are reconfigured to become Secondary Node terminated split DRBs. Connected Mode with NR-DC Configured The UE is connected in NR-DC both to the Master Node and the Secondary Node. The UE can use the following bearer types depending on the 5QI and ARP configuration of the QoS flows the DRBs carry: — One or more Secondary Node terminated split DRBs. — A combination of one or more Master Node terminated MCG DRBs and one or more Secondary Node terminated split DRBs. Different scenarios can trigger the Master Node initiated or the Secondary Node initiated Secondary Node Release procedure. The result is that the Secondary Node resources for the UE are released. Secondary Node terminated split DRBs are reconfigured into Master Node terminated MCG DRBs. The UE remains connected to the Master Node. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 19 NR-NR Dual Connectivity The UE can be released to RRC_IDLE mode when connected in NR-DC. The different UE state changes and the NR-DC procedures that trigger bearer type changes are shown in Figure 7. A4 Measurement-based Secondary Node Addition Initial Context Setup Connected Mode with NR-DC Not Configured Idle Mode RRC Connection Release Connected Mode with NR-DC Configured Master Node or Secondary Node initiated Secondary Node Release RRC Connection Release L0003102B Figure 7 UE State Changes at NR-DC Procedures RELATED INFORMATION NR-DC Deployment PDU Session Resource Setup Procedure PDU Session Resource Modify Procedure Incoming Handover into a New PCell Secondary Node Addition Master Node Initiated Secondary Node Release Secondary Node Initiated Secondary Node Release 3.4 User Plane Management With the Secondary Node resources available to the UE, the bearer type can be changed from Master Node terminated DRBs to Secondary Node terminated split DRBs. For Secondary Node terminated split DRBs, the user plane provided to the UE is set up in the following ways: — Downlink traffic is transmitted through the MCG or SCG radio resources of the Secondary Node terminated split DRB depending on the High-Band downlink radio link quality. Downlink data can be aggregated over both the MCG and SCG radio resources depending on the amount of data. 20 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 — Uplink traffic is transmitted either through the MCG or SCG radio resources of the Secondary Node terminated split DRB. The uplink data path through which the uplink traffic is transmitted is based initially on configuration and then the High-Band uplink radio link quality. Uplink user data can be aggregated over both the MCG and SCG radio resources depending on the following variables: — The amount of user data. — The UE capability to support splitting of uplink PDCP data on both the MCG and SCG for the Secondary Node terminated split DRB. — The configuration of the uplink data split threshold. The uplink PDCP aggregation function is enabled for NR-DC UEs only if the primary uplink data path is SCG. The different user plane management functions used in NR-DC are provided by the following features operable on the Secondary Node: — The LTE-NR Dual Connectivity provides the means of configuring the following functions also used in NR-DC: — The initial primary path of uplink user data — The switching of downlink MCG and SCG radio resources of the Secondary Node terminated split DRB — The switching of uplink MCG and SCG radio resources of the Secondary Node terminated split DRB — The LTE-NR Uplink Aggregation provides the means of configuring whether uplink user data is aggregated over both the MCG and SCG radio resources in NR-DC. The uplink data split threshold attribute QciProfileEndcConfigExt.ulDataSplitThresholdMcg that is intended for cases in which the primary path is MCG is not used for NR-DC UEs. — The LTE-NR Downlink Aggregation provides the means of configuring the following functions also used in NR-DC: — The downlink aggregation of the MCG and SCG radio resources — The flow control mechanism RELATED INFORMATION Bearer Type Change in NR-DC Parameters for NR-NR Dual Connectivity Secondary Node Initiated Secondary Node Modification 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 21 NR-NR Dual Connectivity LTE-NR Dual Connectivity LTE-NR Uplink Aggregation LTE-NR Downlink Aggregation 3.5 NR-DC Band Combination Selection The band combination and feature set are selected among the allowed ones to maximize SCG carrier aggregation and optimize Layer 1 and Layer 2 configuration. Band combinations contain the operating bands of the PCell frequency and the SCG frequencies that support NR-DC. The support of the different band combinations and feature sets is based on the NR-DC-specific capabilities of the UE. The Master Node requests the NR-DC-specific UE capabilities (if not received from the AMF) from the UE at Initial Context Setup. A candidate PSCell is considered if the UE is capable of a band combination supporting NR-DC that contains the following: — The band of the PCell frequency — The band of the High-Band frequency of the candidate PSCell Band combination and feature set selection is a distributed function between the Master Node and the Secondary Node according to the following steps: 1. The Master Node assembles a list of allowed band combinations based on the reported NR-DC-specific capabilities of the UE. This is done by the Master Node checking the following criteria: — If the band combination which contains the PCell frequency band supports NR-DC. — If the band combination and the feature set match the current PCell configuration. This check can result in one of the following outcomes: — If the list is not empty and it contains the High-Band frequency of the latest A4 measurement report in at least one band combination supporting NR-DC for the UE, the Secondary Node Addition procedure can be triggered. — The list is not empty, but it does not contain the High-Band frequency of the latest A4 measurement report in any band combinations supporting NR-DC for the UE. In this case, the Master Node does not trigger the Secondary Node Addition procedure at the reception of an A4 measurement report. However, subsequent A4 measurements can start. 22 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 — If the list is empty, the Master Node does not trigger the Secondary Node Addition procedure at the reception of an A4 measurement report. In addition, no subsequent A4 measurement is started while the UE remains in connected mode in the same PCell. 2. The Master Node signals the list of allowed band combinations to the Secondary Node at the Secondary Node Addition procedure using the XnAP S-NODE ADDITION REQUEST message. 3. At the reception of the XnAP S-NODE ADDITION REQUEST message, the Secondary Node uses the band combination list to perform the following actions: — To finalize the band combination and feature set selection. — To select a set of candidate High-Band SCells to be used in the SCG. The Secondary Node selects the best possible band combination and feature set based on whether that band combination supports NR-DC and is supported by 3GPP. It selects, for example, the number of carrier components, the MIMO layers and the type of modulation in a way that maximizes the Secondary Node throughput. 4. The Secondary Node signals the finalized selection of the band combination and feature set to the Master Node using the XnAP S-NODE ADDITION REQUEST ACKNOWLEDGE message. 5. At the reception of the XnAP S-NODE ADDITION REQUEST ACKNOWLEDGE message, the Master Node performs the following actions: — The Master Node configures NR-DC for the UE based on the band combination and the feature set selected by the Secondary Node. — The Master Node removes SCells on the Master Node and all the SCell measurements for the UE if carrier aggregation is applied on the Master Node. RELATED INFORMATION Master Node Criteria for NR-DC Setup PDU Session Resource Setup Procedure PDU Session Resource Modify Procedure Incoming Handover into a New PCell Secondary Node Addition 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 23 NR-NR Dual Connectivity 3GPP TS 38.101-3; NR; User Equipment (UE) radio transmission and reception; Part 3: Range 1 and Range 2 Interworking operation with other radios 3.6 User Activity Supervision For the UE configured with NR-DC, both the Master Node and the Secondary Node monitor user activity. The Master Node does it on UE level, considering the overall UE state of being active or inactive. The PDCP layer in the Master Node monitors the activity of all the Master Node terminated MCG DRBs for the UE. The DRB is inactive if it is not used for user data transmission during the time period defined by the inactivity timer set on the Master Node in the InactivityProfileUeCfg.tInactivityTimer attribute. The Master Node also monitors if NAS RRC messages are sent or received during the time period defined by the NAS inactivity timer. The timer is set in the Master Node using the GNBCUCPFunction.nasInactivityTime attribute expires. The PDCP layer in the Secondary Node monitors the activity of all Secondary Node terminated split DRBs. These DRBs are inactive if they are not used for user data transmission for the time value of the InactivityProfileUeCfg.tInactivityTimerNrdcSn attribute. When the Secondary Node detects that the activity state of the Secondary Node terminated split DRBs change (from active to inactive or from inactive to active), it sends the XnAP ACTIVITY NOTIFICATION message to the Master Node. This message is used to notify the Master Node about the activity state of the Secondary Node terminated split DRBs for the UE. Master Node Secondary Node GNBCUCPFunction.nasInactivityTime NAS RRC message sent or received Master Node terminated MCG DRBs active/inactive InactivityProfileUeCfg.tInactivityTimer Xn-C interface User activity supervision in NR-DC A Inactivity timer A Secondary Node terminated Split DRBs active/inactive XnAP ACTIVITY NOTIFICATION L0003117B Figure 8 User Activity Supervision in NR-DC 24 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 The Master Node releases the UE to RRC_IDLE mode when all the following criteria are fulfilled: — The Master Node terminated MCG DRBs are inactive as indicated by the expired inactivity timer. — The Secondary Node terminated split DRBs are inactive as indicated by the notification from the Secondary Node. — No NAS RRC messages are sent or received during the configured time period. RELATED INFORMATION UE Released to Idle Mode 3.7 Xn Link Break Handling An Xn link break occurs when the connection between the Master Node and the Secondary Node is lost over the Xn-C interface. The Xn link break can typically be caused by any of the following cases: — Transport failure occurs over the Xn interface. — Either the Master Node or the Secondary Node restarts or is not operational. — The local termination point of the Xn interface on the Master Node or on the Secondary Node is locked. This occurs when the TermPointToGNodeB.administrativeState attribute is set to LOCKED. