Policy Title: Policy #: Appeals and State Administrative Hearings Signature: Created: QM - 13 Revised: August 20, 2018 Community Services Department, Justin Johnson, Assistant Director Community Services Department Signature Date: January 18, 2023 Reviewed: Signing by authority of Res. No. 20180036 Spokane County Regional Behavioral Health Division Applies to: Internal External References Washington Administrative Code (WAC) WAC 182-538C-040 – Grievance and Appeal System for Medicaid-funded Services subcontracted by Managed Care Organizations (MCOs) to Behavioral Health-Administrative Services Organization (BH-ASO) WAC 182-538C-050 - Definitions WAC 182-538C-110 – Grievance and Appeal System and Agency Administrative Hearing for BH-ASOs CSD SCRBH Policy RS 21 – Available Resources CSD SCRBH Policy QM – 3 Grievance System CSD SCRBH Policy CSE – 5 Notice of Action Scope The Spokane County Community Services Department (CSD), the Spokane County Regional Behavioral Health (Administrative Services Organization) Division (SCRBH) and its network providers. 1. Policy 1.1. The CSD SCRBH must have a system in place that complies with WAC 182538C-110. The CSD SCRBH Appeals process is for non-Medicaid Individuals who are receiving services funded by CSD SCRBH. The CSD SCRBH Grievance System must include: 1.1.1. A Grievance Process; 1.1.1.1. CSD SCRBH Policy QM - 3 Grievance System provides policies and procedures for the CSD SCRBH Grievance process. 1.1.2. An Appeal process; and 1.1.3. Access to an Administrative Hearing process. Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 1 of 12 1.2. The CSD SCRBH must have a process in place for reporting, tracking, and resolving all Appeals in its system of care. The CSD SCRBH shall receive and track Appeals that come to it directly and shall maintain an internal process that meets all requirements for written acknowledgements and resolutions. 1.3. The CSD SCRBH and network providers shall inform Individuals of the right to appeal a CSD SCRBH Action and the right to an Administrative Hearing. Individuals receive a written Notice of Action (NOA) regarding the approval, denial, suspension, reduction, or termination of services including the reason for the decision, how the Individual may initiate an Appeal and who may assist him or her with the Appeal process. The Individual may file an Appeal without fear of punitive Action reprisal. 1.4. Information about Appeals must also be made available to potential users of CSD SCRBH-funded behavioral health services and their advocates. 1.5. Information about the Appeals resolution process shall be provided in a manner and language that is understandable to the Individual receiving it and must be age, culturally, and linguistically appropriate. 1.6. Individuals may contact the CSD SCRBH to file oral Appeals at (509) 477-4570 or 1-877-304-7183. Assistance is available in filing an Appeal. 1.7. An Individual, the Individual’s authorized representative, or a provider acting on behalf of the Individual and with the Individual’s written consent, may appeal a CSD SCRBH Action. 1.8. 1.7.1. If a provider has requested an Appeal on behalf of an Individual, but without the Individual’s written consent, the CSD SCRBH shall not dismiss the Appeal without first attempting to contact the Individual within five (5) calendar days of the provider’s request, informing the Individual that an Appeal has been made on the Individual’s behalf, and then asking if the Individual would like to continue the Appeal. 1.7.2. If the Individual does wish to continue the Appeal, the CSD SCRBH shall obtain from the Individual a written consent for the Appeal. If the Individual does not wish to continue the Appeal, the CSD SCRBH shall formally dismiss the Appeal, in writing, with appropriate Individual Appeal rights and by delivering a copy of the dismissal to the provider as well as the Individual. 1.7.3. For expedited Appeals, the CSD SCRBH may bypass the requirement for the Individual’s written consent and obtain the Individual’s oral consent. The Individual’s oral consent shall be documented in the CSD SCRBH’s records. Oral inquiries seeking to appeal an Action shall be treated as Appeals and be confirmed in writing, unless the Individual or provider requests an expedited resolution. The CSD SCRBH shall not require an Individual or his/her authorized representative to provide written follow up for an Appeal the CSD SCRBH received orally. The Appeal acknowledgement letter sent by the CSD SCRBH to an Individual shall serve as written confirmation of an Appeal filed orally by an Individual. Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 2 of 12 1.9. The Appeal process shall include all parties to the Appeal, the Individual and the Individual’s representative, or the legal representative of the deceased Individual’s estate. 