Expert Review of Medical Devices ISSN: (Print) (Online) Journal homepage: https://www.tandfonline.com/loi/ierd20 Device profile of the percept PC deep brain stimulation system for the treatment of Parkinson’s disease and related disorders Joohi Jimenez-Shahed To cite this article: Joohi Jimenez-Shahed (2021) Device profile of the percept PC deep brain stimulation system for the treatment of Parkinson’s disease and related disorders, Expert Review of Medical Devices, 18:4, 319-332, DOI: 10.1080/17434440.2021.1909471 To link to this article: https://doi.org/10.1080/17434440.2021.1909471 © 2021 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group. Published online: 05 Apr 2021. Submit your article to this journal Article views: 356 View related articles View Crossmark data Citing articles: 2 View citing articles Full Terms & Conditions of access and use can be found at https://www.tandfonline.com/action/journalInformation?journalCode=ierd20 EXPERT REVIEW OF MEDICAL DEVICES 2021, VOL. 18, NO. 4, 319–332 https://doi.org/10.1080/17434440.2021.1909471 DEVICE PROFILE Device profile of the percept PC deep brain stimulation system for the treatment of Parkinson’s disease and related disorders Joohi Jimenez-Shahed Movement Disorders Neuromodulation & Brain Circuit Therapeutics, Neurology and Neurosurgery, Icahn School of Medicine at Mount Sinai, New York, USA ABSTRACT ARTICLE HISTORY Introduction: Several software and hardware advances in the field of deep brain stimulation (DBS) have been realized in recent years and devices from three manufacturers are available. The Percept™ PC platform (Medtronic, Inc.) enables brain sensing, the latest innovation. Clinicians should be familiar with the differences in devices, and with the latest technologies to deliver optimized patient care. Areas covered: In this device profile, the sensing capabilities of the Percept™ PC platform are described, and the system capabilities are differentiated from other available platforms. The develop­ ment of the preceding Activa™ PC+S research platform, an investigational device to simultaneously sense brain signals and provide therapeutic stimulation, is provided to place Percept™ PC in the appropriate context. Expert opinion: Percept™ PC offers unique sensing and diary functions as a means to refine ther­ apeutic stimulation, track symptoms and correlate them to neurophysiologic characteristics. Additional features enhance the patient experience with DBS, including 3 T magnetic resonance imaging compat­ ibility, wireless telemetry, a smaller and thinner battery profile, and increased battery longevity. Future work will be needed to illustrate the clinical utility and added value of using sensing to optimize DBS therapy. Patients implanted with Percept™ PC will have ready access to future technology developments. Received 4 January 2021 Accepted 24 March 2021 1. Introduction Deep brain stimulation (DBS) is the surgical standard of care for patients with movement disorders such as Parkinson’s disease (PD), essential tremor and dystonia whose symptoms are inadequately controlled with usual therapies [1], with the most common use being in the management of advanced PD. PD is characterized by motor symptoms such as tremor, bradykinesia and rigidity [2]. The mainstay of medication man­ agement is with levodopa, which is highly effective in control­ ling motor symptoms, but is associated with development of motor complications [3]. Such motor complications, including wearing off effects and levodopa-induced dyskinesias, increase in frequency and severity with advancing disease [4], and can become more problematic than the primary motor features themselves. Additionally, patients frequently experience gait disturbances as the disease progresses along with increasing impairment in quality of life. DBS can control bothersome motor complications and refractory tremor, and has proven efficacy in improving quality of life [5,6]. Essential tremor (ET) is more common than PD, but is less often treated with DBS despite multiple robust lines of evi­ dence favoring long-term sustained efficacy [7]. It is typically considered when patients have tried and failed multiple med­ ication management options for tremor, which otherwise interferes with activities of daily living and quality of life [6,8]. ET is estimated to affect over 4% of the population KEYWORDS Brain sensing; deep brain stimulation; local field potentials; movement disorders; parkinson’s disease over the age of 40 years [9], and up to 30–50% of patients do not respond to the most common medications used to treat it [10]. Dystonia is a condition whose main feature is sustained muscle contractions producing an abnormal pos­ ture, which can be quite heterogeneous in manifestations and etiology [11]. DBS is typically considered when dystonia is the main source of disability and affects quality of life, and has not responded to oral treatments or botulinum toxin injections [6]. Although DBS has established efficacy for managing motor symptoms in these disease states when applied to the right patient at the right time, there remain several limitations to standard DBS delivery paradigms. First, DBS is applied con­ tinuously, which may contribute to stimulation-induced side effects [12] or adverse consequences of medication reduction [13], or to complex phenomena such as habituation of symp­ tom control [14]. Second, the process of DBS programming can be lengthy as it is largely performed on a trial and error basis [12,15], though there is increasing recognition of the role of physiology and imaging to guide programming para­ meter selection, including more efficient identification of the optimal therapeutic contact [16,17]. Third, the energy demands of continuous stimulation and the inclusion of new technical capabilities are increasingly difficult to balance with the energy supplied in a reasonably sized and efficient pulse generator without requiring recharging, and have led to CONTACT Joohi Jimenez-Shahed Joohi.jimenez-shahed@mountsinai.org Movement Disorders Neuromodulation & Brain Circuit Therapeutics, Neurology and Neurosurgery, Icahn School of Medicine at Mount Sinai, Mount Sinai West, 1000 10th Avenue, Suite 10C, New York NY 10019, USA © 2021 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group. This