MINISTRY OF WATER AND IRRIGATION STATE DEPARTMENT FOR WATER SERVICES ATHI WATER SERVICES BOARD FUNDING, DESIGN AND BUILD OF KARIMENU II DAM WATER SUPPLY PROJECT GEOLOGICAL SURVEY REPORT FOR PRELIMINARY DESIGN STAGE OF KARIMENU Ⅱ DAM WATER SUPPLY PROJECT (RESERVOIR VOLUME) AVIC & SMEDI JV KARIMENU DAM II WATER SUPPLY PROJECT AVIC International Holding Corporation & Shanghai Municipal Engineering Design Institute (Group) Co., Ltd June 2018 AVIC & SMEDI JV Contents 1. Preface ..................................................................................................................................... 1 1.1 Outline .................................................................................................................................................... 1 1.2 Survey tasks and requirements ............................................................................................................... 3 1.3 Completed work ..................................................................................................................................... 4 2. General Regional Geology Condition ................................................................................... 9 2.1 Landform ................................................................................................................................................ 9 2.2 Formation Lithology ............................................................................................................................ 10 2.3 Geological Structure and Seism ........................................................................................................... 10 2.3.1 Geological structure .................................................................................................................. 10 2.3.2 Seismic Activity .........................................................................................................................11 2.4 Hydrogeology ........................................................................................................................................11 2.4.1 Fissure water in igneous rocks .................................................................................................. 12 2.4.2 Pore water of loose rock ............................................................................................................ 12 3. Reservoir Engineering Geology .......................................................................................... 13 3.1 Landform .............................................................................................................................................. 13 3.2 Formation lithology .............................................................................................................................. 13 3.3 Geological structure ............................................................................................................................. 14 3.4 Hydrogeological conditions ................................................................................................................. 14 3.5 Evaluation of reservoir area on engineering geology ........................................................................... 14 3.5.1 Reservoir Leakage ..................................................................................................................... 14 3.5.2 Reservoir Submersion ............................................................................................................... 15 3.5.3 Stability of the banks ................................................................................................................. 15 3.5.4 Reservoir sedimentation ............................................................................................................ 20 3.5.5 Induced earthquake by reservoir ............................................................................................... 20 4. Dam Site Area Engineering Geology ..................................................................................... 22 4.1 Engineering Geological Conditions .............................................................................................. 22 4.1.1 Topography and Physical Geological Phenomena..................................................................... 22 4.1.2 Stratigraphic lithology ............................................................................................................... 24 4.1.3 Geological Structures ................................................................................................................ 26 4.1.4 Hydrogeology ............................................................................................................................ 28 4.1.5 Physical and Mechanical Properties of Rock and Soil .............................................................. 34 4.2 Engineering Geological Evaluation...................................................................................................... 69 4.2.1 Determination of the Dam Foundation base .............................................................................. 69 4.2.2 Seepage of Dam Foundation ..................................................................................................... 72 4.2.3 Seepage Around the Dam .......................................................................................................... 73 4.2.4 Dam Abutment Stability Analysis ............................................................................................. 73 4.2.5 Estimation of Water Inflow in Foundation Pit ........................................................................... 74 4.2.6 Foundation T-2 Layer Engineering Geology ............................................................................. 75 iii AVIC & SMEDI JV 4.2.7 Environmental Water and Soil Erosion .............................................................................. 77 4.3 Auxiliary dam Engineering Geology .................................................................................................... 81 4.3.1 Description of Engineering Geological Conditions................................................................... 83 4.3.2 Engineering Geology Problem .................................................................................................. 86 5. Ancillary Buildings .................................................................................................................. 89 5.1 5.2 5.3 5.4 5.5 The Engineering Geology of the Spillway .................................................................................... 89 Across spillway traffic bridge engineering geology. ..................................................................... 97 Engineering Geology of Water Diversion Tunnel ....................................................................... 100 Water tower engineering geology ............................................................................................... 107 Cofferdam Engineering Geology .................................................................................................113 5.5.1 Upstream cofferdam .................................................................................................................113 5.5.2 Downstream cofferdam ............................................................................................................113 6. Natural Construction Materials ........................................................................................... 115 6.1 Block Stone .........................................................................................................................................115 6.1.1 Description ...............................................................................................................................115 6.1.2 Quality Evaluation ....................................................................................................................115 6.1.3 Reserves ...................................................................................................................................116 6.2 Coarse Aggregate ................................................................................................................................118 6.3 Fine aggregate .....................................................................................................................................118 6.4 Soil Aggregate .................................................................................................................................... 120 6.4.1. Description ............................................................................................................................. 120 6.4.2 Quality Evaluation ................................................................................................................... 121 6.4.3 Reserves Evaluation ................................................................................................................ 134 6.5 Filling material of rock slag ............................................................................................................... 135 1) Quality Evaluation ....................................................................................................................... 136 2)Reserves ........................................................................................................................................ 136 3)Reserves ........................................................................................................................................ 138 7. Conclusion and Recommendation ....................................................................................... 140 7.1 Conclusion.......................................................................................................................................... 140 7.2 Recommendations .............................................................................................................................. 141 iv AVIC & SMEDI JV Index for Drawings No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 Name Engineering Geological Map of Karimenu reservoir area Engineering Geological Map of Karimenu damsite area Geological Map of Karimenu 5km rock slag area Engineering Geological longitudinal section of the dam axis (B—B') Permeation Geological longitudinal section of the dam axis (B—B') Engineering Geological longitudinal section of the dam site (S1—S1') Engineering Geological longitudinal section of the dam site (S2—S2') Engineering Geological longitudinal section of the dam site SB —SB') Engineering Geological longitudinal section of the dam site (XB—XB') Engineering Geological longitudinal section of the dam site (X1—X1') Engineering Geological horizontal section of the dam site (B1—B1') Engineering Geological horizontal section of the dam site (B2—B2') Engineering Geological horizontal section of the dam site (B3—B3') Engineering Geological horizontal section of the dam site (B4—B4') Engineering Geological horizontal section of the dam site (B5—B5') Engineering Geological horizontal section of the dam site (B6—B6') Engineering Geological horizontal section of the dam site (B7—B7') Engineering Geological horizontal section of the dam site (B8—B8') Engineering Geological horizontal section of the dam site (B9—B9') Engineering Geological horizontal section of the dam site (B10—B10') Engineering Geological horizontal section of the dam site (X —X') Engineering Geological longitudinal section of the auxiliary dam (FB—FB') Engineering Geological longitudinal section of the spillway (Y —Y') Scale Drawing no. Number of sheets 1:2000 1-K-01 5 1:1000 1-B-02 1 1:1000 1-B-03 1 1:1000 2-B-03 1 1:1000 2-B-04 1 1:1000 2-B-05 1 1:1000 2-B-06 1 1:1000 2-B-07 1 1:1000 2-B-08 1 1:1000 2-B-09 1 1:1000 2-B-10 1 1:1000 2-B-11 1 1:1000 2-B-12 1 1:1000 2-B-13 1 1:1000 2-B-14 1 1:1000 2-B-15 1 1:1000 2-B-16 1 1:1000 2-B-17 1 1:1000 2-B-18 1 1:1000 2-B-19 1 1:1000 2-B-20 1 1:1000 2-FB-21 1 1:1000 2-Y-22 1 v AVIC & SMEDI JV No. Name Scale Drawing no. Number of sheets 24 Engineering Geological longitudinal section of the water diversion tunnel (D —D') 1:1000 2-X-23 1 25 Geological section map of the reservoir area (1---1’) 1:1000 2-K-24 1 26 Geological section map of the reservoir area (2---2’) 1:1000 2-K-25 1 27 Geological section map of the reservoir area (3---3’) 1:1000 2-K-26 1 28 Geological section map of the reservoir area (4---4’) 1:1000 2-K-27 1 29 Geological section map of the reservoir area (5---5’) 1:1000 2-K-28 1 30 Geological section map of the earth material site (A-A’) 1:1000 2-L-29 1 31 Geological section map of the earth material site (A2—A2') 1:1000 2-L-30 1 32 Geological section map of the earth material site (A1—A1'、 1:1000 A3—A3') 2-L-31 1 33 Geological section map of the earth material site (BB-BB’) 1:1000 2-L-32 1 1:1000 2-L-33 1 1:1000 2-L-34 1 1:1000 2-L-35 1 1:1000 2-Sl-01 1 1:100 3-B-36 1 3-B-37 1 3-B-38 1 3-B-39 1 3-B-40 1 3-B-41 1 3-B-42 1 3-B-43 1 3-B-44 1 34 35 36 37 Geological section map of the earth material site (B1—B1'~B3—B3') Geological section map of the earth material site (L-L’、 L1—L1'、L2—L2') Geological section map of the block stone site (J-J’、 J1—J1'~J5—J5') Geological section map of the 5 Km block stone site (1---1'~ 3---3') 38 Borehole bar graph of dam site, CK1-CK3 39 Borehole bar graph of dam site, CK4-CK6 40 Borehole bar graph of dam site, CK7-CK9 41 Borehole bar graph of dam site, CK10-CK12 42 Borehole bar graph of dam site, CK13-CK15 43 Borehole bar graph of dam site, CK16-CK18 44 Borehole bar graph of dam site, XK1-XK3 45 Borehole bar graph of dam site, XK4-XK6 46 Borehole bar graph of dam site, XK7-XK9 Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing vi AVIC & SMEDI JV No. Name 47 Borehole bar graph of dam site, XK10-XK12 48 Borehole bar graph of dam site, XK13-XK15 49 Borehole bar graph of dam site, XK16-XK18 50 Borehole bar graph of dam site, XK19-XK21 51 Borehole bar graph of dam site, XK22-XK25 52 Exploratory well bar graph of dam site, SJ1-SJ5, SJ9, SJ10, SJY1-SJY22 53 Borehole bar graph of reservoir area, DK1-DK4 54 Borehole bar graph of reservoir area, DK5-DK8 55 Borehole bar graph of reservoir area, DK9-DK11 56 Borehole bar graph of reservoir area, DK12-DK14 57 Borehole bar graph of reservoir area, DK15-DK18 58 Borehole bar graph of water diversion tunnel, SZK01-SZK03 59 60 61 Borehole bar graph of water diversion tunnel, SZK04-SZK05, BCK5 Bar graph of borehole and exploratory well of spillway, YZK01-YZK03 Bar graph of borehole and exploratory well of auxiliary dam, FZK01-FZK03 62 Borehole bar graph of earth material site, LK1, LK2, LK5, LK6 63 Borehole bar graph of earth material site, LK7, LK8, LK11, LK12 64 Borehole bar graph of earth material site, LK13, LK16 - LK18 65 Borehole bar graph of earth material site, LK19 - LK21, LK24 66 Borehole bar graph of earth material site, LK25 - LK28 67 Exploratory well bar graph of earth material site 68 Borehole bar graph of block stone site, XLK1 - XLK3, XLK5 69 Borehole bar graph of block stone site, XLK7 - XLK9 70 Borehole bar graph of 5km rock slag site, CK1~CK5 71 Compression curve of soil layers Scale Drawing no. Number of sheets 3-B-45 1 3-B-46 1 3-B-47 1 3-B-48 1 3-B-49 1 Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing Refer to drawing 3-B-50 1 3-K-51 1 3-K-52 1 3-K-53 1 3-K-54 1 3-K-55 1 3-D-56 1 3-D-57 1 1:100 3-Y-58 1 1:100 3-FB-59 1 3-L-60 1 3-L-61 1 3-L-62 1 3-L-63 1 3-L-64 1 3-L-65 1 3-L-66 1 3-L-67 1 1:200 3-L-68 1 Refer to drawing 3-S-68 1 Refer to drawing Refer to drawing Refer to drawing Refer to drawing 1:100 Refer to drawing Refer to drawing Refer to drawing vii AVIC & SMEDI JV 1. Preface 1.1 Outline Karimenu Ⅱ dam water supply project is designed for Nairobi City in Kenya and the surrounding satellite towns, such as Juja and Ruiru. The main structures of the project include: Karimenu Ⅱ dam hub, water treatment works, water pipeline and Bennett’s Ridge pool and so on. This report only focuses on the geologic survey for the reserviors. The proposed dam hub is located on the upper reaches of the Karimenu River whose administrative region belongs to town of Kiriko, Kiambu County, central Kenya, which is 75 kilometers north of Nairobi, the capital of Kenya with geographical coordinates of latitude: -0.920457 ° and longitude 36.865498°. Within backwater of the reservoir, the main river way above the dam site is about 5km and the maximum flood area is 135 × 104 m2. The scope of the project entails the construction of the Main Dam, Auxiliary Dam, Spillway, Water Delivery (diversion), Culvert etc. The proposed dam is a homogeneous earth dam with a total reservoir capacity of 28.21 million m3, with an effective capacity of 18.67 million m3. The dead reservoir capacity is 5.55 million m3 and the dead water level is 1833.00 m. The crest of the dam is 400m long and the axis coordinate of the left and right bank of the dam are: Left bank: X = 9898269.3816, Y = 262525.2536; Right bank: X = 9898539.2832, Y = 262811.5442. The crest of the dam is 400m long and 10m wide, the height of the dam is 1859.0 m and the maximum height of dam is 58m. According to the provisions of China's flood control standards (GB50201-2014) and the water conservancy and hydropower project classification and flood standards (SL252-2017), the proposed project is medium reservoir mainly for urban water supply and the rank of project is Ⅲ, with level 3 of main structures, level 4 of secondary structures and temporary structures. The spillway is non-sluice and open top type located at the left bank abutment and the 1 AVIC & SMEDI JV stake no. of dam axis is 0+015. The Probable Maximum Flood (PMF) discharge flow is 458m3 / s. The spillway control section adopts the flat bottomed weir with a wide top, the net width of the flood gate opening is 24m, the upper elevation of the ridge of gate is 1852.50 m, and the drain tank is set in the middle of the downstream drain tank and the outlet of the spillway outlet adopts the selection flow energy dissipation. Two bridges are set up in the spillway. The tunnel is located at the right bank of the dam and the stake number is 0 + 462, 62m from the right abutment. The tunnel consists of the intake section, the intake tower, the intake of the open cut tunnel, the hidden hole section, the exit of open cut tunnel, the drain pool section, the exit of open channel section, the pass box culvert and so on. The intake base elevation is 1816m and the exit base elevation is 1810m. The tunnel intake tower is the tower of forward water inlet type. The diversion tunnel is used during diversion period, then the bottom hole is blocked after the diversion and ∅ 1.0 m pressure pipelines are laid in the tunnel. The elevation of the outlet center line of the water supply pipe, the ecological discharge pipe and the sand-flushing blow-down pipe is 1809m. The maximum height of auxiliary dam is 9.0 m which is the homogeneous earth dam. The dam crest is 210m long and 10.0 m wide while as the elevation of the dam top is 1859.0 m. Construction of One (1) cofferdam is done on the upstream and downstream of the diversion tunnel. The Karirnenu river is located at the southern slopes of the Aberdare mountains, with a basin area of 105km2. The river originates from dense forests, traversing the forest along the southeast of the mountain, and into the Chania river near Thika town. The Chania river shunts from the Thika river in Thika, which drains into the Masinga dam. It is a secondary tributary to the Tana river, Kenya’s longest river. The Karimenu river lies in the southern part of the Aberdare mountains in the humid and semi-humid agricultural climate zone of Kenya. The annual average temperature is about 14-18 ℃. The average annual precipitation is 1420mm. There are two rainy seasons in a 2 AVIC & SMEDI JV year, long rainy season (about March to May) and the short rainy season (about October to November). Monthly average temperature change ranges from 9.9 to 14.6 ℃, the average annual change range is 11.6 ℃. Transportation is convenient for the engineering area, but most of the roads are mountainous and winding dirt roads with a width between 3 to 5m, which can be used by large and medium-sized vehicles. 1.2 Survey tasks and requirements Entrusted by the Athi Water Services Board, Kenya, the preliminary engineering geological design stage of the project was performed. The task of this survey is to find out the engineering geology and hydrogeological conditions of the reservoir area and the dam site and to investigate the engineering geological problems that affect the safety of structures. According to the contract requirements, the Chinese standards and codes shall be applied in the survey. The exploration work is in strict accordance with the “Standard of Small and Medium-sized Water Conservancy and Hydropower Engineering Geological Investigation” SL55-2005, “the Regulation of Water Resources and Hydropower Engineering Drilling” SL291-2003, “the Water Resources and Hydropower Engineering Pressure Water Test Procedures” SL31-2003, “the Water Resources and Hydropower Engineering Natural Building Materials Investigation Procedures” SL251-2015, “the Water Resources and Hydropower Engineering Geological Surveying and Mapping Regulations” SL299-2004 and other requirements, which mainly meets the demand of the preliminary design stage, specific investigation purpose and the requirements which are as follows: 1) to review the original data, to research the regional geological conditions, to analyze the effect of the main structure on the project area, to evaluate the influence of the stability of the structure to the region and site, and put forward the motion parameter in the project area; 3 AVIC & SMEDI JV 2) to investigate topography and landform, strata lithology and geological structure of reservoirs; the properties of rock and soil in reservoir basin, the thickness and permeability of alluvial layer. Recheck the seepage conditions in the water reservoir area, to identify whether the permeable channel or other water permeable belts are connected outside the reservoir. Analyze the possibility of infiltration into adjacent valleys after water storage; 3) to identify the terrain, topography, the nature of the rock and soil in possibly submerged sections, the distribution of the relative aquifers and the depth of underground water in submerged area, and to predict the scope of the submergence zone; 4) to find out the stability of the bank, whether there is a large landslide or debris flow distribution, or whether there will be a subsidence or collapse after the water storage; 5) to demonstrate the conditions of dam site construction, and to evaluate the main engineering geological and environmental geology problems of the reservoir area that may influence selection of the program; 6) to identify the engineering geological conditions of the dam site and make an evaluation to the major engineering geological problems; 7) to conduct detailed investigation of natural building materials, find out the quality and reserves of various natural building materials, and propose geological suggestions for the mining, transportation and processing of materials 1.3 Completed work The project’s feasibility study was commissioned by Athi Water Services Board in 2013, and carried out by a local company. The dam of feasibility study site is located in the upstream of the dam, and the site is not too far from the current site. The geophysical prospecting, drilling, standard penetration, pressure water test and indoor test have been conducted. The general and maximum depths are 30m and 40 m respectively. The stratigraphic and engineering geological conditions revealed in the depth of investigation are not different from this survey. The combined investigation of geological survey and drilling and the means of 4 AVIC & SMEDI JV geophysical prospecting were mainly adopted. The geological surveying and mapping work was mainly conducted in the reservoir area and on both sides of the banks. The drilling and geophysical prospecting concentrated on the main building of the dam site area. A combination of manpowered exploratory well and drilling exploration was adopted for the exploration of natural building materials field. The survey plan is as follows: The reservoir area: According to the geological survey, the slope of the mountain terrain along the mountain is large and is basically covered with the impermeable red clay layer. The lower bedrock is dominated by volcanic breccia and the condition for reservoir formation is better. No adverse geology conditions such as landslides have been found, and the slope stability is good. Therefore, combined with the evaluation requirements of the bank collapse, a total of 5 sections were arranged, with 3-4 holes in each section. The depth of exploration hole is required to pass through the soil layer to carry out medium~ strong weathered rock formations. Dam site area: A section along the axis of the dam is arranged with an interval of about 50m. The depth of the boreholes, dam foundation is 55m, from the dam abutment to the water resisting layer or below the river bed. The other positions of the dam are arranged in 50~100m intervals parallel to the dam axis. The drilling distance is about 50m, and the exploration hole is 25~30m, such that if the drilling and the bedrock can be appropriately reduced, it should not be less than 5m into the weathered rock. In actual drilling, due to drilling and T2 weak layer, for further understanding of the characteristics and distribution of the layer, 6 drill holes on the dam axis were deepened, and 2 boreholes selected in the direction of the vertical axis of the dam for deepening , with a maximum depth of 109.2m. All the drilled weatherd rock formations on the dam axis were subjected to a pressure test and a wave velocity test. Part of the depth water pressure was less than 1.0Mpa, and the 5 AVIC & SMEDI JV water injection test was changed. The T2 layer was used as the water injection test. During the drilling period, 3 boreholes were drilled for long-term water level observation, with an observation interval of 10 days, and 6 pits arranged to take the upper part of the original soil sample. Spillway: A section is arranged along the axis direction, with a distance of about 100m, and the depth of the hole is 25~35m. Water diversion tunnel: One section is arranged along the axis direction, and a total of six (6) boreholes are drilled. The depth of the hole is 10m below the bottom of the tunnel, and one of them is located at the intake tower. Secondary Dam: One section is arranged along the axis, and there is one (1) drilling hole and two (2) exploratory holes. The drilling depth is 20m and the depth of exploration well is 8~10m. Stockyard: The soil material field is mainly in the exploration well, arranged in a grid pattern, with a spcing of less than 500m. The depth is generally excavated through the useful layer, and the drilling is done at large thickness. The quarry and the dam site survey found that the quality of the coarse rock is good and can be used as aggregate of the project. So drilling holes in three stockyards are arranged to find the coarse-grained rock, and the depth of the exploration hole is to the bottom of the bed or drilled through the rough rock layer. Indoor test: Soil layers: Moisture content, heavyness, specific gravity, Atterberg limits, compression, particle analysis and free expansion rate, shear at the dam foundation, direct shear, shear-fastening, saturated consolidation fast shear, triaxial unconsolidated undrained shear (UU), consolidated undrained shear (CU), vertical and horizontal permeability coefficient and so on. 6 AVIC & SMEDI JV Rocks: including heavy, uniaxial saturated compressive strength, uniaxial dry compression strength, softening coefficient, shear strength, saturated Poisson's ratio, and saturated deformation modulus. Soil material: Moisture content, plasticity index, dry density, clay content, water soluble salt, organic matter, optimal moisture content, maximum dry density. Moisture content, plasticity index, dry density, compression, triaxial unconsolidated undrained shear (UU), consolidated undrained shear (CU), permeability coefficient and so on, according to the 0.96 degree of compaction. Stone: dry density, uniaxial saturated compressive strength, uniaxial dry compression strength, softening coefficient. The reservoir exploration work commenced on 1st April, 2017; Investigation such as the newly added auxiliary dam, water conveyance tunnel hole, and the building of spillway for the adjustment began on 1st July, 2017; The field work was completed on 21st July, 2017; Indoor test for rock and soil, water and data collection, binding and filing were completed on 4th August, 2017. The statistical results of this geological survey work are shown in Table 1-1. 