1.9.1. The CSD SCRBH shall cooperate with any representative authorized in writing by the Individual. 1.10. The Appeal process shall provide an Individual and the Individual’s representative opportunity, before and during the Appeals process, to examine the Individual’s case file, including medical records, and any other documents and records considered during the Appeal process. 1.11. The CSD SCRBH shall consider all information submitted by the Individual or his/her representative. The Appeal process shall provide the Individual a reasonable opportunity to present evidence, and allegations of fact or law in writing. The CSD SCRBH shall inform the Individual of the limited time available for this in the case of an expedited resolution. 1.12. The CSD SCRBH shall provide individuals with any reasonable assistance necessary to complete forms and other procedural steps for Appeals. Assistance may be provided by a representative from the Office of Behavioral Health Advocacy (OBHA) serving the geographic area, the CSD SCRBH or any other person of the Individual’s choice. 1.12.1. Assistance includes, but is not limited to, helping to prepare any written documents or other procedural steps, the provision of interpreter and translation services, toll-free numbers, auxiliary aids such as American sign language, Text Telephone (TTY) or Telecommunications Device for the Deaf (TDY) telephone services, and alternative formats to include Braille and large print. 1.13. Individuals may contact the OBHA at any stage of the Appeals process. 1.14. Medicaid Individuals will be referred to their Managed Care Organization (MCO) Apple Health Plan for filing an Appeal. 1.15. If the Washington State Health Care Authority (HCA) receives a request to Appeal an Action of the CSD SCRBH, the HCA will forward relevant information to the CSD SCRBH and the CSD SCRBH will contact the Individual with information that a provider filed an Appeal. 1.16. The CSD SCRBH shall acknowledge in writing, the receipt of each Appeal. The CSD SCRBH shall provide written notice to both the Individual and the requesting provider within seventy-two (72) hours of receipt of the Appeal. 1.17. For Appeals of standard service authorization decisions, an Individual, or a provider acting on behalf of the Individual, must file an Appeal, either orally or in writing, within sixty (60) calendar days of the date on the CSD SCRBH’s Notice of Action. This also applies to an Individual’s request for an expedited Appeal. 1.18. Decisions regarding Appeals shall be made by Health Care Professionals with clinical expertise in treating the Individual’s condition or disease if any of the following apply: 1.18.1. If the Individual is appealing an Action; or 1.18.2. If the Appeal involves any clinical issues. Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 3 of 12 1.19. 2. With respect to any decisions described in Subsection 1.18., the CSD SCRBH shall ensure that the Health Care Professional making such decisions: 1.19.1. Was not involved in previous levels of review or decision making; 1.19.2. Has clinical expertise in treating the Individual’s condition or disease that is age appropriate (e.g., a board-certified Child and Adolescent Psychiatrist for a Child); 1.19.3. A physician board-certified or board-eligible in Psychiatry or Child or Adolescent Psychiatry if the Grievance or Appeal is related to inpatient level of care denials for psychiatric treatment; 1.19.4. A physician board-certified or board-eligible in Addiction Medicine or a Sub-specialty in Addiction Psychiatry if the Grievance or Appeal is related to inpatient level of care denials for substance use disorder (SUD) treatment; and 1.19.5. Are one (1) or more of the following, as appropriate, if a clinical Grievance or Appeal is not related to inpatient level of care denials for psychiatric or SUD treatment: 1.19.5.1. Physicians board-certified or board-eligible in Psychiatry, Addiction Medicine, or Addiction Psychiatry; 1.19.5.2. Licensed, doctoral-level clinical psychologists; or 1.19.5.3. Pharmacists. 1.20. In any Appeal of an Action by a Subcontractor, the CSD or its Subcontractor shall apply the CSD SCRBH’s own clinical practice guidelines, standards, protocols, or other criteria that pertain to authorizing specific services. 1.21. The CSD SCRBH shall comply with timeframes for resolving Appeals identified under Section 3 Procedures, subsections 3.1.9. through 3.1.9.3., and notice of resolutions requirements described under Section 3 Procedures, subsections 3.1.10. through 3.1.10.4.1. 1.22. When available resources are exhausted, any Appeal or Administrative Hearing process related to a request for authorization or a non-crisis service will be terminated since non-crisis services cannot be authorized without funding, regardless of medical necessity. 