is an Open Access article distributed under the terms of the Creative Commons Attribution-NonCommercial-NoDerivatives License (http://creativecommons.org/licenses/by-nc-nd/4.0/), which permits non-commercial re-use, distribution, and reproduction in any medium, provided the original work is properly cited, and is not altered, transformed, or built upon in any way. 320 J. JIMENEZ-SHAHED system. Safety, battery longevity, and future considerations will also be discussed. Article highlights ● ● ● ● ™ Percept PC is the first commercially available device capable of sensing brain signals (local field potentials, LFPs) while simulta­ neously delivering stimulation. BrainSense technology contained within the Percept PC DBS platform can be configured by clinicians to track LFP frequency bands of interest up to 100Hz and provides the opportunity to correlate these brain signals with symptoms reported by patients. Brain sensing is a tool that is not currently associated with any therapeutic claims, but evidence suggests the potential for clinical utility, including future closed loop DBS, in the treatment of patients with movement disorders such as Parkinson’s disease. Additional system capabilities included in the Percept PC platform enhance the patient experience with DBS, including 3T magnetic resonance imaging compatibility, wireless telemetry, a smaller and thinner battery profile, and increased battery longevity. Software upgrades can be used to unlock new or expanded capabilities as they become available. ™ ™ ™ increased frequency of battery replacement procedures [18–20]. There has been a marked increase in the past two decade in our understanding of the neurophysiologic markers under­ lying symptoms of movement disorders that are treated with DBS, accompanied by the development of DBS technologies that can be used to both record and modulate these markers [21]. Local field potentials (LFPs) represent the aggregate activity of a population of neuronal elements [22] and can be recorded using both the implanted micro- and macroelectrodes used during DBS surgery and therapy [23,24]. LFP analysis has provided important insights into the pathophy­ siology of movement disorders and our understanding of medication and DBS benefits. In PD, bradykinesia and rigidity correlate with beta band (8–30 Hz) activity, and the degree of improvement in these symptoms following levodopa or sti­ mulation in the STN correlates with the magnitude of beta band suppression [25]. Gamma band (31–200 Hz) and high frequency oscillation (>300 Hz) power recorded in either brain target in PD patients increases following dopaminergic treat­ ment [26,27], and an increase in gamma power may be seen during levodopa-induced dyskinesia [28]. In essential tremor, beta frequency oscillations (8–27 Hz) in the ViM are correlated with tremor frequency measured peripherally by surface EMG [29]. Dystonia is characterized by higher power in the 3–12 Hz frequency range in the GPi, and correlation between LFP power and dystonic muscle activity has also been demon­ strated [30]. These disease states are increasingly recognized as network disorders with abnormal synchronization through­ out the cortical-basal ganglia-thalamocortical circuit. For example in PD, phase amplitude coupling (PAC) between the beta band oscillations and broad band gamma activity has been shown within the motor cortex, within the STN, and between the STN and motor cortex [31–33]. Such coupling is diminished by levodopa and DBS. This device profile will review the specifications and func­ tionality of the Percept™ PC, the first commercially available DBS platform capable of in vivo sensing. A market overview will provide context for the enhancements included in this 2. Body of the review 2.1. Overview of the market DBS devices and platforms from multiple manufacturers are currently available for commercial use, with specific indica­ tions that may vary by geographic region (Table 1). While each device has specific attributes and some unique features, the basic principles of stimulation remain identical. The goal is to apply a discreet electrical field within specific nodes of the pathologic network responsible for disease manifestations, in a manner that regularizes neuronal patterns and prevents transmission of pathologic bursting or oscillatory signals [34]. In movement disorders, the most common DBS targets are the subthalamic nucleus, the globus pallidus interna, and the ventral intermediate nucleus of the thalamus. The process of DBS programming entails shaping the field of stimulation within that target nucleus in order to engage the neuronal elements that will lead to symptom reduction, while avoiding spread of current to those in surrounding regions that may cause side effects [35]. The tools available for field optimization within each manufacturer’s DBS platform are what differentiates them, representing not only a broad array of features including electrode design, range of stimula­ tion parameters available, and advanced field shaping tools, but also innovative capabilities such as LFP sensing and lead visualization software (Table 2). Additional characteristics such as magnetic resonance imaging (MRI) compatibility, and the size and recharge ability of the implantable pulse generators (IPG) are further distinguishing features, though they do not directly affect programming. Potential advantages of lead visualization are the opportu­ nity to use an anatomic approach to complex field shaping and for the individualization of a patient’s therapeutic stimula­ tion parameters, as well as improved efficiency of program­ ming sessions [42]. On the other hand, LFP recordings have the potential to inform electrode placement during surgery, identify the likely therapeutic contact, detect motor fluctua­ tions and other clinical states, and serve as a control variable for closed loop stimulation [43]. The availability of co-existing features such as new lead and IPG designs, the widened range of stimulation parameters, and other advanced field shaping tools enhance the ability to effectively apply these innovative features in clinical practice [44]. While these technological advances provide greater pro­ gramming capabilities for clinicians