7 AVIC & SMEDI JV Table of workload of engineering geological survey for the preliminary design stage of Karimenu Ⅱwater supply dam Table 1-1 item Surveying and mapping for geology Exploration Field test content unit quantity 1/2000 Surveying and mapping geology km2 5.8 1/1000 Surveying and mapping geology km2 1.1 1/1000 geological section mapping km/line 17.3/42 point 99 Summary of joints and fissures point 3 borehole m/n shaft m/n 129.5/17 SPT, standard penetration test point 485 Water pressure test for borehole section 97 Water injection test for borehole set 22 Pumping test for borehole set 3 Sonic test m/hole 680.1/17 set 53 disturbed soil sample from exploratory well set 8 undisturbed soil sample from borehole set 175 set 42 Rock sample from drill-hole set 196 Water sample set 4 Rock sample on field set 2 Soil sample test set 662 Rock sample test set 180 Water quality analysis test set 9 Investigation of natural building materials Team day 30 Investigation of the reservoir immersion Team day 15 Measurement for coordinate elevations of engineering points Undisturbed soil sample from exploratory well Sampling Laboratory test Others disturbed soil sample from borehole Data Collection Labor Day remarks 3966.8/ 99 40 8 AVIC & SMEDI JV 2. General Regional Geology Condition 2.1 Landform East branch of East Africa rift valley, cuting through plateau from north to south, divides the highlands into east and west parts. The bottom of great rift valley is located at 450-1000m below the plateau, which is 50-100km wide, with a wide range of lakes and many volcanoes. To The north is desert and semi-desert, accounting for 56% of Kenya’s total area. Mount Kenya in the central highlands is 5199m above sea level and is the second highest peak in Africa. The extinct volcano Wagagai is 4,321m above sea level and is famous for its huge crater, which is 15km in diameter. Rivers and lakes are numerous, and there are the bigger rivers such as Tana and Galana Rivers. The project is located in the Thika district, a suburb of Nairobi, as part of the east African rift valley. The upper reaches of Athi have a volcanic cluster and sediment, produce good aquifer. The soil is formed by weathering of volcanic rocks and is very fertile with a large number of pinholes. Project area is located in the south of Aberdare mountains, it’s elevation generally ranges from 1600 to 1900 m, the relative elevation difference is less than 200 m, the landform is of lava plateau type, the terrain slightly curves and waves, the valley is in process of development, the mountain range and river system obviously controlled by the geological structure and lithology. According to the morphogenesis and formation, the geomorphology is divided into two zones, which are described as follows: 1) Structural denudation and erosion plateau area It’s the major geomorphic unit of this area, the area is made of volcanic rock formation of the tertiary thick layers, the top elevation is 1900 ~ 1600m above sea level, the relative height difference is less than 200 m, with crisscross gully, most of the mountian tops are in the shape of a beam, and slope angle is relatively smooth. 2) Geological area of river erosion and accumulation 9 AVIC & SMEDI JV It’s the major geomorphic unit of this area, formed by the river and its branch ravine, and it is composed of riverbeds and terraces, which are river course and terraces mainly formed by intermittent ascending and descending effect, strong incision effect. 2.2 Formation Lithology The main exposure strata of the engineering area are igneous rocks of the tertiary (A) and loose overburden layers of the quaternary system (Q). The ancient strata of the tertiary system are mainly exposed to the bottom of the deep-incised valley and both banks of the valleys and ravines of plateau. The quaternary system loose strata are mainly distributed in the valley and above terraces, and its lithology is mainly the high liquid limit clay (silt), formed by pluvial-alluvial (Q4pal) by river with a small amout of pebbles. 2.3 Geological Structure and Seism 2.3.1 Geological structure More than 10 million years ago, the fractured crust of the earth formed the great depression of the Great Rift Valley. The theory of plate tectonics holds that this is the place where the land masses are separated, that is, the eastern part of Africa is in the strong zone of the rising flow of mantle material. In the upwelling process, the east African crust uplifted to form a plateau, and the dispersion of the upwelling in the opposite direction of the two sides caused the fragile part of the earth’s crust to crack and fall into the rift zone. The average speed of the cracking is 2cm ~ 4cm a year, and has been ongoing continusly the rift belt is still expanding to both sides. The depression of the Great Rift Valley began in the Oligocene, and the major fault movement occurred in the Miocene epoch, among which the large displacements lasted from the Pliocene epoch to the quaternary period. The Great Rift Valley is formed by the splitting of the African plate. The partial subsidence of the middle section formed the graben structure. The rift zone is located in East Africa, starts from Zambezi river mouth area in the south, via Shirey Valley in the north to lake Malawi (Niassa), and it is divided into two branches: northern branch rift zone is the main rift valley, runs along the east of lake Victoria, to the north 10 AVIC & SMEDI JV via Tanzania and central Kenya, cuts through the Ethiopian highlands into the Red Sea, and extends northwestward to Jordan valley from the Red Sea, nearly 6000 km. The width of the rift valley is about a few dozen to 200 kilometers, and the valley floor is mostly flat. The two sides of the rift valley are steep cliffs, and the height difference between the bottom and the top of the cliff ranges from a few hundred meters to 2,000 meters. Western branch rift zoneroughly runs along the west side of Lake Victoria, goes through Lake Tanganyika, lake Kivu and other lakes to the north, gradually disappears to the north, the scale is smaller and with total length more than 1,700 kilometers. The engineering area is located in the eastern branch of the east part of east African rift belt, which is in fault zone in the eastern margin of the east region. The stratigraphic rock mass in the region is lumpy, with no apparent occurrence, and few structural features, and no major fracture or folded structure is found. The development of joints in rock is mainly toward NW and NE. 2.3.2 Seismic Activity The engineering area is in the active region of the earth’s crust, with probable volcanic earthquakes. However, no earthquake epicenter has been recorded so far. According to the seismic zoning map of Kenya and engineering geological report in feasibility study stage, dam site is located in the basic earthquake area of seismic intensity Ⅵ. Refering to the Thika dam, which is about 10 kilometers northeast of the project, the design benchmark of seismic peak ground acceleration is 0.13 g, and the maximum seismic peak ground acceleration is 0.40 g. The design benchmark of the seismic peak ground acceleration of the project is 0.13g, the possibly maximum seismic peak ground acceleration: 0.40 g. 2.4 Hydrogeology The water bearing strata in this area is under covered in igneous strata of tertiary system and strata in quaternary system. The surface runoff mainly includes Chania river, Karirnenu river and other tributaries, which flows to the east and southeast, and belongs to the Tana river basin. Groundwater recharge sources are mainly from atmospheric 11 AVIC & SMEDI JV precipitation, groundwater runoff and drainage to river valleys. According to the hydrogeological conditions of the region, groundwater types can be divided into two types: igneous fissure water and loose rock pore-water. The conditions of underground water supply, runoff and discharge in each aquifer are described as follows: 2.4.1 Fissure water in igneous rocks The water-bearing rock is igneous stratum in tertiary system and the groundwater is deposited in the rock fracture. The water-bearing rock is widely distributed in the engineering area. The recharge of groundwater is mainly based on atmospheric precipitation and surface water infiltration. There is no spring exposed in the district. The watery property of igneous rocks is closely related to number of pores and the porosity of structural fissures. The rock with many pores and structural fractures, big crack dip angle has better water yield property, and vice versa. 2.4.2 Pore water of loose rock The water-bearing rock series are soil of all types in quaternary system, mainly distributed in the both sides of river, the mountain valley, etc., and supplied from the atmospheric precipitation, and rock series lateral recharge of groundwater, surface water and other water froom river runoff discharge, it’s hydraulic slope is controlled by topography, the rock series have unified phreatic groundwater level. Both types of groundwater receive atmospheric precipitation recharge, and pore water also receive supplies from lateral and jacking fissure water, according to the survey, groundwater table elevation of the bedrock fracture on both sides of the banks are above the valley pore water level, and the groundwater is generally discharged from both sides of banks to the riverbed and from upstream to downstream. 12 AVIC & SMEDI JV 3. Reservoir Engineering Geology 3.1 Landform The geomorphic type of the reservoir is the river canyon landform. The Karimenu river valley has a slight steeper slope, and the topography is undulating. The elevation between the two banks ranges from 1870 to 1880m, and in the backwater range, the height of the valley floor is from 1800 to 1860m, and the relative height difference is about 60m. Karimenu river valley is relatively spacious with “V” shape at the bottom, 600m from the reservoir to upstream of dam site, the reservoir is composed of 3 ~ 4 branch ravines, main channel is located at the north of the reservoir, main channel overall flow to SE, river is “S” shape from the dam site to 600 m of its upstream. There are not many well developed gullies on both sides of the river valley, all of them are “V” shape, and the valley floor is wide and the slope is a little steeper. Most reservoir valley bottom is between 50 ~ 90 m wide, the height of both sides of the banks is 60 ~ 70 m, slope angle is 11 ° ~ 27 °. accumulation terrace is not well developed on both sides of the gully bed, only levelⅠ base terrace was discontinuous developed, and the width is 0 ~ 70 m. 3.2 Formation lithology The formation lithology in the reservoir area is shown as follows from old to new: 1) A tertiary igneous rock (TV): a thick layer fused tuff in T-1 layer; low liquid limit silt in T-2 layer, with poor graded sand and gravel interlayer; The T-3 layer dominated thick layer of volcanic breccia and sintering tuff, with local distribution of amphibole trachyte lens; 2) the Quaternary upper Pleistocene slope proluvial (Q3dpl), is mainly brown red, high liquid limit clay, lower part contains more calcium nodules and a small amount of gravel, distributed in the surface of plateau and both slopes of the valley, the thickness is 0 ~ 30 m; 3) The Quaternary Holocene flood alluvial (Q4pal): mainly consists of high liquid limit clay, high liquid limit silt, loose, soft plasticity to flow plasticity, distributed in the bottom of the Karimenu valley and the terrace base of Ⅰ level, 0 to 8 m thick. 13 AVIC & SMEDI JV 3.3 Geological structure The geological structure of the reservoir is simple, the fault structure is not developed, and the reservoir area is mainly controlled by the Great Rift Valley. The stratification layer of reservoir is not obvious. 2 groups joints and fissures mainly developed in rock mass, all belong to tectonic fracture, 1 N40 ° ~ 60 ° E/NW (SE) < 35 ° ~ 65 °, (2) N30 ° ~ 50 ° W/SW (or NE) < 35 ° ~ 85 °. 3.4 Hydrogeological conditions The surface runoff in the reservoir area mainly depends on perennial flow of Karimenu River, the sources are atmospheric precipitation and the water supply from both banks. The groundwater mainly depends on igneous fissure water, and the Karimenu River is base level for its discharge, to the riverbed and its downstream. Due to the thickness of the loose overburden layer in the reservoir area reached to 10 ~ 25m, the distribution area is wide, so there is a certain amount of porous type upper stagnant water. The Holocene series clay of quaternary system at the bottom of the valley is relatively thin and the water supply is limited. The pore water is mainly distributed in the river course of Karimenu River and the mountain valley, and except the atmospheric precipitation, surface water and other water-bearing rocks also provide water supply, and the discharge direction is downstream of the Karimenu River. 3.5 Evaluation of reservoir area on engineering geology 3.5.1 Reservoir Leakage From the constitute reservoir lithology conditions, reservoir banks are composed of brown, brown red high liquid limit clay in Quaternary upper Pleistocene slope proluvial (Q3dpl), the permeability of the soil is weak, can be considered as water-resisting layer of reservoir bank, although there are igneous rock is exposed at the bottom of the reservoir in valleys, but its permeability is weak, at the beginning of the retaining water, it will be submerge by sediment, so it’s difficult to form the outward leakage passage; From the perspective of the topography and landform of the reservoir, there are parallel or nearly parallel valleys in both side of the reservoir area, but result from water-proof function by 14 AVIC & SMEDI JV the thick high liquid limit silt on surface in reservoir area, reservoir water leakage is hard to lead to both sides iof valleys; From the geological tectonic conditions, it is not obvious that the tectonism of the reservoir area can influence, no tectonic belt is found, thus forming no leakage channel. In conclusion, there is no permanent leakage in the reservoir area in whole. 3.5.2 Reservoir Submersion When the reservoir is filled to normal storage level, the water return length is about 5.25 km. There is no village and important mineral resources under normal reservoir storage level, and there are plenty of cultivated land along the banks above and under normal reservoir storage level. The groundwater critical buried depth is calculated according to the following formula: HCR = HK + H....................................... Formula (3.1) In the formula: HCR -immersion groundwater critical depth (m); HK - maximum height of soil capillary water (m); H - safe ultra high value, 1.0m for agricultural area (crop root depth), 1.5m for residential area (building foundation buried depth). According to the data of exploratory well, the maximum height of capillary water is 1.6 m. The critical depth of groundwater of submergence shall be: 2.6 m in agricultural area and 3.1 m in residential area. The two sides of the reservoir are composed of the loose layer, and the farmland on both sides of the land is sloped, and the ground elevation of 1855.0 ~ 1857.6 m will be affected by the flood after the submersion of the reservoir. The villages on both sides whose elevation range is between 1855.0 ~ 1858.1 m, such as the village of Gituamba in the left bank, Buchana chapel on the right bank and Buchana Primary School in the reservoir, will also be affected by the submersion. 3.5.3 Stability of the banks In backwater scope of reservoir, most of slopes on both sides are covered with loose soil (physical and mechanical properties are shown in Table 3-5-1), the slope gradient is 15 AVIC & SMEDI JV slightly steep, generally 20 ~ 25 °, In addition, vegetation is well developed. According to the geological survey results, there is no landslide. After the reservoir water storage, the soil of the slopes in two sides becomes instable due to the water infiltration, bank caving can occur in the reservoir with the influence of water changes and corrosion. According to the topography of the slope on the left and right sides, several representative engineering geological profiles are arranged in the survey(Figure 3.5-1). Figure 3.5-1 Plan sketch map of exploratory hole The prediction of width of bank caving is made by the quotation of final collapse bank caving width calculation formula (formula 3.2) for Homogeneous reservoir in “Water conservancy and hydropower engineering geological manual”. Due to the bank slope of the bedrock is exposed in some sections of the bank slope of the reservoirs, and the angle of slope of the bedrock is bigger than that of underwater stabilized slope (about 12 °, based on the experience and the measured quantity of Thika dam), so the estimation of the width of bank caving can be carried out by the formula 3.3. St = N [(A + hp + hB) ctgα + (H-hB) ctgβ- (A + hp) ctgγ] (Equation 3.2) St = N [(H-hB) ctgβ + (B + hB) ctgφ] (Equation 3.3) Where: St - the corrected final width of the collapsed zone (m) 16 AVIC & SMEDI JV N-The coefficient associated with the particle size of the soil A- range of water level of reservoir(m), the value is of difference of h1 and h2 hp- depth of wave erosion (m) hB-height of wave climbing (m) H - height of bank slope above normal water level (m) α- underwater stability slope angle after shallow beach erosion (degrees) β- shore stability slope angle (degrees) γ-original bank slope angle (degrees) h1 - normal water level of designed reservoir, the value is 1855.0m h2 - designed low water level (water level), the value is 1833.0m B- depth of bedrock at predicted stat point of bank caving (m) φ- slope angle of bedrock face (degrees) Refer to Table 3-5-2 for the calculation of the parameters and results in profiles. The width of the bank caving of reservoir bank is 31.68 ~ 83.54m. The impact of the bank caving in the soil reservoir area is that the occupation of reservoirs caused by the siltation of the bank caving in the reservoirs. The estimated width of the bank caving is the value of the final bank caving, and the actual years of use of the reservoir is limited, just only a few decades, the width of the bank caving is generally less than the predicted value during the operation period, besides, the vegetation on both sides of the reservoir area is dense with well developed root system, which will contribute to the stability of the bank to a certain extent and reduce the quantity of bank caving. In view of the wide range of soil slope, the large amount of protection engineering, and the large investment, they are generally not -dealt with. 17 AVIC & SMEDI JV Statistical table of physical and mechanical properties of high liquid limit clay (silty clay) of reservoir bank Table 3-5-1 Physical property of soil Water ratio limit Grain composition Depth 0.25 0.075 ~ ~ of soil W ρ Water ratio e ρd Gravity sample Saturation quick shear quick shear 〈 Gs No. Direct and compressibility WL WP IP IL Sr Wet Dry density density of soil Saturation particle 0.005 Void Liquid Plastic Plasticity Liquidity 0.075 0.005 ratio limit limit index index Fine Silt Clay C Φ Modulus of coefficient compressibility av.1-.2 Es.1-.2 Compressibility C Φ Classification and Cohesive Frictional Cohesive Frictional denomination of soil force angle force angle sample particle -- m % -- DK4-1 5.0 44.4 2.77 1.56 DK4-2 4.0 48.4 2.77 DK4-3 3.0 47.4 DK3-3 3.0 DK5-3 sand particle % -- % % -- -- % % % MPa-1 MPa kPa ° kPa ° Standard of denomination 1.08 78.6 1.564 85.6 35.4 50.2 0.18 1.0 18.9 80.1 0.85 3.0 39.0 27.3 18.6 20.3 High liquid limit clay 1.31 0.88 62.7 2.137 118.0 40.7 77.3 0.10 1.1 33.8 65.1 2.04 1.5 32.3 12.4 19.3 22.9 High liquid limit clay 2.77 1.32 0.90 62.7 2.094 115.0 34.3 80.7 0.16 0.4 39.5 60.1 1.72 1.8 29.7 20.5 15.1 25.7 High liquid limit clay 44.4 2.77 1.52 1.05 75.4 1.631 107.0 39.6 67.4 0.07 0.8 32.7 66.5 0.82 3.2 40.5 35.9 30.9 26.4 High liquid limit clay 3.0 44.2 2.77 1.36 0.94 63.2 1.936 95.7 38.2 57.5 0.10 0.7 52.6 46.7 1.77 1.7 50.3 29.9 5.9 31.3 High liquid limit clay DK7-1 5.0 43.2 2.77 1.50 1.05 72.8 1.644 91.1 38.7 52.4 0.09 0.8 26.1 73.1 1.02 2.6 32.6 28.7 33.8 13.1 High liquid limit clay DK8-1 5.0 42.4 2.77 1.38 0.97 63.2 1.859 89.7 38.6 51.1 0.07 1.1 30.5 68.4 1.35 2.1 25.9 22.1 9.1 29.0 High liquid limit clay DK8-3 3.0 46.4 2.77 1.41 0.96 68.5 1.876 90.7 38.7 52.0 0.15 2.5 37.0 60.5 1.40 2.1 24.8 21.3 15.1 13.3 High liquid limit clay DK13-3 3.0 50.4 2.77 1.21 0.80 57.2 2.442 94.8 39.4 55.4 0.20 3.2 51.8 45.0 2.48 1.4 9.2 33.2 7.1 24.7 High liquid limit clay DK3-1 5.0 43.6 2.77 1.34 0.93 61.3 1.969 87.3 38.7 48.6 0.10 1.6 34.8 63.6 1.34 2.2 13.9 31.6 17.6 25.8 High liquid limit silt DK3-2 4.0 50.4 2.77 1.46 0.97 75.3 1.853 104.0 48.5 55.5 0.03 1.0 38.8 60.2 1.01 2.8 47.5 26.5 13.2 27.6 High liquid limit silt DK6-1 5.0 41.6 2.77 1.38 0.97 62.5 1.843 96.8 48.9 47.9 -0.15 1.2 47.0 51.8 0.50 5.7 16.4 34.7 5.4 31.0 High liquid limit silt DK6-2 4.0 46.3 2.77 1.35 0.92 64.1 2.002 97.1 41.2 55.9 0.09 0.8 54.2 45.0 0.96 3.1 81.0 30.9 10.4 31.4 High liquid limit silt DK6-3 3.0 41.6 2.77 1.38 0.97 62.5 1.843 94.7 46.7 48.0 -0.11 0.8 50.9 48.3 0.49 5.8 69.7 32.0 13.9 26.8 High liquid limit silt DK5-1 5.0 43.1 2.77 1.24 0.87 54.3 2.197 95.1 50.5 44.6 -0.17 0.9 52.4 46.7 1.92 1.7 27.0 29.5 2.2 28.4 High liquid limit silt DK5-2 4.0 45.0 2.77 1.40 0.97 66.7 1.869 99.3 50.1 49.2 -0.10 1.1 57.1 41.8 1.28 2.2 59.3 22.9 15.0 29.1 High liquid limit silt DK7-2 4.0 42.7 2.77 1.42 1.00 66.3 1.783 91.4 40.7 50.7 0.04 1.4 26.9 71.7 1.21 2.3 47.9 12.7 10.3 23.4 High liquid limit silt DK7-3 3.0 46.6 2.77 1.45 0.99 71.7 1.800 95.3 40.9 54.4 0.10 2.9 30.3 66.8 1.15 2.4 9.7 29.5 6.7 27.5 High liquid limit silt g/cm3 18 AVIC & SMEDI JV Statistical table of physical and mechanical properties of high liquid limit clay (silt) of reservoir bank Table 3-5-1 (continued) Physical property Water ratio limit of soil Grain composition Depth No. of soil sample W Water ratio Gs Gravity of soil particle ρ ρd Wet Dry density density -- m % -- DK8-2 4.0 49.2 2.77 1.37 DK12-1 5.0 52.2 2.77 DK12-2 4.0 56.2 DK12-3 3.0 DK13-1 5.0 DK13-2 Sr Saturation 0.25 0.075 e WL WP IP IL ~ ~ Void Liquid Plastic Plasticity Liquidity 0.075 0.005 ratio limit limit index index Fine Silt sand particle compressibility 〈 0.005 Clay particle Direct and Saturation quick shear quick shear av.1-.2 Es.1-.2 C Φ C Φ Classification and Compressibility Modulus of Cohesive Frictional Cohesive Frictional denomination of soil coefficient compressibility force angle force angle sample % -- % % -- -- % % % MPa-1 MPa kPa ° kPa ° Standard of denomination 0.92 67.6 2.016 89.8 41.7 48.1 0.16 1.7 34.5 63.8 1.42 2.1 29.1 24.1 10.6 28.0 High liquid limit silt 1.29 0.85 63.7 2.268 82.9 50.2 32.7 0.06 3.8 52.8 43.4 2.15 1.5 6.3 30.4 11.3 25.1 High liquid limit silt 2.77 1.15 0.74 56.4 2.762 91.8 54.1 37.7 0.06 3.2 57.0 39.8 2.46 1.5 7.0 29.2 2.6 26.5 High liquid limit silt 44.2 2.77 1.20 0.83 52.6 2.328 84.6 49.4 35.2 -0.15 1.5 46.7 51.8 2.54 1.3 30.3 22.2 6.5 29.3 High liquid limit silt 49.2 2.77 1.26 0.84 59.8 2.279 82.4 48.8 33.6 0.01 4.1 60.9 35.0 2.77 1.2 13.5 34.6 5.2 25.0 High liquid limit silt 4.0 50.1 2.77 1.54 1.03 81.6 1.700 87.3 52.3 35.0 -0.06 7.2 56.1 36.7 0.50 5.4 46.7 29.9 6.8 32.6 High liquid limit silt DK16-1 5.0 55.1 2.77 1.46 0.94 78.6 1.942 90.1 55.4 34.7 -0.01 6.7 61.8 31.5 0.38 7.7 11.5 24.6 4.0 16.9 High liquid limit silt DK16-2 4.0 48.2 2.77 1.38 0.93 67.6 1.975 87.4 52.5 34.9 -0.12 7.2 56.1 36.7 0.83 3.6 48.6 19.3 5.6 22.6 High liquid limit silt DK16-3 3.0 57.2 2.77 1.10 0.70 53.6 2.958 96.3 57.3 39.0 -0.00 8.1 60.4 31.5 1.12 3.5 48.0 20.8 21.6 22.1 High liquid limit silt DK15-1 5.0 48.2 2.77 1.01 0.68 43.5 3.066 85.0 50.0 35.0 -0.05 7.1 54.7 38.2 2.59 1.6 73.9 14.9 12.4 20.4 High liquid limit silt DK15-2 4.0 52.2 2.77 1.11 0.73 51.7 2.797 88.4 47.8 40.6 0.11 6.2 62.3 31.5 1.24 3.1 69.8 13.7 16.1 20.6 High liquid limit silt DK15-3 3.0 54.0 2.77 1.12 0.73 53.2 2.810 83.3 50.2 33.1 0.11 4.8 62.8 32.4 1.04 3.7 88.0 16.4 27.9 16.8 High liquid limit silt frquency 30 30 30 30 30 30 30 30 30 30 30 30 30 30 30 30 30 30 30 maximum 57.2 2.77 1.56 1.08 81.6 3.066 118 57.3 80.7 0.2 8.1 62.8 80.1 2.77 7.7 88 35.9 33.8 32.6 minimum 41.6 2.77 1.01 0.68 43.5 1.564 82.4 34.3 32.7 -0.17 0.4 18.9 31.5 0.38 1.2 6.3 12.4 2.2 13.1 g/cm3 Mean value 47.6 2.77 1.33 0.90 64.0 2.108 93.3 45.3 47.9 0.04 2.8 46.0 51.1 1.41 2.8 37.6 25.4 12.7 24.8 Small mean value 44.19 2.77 1.19 0.80 57.89 1.85 87.58 39.06 37.23 -0.07 1.13 31.98 39.39 0.97 1.84 19.95 19.14 7.18 19.76 Great mean value 51.74 2.77 1.41 0.97 69.35 2.59 96.03 50.79 51.91 0.10 5.60 56.49 63.17 2.34 4.62 60.89 30.76 18.66 28.40 Standard deviation 4.423 0.000 0.140 0.108 8.998 0.409 8.683 6.456 12.366 0.106 2.442 12.796 14.427 0.686 1.552 23.041 6.876 8.061 5.125 Variable coefficient 0.093 0.000 0.105 0.120 0.141 0.194 0.093 0.142 0.258 2.966 0.863 0.278 0.282 0.486 0.556 0.612 0.271 0.636 0.207 Suggestive value 47.6 2.77 1.33 0.90 64.0 2.108 93.3 45.3 47.9 0.04 2.8 46.0 51.1 1.41 2.8 18-25 18-24 6-10 18-22 19 AVIC & SMEDI JV Table of Representative Geological Profile Parameters and Calculation of predicted Width of bank caving Table 3-5-2 No. of formula profile N hB m hp m H m B m α degree β degree φ degree 1(left) 3-2 0.8 0.2 1.0 24.24 9.73 12 28 15.43 1(right) 3-1 0.8 0.2 1.0 23.00 12 28 2(left) 3-2 0.8 0.2 20.37 7.25 12 28 13.83 54.56 2(right) 3-2 0.8 0.2 20.26 6.30 12 28 16.81 47.39 3(left) 3-2 0.8 0.2 31.23 9.68 12 28 18.49 76.87 3(right) 3-2 0.8 0.2 39.61 9.10 12 28 25.56 74.85 4(left) 3-1 0.8 0.2 1.0 14.29 12 28 23.54 22.0 66.28 5(left) 3-1 0.8 0.2 1.0 22.70 12 28 23.11 22.0 78.05 5(right) 3-1 0.8 0.2 1.0 6.73 12 28 15.70 22.0 31.68 γ degree A m St m 64.95 25.78 22.0 83.54 3.5.4 Reservoir sedimentation Both sides of the valley of upstream of Karimenu reservoir area are covered by loose soil, undergoing scouring during the rainy season on both sides of the slope, rain carries more mud and sand into the valley, may bring a small bank slope soil collapse at the same time, the reservoir will have a certain amount of deposition. 3.5.5 Induced earthquake by reservoir Reservoir induced earthquake is one of the possible occurred reservoir engineering geological problem. It is mainly due to the construction of the reservoir, which changes the hydrogeological conditions around the reservoir. Once the induced earthquake occurs, it is likely to affect the safety of buildings. According to the specific conditions of the reservoir, the probability analysis of the induced earthquake is as follows: 1) the surface reservoir area is mainly composed of quaternary pleistocene series clay, the underlying formation is thick tertiary volcanic clastic rock, which is the massive soft block rock, it does not have the material basis for the stress concentration, no regional fault and structural fracture zone goes through the reservoir area, water bearing or water transmitting capacity is poor, the possibility of the formation of 20 AVIC & SMEDI JV passage from reservoir to deep geological body is small, therefore, the possibility of reservoir induced structural earthquake is very small. 2) no large area of carbonate or underground goaf distribution in the reservoir area and adjacent areas, and there are no basic conditions for the occurrence of earthquakes induced by non-structural reservoirs. 3) it is estimated that the large reservoirs that cause earthquakes are those with more than 100 m in dam height and larger than 1 billion m3 in storage capacity. The reservoir is a medium-sized reservoir with a maximum height of 52m and small hydrostatic pressure. 4) there are no abnormal phenomena such as hot spring and geothermal in reservoir area. From the above analysis, the possibility of earthquake after water storage in the reservoir is very small. 21 AVIC & SMEDI JV 4. Dam Site Area Engineering Geology 4.1 Engineering Geological Conditions 4.1.1 Topography and Physical Geological Phenomena The dam site is located in Karimenu valley, Kanyoni village, North of Gatundu Town, its geomorphic unit is shown as the landforms of the plateau river erosion accumulation, its terrain is a mountain valley, and valley section is “V” shape. The elevation of the river bed is 1801.0 ~ 1812.0m, and the width of which is nearly 90m, the main river bed is located on the right side of the valley, which is about 17m wide, and the river flow direction at the dam axis is S64° E. The left bank slope is about 21°, while the right bank slope shades from the 38° in the lower part to 17° in the upper part. Both sides of the slope and the valley are covered by loose layer.