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 25 NR-NR Dual Connectivity UE Master Node Secondary Node AMF Xn link break 1. Xn link break detected 1. Xn link break detected UEs with Secondary Node terminated split DRBs using the Xn link 2. NG Reset procedure NGAP NG RESET 3. RRC RRCConnectionRelease NGAP NG RESET ACKNOWLEDGE 4. Local resource cleanup 4. Local resource cleanup 5. Xn link recovery L0003114A Figure 9 Sequence of Xn Link Break Handling at Lost Xn Connection The Xn link break handling in NR-DC is done according to the following sequence: 1. The Xn link break is detected both in the Master Node and the Secondary Node independently. When the Xn link break is caused by setting the TermPointToGNodeB.administrativeState attribute to LOCKED, the SCTP association shuts down for transport over the Xn interface before the detection of the Xn link break. The TermPointToGNodeB.operationalState attribute displays DISABLED. If the termination point is locked on the Master Node, it is the Master Node that shuts down the SCTP association. If the termination point is locked on the Secondary Node, it is the Secondary Node that shuts down the SCTP association. 2. The NG Reset procedure is used between the Master Node and the AMF. a. The Master Node sends the NGAP NG RESET message to the AMF. This message contains the list of UEs using Secondary Node terminated split DRBs served by the broken Xn link. The message indicates the release of all the affected UEs. 26 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 b. The AMF responds to the Master Node with the NGAP NG RESET ACKNOWLEDGE message. 3. The Master Node initiates the release of all UEs served by the broken Xn link to RRC_IDLE mode. This is triggered when the Master Node sends the RRC RRCConnectionRelease message to the affected UEs. 4. All the MCG and the SCG radio resources of the Secondary Node terminated split DRBs, as well as all other UE-specific resources, allocated to the affected UEs are locally released. This occurs in both the Master Node and the Secondary Node simultaneously. 5. The Master Node and the Secondary Node initiate new Xn link setup attempts independently to restore connection over the Xn interface. However, when the Xn link break is caused by locking the termination point, no Xn link re-establishment is initiated either by the Master Node or the Secondary Node. The XnC Link to GNodeB Failure alarm is raised on both the Master Node and the Secondary Node at Xn link break. However, when the Xn link break is caused by locking the termination point, no alarm is raised either on the Master Node or on the Secondary Node. RELATED INFORMATION Detection of an Xn Link Break in the Master Node XnC Link to GNodeB Failure 3.8 Master Node Mobility Support in NR-DC 3.8.1 Intra-gNodeB Handover When NR-DC Is Configured The following intra-gNodeB mobility cases are supported in NR-DC for the Master Node: — Intra-frequency intra-gNodeB handover — Inter-frequency intra-gNodeB handover The intra-gNodeB handover follows the procedure of the NR Mobility feature. However, when used in NR-DC, the Master Node initiated Secondary Node Release procedure is performed during handover. After sending the RRC RRCReconfiguration to the UE, the Master Node initiates the Secondary Node Release procedure. With it, all PDU sessions for the UE that are Secondary Node terminated in the source cell are reconfigured to be Master Node terminated in the target cell. PDU sessions that are already Master Node 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 27 NR-NR Dual Connectivity terminated are kept. If Xn-U downlink TEIDs are provided, packet forwarding is performed for the Secondary Node terminated PDU sessions. After the UE responds to the Master Node with the RRC RRCReconfigurationComplete message, the Master Node uses the PDU Session Resource Modify Indication procedure to notify the AMF of the new NG-U downlink TEIDs provided during the Secondary Node Release procedure. If all criteria for starting A4 measurements are met, the Master Node configures the UE in the target cell to perform A4 measurements. The aim is to find a candidate PSCell for the Secondary Node Addition procedure. RELATED INFORMATION Outgoing Intra-System Handover from the Source Cell Incoming Handover into a New PCell Master Node Initiated Secondary Node Release Reception of an A4 Measurement Report NR Mobility 3.8.2 Inter-gNodeB Handover When NR-DC Is Configured The following inter-gNodeB mobility cases are supported in NR-DC for the Master Node over the NG interface: — Intra-frequency inter-gNodeB, NG-based handover — Inter-frequency inter-gNodeB, NG-based handover The inter-gNodeB, NG-based handover follows the procedure of the NR Mobility feature. However, when used in NR-DC, the Master Node initiated Secondary Node Release procedure is performed during the handover. After sending the RRC RRCReconfiguration to the UE, the source Master Node initiates the Secondary Node Release procedure. With it, all PDU sessions for the UE, regardless if Secondary Node or Master Node terminated, are moved from the source Master Node to the target gNodeB. On the target gNodeB, all the moved PDU sessions are reconfigured to be Master Node terminated. If Xn-U downlink TEIDs are provided, packet forwarding is performed for the Secondary Node terminated PDU sessions from the Secondary Node to the target gNodeB. Packet forwarding is also performed for Master Node terminated PDU session from the source Master Node to the target gNodeB. After the Secondary Node Release procedure, the source Master Node sends the NGAP UPLINK RAN STATUS TRANSFER message to the AMF. The message 28 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 contains the combined PDCP COUNT values from the source Master Node and the Secondary Node for AM DRBs. If all criteria for starting A4 measurements are met, the target gNodeB, acting as the Master Node, configures the UE in the target cell to perform A4 measurements. The aim is to find a candidate PSCell for the Secondary Node Addition procedure. RELATED INFORMATION Outgoing Intra-System Handover from the Source Cell Incoming Handover into a New PCell Master Node Initiated Secondary Node Release Reception of an A4 Measurement Report NR Mobility 3.8.3 IRAT Handover to LTE When NR-DC Is Configured The IRAT handover to LTE follows the procedure of the NR Mobility feature. However, when used in NR-DC, the Master Node initiates the UE context release to the Secondary Node. RELATED INFORMATION Outgoing IRAT Handover from the Master Node Master Node Initiated UE Context Release NR Mobility 3.8.4 Incoming IRAT Handover from LTE into an NR-DC-Capable PCell The handling of the incoming IRAT handover from LTE follows the procedure of the NR Mobility feature. If all criteria for starting A4 measurements are met, the target gNodeB, acting as the Master Node, configures the UE in the target cell to perform A4 measurements. The aim is to find a candidate PSCell for the Secondary Node Addition procedure. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 29 NR-NR Dual Connectivity RELATED INFORMATION Master Node Criteria for NR-DC Setup Incoming Handover into a New PCell NR Mobility 3.9 Scenarios for Master Node Triggered NR-DC Procedures 3.9.1 Reception of an A4 Measurement Report The UE, as configured to perform inter-frequency A4 measurements, reports the PCI of a candidate PSCell on a High-Band frequency to the Master Node. When an A4 measurement report is received by the Master Node, the Secondary Node Addition procedure starts if all the criteria for triggering the procedure are met. RELATED INFORMATION Master Node Criteria for NR-DC Setup Secondary Node Addition 3.9.2 UE Indicating SCG Radio Link Failure The UE can indicate RLF by sending the SCGFailureInformation RRC message to the Master Node in the following cases: — It is not possible to perform random access to the PSCell during the Secondary Node Addition procedure. — The configured maximum number of allowed RLC retransmissions is reached in uplink. — The timer set in the Rrc.t310 attribute expires. At the reception of the SCGFailureInformation RRC message, the Master Node initiates the Secondary Node Release procedure. 30 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 RELATED INFORMATION Master Node Initiated Secondary Node Release 3.9.3 UE Released to Idle Mode When the UE is released to RRC_IDLE mode by the Master Node, resources in the Secondary Node are released. This is triggered in the Secondary Node at the reception of the XnAP UE CONTEXT RELEASE message sent by the Master Node. RELATED INFORMATION Master Node Initiated UE Context Release 3.9.4 PDU Session Resource Setup Procedure During the PDU Session Resource Setup procedure, resources over the Uu and NG-C interfaces are assigned for one or more PDU sessions and their corresponding QoS flows. The procedure aims to set up DRBs corresponding to the QoS flows for a given UE. Connected Mode with NR-DC Not Configured Based on the configured 5QI and ARP values of each QoS flow in a PDU session, the following cases occur: — If the new PDU session is allowed to be Secondary Node terminated and all the criteria for starting an A4 measurement are met, the Master Node configures the UE to start A4 measurements if not already started. — If the new PDU session is not allowed to be Secondary Node terminated by configuration, the Master Node takes no action related to NR-DC at reception of the NGAP PDU SESSION RESOURCE SETUP REQUEST message. Connected Mode with NR-DC Configured When the UE is configured with NR-DC, setting up additional Secondary Node terminated PDU sessions is not supported. Such PDU sessions are set up as being Master Node terminated, regardless if the 5QI and ARP configuration allows Secondary Node termination. The PDU sessions remain to be Master Node terminated until the next time NR-DC is configured. RELATED INFORMATION Master Node Criteria for NR-DC Setup 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 31 NR-NR Dual Connectivity Termination Point Control of QoS Flows in the Master Node