and the possibility of datadriven and individualized approaches to programming opti­ mization, the individual systems or features have not been compared from an efficacy, efficiency or cost-effectiveness standpoint. There are no evidence-based recommendations for use of individual devices in specific patient populations. Decisions related to device selection are determined by a combination of factors including access to the devices within the health system, clinician preference or experience, and patient preference [45]. ™ ™ ™ ™ ™ ™ ™ ™ ™ Vercise Genusd PD – bilateral STN or GPi ● PINS MEDICAL OUS ROW Japan only China only Infinity ● Clinical applications include PD, Vercise PC & Gevia Vercise Genus tremor, dystonia ● PD – unilateral or bilateral STN or GPi or ● PD – unilateral or bilateral STN or GPi ● PD – unilateral or bilateral STN or thalamus GPi ● Tremor – thalamic stimulation for ET or PD ● Disabling tremor – unilateral or bilateral ● Dystonia – unilateral or bilateral STN or GPi ● Tremor – thalamic stimulation for ViM ET or PD ● Dystoniac – unilateral or bilateral STN ● Dystonia – unilateral or bilateral or GPi STN or GPi ™ ™ Vercise Gevia PD – bilateral STN or GPi ● Vercise PC, Gevia and Genusd PD – unilateral or bilateral STN or GPi ● Tremor – thalamic stimulation for ET or PD ● Dystonia – unilateral or bilateral STN or GPi ● ™ Vercise PC PD – bilateral STN or GPi ● BOSTON SCIENTIFIC PD = Parkinson’s disease; ET = essential tremor; STN = subthalamic nucleus; GPi = globus pallidus interna; ViM = ventral intermediate nucleus of the thalamus; US = United States; EU = European Union; OUS = outside United States; ROW = rest of world a approved under a humanitarian device exemption; chronic, intractable (drug refractory) primary dystonia, including generalized and/or segmental dystonia, hemidystonia, and cervical dystonia (torticollis), in patients seven years of age or above b intractable, chronic dystonia, including primary and secondary dystonia for patients who are at least 7 years old c includes Neural Navigator software d Japan does not specify laterality; Australia – bilateral; Brazil – unilateral or bilateral e Japan does not specify laterality; Australia – unilateral; Brazil – unilateral or bilateral f Japan does not specify laterality; Australia – unilateral or bilateral; Brazil – bilateral NOTES ™ Infinity PD – bilateral STN or GPi ● Tremor: unilateral or bilateral ViM ● ABBOTT Activa & Percept (see below, OUS) PD – bilateral GPi or STN ● Tremor (ET or PD) – unilateral or bilateral ViM ● Dystonia – unilateral or bilateral GPi or STN ● ™ Activa & Percept PD – bilateral GPI or STN ● Tremor (ET or PD) – unilateral ViM a ● Dystonia – unilateral or bilateral GPi or STN ● MEDTRONIC OTHER Japan, Australia, Brazil Activa & Percept d ● PD – GPi or STN e ● Tremor (ET or PD) – ViM f ● Dystonia – GPi or STN EU US Table 1. Commercially available deep brain stimulation platforms and their indications by geographic region. EXPERT REVIEW OF MEDICAL DEVICES 321 322 J. JIMENEZ-SHAHED Table 2. Tools and design features for stimulation field shaping and their implications. Tool/Design Description and Implications feature Lead and/or IPG Segmented contacts Allows axial current steering away from regions causing side effects, or toward fiber design tracts that are relevant to clinical improvement; single segment activation widens the therapeutic window compared to omnidirectional stimulation Independent current Caps the total amount of current and distributes portions of the current independently control to each through 2 or more contacts, independent of changes in impedance; allows for axial contact and longitudinal current steering Independent frequency Allows individual frequencies to be programmed on each lead or contact that is control connected to the same IPG Range of Pulse Width <60µsec Pulse width affects the intensity of the field of stimulation; lower pulse width widens the stimulation therapeutic window parameters Programming software Decision support tool* Advanced field shaping tools Interleaving, or multistim set BrainSense Visualization SureTune Hyperpolarizes membranes immediately below the electrode, but elicits action potentials at a distance from the electrode via the return current, potentially mitigating stimulation side effects A specific frequency range of LFP signals can be recorded simultaneously while delivering stimulation, can be monitored in relation to stimulation adjustment, and can be correlated with patient reported events, such as medication intake or clinical symptoms VTA models represented in relation to the lead and relative to an anatomic atlas, with the possibility of manual adjustment of anatomic regions VTA models represented in relation to the lead and relative to an anatomic atlas VTA models and lead location in relation to patient-specific anatomy ™ ™ ™ ™ GUIDE GUIDE XT, STIMVIEW † ™ XT ™ [36] Infinity Vercise [37] Vercise [38] Visual representations of stimulation responses, occurrences of stimulation-induced [36] symptom relief and side effects; facilitates clinician review and selection of optimal stimulation parameters A current fractionalization approach that rapidly alternates multiple stimulation sets at [37] a shared frequency, but can have other different stimulation parameters (PW and Amp); allows complex field shaping Anodic stimulation LFP Sensing Reference(s) Platforms [39] ® ™ ™ ™ ™ ™ ™ ™ Activa™ Percept™ Infinity™ PINS Vercise™ Infinity Vercise Percept Infinity Vercise PINS Infinity Vercise ™ [46] Percept PINS [36] Activa [42] [40,41] ™ ™ Vercise™ Vercise™ IPG = implantable pulse generator; LFP = local field potential; PW = pulse width; Amp = amplitude *Infinity software = Informity ; Vercise software = Neural Navigator † GUIDE XT and STIMVIEW XT are not currently available in the US market ™ ™ ™ ™ ™ 2.2 Introduction to the Percept™ PC DBS platform The Medtronic Percept™ PC DBS device [46] is the first commer­ cially available platform for patients with movement disorders that is capable of in vivo brain sensing. All other DBS devices deliver electrical stimulation without recording, while Percept™ PC does both. The system, like all other DBS systems, is comprised of a DBS electrode, extension wire and IPG (Figure 1). Accompanying non-implanted hardware includes a clinician pro­ gramming tablet, communicator and a patient controller (Figure 2). Electrical current is generated in the neurostimulator (IPG) and travels via the extension wire to the DBS lead and into the targeted tissue. One or two DBS electrodes can be connected to the dual channel IPG. The power source for the IPG is a hybrid combined silver vanadium oxide primary cell, which has implica­ tions for the ability to reliably predict when battery replacement will be needed [47]. The Percept™ PC IPG is compatible with Medtronic lead models 3387 and 3389 (used for movement disorders and epilepsy), lead model 3391 (used for psychiatric disorders), and extension model 37,086. The lead models differ in terms of length and spacing of the contacts. 