( Figure 4.1-1&4.1-2) Figure 4.1-1 Plan sketch map of exploratory hole 22 AVIC & SMEDI JV 23 AVIC & SMEDI JV The physical geological phenomena in the dam site area are mainly weathering. In the dam site, the thickness of the bedrock zone in the valley is different from that in slopes of the two abutments, which is influenced by stratigraphic lithology, structural plane development and topography. The left abutment is mainly composed of volcanic breccia and hornblende trachyte, volcanic breccia is soft and easy to weathered, while the hornblende trachyte is hard and difficult to weather, the thickness of the intensely weathered zone on the left abutment can reach 8.0 ~ 11.0m, the strong weathering Phenomena occurs mainly in the volcanic breccia rock mass which mainly become soft mudstone after weathering, and the weak weathering zone is 3.0 ~ 7.0m thick; In valley area, the strong weathering zone is generally 2.0 ~ 4.0m thick while the weak weathering zone is 2.0 ~ 13.0m thick; At the right abutment, the strong weathering zone is 1.0 ~ 7.0m thick while the weak weathering zone is 3.0 ~ 7.0m thick. 4.1.2 Stratigraphic lithology The overburden for dam site area includes the Quaternary upper Pleistocene slope proluvial (Q3dpl) which are distributed on the two abutments and the Quaternary Holocene flood alluvial (Q4pal) which are distributed in the valley. The stratigraphic features are as follows: 1) The Quaternary upper Pleistocene slope proluvial (Q3dpl) It is maroon red or brown red high liquid limit silt (clay) soil, plastic ~ hard plastic, with medium compressibility and no expansibility, its lower part contains more calcium tuberculosis and a small amount of gravel. The thickness of this layer on the left abutment is 11.0 ~ 19.4m, of which on the right abutment is 18.2 ~ 27.8m. 2) Quaternary Holocene flood alluvial (Q4pal) It is maroon red, light red, maroon high liquid limit silt, loose ~ slightly dense, with moderate compressibility, containing humus leading to the poor engineering properties. The thickness of this Layer is 4.6 ~ 7.9m. The bedrock stratums in the dam site area are all Tertiary igneous rocks (Tv), 24 AVIC & SMEDI JV According to the drilling results and surface mapping, the bedrock in the dam site is mainly composed of thick layer and hugely thick layer volcanic breccia and fused tuff, and the left bank is distributed with hugely thick hornblende trachyte lens. According to lithology and the combination of lithology, the bedrock of the dam site area is divided into three rock groups (T-1 ~ T-3). The lithology and thickness of each rock group are shown in Table 4-1-1. T-2 (1) and T-2 (2) are a kind of soft soil which is distributed in the left abutment and the lower dam foundation, while this layer is not found above elevation 1779.0m in the right abutment. The specific location of each layer in drill holes is shown in Table 4-1-2. 25 AVIC & SMEDI JV Summary table of Lithological characteristics of rock groups in dam site area Table 4-1-1 Group Thickness Lithological characteristics No. (m) Location Dam foundation and T-1 Dark gray fused tuff, hard No bottom T-2(1) Brown red low liquid limit clay with detritus, plastic Approx. 20 Abutments 22.3~27.3 Abutments Dark gray, brown red poorly graded sand, well-graded T-2(2) gravel and low liquid limit clay (silt) soil T-3(1) Dark gray fused tuff, a little hard 10.0~16.0 T-3(2) Light gray volcanic breccia, a little hard 22.8~27.3 T-3(3) Celadon hornblende trachyte, hard 4.0~10.6 abutments Dam foundation and abutments Dam foundation and abutments Left abutment Summary table of Lithological characteristics of soft rock stratum in dam site area Table 4-1-2 Hole No. Depth (m) Elevation (m) Descriptions Position CK10 48.2~ 75.5 1774.49~ 1747.19 Yellow-green with gray poorly graded sand and low liquid limit clay, cores in 50.2~53.9m are short columnar fused tuff rocks T-2(2) CK9 40.5~ 63.3 1768.44~ 1745.64 Dark gray, gray with yellow-green poorly graded sand and low liquid limit clay, cores in 47.3~48.9m are short columnar rocks T-2(2) CK8 42.4~ 67.8 1766.65~ 1741.25 Dark gray with grey yellow low liquid limit clay (silt) soil, soft plasticity~hard T-2(2) CK12 45.2~ 65.4 1816.65~ 1796.45 grey yellow with light gray low liquid limit clay with detritus T-2(1) CK1 43.1~ 65.4 1767.62~ 1741.02 Dark gray low liquid limit clay (silt) soil, plastic~hard plasticity T-2(2) XK10 59.6~ 86.2 1767.62~ 1741.02 Brown red, taupe gray low liquid limit clay with detritus T-2(2) 4.1.3 Geological Structures In the dam site area, only a few rocks emerge, no obvious bedding on the rock stratums and no geological fault is found. The bedrock in the left abutment about 300m away in upstream of dam axis emerges, 26 AVIC & SMEDI JV joint fissure is mainly developed in two groups (see Figure 4-1): ① N10° ~ 20° W / NE∠80° ~ 90°, ② N40° ~ 50° W / NE (or SW) ∠60° ~ 80°, the fissures are mostly slightly open or closed and their extension is shorter, filling with mud or no filling, two groups of joint intersect in a small angle, Group ① is more developed, two groups of joint cracks skewly cross with the river, Group ② is not conducive to the dam foundation anti-seepage control. The bedrock in the right abutment about 440m away in downstream of dam axis emerges, joint fissure is mainly developed in three groups (See Figure 4-2): ① N20° ~ 30° W / NE∠ 70° ~ 90°, ② N20° ~ 40° E / SE∠80 (see Figure 4-2)° ~ 90°, ③ N75° ~ 85° E / NW ∠ 60° ~ 85°, the fissures are mostly slightly open or closed and their extension is shorter, filling with mud or no filling, Group ① almost vertically intersect with Group ③, and skewly cross with the Group ②, Group ① is more developed, and skewly cross with the river, which is not conducive to dam foundation anti-seepage control, Group ② and Group ③ almost vertically intersect with the river. Figu re 4-1 27 AVIC & SMEDI JV Figure 4-2 4.1.4 Hydrogeology There are two types of groundwater in the dam area: the fourth series of the pore water and the bedrock fissure water. The former is distributed in the river bed and its buried depth is 2.5 ~ 3.0m, according to the observation holes (CK9, CK16) set in the dam foundation during the geological investigation period, the water level elevation is 1805.0 ~ 1806.5m (Figure 4-3), the water level changes little with the seasonal variation. The water level elevation for Hole CK6 in the abutment is generally 1834.3 ~ 1835.7m, but the elevation reached 1839.5m on 20th May 2017, may be related to precipitation, but also reflects the larger fluctuations of groundwater. Bedrock fissure water is distributed in the two abutments and discharged to the river bed due to its higher water level. 28 AVIC & SMEDI JV Figure 4-3 Groundwater Observation Curve 1. Dam foundation rock mass permeability 1) The dam foundation rock mass strong weathering zone, water injection tests were conducted on Drill holes CK8, CK9 and CK10, and the results were 7.56m/d, 2.72m/d and 0.17m/d, respectively. The average is 3.48m / d equal to 4.03 × 10-3cm/s and the average of large value is 7.56m/d equal to 8.75 × 10-3cm/s, which belongs to moderate permeable layer. 2) For the dam foundation rock group T-3, according to the statistical analysis of borehole water pressure test (see Table 4-1-3), the average of the comprehensive water permeability of dam foundation T-3 bedrock on the riverbed is 8.18 Lu and 1Lu is converted to about 1.3 × 10-5 cm/s, the average value is about 1.06 × 29 AVIC & SMEDI JV 10-4cm/s and the average of large value is 13.23 Lu equal to 1.72 × 10-4cm/s, which belongs to weak ~ moderate permeable layer. Summary table of water pressure test results for dam foundation rock group T-3 Table 4-1-3 Hole No. CK10 CK9 CK8 XK4 Depth Water permeability Average Average of large (m) (Lu) (Lu) values (Lu) 22.8-26.4 15.28 Fused tuff 27.4-31.0 3.37 Fused tuff 31.0-35.6 2.39 Volcanic breccia 35.6-40.2 4.57 Volcanic breccia 40.2-44.8 13.04 Breccia, tuff 44.8-49.4 13.04 Fused tuff 49.4-54.0 12.83 Fused tuff 10.2-14.9 11.27 Fused tuff 19.4-24.0 6.74 24.0-28.6 13.04 Volcanic breccia 28.6-33.2 15.65 Volcanic breccia 37.8-42.2 11.7 Fused tuff 17.2-21.8 3.69 Volcanic breccia 33.2-37.8 4.35 Fused tuff 12.0-17.0 0.87 Volcanic breccia 17.0-21.5 3.48 Volcanic breccia 21.5-26.0 3.70 Volcanic breccia 8.18 13.23 Rock stratum Volcanic breccia 3) For dam foundation rock group T-2 (2). According to the results of the field water injection tests on rock group T-2 (2) for drill hole CK1, CK10 and XK10 (see Table 4-1-4), the permeability coefficient is 0.01 ~ 35.48m/d equal to 1.11 × 10-5 ~ 4.11 × 10-2 cm/s and the average value is 4.59m/d equal to 5.32 × 10-3 cm/s, which belongs to moderate permeable layer. According to indoor vertical permeability test results on the original samples taken at the depth of 59m in the hole CK10, the permeability coefficient is 4.02 × 10-5cm/s. Based on the analysis above, this layer is composite of the low liquid viscosity (powder) soil, poorly graded sand and well-graded gravel and they mixed with each other, with poor uniformity and inhomogeneous water permeability, partly sections consisting of low viscosity the liquid (powder) soil has few permeability. 30 AVIC & SMEDI JV Summary table of water injection test results for dam foundation rock group T-2 Table 4-1-4 Hole No. Testing Depth Permeability coefficient (m) cm/s m/d 56.2-65.4 1.76×10-3 1.52 70.0-74.6 1.96×10-4 0.17 74.6-79.2 8.15×10-3 7.04 45.0-51.6 1.46×10-3 1.26 56.2-60.8 3.47×10-3 3.00 60.8-65.4 1.11×10-5 0.01 CK10 58.6-63.2 2.09×10-5 0.02 BCK9 49.6-54.0 4.11×10-2 35.48 49.4-54.0 1.03×10-3 0.91 54.0-58.6 9.96×10-4 0.86 58.6-63.2 3.05×10-4 0.26 Maximum 4.11×10-2 35.48 Minimum 1.11×10-5 0.01 Average 5.32×10-3 4.59 Average of large values 2.46×10-2 21.3 XK10 CK1 BCK12 4) For dam foundation rock group T-1. According to the results of the field water pressure tests on rock group T-1 for drill hole CK8, CK9 and CK10 (See Table 4-1-5), the water permeability of the dam foundation T-1 bedrock on the riverbed is 1.74~4.60 Lu equal to (2.26~5.98) × 10-5 cm/s, the average value is 3.21 Lu which means the permeability coefficient is 4.17 × 10-5 cm/s and the average of the large values is 4.09 Lu which means the permeability coefficient is 5.32 × 10-5 cm/s, which belongs to weak permeable layer. According to the results of the field pump-in tests on the T-3 rock stratum for drill hole BCK9, the comprehensive permeability coefficient of the T-3 rock stratum containing the strong weathering stratum is 7.84 × 10-3 cm/s. 31 AVIC & SMEDI JV 2. Left abutment rock mass permeability Summary table of water pressure test results for dam foundation rock group T-1 Table 4-1-5 Hole No. CK10 CK9 CK8 Testing Water permeability Average Average of large depth (m) (Lu) (Lu) value (Lu) 90.8-95.4 4.35 Fused tuff 68.9-72.5 3.33 Fused tuff 77.1-81.7 2.17 82.7-86.3 3.05 72.4-77.0 1.74 Fused tuff 78.0-82.6 4.60 Fused tuff 3.21 4.09 Stratum Fused tuff Fused tuff 1) For left abutment, strong weathering zone. The water injection test results show that the water permeability of sections in the strong weathering zone for CK11 and CK12 are 3.17m/d and 0.016m/d, the average is 1.59m/d, and the average of large values is 3.17m/d equal to 3.67 × 10-3 cm/s, which belongs to moderate permeable layer. According to another water pressure test results on strong weathering zone for Hole CK12, the water permeability is 9.13~13.04Lu, the average is 11.09 Lu, the permeability coefficient is about 1.44×10-4 cm/s, the average of large values is 13.04 Lu and the permeability coefficient is about 1.69×10-4 cm/s. According to another water pressure test results on strong weathering zone for Hole XK6, the water permeability is 4.93~18.24Lu, the average is 11.18 Lu, the permeability coefficient is about 1.45×10-4 cm/s, the average of large values is 18.24 Lu and the permeability coefficient is about 2.37×10-4 cm/s. 1.36×10-3 cm/s, the average of permeability coefficients of three averages of large values 3.67×10-3 cm/s, 1.69×10-4 cm/s and 2.37×10-4 cm/s can be adopted to calculate the seepage. 2) For left abutment rock group T-3. According to the results of the field water pressure tests on rock group T-3 for drill hole CK11, CK12 and XK6 (See Table 4-1-6), the average of comprehensive water permeability of the dam foundation T-3 bedrock on the riverbed is 3.88Lu, the permeability coefficient is about 5.04×10-5 cm/s and the average of large values is 7.52 Lu equal to 9.78×10-5cm/s, which belongs to weak permeable layer. 32 AVIC & SMEDI JV 3) For left dam abutment foundation rock group T-2 (1). Its composition is similar to that of the rock group T-2 (2), and can be referred to rock group T-2 (2), it belongs to moderate permeable layer. 4) For Left abutment rock group T-1. According to the results of the field water pressure tests on rock group T-1 for drill hole CK12, the water permeability of bedrock T-1 section in left abutment is 1.74~1.96 Lu, the average is 1.85 Lu which means the permeability coefficient is 2.41×10-5 cm/s, and it belongs to weak permeable layer. Summary table of water pressure test results for left abutment rock group T-3 Table 4-1-6 Hole No. Testing Water permeability Average Average of large depth (m) (Lu) (Lu) values (Lu) 37.8-42.4 10.43 Hornblende trachyte 42.4-47.0 2.61 Hornblende trachyte 47.0-51.6 2.17 Hornblende trachyte 50.9-55.5 3.04 40.2-44.8 4.6 Hornblende trachyte 21.6-25.2 3.05 Hornblende trachyte 25.2-30.0 1.25 Fused tuff CK11 CK12 XK6 3.88 7.52 Stratums Hornblende trachyte 3. Right Abutment rock mass permeability 1) For right abutment strong weathering zone, the water injection test results show that the water permeability coefficient of sections in the strong weathering zone for CK5, CK6 and CK7 are 0.008 m/d, 0.015 m/d and 0.023 m/d, the average is 0.0153 m/d and the average of large values is 0.023m/d which means the permeability coefficient is 1.78 × 10-5 cm/s. It belongs to weak permeable layer. According to the results of water injection tests on this stratum in hole BCK5, the permeability coefficient is 1.24×10-5 ~2.64×10-4 cm/s, the average is 4.93×10-5 cm/s. 2) For right abutment rock group T-3. According to the results of the field water pressure 33 AVIC & SMEDI JV tests on rock group T-3 for drill hole CK5, CK6, CK7, XK3 and XK10 (See Table 4-1-7), the average of comprehensive water permeability of the dam foundation T-3 bedrock on the riverbed is 3.65 Lu and the permeability coefficient is about 4.75×10-5 cm/s which means this layer belongs to weak permeable layer, the average of large values is 8.88 Lu which means the permeability coefficient is 1.15×10-4 cm/s. According to the results of the field pump-in tests on this stratum in hole BCK5, the permeability coefficient is 1.24×10-5~2.64×10-4 cm/s and the average is 4.93×10-5 cm/s. 4.1.5 Physical and Mechanical Properties of Rock and Soil Summary table of water pressure test results for right abutment rock group T-3 Table 4-1-7 Hole No. CK5 CK6 CK7 XK10 XK3 Testing depth Water Average Average of large (m) permeability (Lu) values (Lu) 44.4-49.0 3.04 Volcanic breccia 51.4-55.0 1.09 Volcanic breccia 33.2-37.8 6.4 Volcanic breccia 37.8-42.4 4.35 Volcanic breccia 42.4-47.0 2.83 Volcanic breccia 47.0-51.6 2.83 Volcanic breccia 51.6-55.0 3.53 Volcanic breccia 21.8-26.4 3.04 Volcanic breccia 26.4-31.0 2.17 Volcanic breccia 31.0-35.6 3.26 Volcanic breccia 35.6-40.2 2.39 Volcanic breccia 40.2-44.8 2.39 44.8-49.4 1.96 Volcanic breccia 49.4-55.0 1.74 Volcanic breccia 19.4-24.0 2.61 Fused tuff 24.0-28.6 2.39 Fused tuff 3.65 11.54 Stratums Volcanic breccia 33.2-37.8 1.74 Fused tuff 37.8-42.4 14.13 Volcanic breccia 42.4-47.0 10.65 Volcanic breccia 47.0-51.6 2.61 Fused tuff 57.2-60.8 4.35 Fused tuff 19.0-24.0 2.39 Volcanic breccia 24.0-28.5 2.17 Volcanic breccia 34 AVIC & SMEDI JV The physical and mechanical properties of the Quaternary Holocene flood alluvial (Q4pal) soil are shown in Table 4-1-8, and the soil moisture content (ω) is 35.5% ~ 53.8%, the average is 43.1%; the dry density (ρd) is 0.70 ~ 1.09 g/cm3, the average is 0.82g/cm3, the natural void ratio (e) is 1.529~2.912, the average is 2.428, liquid limit (WL) is 58.1% ~ 68.1%, the average is 62.1%; The plastic limit (Wp) is 38.6% ~ 49.7%, the average is 42.3%; The plasticity index (Ip) was 17.3% ~ 24.2%, the average is 17.42%, the liquid index (IL) is -0.17 ~ 0.26, Showing hard to hard plastic state, the plasticity index was 24.5% ~ 50.8%, the average is 38.0%; The soil free expansion rate is 10% ~ 30% which means the soil has no expansibility. The standard penetration test (Summary statistics of the Q4 soil standard penetration tests are shown in Table 4-1-9), the number of hits is between 3 and 50 and the average is 9.8, after the correction of the length of the rod, the number of hits is between 2.9 and 47.1 and the average is 9.4. The physical and mechanical properties of the Quaternary Pleistocene flood alluvial deposit (Q3pal) soil are shown in Table 4-1-10 ~ Table 4-1-14 , and the soil moisture content (ω) is 37.7 ~ 59.2%, the average is 45.3%; the dry density (ρd) is 0.80 ~ 1.18 g/cm3, the average is 1.00 g/cm3, the natural void ratio (e) is 1.348 ~ 2.465, the average is 1.800, liquid limit (WL) is 63.0%~111.0%, the average is 88.3%; The plastic limit (Wp) is 26.6% ~ 53.8%, the average is 44.7%; The plasticity index (Ip) was 19.7% ~ 82.1%, the average is 43.7%, the liquid index (IL) is -0.38 ~ 0.39, mostly Showing hard to hard plastic state, the plasticity index was 30.8% ~ 71.2%, the average is 48.1%; The soil free expansion rate is 8% ~ 31% which means the soil has no expansibility. According to the three axles shear test, under the undrained and unconsolidated condition, the cohesive force © is 44.5 ~ 137.7kPa, the average is 107.3kPa, the internal friction angle is 11.5°~ 19.0°and the average is 15.8°, under the undrained and consolidated condition, the cohesion force c is 10.9 ~ 148.0kPa and the average is 47.8kPa, the internal friction angle φ is 9.8° ~ 29.8° and the average is 19.1 °, the effective cohesion force c’ is 19.7 ~ 130.2 kPa and the average is 48.2 kPa, the effective internal friction angleφ’ is 14.5°~ 32.0° and the average is 26.4°. The summary results of the tests are shown in Figure 4-1. As can be seen from Fig. 4-1, the value of c calculated from the mean is 47.1 kPa and the value of φ is 19.7°, the value of c’ is 46.5 kPa and the value of φ’ is 26.5°. The standard penetration 35 AVIC & SMEDI JV test (see Table 4-1-16 summary table of test statistics) the number of hits is between 2 and 51, the average is 24.7, after the correction of the length of the rod, the number of hits is between 1.4 ~ 40.9, the average is 20.6. The geologically recommended value of friction coefficient between soil and concrete is 0.28 ~ 0.30. 36 AVIC & SMEDI JV Summary table of results of physical and mechanical properties tests of Q4 high liquid limit silt (shaft samples) in dam site area Table 4-1-8 Physical properties Marginal moisture content Nature Three Axis(CU) Consolidated quick shear (q) Soil Friction Friction Compre- Modulus Cohesive Cohesive Specific of angle angle Plasti- Liquid- ssibility sample— Mois- gravity Wet Cohesive force force force Dry Satur- Void Liquid Plastic Φ’ Φ av compressity city C C’ C ture of soil density density ation ratio Limit Limit ibility cu cu 100 index index cu cu WP Wl e Sr ρd W partical ρ0 Es ~ Il Ip Gs 100 200 Permeability Coefficient Clay swelling Sample Depth of No. Free Friction angle Φ HorizoVertical ntal Kv Kh content ratio δef % % 8.6 31.8 18 57.9 3.5 50.8 24 -0.09 53.9 2.8 35.5 30 17.3 0.2 36.7 6 31.8 18 38.6 32.5 -0.09 0.20 12.8 21.7 6.7 40.38 48 22 50.3 2.076 76.8 41.8 35 -0.12 0.43 7.2 11.1 10.3 59.6 43.3 10 0.7 50.7 2.93 75.6 49.7 25.9 0.16 7 7 7 7 7 7 7 7 2 2.77 1.48 1.09 64.1 2.93 76.8 49.7 35 0.26 35.6 2.74 1.04 0.70 40.9 1.538 58.1 38.6 17.3 43.1 2.75 1.17 0.82 49.7 2.432 66.1 42.3 Avg of large values 53.80 2.77 1.48 1.00 Avg of small values 37.27 2.74 1.07 Standard deviation 6.47 0.01 0.16 Variation coefficient 0.15 0.01 2.75 g/cm3 -- m % -- ° TJ2-1 0.8-1.0 43.8 2.74 1.08 0.75 45.3 2.648 58.1 38.8 19.3 0.26 13.2 TJ2-2 1.7-1.9 43.7 2.74 1.18 0.82 51.2 2.337 60.3 41.6 18.7 0.11 TJ3-1 0.8-1.0 38.5 2.74 1.06 0.77 40.9 58.6 40.2 18.4 TJ3-2 1.7-1.9 48.5 2.74 1.04 0.7 45.6 2.912 62.4 45.1 SJ3-1 1.5 35.6 2.77 1.48 1.09 64.1 1.538 71.1 SJ3-2 2.5 37.7 2.77 1.24 0.9 SJ7-1 1.5 53.8 2.76 1.08 Frequency 7 7 Maximum 53.8 Minimum Average Suggestion value 43.1 -- MPa-1 kPa % 2.58 % -- % MPa kPa 35.4 ° 17.6 kPa 25.3 ° 27.5 10-6cm/s 10-6cm/s 9.8 15.8 12.8 25.7 18.5 17.1 70.66 24.5 19 2 2 2 2 2 7 7 3 7 7 0.43 12.8 35.4 17.6 25.3 27.5 57.9 17.1 70.66 50.8 30 -0.12 0.20 7.2 9.8 15.8 12.8 25.7 11.1 2.8 40.38 24.5 10 23.9 0.06 0.32 10.0 22.6 16.7 19.1 26.6 30.4 7.9 56.88 38.0 20.1 64.10 2.93 76.20 49.70 33.75 0.16 0.43 12.80 35.40 17.60 25.30 27.50 20.10 17.10 65.13 45.65 20.50 0.73 43.93 1.98 59.85 40.20 18.43 -0.10 0.20 7.20 9.80 15.80 12.80 25.70 16.13 4.75 40.38 30.90 16.25 0.14 7.35 0.50 8.14 3.95 7.34 0.16 0.16 3.96 18.10 1.27 8.84 1.27 19.30 4.85 15.32 9.64 0.13 0.17 0.15 0.20 0.12 0.09 0.31 2.57 0.52 0.40 0.80 0.08 0.46 0.05 0.63 0.62 0.27 0.25 1.17 0.82 49.7 2.432 66.1 42.3 23.9 0.06 0.32 10.0 9.80 15.80 12.80 25.70 16.13 4.75 65.13 38.0 20.1 37 AVIC & SMEDI JV Summary table of results of standard penestration tests of Q4 soillayer Table 4-1-9 Actual corrected value of value of hits hits (m) (hit) (hit) 2.15~2.45 8 8.0 4.15~4.45 10 2.15~2.45 Actual corrected value of value of hits hits (m) (hit) (hit) CK9 4.15~4.45 10 9.6 9.6 CK14 2.15~2.45 9 9.0 4 4.0 CK16 2.55~2.85 4 4.0 4.15~4.45 4 3.8 2.15~2.45 10 10.0 5.75~6.05 6 5.6 4.15~4.45 9 8.6 2.15~2.45 6 6.0 2.15~2.45 6 6.0 4~4.45 6 5.5 4.15~4.45 3 2.9 6~6.45 12 9.1 2.15~2.45 29 29.0 2.15~2.45 7 7.0 4.15~4.40 50 47.1 2~2.45 6 6.0 2.15~2.45 6 6.0 4~4.45 8 7.1 2.15~2.45 9 9.0 6~6.45 11 9.2 4.15~4.45 9 8.5 Testing depth Hole No. CK1 CK8 XK1 XK2 XK4 Statistical frequency of actual value of hits 26 Testing depth Hole No. CK17 XK5 XK8 XK16 XK25 Statistical frequency of corrected value of hits 26 Actual maximum(hit) 50 Corrected maximum(hit) 47.1 Actual minimum(hit) 3 Corrected minimum(hit) 2.9 Actual average(hit) 9.8 Corrected average(hit) 9.4 38 AVIC & SMEDI JV Summary table of results of physical and mechanical properties tests of Q3 high liquid limit silty (clay) soil (shaft samples) in dam site area Table 4-1-10 Physical properties Marginal moisture content Soil Specific Sample Depth of Wet Dry Void sample— Moisture gravity No. of soil density density Saturation ratio W Sr partical ρ0 ρd e Gs Liquid Limit Wl Permeability Coefficient Nature Free Clay Modulus of Plasticity Liquidity Compressibility Horizontal Vertical content compressibility index index Limit av Kh Kv Es Ip Il 100 ~ 200 100 ~ 200 WP Plastic swelling ratio δef -- MPa-1 MPa 10-6cm/s 10-6cm/s % 37.5 -0.08 1.15 2.69 2597.2 2922.3 71.2 47.2 22.8 0.27 0.23 12.83 37.6 68.1 44.0 24.1 0.23 0.11 23.89 30.8 1.958 73.5 53.8 19.7 0.27 0.21 13.88 35.7 92.8 1.490 63.0 42.1 20.9 0.39 0.13 19.19 34.1 0.91 67.2 2.049 87.1 50.6 36.5 -0.02 0.77 3.97 1358.1 1.54 1.06 77.9 1.617 90.5 49.5 41.0 -0.10 0.55 4.73 51.5 52.8 2.77 1.42 0.98 68.5 1.836 89.4 48.3 41.1 -0.07 0.73 3.89 87.5 52.9 45.2 2.77 1.46 1.01 71.3 1.755 88.0 47.4 40.6 -0.05 0.47 5.88 31.6 52.9 7.5 44.5 2.77 1.66 1.15 87.3 1.411 84.8 47.7 37.1 -0.09 0.15 16.01 48.6 51.0 SJ9-Y6 9.0 40.7 2.77 1.66 1.18 83.6 1.348 82.9 47.4 35.5 -0.19 0.10 23.96 36.7 47.7 SJ9-Y7 10.0 48.5 2.72 1.66 1.12 92.0 1.433 87.9 50.9 37.0 -0.06 0.13 19.30 2.8 51.0 SJ1-3 10.0 48 2.77 1.54 1.04 80 1.662 102 48.1 53.9 0 0.22 11.9 66.8 12 SJ2-1 2.0 43.1 2.77 1.36 0.95 62.4 1.915 91.9 52.2 39.7 -0.23 0.93 3.1 31.7 10 g/cm3 -- m % -- % -- % % SJ10-Y1 1.5 45.7 2.77 1.30 0.89 60.2 2.105 86.3 48.8 SJ10-Y2 3.0 53.3 2.76 1.44 0.94 75.9 1.938 70.0 SJ10-Y3 4.5 49.5 2.76 1.56 1.04 83.1 1.645 SJ10-Y4 6.0 59.2 2.75 1.48 0.93 83.1 SJ10-Y5 8.0 50.3 2.75 1.66 1.10 SJ9-Y1 1.5 49.7 2.77 1.36 SJ9-Y2 3.0 45.5 2.77 SJ9-Y3 4.5 45.4 SJ9-Y4 6.0 SJ9-Y5 573.5 % 37.6 39 AVIC & SMEDI JV Summary table of results of physical and mechanical properties tests of Q3 high liquid limit silty (clay) soil (shaft samples) in dam site area Table 4-1-10 (continued) Physical properties Soil Sample No. -- Marginal moisture content Specific Depth of Void gravity Wet Dry sample— Moisture Saturation ratio of soil density density W Sr partical ρ0 ρd e Gs m % -g/cm3 % -- Liquid Limit Wl Permeability Coefficient Nature Free Modulus of Clay swelling Plastic Plasticity Liquidity Compressibility compressibility Horizontal Vertical content ratio av Limit index index Es δef Kh Kv WP Ip Il 100 ~ 200 100 ~ 200 % % -- MPa-1 MPa 10-6cm/s 10-6cm/s % % 40.3 16 SJ2-2 6.0 38.5 2.76 1.62 1.17 78.2 1.36 76.7 49 27.7 -0.38 0.23 10.1 SJ2-3 8.0 46.7 2.76 1.68 1.15 91.4 1.41 81.1 51.1 30 -0.15 0.22 10.8 90.93 SJ4-1 1.3-1.5 42.6 2.77 1.21 0.85 52.1 2.264 95.5 42.3 53.2 0.01 0.47 6.9 24.77 58.0 31 SJ5-2 2.0-2.2 40.1 2.77 1.12 0.8 45.1 2.465 94.2 43.3 50.9 -0.06 0.38 9.1 2.70 54.8 28 SJ5-3 3.0-3.2 45.2 2.77 1.19 0.82 52.6 2.38 92.5 48.9 43.6 -0.08 0.46 7.3 30.93 34.5 17 SJ6-1 2.50-2.70 37.7 2.77 1.54 1.12 70.7 1.477 110 27.9 82.1 0.12 0.22 11.4 55.4 27 SJ6-2 3.80-4.00 47.5 2.77 1.44 0.98 71.6 1.837 108 32.5 75.5 0.2 0.24 11.7 134.84 57.2 20 SJ6-3 5.3-5.5 46.3 2.77 1.38 0.94 66.2 1.937 102 40.7 61.3 0.09 0.4 7.3 5.02 SJ1-1 2.0 40.3 2.77 1.6 1.14 78.1 1.429 80.5 34.5 46 0.13 0.35 7 370.9 50.3 14 SJ1-2 6.0 38.5 2.77 1.58 1.14 74.7 1.428 91.8 26.6 65.2 0.18 0.4 6.1 45.96 40.2 8 SJ5-1 1.0-1.2 43.22 61.4 22 24 20 40.4 2.77 1.31 0.93 56.8 1.969 111 41.5 69.5 -0.02 0.31 9.6 Frequency 25 25 25 25 25 25 25 25 25 25 25 25 6 9 Maximum 59.2 2.77 1.68 1.18 92.8 2.465 111 53.8 82.1 0.39 1.15 23.96 2597.2 2922.3 71.2 31 2.8 30.8 8 18.9 Minimum 37.7 2.72 1.12 0.8 45.1 1.348 63 26.6 19.7 -0.38 0.1 2.69 31.6 12 Average 45.3 2.8 1.5 1.0 72.9 1.8 88.3 44.7 43.7 0.0 0.4 10.5 695.8 464.8 48.4 Avg of large values 41.40 2.75 1.33 0.92 62.06 1.497 79.22 37.54 33.43 -0.10 0.22 6.26 54.80 98.16 56.6 12.83 Avg of small values 48.89 2.77 1.60 1.12 82.93 2.054 98.23 49.39 61.96 0.21 0.63 15.90 1977.65 1747.90 36.7 25.00 7.416 Standard deviation 5.021 0.011 0.161 0.116 12.958 0.330 12.552 7.324 16.858 0.178 0.268 6.088 1067.628 941.550 11.57 Variation coefficient 0.111 0.004 0.110 0.114 0.178 0.187 0.142 0.164 0.386 14.36 0.702 0.580 1.534 2.026 0.24 0.392 Suggestion value 45.3 2.8 1.5 1.0 72.9 1.8 88.3 44.7 43.7 0.0 0.4 10.5 80 100 45-55 18.9 40 AVIC & SMEDI JV Summary table of results of shear tests of Q3 high liquid limit silty (clay) soil (shaft samples) in dam site area Table 4-1-10 (continued) Soil Sample Depth of Samples No. m -SJ10-Y1 1.5 SJ9-Y1 1.5 SJ9-Y2 3 SJ9-Y3 4.5 SJ9-Y4 6 SJ9-Y5 7.5 SJ9-Y6 9 SJ9-Y7 10 SJ1-3 10 SJ2-1 2 SJ2-2 6 SJ2-3 8 SJ4-1 1.3-1.5 SJ5-2 2.0-2.2 SJ5-3 3.0-3.2 SJ6-1 2.50-2.70 SJ6-2 3.80-4.00 SJ6-3 5.3-5.5 SJ1-1 2 SJ1-2 6 SJ5-1 1.0-1.2 Frequency Maximum Minimum Average Avg of large values Avg of small values Standard deviation Variation coefficient Suggestion value Three axles(CU) Three axles (UU) Cohesive force Ccu kPa Friction Angel Φcu ° Cohesive force C’cu kPa Friction Angel Φ’cu ° 10.9 19.5 22.5 32 133.3 22 130.2 Cohesive force Cu kPa Friction Angel Φu ° Three axles when Saturated (UU) Consolidated quick shear (q) Cohesive force Cu kPa Friction Angel Φu ° Cohesive force C kPa 12.3 Friction Angel Φ ° 25.5 123.2 112.5 118.6 12.5 11.5 17.5 18.8 23.1 24.5 25.5 31 28.5 137.7 44.5 18.5 19 56.4 48.8 29.5 28.5 Consolidated quick direct shear when saturated Cohesive Friction force Angel C Φ kPa ° 25 11.7 29.3 29.8 15.5 33.9 19.7 29.8 30 15.8 17.9 44.6 18.9 11.9 9.8 20.6 28.7 47.5 27.9 21.2 14.5 33.4 24.6 38.9 29.1 33 148 20.7 18.2 22.9 116.9 10 148.0 10.9 47.8 24.58 140.65 50.24 1.05 25-30 10 29.8 9.8 19.1 14.86 25.47 5.85 0.31 15-20 10 130.2 19.7 48.2 29.34 123.55 40.81 0.85 25-30 36.1 15.9 71.1 52.5 76.2 34.1 70.5 20.5 23.8 20.1 24.3 26 30.7 24.2 210.9 30.5 110.7 17.8 30.3 27.9 10 32.0 14.5 26.4 21.23 30.32 5.37 0.20 20-25 9 210.9 30.5 77.0 53.00 210.90 56.37 0.73 55-65 9 30.3 15.9 23.0 18.58 28.07 4.75 0.21 18-23 5 137.7 44.5 107.3 44.50 123.00 36.32 0.34 45-55 5 19.0 11.5 15.8 12.00 19.00 3.53 0.22 12-15 6 56.4 12.3 30.7 19.68 56.40 17.69 0.58 20-35 6 31.0 25.5 28.1 25.50 30.25 2.20 0.08 25-28 4.1 13.8 20.9 19.3 18.9 20.2 37.7 19.1 15.6 9.5 8 15.3 15.8 13 37.7 4.1 16.8 11.73 19.66 8.10 0.48 15-20 31.2 28.6 30 26.7 18.7 19.5 18 30 30.1 21.2 27.9 35.3 24.5 13 35.3 18.0 26.3 20.38 30.44 5.45 0.21 20-25 41 AVIC & SMEDI JV Summary table of results of physical and mechanical properties tests of Q3 high liquid limit silty (clay) soil (drilling samples) in dam site area Table 4-1-11 Soil Sample No. Physical properties Marginal moisture content Specific Depth of Wet Dry Void sample— Moisture gravity of soil density density Saturation ratio W Sr partical ρ0 ρd e Gs Liquid Limit Wl Permeability Coefficient Nature Free Clay swelling Modulus of Plasticity Liquidity Compressibility compressibility Horizontal Vertical content ratio index index Limit av Kh Kv Es Ip Il 100 ~ 200 δef 100 ~ 200 WP Plastic % % 69.5 12 61.4 19 66.8 10 0.06 61.6 38 15.4 5.81 55.9 17 0.45 6.6 0.11 69.7 30 0.38 0.47 6 5.21 62 24 48.4 0.23 0.32 8.3 0.08 