Reception of an A4 Measurement Report 3.9.5 PDU Session Resource Modify Procedure During the PDU Session Resource Modify procedure, the AMF requests the Master Node to modify the already existing PDU sessions for a given UE. The procedure is used to set up or release a QoS flow within an established PDU session. No action is taken when an existing QoS flow in a Secondary Node terminated PDU session is modified. A PDU session is modified to be allowed to be Secondary Node terminated by releasing QoS flows that prevent Secondary Node termination by configuration. A PDU session is modified not to be allowed to be Secondary Node terminated by adding QoS flows that prevent Secondary Node termination by configuration. Connected Mode with NR-DC Not Configured Based on the configured 5QI and ARP values of each QoS flow in a PDU session, the following cases occur: — When a PDU session becomes allowed to be Secondary Node terminated by releasing QoS flows and all the criteria for starting an A4 measurement are met, the Master Node configures the UE to start A4 measurements, if not already ongoing. — When no PDU session is allowed to be Secondary Node terminated any longer by adding QoS flows, the ongoing A4 measurement continues until the measurement time is up. However, A4 measurements are not restarted after that. Connected Mode with NR-DC Configured Based on the configured 5QI and ARP values of each QoS flow in a PDU session, the following cases occur: — When QoS flows are added to already established PDU sessions, the following restrictions apply: — If the established PDU session is Master Node terminated, newly-added QoS flows are always Master Node terminated, regardless of 5QI and ARP configuration. — If the established PDU session is Secondary Node terminated, newlyadded QoS flows are always Secondary Node terminated, regardless of 5QI and ARP configuration. When a QoS flow preventing Secondary Node termination is added to a Secondary Node terminated PDU session, the PDU session remains Secondary Node terminated. 32 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 — When the last QoS flow that prevents the PDU session from being Secondary Node terminated is released, the PDU session remains Master Node terminated and no action is taken. Such PDU sessions remain to be Master Node terminated until the next time NR-DC is configured. QoS Flow A1 QoS Flow B1 PDU Session A PDU Session B Master Node Secondary Node SDAP SDAP PDCP PDCP RLC RLC RLC MAC and Layer 1 MAC and Layer 1 Set up QoS Flow QoS Flow A1 Release QoS Flow QoS Flow B1 PDU Session A PDU Session B Master Node Secondary Node SDAP SDAP PDCP PDCP RLC QoS Flow B2 RLC RLC MAC and Layer 1 RLC PDCP RLC MAC and Layer 1 L0003104B Figure 10 Setting up and Releasing QoS Flow for Secondary Node Terminated PDU Session 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 33 NR-NR Dual Connectivity RELATED INFORMATION Master Node Criteria for NR-DC Setup Termination Point Control of QoS Flows in the Master Node Reception of an A4 Measurement Report Master Node Initiated Secondary Node Modification 3.9.6 PDU Session Resource Release Procedure During the PDU Session Resource Release procedure, resources of established PDU sessions are released for a given UE. Connected Mode with NR-DC Not Configured If the released PDU session was the last that was allowed to be Secondary Node terminated, the ongoing A4 measurement continues until the measurement time is up. However, A4 measurements are not restarted after that. Connected Mode with NR-DC Configured When the UE is configured with NR-DC, releasing a subset of Secondary Node terminated PDU sessions is not supported. When a subset of Secondary Node terminated PDU sessions is released, the following sequence applies: 1. Resources in the Secondary Node are released at the reception of the XnAP UE CONTEXT RELEASE message sent by the Master Node. 2. The Master Node requests the UE context release by sending the NGAP UE CONTEXT RELEASE REQUEST message to the AMF. 3. The UE is released to RRC_IDLE mode by the Master Node. When all Secondary Node terminated PDU sessions are released, resources in the Secondary Node are released at the reception of the XnAP UE CONTEXT RELEASE message sent by the Master Node. The UE remains connected to the Master Node. 34 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 QoS Flow A1 QoS Flow B1 PDU Session A PDU Session B Master Node Secondary Node SDAP SDAP PDCP PDCP RLC RLC RLC MAC and Layer 1 MAC and Layer 1 PDU Session Resource Release QoS Flow A1 PDU Session A Master Node SDAP PDCP RLC MAC and Layer 1 L0003116B Figure 11 Release of the Last Secondary Node Terminated PDU Session RELATED INFORMATION UE Released to Idle Mode Master Node Initiated UE Context Release 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 35 NR-NR Dual Connectivity 3.9.7 Detection of an Xn Link Break in the Master Node When an Xn link break is detected by the Master Node, all the UEs using Secondary Node terminated split DRBs served by the broken Xn link are released to RRC_IDLE mode by the Master Node. The outcome is the same if the Xn link break is caused by locking the termination point of the Xn interface on the Master Node. RELATED INFORMATION Xn Link Break Handling UE Released to Idle Mode 3.9.8 Outgoing Intra-System Handover from the Source Cell At all types of outgoing intra-system handover from the source cell on the Master Node, the Master Node initiates the Secondary Node Release procedure as part of the handover execution. RELATED INFORMATION Intra-gNodeB Handover When NR-DC Is Configured Inter-gNodeB Handover When NR-DC Is Configured Master Node Initiated Secondary Node Release 3.9.9 Incoming Handover into a New PCell At incoming handover into a new PCell, the Master Node can configure the UE to start A4 measurements to find a candidate PSCell on a High-Band frequency if the NR-DC-specific UE capabilities are known in the new PCell. The UE capabilities are not known in the new NR-DC-capable PCell in the following cases when the UE moves to this PCell from a non-NR-DC-capable cell the first time: — After UE registration to the 5GC — After incoming IRAT handover from LTE Therefore, no A4 measurement starts. The A4 measurement starts when the UE connects to the network the next time, or when a subsequent handover is performed to another NR-DC-capable new PCell. 36 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 RELATED INFORMATION Master Node Criteria for NR-DC Setup Intra-gNodeB Handover When NR-DC Is Configured Inter-gNodeB Handover When NR-DC Is Configured Incoming IRAT Handover from LTE into an NR-DC-Capable PCell 3.9.10 Outgoing IRAT Handover from the Master Node At an outgoing IRAT handover, the Master Node initiates the UE context release to the Secondary Node. RELATED INFORMATION IRAT Handover to LTE When NR-DC Is Configured Master Node Initiated UE Context Release 3.10 Scenarios for Secondary Node Triggered NR-DC Procedures 3.10.1 Secondary Node Detects Radio Link Failure The Secondary Node initiates the Secondary Node Release procedure when it detects that the configured maximum number of allowed RLC retransmissions is reached in downlink. RELATED INFORMATION Secondary Node Initiated Secondary Node Release 3.10.2 NR Cell or Sector Carrier Is Locked on the Secondary Node The Secondary Node initiates the Secondary Node Release procedure when either of the following attributes of the PSCell and the associated sector carrier is set to LOCKED: — NRCellDU.administrativeState 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 37 NR-NR Dual Connectivity — NRSectorCarrier.administrativeState RELATED INFORMATION Secondary Node Initiated Secondary Node Release 3.10.3 Random Access Timer Expiry in Secondary Node The Secondary Node initiates the Secondary Node Release procedure when it detects that the time for performing a successful random access to the PSCell is expired during the Secondary Node Addition procedure. RELATED INFORMATION Secondary Node Initiated Secondary Node Release 3.10.4 PDCP COUNT Threshold Is Reached The Secondary Node initiates the Secondary Node Release procedure when the uplink or the downlink PDCP COUNT threshold is reached for at least one Secondary Node terminated split DRB. During the procedure, the PDCP COUNT values are forwarded to the Master Node. In this case, the purpose of the Secondary Node initiated Secondary Node Release procedure is to prevent COUNT wrap-around. RELATED INFORMATION Secondary Node Initiated Secondary Node Release 3.10.5 High-Band Uplink Radio Link Quality Falls Below Configured Threshold in the PSCell If the High-Band uplink radio link quality falls below a configured threshold in the PSCell, the Secondary Node initiates the Secondary Node Modification procedure to change the uplink primary path from SCG to MCG. Note: The good quality of the MCG radio resources must be ensured by the UE that performs mobility procedures on the Master Node. The uplink PDCP aggregation is disabled when the primary uplink path is set to MCG after switching from the SCG to the MCG radio resources of the Secondary Node terminated split DRB. 38 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 RELATED INFORMATION Configuration Considerations for Switching of Uplink MCG and SCG Radio Resources of the Secondary Node Terminated Split DRB Secondary Node Initiated Secondary Node Modification 3.10.6 High-Band Uplink Radio Link Quality Rises Above Configured Threshold in the PSCell If the High-Band uplink radio link quality rises above a configured threshold in the PSCell, the Secondary Node initiates the Secondary Node Modification procedure to change the uplink primary path from MCG to SCG if all of the following conditions apply: — The primary uplink path for the transmission of PDCP PDUs is MCG. — The transmission of PDCP PDUs in uplink is active. — The GNBCUUPFunction.endcUlNrRetProhibTimer timer is not running. If the primary uplink path is switched back to SCG, the uplink PDCP aggregation is enabled. RELATED INFORMATION Configuration Considerations for Switching of Uplink MCG and SCG Radio Resources of the Secondary Node Terminated Split DRB Secondary Node Initiated Secondary Node Modification 3.11 NR-DC Procedures 3.11.1 Secondary Node Addition The Secondary Node Addition procedure establishes a UE context in the Secondary Node. This way, the Secondary Node can provide SCG and PDCP resources to the NR-DC-capable UE. At the Secondary Node Addition procedure, PDU sessions that are allowed to be Secondary Node terminated by configuration are moved to the Secondary Node. The following changes are applied: — All DRBs in the PDU session are reconfigured from Master Node terminated MCG DRBs to Secondary Node terminated split DRBs keeping the same DRB ID. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 39 NR-NR Dual Connectivity — New RLC and MAC entities are established for the Secondary Node terminated split DRBs in the Secondary Node. In the Master Node, the following options are available: — The RRC Reconfiguration procedure is performed without an intra-cell handover The RLC entity in the Master Node is reestablished by releasing the old RLC bearer and setting up a new RLC bearer for the reconfigured DRB. The PDCP is always reestablished when this option is used. This option is used when the number of the Master Node terminated MCG DRBs plus twice the number of the DRBs that are reconfigured from Master Node terminated to Secondary Node terminated is less than or equal to eight. — The RRC Reconfiguration procedure is performed with an intra-cell handover In this case, an intra-cell handover is performed in the Master Node to reestablish the RLC entities of the reconfigured DRBs. The DRBs are released and added again for the UE without PDCP re-establishment. This option is only used when the number of the Master Node terminated MCG DRBs plus twice the number of the DRBs that are reconfigured from Master Node terminated to Secondary Node terminated is greater than eight. — The security key is changed from the master key to the secondary key. — Downlink packet forwarding is performed over the Xn-U interface. — Any ongoing A4 measurements stop. 40 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 UE Master Node Secondary Node AMF 1. RRC MeasurementReport 2. XnAP S-NODE ADDITION REQUEST 3. XnAP S-NODE ADDITION REQUEST ACKNOWLEDGE 4. XnAP XN-U ADDRESS INDICATION 5. XnAP SN STATUS TRANSFER 6. RRC RRCReconfiguration 7. PCell Random Access 8. RRC RRCReconfigurationComplete 9. XnAP S-NODE RECONFIGURATION COMPLETE 10. PSCell Random Access 11. NGAP PDU SESSION RESOURCE MODIFY INDICATION 12. NGAP PDU SESSION RESOURCE MODIFY CONFIRM L0003144A Figure 12 Sequence of Secondary Node Addition 1. The NR-DC-capable UE sends an A4 measurement report to the Master Node in the RRC MeasurementReport message. When the A4 measurement report is received, the Master Node evaluates if all the criteria for the Secondary Node Addition procedure are met. If all the criteria are met, the Master Node initiates the Secondary Node Addition procedure to the Secondary Node that is the gNodeB that hosts the reported candidate PSCell on a High-Band frequency. 2. The Master Node sends the XnAP S-NODE ADDITION REQUEST message to the Secondary Node over the Xn-C interface. This message contains the following information: — The request to set up one or several PDU sessions terminated by the Secondary Node. For existing PDU sessions, the Master Node forwards information on the contained QoS flows and the NG-U uplink TEID. — The secondary key to be used in the Secondary Node. — The UE capabilities including the complete list of band combinations the UE reported. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 41 NR-NR Dual Connectivity — The PSCell candidate selected by the Master Node. — The list of allowed NR-DC band combinations. 3. The Secondary Node responds to the Master Node with the XnAP S-NODE ADDITION REQUEST ACKNOWLEDGE message. This message contains the following information: — The NG-U downlink TEID for each PDU session with QoS flows to be Secondary Node terminated. — The request to prepare MCG radio resources for the DRBs to be reconfigured as split. This is done by the Secondary Node providing Xn-U uplink TEIDs. — TEIDs provided by the Secondary Node for downlink packet forwarding for each DRB. — The CG-Config message containing the selected band combination and feature set. This list includes the PSCell and possibly SCells of the SCG. At the reception of the message, the Master Node removes SCells on the Master Node and all the SCell measurements for the UE, if carrier aggregation is applied on the Master Node. If needed, measurement gaps are configured for frequencies of the SCells to be removed. 4. The Master Node sends the XnAP XN-U ADDRESS INDICATION message to the Secondary Node. The message contains the Xn-U downlink TEIDs for the DRBs to be reconfigured as split. The DRBs to be reconfigured as split are suspended in the Master Node. 5. The Master Node can send the XnAP SN STATUS TRANSFER message to the Secondary Node for AM DRBs. The message is used to forward the PDCP COUNT values. At this stage, the DRBs to be reconfigured as split are suspended and downlink packet forwarding starts. 6. The Master Node sends the RRC RRCReconfiguration message to the UE over the Uu interface. The message includes the CG-Config message that contains information about the SCG. 7. Optionally, random access is performed in the PCell. This depends on whether an intra-cell handover is used or not. 8. The UE responds to the Master Node with the RRC RRCReconfigurationComplete message. The UE can start sending uplink user data in the MCG using the secondary key in the relocated PDCP. 9. The Master Node sends the XnAP S-NODE RECONFIGURATION COMPLETE message to the Secondary Node over the Xn-C interface. The message contains information on the successful reconfiguration of the UE. The DRBs reconfigured as split resume in the Secondary Node. The Secondary Node 42 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 can start sending downlink user data in the MCG using the secondary key in the relocated PDCP. 10. The UE performs the random access procedure in the PSCell. After a successful random access procedure, the Secondary Node can send and receive user data in the SCG using the secondary key. 11. The Master Node sends the NGAP PDU SESSION RESOURCE MODIFY INDICATION message to the AMF over the NG-C interface to provide the new NG-U downlink TEID that is used by the UPF. After the path update, the UPF starts sending downlink user data to the Secondary Node. 12. The AMF confirms the path update by responding to the Master Node with the NGAP PDU SESSION RESOURCE MODIFY CONFIRM message. The following messages in the sequence are initiated in parallel: — XnAP SN STATUS TRANSFER — RRC RRCReconfiguration — NGAP PDU SESSION RESOURCE MODIFY INDICATION RELATED INFORMATION Master Node Criteria for NR-DC Setup Bearer Type Change in NR-DC NR-DC Band Combination Selection Reception of an A4 Measurement Report 3.11.2 Master Node Initiated Secondary Node Modification The Master Node initiated Secondary Node Modification procedure is used to set up new QoS flows or release existing QoS flows for already established Secondary Node terminated PDU sessions for a UE connected with NR-DC. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 43 NR-NR Dual Connectivity UE Master Node Secondary Node 1. XnAP S-NODE MODIFICATION REQUEST 2. XnAP S-NODE MODIFICATION RESPONSE 3. XnAP XN-U ADDRESS INDICATION 4. RRC RRCReconfiguration 5. RRC RRCReconfigurationComplete L0003147A Figure 13 Sequence of Master Node Initiated Secondary Node Modification 1. The Master Node sends the XnAP S-NODE MODIFICATION REQUEST message to the Secondary Node to request that the Secondary Node modifies an already established Secondary Node terminated PDU session in either of the following ways: — If a new QoS flow is added to the PDU session, this QoS flow is set up as Secondary Node terminated, regardless of 5QI and ARP configuration. — If a QoS flow is released from the PDU session, the PDU session and all its QoS flows remain Secondary Node terminated. 2. The Secondary Node replies to the Master Node with the XnAP S-NODE MODIFICATION REQUEST ACKNOWLEDGE to indicate the modification of the resources for PDU sessions terminated by the Secondary Node. 3. The Master Node sends the XnAP XN-U ADDRESS INDICATION message to the Secondary Node if the PDU session resource modification includes adding new QoS flows to already established Secondary Node terminated PDU sessions. 4. The Master Node updates the UE with information on the modified PDU sessions with the RRC RRCReconfiguration message. 5. The UE responds with the RRC RRCReconfigurationComplete message to the Master Node. RELATED INFORMATION PDU Session Resource Modify Procedure 44 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 3.11.3 Secondary Node Initiated Secondary Node Modification The Secondary Node initiated Secondary Node Modification procedure is used to transfer information about the new uplink primary path to the UE over the Master Node if the High-Band uplink radio link quality drops below or rises above a configurable threshold value. Afterwards, the UE is reconfigured to change the uplink primary path of PDCP PDU transmission. UE Master Node Secondary Node 1. XnAP S-NODE MODIFICATION REQUIRED 2. RRC RRCReconfiguration 3. RRC RRCReconfigurationComplete 4. XnAP S-NODE MODIFICATION CONFIRM L0003309A Figure 14 Sequence of Secondary Node Initiated Secondary Node Modification 1. The Secondary Node initiates the Secondary Node Modification procedure by sending the XnAP S-NODE MODIFICATION REQUIRED message to the Master Node over the Xn-C interface. 2. The Master Node sends the RRC RRCReconfiguration message to the UE over the Uu interface. 3. The UE responds to the Master Node by sending the RRC RRCReconfigurationComplete message. 