2.2.1. BrainSense™ technology Sensing functions in Percept™ PC are accomplished using BrainSense™ technology, by measuring LFPs using the contacts adjacent to the stimulating contact (Figure 3). LFPs represent the aggregate electrical activity of the group of neurons surrounding the recording contact [22]. A monopolar stimulation configura­ tion is required in order to record these brain signals because it enables a geometrically symmetric sensing configuration around the stimulating contact, thereby improving common mode rejec­ tion of the stimulus artifact [44]. The Percept™ PC IPG is embedded with patented software for real-time LFP signal pro­ cessing and analysis, which are in turn stored on the IPG for later download by the clinician. The sensing noise floor is <300 nano­ volts per root Hertz (nV/rtHz) and the input sensing range is 0.55–400 microvolts root mean square (µVrms). With implanted leads in place, a survey of LFP activity can be conducted. This ‘BrainSense survey’ is conducted with stimulation OFF and gen­ erates a graph of the differential in LFP signal between any two contact pairs (Figure 4). It takes about 90 seconds to generate this data, which is automatically processed via fast Fourier transform and presented as LFP magnitude (µVp, microvolts peak) vs. fre­ quency (Hz) from each of the contact combinations (6 per hemi­ sphere). This survey allows the clinician to determine if any signal is detectable and from which contact pairs. With a low pass filter of 100 Hz, the Percept™ IPG is able to record signals in the delta, theta, alpha, beta, and low gamma ranges [44]. A ‘signal test’ is then performed, during which an impedance check (to exclude recording pairs where a short or open circuit is present) and artifact check (to exclude electrocardiogram and motion artifacts) occur using the contact combinations where simultaneous stimulation and sensing can occur (Figure 3). The system will display any LFP peaks that are present, and automati­ cally select the largest peak that is in the beta or gamma frequency range, with power >1.1 (µVp). The clinician can examine the power and frequency of any other LFP peaks that may be present, and ultimately identify the frequency signal of interest to be tracked EXPERT REVIEW OF MEDICAL DEVICES 323 ™ PC implantable pulse generator has a volume of 33 cm3 and mass of 61 g. Its dimensions are 68 mm x 55 mm x 11 mm. image provided by Figure 1. The Percept Medtronic, Inc. over time. Signals with lower power (≤1.1 µVp) are more difficult to track. Absence of a suitable or expected signal can be related to electrode positioning, medication state, artifacts, or abnormal impedances. All data is sampled at 250 Hz in the time domain with two low pass filters at 100 Hz, one high pass filter at 1 Hz and another high pass filter that can be configured by the clinician to be at 1 Hz or 10 Hz. The signal is transformed to the frequency domain and the power is detected for display. LFP signals can be recorded in two scenarios – out-of-clinic, and in-clinic. Out-of-clinic recordings are captured between square wave pulses and displayed as an average power of 10 minute epochs in the ‘Timeline’ view of the programming tablet (Figure 5). The recorded frequency band of LFP activity is approximately 5 Hz wide surrounding the band selected by the physician (for example, with a selected frequency of 20 Hz, the system may record the LFP signal in the 18–23 Hz range). Data from out-of-clinic recordings can only be viewed when the patient returns to clinic and the clinician programming tablet is connected via telemetry to the patient’s IPG. Up to 60 days of data can be stored, after which the oldest data is overwritten. Patients can be asked to participate in annotating this data using the ‘Events’ function. A 30-second snapshot of LFP data is taken directly after a patient marks an event that is predetermined by the clinician. Examples of clinically relevant events include ‘took medications’, ‘dystonia epi­ sode’, or ‘dyskinesia’, and can be identified and/or selected at the discretion of the clinician and patient (Figure 2). Up to four types of events can be identified for annotation, and up to 400 snapshots can be stored (200 per hemisphere). Events can also be marked and time stamped without LFP snapshots (up to 900 events) for later review by the clinician upon telemetry connection in clinic. The events will be displayed in a timeline or summary format along with corresponding LFP recordings. Another feature of the BrainSense™ technology is the abil­ ity to evaluate the dynamics of the LFP band of interest over time, referred to as setting ‘LFP thresholds’. Once the patient is at a stable therapeutic setting, and LFP bands of interest are identified to fluctuate in response to stimulation levels, LFP thresholds can be set (Figure 6). This allows the clinician to set reference points of LFP magnitude to track them over time. In 324 J. JIMENEZ-SHAHED ™ Figure 2. The Percept PC patient controller. the first panel shows the therapy status. the second panel shows the different stimulation groups programmed in to the device, which the patient can select as needed. The third panel shows the customized events selected for the patient to mark through the day as needed. Image provided by Medtronic, Inc. ™ Figure 3. Sensing configurations in the Percept PC platform are shown in (3a) stimulation can be provided at contact 1 with sensing at contacts 0–2, at contact 2 with sensing at contacts 1–3, or at