63.4 27 43 41.5 -0.13 1.68 1.9 46.5 16 109 49.6 59.4 -0.08 0.91 2.9 59.8 30 1.686 94 44.5 49.5 0 0.34 7.9 48 24 88.3 1.961 105 52.8 52.2 0.19 0.54 5.5 52.3 12 0.95 93.1 1.923 101 50 51 0.29 0.5 5.8 1.42 0.79 88.5 2.525 112 61.1 50.9 0.39 1.2 2.9 2.77 1.44 0.82 88.5 2.395 90.8 49.7 41.1 0.65 1.14 3 71.5 2.77 1.44 0.84 86.1 2.299 87.6 56.1 31.5 0.49 0.56 5.9 5.80-6.00 55.3 2.77 1.6 1.03 90.7 1.689 114 46.7 67.3 0.13 0.41 6.5 7.80-8.00 74.5 2.77 1.5 0.86 92.9 2.222 107 57.4 49.6 0.34 0.57 5.7 g/cm3 -- MPa-1 MPa 65.1 0.06 0.31 8.8 52.9 49.1 0.25 0.53 5.3 91.7 46 45.7 0.54 0.56 5.3 1.204 81.9 42.2 39.7 0.03 0.15 14.6 92.6 1.513 127 50.7 76.3 0 0.16 0.94 96.7 1.942 124 50.8 73.2 0.23 1.61 0.99 96.3 1.794 96 42.1 53.9 2.77 1.61 1.03 91.8 1.677 92.8 44.4 37.6 2.77 1.19 0.86 47.3 2.203 84.5 5.80-6.00 44.7 2.77 1.51 1.04 74.8 1.654 ck12-y4 7.80-8.00 44.5 2.77 1.49 1.03 73.1 ck12-y5 9.80-10.00 62.5 2.77 1.52 0.94 ck12-y6 11.80-12.00 64.6 2.77 1.56 ck12-y7 13.80-14.00 80.7 2.77 ck12-y8 15.80-16.00 76.5 ck12-y9 17.80-18.00 ck11-y3 ck11-y4 -- m % -- % -- % % ck6-y2 12.0-12.2 57.9 2.77 1.58 1 90.7 1.768 119 53.9 ck6-y3 15.3-15.5 65.4 2.77 1.64 0.99 100 1.794 102 ck6-y4 17.6-17.8 70.8 2.77 1.59 0.93 99.3 1.976 ck6-y7 25.4-25.6 43.2 2.77 1.8 1.26 99.4 ck5-y6 11.8-12.0 50.6 2.77 1.66 1.1 ck5-y11 21.80-22.0 67.8 2.77 1.58 ck5-y12 23.8-24.0 62.4 2.77 ck5-y13 25.8-26.0 55.6 ck12-y1 1.80-2.00 ck12-y3 10-6cm/s 10-6cm/s 15.69 8.28 41 41.9 36.8 1 27.9 7 31.5 38.69 20 55.4 3 42 AVIC & SMEDI JV Summary table of results of physical and mechanical properties tests of Q3 high liquid limit silty (clay) soil (drilling samples) in dam site area Table 4-1-11 (continued) Soil Sample No. Physical properties Marginal moisture content Depth of Specific Void Wet Dry sample— Moisture gravity of Saturation ratio density density W soil partical Sr e ρ0 ρd Gs g/cm3 Permeability Coefficient Nature Free Modulus of Clay Swelling Liquid Plastic Plasticity Liquidity Compressibility compressibility Horizontal Vertical content ratio av Limit Limit index index Es δef Kh Kv Wl WP Ip Il 100 ~ 200 100 ~ 200 -- MPa-1 MPa 52 0.29 0.49 6.1 39.9 42.2 0.04 0.37 6.3 78 53.8 24.2 -0.17 0.24 10.4 2.198 90.2 38.9 51.3 0.62 0.65 4.9 2.097 79.2 47.7 31.5 0.63 0.57 5.4 84.2 2.245 76.3 57.2 19.1 0.6 0.46 7.1 85.8 2.27 76.6 49.7 26.9 0.78 0.44 7.5 0.93 67.6 1.975 94 49.7 44.3 -0.03 1.56 1.9 0.95 67.9 1.9 100 48.5 51.5 -0.04 1.63 1.8 1.04 76.5 1.654 90.7 45.2 45.5 0.01 0.51 5.2 1.4 0.94 69.2 1.936 90.6 45.3 45.3 0.07 1.13 2.6 1.58 1.04 86.8 1.673 79.1 43.2 35.9 0.26 0.64 4.2 1.74 1.16 99.2 1.379 90.8 58.4 32.4 -0.28 0.18 13.2 2.76 1.46 0.95 78.2 1.916 72.1 49.1 23 0.23 1.12 2.6 41.6 2.77 1.41 1 64.7 1.781 97.8 42.9 54.9 -0.02 0.69 4.1 54.4 2.77 1.4 0.91 73.3 2.055 105 54.5 50.5 0 0.9 3.4 11.8-12.0 60.2 2.77 1.62 1.01 95.9 1.739 104 50.9 53.1 0.18 0.34 7.9 xk14-y8 15.8-16.0 78.8 2.77 1.58 0.88 102.2 2.136 104 50.9 53.1 0.53 0.89 3.5 -- m % -- % -- % % ck11-y5 9.80-10.00 68.3 2.77 1.56 0.93 95.1 1.988 105 53 ck10-y1 1.8-2.0 41.5 2.77 1.66 1.17 84.5 1.361 82.1 ck10-y2 3.8-4.0 49.7 2.76 1.68 1.12 94 1.459 ck10-y3 5.8-6.0 ck10-y4 7.8-8.0 70.8 2.77 1.48 0.87 89.2 67.7 2.77 1.5 0.89 89.4 ck10-y5 9.8-10.0 68.7 2.75 1.43 0.85 ck10-y6 11.8-12.0 70.6 2.76 1.44 0.84 xk7-y1 2.00-2.20 48.2 2.77 1.38 xk7-y4 8.0-8.2 46.6 2.77 1.4 xk7-y5 10.0-10.2 45.7 2.77 1.52 xk17-y1 1.8-2.0 48.4 2.77 xk17-y3 5.8-6.0 52.4 2.77 xk17-y5 9.8-10.0 49.4 2.77 xk17-y6 11.8-12.0 54.3 xk14-y1 1.8-2.0 xk14-y4 7.8-8.0 xk14-y6 xk14-y11 21.8-22.0 62.6 2.77 1.62 1 97.4 1.78 73.3 42.9 30.4 0.65 0.28 9.9 xk14-y12 23.8-24.0 78.8 2.76 1.59 0.89 103.4 2.104 74.5 48.7 25.8 1.17 0.42 7.3 xk11-y2 3.8-4.0 41.8 2.77 1.74 1.23 92 1.258 71.7 37.8 33.9 0.12 0.25 9.1 10-6cm/s 10-6cm/s % % 0.5 9 53.9 62.6 67.5 34.25 45.9 43 AVIC & SMEDI JV Summary table of results of physical and mechanical properties tests of Q3 high liquid limit silty (clay) soil (drilling samples) in dam site area Table 4-1-11 (continued) Permeability Physical properties Marginal moisture content Nature Free Soil Coefficient Specific Sample Depth of Clay swelling Plastic Modulus of Dry Saturation Void Liquid Plasticity Liquidity Compressibility compressibility Horizontal Vertical content No. sample— Moisture gravity Wet ratio of soil density density ratio Limit Limit index index av Sr W Kh Kv Es partical ρ0 ρd e Wl Ip Il 100 ~ 200 δef 100 ~ 200 WP Gs m % % % % % --g/cm3 --MPa-1 MPa 10-6cm/s 10-6cm/s % Xk11-y4 Xk11-y5 xk15-y1 xk13-y1 xk23-y1 xk23-y2 xk23-y3 xk19-y2 xk19-y4 xk19-y5 xk19-y6 xk19-y7 xk19-y8 xk22-y1 xk22-y2 xk22-y3 xk18-y1 xk18-y3 xk21-y1 xk21-y4 xk12-y1 7.8-8.0 9.8-10.0 1.8-2.0 1.8-2.0 1.80-2.00 3.80-4.00 5.80-6.00 3.8-4.0 7.80-8.00 9.80-10.00 11.80-12.00 13.80-14.00 15.80-16.00 1.80-2.00 3.80-4.00 5.80-6.00 1.80-2.00 5.80-6.00 1.80-2.00 7.80-8.00 1.80-2.00 63.3 68.6 49.6 49.4 52.4 57.8 69.3 68.8 57.7 63.7 61.4 72.2 80.2 40.7 45.5 51.4 50.6 54.7 44.7 52.4 54.3 2.76 2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.74 2.77 2.77 2.77 2.76 2.77 2.77 2.77 2.77 2.77 2.77 2.77 1.48 1.46 1.56 1.69 1.56 1.56 1.66 1.48 1.66 1.59 1.62 1.58 1.48 1.62 1.54 1.62 1.48 1.52 1.58 1.64 1.61 0.91 0.87 1.04 1.13 1.02 0.99 0.98 0.88 1.05 0.97 1 0.92 0.82 1.15 1.06 1.07 0.98 0.98 1.09 1.08 1.04 85.4 86.4 83 94.4 85.1 88.9 105.2 88.2 98 95.8 96.7 99 93.6 80.4 77.9 89.6 77 83.3 80.5 92.2 90.9 2.046 2.198 1.656 1.449 1.706 1.802 1.825 2.16 1.631 1.821 1.759 2.02 2.374 1.397 1.617 1.588 1.819 1.818 1.538 1.575 1.655 80.9 97.3 97.5 88.1 77.5 82.5 99 98.9 90.8 68.3 118 101 98.9 60.5 89.6 79.8 95.6 104 80 90.7 90.7 52.5 41.9 42.2 41.8 47.2 48.3 55.4 50.7 48.6 50.7 53.4 57.2 45.3 35.2 40 39.9 46.8 44.8 39.8 43.5 42.4 28.4 55.4 55.3 46.3 30.3 34.2 43.6 48.2 42.2 17.6 64.6 43.8 53.6 25.3 49.6 39.9 48.8 59.2 40.2 47.2 48.3 0.38 0.48 0.13 0.16 0.17 0.28 0.32 0.38 0.22 0.74 0.12 0.34 0.65 0.22 0.11 0.29 0.08 0.17 0.12 0.19 0.25 0.68 1.08 0.92 0.69 1.01 1.32 0.7 1.42 0.49 0.7 0.59 0.74 4.4 2.9 2.9 3.5 2.7 2.1 4 2.2 5.3 4 4.7 4.1 0.52 0.65 0.87 0.85 0.54 0.67 0.38 0.94 4.6 4 3 3.3 5.2 3.8 6.7 2.8 123.76 329.01 26.76 81.75 44 AVIC & SMEDI JV Summary table of results of physical and mechanical properties tests of Q3 high liquid limit silty (clay) soil (drilling samples) in dam site area Table 4-1-11 (continued) Physical properties Soil Sample No. -- Marginal moisture content Specific Depth of Void gravity Wet Dry sample— Moisture Saturation ratio of soil density density W Sr e partical ρ0 ρd Gs m % % -g/cm3 -- Liquid Limit Wl Permeability Coefficient Nature Free Modulus of Clay swelling Plastic Plasticity Liquidity Compressibility compressibility Horizontal Vertical content ratio av Limit index index Es δef Kh Kv 100 ~ 200 WP Ip Il 100 ~ 200 % % -- MPa-1 MPa 10-6cm/s 10-6cm/s % % xk12-y2 3.80-4.00 50.4 2.77 1.54 1.02 81.9 1.706 91.8 48.5 43.3 0.04 0.85 3.2 ck6-y1 9.4-9.6 42.2 2.77 1.76 1.24 94.4 1.238 139 50.7 88.3 -0.1 0.08 29.8 57.9 29 ck6-y5 19.7-19.9 63.3 2.77 1.64 1 99.7 1.758 90.2 38.9 51.3 0.48 0.32 8.6 66.6 10 ck6-y6 22.2-22.4 40.6 2.77 1.72 1.22 89 1.264 85.7 36.7 49 0.08 0.14 16.1 60 39 ck5-y1 1.8-2.0 38.8 2.77 1.29 0.93 54.3 1.98 89.6 34.5 55.1 0.08 1.09 2.7 30.2 7 ck5-y2 3.80-4.00 39.6 2.77 1.4 1 62.3 1.762 96.3 31.8 64.5 0.12 0.85 3.3 31.8 20 ck5-y3 5.80-6.0 41.4 2.77 1.5 1.06 71.2 1.611 84.4 34.6 49.8 0.14 0.69 3.8 ck5-y4 7.8-8.0 52.5 2.77 1.52 1 81.7 1.779 93.1 24.3 68.8 0.41 0.91 3.1 ck5-y5 9.8-10.0 45.4 2.77 1.64 1.13 86.4 1.456 88.9 28.9 60 0.28 0.32 7.7 ck5-y7 13.80-14.00 53.5 2.77 1.6 1.04 89.4 1.657 117 40.8 76.2 0.17 0.32 8.3 ck5-y8 15.80-16.00 55.6 2.77 1.62 1.04 92.7 1.661 105 42.3 62.7 0.21 0.32 8.3 ck5-y9 17.80-18.0 53.2 2.77 1.64 1.07 92.8 1.588 122 42.9 79.1 0.13 0.19 13.8 ck5-y10 19.80-20.0 69.2 2.77 1.62 0.96 100 1.893 124 35.4 88.6 0.38 0.2 14.1 ck12-y2 3.80-4.00 47.6 2.77 1.53 1.04 78.8 1.672 121 42.9 78.1 0.06 0.81 3.3 ck11-y1 1.80-2.00 45.1 2.77 1.48 1.02 72.8 1.716 116 29.6 86.4 0.18 0.56 4.8 ck11-y2 3.80-4.00 49.9 2.77 1.64 1.09 90.2 1.532 110 35.5 74.5 0.19 0.4 6.3 ck11-y6 11.80-12.00 63.4 2.77 1.62 0.99 97.9 1.794 140 43.9 96.1 0.2 0.25 11.1 xk10-y1 2.0-2.2 50.4 2.77 1.6 1.06 87 1.604 94.5 31 63.5 0.31 0.52 5 xk10-y2 4.0-4.2 49 2.77 1.52 1.02 79.2 1.715 93.8 35.4 58.4 0.23 0.61 4.4 xk10-y3 6.0-6.2 56.6 2.77 1.56 1 88.1 1.78 96.2 39.2 57 0.31 0.51 5.5 xk10-y4 8.0-8.2 47.8 2.77 1.64 1.11 88.5 1.497 93.3 38.6 54.7 0.17 0.49 5.1 17.16 40.4 23 40.4 10 45.3 20 0.02 59.1 28 0.17 70.4 9 70.4 14 70.4 30 53.2 30 46.9 19 28.72 0.32 469.12 8 0.06 28 47.7 54.2 45 AVIC & SMEDI JV Summary table of results of physical and mechanical properties tests of Q3 high liquid limit silty (clay) soil (drilling samples) in dam site area Table 4-1-11 (to be continued) Physical properties Soil Sample No. -- Marginal moisture content Specific Depth of Void gravity Wet Dry sample— Moisture Saturation ratio of soil density density W Sr e partical ρ0 ρd Gs m % % -g/cm3 -- xk10-y5 10.0-10.2 ck10-y6 12.0-12.2 xk7-y3 6.0-6.20 xk14-y10 19.8-20.0 xk18-y1 47.2 2.77 1.61 1.09 50 2.77 1.68 50.2 2.77 1.46 62.2 2.77 1.80-2.00 50.6 xk18-y2 3.80-4.00 xk19-y9 17.8-18 xk19-y10 19.8-20 Liquid Limit Wl Permeability Coefficient Nature Free Clay swelling Modulus of Plastic Plasticity Liquidity Compressibility compressibility Horizontal Vertical content ratio av Limit index index δef Es Kh Kv 100 ~ 200 WP Ip Il 100 ~ 200 % % 91 33.5 57.5 -- MPa-1 MPa 0.24 0.59 4.3 10-6cm/s 10-6cm/s 85.3 1.532 1.12 94.1 1.472 91 34.8 56.2 0.27 0.26 9.4 0.97 75.2 1.849 92.4 32.7 59.7 0.29 1.47 1.9 0.07 1.68 1.04 102.9 1.674 83.2 34.7 48.5 0.57 0.47 5.7 0.18 2.77 1.48 0.98 77 1.819 95.6 46.8 48.8 0.08 0.85 3.3 42.6 2.77 1.72 1.21 91 1.296 112 38.9 73.1 0.05 0.14 16.3 77.3 2.77 1.52 0.86 96 2.23 78.4 26.7 51.7 0.98 0.57 5.6 46.5 2.76 1.68 1.15 91.3 1.406 58.9 30 28.9 0.57 0.13 19 % % 49.2 67.5 xk19-y11 21.8-22 42.7 2.77 1.74 1.22 93 1.272 68.4 25.6 42.8 0.4 0.14 16.1 xk21-y2 3.80-4.00 43.7 2.77 1.54 1.07 76.4 1.585 107 43.1 63.9 0.01 0.74 3.5 xk21-y3 5.80-6.00 46.3 2.77 1.7 1.16 92.7 1.384 104 39.1 64.9 0.11 0.31 7.6 xk21-y4 7.80-8.00 52.4 2.77 1.64 1.08 92.2 1.575 90.7 43.5 47.2 0.19 0.38 6.7 xk12-y1 1.80-2.00 54.3 2.77 1.61 1.04 90.9 1.655 90.7 42.4 48.3 0.25 0.94 2.8 xk12-y2 3.80-4.00 50.4 2.77 1.54 1.02 81.9 1.706 91.8 48.5 43.3 0.04 0.85 3.2 XK6-Y1 1.8-2.0 44.2 2.77 1.54 1.07 76.8 1.594 81.2 23.4 57.8 0.36 0.6 4.3 Frequency 96 96 96 96 96 96 96 96 96 96 95 95 4 22 40 33 Maximum 80.7 2.77 1.8 1.26 105.2 2.525 140 61.1 96.1 1.17 1.68 29.8 123.8 469.12 70.4 39 Minimum 37.6 2.74 1.19 0.79 47.3 1.204 58.9 23.4 17.6 -0.28 0.08 1.8 0.46 0.02 27.4 1 Average 55.33 2.77 1.56 1.01 87.01 1.763 94.71 43.75 50.96 0.25 0.62 6.28 39.67 48.92 53.23 18.9 Avg of large values 47.66 2.757 1.478 0.932 77.18 1.56 84.45 37.37 40.03 0.092 0.389 3.939 11.64 10.34 41.29 10.67 Avg of small values 67.03 2.77 1.643 1.092 94.03 2.004 108.5 50.39 63.34 0.459 0.96 10.69 123.8 293.3 63 28.63 27.4 46 AVIC & SMEDI JV Summary table of results of shear tests of Q3 high liquid limit silty (clay) soil (drilling samples) in dam site area Table 4-1-11 (continued) Soil Sample Depth of Samples No. -- m ck6-y2 12.0-12.2 ck6-y3 15.3-15.5 ck6-y4 17.6-17.8 ck6-y7 25.4-25.6 ck5-y6 11.8-12.0 ck5-y11 21.80-22.0 ck5-y12 Three axles(CU) Cohesive force Ccu kPa Friction Angel Φcu ° Cohesive force C’cu kPa Three axles (UU) Friction Angel Φ’cu ° Cohesive force Cu kPa Friction Angel Φu ° Quick shear Cohesive force Cu kPa Friction Angel Φu ° Slow shear Cohesive force Cu kPa Friction Angel Φu ° Consolidated quick shear (q) Cohesive force C kPa Friction Angel Φ ° Consolidated quick direct shear when saturated Cohesive Friction force Angel C Φ kPa ° 27 21.3 12.4 25.3 23.8-24.0 28.2 23.1 ck5-y13 25.8-26.0 12.9 26.9 ck12-y4 7.80-8.00 ck12-y5 9.80-10.00 66.5 11.6 ck12-y6 11.80-12.00 55.1 6.8 ck12-y7 13.80-14.00 3.5 30.2 ck12-y8 15.80-16.00 ck12-y9 17.80-18.00 39.1 20 ck11-y3 5.80-6.00 13.2 23.8 ck11-y4 7.80-8.00 ck10-y1 1.8-2.0 38.7 27.5 ck10-y2 3.8-4.0 17.9 26.5 ck10-y3 5.8-6.0 13.3 26.6 ck10-y4 7.8-8.0 26.6 23.2 40.5 68.9 24.4 52.1 10.3 128.4 13.6 41.4 7.2 30.1 20.8 80.1 7.5 5.5 47 AVIC & SMEDI JV Summary table of results of shear tests of Q3 high liquid limit silty (clay) soil (drilling samples) in dam site area Table 4-1-11 (continued) Soil Sample Depth of Samples No. -- m ck10-y5 Three axles (UU) Three axles(CU) Cohesive force Ccu kPa Friction Angel Φcu ° Cohesive force C’cu kPa Friction Angel Φ’cu ° Cohesive force Cu kPa Friction Angel Φu ° Quick shear Slow shear Cohesive force Cu kPa Friction Angel Φu ° Cohesive force Cu kPa Friction Angel Φu ° 9.8-10.0 42 23.6 ck10-y6 11.8-12.0 37.6 19.6 xk7-y1 2.00-2.20 36.4 15.5 xk7-y5 10.0-10.2 xk17-y1 1.8-2.0 71.3 19.8 xk17-y6 11.8-12.0 53.2 16.1 xk14-y1 1.8-2.0 xk14-y4 7.8-8.0 34.2 24.7 xk14-y11 21.8-22.0 104.4 8.5 xk14-y12 Consolidated quick shear (q) Cohesive force C kPa Friction Angel Φ ° 50.1 16.7 72.1 13.2 23.8-24.0 123.7 11.2 Xk11-y2 3.8-4.0 111.1 7.1 Xk11-y4 7.8-8.0 40.9 24.5 xk23-y1 1.80-2.00 98.2 10.2 xk23-y2 3.80-4.00 41.6 11.2 xk23-y3 5.80-6.00 38.5 8.3 xk19-y2 3.8-4.0 42.3 18.2 xk19-y4 7.80-8.00 33.4 18.6 xk19-y5 9.80-10.00 33.1 20.5 xk19-y7 13.80-14.00 39.2 14.3 xk22-y1 1.80-2.00 35.5 25.9 Consolidated quick direct shear when saturated Cohesive Friction force Angel Φ C kPa ° 48 AVIC & SMEDI JV Summary table of results of shear tests of Q3 high liquid limit silty (clay) soil (drilling samples) in dam site area Table 4-1-11 (continued) Soil Sample Depth of Samples No. -- m xk22-y3 Three axles (UU) Three axles(CU) Cohesive force Ccu kPa Friction Angel Φcu ° Cohesive force C’cu kPa Friction Angel Φ’cu ° Cohesive force Cu kPa Slow shear 5.80-6.00 14.2 20.1 xk18-y3 5.80-6.00 71 14.6 xk21-y4 7.80-8.00 71.6 17.4 ck6-y5 19.7-19.9 17.4 28.6 ck5-y2 3.80-4.00 14.3 27.3 ck5-y5 9.8-10.0 ck5-y7 13.80-14.00 30.4 29.3 ck5-y8 15.80-16.00 ck5-y9 17.80-18.0 31.3 30.8 ck5-y10 19.80-20.0 21.6 23.4 ck11-y2 3.80-4.00 23.3 26 ck11-y6 11.80-12.00 xk10-y1 2.0-2.2 xk10-y2 4.0-4.2 xk10-y3 6.0-6.2 27.4 13.7 xk10-y4 8.0-8.2 37.9 21.6 xk10-y5 10.0-10.2 68.5 15.3 ck10-y6 101.4 Friction Angel Φu ° Cohesive force C kPa Friction Angel Φ ° Consolidated quick direct shear when saturated Cohesive Friction force Angel Φ C kPa ° Friction Angel Φu ° 54.4 Cohesive force Cu kPa Consolidated quick shear (q) Cohesive force Cu kPa 53.5 Friction Angel Φu ° Quick shear 21.2 10.1 4.2 110.1 4.2 10.6 28.5 12.0-12.2 20.2 26.3 xk14-y10 19.8-20.0 73.8 16.4 xk19-y9 17.8-18 53.8 19.7 49 AVIC & SMEDI JV Summary table of results of shear tests of Q3 high liquid limit silty (clay) soil (drilling samples) in dam site area Table 4-1-11 (continued) Soil Sample Depth of Samples No. Three axles (UU) Three axles(CU) Quick shear Consolidated quick shear (q) Consolidated quick direct shear when saturated Cohesive force Friction Angel Cohesive force Friction Angel Cohesive force Friction Angel Cohesive force Friction Angel Cohesive force Friction Angel Cohesive force Friction Angel Cohesive force Friction Angel Ccu Φcu C’cu Φ’cu Cu Φu Cu Φu Cu Φu C Φ C Φ kPa ° kPa ° kPa ° kPa ° kPa ° kPa ° kPa ° 7.7 32.5 -- m xk19-y11 21.8-22 47.4 24.4 xk21-y2 3.80-4.00 37 26.7 xk21-y4 7.80-8.00 71.6 17.4 XK6-Y1 1.8-2.0 Frequency Slow shear 10 10 25 25 9 9 5 5 13 13 Maximum 128.4 21.2 110.1 26.7 73.8 28.5 123.7 32.5 39.1 30.8 Minimum 20.8 4.2 14.2 4.2 10.6 16.1 7.7 7.1 3.5 20.0 64.2 9.8 50.7 17.5 36.2 23.4 72.9 16.1 21.1 25.8 Avg of large values 44.28 6.24 36.39 12.55 17.72 18.88 43.3 10.5 12.28 22.82 Avg of small values 94.1 13.36 81.15 22.16 59.25 27.08 117.4 24.6 28.7 28.44 Standard deviation 31.66 4.93 24.68 5.99 24.50 4.83 46.93 9.78 9.92 3.40 Variation coefficient 0.49 0.50 0.49 0.34 0.68 0.21 0.64 0.61 0.47 0.13 10 10 25 25 9 9 5 5 13 13 Average Suggestion value 1 68.9 1 1 24.4 1 1 52.1 1 1 30.1 1 50 AVIC & SMEDI JV Summary table of results of three aixles ( CU ) tests of Q3 high liquid limit silty (clay) soil (shaft samples) (Saturated) in dam site area Table 4-1-12 Ultimate shear stress of Three - axis Soil Sample Corresponding pore pressure of ultimate shear stress Confining Confining Confining pressure pressure pressure 100 200 300 kPa kPa kPa kPa kPa kPa Depth of Samples Cohesive Friction Cohesive Friction No. -- m force Ccu kPa Angel Φcu ° force C’cu kPa Angel Φ’cu ° SJ1-3 10.0 11.7 29.8 33.9 29.8 242.0 428.5 SJ2-1 2.0 29.3 15.5 19.7 30 146.0 SJ4-1 1.3-1.5 15.8 18.9 20.6 27.9 SJ5-2 2.0-2.2 17.9 11.9 28.7 SJ5-3 3.0-3.2 44.6 9.8 SJ9-Y1 1.5 10.9 SJ9-Y6 9.0 SJ6-2 Pore water pressure peak Ultimate shear stress of Three - axis Confining pressure 100 kPa kPa Confining pressure 200 kPa kPa Confining pressure 300 kPa kPa Confining pressure 100 kPa kpa Confining pressure 200 kPa kpa Confining pressure 300 kPa kpa 637.4 33.9 48.2 34.6 34.2 49.9 37.9 231.6 291.6 61.6 117.0 189.0 66.9 126.0 221.3 138.7 239.3 330.8 55.4 111.3 146.8 60.0 117.9 146.8 21.2 126.0 175.0 267.7 58.6 107.8 146.6 60.7 112.7 176.4 47.5 14.5 131.8 230.6 202.9 56.8 112.6 135.9 61.2 123.5 140.4 19.5 22.5 32 132.8 221.2 329.9 78.0 136.9 190.9 79.5 141.7 228.5 133.3 22 130.2 25 496.6 679.4 725.6 32.5 32.6 67.4 37.2 37.2 126.0 3.80-4.00 33.4 24.6 38.9 29.1 243.6 395.0 528.3 39.3 65.6 89.1 39.3 65.6 89.1 SJ1-1 2.0 33 20.7 22.9 30.7 227.3 275.5 438.4 45.8 76.4 141.0 46.9 80.5 149.1 SJ1-2 6.0 148 18.2 116.9 24.2 479.3 652.7 640.8 9.4 21.7 74.3 13.4 22.2 79.9 Frequency 10 10 10 10 10 10 10 10 10 10 10 10 10 Maximum 148.0 29.8 130.2 32.0 496.6 679.4 725.6 78.0 136.9 190.9 79.5 141.7 228.5 Minimum 10.9 9.8 19.7 14.5 126.0 175.0 202.9 9.4 21.7 34.6 13.4 22.2 37.9 Average 47.8 19.1 48.2 26.4 236.4 352.9 439.3 47.1 83.0 121.6 49.9 87.7 139.5 Avg of large values 140.7 23.3 123.6 29.9 365.4 538.9 633.0 62.1 117.1 158.4 65.7 124.4 177.1 Avg of small values 24.6 14.9 29.3 21.2 150.4 228.9 310.2 32.2 48.9 66.4 34.2 51.1 83.2 Standard deviation 50.235 5.850 40.811 5.368 140.811 183.039 182.764 19.240 39.733 52.690 19.359 42.178 60.293 Variation coefficient 1.051 0.306 0.847 0.203 0.596 0.519 0.416 0.408 0.479 0.433 0.388 0.481 0.432 Suggestion value 10 10 10 10 10 10 10 10 10 10 10 10 10 51 AVIC & SMEDI JV Test Results Table of Three Axial Shear ( CU ) of Q3 High Liquid Limit SiltIn Dam Site Table 4-1-13 σ3=100(kPa) Dry Soil Sample Density No. (g/cm3) σ1 σ1 ′ U σ3=200(kPa) 1 3 1 3 2 2 σ1 σ1 ′ kPa U σ3=300(kPa) 1 3 1 3 2 2 σ1 σ1 ′ kPa U Shear Strength Index 1 3 1 3 2 2 kPa Ccu φcu Ccu′ φcu′ kPa ° kPa ° SJ1-3 1.04 342 308.1 33.9 221 121 628.5 580.3 48.2 414.25 214.25 937.4 902.8 34.6 618.7 318.7 11.7 29.8 33.9 29.8 SJ2-1 0.95 246 184.4 61.6 173 73 431.6 314.6 117 315.8 115.8 591.6 402.6 189 445.8 145.8 29.3 15.5 19.7 30 SJ4-1 0.85 238.7 183.3 55.4 169.35 69.35 439.3 328 111.3 319.65 119.65 630.8 484 146.8 465.4 165.4 15.8 18.9 20.6 27.9 SJ5-2 0.8 226 167.4 58.6 163 63 375.0 267.2 107.8 287.5 87.5 567.7 421.1 146.6 433.85 133.85 17.9 11.9 28.7 21.2 SJ5-3 0.82 231.8 175 56.8 165.9 65.9 430.6 318 112.6 315.3 115.3 502.9 367 135.9 401.45 101.45 44.6 9.8 47.5 14.5 SJ9-Y1 0.91 232.8 154.8 78 166.4 66.4 421.2 284.3 136.9 310.6 110.6 629.9 439 190.9 464.95 164.95 10.9 19.5 22.5 32 SJ9-Y6 1.18 596.6 564.1 32.5 348.3 248.3 879.4 846.8 32.6 539.7 339.7 1025.6 958.2 67.4 662.8 362.8 133.3 22 130. 25 29.1 SJ6-2 0.98 343.6 304.3 39.3 221.8 121.8 595.0 529.4 65.6 397.5 197.5 828.3 739.2 89.1 564.15 264.15 33.4 24.6 2 38.9 SJ1-1 1.14 327.3 281.5 45.8 213.65 113.65 475.5 399.1 76.4 337.75 137.75 738.4 597.4 141 519.2 219.2 33 20.7 22.9 30.7 SJ1-2 1.14 579.3 569.9 9.4 339.65 239.65 852.7 831 21.7 526.35 326.35 940.8 866.5 74.3 620.4 320.4 148 18.2 116.9 24.2 336.4 289.3 47.1 218.2 118.2 552.9 469.9 83.0 376.4 176.4 739.3 617.8 121.6 519.7 219.7 47.8 19.1 48.2 26.4 Mean Value 52 AVIC & SMEDI JV Chart 4-1 Fracture Stress Diagram of Q3 Soil Layer Mean Value in Dam Site The Statistical Table of The Q3 High Liquid Limit Clay(Silt) Soil Slow Shear Test in Dam Site Area Table 4-1-14 Soil Sample No. Sampling Depth (m) Coagulative Power C(kPa) Frictional Angle Φ (°) ck10-y1 1.8-2.0 38.7 27.5 ck10-y2 3.8-4.0 17.9 26.5 ck10-y3 5.8-6.0 13.3 26.6 ck10-y4 7.8-8.0 26.6 23.2 xk8-y1 1.8-2.0 11.2 28.7 xk17-y1 1.8-2.0 71.3 19.8 xk17-y6 11.8-12.0 53.2 16.1 xk14-y10 19.8-20.0 73.8 16.4 ck10-y6 12.0-12.2 20.2 26.3 xk10-y2 4.0-4.2 10.6 28.5 Frequency 10 10 Maximum Value 73.8 28.7 Minimum Value 10.6 16.1 Mean Value 33.7 24.0 Small Mean Value 16.6 18.9 Standard Values 24.42 4.85 Coefficient of Variation 0.72 0.20 Proposed Value 26-25 18-20 Soil Sample Name High liquid limit silt High liquid limit silt High liquid limit silt High liquid limit silt High liquid limit silt High liquid limit silt High liquid limit silt High liquid limit clay High liquid limit clay High liquid limit clay 53 AVIC & SMEDI JV Q3 Soil Layer Standard Penetration Test Statistics Table Table 4-1-15 Borehole No. XK3 XK6 XK7 XK9 XK10 XK11 XK12 XK13 XK14 Test Position Actual Strike Value Corrected Value (m) 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 12.15~12.45 14.15~14.45 16.15~16.45 2.15~2.45 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 2.15~2.45 4.15~4.45 5.75~6.05 8.15~8.45 10.35~10.65 12.75~13.05 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 2.15~2.45 4.15~4.45 6.15~6.45 2.15~2.45 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 12.15~12.45 14.15~14.45 16.15~16.45 18.15~18.45 20.15~20.45 22.15~22.45 24.15~24.45 (Strike) 5 7 10 9 12 13 12 14 10 18 25 27 28 30 8 13 17 19 26 6 15 17 17 23 24 9 13 17 18 28 9 10 11 10 21 24 27 30 33 36 36 39 39 42 42 45 (Strike) 5.0 6.6 8.9 7.7 9.9 10.4 9.2 10.6 10.0 18.0 23.9 25.0 24.5 24.9 8.0 12.3 15.2 16.3 21.4 6.0 14.4 15.7 14.6 19.1 19.18 9.0 12.4 15.2 15.4 23.3 9.0 9.4 9.7 10.0 21.0 22.5 23.9 25.6 27.1 28.6 27.7 29.6 28.1 29.8 29.4 31.5 Boring Number XK15 XK17 XK18 XK19 XK20 XK21 XK22 XK23 XK24 Test Position (m) 2.15~2.45 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 12.15~12.45 2.15~2.45 4.15~4.25 6.15~6.25 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 12.15~12.45 14.15~14.45 16.15~16.45 18.15~18.45 20.15~20.45 22.15~22.45 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 2.15~2.45 4.15~4.45 6.15~6.45 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 12.15~12.45 13.95~14.25 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 12.15~12.45 Actual Strike Value (Strike) 8 12 14 16 11 10 7 11 12 11 22 21 24 24 27 27 24 12 11 2 2 8 13 17 19 26 11 12 12 11 12 12 18 7 9 12 17 27 35 50 9 13 19 24 29 36 Corrected Value (Strike) 8.0 12.0 13.0 14.1 9.4 8.2 5.5 11.0 11.3 9.7 22.0 19.7 21.3 20.5 22.1 21.4 18.5 9.1 7.9 1.4 1.4 8.0 12.3 15.2 16.3 21.4 11.0 11.9 10.7 9.4 12.0 11.3 16.0 7.0 8.4 10.6 14.3 21.9 27.8 38.5 9.0 12.3 17.0 20.6 23.9 28.7 54 AVIC & SMEDI JV Q3 Soil Layer Standard Penetration Test Statistics Table Table 4-1-15 (continued) Borehole Test Position No. (m) 2.15~2.45 4.15~4.45 5.75~6.05 CK3 8.15~8.45 10.15~10.45 12.05~12.35 2.15~2.45 4.15~4.45 CK4 6.15~6.45 8.15~8.45 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 12.15~12.45 CK5 14.15~14.45 16.15~16.45 18.15~18.45 20.15~20.45 22.15~22.42 24.15~24.45 26.15~26.31 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 10.15~10.45 12.15~12.45 CK6 14.15~14.45 16.15~16.45 18.15~18.45 20.15~20.45 22.15~22.45 24.15~24.45 26.15~26.42 2.15~2.45 CK7 4.15~4.45 6.15~6.45 The Frequency of Actual Strikes Value Statistics Maximum Value of Actual Strikes Value Minimum Value of Actual Strikes Statistics Mean Value of Actual Strikes Value Actual Corrected Strike Value Value (Strike) 16 21 30 38 47 51 17 23 25 36 20 29 36 30 35 41 39 46 43 47 51 51 51 18 28 32 40 29 34 39 45 35 41 47 51 51 10 15 20 (Strike) 16.0 20.1 26.8 33.29 39.20 40.90 17.0 21.8 22.3 30.96 20.0 27.8 32.2 25.68 28.54 32.23 30.0 35.0 31.0 33.4 35.7 35.7 35.2 18.0 26.8 28.6 34.24 23.72 27.18 30.0 34.2 25.2 29.1 32.9 35.7 35.2 10.0 14.4 17.9 171 Boring Test Position Number (m) 8.15~8.45 10.15~10.45 12.15~12.45 CK7 14.15~14.45 16.15~16.45 2.15~2.45 4.15~4.45 5.75~6.05 CK10 8.15~8.45 10.15~10.45 12.15~12.35 2.15~2.45 4.15~4.45 6.15~6.45 CK11 8.15~8.45 10.15~10.45 12.15~12.45 14.15~14.25 2.15~2.45 4.15~4.45 6.15~6.45 8.15~8.45 CK12 10.15~10.45 12.15~12.45 14.15~14.45 16.15~16.45 18.15~18.45 2.15~2.45 4.15~4.45 6.15~6.45 CK13 8.15~8.45 10.15~10.45 12.15~12.45 14.15~14.45 2.2~2.5 3.7~4.0 CK15 5.7~6.0 7.7~8.0 9.7~10.0 The Frequency of Corrected Value Statistics Actual Corrected Strike Value Value (Strike) 24 26 29 34 36 16 21 30 38 47 51 19 25 21 29 33 40 51 15 19 21 26 30 37 32 45 49 18 22 25 27 30 36 41 16 21 9 5 10 (Strike) 21.02 21.61 23.18 26.2 27.4 16.0 20.1 26.8 33.29 39.20 40.90 19.0 23.9 18.8 24.82 26.91 31.97 39.3 15.0 18.2 18.8 22.78 24.94 29.58 24.6 34.2 35.3 18.0 21.1 22.3 23.11 24.94 28.78 31.6 16.0 20.4 8.3 4.40 8.37 171 51.0 Maximum Value of Corrected Value 40.9 2.0 Minimum Value of Corrected Value 1.4 24.7 Mean Value of Corrected Value 20.6 55 AVIC & SMEDI JV The information of ignimbrite in Tertiary igneous rock rock group T-1 in Dam site area known by the indoor test data (index of physical mechanical properties are shown in table 4-1-16): the saturated bulk density of the saturation block is 1.84~2.36g/cm3, the mean value is 2.11g/cm3, the dry compressive strength is 7.24~108.9Mpa and its mean value is 40.5MPa; saturated compressive strength is 7.0~90.1MPa, its mean value is 26.6MPa, the softening coefficient is 0.49~0.96, its mean value is 0.75, the water absorption is 2.19%~24.7%, its mean value is 11.62%, the saturated percent sorption is 2.56%~21.3%, its mean value is 11.65%, the saturated poisson ratio(μ50) is 0.18~0.25, its mean value is 0.21, the saturated deformation modulus is(1.08~2.31)×104MPa, its mean value is 1.49×104MPa. The composition of the formation of the T-2 rocks in the dam foundation is relatively unevenly, most of them composed of gravel, graded sand, fine gravel, low liquid limit silt (clay) and so on. Its physical property indicators can be referenced in table 4-1-17, 4-1-18. The ignimbrite Tertiary igneous rock rock group T-3 in Dam site area are known by the indoor test data (index of physical mechanical properties can be seen table 4-1-19): the saturated bulk density of the saturation block is 2.03 ~ 2.32g/cm3,mean value is 2.11g/cm3,Dry compressive strength is 6.35~34.6MPa, and the mean value is 17.92MPa; saturated compressive strength is 3.62~29.4MPa, and the mean value is 13.3MPa, the softening coefficient is 0.36~0.94, the mean value is 0.72, the water absorption is 2.21%~ 18.5%, the mean value is 11.39%, the saturated percent sorption is 3.07%~25.6%, the mean value is 12.47%, the saturated poisson ratio(μ50) is 0.17~0.23, the mean value is 0.20, the saturated deformation modulus is(0.564~1.180)×104MPa, mean value is 1.49×104MPa. The geological parameters f’ of the shear strength of concrete and T-3 (1) are recommended as 0.75 ~ 0.80, C’ is 0.50 ~ 0.55, and the anti-shear strength friction coefficient f geological recommendation is 0.50 ~ 0.55. T-3 (2) rock formation volcanic breccia is known by the laboratory test data (physical and mechanical properties are shown in table 4-1-20): the saturated bulk density of the saturation block is 1.82~2.37g/cm3, mean value is 2.24g/cm3,Dry compressive strength is 12.40~ 68.6MPa, mean value is 39.1MPa; saturated compressive strength is 4.86~44.0MPa, mean 56 AVIC & SMEDI JV value is 22.43MPa, softening coefficient is 0.15~0.98, mean value is 0.58, water absorption is 1.81%~14.4%,mean value is 7.0%, saturated percent sorption is 1.57%~15.6%, mean value is 7.62%, saturated poisson ratio(μ50) is 0.18~0.23, mean value is 0.20, saturated deformation modulus is (0.34~2.09)×104MPa, mean value is 0.95×104MPa. The geological parameters f’ of the shear strength of concrete and T-3 (2) are recommended as 0.75 ~ 0.80, C ‘is 0.50 ~ 0.55, and the anti-shear strength friction coefficient f geological recommendation is 0.50 ~ 0.55. T - 3 (3) hornblended trachyte is known from the indoor test data (physical and mechanical properties are shown in table 4-1-21): the saturated bulk density of the saturation block is 1.63~2.30g/cm3, mean value is 2.06g/cm3,Dry compressive strength is 4.64~137.0MPa, mean value is 76.69MPa; saturated compressive strength is 4.34~77.8MPa, mean value is 58.01MPa, softening coefficient is 0.53~0.94, mean value is 0.79, water absorption is 1.24%~16.41%,mean value is 5.4%, saturated percent sorption is 1.27%~17.08%, mean value is 5.51%, saturated poisson ratio(μ50) is 0.22~0.23, mean value is 0.23, saturated deformation modulus is (1.85~2.32)×104MPa, mean value is 2.09×104MPa. The geological parameters f’ of the shear strength of concrete and T-3 (3) are recommended as 0.80~ 0.85, C ‘is 0.45~ 0.50, and geologically recommended valve of the anti-shear strength friction coefficient f is 0.50 ~ 0.55. According to the geophysical sound waves test, the range value of the mean value of longitudinal wave velocity considered by position for dam foundation is 1981~3561m/s, the right bank is 1971~4033m/s, and the dam foundation is 1919~3401m/s.The test results are shown in table 4-1-22, 4-1-23, 4-1-24. 