1.23. If an Individual does not agree with the CSD SCRBH’s resolution of an Appeal, the Individual may file a request for an Administrative Hearing within one hundred and twenty (120) calendar days of the date of notice of the resolution of the Appeal. The CSD SCRBH will not be obligated to continue services pending the results of the Administrative Hearing. Definitions 2.1. “Action” – means the denial or limited authorization of a service covered under the BH-ASO contract based on medical necessity. A Notice of Action (NOA) is sent to Individuals with information about the decision and their Appeal rights. 2.2. “Administrative Hearing” means an adjudicative proceeding before an administrative law judge or a presiding officer that is governed by Chapter 34.05 Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 4 of 12 or the Agency’s hearing rules found in Chapter 182 WAC to review a CSD SCRBH decision to deny or limit authorization of a requested non-Medicaid service communicated on an NOA. 2.3. An “Appeal” means a request by an Individual for a review by the CSD SCRBH of a denial of a non-Medicaid service. 2.4. “Appeal Process” means the CSD SCRBH’s procedures for reviewing an Action. 2.5. “Authorization” is a decision made by the CSD SCRBH or its designee that a request for outpatient or inpatient behavioral health care meets eligibility criterion is medically necessary and is approved for authorization/payment. 2.6. “Authorized Representative” is a representative appointed by an Individual, or authorized under State or other applicable law, to act on behalf of an Individual or other party involved in an Appeal or Grievance. If the Individual gives written permission, the Authorized Representative may include a behavioral health practitioner working on behalf of the Individual. 2.7. “Available Resources” means funds appropriated for the purpose of providing community behavioral health programs, which may include federal funds, except for those provided according to Title IX of the Social Security Act, and state funds appropriated under RCW 71.24 or RCW 71.05 by the legislature for the purpose of providing residential services, resource management services, community support services and other behavioral health services. The priorities for behavioral health resources are found in CSD SCRBH policy RS - 21 Available Resources. 2.8. “Behavioral Health” means mental health and substance use disorder conditions and related benefits. 2.9. “Behavioral Health-Administrative Services Organization (BH-ASO)” means an entity selected by the HCA to administer behavioral health programs, including crisis services for Individuals in a fully integrated managed care regional area, regardless of an Individual’s ability to pay. The CSD SCRBH is the BH-ASO for the Spokane region, which includes the following counties – Spokane, Stevens, Ferry, Pend Oreille, Lincoln, and Adams. 2.10. “Denial” or “Adverse Authorization Determination” is a decision by the CSD SCRBH or its designee not to authorize a CSD SCRBH contracted behavioral health service that has been requested by a provider on behalf of an Individual, for reasons of medical necessity or any other reason such as lack of Available Resources. 2.11. “Individual” means any person in the Spokane Regional Service Area (RSA) regardless of income, ability to pay, insurance status or county of residence. With respect to non-Crisis Services, “Individual” means a person who has applied for, is eligible for, or who has received General Funds State/Federal Block Grant (GFS/FBG) services through the HCA Contract. 2.12. “Medical Necessity or Medically Necessary” is a requested service which is reasonably calculated to prevent, diagnose, correct, cure, alleviate, or prevent the worsening of conditions in the recipient that: endanger life, cause pain and suffering, result in illness or infirmity, threaten to cause or aggravate a handicap, or cause physical deformity or malfunction, and there is no other equally Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 5 of 12 effective, more conservative, or substantially less costly course of treatment available, or suitable for the person requesting the service. “Course of treatment” may include mere observation or, where appropriate no treatment at all. 2.13. “Notice of Action” is a written notice issued by the CSD SCRBH or its designee to an Individual to communicate an Action. 2.13.1. 3. A Notice of Action may include: 2.13.1.1. The denial or limited authorization of a requested service, including the type or level of service; 2.13.1.2. The approval of services authorized and/or a letter informing the Individual that a requested service or level of care has been approved. 