4. The Master Node responds with the XnAP S-NODE MODIFICATION CONFIRM message to the Secondary Node. RELATED INFORMATION High-Band Uplink Radio Link Quality Falls Below Configured Threshold in the PSCell High-Band Uplink Radio Link Quality Rises Above Configured Threshold in the PSCell User Plane Management Parameters for NR-NR Dual Connectivity 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 45 NR-NR Dual Connectivity 3.11.4 Master Node Initiated UE Context Release Master Node Secondary Node XnAP UE CONTEXT RELEASE L0003163A Figure 15 Sequence of Master Node Initiated UE Context Release The Master Node requests the Secondary Node to release all the SCG resources for the UE by sending the XnAP UE CONTEXT RELEASE message over the Xn-C interface to the Secondary Node. RELATED INFORMATION UE Released to Idle Mode PDU Session Resource Release Procedure Outgoing IRAT Handover from the Master Node Master Node Initiated Secondary Node Release Secondary Node Initiated Secondary Node Release 3.11.5 Master Node Initiated Secondary Node Release The Master Node initiated Secondary Node Release procedure triggers the release of the UE context at the Secondary Node. The Master Node initiated Secondary Node Release procedure is triggered by one of the following scenarios: — The UE detects RLF in the SCG. — Any type of intra-system handover is performed from the source cell on the Master Node. At the Master Node initiated Secondary Node Release procedure, Secondary Node terminated PDU sessions are moved to the Master Node. The following changes are applied: 46 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 — All DRBs in the PDU session are reconfigured from Secondary Node terminated split DRBs to Master Node terminated MCG DRBs keeping the same DRB ID. — RLC and MAC entities established at the Secondary Node Addition procedure are released for the DRBs to be reconfigured from Secondary Node terminated into Master Node terminated. In the Master Node, the following options are available: — The RRC Reconfiguration procedure is performed without an intra-cell handover The RLC entity in the Master Node is reestablished by releasing the old RLC bearer and setting up a new RLC bearer for the reconfigured DRB. The PDCP is always reestablished when this option is used. This option is used when the number of the Master Node terminated MCG DRBs plus twice the number of the DRBs that are reconfigured from Secondary Node terminated to Master Node terminated is less than or equal to eight. — The RRC Reconfiguration procedure is performed with an intra-cell handover In this case, an intra-cell handover is performed in the Master Node to reestablish the RLC entities of the reconfigured DRBs. The DRBs are released and added again for the UE without PDCP reestablishment. This option is only used in either of the following cases: • When the number of the Master Node terminated MCG DRBs plus twice the number of the DRBs that are reconfigured from Secondary Node terminated to Master Node terminated is greater than eight. • At least one UM DRB is reconfigured from Secondary Node terminated into Master Node terminated. — The security key is changed from the secondary key to the master key. — Downlink packet forwarding is performed over the Xn-U interface. — If all the criteria for starting an A4 measurement are met, the Master Node configures the UE to start A4 measurements. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 47 NR-NR Dual Connectivity UE Master Node Secondary Node AMF 1. XnAP S-NODE RELEASE REQUEST 2. XnAP S-NODE RELEASE REQUEST ACKNOWLEDGE 3. XnAP XN-U ADDRESS INDICATION 4. XnAP SN STATUS TRANSFER 5. RRC RRCReconfiguration 6. PCell Random Access 7. RRC RRCReconfigurationComplete 8. NGAP PDU SESSION RESOURCE MODIFY INDICATION 9. NGAP PDU SESSION RESOURCE MODIFY CONFIRM 10. XnAP UE CONTEXT RELEASE L0003145A Figure 16 Sequence of Master Node Initiated Secondary Node Release 1. If one of the trigger conditions is detected, the Master Node initiates the release of the Secondary Node. To initiate the procedure, the Master Node sends the XnAP S-NODE RELEASE REQUEST message over the Xn-C interface. With this message, the Master Node triggers the release of the SCG resources for a specific UE. 2. The Secondary Node replies with the XnAP S-NODE RELEASE REQUEST ACKNOWLEDGE message. The message contains the following information: — The list of PDU sessions with Secondary Node terminated QoS flows to be released. — Information on the QoS flows that the Secondary Node terminated PDU sessions contain. — The request for downlink packet forwarding. 3. The Master Node sends the XnAP XN-U ADDRESS INDICATION message to the Secondary Node with information on TEIDs for packet forwarding. When the message is received, the downlink packet forwarding starts. 4. The Secondary Node can send the XnAP SN STATUS TRANSFER message to the Master Node for AM DRBs. The message is used to forward the PDCP COUNT values. 48 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 5. The Master Node sends the RRC RRCReconfiguration message to the UE over the Uu interface. The message indicates to the UE that the SCG resources are released, and contains the A4 measurement configuration. 6. Optionally, random access is performed in the PCell. This depends on whether an intra-cell handover is used or not. 7. The UE responds to the Master Node by sending the RRC RRCReconfigurationComplete message. The Master Node can start sending and receiving user data using the master key in the relocated PDCP. After the UE reconfiguration is confirmed, the DRBs reconfigured as Master Node terminated resume in the Master Node. 8. The Master Node sends the NGAP PDU SESSION RESOURCE MODIFY INDICATION message to the AMF over the NG-C interface to provide the new NG-U downlink TEID that is used by the UPF. After the path update, the UPF starts sending downlink user data to the Master Node. 9. The AMF confirms the path update by responding to the Master Node with the NGAP PDU SESSION RESOURCE MODIFY CONFIRM message. 10. The Master Node requests the Secondary Node to release all the SCG resources for the UE by sending the XnAP UE CONTEXT RELEASE message over the Xn-C interface to the Secondary Node. The following messages in the sequence are initiated in parallel: — XnAP SN STATUS TRANSFER — RRC RRCReconfiguration — NGAP PDU SESSION RESOURCE MODIFY INDICATION — XnAP UE CONTEXT RELEASE RELATED INFORMATION Bearer Type Change in NR-DC UE Indicating SCG Radio Link Failure Outgoing Intra-System Handover from the Source Cell 3.11.6 Secondary Node Initiated Secondary Node Release The Secondary Node initiated Secondary Node Release procedure triggers the release of the UE context at the Secondary Node. The Secondary Node initiated Secondary Node Release procedure is triggered by one of the following scenarios: 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 49 NR-NR Dual Connectivity — The Secondary Node detects RLF. — The PSCell or the underlying sector carrier is locked. — The random access timer expires in the Secondary Node. — The PDCP COUNT threshold is reached for a Secondary Node terminated split DRB. At the Secondary Node initiated Secondary Node Release procedure, Secondary Node terminated PDU sessions are moved to the Master Node. The following changes are applied: — All DRBs in the PDU session are reconfigured from Secondary Node terminated split DRBs to Master Node terminated MCG DRBs keeping the same DRB ID. — RLC and MAC entities established at the Secondary Node Addition procedure are released for the DRBs to be reconfigured from Secondary Node terminated into Master Node terminated. In the Master Node, the following options are available: — The RRC Reconfiguration procedure is performed without an intra-cell handover The RLC entity in the Master Node is reestablished by releasing the old RLC bearer and setting up a new RLC bearer for the reconfigured DRB. The PDCP is always reestablished when this option is used. This option is used when the number of the Master Node terminated MCG DRBs plus twice the number of the DRBs that are reconfigured from Secondary Node terminated to Master Node terminated is less than or equal to eight. — The RRC Reconfiguration procedure is performed with an intra-cell handover In this case, an intra-cell handover is performed in the Master Node to reestablish the RLC entities of the reconfigured DRBs. The DRBs are released and added again for the UE without PDCP reestablishment. This option is only used in either of the following cases: • When the number of the Master Node terminated MCG DRBs plus twice the number of the DRBs to be reconfigured from Secondary Node terminated to Master Node terminated is greater than eight. • At least one UM DRB is reconfigured from Secondary Node terminated into Master Node terminated. — The security key is changed from the secondary key to the master key. — Downlink packet forwarding is performed over the Xn-U interface. 50 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 — If all the criteria for starting an A4 measurement are met, the Master Node configures the UE to start A4 measurements. UE Master Node Secondary Node AMF 1. XnAP S-NODE RELEASE REQUIRED 2. XnAP S-NODE RELEASE CONFIRM 3. XnAP SN STATUS TRANSFER 4. RRC RRCReconfiguration 5. PCell Random Access 6. RRC RRCReconfigurationComplete 7. NGAP PDU SESSION RESOURCE MODIFY INDICATION 8. NGAP PDU SESSION RESOURCE MODIFY CONFIRM 9. XnAP UE CONTEXT RELEASE L0003146A Figure 17 Sequence of Secondary Node Initiated Secondary Node Release 1. If one of the trigger conditions is detected, the Secondary Node initiates the release of the Secondary Node. To initiate the procedure, the Secondary Node sends the XnAP S-NODE RELEASE REQUIRED message to the Master Node over the Xn-C interface. The message contains the following information: — The list of PDU sessions with Secondary Node terminated QoS flows to be released. — Information on the QoS flows that the Secondary Node terminated PDU sessions contain. — The request for downlink packet forwarding. 2. The Master Node replies with the XnAP S-NODE RELEASE CONFIRM message to the Secondary Node with information on TEIDs for packet forwarding. When the message is received, the downlink packet forwarding starts. 3. The Secondary Node can send the XnAP SN STATUS TRANSFER message to the Master Node for AM DRBs. The message is used to forward the PDCP COUNT values. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 51 NR-NR Dual Connectivity 4. The Master Node sends the RRC RRCReconfiguration message to the UE over the Uu interface. The message indicates to the UE that the SCG resources are released, and contains the A4 measurement configuration. 5. Optionally, random access is performed in the PCell. This depends on whether an intra-cell handover is used or not. 6. The UE responds to the Master Node by sending the RRC RRCReconfigurationComplete message. The Master Node can start sending and receiving user data using the master key in the relocated PDCP. After the UE reconfiguration is confirmed, the DRBs reconfigured as Master Node terminated resume in the Master Node. 7. The Master Node sends the NGAP PDU SESSION RESOURCE MODIFY INDICATION message to the AMF over the NG-C interface to provide the new NG-U downlink TEID that is used by the UPF. After the path update, the UPF starts sending downlink user data to the Master Node. 8. The AMF confirms the path update by responding to the Master Node with the NGAP PDU SESSION RESOURCE MODIFY CONFIRM message. 