57 AVIC & SMEDI JV Statistical Table of Test results of T-1 Fused Tuff Rocks in Dam Site Area Table 4-1-16 The Field No. Sampling Location (m) Bulk Density (g/cm3) Grain Density ρp (g/cm3) Natural Drying Water Absorption saturated Daturated Percent Sorption Uniaxial Compressive Strength R(MPa) Softening coefficient Dry Shear Strength Saturation Shear Strength Poisson’s Ratio μ50 Drying (%) (%) Drying saturated —— C(MPa) φ(°) C(MPa) φ(°) —— (MPa) Deformation Modulus E50 saturated Drying saturated —— 104MPa 104MPa ck9-2 67.9-72.0 1.81 24.7 21.3 7.24 6.98 0.96 ck8-7 75.0-79.0 2.13 10.9 12.7 32.3 15.9 0.49 CK10-7 90.8-94.0 2.03 1.89 40.2 22.1 0.55 xk10-10 89.0-91.8 1.78 1.47 1.84 14.9 13 0.87 CK12-4 69.0-71.2 2.57 2.13 2.03 2.24 10.59 10.65 31.5 19.5 0.62 1.82 42.1 0.18 1.08 CK10(1) 90.8-93.0 2.42 1.99 1.86 2.08 10.67 11.60 39.7 28.3 0.71 1.74 26.9 0.25 1.09 XK10(2) 101-103 2.32 1.97 1.85 2.05 10.69 11.09 18.5 17.2 0.93 2.26 41.7 —— —— XK5-2 66.2-67.8 2.42 2.34 2.30 2.36 2.19 2.56 109 90.1 0.83 0.20 2.31 Frequency 4 8 6 5 6 6 8 8 8 3 3 3 3 Frequency 2.57 2.34 2.30 2.36 24.70 21.30 108.9 90.1 0.96 2.26 42.10 0.25 2.31 Maximum Value 2.32 1.78 1.47 1.84 2.19 2.56 7.2 7.0 0.49 1.74 26.90 0.18 1.08 Minimum Value 2.43 2.02 1.90 2.11 11.62 11.65 40.5 26.6 0.75 1.94 36.90 0.21 1.49 Mean Value 2.39 1.89 1.77 1.99 9.01 8.98 26.9 15.8 0.59 1.78 26.90 0.19 1.09 Small Mean Value 2.57 2.16 2.17 2.30 24.70 17.00 108.9 59.2 0.90 2.26 41.90 0.25 2.31 Large Mean Value 0.103 0.182 0.271 0.198 7.258 5.969 36.078 26.400 0.179 0.280 8.663 0.036 0.707 0.042 0.090 0.142 0.094 0.624 0.512 0.890 0.991 0.240 0.144 0.235 0.172 0.474 2.43 2.02 1.90 2.11 11.62 11.65 35-45 20-25 0.75 1.5~2.0 35-40 0.19-0.21 1.2-1.8 Standard Value Coefficient of Variation 58 AVIC & SMEDI JV The Statistical Table of Test Results of Physical and Mechanical Properties of Badly Graded Sand and Well Graded Sand (Borehole Samples) In The T-2 (2) Level of The Dam Site Area Table 4-1-17 Physical Properties of Soil Soil Sample NO. -- Natural Specifi COC CM Moistur c Grave Soil Wet Dry Saturabili av Es Void e Conte Gravit l Depth Densit Densit ty Ratio 100 100 nt y of y y 〉 Soil ~ ~ e ρ0 ρd Sr 2.00 W Grain 200 200 Gs MPaMPa % -g/cm3 -m % % 1 ck10-3 48.8-49.0 ck10-4 59.9-59.4 ck10-5 62.8-63.0 ck10-6 67.4-67.6 ck10-7 69.6-69.8 xk10-4 63.0-63.2 xk10-5 64.8-65.0 xk10-6 68.4-68.6 xk10-7 72.0-72.2 xk10-8 78.8-79.0 xk10-9 85.2-85.4 ck9-y1 52.5-52.7 ck9-y2 59.5-59.7 ck9-y3 63.1-63.3 Frequency Maximum Value Minimum Value Mean Value 25.5 46.6 32.8 39.4 37.5 8.8 28.4 25.7 26.6 29.5 27.6 11 46.6 8.8 29.9 2.72 2.72 2.72 2.72 2.72 1.82 1.66 1.66 1.70 1.77 1.45 1.13 1.25 1.22 1.29 79.2 90.4 75.9 87.1 91.7 0.875 1.402 1.176 1.231 1.113 0.13 0.19 0.25 0.28 0.27 14.0 12.7 8.7 7.9 7.7 2.72 2.72 2.72 2.72 1.41 1.40 1.74 1.40 1.10 1.11 1.37 1.08 52.3 48.5 73.9 52.9 1.476 1.442 0.979 1.516 0.52 0.49 0.27 0.34 4.8 5.0 7.3 7.5 9 2.72 2.72 2.72 9 9 166 113.23 1.4 1.08 19.88 13.68 9 91.7 -129.9 47.96 9 9 9 1.516 0.52 14 -0.976 0 4.8 0.98 0.28 8.1 Engineering Classifica tion Grain Composition 40.4 41.3 44.1 14.9 26.4 47.1 23.9 35.0 37.1 45.1 55.8 45.8 60.0 63.0 14 63 14.9 41.4 Fine Silt Grit Velve Clay Sand Coefficient 0.075 2.00 0.50 Nonuniform 0.25 of Coefficient ~ ~ ~ Curvature 〈 ~ Classification and Cu 0.005 0.50 0.25 Cc Name of Soil Samples 0.005 0.075 % % % % 22.8 18.1 24.7 25.3 22.7 22.9 25.0 24.0 23.7 23.2 23.1 16.6 15.1 16.8 14 25.3 15.1 21.7 21.1 16.9 13.5 20.5 20.0 18.7 19.3 15.4 14.6 13.6 10.4 12.2 8.6 8.8 14 21.1 8.6 15.3 15.0 21.6 17.3 38.4 30.4 10.0 28.1 20.8 19.2 15.4 8.2 13.1 11.7 9.5 14 38.4 8.2 18.5 0.7 2.1 0.4 1.0 0.5 1.4 3.7 4.8 5.8 2.7 2.5 12.3 4.9 1.9 14 12.3 0.4 3.2 % 12.01 19.16 18 6.16 7.83 12.55 9.15 17.15 19.37 19.27 12.03 43.23 50.75 20.46 14 50.75 6.16 19.08 0.44 0.43 0.7 0.49 0.92 0.37 0.67 0.66 0.68 0.67 1.61 0.56 1.16 2.04 14 2.04 0.37 0.81 Badly Graded Sand Badly Graded Sand Badly Graded Sand Badly Graded Sand Badly Graded Sand Badly Graded Sand Badly Graded Sand Badly Graded Sand Badly Graded Sand Badly Graded Sand Well Graded Sand Badly Graded Sand Well Graded Sand Well Graded Sand 59 AVIC & SMEDI JV The Statistical Table of Experimental Results of The Physical and Mechanical Properties of Low Liquid Limit Viscosity (Silt) Soil (Borehole Samples) of the T-2 (2) Layer of The Dam Site Table 4-1-18 Physical Properties of Soil Soil Sample NO. Soil Depth -- m Natural COC Specific Moisture Dry Saturability Void av Gravity Wet Content Ratio 100 of Soil Density Density Grain ρ0 ρd Sr e ~ W Gs 200 g/cm3 Fine Silt CM Grit Velve Clay Sand 0.075 Es Gravel 2.00 0.50 0.25 100 〉 ~ ~ ~ 〈 ~ ~ 2.00 0.50 0.25 0.005 0.005 0.075 200 -- MPa-1 MPa Engineering Classification Grain Composition % % % % % Nonuniform Coefficient Cu Coefficient of Curvature Cc Classification and Name of Soil Samples % % -- ck8-1 39.20-39.40 21.1 2.74 1.74 1.44 63.7 0.907 0.16 12.2 4.2 8.1 8.1 52.8 26.8 Low Liquid Limit Clay ck8-2 44.8-45.0 33.4 2.70 1.68 1.26 78.8 1.144 0.24 8.9 17.3 15.3 16.8 41.9 8.7 Low Liquid Limit Clay ck8-3 49.0-49.20 34.8 2.70 1.59 1.18 72.9 1.289 0.29 7.8 15.8 13.4 12.4 46.8 11.6 Low Liquid Limit Clay ck8-4 56.40-56.60 31.3 2.73 1.68 1.28 75.4 1.134 0.37 5.7 17.6 12.9 13.5 47.3 8.7 Low Liquid Limit Clay Frequency 4 4 4 4 4 Maximum Value 34.8 2.74 1.74 1.44 78.8 1.289 0.37 12.2 17.6 15.3 16.8 52.8 26.8 Minimum Value 21.1 2.7 1.59 1.18 63.7 0.907 0.16 5.7 4.2 8.1 8.1 41.9 8.7 Mean Value 30.2 2.72 1.67 1.29 72.7 1.119 0.27 8.7 13.7 12.4 12.7 47.2 14.0 % 4 4 4 4 4 4 4 4 60 AVIC & SMEDI JV Statistical Table of Test results of T-1 Fused Tuff Rocks in Dam Site Area Table 4-1-19 The Field No. ck16-2 Uniaxial Daturated Bulk Grain Compressive Water Percent Softening Dry Sampling Density Density Strength Absorption Sorption coefficient Shear Strength Location ρp (g/cm3) R(MPa) (m) (g/cm3) Natural Drying saturated —— (%) (%) Drying saturated C(MPa) φ(°) Saturation Shear Strength Deformation Modulus E50 Drying saturated Drying saturated Poisson’s Ratio μ50 C(MPa) φ(°) —— —— 104MPa 104MPa 5.6-10.2 2.03 2.21 3.07 18.3 14.9 0.81 ck16-2 5.6-10.2 2.03 2.21 ck18-2 12.6-15.6 2.23 18.5 25.6 9.95 3.62 0.36 ck18-2 12.6-15.6 2.23 18.5 ck17-1 12.2-14.5 1.78 ck17-1 12.2-14.5 1.78 CK14-1 8.26 8.69 6.0-10.0 1.81 6.35 5.31 0.84 CK14-1 6.0-10.0 1.81 ck10-1 24.0-29.2 2.12 1.84 26.6 17.6 0.66 ck10-1 24.0-29.2 2.12 1.84 1.08 CK3-1 1.76 1.54 9.01 7.92 0.88 CK3-1 5.8-8.0 1.76 1.54 1.09 xk23-2 23.5-25.5 2.16 5.8-8.0 xk23-2 23.5-25.5 2.16 xk15-2 16.8-18.0 2.11 XK20-1 18.6-20.0 1.76 XK17-1 19.5-22.5 1.67 1.44 8.35 7.34 XK14-1 34.1-36.6 1.76 1.68 12.7 8.5 XK8-1 7.0-9.0 1.95 15.5 13.2 0.85 —— xk15-2 16.8-18.0 2.11 XK20-1 18.6-20.0 1.76 1.95 2.31 0.88 XK17-1 19.5-22.5 1.67 1.44 2.31 0.67 XK14-1 34.1-36.6 1.76 1.68 1.08 3 1.84 1.62 17.1 16.1 0.94 XK8-1 7.0-9.0 1.84 1.62 1.49 XK7-1 19.5-25.0 2.01 1.83 16.1 14 0.87 XK7-1 19.5-25.0 2.01 1.83 1.09 XK13-1 12.0-14.0 2.00 1.84 19 10.8 0.57 XK13-1 12.0-14.0 2.00 1.84 2.31 XK23-1 20.0-22.0 2.02 XK23-1 20.0-22.0 2.02 xk12-2 20.0-21.5 2.23 2.19 2.26 31.9 20.4 0.64 xk12-2 20.0-21.5 2.23 2.19 2.26 0.474 xk16-1 8-11.0 2.06 1.85 2.11 15.93 7.55 0.47 xk16-1 8-11.0 2.06 1.85 2.11 1.2-1.8 xk2-1 5.5-7.8 2.07 1.99 2.11 17.93 7.02 0.39 0.707 61 AVIC & SMEDI JV Statistical Table of Test results of T-1 Fused Tuff Rocks in Dam Site Area Table 4-1-19 (continued) The Field No. ck16-2 Uniaxial Daturated Bulk Grain Compressive Water Percent Softening Dry Sampling Density Density Strength Absorption Sorption coefficient Shear Strength Location ρp (g/cm3) R(MPa) (m) (g/cm3) Natural Drying saturated —— (%) (%) Drying saturated C(MPa) φ(°) Saturation Shear Strength Deformation Modulus E50 Drying saturated Drying saturated Poisson’s Ratio μ50 C(MPa) φ(°) —— —— 104MPa 104MPa 5.6-10.2 2.03 2.21 3.07 18.3 14.9 0.81 ck16-2 5.6-10.2 2.03 2.21 ck18-2 12.6-15.6 2.23 18.5 25.6 9.95 3.62 0.36 ck18-2 12.6-15.6 2.23 18.5 ck17-1 12.2-14.5 1.78 ck17-1 12.2-14.5 1.78 CK14-1 8.26 8.69 6.0-10.0 1.81 6.35 5.31 0.84 CK14-1 6.0-10.0 1.81 ck10-1 24.0-29.2 2.12 1.84 26.6 17.6 0.66 ck10-1 24.0-29.2 2.12 1.84 1.08 CK3-1 1.76 1.54 9.01 7.92 0.88 CK3-1 5.8-8.0 1.76 1.54 1.09 xk23-2 23.5-25.5 2.16 5.8-8.0 xk23-2 23.5-25.5 2.16 xk15-2 16.8-18.0 2.11 XK20-1 18.6-20.0 1.76 XK17-1 19.5-22.5 1.67 1.44 8.35 7.34 XK14-1 34.1-36.6 1.76 1.68 12.7 8.5 XK8-1 7.0-9.0 1.95 15.5 13.2 0.85 —— xk15-2 16.8-18.0 2.11 XK20-1 18.6-20.0 1.76 1.95 2.31 0.88 XK17-1 19.5-22.5 1.67 1.44 2.31 0.67 XK14-1 34.1-36.6 1.76 1.68 1.08 3 1.84 1.62 17.1 16.1 0.94 XK8-1 7.0-9.0 1.84 1.62 1.49 XK7-1 19.5-25.0 2.01 1.83 16.1 14 0.87 XK7-1 19.5-25.0 2.01 1.83 1.09 XK13-1 12.0-14.0 2.00 1.84 19 10.8 0.57 XK13-1 12.0-14.0 2.00 1.84 2.31 XK23-1 20.0-22.0 2.02 XK23-1 20.0-22.0 2.02 xk12-2 20.0-21.5 2.23 2.19 2.26 31.9 20.4 0.64 xk12-2 20.0-21.5 2.23 2.19 2.26 0.474 xk16-1 8-11.0 2.06 1.85 2.11 15.93 7.55 0.47 xk16-1 8-11.0 2.06 1.85 2.11 1.2-1.8 xk2-1 5.5-7.8 2.07 1.99 2.11 17.93 7.02 0.39 0.707 62 AVIC & SMEDI JV Statistical Table of Test Results of Volcanic Breccia Rocks at the T-3 (2) of The Dam Site Table 4-1-20 Uniaxial Daturated Bulk Grain Water Compressive Percent Sampling Density Absorption The Field Location Density Strength Sorption ρp (g/cm3) No. R(MPa) (m) (g/cm3) Natural Drying saturated (%) (%) Drying saturated ck2-1 26.6-27.2 2.19 4.11 3.07 42.2 ck13-1 22.4-24.2 2.15 6.24 3.72 19.5 16.1 ck6-2 49.4-51.6 2.2 5.82 7.95 33.7 13.9 ck15-1 31.0-35.0 2.11 6.35 6.39 47.7 18.8 ck7-1 21.8-24.0 2.12 6.19 8.32 25.2 6.89 ck18-4 22.0-25.0 2.2 1.81 4.25 47.7 39.9 ck9-1 19.5-21.9 2.26 5.87 3.96 44 ck5-1 53.0-55.0 2.21 4.12 8.81 35.5 20 ck12-1 19.4-21.4 1.95 14.4 15.6 17.3 4.86 ck8-6 16.0-21.0 2.42 3.6 1.57 46.6 20.5 ck16-3 17.7-21.1 1.78 8.26 8.69 ck7-2 42.4-44.8 2.10 7.39 9.35 24.40 23.70 CK14-2 15.2-20.5 2.35 42.5 31.4 CK3-2 15.0-17.5 2.21 2.12 14.9 13.2 CK10-2 30.0-35.0 2.1 2.03 32.9 19.3 XK24-1 23.5-25.0 2.32 xk15-1 7.0-9.0 2.23 2.10 29.9 26.5 XK10-1 17.2-20.7 2.17 2.08 28.3 15.6 xk10-3 40.2-42.4 2.35 2.27 46 24.7 XK20-2 26.4-29.0 2.21 XK8-2 18.0-20.8 2.28 2.19 46.5 20.1 XK13-2 18.0-21.0 2.26 2.17 64.8 34.1 xk21-1 19.0-23.0 2.03 xk12-1 11.2-12.5 2.09 2.28 2.15 68.6 10.1 xk22-1 19.0-23.0 2.19 xk2-2 14.2-20.0 2.32 2.24 2.37 46.58 26.58 Softening coefficient —— Deformation Modulus E50 Drying saturated Drying saturated —— 104MP 104MPa C(MPa)φ(°) C(MPa) φ(°) —— Dry Saturation Shear Strength Shear Strength Poisson’s Ratio μ50 0.83 0.41 0.39 0.27 0.84 0.56 0.28 0.44 0.97 0.74 0.89 0.59 0.89 0.55 0.54 0.43 0.53 0.15 0.57 63 AVIC & SMEDI JV Statistical Table of Test Results of Volcanic Breccia Rocks at the T-3 (2) of The Dam Site Table 4-1-20 (continued) Uniaxial Daturated Bulk Grain Water Compressive Percent Sampling Density Absorption The Field Location Density Strength Sorption ρp (g/cm3) No. R(MPa) (m) (g/cm3) Natural Drying saturated (%) (%) Drying saturated ck2-1 26.6-27.2 2.19 4.11 3.07 42.2 ck13-1 22.4-24.2 2.15 6.24 3.72 19.5 16.1 ck6-2 49.4-51.6 2.2 5.82 7.95 33.7 13.9 ck15-1 31.0-35.0 2.11 6.35 6.39 47.7 18.8 ck7-1 21.8-24.0 2.12 6.19 8.32 25.2 6.89 ck18-4 22.0-25.0 2.2 1.81 4.25 47.7 39.9 ck9-1 19.5-21.9 2.26 5.87 3.96 44 ck5-1 53.0-55.0 2.21 4.12 8.81 35.5 20 ck12-1 19.4-21.4 1.95 14.4 15.6 17.3 4.86 ck8-6 16.0-21.0 2.42 3.6 1.57 46.6 20.5 ck16-3 17.7-21.1 1.78 8.26 8.69 ck7-2 42.4-44.8 2.10 7.39 9.35 24.40 23.70 CK14-2 15.2-20.5 2.35 42.5 31.4 CK3-2 15.0-17.5 2.21 2.12 14.9 13.2 CK10-2 30.0-35.0 2.1 2.03 32.9 19.3 XK24-1 23.5-25.0 2.32 xk15-1 7.0-9.0 2.23 2.10 29.9 26.5 XK10-1 17.2-20.7 2.17 2.08 28.3 15.6 xk10-3 40.2-42.4 2.35 2.27 46 24.7 XK20-2 26.4-29.0 2.21 XK8-2 18.0-20.8 2.28 2.19 46.5 20.1 XK13-2 18.0-21.0 2.26 2.17 64.8 34.1 xk21-1 19.0-23.0 2.03 xk12-1 11.2-12.5 2.09 2.28 2.15 68.6 10.1 xk22-1 19.0-23.0 2.19 xk2-2 14.2-20.0 2.32 2.24 2.37 46.58 26.58 Softening coefficient —— Deformation Modulus E50 Drying saturated Drying saturated —— 104MP 104MPa C(MPa)φ(°) C(MPa) φ(°) —— Dry Saturation Shear Strength Shear Strength Poisson’s Ratio μ50 0.83 0.41 0.39 0.27 0.84 0.56 0.28 0.44 0.97 0.74 0.89 0.59 0.89 0.55 0.54 0.43 0.53 0.15 0.57 64 AVIC & SMEDI JV Statistical Table of Test Results of Shingle Surface Rock Rocks in The Dam Site Area T-3 (3) Table 4-1-21 The Field No. Sampling Location (m) Bulk Density (g/cm3) Grain Density ρp (g/cm3) Natural Drying Water Absorption saturated (%) Daturated Percent Sorption (%) ck12-2 30.3-33.5 2.21 3.3 2.41 ck12-3 40.2-44.6 2.28 1.24 1.27 CK4-1 27.3-35.0 2.25 XK9-1 22.4-31.0 2.10 2.21 2.18 2.26 3.10 BCK12-1 30.5-32.5 1.89 1.60 1.39 1.63 BCK12-2 35.6-40.0 2.38 2.27 2.23 3 6 Maximum Value 2.38 Minimum Value Uniaxial Compressive Strength R(MPa) Drying saturated 137 72.5 Softening coefficient Dry Shear Strength Saturation Shear Strength Drying —— C(MPa) φ(°) C (MPa) 0.94 3.42 77.0 55.6 0.72 16.41 17.08 4.64 4.34 0.94 0.577 2.30 2.95 3.38 92.6 77.8 0.84 3 3 5 5 5 6 2.28 2.23 2.30 16.41 17.08 137.00 1.89 1.60 1.39 1.63 1.24 1.27 Mean Value 2.12 2.14 1.93 2.06 5.40 Small Mean Value 2.00 2.01 1.39 1.63 Large Mean Value 2.38 2.23 2.21 0.246 0.366 0.116 2.12 Coefficient Variation Proposed Value of saturated Drying saturated —— 104MPa 104MPa 70.2 67.6 Standard Value φ(°) —— Deformation Modulus E50 0.53 72.2 Frequency Poisson’s Ratio μ50 0.22 1.85 28.9 —— —— 2.25 42.0 0.23 2.32 5 2 2 2 2 77.80 0.94 2.25 42.00 0.23 2.32 4.64 4.34 0.53 0.58 28.90 0.22 1.85 5.51 76.69 58.01 0.79 1.41 35.45 0.23 2.09 2.65 2.62 38.42 29.97 0.63 0.58 28.90 0.22 1.85 2.28 16.41 17.08 102.20 72.03 0.91 2.25 42.00 0.23 2.32 0.471 0.376 6.209 6.526 47.702 27.307 0.173 1.183 9.263 0.007 0.332 0.165 0.244 0.182 1.150 1.184 0.622 0.471 0.218 0.837 0.261 0.031 0.159 2.14 1.93 2.06 5.40 5.51 60~90 55~75 0.79 1.2-2.0 30~40 0.20-0.23 1.8~2.1 65 AVIC & SMEDI JV The Statistical Table of The Rock Mass Dynamic Parameters of The Borehole Ultrasonic Test of The Dam Foundation Table 4-1-22 Borehole Depth Range and Major Lithology No CK1 (Dam Foundation) CK9 (Dam Foundation) CK14 (Dam Foundation) CK8 (Dam Foundation) 7.0~9.0m Ignimbrite 9.0~30.0m Volcanic Breccia 30.0~35.0m Ignimbrite 35.0~38.0m Volcanic Breccia 38.0~43.0m Ignimbrite 43.0~66.0m Ignimbrite 66.0~84.0m Ignimbrite 11.0~36.0m Volcanic Breccia 36.0~42.0m Ignimbrite 42.0~64.0m Ignimbrite 64.0~70.0m Ignimbrite 70.0~77.0m Ignimbrite 4.0~9.0m Ignimbrite 9.0~15.0m Ignimbrite 15.0~33.0m Volcanic Breccia 10.0~28.0m Volcanic Breccia 28.0~38.0m Ignimbrite 38.0~67.0m Gravel high liquid limit clay 67.0~82.0m Ignimbrite Depth Range (m) Longitudinal Wave Velocity of Rock Mass (m/s) Dynamic Poissons Ratio Dynamic Dynamic Shear Modulus Modulus of Elasticity 3 (×10 MPa) (×103MPa) 2271 0.29 10.49 4.07 8.33 3561 0.26 27.89 11.07 19.37 2292 0.29 10.69 4.14 8.48 3186 0.27 21.79 8.58 15.79 2208 0.29 9.92 3.85 7.87 2075 - - - - 3138 0.27 21.14 8.32 15.32 2985 0.28 18.66 7.29 14.14 2149 0.30 9.14 3.52 7.62 1981 - - - - 2258 0.29 10.37 4.02 8.24 2881 0.28 17.38 6.79 13.17 2064 0.30 8.43 3.24 7.03 3327 0.27 23.76 9.36 17.22 2947 0.28 18.19 7.11 13.78 3194 0.27 21.90 8.62 15.87 3072 0.27 20.26 7.98 14.68 1990 - - - - 2678 0.28 17.61 6.88 13.34 66 AVIC & SMEDI JV The Statistical Table of The Rock Mass Dynamic Parameters of The Borehole Ultrasonic Test of The Dam Abutment Table 4-1-23 Depth Range (m) Longitudina l Wave Velocity of Rock Mass (m/s) Dynamic Poissons Ratio Dynamic Modulus of Elasticity (×103MPa) Dynamic Shear Modulus (×103MPa) 3150 0.27 21.30 8.39 15.43 1992 - - - - 2160 0.30 9.24 3.55 7.70 3045 0.27 19.90 7.84 14.42 4033 0.25 36.63 14.65 24.42 2019 - - - - 3140 0.27 21.16 8.33 15.34 2244 0.30 9.96 3.83 8.30 3269 0.27 22.94 9.03 16.62 3469 0.27 25.83 10.17 18.72 2409 0.29 11.81 4.57 9.37 1917 0.33 6.59 2.48 6.46 Borehole Depth Range and Major Lithology No 23.0~49.0m Volcanic Brecci a CK10 (Left Bank) 49.0~76.0m Ignimbrite 76.0~86.0m Ignimbrite 86.0~97.0m Ignimbrite CK11 (Left Bank) 46.0~55.0m Hornblende 55.0~65.0m CK12 (Left Bank) Ignimbrite 65.0~78.0m Ignimbrite 40.0~45.0m Volcanic Brecci a 45.0~51.0m XK11 (Left Bank) Ignimbrite 51.0~63.0m Ignimbrite 63.0~70.0m Ignimbrite 70.0~97.0m Ignimbrite 67 AVIC & SMEDI JV The Statistical Table of The Rock Mass Dynamic Parameters of The Borehole Ultrasonic Test of The Dam Abutment Table 4-1-24 Borehole Depth Range and Major Lithology Depth Wave Dynamic Range Velocity of Poissons (m) Rock Mass Ratio No (m/s) 27.0~32.0m Volcanic Breccia 32.0~40.0m BCK5 (Right Bank) Volcanic Breccia 40.0~57.0m Volcanic Breccia 57.0~70.0m Volcanic Breccia 22.0~30.0m Volcanic Breccia 30.0~51.0m Ignimbrite XK10 (Right Bank) 51.0~61.0m Ignimbrite 61.0~87.0m Ignimbrite 87.0~97.0m Ignimbrite CK6 (Right Bank) 29.0~55.0m Volcanic Breccia 22.0~37.0m CK7 (Right Bank) Volcanic Breccia 37.0~55.0m Volcanic Breccia 29.0~38.0m Volcanic Breccia CK5 (Right Bank) Dynamic Longitudinal 38.0~44.0m Volcanic Breccia 44.0~55.0m Volcanic Breccia Modulus of Elasticit y (×103MP Dynamic Shear Modulus (×103MPa) a) 1919 0.33 6.61 2.48 6.48 1959 0.33 6.88 2.59 6.75 3023 0.27 19.62 7.72 14.21 3398 0.27 24.79 9.76 17.96 2997 0.28 19.65 7.80 13.65 3389 0.27 24.66 9.70 17.86 2576 0.28 14.52 5.76 10.08 1994 - - - - 2925 0.28 18.72 7.43 13.00 3276 0.27 23.04 9.07 16.69 3401 0.27 24.83 9.78 17.99 3372 0.27 24.41 9.61 17.69 2034 0.30 8.19 3.15 6.28 2582 0.28 13.96 5.45 10.57 3207 0.27 22.08 8.69 16.00 68 AVIC & SMEDI JV 4.2 Engineering Geological Evaluation From the dam axis, geological profiles show that the overburden layer is Quaternary Holocene flood alluvial (Q4pal) red brown, reddish brown, brown high liquid limit silt, loose ~ slightly dense state, with medium compressibility, containing humus layer thickness of 4.6 ~ 7.9m, bottom elevation is 1801 ~ 1805.5m. 4.2.1 Determination of the Dam Foundation base 1) Dam Foundation base From the dam axis, geological profiles show that the overburden layer is Quaternary Holocene flood alluvial (Q4pal) red brown, reddish brown, brown high liquid limit silt, loose ~ slightly dense state, with medium compressibility, containing humus layer thickness of 4.6 ~ 7.9m, bottom elevation is 1801 ~ 1805.5m. Q4pal the third igneous rock (TV) under the high liquid limit silt, the lithology is mainly volcanic breccia and fused tuff, the strong weathering zone thickness of rock body is 1.8 ~ 9.3 m, the height of the strong weathering zone is 1898.7 ~ 1800.7 m, The average permeability coefficient of this layer is 3.48m/d, The large mean value is 7.56 m/d, that is to say 8.75×10-3cm/s, It is a medium permeable layer. The foundation rocks of the dam are mainly volcanic breccia and fused tuff, the mean value of RQD value of the rock mass is 51 percent (The RQD value of rock mass of the dam foundation T-3 rock is shown in table 4-2-1), it is Close to 50%, The mean value of the saturation compressive strength of the dam rock mass is less than 30MPa. According to the acoustic test of the dam foundation, The mean value of the longitudinal wave velocity of acoustic wave is 2479.3 m/s, it is less than 2500m/s, The dam foundation rock mass is intact and intensity is Low and is poor in anti-slidinganddeformation resistance. According to 《 The Specification of Geological survey of Hydraulic and Hydropower Engineering 》GB50487-2008 appendix V,Dam foundation rock mass engineering geology classification is Ⅳ class. 69 AVIC & SMEDI JV RQD Value Statistics of the Rock Group T-3 Rock Formation Table 4-2-1 Borehole No. CK9 CK8 CK1 CK3 Depth(m) 4.6~5.6 5.6~8.0 8.0~10.2 10.2~12.6 12.6~14.9 14.9~17.3 17.3‘19.5 19.5~21.9 21.9~24.1 24.1~26.5 26.5~28.7 28.7~31.1 31.1~33.3 33.3~35.7 35.7~37.9 37.9~40.3 40.3~42.5 42.5~44.9 7.9~10.2 10.2~12.6 12.6~14.8 14.8~17.2 17.2~19.4 19.4~21.8 21.8~24 24~26.4 26.4~28.6 28.6~31 31~33.2 33.2~35.6 35.6~37.8 37.8~40.2 40.2~42.4 5.6~8 8~10.2 10.2~12.6 12.6~14.8 14.8~17.2 17.2~19.4 19.4~21.8 21.8~24 24~26.4 26.4~28.6 28.6~31 31~33.2 33.2~35.6 35.6~37.8 37.8~40.2 40.2~42.4 6.5~8.5 RQD (%) 26 6 66 75 49 56 35 92 52 41 0 0 41 36 0 29 0 15 87 50 14 42 50 46 52 54 23 0 27 48 50 18 7 29 46 23 59 0 14 57 41 28 23 0 0 46 25 0 0 98 Borehole No. CK3 CK14 Depth(m) 8.5~10 10~11.5 11.5~13 13~14.5 14.5~16 16~17.5 17.5~19 19~20.5 20.5~22 22~23.5 23.5~25 25~26.5 26.5~28 28~29.5 29.5~31 31~32.5 32.5~34 34~35 35~36 36~37.5 37.5~39 39~40.5 40.5~42 4.0~7.5 7.5~9.0 9.0~10.5 10.5~12 12~13.5 13.5~14.5 14.5~15.5 15.5~17.0 17.0~17.5 17.5~18.5 18.5~19.5 19.5~20.5 20.5~21.5 21.5~22.5 22.5~23.5 23.5~24.5 24.5~25.5 25.5~26.5 26.5~27.5 27.5~28.5 28.5~29.5 29.5~30.5 30.5~31.5 31.5~32.5 32.5~33.5 33.5~34.5 34.5~36.5 RQD(%) 82 67 87 60 45 97 74 66 68 62 41 41 47 63 71 89 93 90 87 97 69 73 46 31 87 80 93 87 90 90 73 100 85 80 87 40 12 54 24 0 90 21 38 100 90 48 38 18 14 31 70 AVIC & SMEDI JV RQD Value Statistics of the Rock Group T-3 Rock Formation Continued Table4-2-1 Borehole No. CK16 XK2 XK4 XK5 Depth(m) RQD(%) 3.4~5.6 5.6~8.0 8.0~10.2 10.2~12.6 12.6~14.8 14.8~17.2 17.2~19.4 19.4~21.8 21.8~24.0 24.0~26.4 26.4~28.6 28.6~30.0 4~5.5 5.5~7 7~8.2 8.2~9 9~10.5 10.5~12 12~13.3 13.3~15 15~16.5 16.5~18 18~20 7~8 8~9.5 9.5~11 11~12 12~13 13~14.5 14.5~15.5 15.5~17 17~18.5 18.5~19.5 19.5~21 21~21.5 21.5~23 23~24.5 24.5~26 26~27.5 27.5~29 29~30.5 4.2~5.6 5.6~8.0 8.0~10.2 10.2~12.6 12.6~14.8 14.8~17.2 17.2~19.4 19.4~21.8 Mean Value of PQD 9 19 82 54 52 40 52 85 0 46 50 54 43 43 63 83 57 50 62 44 57 47 33 68 67 59 90 89 93 67 75 83 37 47 80 25 43 67 100 100 43 21 32 49 35 19 31 55 52 Borehole No. XK5 XK1 XK8 XK16 Depth(m) RQD(%) 14.8~24.0 24.0~26.4 26.4~28.6 28.6~31.0 31.0~33.2 33.2~35.6 35.6~37.8 37.8~40.2 8~9.5 9.5~11 11~12.5 12.5~14 14~15.5 15.5~17 17~18.5 18.5~20 20~21 21~22.5 22.5~24 24~25.5 25.5~27 27~28.5 28.5~30 6~8 8~10 10~12 12~14 14~16 16~18 18~20 20~20.8 5.6~8 8~10.2 10.2~12.6 12.6~14.8 14.8~17.2 17.2~19.4 19.4~21.8 21.8~24 24~26.4 26.4~28.6 28.6~31 31~33.2 33.2~35.6 35.6~37.8 37.8~40.2 40.2~42.4 42.4~44.8 18 0 0 22 42 45 23 0 99 96 86 93 87 56 97 42 100 93 75 36 89 65 53 55 85 85 73 80 88 49 63 31 53 92 77 75 76 47 41 13 25 6 0 33 11 31 43 24 51% 71 AVIC & SMEDI JV 1) The base of Dam Abutment The upper surface of the dam abutment is updated with high liquid limit silt (clay) on the fourth system, the thickness is 11.0 ~ 27.8 m. The structure of the surface layer (within 4 meters) is loose. According to the table 4-1-10, the horizontal permeability coefficient of the internal soil layer in the surface layer (within 4 meters) of the dam abutment is 5.15 × 10-5cm/s ~ 2.60 × 10-4cm/s, the mean value is 1.34 × 10-4cm/s. The vertical permeability coefficient is 9.09 × 10-5cm/s ~ 2.92 × 10-4cm/s, the mean value is 8.19 × 10-4cm/s. most of the permeability is medium. The mean value of dry density is 0.95g/cm3. the soil layer more than 2m from top soil contains more plant roots. It is recommended to excavate the surface layer, then backfill. 4.2.2 Seepage of Dam Foundation The main seepage layer of the dam foundation is overburden and strongly weathered zone of bedrock of quaternary system. removing the overburden layer and setting up a sink for the strongly weathered bedrock layer and consolidation grouting and other anti-seepage measures should be considered, so that when the dam is in its’ operation, there is no leakage of covering layer and strong weathering rock. The seepage amount of weathering zone of foundation rock can be calculated by formula 4.1 and 4.2. It is considered that the water permeation rate of weak weathering zone is lower than that of 5Lu. According to the actual stratum structure and comprehensive consideration of seepage situation, it is estimated that the thickness of the seepage layer of the foundation of rock mass is about 65m. That is to say to the bottom of the T-2 (2) layer. The permeability coefficient k can be divided into the average of the T-3 layers under the strong weathering rock(1.06×10-4cm/s). The average permeability coefficient of T-2 (2) is 5.32×10-3cm/s, the permeability coefficient of the drilled pumping test of BCK9 is 7.84×10-3cm/s. The permeability coefficient of the mean value of the three numbers is 4.42×10-3cm/s, that is to say it is 3.82m/d. The calculation formula of bedrock leakage: q= K·H·T/(2b+T)……………………………… The formula 4.1 Q= q·B …………………………………………… The formula 4.2 72 AVIC & SMEDI JV In the formula: q—single - wide leakage of dam foundation(m3/d·m); K—Mean permeability coefficient(m/d); H—Water Head Difference of front and after the dam,(m); 2b—Dam foundation width(m); T—The average thickness of the permeable layer(m); B—The average width of the permeable bed(m); Q—Seepage(m3/d)。 The curtain grouting treatment of 0 + 400 sections of dam foundation pile is recommended. Grouting test should be carried out before grouting construction.The grouting parameters are determined by experiment. 4.2.3 Seepage Around the Dam the top soil of the two sides of the dam site below normal storage level is the high liquid limit clay (silt) soil layer. Among them, the left dam abutment thickness is 11.0 ~ 19.4 m. Right dam abutment thickness is 13.8 ~ 18.2 m. Its horizontal permeability coefficient is 3.16 × 10-5 ~ 2.60 × 10-3cm/s, mean value is 6.96×10-4cm/s. The vertical permeability coefficient is 2.80 × 10-6 ~ 2.93 × 10-3cm/s, mean value is 4.65×10-4cm/s. It is mainly medium permeable. The permeable soil layer is mainly located in the surface of within 4m. 4m below the surface, its horizontal permeability coefficient is 3.16 × 10-5 ~ 8.75 × 10-5cm/s, mean value is 5.59×10-5cm/s. The vertical permeability coefficient is 2.80 x 10-6 ~ 9.09 × 10-5cm/s, mean value is 3.63×10-5cm/s. mostly, the permeability is weak. Comprehensive analysis; the leakage around the dam is less. 4.2.4 Dam Abutment Stability Analysis Below the normal water level, there are T-2 (1) rocks in the left abutment of the dam site. The rock group consists mainly of low - liquid limit silt and unclassified sand, graded gravel with poor engineering properties/quality. This layer is about 20m thick.The top elevation of the layer is 1800 ~ 1820m and the bottom elevation is at 1783 ~ 1800m.The top surface of the layer is about 40 ~ 60m below the surface of the dam abutment.The 73 AVIC & SMEDI JV layer is below the dead water level and soon it will be buried in the sediment.The probability of large-scale slime formation is very small.In addition, the surface of the dam has a layer of soil covering 11.0 ~ 19.4 m thick.The soil layer is weak permeable soil.There are few penetrating fractures in rock mass.There is basically no cutting condition.Therefore, it is very unlikely to analyze the formation of the cutting layer along the T-2 (1) rock formation. 4.2.5 Estimation of Water Inflow in Foundation Pit After The dam excavationof overburden (assuming excavate to elevation of 1800m). The foundation pit will form a depth of 4.5 ~ 8.0 m. The surface water and groundwater are abundant in the valley. Water gushing will be generated during foundation pit construction. 1) Calculation of the amount of water inflow assumes that the all overburden in foundation pit have been excavated, and the water level below the bedrock surface. At this point, the foundation pit can be assumed to be a large well. Groundwater will flood into the foundation in the upper and downstream slopes. The calculation formula of the inflow of water inflow can be calculated by the formula 4.3. The length of the open river is 360m. Q k H S S R r r ...................................The formula 4.3 in the formula: Q ——Steady flow rate when descending to S(m3/d) ; k —— Permeability coefficient of permeable layer(m/d) ,take the large mean value of the large value of the Q4 soil layer is 0.082m/d; H —— The thickness of the permeable laye (m),take thickness of under water covering layer as 4m; S —— Maximum drawdown(m),4 m; R —— Radius of influence(m),Experience value is 50m; r —— Test borehole radius,this should be the radius of the foundation pit(m). 