2.13.1.3. The reduction, suspension, or termination of a previously authorized service; 2.13.1.3.1. Reduction means the decision by the CSD SCRBH to decrease a previously authorized behavioral health service. The clinical decision by a provider agency to decrease or change a covered service in the Individual Service Plan (ISP) is not a reduction. 2.13.1.3.2. Suspension means the decision by the CSD SCRBH to temporarily stop previously authorized behavioral health services described in the Level of Care guidelines or addressed by the American Society of Addiction Medicine (ASAM) Criteria. The clinical decision by a provider agency to temporarily stop or change a covered service in the ISP is not a suspension. 2.13.1.3.3. Termination means the decision by the CSD SCRBH or designee to stop a previously authorized behavioral health service described in the Level of Care Guidelines. The clinical decision to temporarily stop or change a covered service in the ISP is not a termination. 2.13.1.4. The denial, in whole or in part, of payment for a service; and 2.13.1.5. The failure to provide services in a timely manner, as defined by the state. Procedures/Mechanisms 3.1. Appeal Process 3.1.1. An Individual, the Individual’s authorized representative, or a provider acting on behalf of the Individual and with the Individual’s written consent, may appeal a CSD SCRBH Action. 3.1.1.1. If a provider has requested an Appeal on behalf of an Individual, but without the Individual’s written consent, the CSD SCRBH shall not dismiss the Appeal without first attempting to contact the Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 6 of 12 Individual within five (5) calendar days of the provider’s request, informing the Individual that an Appeal has been made on the Individual’s behalf, and then asking if the Individual would like to continue the Appeal. 3.1.1.2. If the Individual does wish to continue the Appeal, the CSD SCRBH shall obtain from the Individual a written consent for the Appeal. If the Individual does not wish to continue the Appeal, the CSD SCRBH shall formally dismiss the Appeal, in writing, with appropriate Individual Appeal rights and by delivering a copy of the dismissal to the provider as well as the Individual. 3.1.1.3. For expedited Appeals, the CSD SCRBH may bypass the requirement for the Individual’s written consent and obtain the Individual’s oral consent. The Individual’s oral consent shall be documented in the CSD SCRBH’s records. 3.1.2. If the HCA receives a request to appeal an Action of the CSD SCRBH, the HCA will forward relevant information to the CSD SCRBH and the CSD SCRBH will contact the Individual with information that a provider filed an Appeal. 3.1.3. For Appeals of standard service authorization decisions, an Individual, or a provider acting on behalf of the Individual, must file an Appeal, either orally or in writing, within sixty (60) calendar days of the date on the CSD SCRBH’s NOA. This also applies to an Individual’s request for an expedited Appeal. 3.1.4. The Appeal process shall provide the Individual a reasonable opportunity to present evidence, and allegations of fact or law in writing. The CSD SCRBH shall inform the Individual of the limited time available for this in the case of an expedited resolution. 3.1.5. The Appeal process shall provide the Individual and the Individual’s representative opportunity, before and during the Appeals process, to examine the Individual’s case file, including medical records, and any other documents and records considered during the Appeal process. 3.1.6. The Appeal process shall include as parties to the Appeal, the Individual and the Individual’s representative, or the legal representative of the deceased Individual’s estate. 3.1.7. In any Appeal of an Action by a provider, the CSD SCRBH or its provider agency shall apply the CSD SCRBH’s own clinical practice guidelines, standards, protocols, or other criteria that pertain to authorizing specific services. 3.1.8. The CSD SCRBH shall resolve each Appeal and provide notice, as expeditiously as the Individual’s health condition requires, within the following timeframes: 3.1.8.1. For standard resolution of Appeals and for Appeals for termination, suspension, or reduction of previously authorized services a decision must be made within fourteen (14) calendar days after receipt of the Appeal, unless the CSD SCRBH notifies the Individual that an extension is necessary to complete the Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 7 of 12 Appeal; however, the extension cannot delay the decision beyond twenty-eight (28) calendar days of the request for Appeal. 3.1.9. 3.1.8.2. For any extension not requested by an Individual, the CSD SCRBH must give the Individual written notice of the reason for the delay. 