contacts 1 and 2 with sensing at contacts 0–3. in this signal test, the system has identified peak beta band activity at 22.46 Hz on contact 1 (3b), 13.67 Hz on contact (3c), and 15.63 Hz on contacts 1 and 2 (3d). the strongest beta power is in contact 1 (3b) which is selected as active therapy to be clinically programmed. The 5 Hz band of LFP activity around 22.46 Hz (3b) will be passively sensed and the LFP magnitude of 3.36 indicates a strong signal for passive sensing. image provided by Medtronic, Inc. this scenario, stimulation amplitude is used as an actuator to influence the LFP for measurement purposes [48]. A low amplitude is identified where the signal of interest is of greater magnitude, and the corresponding LFP power is cap­ tured as the ‘upper LFP threshold’. A higher stimulation ampli­ tude (that does not elicit side effects) is identified where the signal of interest has lower magnitude, and the corresponding LFP power is captured as the ‘lower LFP threshold’. Once these threshold recordings are enabled, passive sensing out-of-clinic will yield data that can be visualized in graphical format as percentage of time spent where the LFP power is above, below or between these thresholds. In the case of beta band tracking in PD, these data may indicate the proportion of time a patient spends in the ‘symptomatic’ (beta power is stronger, above the upper threshold) or ‘treated’ (beta power is weaker, below the lower threshold) states. EXPERT REVIEW OF MEDICAL DEVICES ™ 325 ™ Figure 4. The BrainSense survey performed on the Percept PC platform in a patient with Parkinson’s disease treated with left STN DBS, captured when OFF medications. This function shows the LFP frequency range measured at six different contact combinations (listed on the left side). The highlighted sensing channel, 0 to 3 (white line), shows a peak in the beta frequency range at 20.51 Hz and with a magnitude of 1.15. Beta peaks at the same frequency are seen in other sensing channels but with a lower magnitude. ™ Figure 5. The ‘timeline’ view of the Percept PC platform in an unmedicated patient with Parkinson’s disease treated with left STN DBS. Figure (5a) shows the results of passive LFP sensing in the band of interest during a 24-hour period on 13 November 2020. The orange line at the bottom indicates that stimulation was OFF during this period. (5b) shows the LFP magnitude in the band of interest during a 24-hour period on 28 November 2020. the button in the top right corner indicates that stimulation was ON, and the orange line at the bottom shows that stimulation was titrated by the patient just before 12:00pm without resulting change in LFP magnitude. (5c) shows that on 19 November 2020, the patient marked an episode of toe curling at 9:13am. the inset shows the LFP snapshot across a range of frequencies for the 30-second time period after the event was marked. In-clinic LFP activity can be visualized using the ‘Streaming’ view. Here the clinician can view the tracked LFP power in real time from both hemispheres (if there are two electrodes in place and configured for sensing) and can track any changes in the LFP that may result from stimulation adjustment or during examination tasks or other activities requested by the clinician (Figure 7). This data, along with all out-of-clinic LFP sensing and diary information retrieved during an in-clinic session can be exported to a JavaScript Object Notation (JSON) file for offline analysis. DBS programming using the Percept™ PC DBS device is accomplished in a similar fashion to programming using 326 J. JIMENEZ-SHAHED ™ Figure 6. Capturing LFP Thresholds and the LFP chart. LFP thresholds are set in the BrainSense setup activity and LFP charts are visualized in the ‘events’ tab of the clinician programmer. (6a) shows the amplitudes used to set LFP thresholds for chronic passive sensing in the left STN. The upper threshold is set using an amplitude of 1.2 mA (solid teal line), which produced incomplete clinical benefit for the patient. The LFP magnitude at that amplitude is set as the upper threshold (dotted teal line). The lower threshold is set using an amplitude of 2.8 mA (solid yellow line), which was just below the level at which side effects were experienced. The LFP magnitude at that amplitude is set as the lower threshold (dotted yellow line). (6b) shows the LFP chart based on this dual threshold sensing over 4 days of recordings. The proportion of time in a 24-hour period spent with actual LFP magnitude above the upper threshold, below the lower threshold, or between thresholds is indicated by the colored blocks. Figure 7. In this ‘Streaming’ view, the top panel shows the LFP power in the selected band in real time while the bottom panel shows the trends in LFP power since the beginning of the streaming session. In addition, both panels show that LFP thresholds have been set (as described in Figure 6) – the green dotted line for the upper threshold and yellow dotted line for the lower threshold. In this snapshot, stimulation at 3.1 mA, 60 µsec and 130 Hz (right side of the screen) is associated with LFP magnitude that usually falls below the lower threshold, indicating suppression of the band of interest. No stimulation changes were made during this streaming session, as indicated by the level line adjacent to the label ‘mA’ in both panels. however, stimulation can be adjusted by the clinician to observe for any effects on LFP magnitude. Image provided by Medtronic, Inc. Medtronic’s previous Activa™ platform with some exceptions related to differences in the range of options that are avail­ able. For example, Activa™ devices can be programmed in either constant current or constant voltage mode, whereas Percept™ PC devices are restricted to current mode (Table 3). The step size in terms of amplitude titration is more refined with Percept™ PC devices, where increments of 0.05 mA can be used for current strength titration from 0 to 12.5 mA, after which a 0.1 mA step size is available, through 25.5 mA of current. The range of pulse widths available for programming is wider with Percept™ PC (20–450µsec that can be titrated in 10µsec steps, vs. 60–450µsec for Activa™ devices) as is the range of frequencies (2–250 Hz vs. 30–250 Hz for Activa™ devices in constant current