74 AVIC & SMEDI JV 2) Calculation of the Base Rock Inflow Amount Bedrock surge water is generated during the excavation of the bedrock strong wind layer. For the caculation of water inflow of both sides of the pit and the bedrock of the pit. A large well calculation formula for phreatic aquifer foundation pit shall be adopted. First, make a horizontal plane at the base of the foundation pit. The infiltration flow is divided into two parts. The upper part is the free water flow. The pit wall is horizontally into the foundation pit. The base of the foundation pit is in a vertical direction seeping into the foundation pit. When it is culculated, the phreatic aquifer position (which can be regarded as a horizontal plane) is considered as a height of 1806m. The permeability coefficient of bedrock pit wall is based on the high permeability coefficient of the strong weathering rock. The average value is K1 = 8.75m/d. Experience value R = 500m is adopted in the influence radius. The osmotic coefficient of infiltration at the bottom of foundation pit is K2 = 8.75m/d. Formula 4.4 can be used for the calculation: K h S S Q K rS ................................The formula4.4 In the formula: lgR lgr Q —— The total water inflow of bedrock (m3/d) ; S —— Depth of diving surface, which is 1806 – 1799 = 7m; K1 —— The permeability coefficient of bedrock horizontal direction (m/d) ; K2 —— The permeability coefficient of the vertical direction of bedrock(m/d) ; h0 —— The depth at the bottom of the base pit, which is 7m; r —— The imaginary radius of the pit,Imagine the foundation pit as a big R —— Radius of influence(m), which is 500m. well; 4.2.6 Foundation T-2 Layer Engineering Geology According to the drilling core analysis, T-2 can be divided into T-2 (1), T-2(2). It is a tertiary deposit in the interval between two volcanic eruptions. The T-2 (1) layer is the 75 AVIC & SMEDI JV residual sediment in the riverbed. The T-2 (2) layer is the flood product of the riverbed. The T-2 (1) layer is located about 45m deep below the surface of the left dam. The top elevation is about 1816m. The bottom elevation is about 1796m. The thickness is about 20m. Borehole drilling data based on CK12. The core is grayish yellow. The composition is low liquid limit silt (clay) soil, it is badly graded sand. It contains a small amount of gravel. The T-2 (2) layer lies 42 ~ 48m below the valley floor. The top elevation is 1766.5 ~ 1774.5 m. The bottom elevation is about 1741 ~ 1747m. The thickness is about 22.8 ~ 27.3 m. Borehole drilling data based on CK1, CK8, CK9, CK10, XK10. The core is mostly dark gray and brown. There is a small amount of grayish yellow. The composition is low liquid limit silt (clay) soil, it is badly graded sand. It contains a small amount of gravel. It’s associated with the T-2 (1) layer. Sonic tests have been performed on the boreholes which have been found in the T-2 layer (as shown in table 4-2-3).The range of the longitudinal wave velocity is 1550 ~ 3125m/s.The mean value is 2010m/s.The analysis of this layer is weak. T-2 Layer borehole sound wave velocmity statistics table Table 4-2-3 Layer Location Borehole No. Buried depth Elevation Longitudina l wave range Longitudin al wave velocity average (m) (m) (m/s) (m/s) T-2(2) CK10 48.2~75.5 1774.49~1747.19 1739~2667 1991.4 T-2(2) CK9 40.5~63.3 1768.44~1745.64 1802~2632 2025.6 T-2(2) CK8 42.4~67.8 1766.65~1741.25 1681~2353 2016.0 T-2(1) CK12 45.2~65.4 1816.65~1796.45 1835~2381 2019.1 T-2(2) CK1 43.1~65.4 1767.62~1741.02 1739~2985 2057.0 T-2(2) XK10 59.6~86.2 1767.62~1741.02 1550~3125 1950.6 The T-2 layers are found on the left and the dam foundation. The right abutment dam is exposed in the XK10 hole near the riverbed. However, the layer was not found in the BCK5 hole on the right side of the XK10, which is about 160 m on the dam axis. That is, no such 76 AVIC & SMEDI JV layer exists in the elevation of 1799m. The distribution of the T-2 layer in the dam site is shown in table 4-1-2. The existence of this layer is also found in the drilling process of soil material in reservoir area, such as LK1 and LK2 boreholes of material field A. LK27 and LK28 holes of the material fields are exposed. The layer is located at 28.9 ~ 49.5 m. The condition of the hole in the reservoir is shown in table 4-2-4. During the drilling of T-2, no drilling, bonding, and drilling were found in the drilling of the layer. No abnormal phenomena such as sudden leakage of drilling hole were found. It shows that the layers are continuous. It is good to connect with the upper and lower strata. There is no escape. Summary of conditions of the exposing T-2 Layer of the drilling holes in reservoir area Table 4-2-4 Drilling hole No. Position LK1 material field A 1792.77 28.90 LK2 material field A 1807.81 32.0 LK27 material field C 1783.81 48.1 LK28 material field C 1784.09 49.5 4.2.7 Elevation of the top of Depth of the layer the exposing layer(m) top (m) Environmental Water and Soil Erosion 1) Environmental water corrosion According to the analysis water samples in river water and borehole, the corrosive effect of water samples on concrete, concrete and steel structure is evaluated. (The evaluation results are shown in table 4-2-5 ~ 4-2-7). According to 《The Code for Geological Survey of Hydraulic and Hydropower Engineering》 GB50487-2008, the river is weakly corrosive to concrete, the corrosion type is heavy carbonic acid, it is not corrosive to reinforced steel, and is weakly corrosive to steel structure. The ground water has weak ~ moderate corrosion on concrete, the type of corrosion is carbonic acid and heavy carbonic acid, it is not corrosive to reinforced steel and is weakly corrosive to steel structure. 77 AVIC & SMEDI JV 2) Subgrade Soil Erosion Test analysis of Q3dpl soil samples in T6, T8 and T11. The corrosive effect of soil on concrete and steel structure is evaluated (The evaluation results are shown in table 4-2-8 ~ 4-2-11). According to 《The Code of Geotechnical Engineering Survey 》 GB50021-2001 (2009 edition). Q3 soil is considered by environmental type and stratigraphic permeability. It is slightly corrosive to concrete structure. It is corrosively corrosive in reinforced concrete. It is slightly corrosive to steel structure. Environmental Water’s Corrosive Assessment of Concrete Table 4-2-5 Corrosive type Decide on the basis of General acid type Bicarbonate type Magnesium ionic type Sulfate type CO2 content HCO3-content Mg2+content SO32-content (mg/L) (mmog/L) (mg/L) (mg/L) non-corrosive non-corrosive non-corrosive non-corrosive Weak-moderate Weak-moderate Weak-moderate corrosion corrosion corrosion micro-corrosion micro-corrosion micro-corrosion micro-corrosion micro-corrosion highly corrosive highly corrosive highly corrosive highly corrosive highly corrosive PH Value non-corrosive corrosion degree limit indexes river water Evaluation Result CK16 groundwater CK7 groundwater CK18 groundwater Evaluation Result Carbonic acid type Weak-moderate Weak-moderate corrosion corrosion PH>6.5 CO2<15 HCO3->1.07 Mg2+<1000 SO32-<1000 6.5≥PH>6.0 15<CO2≤30 1.07≥HCO3->0.70 1000≤Mg2+<1500 1000≤SO32-<1500 6.0≥PH>5.5 30<CO2≤60 HCO3-≤0.7 1500≤Mg2+<2000 1500≤SO32-<2000 PH≤5.5 CO2>60 — Mg2+≥2000 SO32-≥2000 7.13 3.33 1.05 2.68 7.47 non-corrosive non-corrosive micro-corrosion non-corrosive non-corrosive 6.76 45.41 1.48 2.19 4.87 6.87 18.35 1.05 12.87 1.12 7.09 23.05 1.05 6.85 21.11 micro-corrosion non-corrosive non-corrosive non-corrosive Weak-moderate corrosion 78 AVIC & SMEDI JV Environmental Water Corrosive Assessment of Reinforced Steel Table 4-2-6 Basis of Corrosivity Corrosion Degree Judgment Limit River Water Groundwater 100~500 1.91+0.25×7.47 (4.04+0.25×4.87)~ 500~5000 = (1.49+0.25×53.59). >5000 3.78 It is 5.26~14.89 non-corrosive non-corrosive Indexes Weak-moderate - CL Content(mg/L) +1/4 (SO32- ) corrosion micro-corrosion highly corrosive Evaluation Result Corrosive Evaluation of Steel Structure by Ambient Water Table 4-2-7 Basis of Corrosivity Judgment PH - 2- (CL + SO3 ) Corrosion Degree Limit Indexes Weak-moderate PH 3~11(CL-+ corrosion SO32-)<500 micro-corrosion highly corrosive PH 3~11(CL-+ River Water Groundwater PH (CL-+ SO32-) (CL-+ SO32-) PH Weak-moderate PH 7.13 9.38 SO32-) SO32-)≥500 Evaluation Result (CL-+ corrosion micro-corrosion highly corrosive Weak-moderate Weak-moderate corrosion corrosion Corrosive Evaluation of Concrete Structure by Environmental Type Foundation Soil Table 4-2-8 Corrosive Sulfate type Magnesium salt content SO3 Mg2+ (mg/L) (mg/L) micro- micro- micro- weak weak weak middle middle middle strong strong strong <300 <2000 <20000 300~1500 2000~3000 20000~50000 1500~3000 3000~4000 50000~60000 >3000 >4000 >60000 T6 35.41 11.02 182.61 T8 21.21 7.59 117.74 T11 28.81 6.17 160.08 Evaluation Result micro- micro- micro- medium Corrosion Degree Limit Indexes 2- Total salinity(mg/L) Note: the values in the table are applicable to the corrosive evaluation of water and the corrosive evaluation of soil should be multiplied by the coefficient of 1.5. 79 AVIC & SMEDI JV The Corrosive Evaluation of Concrete Structure Based on The Permeability of Strata Table 4-2-9 PH B (Weak permeable soil) >5.0 5.0~4.0 4.0~3.5 <3.5 Corrosion Degree T6 6.63 micro- T8 6.20 micro- T11 6.36 micro- Limit Indexes A (Strong permeable soil) >6.5 6.5~5.0 5.0~4.0 <4.0 Evaluation Result microweak middle strong micro- The Corrosive Evaluation of Reinforced Concrete Structure in The Foundation Soil Table 4-2-10 Cl-content of soil(mg/L) Limit Indexes A (Lithosol, sandy soil, slightly wet silt, hard, hard clay soil above the water level) <400 400~750 750~7500 >7500 B (Wet, very wet silvery soil, plastic, soft plastic, plastic clay soil) <250 250~500 500~5000 >5000 Corrosion Degree microweak middle strong T6 4.63 micro- T8 25.28 micro- T11 22.43 micro- Evaluation Result micro- Corrosive Evaluation of Steel Structure in Foundation Soil Table 4-2-11 PH Corrosion Degree Limit Indexes >5.5 5.5~4.5 4.5~3.5 <3.5 microweak middle strong T6 6.63 micro- T8 6.20 micro- T11 6.36 micro- Evaluation Result micro80 AVIC & SMEDI JV 4.3 Auxiliary dam Engineering Geology The auxiliary dam is located at the east side of the left abutment, Buchana school. there is a gully tothe south side of designeddam (downstream) . The depth of dam at the designed normal water level (1855m) is 10 ~ 120m. The top elevation of the auxiliary dam is 1856.4 ~ 1860.5 m. It is lpwer than the elevation of designed dam crest (1859.5 m). The designed dam length is 210m. The direction of the dam is W. (Figure 4.3-1&4.3-2) Figure 4.3-1 Plan sketch map of exploratory hole 81 AVIC & SMEDI JV 82 AVIC & SMEDI JV 4.3.1 Description of Engineering Geological Conditions The dam site area of the auxiliary dam is covered with the update of the Quaternary upper Pleistocene slope proluvial (Q3dpl). The underlying tertiary igneous rock is a completely weathered soil layer. The high liquid limit silt layers of the Quaternary upper Pleistocene slope proluvial (Q3dpl) were brown red and light yellow high liquid limit soil. The lower part contains calcareous tuberculosis and a small amount of gravel. The thickness is about 15m. The physical and mechanical properties are shown in table 4-3-1. The natural moisture content of soil layer (ω) is 38.7~47.4%. Mean value is 41.6%. Dry density (ρd) is 0.93~ 1.16g/cm3. Mean value is 1.02g/cm3. The natural void ratio (e) is 1.387~1.975. Mean value is 1.711. The liquid limit (WL) is 81.6%~97.9%. Mean value is 90.1%%. The plastic limit (Wp) is 50.0%~61.3%%. Mean value is 51.5%. The plasticity index (Ip) is 30.7%~43.3%%. Mean value is 35.2%. The liquid index (IL) is -0.60~-0.25, which is hard and hard plastic. The content of clay is 33.0%~39.7%. Mean value is 36.9%. The standard penetration test value is 9 ~ 20 (The test statistics are shown in table 4-3-2). Mean value is 14.0. After the rod length correction, the number of hits is 8.0 ~ 16.0. Mean value is 12.0. The upper part of the igneous rock is gray and white. It was brown and black and grey. It contains more debris, High clay content. The standard penetration test value is 16 ~ 28(The test statistics are shown in table 4-3-2). Mean value is 20.7. After the length of the rod, the number of stroke is 12.2 ~ 20.2. Mean value is 15.1. 83 AVIC & SMEDI JV Statistical table of the test results of the physical and mechanical properties of the Q3 high liquid limit silt (The vertical shaft) Table 4-3-1 Physical Properties of Soil Soil Sample Soil No. Depth Water Ratio -W m -FZK01-1 2.0 FZK01-2 4.0 FZK01-3 6.0 FZK01-4 8.0 FZK01-5 8.5 FZK03-1 2.0 FZK03-2 4.0 FZK03-3 6.0 FZK03-4 8.0 FZK03-5 10.2 frequency Maximum Value Minimum Value Mean Value Small Mean value Large Mean value Standard Deviation Variable Coefficient Proposed Value % 38.7 39.7 39.6 47.4 47.4 39.2 39.6 42.4 42.6 39.6 10 47.4 38.7 41.6 39.4 45.0 3.312 0.080 41.6 GS Gs -2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.77 10 2.77 2.77 2.77 2.77 ND ρ0 Water Ratio Limit DD saturability VR e ρd Sr g/cm3 1.41 1.02 1.50 1.07 1.62 1.16 1.46 0.99 1.48 1.00 1.34 0.96 1.30 0.93 1.40 0.98 1.51 1.06 1.50 1.07 10 10 1.62 1.16 1.30 0.93 1.45 1.02 1.36 0.98 1.51 1.09 0.093 0.067 0.064 0.066 1.45 1.02 % 62.2 69.6 79.1 73.1 74.7 57.8 55.6 64.6 73.0 69.5 10 79.1 55.6 67.9 60.1 73.2 7.651 0.113 67.9 -1.725 1.580 1.387 1.797 1.759 1.877 1.975 1.817 1.616 1.578 10 1.975 1.387 1.711 1.540 1.825 0.172 0.101 1.711 liquid limit Wl PL WP % 88.1 89.6 87.6 96.0 97.9 89.0 95.6 93.1 81.6 82.5 10 97.9 81.6 90.1 86.4 95.7 5.544 0.062 90.1 % 50.0 58.4 54.4 61.3 59.8 50.3 52.3 60.7 50.3 51.8 10 61.3 50.0 54.9 51.5 60.1 4.640 0.084 54.9 Saturability Saturated Quick Shear The Permeability Coefficient COC CM Cohesion Friction liquidity vertical av Es C Angle index Kv 100~200 100~200 Φ Il -MPa-1 MPa kPa ° 10-4cm/s 38.1 -0.30 0.85 3.20 23.6 22.5 3.20 31.2 -0.60 0.83 3.14 12.1 21.5 4.46 33.2 -0.45 0.34 7.10 52.2 20.5 0.94 34.7 -0.40 1.40 1.99 25.3 27.5 4.35 38.1 -0.33 0.63 4.41 38.6 24.5 4.64 38.7 -0.29 1.21 2.38 14.6 24.0 3.83 43.3 -0.29 1.53 1.94 14.2 25.5 9.45 32.4 -0.56 0.95 2.99 34.9 25.0 4.06 31.3 -0.25 0.91 2.86 21.9 23.0 6.94 30.7 -0.40 0.69 3.74 15.6 26.0 5.70 10 10 10 10 10 10 10 43.3 -0.25 1.53 7.10 52.2 27.5 9.45 30.7 -0.60 0.34 1.94 12.1 20.5 0.94 35.2 -0.39 0.93 3.38 25.3 24.0 4.76 32.3 -0.48 0.71 2.64 17.0 21.9 3.64 39.6 -0.29 1.27 5.08 41.9 25.7 7.36 4.193 0.361 1.511 12.966 2.147 2.268 0.119 0.386 0.448 0.513 0.089 0.477 35.2 -0.39 0.93 3.38 17-22 21-24 7.36 PI Ip Horizontal Kh 10-4cm/s 2.22 1.92 0.75 3.30 3.15 2.08 8.78 1.45 3.21 2.94 10 8.78 0.75 2.98 1.89 4.61 2.202 0.739 4.61 Clay content % 36.4 34.8 36.4 38.0 39.7 36.4 39.6 38.0 36.3 33.0 10 39.7 33.0 36.9 35.6 38.8 2.062 0.056 36.9 84 AVIC & SMEDI JV The Standard of Auxiliary dam Q3 Soil Standard Penetrant Test Statistics Table 4-3-2 Borehole No. Location(m) Actual strike value corrected value 2.15~2.45 10 10.0 4.15~4.45 13 12.4 6.15~6.45 9 8.0 8.15~8.45 10 8.56 10.15~10.45 17 14.13 12.15~12.45 20 15.99 14.15~14.45 19 14.6 Statistical Frequency 7 7 Maximum Value 20.0 16.0 Minimum Value 9.0 8.0 Mean value 14.0 12.0 Standard Deviation 4.619 3.138 Variable Coefficient 0.330 0.262 FZK02 Statistical table of the test results of the physical and mechanical properties of the entire weathering high liquid limit of the auxiliary dam foundation volcanic rock Table 4-3-3 physical properties of soi water ratio limit saturation Soil sample No. SD— water ratio W -- m % GS ND DD saturability VR Gs ρ0 -- ρd g/cm3 Sr % e -- liquid limit Wl % PL PI WP Ip liquidity index Il -- % COC CM Av 100 vertical horizontal 100~ ~ 200 200 MPa-1 MPa Kv Kh 10-4 10-4 cm/s cm/s FZK02-1 15.8 48.6 2.77 1.62 1.09 87.4 1.541 80.2 42.8 37.4 0.16 0.43 5.94 0.40 0.47 FZK02-2 17.8 49.0 2.77 1.71 1.15 96.0 1.414 77.4 40.3 37.1 0.23 0.55 4.42 0.24 0.43 FZK02-3 19.8 51.3 2.77 1.70 1.12 97.0 1.465 85.6 43.0 42.6 0.19 0.62 3.97 0.23 0.29 3 3 3 3 3 frequency 3 3 3 3 3 3 3 3 3 Maximum 51.3 2.77 1.71 1.15 97.0 1.541 85.6 43.0 42.6 0.23 0.62 5.94 0.40 0.47 Minimum 48.6 2.77 1.62 1.09 87.4 1.414 77.4 40.3 37.1 0.16 0.43 3.97 0.23 0.29 Mean 49.6 2.77 1.68 1.12 93.5 1.473 81.1 42.0 39.0 0.19 0.53 4.78 0.29 0.40 Large Mean 51.3 1.71 1.15 96.5 1.541 85.6 42.9 42.6 0.23 0.59 5.94 0.40 0.45 Small Mean 48.8 1.62 1.09 87.4 1.440 78.8 40.3 37.3 0.18 0.43 4.20 0.24 0.29 49.6 2.77 1.68 1.12 93.5 1.473 81.1 42.0 39.0 0.19 0.53 4.78 0.29 0.40 Proposed 85 AVIC & SMEDI JV 4.3.2 Engineering Geology Problem 1) Dam Foundation Seepage The permeability coefficient of the Quaternary upper Pleistocene slope proluvial (Q3dpl) high liquid limit silt layers of the auxiliary dam foundation was 7.5 x 10-5 ~ 8.78 x 10-4 cm/s. Mean value is 2.98×10-4cm/s. The large mean value is 4.61×10-4cm/s.That is to say 0.398m/d. The vertical permeability coefficient is 9.4 x 10-5 ~ 9.45 x 10-4cm/s. Mean value is 4.76×10-4cm/s. The large mean value is 7.36×10-4cm/s. That is to say it is 0.636m/d. It has a medium permeability. The horizontal permeability coefficient of the volcanic rock under the auxiliary dam foundation Q3dpl was (2.9 ~ 4.7) x 10-5cm/s. Mean value is 3.97×10-5cm/s. The vertical permeability coefficient is (2.3 ~ 4.0) x 10-5cm/s. Mean value is 2.90×10-5cm/s. It has a weak permeability. According to FZK02 borehole data, the upper elevation of the high liquid limit silt layer of the upper layer of the Quaternary upper Pleistocene slope proluvial (Q3dpl) high liquid limit was 1839.5 m. It can be used as the bottom of the relative permeable layer. The thickness of the leakage layer is 15.5 m. Leakage can be calculated according to formula 4.1 and 4.2. The results are shown in table 4-3-4. Calculation of seepage of auxiliary dam foundation Table 4-3-4 Item High liquid limit silt Rmark Water Dam Head Foundatio Differenc n Width e Permeabili ty Thickness Permeabilit y Coefficient Permeabilit y Width Single Wide Seepage Seepag e H (m) 2b (m) T (m) K (m/d) B (m) q (m3/d m) Q m3/d 15.5 160 15.5 0.398 210 0.54 114.4 Normal water level 1855.0 m, bottom of water permeable layer 1839.5 m. 86 AVIC & SMEDI JV From the available Calculation, the leakage of high liquid limit of the auxiliary dam base was 114.4 m3/d. The leakage is small. 2) Seepage Stability i) Osmotic deformation type The auxiliary dam base high liquid limit silt is cohesive soil. The osmotic type is mainly fluitic. ii) Determination of critical hydraulic ratio drop According to《the specification for geological survey of water conservancy and hydropower engineering》(GB50487-2008), The critical hydraulic ratio of flow soil can be determined by formula 4.5. Jcr=(Gs-1) (1-n) The formula 4.5 In the formula:Jcr—The critical hydraulic ratio of soil is reduced; Gs—The proportion of soil; n—Soil porosity(%)。 According to the statistics of the auxiliary dam foundation soil work test (shown in table 4-3-1), the pore ratio of high liquid limit powder was 1.711. The porosity is 63.11% according to the pore ratio. The average value of soil was 2.77. It is calculated that the critical hydraulic ratio of the soil is 0.65. iii) Determination of Allowable hydraulic gradient According to《the specification for geological survey of water conservancy and hydropower engineering》(GB50487-2008), the allowable hydraulic gradient should be the number that the critical hydraulic gradient of soil being devided by safty factor of 1.5-2.0. take the importance of this project into consideration, the security factor is 2.0. Therefore, the hydraulic gradient of the deformation of the dam foundation soil is 0.33. It is recommended that hydraulic ratios be allowed to be considered by 0.33. 3) Dam foundation stability The auxiliary dam foundation strata were the Quaternary upper Pleistocene slope proluvial (Q3dpl) high liquid limit silt. The dry density of the soil layer (rho d) is 0.93 87 AVIC & SMEDI JV ~ 1.16 g/cm3.The mena value is 1.02g/cm3.The compression coefficient is 0.34 ~ 1.53, with the mean value being 0.71 and thus, it is mostly high compressibility.The liquid index (IL) is -0.60 ~ -0.25.It is hard and hard plastic.The cohesive force of the direct shear shear test was 12.1 ~ 52.2 kPa.The small mean value is 17.0 kPa.Internal friction Angle phi is 20.5° ~ 27.5°.The small mean value is 21.9°.The standard penetration test is 8.0 ~ 16.0 hits after the rod length correction.The mean value is 12 hits.It's midmiform.It has a thickness of about 15m.The total weathering rock of igneous igneous rocks under the Q3 soil layer.The dry density of the soil layer (rho d) is 1.09 ~ 1.15 g/cm3.The mean value is 1.12g/cm3.The compression coefficient is 0.43 ~ 0.62, with a mean value of 0.53 thus it is mostly high compressibility.The liquid index (IL) is -0.160~ -0.23.It is hard and hard plastic..The standard penetration test is 12.2~ 20.2 hits after the rod length correction.The mean value is 15.1 hits.It's midmiform. The two soils have higher compressibility.Its physical and mechanical properties are better.The soil is stable. Normal water level elevation is located at 1855m.The foundation width is about 10m.It is unfavorable for the stability of the foundation and thus it’s widening is recommended. 4) Foundation Bearing Capacity The geological proposal value of the bearing capacity of the auxiliary dam area is: Q3dpl and total weathering high liquid limit layer 0.15 ~ 0.18 MPa. 88 AVIC & SMEDI JV 5. Ancillary Buildings Design a spillway on the left bank, water diversion tunnel to be designed on the right bank and the diversion tunnel inlet to be equipped with a water tower. 5.1 The Engineering Geology of the Spillway The spillway is designed to go about 50m upstream of the left bank dam axis and after the dam axis, the end is placed at about 340m downstream of the dam axis. Total length of 425m, design pile overflow 0+000~0+425.( Figure5.1-1&5.1-2) Figure 5.1-1 Plan sketch map of exploratory hole 89 AVIC & SMEDI JV 90 AVIC & SMEDI JV Along the spillway through ground elevation of 1806.7 ~ 1859.0 m. Surface formation lithology of Quaternary upper Pleistocene slope proluvial (Q3dpl), Quaternary Holocene flood alluvial (Q4pal), underlying tertiary volcanic rocks (TV). Quaternary Holocene flood alluvial (Q4pal) lithology is mainly for the high liquid limit silt, including plant roots and humus, standard penetration test of real number for 3 ~ 50, the average number was 9.8, the revised length number is 2.9 ~ 47.1, the average number of 9.4, slightly dense~middle dense, the top is loose, and the thickness of 0 ~ 5 m. The Quaternary upper Pleistocene slope proluvial (Q3dpl) lithology is mainly for the high liquid limit silt, the lower part contains calcium nodules, physical and mechanical properties of the soil indicators are shown in table 5-1-1, table 5-1-2, the natural moisture content of soil (ω) was 38.6% ~ 46.8%, average 41.7%; Dry density (Pd) is 1.00 ~ 1.22 g/cm3, average 1.10 g/cm3; Natural void ratio (e) 1.264 ~ 1.774, the average 1.543;Liquid limit (WL) was 95.8% ~ 98.0%, average 97.1%;Plastic limit (Wp) was 52.1% ~ 58.4%, average 55.6%;Plasticity index (Ip) was 39.3% ~ 44.4%, average 41.6%;Liquidity index (IL) is 0.44 ~ 0.29, the solid state, clay content 45.4% ~ 57.3%, average 53.0%;Standard penetration test (see table 5-1-3) real number is 7 ~ 51, average number was 22.3, the revised length number is 7.0 ~ 39.3, the average number was 19.3, middle dense ~ dense structure, the thickness of 4.5 ~ 14.5 m.The coefficient of friction between soil and concrete geological suggested value of 0.28 ~ 0.30 91 AVIC & SMEDI JV Spillway Q3 high liquid limit silt sample (shaft) statistics of the physical and mechanical properties test results Table 5-1-1 The physical properties of soil Limit moisture content Soil sample number Soil depth specific soil Void moisture gravity natura Dry Saturation density ratio l of soil content Sr e particle density ρd W ρ0 Gs Liquid limit Wl Plastic limit WP -- m % -- g/cm3 % -- % % yzk01-1 2.0 38.6 2.77 1.44 1.04 64.2 1.666 96.5 52.1 yzk01-2 4.0 42.4 2.77 1.42 1.00 66.1 1.778 98.0 yzk01-3 6.0 40.2 2.77 1.64 1.17 81.4 1.368 yzk01-4 8.0 40.6 2.77 1.72 1.22 89.0 yzk01-5 10.0 46.8 2.77 1.54 1.05 frequency 5 5 maximum 46.8 2.77 minimum 38.6 average standard deviation coefficient of variation proposed values saturation Saturated direct and quick shear Coefficient modulus of of Plastic Liquidit compressio cohesion compressi index y index n C bility Ip Il Es av 100~200 100~200 osmotic coefficient Clay content friction angle level vertical Φ Kh Kv MPa-1 MPa kPa ° 44.4 -0.30 1.24 2.15 22.9 25.5 8.08 7.41 45.4 54.8 43.2 -0.29 0.43 6.40 23.3 27.0 5.64 6.45 55.5 95.8 54.4 41.4 -0.34 0.35 6.85 17.1 27.0 5.28 4.69 57.3 1.264 97.6 58.1 39.5 -0.44 0.19 12.04 32.8 27.0 1.97 2.74 52.2 79.0 1.640 97.7 58.4 39.3 -0.30 0.23 11.69 64.0 23.0 3.13 4.30 54.4 5 5 5 5 5 5 5 5 5 5 5 5 5 1.72 1.22 89 1.778 98.0 58.4 44.4 -0.29 1.24 12.04 64 27 8.08 7.41 57.3 2.77 1.42 1.00 64.2 1.264 95.8 52.1 39.3 -0.44 0.19 2.15 17.1 23 1.97 2.74 45.4 41.7 2.77 1.55 1.10 75.9 1.543 97.1 55.6 41.6 -0.33 0.49 7.83 32.0 25.9 4.82 5.12 53.0 3.145 0.000 0.129 0.094 10.540 0.217 0.931 2.665 2.243 0.431 4.120 18.743 1.746 2.371 1.839 4.612 0.075 0.000 0.083 0.086 0.139 0.141 0.010 0.048 0.054 0.883 0.526 0.585 0.067 0.492 0.359 0.087 41.7 2.77 75.9 1.543 55.6 41.6 0.49 7.83 20-30 24-26 5 5 53.0 5 5 1.55 1.10 97.1 -0.33 10-4cm/s 10-4cm/s % -- 92 AVIC & SMEDI JV Spillway Q3 high liquid limit powder silt (clay) sample (drilling) statistics of the physical and mechanical properties test results Table 5-1-2 The physical properties of soil Natural Solid block(q) osmotic coefficient Clay content Soil sample number Limit moisture content Soil depth specific soil Dry moisture gravity natural Saturation density of soil content density Sr ρd particle W ρ0 Gs Liquid limit Wl % -- % % limit WP Compressi Compressi Cohesio Friction on on Plastic Liquidit n Angle index y index coefficient modulus C Φ Es av Ip Il 100~200 100~200 level vertical Kh Kv 10-6cm/s 10-6cm/s % 469.12 46.9 -- MPa-1 MPa 86.4 0.18 0.56 4.8 35.5 74.5 0.19 0.4 6.3 23.3 26 114 46.7 67.3 0.13 0.41 6.5 13.2 23.8 2.222 107 57.4 49.6 0.34 0.57 5.7 95.1 1.988 105 53.0 52.0 0.29 0.49 6.1 0.5 0.99 97.9 1.794 140 43.9 96.1 0.2 0.25 11.1 0.06 6 6 6 6 6 6 6 6 6 6 2 2 4 2 2.77 1.64 1.09 97.9 2.222 140 57.4 96.1 0.34 0.57 11.1 23.3 26 469.12 55.4 45.1 2.77 1.48 0.86 72.8 1.532 105 29.6 49.6 0.13 0.25 4.8 13.2 23.8 0.06 46.9 average 59.42 2.77 1.57 0.99 89.93 1.82 115.33 44.35 70.98 0.22 0.45 6.75 18.25 24.90 127.09 51.15 standard deviation 11.267 0.000 0.065 0.081 8.868 0.246 12.770 10.457 18.504 0.078 0.120 2.214 7.142 1.556 228.736 6.010 0.190 0.000 0.042 0.082 0.099 0.135 0.111 0.269 0.328 0.391 0.062 1.800 0.118 -- g/cm3 Plastic Void ratio e % -- ck11-y1 1.80-2.00 45.1 2.77 1.48 1.02 72.8 1.716 116 29.6 ck11-y2 3.80-4.00 49.9 2.77 1.64 1.09 90.2 1.532 110 ck11-y3 5.80-6.00 55.3 2.77 1.6 1.03 90.7 1.689 ck11-y4 7.80-8.00 74.5 2.77 1.5 0.86 92.9 ck11-y5 9.80-10.00 68.3 2.77 1.56 0.93 ck11-y6 11.80-12.00 63.4 2.77 1.62 frequency 6 6 maximum 74.5 minimum m coefficient of variation 0.236 0.261 0.351 kPa ° 38.69 55.4 93 AVIC & SMEDI JV Spillway Q3 soil standard penetration test statistics Table 5-1-3 Drilling No. Location(m) Actual value(hit) Revised value(hit) 2.15~2.45 19 19.0 4.15~4.45 25 23.9 6.00~6.45 21 18.8 8.00~8.45 29 24.82 10~10.45 33 26.91 12~12.45 40 31.97 14~14.25 51 39.3 2.15~2.45 8 8.0 4.15~4.45 15 14.4 6.15~6.45 18 16.1 8.15~8.45 24 20.54 10.15~10.45 21 17.46 2.15~2.45 7 7.0 4.15~4.45 10 9.6 6.15~6.45 13 11.6 frequency 15 15 maximum 51.0 39.3 minimum 7.0 7.0 average 22.3 19.3 standard deviation 12.157 9.032 coefficient of variation 0.546 0.468 CK11 YZK02 YZK03 Tertiary igneous rocks (AV) mainly consists of soft volcanic breccia, some have lower soft welded tuff layer, pile number 0 + 000 ~ 0 + 130 section contains qualitative hard flash trachyte lens. Fully weathered zone is located in Q3 soil, rock mass structure have been destroyed, soil structure, the layer of standard penetration test (see table 5-1-4) The actual hit value is 13 ~ 51, average was 25.6, the revised is 9.9 ~ 39.3, the average was 19.5, the thickness of 2.0 ~ 20.5m, the coefficient of friction between the soil and concrete geology suggest a value of 0.28 ~ 0.30;Strong weathered zone thickness 1.5 ~ 6.5m, the weak weathered zone thickness 2.8 ~ 7.0m. Concrete and the shear strength of the volcanic breccia layer between geological parameters recommended value f ‘is 0.75 ~ 0.80, C’ is 0.50 ~ 0.55, the shear strength of the friction coefficient f geological suggested value of 0.50 ~ 0.55. Pile number overflow 0+000 ~ 0+050 section, among which overflow pile 0 + 000 ~ 0 + 040 section for the side slot. 94 AVIC & SMEDI JV Spillway weathered rock layer of standard penetration test statistics Table 5-1-4 Drilling No. Location(m) Actual value(hit) Revised value(hit) 12.15~12.45 20 15.99 14.15~14.45 16 12.3 16.15~16.45 13 9.9 18.15~18.45 19 13.7 20.15~20.45 24 17.0 22.15~22.45 29 20.3 24.15~24.45 37 25.9 8.15~8.45 19 16.26 10.15~10.45 23 19.12 12.15~12.45 31 24.78 14.15~14.45 51 39.3 frequency 11 11 maximum 51.0 39.3 minimum 13.0 9.9 average 25.6 19.5 10.930 8.169 0.426 0.419 YZK02 YZK03 standard deviation coefficient of variation Pile number overflow 0+040 ~ 0+050 section is for adjusting.This ground elevation 1851.5~1859.0m, design of bottom elevation 1847.4 ~ 1848.3 m.Surface on the formation of the Quaternary upper Pleistocene slope proluvial (Q3dpl) high liquid limit soil, of thickness 8.5 ~15.0 m, underlying tertiary volcanic breccia, strongly weathered zone of about 7 m thick. The esign of the bottom line is located in Q3dpl of high liquid limit soil, the design of the bottom line soil layer of 4.0 ~10.8m thick above, ,and with design of the bottom line soil layer with thicknessof 4.5~4.8 mbelow the botomline. the earing capacity of geological recommended values: Q3dpl and fully weathered rock mass of high liquid limit soil of 0.15 ~ 0.18 MPa, volcanic breccia strong weathering of 0.2 ~ 0.3MPa.Excavation slope geological recommended values: high liquid limit clay 1:0.75 (temporary), 1:1. (permanent). Pile number overflow 0+050 ~ 0+320 section for a period in the discharge, spill this ground elevation 1810.0 ~ 1858.2 m, the bottom of the design elevation of 1801.5 ~ 1848.9 m.Surface on the formation of the Quaternary upper Pleistocene slope proluvial (Q3dpl) high liquid limit soil, 95 AVIC & SMEDI JV 5.0 ~ 14.0 m thick, underlying tertiary volcanic breccia, ignimbrite, with fully weathered zone of thickness 2.0 ~ 20 m,and strongly weathered zone of thickness 1.5 ~ 6.5m. the Pile number overflow is within 0+050~ 0+280 section and the design of the bottom line is located in Q3dpl high liquid limit clay layer. the design of the bottom line soil layer is 4.5~8.5 m thick, and the of the soil layer below the bottom line is 0~8.0 mthick, and underlying volcanic rocks weathered layer.the Pile overflow is within 0 +280 ~ 0+320 section, design of the bottom line is located in the tertiary volcanic breccia completely weathered zone, design of the bottom line more than soil thickness 8.0 ~ 10.0 m, the weathered layer thickness of 0 ~ 6.5m.Bearing capacity of geological recommended values: Q3dpl and fully weathered rock mass of high liquid limit soil of 0.15 ~ 0.18MPa, volcanic breccia, ignimbrite strong weathering 0.2 ~ 0.3MPa, 0.8 ~ 1.0 MPa weakly weathered layer;Excavation slope geological recommended values: high liquid limit clay 1-0. 