3.1.8.3. For expedited resolution of Appeals or Appeals of behavioral health drug authorization decisions, including notice to the affected parties, no later than three (3) calendar days after the CSD SCRBH receives the Appeal. The CSD SCRBH shall provide notice of the resolution of the Appeal in a language and format which is easily understood by the Individual. The notice of the resolution of the Appeal shall: 3.1.9.1. Be in writing and sent to the Individual and the requesting provider. For notice of an expedited resolution, the CSD SCRBH shall also make reasonable efforts to provide oral notice; 3.1.9.2. Include the date completed and reasons for the determination; and 3.1.9.3. Include a written statement of the reasons for the decision, including how the requesting provider or Individual may obtain the review or the decision-making criteria. 3.1.9.4. For Appeals not resolved wholly in favor of the Individual: 3.1.9.4.1. 3.2. Include information on the Individual’s right to request an Administrative Hearing and how to do so. Expedited Appeals Process 3.2.1. The CSD SCRBH must establish and maintain an Expedited Appeals process for Appeals when the CSD SCRBH determines or a provider agency indicates that taking the time for a standard resolution of an Appeal could seriously jeopardize the Individual’s life or health and ability to attain, maintain, or regain maximum function. 3.2.2. The Individual may submit an expedited Appeal either orally or in writing. 3.2.3. The CSD SCRBH shall make a decision on the Individual’s request for an expedited Appeal and provide written notice, as expeditiously as the Individual’s health condition requires, within three (3) calendar days after the CSD SCRBH receives the Appeal. The CSD SCRBH shall also make reasonable efforts to provide oral notice. 3.2.4. The CSD SCRBH may extend the timeframes by up to fourteen (14) calendar days if the Individual requests the extension, or the CSD SCRBH shows there is a need for additional information and how the delay is in the Individual’s best interest. 3.2.5. For any extension not requested by an Individual, the CSD SCRBH must give the Individual written notice of the reason for the extension. Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 8 of 12 3.2.6. The CSD SCRBH shall ensure that punitive Action is not taken against a provider who requests an expedited resolution or supports an Individual’s Appeal. 3.2.7. If the CSD SCRBH or designee denies the request for the expedited Appeal and resolution of an Appeal, it must transfer the Appeal to the timeframe for standard resolutions (found in the Standard Appeals process section of this policy) and make reasonable effort to give the Individual prompt oral notice of the denial and follow up within two (2) calendar days with a written Notice. 3.2.8. The written decision must: 3.2.8.1. Clearly state the decision on the Appeal, the reason for the decision, and the date the decision was made; 3.2.8.2. Inform the person of the right to an Administrative Hearing if the person disagrees with the decision, how to request a hearing, and the following timeframes for requesting a hearing: 3.2.8.2.1. A hearing must be requested within one hundred twenty (120) days from the date on the notice of the decision; and 3.2.8.2.2. There is no right to continuing benefits. 3.2.8.3. 3.3. Be in an easily understood format following which requires that each notice: 3.2.8.3.1. Be written in the person’s non-English language, if applicable; 3.2.8.3.2. Contains the CSD SCRBH’s toll-free and TTY/TDY telephone numbers; and 3.2.8.3.3. Explains the availability of free written translation, oral interpretation to include any non-English language, auxiliary aids such as American Sign Language and TTY/TDY telephone services, and alternative formats to include large print and Braille. Administrative Hearings 3.3.1. Only the Individual or the Individual’s Authorized Representative may file a request for an Administrative Hearing. A provider may not request an Administrative Hearing on behalf of an Individual. 3.3.2. If an Individual does not agree with the CSD SCRBH’s resolution of the Appeal, the Individual may file a request for an Administrative Hearing within one hundred and twenty (120) calendar days of the date of notice of the resolution of the Appeal. The CSD SCRBH will not be obligated to continue services pending the results of the Administrative Hearing. 3.3.3. The CSD SCRBH Behavioral Health Medical Director shall review all cases where an Administrative Hearing is requested and any related Appeals. Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 9 of 12 3.3.4. If the Individual requests an Administrative Hearing, the CSD SCRBH shall provide the HCA and the Individual, upon request, and within three (3) business days, all CSD SCRBH-held documentation related to the Appeal, including, but not limited to, transcript(s), records, or written decision(s) from participating providers or delegated entities. 