9. The Master Node requests the Secondary Node to release all the SCG resources for the UE by sending the XnAP UE CONTEXT RELEASE message over the Xn-C interface to the Secondary Node. The following messages in the sequence are initiated in parallel: — XnAP SN STATUS TRANSFER — RRC RRCReconfiguration — NGAP PDU SESSION RESOURCE MODIFY INDICATION — XnAP UE CONTEXT RELEASE RELATED INFORMATION Bearer Type Change in NR-DC Secondary Node Detects Radio Link Failure NR Cell or Sector Carrier Is Locked on the Secondary Node Random Access Timer Expiry in Secondary Node PDCP COUNT Threshold Is Reached 52 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 4 Network Impact of NR-NR Dual Connectivity The feature affects data throughput, retainability, and UE battery life. It introduces and adds information to signaling messages over external interfaces. Capacity and Performance Data throughput for the UE is expected to increase when Secondary Node terminated split DRBs are used. This is because the SCG provides increased bandwidth with High-Band frequencies. When using the Secondary Node terminated split DRB, the following impact can be expected on Master Node and Secondary Node traffic: — Data traffic volume over the Secondary Node to the UE increases. — Data traffic volume over the Master Node to the UE might decrease as most of the traffic flows through the SCG. — Total user throughput might increase. — Signaling is expected to increase over the following interfaces: — The NG-C interface between the Master Node and the 5GC — The Uu interface between the Master Node and the UE — The Xn-C interface between the Master Node and the Secondary Node With the activation of the feature, impact on Retainability can be expected. This is because at feature activation, both the Master Node with the feature activated and also the neighbor gNodeBs without the feature start requesting NR-DCspecific UE capabilities. The increased number of RRC UECapabilityEnquiry messages sent to UEs occurs for one of the following reasons: — The AMF does not support storing or updating UE capabilities. — The UE uses an RRC protocol version older than 15.6.0. Such UEs are not able to indicate if NR-DC-specific capabilities were already requested by the network or not. This Retainability impact can affect the network in the following ways: — An increase in the network load can be expected because of the frequent requests for NR-DC-specific UE capabilities. — The risk of dropping the connection increases for UEs that are at the cell edge or in bad radio conditions. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 53 NR-NR Dual Connectivity Interfaces The feature affects the following external interfaces: Xn-C The feature introduces the following messages over the Xn-C interface: — ACTIVITY NOTIFICATION — ERROR INDICATION (different message instances for UE-associated and non-UE associated signaling) — S-NODE ADDITION REQUEST — S-NODE ADDITION REQUEST ACKNOWLEDGE — S-NODE ADDITION REQUEST REJECT — S-NODE MODIFICATION CONFIRM — S-NODE MODIFICATION REFUSE — S-NODE MODIFICATION REQUIRED — S-NODE MODIFICATION REQUEST — S-NODE MODIFICATION REQUEST ACKNOWLEDGE — S-NODE MODIFICATION REQUEST REJECT — S-NODE RECONFIGURATION COMPLETE — S-NODE RELEASE REQUEST — S-NODE RELEASE REQUEST ACKNOWLEDGE — S-NODE RELEASE REJECT — S-NODE RELEASE REQUIRED — S-NODE RELEASE CONFIRM — SN STATUS TRANSFER — UE CONTEXT RELEASE — XN-U ADDRESS INDICATION NG-C The feature introduces the following messages: — PDU SESSION RESOURCE MODIFY INDICATION — PDU SESSION RESOURCE MODIFY CONFIRM 54 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 The feature uses the following messages at Xn link break: — NG RESET — NG RESET ACKNOWLEDGE Uu — The SCGFailureInformation RRC message is introduced by the feature. — The following RRC messages are modified containing NR-DC information: — RRCReconfiguration — CG-Config — CG-ConfigInfo Other Network Elements Higher UE battery consumption is expected when NR-DC-capable UEs perform A4 measurements or use the Secondary Node resources. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 55 NR-NR Dual Connectivity 5 Parameters for NR-NR Dual Connectivity The feature introduces new configurable parameters. It uses parameters of the LTE-NR Dual Connectivity, the LTE-NR Downlink Aggregation, and the LTE-NR Uplink Aggregation features for user plane management. Table 2 Parameter Type Description NrdcControl Introduced See MOM description. NrdcMnCellProfile Introduced See MOM description. NrdcMnCellProfileUeC fg Introduced See MOM description. NrdcSnTermination Introduced See MOM description. NrdcSnTerminationUeC fg Introduced See MOM description. Table 3 56 MOs Introduced by NR-NR Dual Connectivity Attributes for PCell Configuration on the Master Node Parameter Type Description NRCellCU.nrdcMnCellP rofileRef Introduced See MOM description. NrdcControl.nrdcCont rolId Introduced See MOM description. NrdcMnCellProfile.nr dcMnCellProfileId Introduced See MOM description. NrdcMnCellProfile.re servedBy Introduced See MOM description. NrdcMnCellProfileUeC fg.nrdcMnCellProfile UeCfgId Introduced See MOM description. NrdcMnCellProfileUeC fg.nrdcEnabled Introduced See MOM description. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 Table 4 Attributes on the Master Node to Configure PDU Session Termination Parameter Type Description CUCP5qi.nrdcSnTermin ationRef Introduced See MOM description. NrdcSnTermination.de faultNrdcSnTerm Introduced See MOM description. NrdcSnTermination.nr dcSnTerminationId Introduced See MOM description. NrdcSnTermination.re servedBy Introduced See MOM description. NrdcSnTerminationUeC fg.nrdcSnTermAllowed Introduced See MOM description. NrdcSnTerminationUeC fg.nrdcSnTermination UeCfgId Introduced See MOM description. Table 5 Attributes to Configure Xn Interface Timers for NR-DC Procedures Parameter Type Description GNBCUCPFunction.tXnD cOverall Introduced See MOM description. GNBCUCPFunction.tXnD cPrep Introduced See MOM description. Table 6 Attributes to Configure A4 Measurements Parameter Type Description NrdcMnCellProfileUeC fg.nrdcMeasRestartTi me Introduced See MOM description. NrdcMnCellProfileUeC fg.nrdcMeasTime Introduced See MOM description. NrdcMnCellProfileUeC fg.rsrpPSCellCandida te Introduced See MOM description. The attribute contains the ReportConfigA4Rsrp struct with the following configurable members: — threshold 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 57 NR-NR Dual Connectivity Parameter Type Description — hysteresis — timeToTrigger Table 7 Attributes to Configure Inactivity Timers Parameter Type Description InactivityProfileUeC fg.tInactivityTimerN rdcSn Introduced See MOM description. GNBCUCPFunction.nasI nactivityTime Affecting See MOM description. InactivityProfileUeC fg.tInactivityTimer Affecting See MOM description. Table 8 Attributes on the Secondary Node to Configure Radio Link Failure Conditions The table contains the attributes used to configure Radio Link Failure (RLF) conditions for the SCG resources available for the UE. For more information on the configuration, see the relevant section of the LTE-NR Dual Connectivity feature description. Parameter Type Description Rrc.t310 Affecting See MOM description. Rrc.t304 Affecting See MOM description. DataRadioBearer.dlMa xRetxThreshold Affecting See MOM description. DataRadioBearer.ulMa xRetxThreshold Affecting See MOM description. DataRadioBearer.tPol lRetransmitDl Affecting See MOM description. DataRadioBearer.tPol lRetransmitUl Affecting See MOM description. Table 9 Attributes of LTE-NR Dual Connectivity Used in NR-DC The table contains the attributes used to configure the initial primary path of uplink user data, and the uplink and downlink thresholds for MCG and SCG radio resource switching of the LTE-NR Dual Connectivity feature used in NR-DC. For 58 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 more information on the functions and configurations, see the relevant sections of the LTE-NR Dual Connectivity feature description. Parameter Type Description GNBCUUPFunction.endc UlNrRetProhibTimer Affecting See MOM description. NRCellDU.endcUlLegSw itchEnabled Affecting See MOM description. NRCellDU.endcUlNrLow QualThresh Affecting See MOM description. NRCellDU.endcUlNrQua lHyst Affecting See MOM description. NRCellDU.endcDlNrLow QualThresh Affecting See MOM description. NRCellDU.endcDlNrQua lHyst Affecting See MOM description. QciProfileEndcConfig Ext.initialUplinkCon f Affecting See MOM description. Table 10 Attributes of LTE-NR Uplink Aggregation Used in NR-DC The table contains the attribute used to configure whether uplink user data is aggregated over the MCG and SCG radio resources of the LTE-NR Uplink Aggregation feature used in NR-DC. In addition, the uplink PDCP aggregation function is applicable for NR-DC if the primary uplink data path is SCG. For more information on the function and the configuration, see the relevant sections of the LTE-NR Uplink Aggregation feature description. Parameter Type Description QciProfileEndcConfig Ext.ulDataSplitThres hold Affecting See MOM description. Table 11 Attributes of LTE-NR Downlink Aggregation Used in NR-DC The table contains the attributes used to configure the flow control mechanism and the downlink aggregation of the MCG and SCG radio resources of the LTENR Downlink Aggregation feature used in NR-DC. For more information on the 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 59 NR-NR Dual Connectivity functions and configurations, see the relevant sections of the LTE-NR Downlink Aggregation feature description. Parameter Type Description GNBCUUPFunction.endc DlNrRetProhibTimer Affecting See MOM description. GNBCUUPFunction.dcDl AggExpiryTimer Affecting See MOM description. GNBCUUPFunction.dlPd cpSpsTargetTimeLTE Affecting See MOM description. GNBCUUPFunction.dlPd cpSpsTargetTimeNR Affecting See MOM description. GNBCUUPFunction.dcDl AggActTime Affecting See MOM description. GNBCUUPFunction.dcDl PdcpInitialMcgRate Affecting See MOM description. GNBCUUPFunction.dcDl PdcpInitialScgRate Affecting See MOM description. CUUP5qi.dcDlPdcpAggr PrioCg Affecting See MOM description. CUUP5qi.dcDlPdcpAggr TimeDiffCg Affecting See MOM description. CUUP5qi.dcDlPdcpAggr TimeDiffProhibit Affecting See MOM description. CUUP5qi.dcDlPdcpAggr TimeDiffThresh Affecting See MOM description. Table 12 60 Attributes Used for AQM Configuration on the Secondary Node Parameter Type Description CUUP5qi.aqmMode Affecting See MOM description. CUUP5qi.estimatedE2E RTT Affecting See MOM description. CUUP5qi.packetDelayB udget Affecting See MOM description. CUUP5qi.packetDelayB udgetOffset Affecting See MOM description. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 RELATED INFORMATION Master Node Criteria for NR-DC Setup Termination Point Control of QoS Flows in the Master Node User Plane Management User Activity Supervision TCP Optimization for the Secondary Node Terminated Split DRB in NR-DC Configure 5QI and ARP Levels for QoS Flows Allowed to Be Secondary Node Terminated Secondary Node Initiated Secondary Node Modification LTE-NR Dual Connectivity LTE-NR Uplink Aggregation LTE-NR Downlink Aggregation 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 61 NR-NR Dual Connectivity 6 Performance of NR-NR Dual Connectivity The feature introduces Performance Indicators to monitor Secondary Node Addition and Release. New PM counters and PM events are introduced by the feature, and existing ones can also be used to monitor the different feature functions. KPIs This feature has no associated Key Performance Indicators. Performance Indicators The Performance Indicators for monitoring the Secondary Node Addition procedure are shown in Table 13. Table 13 Performance Indicators for Monitoring Secondary Node Addition Performance Indicator Formula NR-DC Setup Success Rate Captured on Master gNodeB (expressed in percentage) 100 × NRCellCU.pmNrdcSetupUeMnSucc / NRCellCU.pmNrdcSetupUeMnAtt NR-DC Setup Success Rate Captured on Secondary gNodeB (expressed in percentage) NRCellCU.pmNrdcSetupUeSnSucc / NRCellCU.pmNrdcSetupUeSnAtt 100 × The Performance Indicators for monitoring the Secondary Node Release procedures are shown in Table 14. Table 14 Performance Indicators for Monitoring Secondary Node Release Performance Indicator Formula NR-DC Relocation Success Rate Captured on Master gNodeB (expressed in percentage) 100 × NRCellCU.pmNrdcRelRelocUeMnSucc / NRCellCU.pmNrdcRelRelocUeMnAtt NR-DC Release Abnormal Active Rate Captured on Secondary gNodeB (expressed in percentage) 62 100 × NrdcRellUeSnAbnormalAct / NrdcRellUeTotal NrdcRellUeSnAbnormalAct NRCellCU.pmNrdcR elUeSnAbnormalMn InitAct + NRCellCU.pmNrdcR elUeSnAbnormalSn InitAct 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 Performance Indicator Formula NrdcRell NRCellCU.pmNrdcRelUeSn UeTotal Normal + NRCellCU.pmNrdcRelUeSn AbnormalMnInit + NRCellCU.pmNrdcRelUeSn AbnormalSnInit Counters The following PM counters are used to monitor Accessibility for the Secondary Node Addition procedure: — NRCellCU.pmNrdcSetupUeMnAtt — NRCellCU.pmNrdcSetupUeMnSucc — NRCellCU.pmNrdcSetupUeSnAtt — NRCellCU.pmNrdcSetupUeSnSucc The following PM counters are used to monitor packet forwarding in NR-DC: — GNBCUUPFunction.pmPdcpPktFwdRecDlQos — GNBCUUPFunction.pmPdcpPktFwdRecDlDiscQos — EP_XnU.pmPdcpPktFwdTransDlQos — EP_XnU.pmPdcpPktFwdTransDlDiscQos The following PM counters are used to monitor Retainability for the Secondary Node Release procedures: — NRCellCU.pmNrdcRelRelocUeMnAtt — NRCellCU.pmNrdcRelRelocUeMnSucc — NRCellCU.pmNrdcRelUeSnNormal — NRCellCU.pmNrdcRelUeSnAbnormalMnInit — NRCellCU.pmNrdcRelUeSnAbnormalMnInitAct — NRCellCU.pmNrdcRelUeSnAbnormalSnInit — NRCellCU.pmNrdcRelUeSnAbnormalSnInitAct The following PM counters are used to monitor UEs connected with NR-DC: — NRCellCU.pmRrcConnLevelMaxNrDc — NRCellCU.pmRrcConnLevelSumNrDc 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 63 NR-NR Dual Connectivity — NRCellCU.pmRrcConnLevelMaxSa — NRCellCU.pmRrcConnLevelSumSa — NRCellCU.pmRrcConnLevelSamp The following EBS counters are used to monitor UEs connected with NR-DC: — pmEbsRrcConnLevelMaxSa, which can be used as a flexible counter. — pmEbsRrcConnLevelSumSa, which can be used as a flexible counter. — pmEbsRrcConnLevelSamp The EBS counters are associated with the NRCellCU MO. For information on the EBS counters, see Lists and Delta Lists. The following EBS counters are used to monitor the intra-cell handover at Secondary Node Addition and Release procedures in NR-DC: — pmEbsNrdcRelRelocUeMnAttIcho — pmEbsNrdcRelRelocUeMnSuccIcho — pmEbsNrdcSetupUeMnAttIcho — pmEbsNrdcSetupUeMnSuccIcho The EBS counters are associated with the NRCellCU MO. For information on the EBS counters, see Lists and Delta Lists. The following EBS counters associated with the EUtranCellRelation and the NRCellCU MOs can be used to monitor Master Node mobility with the NrDcConfigured filter applied: — pmEbsHoPrepAttOutEutran — pmEbsHoPrepAttOutEutranPoorCov — pmEbsHoPrepSuccOutEutran — pmEbsHoPrepSuccOutEutranPoorCov — pmEbsHoExeAttOutEutran — pmEbsHoExeAttOutEutranPoorCov — pmEbsHoExeSuccOutEutran — pmEbsHoExeSuccOutEutranPoorCov For information on the EBS counters, see Lists and Delta Lists. 64 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 The following EBS counters associated with the NRCellCU and the NRCellRelation MOs can be used to monitor Master Node mobility with the NrDcConfigured filter applied: — pmEbsHoPrepAttOutInterGnb — pmEbsHoPrepAttOutInterGnbIntraF — pmEbsHoPrepAttOutIntraGnb — pmEbsHoPrepAttOutIntraGnbIntraF — pmEbsHoPrepSuccOutInterGnb — pmEbsHoPrepSuccOutInterGnbIntraF — pmEbsHoPrepSuccOutIntraGnb — pmEbsHoPrepSuccOutIntraGnbIntraF — pmEbsHoExeAttOutInterGnb — pmEbsHoExeAttOutInterGnbIntraF — pmEbsHoExeAttOutIntraGnb — pmEbsHoExeAttOutIntraGnbIntraF — pmEbsHoExeSuccOutInterGnb — pmEbsHoExeSuccOutInterGnbIntraF — pmEbsHoExeSuccOutIntraGnb — pmEbsHoExeSuccOutIntraGnbIntraF For information on the EBS counters, see Lists and Delta Lists. The following PM counters can be used to monitor the switching of downlink MCG and SCG radio resources of the Secondary Node terminated split DRB: — GNBCUUPFunction.pmPdcpRadioResSwitchDlMcg — GNBCUUPFunction.pmPdcpRadioResSwitchDlScg The GNBCUUPFunction.pmProhibitTimerRefuseUlLegSwitch PM counter can be used to monitor how many times the uplink radio resource switching to SCG radio resources is rejected because of the GNBCUUPFunction.endcUlNrRetProhibTimer attribute setting. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 65 NR-NR Dual Connectivity Events The following PM events are used for monitoring the Secondary Node Addition procedure and the messages used in the procedure: — CuCpProcMnNrdcSetup — CuCpProcSnNrdcSetup — CuCpXnSNodeAdditionRequest — CuCpXnSNodeAdditionRequestAcknowledge — CuCpXnSNodeAdditionRequestReject — CuCpXnXnUAddressIndication — CuCpXnSNodeReconfigurationComplete — CuCpXnSnStatusTransfer The reception of A4 measurement reports can be monitored using the CuCpMeasurementReportSaEval PM event. The following PM events are used to monitor the Master Node Initiated Secondary Node Modification procedure: — CuCpXnSNodeModificationRequest — CuCpXnSNodeModificationRequestAcknowledge — CuCpXnSNodeModificationRequestReject The following PM events are used to monitor the Secondary Node Initiated Secondary Node Modification procedure: — CuCpXnSNodeModificationConfirm — CuCpXnSNodeModificationRefuse — CuCpXnSNodeModificationRequired The following PM events are used to monitor both the Master Node initiated Secondary Node Modification and the Secondary Node initiated Secondary Node Modification procedures: — CuCpProcMnNrdcModification, which is monitored in the Master Node. — CuCpProcSnNrdcModification, which is monitored in the Secondary Node. The CuUpProcSnNrdcUlPrimaryCgSwitch PM event is used to monitor the NRDC switching of uplink MCG and SCG radio resources of the Secondary Node terminated split DRB procedure. 66 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 When the Master Node uses the PDU Session Resource Modify Indication procedure, the following PM events can be monitored: — CuCpNgPduSessionResourceModifyIndication — CuCpNgPduSessionResourceModifyConfirm The RLF detection can be monitored by using the CuCpRrcScgFailureInformation PM event. The CuCpPerCellRrcConnectedUe PM event is used for monitoring the connected UEs in the following ways: — The connected NR SA UEs, including those configured with NR-DC, in the PCell — The connected UEs configured with NR-DC in the PSCell The following PM events are used for monitoring the Secondary Node Release procedures and the messages used in the procedures: — CuCpProcMnNrdcRelease — CuCpProcSnNrdcRelease — CuCpXnSNodeReleaseRequest — CuCpXnSNodeReleaseRequestAcknowledge — CuCpXnSNodeReleaseReject — CuCpXnSNodeReleaseRequired — CuCpXnSNodeReleaseConfirm — CuCpXnXnUAddressIndication — CuCpXnUeContextRelease — CuCpXnSnStatusTransfer The following PM events are updated with the NrDcConfigured filter to monitor Master Node mobility and to include the nrdc_configured event parameter: — CuCpProcNrHoPrepOut — CuCpProcNrHoExeOut The following PM events are used to monitor the Error Indication procedure between the Master Node and the Secondary Node: — CuCpXnErrorIndicationCommon — CuCpXnErrorIndicationDedicated 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 67 NR-NR Dual Connectivity 7 Activate NR-NR Dual Connectivity To use the feature, it must be activated following the usual feature activation procedure. Prerequisites — The license key is installed both in the Master Node and the Secondary Node. — The conflicting features are deactivated on the Master Node and the Secondary Node. — CCTR is active for at least one week before this procedure to collect enough troubleshooting data. Steps 1. Set the attribute FeatureState.featureState to ACTIVATED in the FeatureState=CXC4012582 MO instance on both the Master Node and the Secondary Node. When the feature is activated, to enable the use of NR-DC for UEs in the PCell on the Master Node: 2. Set the NrdcMnCellProfileUeCfg.nrdcEnabled attribute to true. After This Task Keep CCTR active for at least one week after this procedure for continued collection of troubleshooting data. 68 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 8 Deactivate NR-NR Dual Connectivity If the feature is no longer needed, it can be deactivated following the usual feature deactivation procedure. It must also be deactivated before the activation of any conflicting feature. Prerequisites — CCTR is active for at least one week before this procedure to collect enough troubleshooting data. Steps 1. Set the NrdcMnCellProfileUeCfg.nrdcEnabled attribute to false in the PCell on the Master Node. 2. Set the attribute FeatureState.featureState to DEACTIVATED in the FeatureState=CXC4012582 MO instance on both the Master Node and the Secondary Node. After This Task Keep CCTR active for at least one week after this procedure for continued collection of troubleshooting data. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 69 NR-NR Dual Connectivity 9 Engineering Guidelines for NR-NR Dual Connectivity 9.1 Configure IP Connectivity in NR-DC for the Xn-U Interface In NR-DC, the user plane connection between the Master Node and the Secondary Node is established over the Xn-U interface. Prerequisites Separate LocalIpEndpoint MO instances exist on both the Master Node and on the Secondary Node. On the Master Node, the MO is under the EndpointResource MO, which is a child to the GNBDUFunction MO. On the Secondary Node, the MO is under the EndpointResource MO, which is a child to the GNBCUUPFunction MO. Steps 1. Configure the LocalIpEndpoint.addressRef attribute on the Master Node to reference an instance of either the AddressIPv4 or AddressIPv6 MO. The Master Node uses the configured IP address for local transport network endpoints for the user plane connection. 2. Add the F1 value to the list in the LocalIpEndpoint.interfaceList attribute on the Master Node. The Xn-U interface uses the IP address referenced in the LocalIpEndpoint.addressRef attribute on the Master Node to connect to the Secondary Node. 3. Configure the LocalIpEndpoint.addressRef attribute on the Secondary Node to reference an instance of either the AddressIPv4 or AddressIPv6 MO. The Secondary Node uses the configured IP address for local transport network endpoints for the user plane connection. 4. Add the XN value to the list in the LocalIpEndpoint.interfaceList attribute on the Secondary Node. The Xn-U interface uses the IP address referenced in the LocalIpEndpoint.addressRef attribute on the Secondary Node to connect to the Master Node. 70 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 Results The IP addresses to connect the nodes in NR-DC over the Xn-U interface are defined. After This Task Both the Master Node and the Secondary Node need to be restarted, so that the IP address configuration can take effect. 9.2 TCP Optimization for the Secondary Node Terminated Split DRB in NR-DC TCP optimization provides reduced queuing delay in downlink user plane traffic to improve end user performance. AQM is used for TCP optimization of the Secondary Node terminated split DRBs in NR-DC. AQM is performed in the downlink PDCP buffer of the Secondary Node when configured using the CUUP5qi.aqmMode attribute. The attribute can be configured to one of the following values, depending on the traffic characteristics: OFF AQM is not used. Packets are discarded if they become older than 1 second. MODE1 AQM is active. Recommended AQM mode for DRBs with non-GBR traffic. A single packet is discarded when it becomes older than the minimum age threshold. The minimum age of packets is calculated as 2 × CUUP5qi.estimatedE2ERTT. A prohibit timer, set as 4 × CUUP5qi.estimatedE2ERTT, is present between discarding single packets. All packets that are older than the maximum age threshold are discarded. The maximum age of packets is calculated as 10 × CUUP5qi.estimatedE2ERTT. MODE2 AQM is active. Recommended AQM mode for DRBs with GBR traffic. Packets older than the sum of CUUP5qi.packetDelayBudget and CUUP5qi.packetDelayBudgetOffset are discarded. Packets are discarded regardless of the value set in the CUUP5qi.aqmMode attribute if the maximum number of packets is reached for each DRB. For AQM used when the NR-DC-capable UE operates in NR SA mode, see NR Standalone. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 71 NR-NR Dual Connectivity Note: 9.3 The setting of the CUUP5qi.estimatedE2ERTT attribute must be aligned with the configuration of AQM in DU5qi. The configured value for the CUUP5qi.estimatedE2ERTT must not be higher than 50 ms, to avoid unwanted AQM triggered packet discards. Configure 5QI and ARP Levels for QoS Flows Allowed to Be Secondary Node Terminated By using different settings for each APR and 5QI, operators can determine which QoS flows are allowed to be Secondary Node terminated. Prerequisites — An instance of the NrdcSnTermination MO exists under the GNBCUCPFunction MO. — The NrdcSnTermination.defaultNrdcSnTerm is set to false. — An instance of NrdcSnTerminationUeCfg MO exists as the child of the NrdcSnTermination MO. — An instance of the CUCP5qi MO is configured as a 5QI profile representing the configuration of a QoS flow. Steps 1. Configure the CUCP5qi.nrdcSnTerminationRef attribute to contain a reference to the instance of the NrdcSnTermination MO. 2. Configure a value to the NrdcSnTerminationUeCfg.nrdcSnTermAllowed attribute that allows Secondary Node termination for an ARP or an ARP combination. Results This specific QoS flow is allowed to be terminated by the Secondary Node. The DRB carrying this QoS flow is configured as a Secondary Node terminated split DRB. RELATED INFORMATION Termination Point Control of QoS Flows in the Master Node 72 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 9.4 Configuration Considerations for Switching of Uplink MCG and SCG Radio Resources of the Secondary Node Terminated Split DRB In deployments with a mix of EN-DC and NR-DC UEs, the value of the NRCellDU.endcUlNrLowQualThresh attribute might have to be increased to avoid RLF for NR-DC UEs. By adjusting the NRCellDU.endcUlNrLowQualThresh attribute to be the most optimal for NR-DC, the uplink PDCP PDU transmission throughput can be improved and maintained in variable High-Band radio conditions. 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 73 NR-NR Dual Connectivity Appendix A: Feature Change History This section lists changes that affected this feature and the impact it had on the network. Appendix A.a: 22.Q1: Switching of Uplink MCG and SCG Radio Resources of the Secondary Node Terminated Split DRB in NR-DC The enhancement enables the switching of the uplink primary path for PDCP PDU transmission of the Secondary Node terminated split DRBs based on the uplink radio quality in the SCG. Feature Name: NR-NR Dual Connectivity Feature Identity: FAJ 121 5380 Value Package Name: Peak Rate Evolution Value Package Identity: FAJ 801 4005 Node Type: Baseband Radio Node Access Type: NR Summary and Benefits By allowing the switching of the uplink primary path of Secondary Node terminated split DRBs based on dynamic evaluation of the SCG uplink quality, the enhancement provides the following benefits: — It reduces the number of Secondary Node releases that are caused by SCG RLF for UEs that are configured with NR-DC. — It maintains uplink PDCP PDU transmission throughput in variable HighBand radio conditions. Capacity and Performance The switching of the uplink MCG and SCG radio resources of the Secondary Node terminated split DRB improves Retainability for the Secondary Node in NR-DC. Operation The enhancement introduces the following attributes that are used to configure Xn interface timers for NR-DC procedures: — GNBCUCPFunction.tXnDcOverall 74 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 Feature Change History — GNBCUCPFunction.tXnDcPrep The enhancement makes the following attributes applicable to configuring the uplink MCG and SCG radio resource switching function of the LTE-NR Dual Connectivity feature used in NR-DC: — GNBCUUPFunction.endcUlNrRetProhibTimer — NRCellDU.endcUlLegSwitchEnabled — NRCellDU.endcUlNrLowQualThresh — NRCellDU.endcUlNrQualHyst The GNBCUUPFunction.pmProhibitTimerRefuseUlLegSwitch PM counter can be used to monitor how many times the uplink radio resource switching to SCG radio resources is rejected because of the GNBCUUPFunction.endcUlNrRetProhibTimer attribute setting. If the initial uplink primary path is SCG, the following PM counters in the Secondary Node can decrease if switching of the uplink MCG and SCG radio resources of the Secondary Node terminated split DRB for NR-DC is used: — NRCellCU.pmNrdcRelUeSnAbnormalMnInit — NRCellCU.pmNrdcRelUeSnAbnormalMnInitAct — NRCellCU.pmNrdcRelUeSnAbnormalSnInit — NRCellCU.pmNrdcRelUeSnAbnormalSnInitAct — NRCellDU.pmMacTimeUlResUe — NRCellDU.pmMacVolUl — NRCellDU.pmMacVolUlResUe — NRCellDU.pmMacVolUlResUeLate — NRCellDU.pmMacVolUlResUeLastSlot — NRCellDU.pmPuschSchedActivity — NRCellDU.pmMacHarqUlAckQpsk — NRCellDU.pmMacHarqUlDtxQpsk — NRCellDU.pmMacHarqUlNackQpsk — RpUserPlaneLink.pmPdcpPktLossUlQos — RpUserPlaneLink.pmPdcpPktLossUlToDiscQos — RpUserPlaneLink.pmPdcpPktLossUlToQos 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 75 NR-NR Dual Connectivity — RpUserPlaneLink.pmPdcpVolRecUlQos on the internal RpUserPlaneLink — RpUserPlaneLink.pmPdcpPktRecUlQos on the internal RpUserPlaneLink — RpUserPlaneLink.pmPdcpPktRecUlOooQos If the initial uplink primary path is SCG, the following PM counters in the Master Node can increase if switching of the uplink MCG and SCG radio resources of the Secondary Node terminated split DRB for NR-DC is used: — NRCellDU.pmMacTimeUlResUe — NRCellDU.pmMacVolUl — NRCellDU.pmMacVolUlResUe — NRCellDU.pmMacVolUlResUeLate — NRCellDU.pmMacVolUlResUeLastSlot — NRCellDU.pmPuschSchedActivity — NRCellDU.pmMacHarqUlAckQpsk — NRCellDU.pmMacHarqUlDtxQpsk — NRCellDU.pmMacHarqUlNackQpsk If the initial uplink primary path is SCG, the following PM counters in the Secondary Node can increase if switching of the uplink MCG and SCG radio resources of the Secondary Node terminated split DRB for NR-DC is used: — RpUserPlaneLink.pmPdcpVolRecUlQos on the external RpUserPlaneLink — RpUserPlaneLink.pmPdcpPktRecUlQos on the external RpUserPlaneLink The enhancement introduces the following PM events: — CuCpXnSNodeModificationConfirm — CuCpXnSNodeModificationRefuse — CuCpXnSNodeModificationRequest — CuCpXnSNodeModificationRequestAcknowledge — CuCpXnSNodeModificationRequestReject — CuCpXnSNodeModificationRequired The following PM events are used to monitor both the Master Node initiated Secondary Node Modification and the Secondary Node initiated Secondary Node Modification procedures: 76 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 Feature Change History — CuCpProcMnNrdcModification, which is monitored in the Master Node. — CuCpProcSnNrdcModification, which is monitored in the Secondary Node. The enhancement deprecates the CuCpProcNrdcModification PM event. The CuUpProcSnNrdcUlPrimaryCgSwitch PM event is used to monitor the NRDC switching of uplink MCG and SCG radio resources of the Secondary Node terminated split DRB procedure. Hardware No special hardware requirements. Interfaces This change affects the following interfaces: Xn-C The enhancement introduces the following messages over the Xn-C interface: — S-NODE MODIFICATION CONFIRM — S-NODE MODIFICATION REFUSE — S-NODE MODIFICATION REQUIRED Other Network Elements It is recommended to use ENM version 22.1 or later to support the MOM changes introduced by this feature enhancement. If the Release Independence Manager application is used, the MOM changes are supported on earlier ENM versions also. RELATED INFORMATION NR-NR Dual Connectivity 113/221 04-LZA 701 6017/1 Uen AH20J | 2022-05-24 77