75 (temporary), 1 to 1. 0 (permanent), volcanic breccia, ignimbrite strong weathering 1-0. 3 ~ 1-0. 5.And should be subject to the non-uniform deformation of earth-rock contact parts. Pile number is 0+320 ~ 0+380 section of spill for stilling basin, located in the valley, the segment ground elevation 1804.0 ~ 1810.0 m, the bottom of the design height of 1801.5m. Surface formation of the Quaternary Holocene flood alluvial (Q4pal) high liquid limit soil, about 6 m thick, underlying tertiary volcanic breccia, ignimbrite, fully weathered zone about 0~2m thick, strongly weathered zone about 2~4m thick.Design of the bottom line is located in the tertiary volcanic breccia, ignimbrite weakly weathered layer at the top. excavation of bedrock thickness of 2 ~4 m, andexcavation of soil layer thickness is 4~6 m.Bearing capacity of geological recommended values: volcanic breccia, ignimbrite strong weathering 0.2 ~ 0.3 MPa, 0.8~1.0MPa weakly weathered layer; Excavation slope geological recommended values: high liquid limit silt 1:1. 0 (temporary), 1 :1. 5 (permanent), volcanic breccia, ignimbrite strong weathering 1:0.3 ~ 1:0.5. Pile number overflow is within 0+380 ~ 0+425 section of flood period and the anti scouring section, located in the valley,while the segment ground elevation 1804.0 ~ 1810.0 m, and the bottom of the design elevation of 1803.0 ~ 1806.3 m.The surface formation of the Quaternary Holocene flood alluvial (Q4pal) high liquid limit soil, about 6 m thick, underlying tertiary volcanic breccia,with strongly weathered zone thickness of about 4 m thick. Design the bottom line in more Q4pal high liquid limit soil, the anti scouring trough is located in volcanic breccia is 96 AVIC & SMEDI JV strong weathering, design the baseline above the soil layer thickness 1.0 ~ 3.0m, design of the bottom line in 0 ~ 3.6 m thick below the soil layer. Loose powder Q4pal high liquid limit soil structure, low bearing capacity, poor engineering properties, suggest all invisible, based in bedrock layer. Bearing capacity of geological recommended values: Q4pal high liquid limit silt 0.09 ~ 0.10MPa, volcanic breccia, ignimbrite strong weathering 0.2 ~ 0.3MPa, 0.8 ~ 1.0MPa weakly weathered layer; Excavation slope geological recommended values: high liquid limit silt 1:1. 0 (temporary), 1 : 1.5 (permanent), volcanic breccia, ignimbrite strong weathering 1:0.3~1:0.5.The paragraph is below the underground water level. Spillway is located in the loose bed, uneven deformation problems and anti-scouring problems, proposed to based on bedrock. 5.2 Across spillway traffic bridge engineering geology. According to the design scheme,the bridge center is located at the center of the road piling No K0 + 345, across spillway pile number for overflow 0 + 215, all of which are single span, and the span is 35 m, which is the medium bridge, and the pile foundation is proposed. 1) Topography The two bridges are located on the left bank of the reservoir, and the height of the bridge at road piling No K0+345 is about 1856 ~ 1863m. The bridge is relatively low and the elevation is about 1829 ~ 1831m. 2) Formation lithology (Stratigraphic Lithology) The lithology at the bridge site is Quaternary upper Pleistocene slope proluvial (Q3dpl) and the Lower Tertiary (TV) volcanic rocks. Quaternary Pleistocene (Q3dpl) lithology is mainly high liquid limit silt, the lower part contains calcareous tuberculosis, the standard penetration test (see Table 5-1-3) hit the value of 7~51, The average was 22.3, medium dense ~ dense, the thickness of 4.5 ~ 14.5m. Two new Bridge rates are shown. Tertiary igneous rocks (AV) mainly consists of soft volcanic breccia, some have soft welded tuff layer, lower local flash trachyte angular distribution。 97 AVIC & SMEDI JV Volcanic breccia: fully weathered zone is located in Q3 soil, mainly seen in the road piling No K0+345 bridge, the rock mass structure has been destroyed, soil structure, the layer of standard penetration test (see table 5-1-4) real hit value is 13 ~ 51, average was 25.6, the thickness of 2.0 ~ 20.5 m; Hard soil genus Ⅲ level. Weakly weathered zone in 0+195 bridge foundation, dark gray, brecciated structure, block structure, the core of short column is given priority to, average saturated rock compressive strength is 22.4MPa, the thickness of 2.8 ~ 7.0m, Ⅴ grades flint. Ignimbrite: both bridge distribution, strongly weathered zone, light grey, brecciated structure, block structure, the core is given priority to with fragmental, qualitative soft, hammer is fragile.Weakly weathered zone, sallowness clip light grey, tuff breccia structure, block structure, qualitative hard, crack development, rock core short column, the column is given priority to, according to YZK02-1and YZK03-1 of rock indoor test, the compressive strength of the rock saturated 7.9 ~ 10.7MPa, the thickness of more than 10m, Ⅴ grades flint. hornblended trachyte: see 0 + 040 bridge, give priority to with weak weathering, sage green, porphyritic, crystalline structure, block structure, a small phenocryst, vitreous luster contains about 5%, core is given priority to with short columnar, saturated average compressive strength of rock was 58 Mpa, the thickness of more than 10 m, level Ⅵ flint. 3) Hydrogeological characteristics Is given priority to with bedrock fissure water, groundwater buried depth is larger, overflow area about 40 m to the road piling No K0 + 345 bridge, overflow 0 + 215 bridge is about 17.9 m, the integrity of rock mass is relatively good, the analysis of the bedrock fissure water is weak. According to the dam site of corrosive water, soil specimen analysis data, according to the geotechnical engineering specification GB50021-2001 (2009 edition), corrosion, such as groundwater are weak in the concrete of concrete reinforced with micro corrosion; The foundation soil by environmental type and formation permeability, 98 AVIC & SMEDI JV slightly corrosive to concrete structures, slightly corrosive to steel bar in reinforced concrete. 4) Summary i. From the regional tectonic analysis, the geological structure is simple, not seen landslide, collapse, debris flow, such as bad geological, overall is good, the engineering geological conditions have good stability, suitable for engineering construction. ii. Site category for Ⅱ class building site, design benchmark seismic peak ground acceleration: 0.13g,the possible seismic peak ground acceleration: 0.40g. iii. Proposed bridge site in groundwater is given priority to with bedrock fissure water, burial depth is larger, corrosion, such as groundwater are weak in the concrete of concrete reinforced with micro corrosion; The foundation soil by environmental type and formation permeability, slightly corrosive to concrete structures, slightly corrosive to steel bar in reinforced concrete. iv. Recommend that the abutment pile foundation, pile foundation uses the rock-socketed piles, the following be used as weakly weathered rock strata, pile end into the complete bearing layer of not less than 0.5 m. v. The engineering geological investigation, surveying and mapping of comprehensive prospecting, drilling, in situ testing and laboratory geotechnical test results, on the basis of the highway bridge standard about foundation and foundation design (JTGD63-2007), and combining with the experience area, bridge site in area of foundation rock and soil physical and mechanical properties indicators suggest the 5-1-5 value as shown in the table. 99 AVIC & SMEDI JV Traffic bridge of rock, soil physical and mechanical index suggested value Table 5-1-5 Blunt, drill Stratigraphic Name of the code geotechnical Natural gravity Basic allowable hole pile lateral Saturated rock bearing capacity soil friction compressive value resistance strength FRK standard suggested values state γ(KN/m3) dpl Q3 TV High liquid Middle limit silt dense~dense Volcanic whole-weath breccia ered Volcanic strong-weath breccia ering Volcanic moderate breccia weathering Welded tuff Welded tuff Hornblended trachyte strong-weath ering moderate weathering strong-weath fa0 (KPa) qik(kPa) (MPa) 15.5 150 55 / 16.0 180 70 / 21.0 300 200 / 22.0 1000 / 18 20.0 300 200 / 19.5 1000 / 8.0 21.5 500 260 / 22.5 2000 / 40 ering Hornblended moderate trachyte weathering 5.3 Engineering Geology of Water Diversion Tunnel Water diversion tunnel inlet is located at about 217m upstream of the dam axis and is about 474m on the right bank of the valley. The axial direction of the tunnel is S42.9°E in the upstream section of the dam and gradually turning to S83. 2°E in the downstream of the dam axis. The exit is located about 250m downstream of the dam axis. 100 AVIC & SMEDI JV Figure 5.3-1 Plan sketch map of exploratory hole The surface elevation of the water diversion tunnel is 1818.7 ~ 1871.0m. The surface stratigraphic lithology is the Quaternary upper Pleistocene slope proluvial (Q3dpl), and the underlying tertiary igneous rocks (TV). There are no obvious strata in the rock formation. There are three sets of joint fissures in the rock mass, namely; (1) N20 ° ~ 30 ° W / NE∠ 70° ~ 90°, ②N20° ~ 40° E / SE ° 80° ~ 90°, ~ 85° E / NW ∠ 60° ~ 85°, the fissure extension is shorter, more micro and closed, mud-filled or no filling, the first group and the tunnel front near parallel to the dam axis and after a period of nearly rectangular tunnel dam axis, the first group is close to the front of the tunnel dam, and is oblique to the rear section of the tunnel dam. The first group is comparatively developed, and the river is oblique, and the third group is inclined with the tunnel front. The latter part is near parallel. 101 AVIC & SMEDI JV 102 AVIC & SMEDI JV Q3dpl high liquid limit viscosity (powder) soil thickness of 6.5 ~ 27.6m, the structure is dense ~ dense, plastic ~ hard plastic. Lithology of tertiary igneous rocks (TV) is mainly volcanic breccia and fused tuff, mostly soft rock (its physical and mechanical properties are shown in tables: 5-3-1 and 5-3-2). The pile number is D0 + 052 ~ D0 + 120, the ground elevation is 1829.4 ~ 1853.6m, and the surface is the upper layer (Q3dpl) high liquid limit soil layer, 6.7-10.8 m thick, and the entire weathering rock of the underlying volcanic rock. The design hole line is located in the volcanic rock, strong weathering rock. The thickness of the roof layer is 6.5 ~ 31.5m, and the hole condition is poor, and excavation is suggested. Excavation slope recommendation value: high liquid limit viscosity (powder) soil 1:0.75, bedrock strong weathering rock 1:0.5. Pile D0 + 120 ~ D0 + 470 section is the tunnel section, its ground elevation is 1838.0 ~ 1871.0m, tunnel surrounding rock is volcanic breccia, the thickness of the overlying roof rock 7.0 ~ 14.0 m, the segment into hole conditions of surrounding rock is poorer, rock type is Type Ⅴ . The classification of surrounding rocks is shown in table 5-3-3. It is recommended that the elastic resistance coefficient of the surrounding rock mass shall be k0 = (60 ~ 80) x 104kN/m3, the strong coefficient is 1, the saturation compressive strength Rb = 20MPa, the saturation poisson ratio mu = 0.22, the deformation modulus is 7.6 x 103MPa. It is recommended that shotcrete, system bolt and steel mesh, rigid support, and concreting concrete lining. It is recommended that the excavation slope of the entrance and exit is 1: 0.5. After excavation of the hole, the concrete should be sprayed for protection. \ 103 AVIC & SMEDI JV Statistics of the diversion tunnel of volcanic breccia physical and mechanical properties Table 5-3-1 uniaxial compressive strength density Soil sample number Soil depth natural density (g/cm3) dry den sity (g/cm3) Saturated density (g/cm3) dry saturated Softening coefficient (MPa) szk01-11 8.0-12.0 1.77 1.88 5.68 szk01-12 15.0-18.0 2.30 2.28 2.34 37.6 19.4 0.52 szk02--11 33.7-34.5 2.00 1.95 2.06 16.8 5.56 0.33 szk02--12 36.0-37.0 1.90 1.82 1.95 18.1 7.68 0.42 szk02--13 39.8-41.0 2.12 2.04 2.22 27.6 7.62 0.28 szk02--14 46.5-48.0 2.10 1.99 2.16 20.4 8.51 0.42 szk02--15 51.0-52.0 2.14 2.05 2.19 27.8 19.6 0.71 szk02--16 54.0-55.0 2.19 2.12 2.25 28.2 15.8 0.56 szk02--17 56.5-57.5 2.12 2.01 2.17 22.5 6.81 0.3 szk03-16 30.0-30.8 1.90 1.79 1.97 8.34 2.35 0.28 szk03-17 33.0-33.8 1.91 1.78 1.98 8.38 4.74 0.57 szk03-18 36.0-36.8 2.06 1.90 2.11 9.42 7.71 0.82 szk03-19 39.0-39.8 2.09 1.98 2.16 18.8 9.32 0.5 szk03-20 42.0-42.8 1.95 1.82 2.04 20.5 9.36 0.46 szk03-21 45.0-45.8 2.30 2.25 2.34 25.7 10.1 0.39 szk03-22 48.0-48.8 2.28 2.22 2.32 33.1 24.3 0.73 szk03-23 51.0-51.8 2.14 2.08 2.21 26.3 6.4 0.24 szk03-24 54.0-54.8 2.13 1.97 2.21 19.2 16.2 0.84 szk03-25 57.0-57.8 2.05 1.97 2.11 33.9 8 0.24 szk03-26 60.0-60.8 2.06 1.91 2.11 11.6 10.2 0.88 szk03-27 63.0-63.8 2.15 2.06 2.22 27.3 12.6 0.46 szk03-28 66.0-66.8 2.13 1.98 2.19 24 12.5 0.52 szk04-9 19.0-19.8 2.05 1.93 2.13 20.2 9.34 0.46 szk04-10 31.0-31.8 2.22 2.11 2.29 28.5 12.1 0.42 szk04-11 34.0-34.8 2.12 2.08 2.18 27.1 19.7 0.73 szk04-12 37.0-37.8 2.24 2.17 2.30 31.9 18.3 0.57 szk04-13 40.0-40.8 2.31 2.24 2.35 42.4 27.4 0.65 szk04-14 43.0-43.8 2.35 2.30 2.39 36 31.6 0.88 szk04-15 45.0-45.8 2.36 2.31 2.41 65.7 16.4 0.25 Bck5-14 37.5-40.2 1.82 1.70 1.94 8.65 4.86 0.56 Bck5-15 44.8-47.0 2.07 1.96 2.14 22.3 5.84 0.26 Bck5-16 48.6-50.0 2.11 2.01 2.18 23.8 14 0.59 Bck5-17 52.0-53.0 2.17 2.07 2.22 32.4 22 0.68 104 AVIC & SMEDI JV Statistics of the diversion tunnel of volcanic breccia physical and mechanical properties Table 5-3-1 (continued) uniaxial density Soil sample number compressive strength Soil depth natural dry densi density ty (g/cm3) (g/cm3) Saturate dry Softening coefficient saturated d density (MPa) 3 (g/cm ) Bck5-18 57.0-58.0 2.21 2.15 2.29 22.6 16.2 0.72 Bck5-19 63.2-64.0 2.27 2.21 2.32 49.8 34.1 0.68 Bck5-20 66.0-67.0 2.12 2.04 2.20 31 21.4 0.69 Bck5-21 68.5-69.5 2.09 2.03 2.13 26 8.92 0.34 szk05-3 8.0-8.8 2.22 2.13 2.28 26.3 13 0.49 szk05-4 11.0-11.8 2.27 2.22 2.31 35.9 9.69 0.27 frequency 39 38 39 38 39 38 maximum 2.36 2.31 2.41 65.70 34.10 0.88 minimum 1.77 1.70 1.88 8.34 2.35 0.24 average 2.12 2.04 2.19 26.21 13.21 0.52 standard deviation 0.14 0.15 0.13 11.35 7.57 0.19 coefficient of variation 0.07 0.07 0.06 0.43 0.57 0.37 Recommended values 2.12 2.04 2.19 22-28 12-15 0.52 105 AVIC & SMEDI JV Statistics of the diversion tunnel ignimbrite physical and mechanical properties Table 5-3-2 uniaxial density compressive strength Soil sample number Soil depth natural dry densit density y 3 (g/cm3) (g/cm ) dry saturated d Softening coefficient density (g/cm3) 14.0-14.8 1.85 szk05-6 17.0-17.8 1.81 szk05-7 20.0-20.8 1.72 1.63 1.78 9.57 3.94 0.41 szk05-8 23.0-23.8 2.05 1.92 2.12 17.4 7.44 0.43 szk05-9 26.0-26.8 2.16 2.06 2.18 22.9 12.6 0.55 szk05-10 29.0-29.8 2.34 2.23 2.35 frequency 6 5 6 30.9 5 26.4 6 0.85 5 maximum 2.34 2.23 2.35 30.90 26.40 0.85 minimum 1.72 1.63 1.78 9.57 3.94 0.41 average 1.99 1.91 2.05 18.43 10.19 0.54 standard deviation 0.24 0.24 0.21 8.72 8.51 0.18 0.12 0.13 0.10 0.47 0.83 0.33 1.99 1.91 2.05 16-20 10-12 0.54 Recommended values 1.96 (MPa) szk05-5 coefficient of variation 1.73 Saturate 11.4 1.90 5.51 0.48 5.23 Water diversion tunnel surrounding rock classification assessment Table 5-3-3 item score Rock strength 7 degree of a State of complete structural rock mass plane 14 18 Total 29 The main ground structural On behalf of the pile water plane number occurrence -8 -7 D0+120~ D0+470 Pile D0 + 470 ~ D0 + 526.4 section, the ground elevation 1828.5 ~ 1838.0 m, design line located in volcanic breccia is strong, weathered layer, design the top line of rock mass thickness of 0 ~ 6m, the conditions of the rock mass into the hole is poor and thus digging is recommended. Excavation slope recommended value: high liquid limit silt 1:0.75, bedrock strong weathering rock 1:0.5. 106 AVIC & SMEDI JV 5.4 Water tower engineering geology The intake tower is located at K0 + 079.5 ~ K0 + 109.5 of the water diversion tunnel. The ground elevation is 1840.0 ~ 1845.65 m, and the base height is 1812.5 m. Excavation depth of 27.5 ~ 33.5 m. The ground strata lithology of the intake tower is of pleistocene series on quaternary alluvial hong powder high liquid limit soil (the physical and mechanical properties of the indexes are shown in 5-4-1), the natural water content of soil (ω) is 39.4 ~ 65.4%, and the average value is 50.0%; Dry density (ρd) is 0.96 ~ 1.22 g/cm3, averaging 1.08 g/cm3; The liquid index (IL) was -0.39 ~ 0.23, mostly hard to hard plastic state, and the clay content 33.9% ~ 68.3%, with an average of 48.4%. direct shear fast shear test conditions under the cohesion c is 26.8 ~ 166.1kPa, the average value of 84.4kPa, the internal friction angle φ is 18.5 ° ~ 31.3 °, the average value of 25.3 °. The standard penetration test (see table 5-4-2) is the actual hit value of 8 ~ 42 hit, the average value is 20.4 hit, the number of hit is 8.0 ~ 33.0, the average is 18.0, and the thickness is 11 ~ 12m. Underlying tertiary volcanic breccia (see table 5-3-1), the physical mechanics indexes, the weathered layers (see table 5-4-3), the physical mechanics indexes of natural moisture content (ω) was 35.4 ~ 82.4%, average 58.9%; Dry density (ρd) is 0.87 ~ 1.36 g/cm3, averaging 1.02 g/cm3; The liquid index (IL) was -0.15 ~ 1.56, which was mostly hard and plastic. The content of clay was 19.0% ~ 74.4%, and the average value was 47.5%. Quick direct shear shear test under the condition of its cohesion c is 33.6 ~ 72.1 kPa, with a mean of 47.7 kPa, internal friction Angle φ is 13.8 ° ~ 28.6 °, with a mean of 22.5 °. The standard penetration test (see table 5-4-4) is a real hit value of 10 to 51, after the length of the bar after the correction number of 7.7 to 35.7 hit, the average is 22.4 hit. Thick 15 ~ 16m. Rock strong weathering zone thickness 8.5 ~ 10.5m, weak weathering thickness 5.0 ~ 5.5m. The base of the water tower is located in the strong weathering zone of the rock mass, and the strong wind zone of the basement is 2.5 ~ 9.5m. The geological recommendation of the bearing capacity is as follows: the upper renewal system and the total weathering high liquid limit soil layer: 0.15 ~ 0.18 MPa; Volcanic breccia strong weathering rock 0.2-0.3 MPa, weak weathering rock 0.8 ~ 1.0Mpa. 107 AVIC & SMEDI JV Excavation slope geological recommendation: high liquid limit silt 1:0.65 (temporary), 1:1.0 (permanent), strong weathering bedrock 1:0.5-1:0.75, weak weathering bedrock 1:0.3-1:0.5. 108 AVIC & SMEDI JV Intake tower Q3 powder high liquid limit soil physical and mechanical properties test results Table 5-4-1 The physical properties of soil Soil sample number Soil depth mois ture conte nt W speci fic gravi ty of soil parti cle Gs soil natu r-al dens i-ty ρ0 Dry densi t-y ρd Satu ration Sr -m % -g/cm3 % szk01-1 1.80-2.00 39.5 2.77 1.40 1.00 62.2 szk01-2 3.80-4.00 42.4 2.77 1.58 1.11 78.5 szk01-3 5.80-6.00 42.2 2.77 1.58 1.11 78.3 szk01-4 7.80-8.00 39.4 2.77 1.62 1.16 78.9 szk01-5 9.80-10.00 41.6 2.77 1.72 1.21 90.0 szk02-1 1.80-2.00 47.4 2.77 1.54 1.04 79.5 szk02-2 3.80-4.00 44.7 2.77 1.50 1.04 74.0 szk02-3 5.80-6.00 54.6 2.76 1.60 1.03 90.4 szk02-4 7.80-8.00 47.4 2.77 1.66 1.13 90.0 szk02-5 9.80-10.00 62.4 2.77 1.60 0.99 95.4 szk03-1 1.80-2.00 46.6 2.77 1.58 1.08 82.2 szk03-2 3.80-4.00 45.2 2.77 1.68 1.16 89.8 szk03-3 5.80-6.00 49.4 2.77 1.60 1.07 86.3 szk03-4 7.80-8.00 53.8 2.77 1.64 1.07 93.3 szk03-5 9.80-10.00 52.6 2.77 1.68 1.10 96.1 szk03-6 11.80-12.00 57.5 2.77 1.62 1.03 94.1 szk04-1 1.80-2.00 49.4 2.77 1.56 1.04 82.8 szk04-2 3.80-4.00 50.3 2.77 1.58 1.05 85.2 szk04-3 5.80-6.00 45.8 2.77 1.69 1.16 91.3 szk04-4 7.80-8.00 53.4 2.77 1.64 1.07 93.0 szk04-5 9.80-10.00 49.1 2.77 1.62 1.09 87.8 szk04-6 11.80-12.00 65.4 2.77 1.59 0.96 96.3 BCK5-Y 1.80-2.00 44.4 2.77 1.63 1.13 84.6 1 BCK5-Y 3.80-4.00 60.5 2.77 1.66 1.03 99.9 2 BCK5-Y 5.80-6.00 42.6 2.77 1.74 1.22 92.9 3 BCK5-Y 7.80-8.00 46.6 2.77 1.64 1.12 87.4 4 BCK5-Y 9.80-10.00 55.3 2.77 1.66 1.07 96.3 5 BCK5-Y 11.80-12.00 60.4 2.77 1.64 1.02 97.9 6 BCK5-Y 13.80-14.00 61.2 2.77 1.60 0.99 94.7 7 frequency 29 29 29 29 29 maximum 65.4 2.77 1.74 1.22 99.9 minimum 39.4 2.76 1.4 0.96 62.2 average 50.0 2.8 1.6 1.08 87.9 Average for the 44.9 2.76 1.56 1.03 80.6 minimum Average for the 57.3 2.77 1.66 1.14 93.8 maximum standard deviation 7.265 0.002 0.067 0.065 8.386 coefficient of variation 0.145 0.001 0.041 0.060 0.095 proposed values 50.0 2.8 1.6 1.08 87.9 Limit moisture content Coefficie Comp nt of ression Direct shear quick compress modul shear ibility us Void ratio e Liqui d limit Wl Plastic limit WP Plas tic inde x Ip Liqu idity inde x Il 100 ~ 200 kPa -1.760 1.497 1.493 1.384 1.280 1.651 1.672 1.667 1.460 1.812 1.570 1.394 1.586 1.598 1.516 1.693 1.653 1.635 1.390 1.591 1.549 1.881 % 91.9 98.3 95.7 88.5 98.5 96.8 95.7 95.7 92.2 99.5 87.6 98.7 101.0 99.0 113.0 103.0 91.0 91.7 99.1 106.0 102.0 99.8 % 44.5 50.8 49.7 47.8 50.4 49.4 53.9 66.1 53.0 64.2 47.0 51.1 49.7 58.3 50.3 62.9 46.2 47.2 47.4 57.4 50.1 57.2 -47.4 47.5 46.0 40.7 48.1 47.4 41.8 29.6 39.2 35.3 40.6 47.6 51.3 40.7 62.7 40.1 44.8 44.5 51.7 48.6 51.9 42.6 --0.06 -0.18 -0.16 -0.21 -0.18 -0.04 -0.22 -0.39 -0.14 -0.05 -0.01 -0.12 -0.01 -0.11 0.04 -0.13 0.07 0.07 -0.03 -0.08 -0.02 0.19 MPa-1 1.05 0.64 0.42 0.23 0.12 0.72 0.33 0.31 0.14 0.29 0.82 0.47 0.76 0.35 0.37 0.21 0.87 0.99 0.30 0.33 0.57 0.36 1.454 99.5 51.1 48.4 -0.14 0.33 7.35 1.678 98.0 49.0 49.0 0.23 0.28 9.61 1.270 101.0 50.1 50.9 -0.15 0.20 11.25 1.476 122.0 56.9 65.1 -0.16 0.31 7.98 1.591 114.0 66.2 47.8 -0.23 0.32 8.06 1.709 102.0 49.5 52.5 0.21 0.35 7.66 1.791 108.0 53.8 54.2 0.14 0.65 4.29 29 1.881 1.270 1.576 29 122.0 87.6 99.6 29 66.2 44.5 52.8 29 65.1 29.6 46.8 29 0.23 -0.39 -0.06 29 1.05 0.12 0.45 29 13 19.37 166.1 2.64 26.8 7.56 84.4 13 31.3 18.5 25.3 29 68.3 33.9 48.4 1.441 95.4 49.0 40.5 0.29 4.57 59.9 21.5 43.9 1.686 106.5 59.1 51.3 0.75 10.36 123.6 28.6 54.0 0.152 0.096 1.576 7.572 0.076 99.6 5.983 7.254 0.113 0.155 52.8 46.8 -0.06 0.254 0.563 0.45 4.098 40.067 0.542 0.475 7.56 60-90 4.189 0.166 21-26 7.235 0.149 48.4 100 ~ 200 kPa Cohe -sion C MPa kPa 2.64 73.8 3.92 87.1 6.00 101.9 10.59 80.2 19.37 145.3 3.70 38.8 8.16 166.1 8.59 56.5 17.99 71.2 9.64 78.8 3.14 5.15 3.42 7.38 6.75 12.63 3.03 2.67 7.86 7.88 4.50 8.10 Frictio n Angle Φ ° 22.9 20.5 30.2 31.3 21.3 26.4 23.0 27.0 29.9 18.5 clay 〈 0.005 % 47.9 51.2 53.0 51.2 52.9 47.7 58.0 47.0 50.4 52.0 45.1 47.1 48.8 47.2 45.2 42.2 44.0 49.0 47.4 42.2 49.0 46.3 36.1 117.4 29.9 41.1 42.4 53.3 25.3 33.9 52.5 26.8 22.5 65.9 68.3 109 AVIC & SMEDI JV Intake tower Q3 standard penetration test statistics Table5-4-2 Drilling No. Location(m) Actual value(hit) Revised value(hit) SZK01 2.15~2.45 18 18.0 4.15~4.45 23 21.8 6.15~6.45 32 28.6 8.15~8.45 22 18.9 10.15~10.45 33 27.2 2.15~2.45 16 16.0 4.15~4.45 24 23.0 6.15~6.45 34 30.4 8.15~8.45 21 18.0 2.15~2.45 8 8.0 4.15~4.45 10 9.6 6.15~6.45 11 9.8 8.15~8.45 11 9.4 10.15~10.45 12 10.0 12.15~12.45 11 8.6 2.15~2.45 9 9.0 4.15~4.45 10 9.6 6.15~6.45 12 10.7 8.15~8.45 14 12.0 10.15~10.45 16 13.3 SZK05 2.15~2.45 8 8.0 BCK5 2.15~2.45 20 20.0 4.15~4.45 25 23.9 6.15~6.45 33 29.5 8.15~8.45 24 20.5 10.15~10.45 35 28.5 12.15~12.45 42 33.0 14.15~14.45 36 27.7 frequency 28 28 maximum 42 33.0 minimum 8 8.0 average 20.4 18.0 standard deviation 10.11 8.23 coefficient of variation 0.50 0.46 SZK02 SZK03 SZK04 110 AVIC & SMEDI JV Intake tower of weathered rock mass powder high liquid limit soil physical and mechanical properties test results Table 5-4-3 The physical properties of soil Soil sample number -szk01-6 szk01-7 szk01-8 szk01-9 szk01-10 szk02-6 szk02-7 szk02-8 szk02-9 szk02-10 szk03-7 szk03-8 szk03-9 szk03-10 szk03-11 szk03-12 szk03-13 szk03-14 szk03-15 szk04-7 szk04-8 Soil depth Limit moisture content specific moistur soil gravity Dry Saturatio Void e natural ratio of soil density n content density particle ρd Sr e W ρ0 Gs m % 11.80-12.00 56.5 13.80-14.00 58.4 16.80-17.00 43.4 19.80-20.00 60.8 21.80-22.00 35.4 11.80-12.00 73.5 13.80-14.00 66.4 15.80-16.00 65.4 17.80-18.00 65.4 19.80-20.00 63.6 13.80-14.00 66.4 15.80-16.00 62.5 17.80-18.00 64.8 19.80-20.00 59.2 21.80-22.00 71.3 23.80-24.00 49.7 25.80-26.00 36.4 27.80-28.00 50.5 28.40-28.60 55.4 13.80-14.00 72.4 16.00-16.20 38.5 BCK5-Y8 15.80-16.00 48.4 BCK5-Y9 17.80-18.00 59.8 BCK5-Y10 19.80-20.00 60.2 BCK5-Y11 21.80-22.00 62.4 BCK5-Y12 23.80-24.00 66.6 BCK5-Y13 25.80-26.00 82.4 szk05-1 3.8-4.0 62.4 szk05-2 5.8-6.0 49.6 frequency 29 maximum 82.4 minimum 35.4 average 58.9 Average for the 47.5 minimum Average for the 65.9 maximum standard deviation 11.25 coefficient of variation 0.19 proposed values 58.9 Liquid limit Wl Plastic limit WP Liquidi Plastic ty index index Ip Il Coefficie Compr nt of ession compres modulus sibility 100 ~ 200 kPa 100 ~ 200 kPa -2.77 2.76 2.72 2.74 2.74 2.77 2.77 2.76 2.77 2.75 2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.76 2.76 2.77 2.76 2.77 2.77 2.77 2.77 2.77 2.76 2.77 2.76 29 2.77 2.72 2.8 g/cm3 1.64 1.05 1.54 0.97 1.50 1.05 1.51 0.94 1.84 1.36 1.62 0.93 1.58 0.95 1.60 0.97 1.62 0.98 1.60 0.98 1.54 0.93 1.57 0.97 1.66 1.01 1.60 1.01 1.59 0.93 1.68 1.12 1.68 1.23 1.70 1.13 1.54 0.99 1.56 0.90 1.74 1.26 1.54 1.04 1.64 1.03 1.63 1.02 1.56 0.96 1.61 0.97 1.58 0.87 1.60 0.99 1.58 1.06 29 29 1.84 1.36 1.5 0.87 1.6 1.0 % 95.2 87.7 73.8 86.9 95.4 100 95.9 97.4 99.1 96.5 92.3 92.7 100 93.4 99.5 93.8 80.7 96.6 85.7 97.3 88.8 80.3 97.5 96.8 91.8 98.8 100 95.4 84.9 29 100.0 73.8 92.9 -1.643 1.839 1.600 1.918 1.016 1.967 1.917 1.853 1.828 1.812 1.993 1.867 1.750 1.756 1.984 1.468 1.249 1.443 1.785 2.061 1.197 1.669 1.699 1.722 1.884 1.866 2.186 1.812 1.613 29 2.186 1.016 1.738 % 96.1 75.1 54.4 66.3 50.5 114.0 106.0 74.5 96.0 75.5 96.6 96.1 91.0 81.0 93.7 89.7 84.5 70.2 68.7 99.2 55.4 112.0 104.0 104.0 111.0 99.1 69.7 79.0 70.1 29 114.0 50.5 85.6 % 51.6 46.4 42.3 49.1 32.3 61.8 55.9 47.5 57.8 55.4 63.5 52.7 51.3 46.6 50.8 48.2 37.6 44.3 41.3 54.3 30.7 56.7 55.9 47.9 49.1 44.5 47.0 42.6 42.2 29 63.5 30.7 48.5 -44.5 28.7 12.1 17.2 18.2 52.2 50.1 27.0 38.2 20.1 33.1 43.4 39.7 34.4 42.9 41.5 46.9 25.9 27.4 44.9 24.7 55.3 48.1 56.1 61.9 54.6 22.7 36.4 27.9 29 61.9 12.1 37.1 -0.11 0.42 0.09 0.68 0.17 0.22 0.21 0.66 0.20 0.41 0.09 0.23 0.34 0.37 0.48 0.04 -0.03 0.24 0.51 0.40 0.32 -0.15 0.08 0.22 0.21 0.40 1.56 0.54 0.27 29 1.56 -0.15 0.32 MPa-1 0.38 0.42 0.49 1.02 0.17 0.52 0.63 0.57 0.48 0.68 0.50 0.61 0.60 0.53 0.54 0.56 0.54 0.51 0.57 0.94 0.20 0.72 0.30 0.36 0.32 0.58 0.83 1.16 0.46 29 1.16 0.17 0.56 MPa 7.00 6.77 5.28 2.87 11.85 5.76 4.60 5.05 5.87 4.11 5.96 4.72 4.57 5.20 5.48 4.42 4.15 4.77 4.92 3.25 11.03 3.71 8.95 7.53 9.09 4.92 3.84 2.42 5.68 29 11.85 2.42 5.65 2.75 1.56 0.96 86.0 1.484 69.6 42.8 25.4 0.15 0.42 2.77 1.67 1.13 97.1 1.893 100.6 54.7 48.0 0.56 0.01 0.00 2.8 0.07 0.04 1.6 0.11 0.11 1.0 6.73 0.07 92.9 0.26 18.01 0.15 0.21 1.738 85.6 7.78 0.16 48.5 13.33 0.36 37.1 0.32 Direct shear quick shear Cohesio Friction n Angle C Φ clay 〈 0.005 kPa 54.8 36.7 38.2 38.2 72.1 33.6 41.8 ° 19.6 27.7 28.6 26.4 23.8 22.5 16.3 68.2 19.2 48.2 13.8 42.3 20.6 50.8 11 72.1 33.6 47.7 28.5 11 28.6 13.8 22.5 % 52.9 44.2 20.6 19.0 29.0 62.1 50.5 36.8 64.2 28.3 54.4 59.1 74.4 59.2 64.4 32.1 45.9 47.6 37.5 51.5 42.7 39.4 62.7 74.4 64.6 51.5 31.1 41.1 36.2 29 74.4 19.0 47.5 4.35 38.5 17.9 34.6 0.73 7.77 58.8 26.3 59.6 0.22 0.40 0.56 2.23 0.40 5.65 12.81 5.04 15.09 0.27 0.22 0.32 38-50 18-22 47.5 111 AVIC & SMEDI JV Intake tower of weathered rock soil standard penetration test statistics Table 5-4-4 Drilling No. Location(m) Actual value(hit) Revised value(hit) SZK01 12.15~12.45 40 31.9 14.15~14.45 34 26.2 17.15~17.45 38 28.9 20.15~20.45 46 32.7 2.15~2.45 16 16.0 10.15~10.45 34 28.3 12.15~12.45 28 22.4 14.15~14.45 29 22.3 16.15~16.45 31 23.6 18.15~18.45 46 33.1 14.15~14.45 10 7.7 16.15~16.45 12 9.1 18.15~18.45 13 9.4 20.15~20.45 15 10.7 22.15~22.35 18 12.6 24.15~24.45 24 16.8 26.15~26.45 27 18.6 28.15~28.45 31 21.1 12.15~12.45 18 14.1 14.15~14.45 20 15.4 16.15~16.45 24 18.2 SZK05 4.15~4.45 10 9.6 BCK5 16.15~16.45 40 30.4 18.15~18.45 39 28.1 20.15~20.45 49 34.8 22.15~22.45 51 35.7 24.15~24.45 51 35.7 26.15~26.45 51 35.2 frequency 28 28 maximum 51 35.7 minimum 10 7.7 average 30.2 22.4 standard deviation 13.45 9.33 coefficient of variation 0.45 0.42 SZK02 SZK03 SZK04 112 AVIC & SMEDI JV 5.5 Cofferdam Engineering Geology 5.5.1 Upstream cofferdam Upstream cofferdam is located on the Karimenu river, about 80m downstream of the diversion tunnel. The cofferdam is about 126m long, the height of the weir is 1827.0 m, the height of the weir is 10.0 m, the weir is 11.0 m, and the upstream and downstream slopes are 1:3.0. The riverbed of the cofferdam and the flood plain of the river are 60m, of which the riverbed is wide and 7m, the ground elevation of the bed section is about 1812m, and the surface elevation of the river is 1814 ~ 1816m. The left bank of the cofferdam is the bank of the bank, with a convex bank, the right bank is the erosion bank, the bank is concave, the riverbed is close to the right bank. The surface layer of the bed section is 4 ~ 8m thick, which is composed of high liquid limit silt and subv volcanic rock. There is a problem of infiltration and deformation of the high liquid limit silt layers, and the soil of the weir subsoil is viscous soil. Loose powder high liquid limit soil structure, strong permeability, dam foundation seepage problems, Geological recommendation: Q4 high liquid limit silt 0.09 ~ 0.10MPa, strong weathering volcanic breccia and fused tuff 0.2-0.3 MPa. 5.5.2 Downstream cofferdam The downstream cofferdam is located on the Karimenu river, about 70m upstream of the diversion tunnel. The cofferdam is about 75m long, the height of the weir is 1811.0 m, the height of the weir is 7.0 m, the weir is 3.0 m, and the upstream and downstream slopes are 1:3.0. The riverbed of the cofferdam and the river bank are 75m wide, of which the river bed has a width of 10m, and the ground elevation of the bed section is about 1806m, and the surface elevation of the river is 1808-1809m. The left bank of the cofferdam is the bank of the bank, with a convex bank, the right bank is the erosion bank, the bank is concave, the riverbed is close to the right bank. The surface layer of the bed section is 4 ~ 8m thick, which is composed of high liquid limit silt and subv volcanic rock. Loose powder high liquid limit soil structure, strong 113 AVIC & SMEDI JV permeability, dam foundation seepage problems, Geological recommendation: Q4 high liquid limit silt 0.09 ~ 0.10MPa, strong weathering volcanic breccia and fused tuff 0.2-0.3 MPa. 114 AVIC & SMEDI JV 6. Natural Construction Materials The design will propose to use block stone masonry 71×103 m3, soil material 2.179 million m3, some coarse aggregate and fine aggregate. The gravel debris filling material (soft rock) about 0.9 million m3, bulk stone about 80,000 m3, anti-filter material about 0.24 million m3, concrete about 38,000 m3 are needed for the selection scheme for core wall of stone slag dam. The saturation compressive strength of rock slag filling materials is greater than 6MPa. 6.1 Block Stone 6.1.1 Description The stockyard A will be chosen as the block stone quarry, which is located around 800 m west of the dam axis and is convenient for transportation because the village road is linked to the dam site. The stratum involved in the stockyard are the tertiary igneous rocks, whose main lithologies are volcanic breccia, fused tuff , hornblende trachyte and the high or low liquid limit clay layer deposited in the Tertiary volcanic eruption period. 