3.3.5. The CSD SCRBH is an independent party and is responsible for its own representation in any Administrative Hearing, Board of Appeals, and subsequent judicial proceedings. 3.3.6. The Individual must exhaust all levels of resolution and appeal with the CSD SCRBH’s Grievance System prior to filing a request for an Administrative Hearing with the HCA. 3.3.7. The CSD SCRBH will be bound by the final order, whether or not the final order upholds the CSD SCRBH’s decision. 3.3.8. If the final order is not within the purview of the CSD SCRBH’s contract with the HCA, then the HCA will be responsible for the implementation of the final order. 3.3.9. The Administrative Hearings process shall include as parties to the Administrative Hearing, the CSD SCRBH, the Individual and the Individual’s representative, or the legal representative of the deceased Individual's estate and the HCA. 3.3.10. Petition for Review 3.3.10.1. 3.3.11. Effect of Reversed Resolutions of Appeals and Administrative Hearings 3.3.11.1. 4. Any party may appeal the initial order from the Administrative Hearing to the HCA Board of Appeals in accordance with Chapter 182-526 WAC. Notice of this right shall be included in the Initial Order from the Administrative Hearing. If the CSD SCRBH’s decision not to provide Contracted Services is reversed, either through a final order of the Washington State Office of Administrative Hearings or the HCA Board of Appeals, the CSD SCRBH shall provide the disputed services promptly, and as expeditiously as the Individual’s health condition requires. Record-keeping and Reporting Requirements 4.1. The CCD SCRBH shall maintain records of all Grievances, Adverse Authorization Determinations, including Actions and Appeals. 4.2. The records shall include Grievances, Adverse Authorization Determinations, including Actions and Appeals handled by delegated entities, and all documents generated or obtained by the CD SCRBH in the course of these activities. 4.3. The CSD SCRBH shall provide separate reports of all Actions, Grievances, and Appeals related to contracted services to the HCA in the format specific by the HCA quarterly, due the fifteenth (15th) of the month following the end of the quarter. Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 10 of 12 4.4. The CSD SCRBH is responsible for maintenance of records for and reporting of any Actions, Grievances, and Appeals handled by delegated entities. 4.5. Delegated Actions, Grievances, and Appeals are to be integrated into the CSD SCRBH's report. 4.6. Data shall be reported in HCA and CSD SCRBH agreed upon format. Reports that do not meet the Grievance System Reporting Requirements shall be returned to the CSD SCRBH for correction. Corrected reports will be resubmitted to the HCA within thirty (30) calendar days. 4.7. The report medium shall be specified by the HCA and shall be in accord with the Grievance System Reporting Requirements published by the HCA. 4.8. Reporting of Actions shall include all medical necessity determinations but will not include denials of payment to providers unless the Individual is liable for payment in accord with WAC 182-502-0160 and the provisions of this Contract. 4.9. The CSD SCRBH shall provide information to the HCA regarding denial of payment to providers upon request. 4.10. Records shall be accurately maintained and contain, at a minimum, all of the following: 4.11. 5. 4.10.1. A general description of the reason for the Appeal or Administrative Hearing; 4.10.2. The date received; 4.10.3. The date of each review or, if applicable, review meeting, including staff interviews if applicable; 4.10.4. Resolution at each level of the Appeal or Administrative Hearing, if applicable; 4.10.5. Date of resolution at each level, if applicable; and 4.10.6. Name of the Individual for whom the Appeal or Administrative Hearing was filed. When Available Resources are exhausted, any Appeals or Administrative Hearings related to a request for authorization of a non-Crisis Contracted Service will be terminated since non-Crisis Services cannot be authorized without funding regardless of medical necessity. Monitoring 5.1. The CSD SCRBH shall monitor any Appeal and Administrative Hearing patterns or trends in the quarterly Quality Assessment Performance Improvement (QAPI) Committee meetings. 5.1.1. 5.2. As part of its QAPI Plan, the CSD SCRBH will incorporate the results of Appeals and Administrative Hearings into its QAPI Plan and will address any trends in a Quality Action Plan. The CSD SCRBH will be monitored by the HCA for compliance with Grievance System and reporting requirements for Appeals and Administrative Hearings with Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 11 of 12 the appropriate recommendations, findings, and/or corrective Actions required in performance improvement. Policy # and Title: QM-13 Appeals and State Administrative Hearings Page 12 of 12