mode). Stimulation can be imple­ mented with or without sensing. Telemetry sessions lasting 1 h (including streaming) are estimated to reduce IPG longevity by one day [48]. Continuous passive sensing in the out-ofclinic setting requires much less energy than telemetry. In an IPG with a 5-year estimated longevity (based on stimulation parameters and other factors), for each month that continuous EXPERT REVIEW OF MEDICAL DEVICES 327 Table 3. IPG specifications and range of programming parameters for different deep brain stimulation platforms. Pulse width (µsec) Frequency (Hz) 0–25.5 mA 20–450 2–250 No 2 sets of 8 0–25.5 mA (current mode) or 0–10.5 V (voltage mode) 0–12.75 mA 0.1–20 mA 0–25.0 mA (current mode) or 0–10.0 V (voltage mode) 0–12.0 mA 60–450 2–250 Yes 20–500 10–450 30–450 2–240 2–255 2–250 No Yes Yes 40–1000 1–333 Yes 2 sets of 8 (PC, RC) or 1 set of 8 (SC) 2 sets of 8 1 set of 8 or 2 sets of 8 2 sets of 4 (dual channel) or 1 set of 4 (single channel) 1 set of 4 Amplitude (mA or V) ™ ™ Infinity™ Vercise™ PINS Percept PC Activa Neuropacea Rechargeable IPG? Contact Connections IPG = implantable pulse generator; PC = primary cell; RC = rechargeable; SC = single channel a stimulation is delivered in bursts of duration 10 msec to 5 seconds passive sensing is turned on, the corresponding reduction in longevity is estimated to be 5.4 days [49]. 2.2.2. Additional specifications Additional specifications in the Percept™ PC represent improve­ ments upon the Activa™ platform. The system is conditionally compatible with 3 T MRI scanners. Clinicians can review system components within the clinician programmer to determine MRI eligibility and then configure the ‘MRI mode’ for the patient. In this mode, the stimulation is switched to a bipolar therapy group that allows it to remain active during scanning, and once enabled, patients can switch into this mode using their own controller, and back to therapeutic stimulation after the scan is complete. During programming sessions, wireless telemetry allows more freedom of patient movement to assess symptom changes in response to adjustments. The IPG itself is 20% smaller and 20% thinner than the Activa™ PC IPG and has more rounded corners to enhance patient comfort (Figure 1). The IPG itself, as previously mentioned, is manufactured to allow real-time prediction of remaining battery life, and can realize a 15% increase in longevity over the Activa™ PC IPG without BrainSense™ technology usage. With median energy use in a typical patient with PD and up to 2 months of BrainSense™ usage, the IPG is predicted to last over 5 years before requiring replacement. Lastly, software upgrades can be used to release new or expanded capabilities once they become available, without need for a new system to be implanted. Future additions to the Percept™ platform are anticipated to include a directional lead and a rechargeable IPG. 2.2.3. Safety, contraindications and cost-effectiveness There are no new safety concerns regarding the Percept™ PC DBS device, which carries the same contraindications, warn­ ings and precautions as other DBS devices manufactured by Medtronic, Inc., and which are detailed in the ‘Information for Prescribers’ manual [50]. Data security is ensured by both application-level and tablet-based encryption [46]. LFP trans­ mission uses the same encrypted Medtronic propriety teleme­ try as all other telemetry with the implanted device [51]. Further protections for the therapy applications on the clin­ ician programmer are provided by anti-tampering and antireverse engineering capabilities [52]. There are no contraindi­ cations to sensing but the use of sensing to inform clinical decision making remains unestablished. There are no costeffectiveness data for the Percept™ PC DBS device. 2.3. Clinical profile and post-marketing findings There are no clinical studies on Percept™ PC devices to date. Medtronic’s research program with the Activa™ PC+S (primary cell plus sensing) platform was used as the supporting evi­ dence for approval of Percept™ PC devices. The Activa™ PC+S is a chronically implanted, fully internalized but investigational LFP sensing system designed for use in humans in the context of clinical research protocols. The prototype of the Activa™ PC +S was a bi-directional brain machine interface that was intended to simultaneously sense meaningful brain signals in the presence of therapeutic stimulation, and was first devel­ oped utilizing an existing neurostimulator [53]. It was estab­ lished on the premise that a variety of brain diseases will have a detectable biomarker encoded in LFP activity that can be used as a control signal for closed loop stimulation. This prototype was further developed and studied in an in vivo model to modulate the circuit of Papez [54]. In this study, a biomarker was identified and mapped into classifier and control-policy algorithms that were stored on the device, in order to continuously titrate stimulation amplitude to achieve the desired network effect. Further effort was then undertaken to eliminate stimulation artifact from the recorded signals in order to optimize sensing and algorithm performance, such that the system could chronically detect seizure activity using a classification algorithm and adjust stimulation on the basis of its output [44], thereby providing the initial proof of con­ cept of closed loop DBS. The Activa™ PC+S was first tested in non-human primates to detect movement-related changes in cortex over physio­ logically relevant frequency bands with a detectable signal for 24 months, suggesting utility in the evaluation of neuro­ stimulation effects in the long term [55]. When implanted in five non-human primates with experimentally-induced par­ kinsonism, the Activa™ PC+S demonstrated the ability to record dynamic changes in LFPs related to different clinical states, such as at rest, and during passive joint manipulation and reaching behavior, and concurrent to deep brain stimu­ lation [56]. This device was developed as an investigational yet translational research platform to be used in order to enable the process of biomarker discovery and control algo­ rithm development and protoyping, with the eventual goal of creating a fully developed closed loop neuromodulation system [54]. Various LFP characteristics are well-recognized to relate to symptoms of PD [22] and can be used to differentiate medication 328 J. JIMENEZ-SHAHED ‘ON’, medication ‘OFF’, tremor, dyskinesia, and sleep states. Although the majority of work has been done in the STN, some data regarding LFP features in the GPi and ViM of PD patients is also described [57]. Less information is available about the LFP features in essential tremor and dystonia. Some investigators have studied the utility of LFPs in informing the care of patients treated with DBS for management of movement disorders including intraoperative targeting [58,59] and selection of stimulation para­ meters such as the optimal therapeutic stimulation contact [16]. Studies reporting on LFP data collected from the Activa™ PC+S system have yielded important information regarding LFP dynamics in relation to technical difficulties [60,61], to different actions or tasks [62,63], to time and improvement of PD motor symptoms [63–65], to inter-individual variability and disease sever­ ity [63,66], and to varied stimulation parameters and medications [65,67], all of which will have implications for understanding the feasibility and long-term utility of sensing, especially as they relate to the future possibility of closed loop DBS. 3. Alternative devices There are no commercially available alternative sensing devices for DBS in movement disorders. Tables 1 and Tables 2 compare the indications and capabilities of Percept™ to those of competing DBS platforms. A research device with similar LFP sensing capabilities is available with a rechargeable IPG (Model G106R, Pins Medical Co., Ltd, China) [68,69]. Published reports describe its chronic record­ ing capabilities to differentiate sleep from wakefulness [70] and its ability to suppress STN beta band activity in PD patients [71]. Commercially available devices from the same company are available in China (Table 3) without sensing capabilities. Two other systems that can record LFP signals from externalized DBS macroelectrodes and deliver adaptive DBS have also been described in research use [72,73]. Lastly, the RNS® System (NeuroPace, Mountain View, CA, USA) is a responsive stimulation system indicated for adjunctive ther­ apy in reducing partial onset seizure frequency in adults that are refractory to two or more antiepileptic medications [74]. It is a closed loop system that delivers programmable bursts of stimulation upon seizure detection, with a published report in a series of five subjects with medically refractory Tourette syndrome (TS) in which stimulation was delivered in the centromedian-parafascicular complex of the thalamus [75]. In this report, changes in tic symptoms were shown to corre­ late with modulation of gamma oscillations. In another report of a single TS patient treated in the same target with the same device [76], the control signal used for adaptive stimulation was a spectral feature in the 5–15 Hz band, which was asso­ ciated with effective tic reduction. 4. Regulatory status Percept™ PC is approved for use in the United States, has CE mark approval for the European Union, and is also approved in Japan, Brazil and Australia with indications for the treatment of Parkinson’s disease, tremor and dystonia (Table 1). The United States Food and Drug Administration approved Percept™ PC as a Class III device on June 25, 2020. 5. Conclusion As presented in this device profile, Percept™ PC builds on the existing Activa™ clinical and research platforms to provide both innovative technologies and general device improve­ ments to DBS. The hallmark feature is its BrainSense™ tech­ nology, which allows clinicians to select and track brain signals (LFPs) of interest and relate them to clinical symptoms reported by the patient. Additional device features such as 3 T MRI compatibility, wireless telemetry, IPG design and increased longevity all have the potential to improve the patient experience with DBS. The platform itself holds no new therapeutic or efficacy claims, and as such does not pose new safety concerns. 6. Expert opinion The discovery that LFP recordings from the deep brain nuclei that are targeted for DBS therapy in patients with movement disorders provide informational content related to the disease state has opened up an exciting world of research aimed at understanding the neurophysiologic correlates of disease. Along with this, the possibility of using these unique brain signals to further individualize and personalize DBS therapy through closed loop stimulation of pathologic network activity has garnered increasing interest and dedicated investigation over the last decade. Important steps in this process are to understand the type and nature of the neurophysiologic bio­ markers that are present in diseased networks and how best to modulate them with stimulation to optimize therapeutic efficacy. The unique development pathway for the sensing technol­ ogy contained in the Percept™ PC involved first creating a translational research platform (the Activa™ PC+S) that was intended to enable biomarker discovery and control algorithm development for future closed loop stimulation. As a result of experience gained through the Activa™ PC+S and its proto­ types, the Percept™ PC now represents the first opportunity to observe and capture brain signals of interest in the broader population of patients receiving DBS while also delivering stimulation, all outside the research environment. Within the BrainSense™ platform, the immediate benefits of brain sen­ sing and diary functions include implications for programming and correlating symptoms with neurophysiologic features. Using the Percept™ PC, clinicians will gain experience with passive sensing in patients with movement disorders and gain familiarity with how LFP signals relate to factors such as electrode placement, medication states, stimulation, disease characteristics, and clinical symptoms. Well-designed postmarket clinical trials will be needed to illustrate the clinical utility and added value of using sensing to optimize DBS therapy, and in which populations. One such study, the ADAPT-PD trial (NCT04547712) has recently launched with the goal of investigating an adaptive DBS algorithm for perso­ nalized therapy in PD. In this single-blind study, 100 partici­ pants implanted with the Percept™ PC device will be enrolled and randomized to a crossover sequence of adaptive DBS using either a single or dual threshold mode. The primary outcome measure will be the change in duration of ON time EXPERT REVIEW OF MEDICAL DEVICES without troublesome dyskinesia between baseline and 1 and 2 months post-randomization. In addition, the Percept™ PC harbors added benefits to the care of DBS patients. Design features may improve patient com­ fort, reduce the frequency of IPG exchanges required, and may remove obstacles to the non-DBS care of patients with move­ ment disorders (ie, the patient-enabled MRI mode with 3 T con­ ditional safety). A new controller allows patients a more intuitive option to engage with their therapy and partner with their treating clinician in recognizing and understanding symptoms. Patients with existing Medtronic DBS leads can readily transition to a Percept™ PC at the time of IPG replacement and potentially capture its benefits, including sensing. While the many new features in Percept™ PC represent a major step forward in terms of tools available to clinicians in order to optimize the care of movement disorders patients with DBS, it is important to recognize a few of its limitations. In newly implanted patients, capitalizing on BrainSense™ tech­ nology during post-operative management still depends greatly on accurate electrode placement. To date, the Percept™ PC is only able to record LFPs post-implantation, so alternate methods need to be used to verify that a potentially useful signal is present intra-operatively. Second, the device only records from specific stimulation configurations, the use of which again depends on electrode placement, but also patient-specific disease features. For example, when stimulation of the dorsal contact is required in the STN for management of dyskinesia in PD, a corresponding sensing configuration may not be possible to achieve. Third, the Percept™ PC will only record a specified 5 Hz-wide band of LFP activity, or can portray the frequency band of interest as being above, below or between specified thresholds of LFP magnitude. Interpretation of the nature of patient-marked events may therefore depend on accurate identification of relevant LFP bands, or when peak beta fre­ quency is being tracked, may be limited to understanding whether they occur during medication ‘ON’ or ‘OFF’ states. Fourth, although Percept™ PC is available for use in tremor and dystonia patients, the LFP patterns in these disorders are not as well described as in PD and further research is required to understand how sensing can be used to optimize care in these populations [77–79]. Lastly, there is increasing evidence regarding the informational content within the high-frequency oscillations of deep brain nuclei (i.e., LFPs occurring in the 200–450 Hz range) which can be linked to lower frequency oscillations via phase amplitude coupling [80–82], but these are outside the range of detection by the Percept™ PC. As with any new technology, initial high rates of adoption are likely to be seen as clinicians explore the potential for value added to their practices and care of their patients. However, there is an anticipated learning curve that will be required for physicians to familiarize themselves with a neurophysiologic approach to understanding disease and DBS care which may be more time consuming. This com­ bined with the limitations of Percept™ PC in its current form may therefore temper initial interest for some practitioners. However, continued research efforts will progressively eluci­ date strategies for the application of brain sensing, to which patients implanted now will have access when they become 329 fully realized. Alternately, external factors such as patient and clinician preferences, and institutional factors may influ­ ence decisions to implant Percept™ PC devices. Renewed interest is likely to be seen as new hardware (such as a directional lead or rechargeable IPG) or software upgrades with demonstrated utility become available. When a fully closed-loop system is developed within the Percept™ plat­ form, it will require that currently implanted patients transi­ tion to a rechargeable IPG. Regardless, the promise of an evolving menu of features available on the Percept™ PC platform is likely to provide multiple opportunities to opti­ mize DBS care delivery and the patient experience now and into the future. 6.1. Five-year view Percept™ PC and its predecessor, the Activa™ PC+S, were developed with the goal in mind of identifying disease bio­ markers that can be used in closed loop neuromodulation systems. Closed loop DBS for movement disorders such as Parkinson’s disease holds promise to reduce side effects and improve efficiency while maintaining or even enhancing motor symptom control. Several pilot studies of closed loop DBS have already shown evidence of short-term success in small num­ bers of patients at reducing PD or tremor symptoms at lower therapeutic current [83,84] but longer term studies in larger patient groups will be needed. Additional work is needed to identify whether closed loop DBS is better deployed as an ondemand therapy or with continuous modulation based on a changing control signal, and whether that control signal should be based on intrinsic signals such as LFPs or peripheral ones such as wearable sensors [85]. A combination of approaches will likely need to be available in order to address the unique needs of individual patients. Continued innovation across these areas is likely to result in further refinements in DBS delivery methods and improved outcomes for patients with movement disorders, can be applied to other disease states or to non-motor features, and will hopefully be readily accessible to patients with movement disorders through sim­ ple software upgrades. Funding This paper was not funded. Reviewer disclosures One peer reviewer is a shareholder of Newronika SPA. Peer reviewers on this manuscript have no other relevant financial relationships or otherwise to disclose. Declaration of interest J Jimenez-Shahed has received consulting fees from Abbott/St. Jude Medical for service on a study advisory board. 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