6.1.2 Quality Evaluation Take the samples of volcanic breccia, fused tuff and amphibolite in the stockyard for laboratory examination and test. The saturation compressive strength of volcanic breccia and fused tuff is lower than 30 MPa from the results of sample tests, which is difficult to meet the protolith quality requirements of masonry and concrete coarse aggregate. The dry density of amphibolite is between 2.70 and 2.71g/cm3 greater than 2.40g/cm3. The saturation compressive strength is between 43.6~46.6 MPa, and the average is 44.97 MPa greater than 30 MPa. The softening coefficient is between 0.79 and 0.81, and the average is 0.80 greater than 0.75, which could meet the protolith quality requirements of block stone, thus can be used as block stone. In addition, its water absorption is between 0.15% and 0.18%, and the average is 0.17% less than 10%. The sulfide content is between 0.33% and 115 AVIC & SMEDI JV 0.36%, and the average is 0.35% less than 1%, which could meet the protolith quality requirements of block stone, thus can be used as block stone. 6.1.3 Reserves The mountain for quarry is thick, but the distribution of amphibolite is unstable. The burial depth is around 7.9~22.4m, which is shallow on the bank of the Karimenu river and is deeper away from the bank of the river. Thus, the exploitation shall be started from the bank of river to the middle of mountain if exploiting, whose stripping layer is thicker, thus the utilization is lower. And the reserves of amphibolite are less than 1.5 times of design requirement. The reserves calculation is as shown in the following table: - 116 AVIC & SMEDI JV Quarry Amphibolite Reserve Calculation Table Using Parallel Cross-section Method Table 6-1-1 Cross-section Serial No The thickness of unavailable layer (m) stripping layer interlayer The thickness of available layer (m) The area of cross-section (m2) The average area of two cross-sections (m2) unavailable laye stripping layer interlayer unavailable laye available laye J3~J3′ 4826.1 0 J4~J4’’ 3476.8 1294.0 J4~J4’’ 3476.8 1294.0 J5~J5’’ 4161.5 0 Total stripping layer interlayer available lay Average The volume of unavailable extrapolation lay The reserve of distance of distance of (×103m3) available lay two cross-section (×103m3) cross-sections (m) (m) stripping layer interlayer 4151.5 647.0 75.0 311 48.5 3819.2 647.0 74.6 285 48.3 596 96.8 117 AVIC & SMEDI JV In addition, there is no outcrop distribution after geological survey nearby, nor applicable quarry for block rocks near dam site to meet the quality requirements, thus outsourcing is recommend for the short part. There is hornblende trachyte with good quality and rich reserves, which is located around 50 Km in the the southeast of Kilimambogo. At present, they are produced and sold by VALLEM QUARRY company, whose capacity is 150~ 240T/H. Transport is convenient because the existing rural roads and village dirt roads are linked with dam site. 6.2 Coarse Aggregate The quality of amphibolitein stockyard A is better, thus can be used as concrete coarse aggregate. But the utilization is lower because of thicker stripping layer. There is no applicable quarry for coarse aggregate meeting the quality requirements near dam site, thus we advise outsourcing of the same. This can be sourced from a company named VALLEM QUARRY, which is located around 50 Km in the the southeast of Kilimambogo. Transport is convenient because the existing rural roads and village dirt roads are linked with dam site. 6.3 Fine aggregate There is no applicable quarry for coarse aggregate meeting the quality requirements near dam site, thus we advise outsourcing of the same. This can be sourced from a company named VALLEM QUARRY, which is located around 50 Km in the the southeast of Kilimambogo. Transport is convenient because the existing rural roads and village dirt roads are linked with dam site. -Results Table for Sand Particle Size Content - Mwingi Quarry Table 6-3-1 grain composition Sample Serial fineness 5~ 2.5~ 1.25~ 0.63~ 0.315~ 0.315~ 2.5 1.25 0.63 0.315 0.158 0.075 1.6 4.8 11.0 22.2 21.6 21.4 M2 0.2 1.6 5.2 30.4 39.8 Average 0.9 3.2 8.1 26.3 30.7 No >5 M1 Average particle <0.075 modulus 14.6 2.8 2.02 0.34 16.0 5.2 1.6 2.16 0.37 18.7 9.9 2.2 2.09 0.355 size 118 AVIC & SMEDI JV DRA. 6-3-1(M1 Sieve-analysis Curve) DRA. 6-3-2(M2 Sieve-analysis Curve) The comparison table of fine aggregate index for concrete at the Mwingi quarry and quality requirement is illustrated in table 7-22 below: 119 AVIC & SMEDI JV The Comparison Table of Fine Aggregate Index for Concrete at the Mwingi Quarry and Quality Requirement Table 6-3-2 Item Quality Index The value of test range The average value of test Apparent Density >2.55g/cm3 2.597~2.620 2.609 Bulk Density >1.50g/cm3 1.341~1.369 1.355 Poriness <40% 47.3~48.8 48.1 Mica Content <2% 0 0 Silt Content <3% 4.0~4.8 4.4 SO3 Content <1% 0.16~0.17 0.165 Lighter than standard Lighter、deeper than color standard color ≤1% 0.1~0.2 0.015 0.36~0.50mm 0.34~0.37 0.355 2.5~3.5 2.02~2.16 2.09 Organic Content Light Material Content Average Size Fineness Modulus From Table 6-3-1 and figures 6-3-1 and 6-3-2, it can be seen that the sand at Mwingi quarry is fine sand, whose apparent density, mica content, SO3 content, light material content, average size and fineness modulus, meet the quality index of concrete fine aggregate. However, the silt content of sand and its porosity is a little larger, bulk density is a little smaller, and organic content is a little larger, which is inappropriate for use as concrete fine aggregate directly, unless it becomes qualified after the treatment. 6.4 Soil Aggregate 6.4.1. Description Several mountain ridges in the reservoir region are chosen as borrow pits, and are divided into parcels A, B and C. Parcel A is located on the mountain ridge at the right of main riverway around 800~2700m on the western side of the dam. The elevation of the the land surface is 1816.4~1928.5m. Topographically high in the west and low in the east, showing slope spread with the 120 AVIC & SMEDI JV residential areas in the top of the material yard. Parcel C is located around 320~630m in the front of left bank of dam, and the elevation of the land surface is1820.0~1882.4m. Topographically high in the west and low in the east, showing slope spread. The covering layer exposure from parcel A, parcel B and parcel C is maroon high liquid limit clay soil of Quaternary upper Pleistocene slope proluvial(Q3dpl) in the fourth system with little calcareous nodule in the middle of soil and more calcareous nodule in the lower soil. The underlying is tertiary igneous rocks. The common exposure thickness of the soil in parcel A is 9.6~17.6m, the part of the soil is a bit thin. The exposure thickness of the soil in parcel B is 6.4~23.6m. The exposure thickness of the soil in parcel C is 9.6~20.1m. They could be exploited except the top 1.5 m of soil with many plant roots, which need to be stripped. The transport distance of borrow pit is short and convenient, and the borrow pit and dam are linked by a dirt road. 6.4.2 Quality Evaluation Natural water content of soil aggregate from borrow pit (Q3dpl) is 39.5~65.4% with the average of 48.2%. Plasticity index is 31.8~49.7 with the average of 39.3. Clay content is 27.3%~67.3% with the average of 46.7%. Dry density is 0.85~1.12g/cm3 with the average of 1.00g/cm3. Take the disturbance sample from the middle of soil layer in borrow pit, adopting light compaction, from that the best water content is 44.4%~55.1% with the average of 48.5%, the max dry density is 1.04~1.20g/cm3 with the average of1.13g/cm3. Tri-axial shear tests were conducted on the soil samples with the compactness of 0.96 (statistics values of physical and mechanical properties are as table 6-4-2~6-4-5). In the conditions of unconsolidated and undrained (UU), its cohesion C is 19.0~83.3kPa with the average of 37.0kPa, internal friction angleφis 4.5°~11.0°with the average of 6.4°. In the conditions of consolidation drainage( CU ), its cohesion C is 16.4~58.6kPa with the average of 39.3kPa, internal friction angleφis 11.0°~19.5°with the average of 13.7°, the effective cohesion c'is 16.6~56.6kPa with the average of 33.4kPa, the effective internal friction angleφ'is 25.0°~34.0°with the average of 27.9°. The test statistic results are as 121 AVIC & SMEDI JV drawing 6-1, where we can know that C is 38.6kPa, φis 13.9°, c′is 30.4kPa andφ′is 27.7° calculated from average value. Permeation test for the matched soil samples was conducted and the following results were obtained: - Vertical permeability coefficient is 1.50×10-7~6.01×10-6cm/s with an average value of 2.51×10-6cm/s, thus it has micropermeability. Free expansion rate is 15%~39%, thus it is not expansible. Compressive tests were conducted to the matched soil samples, and a conclusion made that for the soil samples after the compaction as homogeneous dam soil aggregate and anti-seepage aggregate, their permeability can meet the specification quality requirements. The comparison between soil aggregate index in borrow pit and the quality requirement for homogeneous soil dam and anti-seepage soil aggregate is as represented in table 6-4-6 below. The optimal moisture content for the soil aggregate index in borrow pit is close to the natural moisture content, and its’ permeability coefficient meets the quality requirement of filling materials and anti-seepage materials. Water soluble salt content and organic content in soil meets the requirement of filling materials for dam and anti-seepage materials. The clay content of soil aggregate in borrow pit is a bit higher with bigger plastic index, thus these two index can’t meet the Quality Specification Requirement. Powerchina Stecol Corporation conducted the site rolling compaction test, and the results show that the compaction could meet the design requirement when the moisture content is controlled near the optimal moisture content and the soil aggregate index in borrow pit can be used as the filling material for the Dam. At the same time, according to the design requirements, reconstituted soil samples were tested according to the optimal moisture content, and the test data is shown in the tables; 6-4-7 and 6-4-8. 122 AVIC & SMEDI JV Statistical Table of Physical and Mechanical Properties for High liquid limit silt layer(Q3dpl)in Borrow Pit Table 6-4-1 Physical Property of Soil Boundary Moisture Content Grain Composition Water Soluble Salt Content Organic Content -- m % specifi c gravit y of soil grain Gs -- BXLT1 3.0 43.7 2.77 1.28 0.89 57.4 2.11 84.7 49.8 34.9 -0.17 4.4 63.6 32 0.030 0.214 BLT5-1 3.0 45.4 2.77 1.42 0.98 68.5 1.836 98.8 55.3 43.5 -0.23 2 37.4 60.6 0.102 0.200 BLT5-2 6.0 61.4 2.77 1.52 0.94 87.6 1.941 94.7 53.7 41.0 0.19 2.7 44.6 52.7 0.030 0.146 BLT5-3 9.0 65.4 2.77 1.54 0.93 91.7 1.975 81.7 49.6 32.1 0.49 1.3 51.2 47.5 BLT10-1 2.0 39.5 2.77 1.54 1.1 72.5 1.509 75.7 43.6 32.1 -0.13 2.2 0.9 2.8 35.1 59 BLT10-2 4.0 41.3 2.77 1.46 1.03 68.1 1.681 84.5 51.6 32.9 -0.31 1 0.6 3.9 27.2 67.3 BLT10-3 6.0 40.7 2.77 1.52 1.08 72.1 1.564 81.1 49.3 31.8 -0.27 1.6 1.1 1.7 40.1 55.5 0.042 0.347 BLT10-4 8.0 54.6 2.77 1.59 1.03 89.3 1.693 97.5 49.3 48.2 0.11 7 45.9 47.1 0.018 0.187 BLT14-1 2.0 43.7 2.77 1.56 1.09 78 1.552 95.2 50.7 44.5 -0.16 1.3 58.6 40.1 BLT14-2 3.0 44.7 2.77 1.42 0.98 67.9 1.823 98.8 49.1 49.7 -0.09 0.6 57.2 42.2 BLT14-3 4.0 50.2 2.77 1.42 0.95 72.1 1.93 97.4 54.9 42.5 -0.11 1.6 56.3 42.1 BLT14-4 6.0 53.6 2.77 1.48 0.96 79.2 1.875 92 53.9 38.1 -0.01 0.8 47 52.2 BLT14-5 9.0 56.5 2.77 1.35 0.86 70.8 2.211 96.1 56.5 39.6 0 0.9 43.6 55.5 BLT15-1 2.0 48.2 2.77 1.54 1.04 80.2 1.666 86 52.4 33.6 -0.13 5.7 59.1 35.2 Sample Serial No Depth for Soil Moisture Content W Wet Densit y ρ0 Dry Densit yρd g/cm3 Saturabi lity Sr Void Ratio e Liquid Limit Wl Plastic Limit Wp Plastic Index Ip Liquid Index Il Coarse Sand Mediu m Sand Fine Sand Particl e Clay Partic le % -- % % -- -- % % % % % % % 123 AVIC & SMEDI JV Statistical Table of Physical and Mechanical Properties for High liquid limit silt layer(Q3dpl)in Borrow Pit Table 6-4-1 (Continued) Physical Property of Soil Sample No Serial Depth for Soil Boundary Moisture Content Grain Composition Void Moisture specific Dry Saturability gravity of Wet Ratio Content soil grain Densityρ0 Densityρd S e W Gs Liquid Limit Wl Plastic Limit Wp Plastic Index Ip Liquid Index Il Coarse Sand Medium Sand Fine Sand Particle Clay Particle g/cm3 % % % % % -- m % -- BLT15-2 4.0 42.5 2.77 1.4 BLT15-3 6.0 44.6 2.77 BLT15-4 8.0 45.4 BLT15-5 9.0 BLT19-1 Water Soluble Salt Content Organic Content % % % -- % % -- -- 0.98 64.7 1.819 89.7 48.8 40.9 -0.15 1.9 58 40.1 1.5 1.04 74 1.67 91.8 54.6 37.2 -0.27 0.8 40.6 58.6 2.77 1.58 1.09 81.2 1.549 95.2 56.5 38.7 -0.29 1 55.3 43.7 48.2 2.77 1.56 1.05 81.8 1.632 93.8 58.7 35.1 -0.3 0.9 55.4 43.7 3.0 47.3 2.77 1.44 0.98 71.5 1.833 92.2 47.9 44.3 -0.01 1 53.7 45.3 BLT19-2 6.0 44.6 2.77 1.62 1.12 83.9 1.472 91.8 47.4 44.4 -0.06 0.5 59.4 40.1 BLT19-3 9.0 46.3 2.77 1.56 1.07 80.3 1.598 95.2 50.2 45 -0.09 1 58.9 40.1 LT21 5.0 52.7 2.77 1.3 0.85 64.8 2.254 87.3 53.8 33.5 -0.03 3.7 69 27.3 0.020 0.467 Frequency 22 22 22 22 22 22 22 22 22 22 3 3 22 22 22 6 6 Max 65.4 2.77 1.62 1.12 91.7 2.254 98.8 58.7 49.7 0.49 2.2 1.1 7 69 67.3 0.102 0.467 Min 39.5 2.77 1.28 0.85 57.4 1.472 75.7 43.6 31.8 -0.31 1 0.6 0.5 27.2 27.3 0.018 0.146 Average 48.2 2.77 1.48 1.00 75.35 1.7815 91.0 51.7 39.3 -0.09 1.6 0.9 2.2 50.8 46.7 0.040 0.260 Proposed Value 48.2 2.77 1.48 1.00 75.35 1.7815 91.0 51.7 39.3 -0.09 1.6 0.9 2.2 50.8 46.7 124 AVIC & SMEDI JV Statistical Table of Physical and Mechanical Properties for High liquid limit silt layer(Non-saturation after sample)in Borrow Pit Q3 Table 6-4-2 Consolidation Void ratio(ei) Solidification Load Physical Property of Soil Sample Serial No Depth specific for Soil Moisture gravity of Wet Content Density soil grain ρ W Gs Void Dry Saturability Ratio Density Sr ρd e g/cm3 50 kPa 100 kPa 200 kPa 400 kPa 800 kPa 1200 kPa compressibility ratio(av) compression modulus (Es) 100 ~ 200 kPa 200 ~ 400 kPa 100 ~ 200 kPa 0.14 0.12 0.07 0.07 0.1 0.11 0.04 0.06 0.05 0.07 0.09 0.12 12 0.14 0.04 0.087 400 ~ 800 kPa 800 ~ 1200 kPa 200 ~ 400 kPa 400 ~ 800 kPa Permeability coefficient 800 ~ 1200 kPa Verticality Kv 8.41 8.93 7.19 11.86 14.62 10 18.01 8.96 16.84 11.25 6.4 10.14 12 18.01 6.4 11.05 MPa 10.01 14.84 10.81 17.73 10.74 26.37 17.2 26.93 15.95 20.79 12.83 18.86 19.42 37.46 13.76 27.58 19.45 37.42 16.01 22.23 8.24 16.18 11.61 18.14 12 12 19.45 37.46 8.24 14.84 13.84 23.71 compaction test Max Dry Density ρdm Optimum Moisture ContentWp 17.84 22.28 36.78 33.78 24.28 23.21 59.39 44.39 48.94 35 29.05 20.91 12 59.39 17.84 32.99 10-6cm/s 5.3 0.26 0.36 0.61 2.69 3.66 0.15 1.47 1.84 6.06 4.81 2.9 12 6.06 0.15 2.509 g/cm3 1.17 1.05 1.07 1.15 1.15 1.13 1.15 1.04 1.2 1.17 1.14 1.12 12 1.2 1.04 1.13 % 46.6 54.2 55.1 45.7 45.3 49.3 46.3 52.9 44.7 44.4 48 49.5 12 55.1 44.4 48.5 1.12 1.01 1.03 1.1 1.1 1.08 1.1 1 1.15 1.12 1.09 1.08 12 1.15 1 1.08 % 81.9 76.9 82.4 77.8 74.7 80.3 79.2 73.7 81.7 78.6 78.8 80.1 12 82.4 73.7 78.84 -1.467 1.737 1.681 1.516 1.52 1.565 1.511 1.774 1.403 1.467 1.535 1.56 12 1.774 1.403 1.561 -1.459 1.725 1.669 1.506 1.511 1.554 1.502 1.762 1.392 1.458 1.521 1.549 12 1.762 1.392 1.551 -1.445 1.704 1.65 1.493 1.499 1.539 1.493 1.742 1.38 1.44 1.499 1.54 12 1.742 1.38 1.535 -1.415 1.673 1.613 1.471 1.481 1.514 1.479 1.712 1.366 1.418 1.46 1.515 12 1.712 1.366 1.51 -1.366 1.623 1.563 1.442 1.45 1.474 1.453 1.671 1.341 1.387 1.398 1.471 12 1.671 1.341 1.47 -1.3 1.561 1.522 1.405 1.401 1.419 1.426 1.631 1.315 1.343 1.336 1.414 12 1.631 1.3 1.423 -1.244 1.512 1.493 1.375 1.36 1.375 1.409 1.606 1.296 1.315 1.301 1.365 12 1.606 1.244 1.388 0.29 0.31 0.37 0.21 0.17 0.26 0.14 0.31 0.14 0.22 0.4 0.25 12 0.4 0.14 0.26 MPa-1 0.25 0.17 0.25 0.15 0.25 0.1 0.15 0.09 0.16 0.12 0.2 0.14 0.13 0.07 0.2 0.1 0.12 0.06 0.15 0.11 0.31 0.16 0.22 0.14 12 12 0.31 0.17 0.12 0.06 0.2 0.118 0.04 0.05 2.74 0.11 0.11 0.11 0.11 0.10 0.10 0.10 0.08 0.06 0.04 0.03 3.69 3.74 7.66 12.71 2.18 2.02 1.74 0.00 0.03 0.04 0.03 0.07 0.07 0.07 0.07 0.07 0.07 0.07 0.33 0.29 0.30 0.36 0.33 0.27 0.32 0.39 0.54 0.46 0.40 2.77 1.56 1.08 78.84 1.561 1.551 1.535 1.51 1.47 1.423 1.388 0.26 0.2 0.118 0.087 11.05 13.84 23.71 32.99 0.5-5.0 1.09-1.16 46-53 -m BXLT1r 3.0 BLT5-1r 3.0 BLT5-2r 6.0 BLT5-3r 9.0 BLT10-1r 6.0 BLT10-2r 8.0 BLT14-1r 3.0 BLT14-2r 9.0 BLT19-1r 3.0 BLT19-2r 6.0 BLT19-3r 9.0 LK21r 5.0 Frequency Max Min Average % 43.4 48.2 50 42.6 41 45.4 43.2 47.2 41.4 41.6 43.7 45.1 12 50 41 44.4 -2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.77 2.77 12 2.77 2.77 2.77 1.61 1.5 1.55 1.57 1.55 1.57 1.58 1.47 1.63 1.59 1.57 1.57 12 1.63 1.47 1.56 Standard Deviation 2.86 0.00 Variable Coefficient 0.06 Proposed Value 44.4 125 AVIC & SMEDI JV Statistical Table of Physical and Mechanical Properties for High liquid limit silt layer(Saturation after sample)in Borrow Pit Q3 Table 6-4-3 Consolidation Void ratio(ei) Solidification Load Physical Property of Soil Sample Serial No Depth for Soil— -- m Moisture Content W specific gravity of soil grain Gs % -- Wet Density ρ DryDensity ρd g/cm3 Saturability Sr Void Ratio e 50 kPa 100 kPa 200 kPa 400 kPa 800 kPa 1200 kPa % -- -- -- -- -- -- -- compressibility ratio (av) compression modulus(Es) 100 ~ 200 kPa 100 ~ 200 kPa 200 ~ 400 kPa 400 ~ 800 kPa 800 ~ 1200 kPa 200 ~ 400 kPa MPa-1 400 ~ 800 kPa 800 ~ 1200 kPa MPa tri-axis (UU) cohesion Cu frictional angle Φu kPa ° BXLT1r 3.0 50.9 2.77 1.69 1.12 95.7 1.473 1.463 1.446 1.413 1.34 1.236 1.158 0.33 0.36 0.26 0.2 7.39 6.79 9.56 12.57 37.8 5.0 BLT5-1r 3.0 61.4 2.77 1.63 1.01 97.6 1.743 1.726 1.705 1.665 1.604 1.513 1.436 0.41 0.3 0.23 0.19 6.75 9.03 12.04 14.19 35.8 8.5 BLT5-2r 6.0 60.2 2.77 1.65 1.03 98.7 1.689 1.667 1.64 1.595 1.519 1.411 1.337 0.46 0.38 0.27 0.19 5.87 7.07 10.04 14.45 19 6.0 BLT5-3r 9.0 52.7 2.77 1.68 1.1 96.2 1.518 1.503 1.482 1.443 1.373 1.269 1.196 0.39 0.35 0.26 0.18 6.38 7.27 9.61 13.78 32.5 6.0 BLT10-1r 6.0 53.6 2.77 1.69 1.1 97.8 1.518 1.5 1.466 1.414 1.352 1.282 1.224 0.52 0.31 0.17 0.15 4.87 8.03 14.44 17.23 29.2 5.5 BLT10-2r 8.0 53.7 2.77 1.66 1.08 95.1 1.565 1.55 1.533 1.489 1.422 1.311 1.242 0.44 0.33 0.28 0.17 5.89 7.69 9.19 14.98 21.6 6 BLT14-1r 3.0 52.7 2.77 1.68 1.1 96.2 1.518 1.502 1.477 1.423 1.33 1.199 1.133 0.54 0.47 0.33 0.16 4.68 5.38 7.68 15.44 34.7 11.0 BLT14-2r 9.0 63 2.77 1.63 1 98.6 1.77 1.744 1.705 1.639 1.525 1.369 1.288 0.66 0.57 0.39 0.2 4.22 4.84 7.13 13.54 23.6 5.5 BLT19-1r 3.0 48.7 2.77 1.71 1.15 95.8 1.409 1.395 1.377 1.324 1.232 1.105 1.044 0.53 0.46 0.32 0.15 4.54 5.2 7.58 16.01 53.2 5.5 BLT19-2r 6.0 50.9 2.77 1.69 1.12 95.7 1.473 1.459 1.439 1.391 1.32 1.204 1.144 0.47 0.36 0.29 0.15 5.23 6.91 8.54 16.67 50.6 4.5 BLT19-3r 9.0 53.2 2.77 1.67 1.09 95.6 1.541 1.525 1.504 1.45 1.373 1.264 1.201 0.53 0.38 0.27 0.16 4.75 6.6 9.33 16.15 22.3 5.0 LK21r 5.0 54.6 2.77 1.67 1.08 96.7 1.564 1.551 1.532 1.499 1.437 1.366 1.311 0.33 0.31 0.18 0.14 7.74 8.22 14.39 18.95 83.3 8.0 12 12 12 12 12 12 12 12 12 12 12 12 12 12 12 12 12 12 12 12 12 12 Frequency Max 63 2.77 1.71 1.15 98.7 1.77 1.744 1.705 1.665 1.604 1.513 1.436 0.66 0.57 0.39 0.2 7.74 9.03 14.44 18.95 83.3 11.0 Min 48.7 2.77 1.63 1 95.1 1.409 1.395 1.377 1.324 1.232 1.105 1.044 0.33 0.3 0.17 0.14 4.22 4.84 7.13 12.57 19.0 4.5 54.6 2.77 1.67 1.08 96.64 37.0 6.4 1.565 1.549 1.526 1.479 1.402 1.294 1.226 0.47 0.38 0.27 0.17 5.69 6.92 9.96 15.33 Average for Min Average 52.33 1.65 1.04 95.76 1.51 1.48 1.46 1.41 1.33 1.22 1.16 0.39 0.34 0.23 0.15 4.72 5.95 8.58 13.92 27.34 5.44 Average for Max 61.53 1.69 1.11 97.88 1.73 1.65 1.62 1.58 1.50 1.39 1.32 0.54 0.50 0.32 0.19 6.67 7.89 12.73 16.74 56.23 9.17 Standard Deviation 4.49 0.00 0.02 0.05 1.23 0.11 1.64 0.11 0.11 0.10 0.10 0.11 0.11 0.10 0.08 0.06 0.02 1.17 1.28 2.45 1.79 2.00 Variable Coefficient 0.08 0.00 0.01 0.04 0.01 0.07 0.03 0.07 0.07 0.07 0.07 0.08 0.09 0.20 0.21 0.23 0.13 0.21 0.18 0.25 0.12 0.42 Proposed Value 54.6 2.77 1.67 1.08 96.64 1.565 1.549 1.526 1.479 1.402 1.294 1.226 0.47 0.38 0.27 0.17 5.69 6.92 9.96 15.33 27-35 5-7 126 AVIC & SMEDI JV Statistical Table of CU for High liquid limit silt layer(Saturation after sample)in Borrow Pit Q3 Table 6-4-4 Tri-axis (CU) Sample Serial No Depth for Soil— -m BXLT1r 3.0 BLT5-1r 3.0 BLT5-2r 6.0 BLT5-3r 9.0 BLT10-1r 6.0 BLT10-2r 8.0 BLT14-1r 3.0 BLT14-2r 9.0 BLT19-1r 3.0 BLT19-2r 6.0 BLT19-3r 9.0 LK21r 5.0 Frequency Max Min Average Average for Max Average for Min Standard Deviation Standard Deviation Proposed Value ultimate shear stress of tri-axis pore pressure of ultimate shear stress Pore Water Pressure Peak cohesion Ccu frictional forces Φcu cohesion C’ frictional forces Φ’ Confining Pressure 100 kPa Confining Pressure 200 kPa Confining Pressure 300 kPa Confining Pressure 100 kPa Confining Pressure 200 kPa Confining Pressure 300 kPa Confining Pressure kPa Confining Pressure 200 kPa Confining Pressure 300 kPa kPa 54.8 36.8 58.6 32.5 16.4 36.1 41.2 36.3 32.7 39.7 40.3 46.1 12 58.6 16.4 39.3 46.8 31.8 10.886 0.277 32-40 ° 13.5 11.0 19.5 14.0 15.0 14.5 11.5 14.0 12.5 13.0 12.5 13.5 12 19.5 11.0 13.7 15.4 12.5 2.169 0.158 12-14 kPa 39.3 38.7 56.0 26.3 16.6 28.1 24.3 33.9 24.9 33.6 34.7 44.8 12 56.0 16.6 33.4 40.1 24.0 10.537 0.315 24-35 ° 28.5 26.5 26.0 29.0 34.0 33.5 28.5 25.0 27.0 26.0 25.5 25.0 12 34.0 25.0 27.9 30.7 25.9 3.061 0.110 25-28 kPa 194.6 135.4 268.5 142.3 109.2 155.7 154.5 163.4 141.7 152.3 156.5 175.2 12 268.5 109.2 162.4 200.4 143.5 39.422 0.243 162.4 kPa 273.5 191.0 368.2 220.9 184.0 238.9 196.4 212.6 187.1 224.2 206.9 243.4 12 368.2 184.0 228.9 281.0 202.9 51.164 0.223 228.9 kPa 315.9 231.8 471.4 269.4 246.5 289.9 255.4 292.4 254.0 266.4 265.9 296.6 12 471.4 231.8 288.0 333.2 255.6 62.458 0.217 288.0 kPa 67.3 89.5 43.1 64.9 77.5 78.7 62.3 58.8 66.3 66.0 72.3 75.9 12 89.5 43.1 68.6 78.8 61.2 11.671 0.170 68.6 kPa 109.0 167.6 81.3 145.0 158.6 147.7 132.3 129.3 129.9 136.0 126.9 127.8 12 167.6 81.3 132.6 151.0 119.5 22.476 0.169 132.6 kPa 207.7 230.6 114.2 199.4 223.4 224.3 206.6 170.6 198.0 192.7 200.1 191.8 12 230.6 114.2 196.6 211.3 167.3 30.735 0.156 196.6 kpa 67.4 90.8 43.5 65.1 101.8 84.2 99.4 81.3 78.6 91.6 74.3 80.4 12 101.8 43.5 79.9 89.9 65.8 16.151 0.202 79.9 kpa 109.0 174.9 141.3 156.5 170.1 160.4 145.5 148.0 180.5 184.7 176.3 127.9 12 184.7 109.0 156.3 171.9 134.3 22.962 0.147 156.3 kpa 234.0 247.4 114.2 215.8 226.7 227.1 272.6 171.3 257.9 257.8 276.0 239.1 12 276.0 114.2 228.3 255.0 191.0 45.653 0.200 228.3 127 AVIC & SMEDI JV Test Results Table of CU for Disturbed Sample of High liquid limit silt layer in Borrow Pit Q3 Table 6-4-5 dry density Sample of Serial No sample (g/cm3) σ3=100(kPa) σ1 σ1 ′ U σ3=200(kPa) 1 3 1 3 2 2 σ1 σ1 ′ kPa U σ3=300(kPa) 1 3 1 3 2 2 σ1 σ1 ′ kPa U shearing strength index 1 3 1 3 2 2 kPa Ccu φcu Ccu′ φcu′ kPa ° kPa ° BXLT1r 1.12 294.6 227.3 67.3 197.3 97.3 473.5 364.5 109 336.75 136.75 615.9 408.2 207.7 457.95 157.95 54.8 13.5 39.3 28.5 BLT5-1r 1.01 235.4 145.9 89.5 167.7 67.7 391.0 223.4 167.6 295.5 95.5 531.8 301.2 230.6 415.9 115.9 36.8 11.0 38.7 26.5 BLT5-2r 1.03 368.5 325.4 43.1 234.25 134.25 568.2 486.9 81.3 384.1 184.1 771.4 657.2 114.2 535.7 235.7 58.6 19.5 56.0 26.0 BLT5-3r 1.10 242.3 177.4 64.9 171.15 71.15 420.9 275.9 145 310.45 110.45 569.4 370.0 199.4 434.7 134.7 32.5 14.0 26.3 29.0 BLT10-1r 1.10 209.2 131.7 77.5 154.6 54.6 384.0 225.4 158.6 292 92 546.5 323.1 223.4 423.25 123.25 16.4 15.0 16.6 34.0 BLT10-2r 1.08 255.7 177.0 78.7 177.85 77.85 438.9 291.2 147.7 319.45 119.45 589.9 365.6 224.3 444.95 144.95 36.1 14.5 28.1 33.5 BLT14-1r 1.10 254.5 192.2 62.3 177.25 77.25 396.4 264.1 132.3 298.2 98.2 555.4 348.8 206.6 427.7 127.7 41.2 11.5 24.3 28.5 BLT14-2r 1.00 263.4 204.6 58.8 181.7 81.7 412.6 283.3 129.3 306.3 106.3 592.4 421.8 170.6 446.2 146.2 36.3 14.0 33.9 25.0 BLT19-1r 1.15 241.7 175.4 66.3 170.85 70.85 387.1 257.2 129.9 293.55 93.55 554 356.0 198 427 127 32.7 12.5 24.9 27.0 BLT19-2r 1.12 252.3 186.3 66 176.15 76.15 424.2 288.2 136 312.1 112.1 566.4 373.7 192.7 433.2 133.2 39.7 13.0 33.6 26.0 BLT19-3r 1.09 256.5 184.2 72.3 178.25 78.25 406.9 280.0 126.9 303.45 103.45 565.9 365.8 200.1 432.95 132.95 40.3 12.5 34.7 25.5 LK21r 1.08 275.2 199.3 75.9 187.6 87.6 443.4 315.6 127.8 321.7 121.7 596.6 404.8 191.8 448.3 148.3 46.1 13.5 44.8 25.0 262.4 193.9 68.6 181.2 81.2 428.9 296.3 132.6 314.5 114.5 588.0 391.4 196.6 444.0 144.0 39.3 13.7 33.4 27.9 Average 128 AVIC & SMEDI JV Drawing 6-1 Average broken stress circle of samples from soil aggregate C′=30.4kPa Φ′=27.7° τ(KPa) 200 C=38.6kPa Φ=13.9° 100 0 0 100 200 300 400 500 600 700 800 900 σ(KPa) 土料场配样土平均值破损应力圆 Comparasion Table between soil aggregate index in borrow pit and quality requirement of homogeneous dam soil aggregate and impermeable soil aggregate Table 6-4-6 Serial No 1 Quality Index Item content of clay grains Q2 homogeneous dam soil Impermeable soil aggregate aggregate 10%~30% Range Value Average 15%~40% 27.3%~67.3% 46.7% 31.8~49.7 39.3 2 plastic index 7~17 10~20 3 permeability coefficient (cm/s) After compaction <1×10~4 After compaction <1×10-5 organic content <5% <2% 4 5 6 Water soluble salt content Moisture Content After compaction, verticality 2.51×10-6 1.5×10-7~6.01×10-6 <3% The optimum moisture content is 48.5% 39.5%~65.4% 48.2% 129 AVIC & SMEDI JV Statistical Table of Physical and Mechanical Properties for High liquid limit silt layer(Q3dpl)in Borrow Pit Table 6-4-7 Physical Property of Soil Boundary Moisture Content Grain Composition specific Sample Depth Moisture gravity Wet Dry Serial No. for Soil Content of soil Density Density W grain ρ0 ρd Void Liquid Plastic Plastic Liquid Ratio Limit Limit Index Index e Wl Wp Ip Il % -- % % -- -- Saturability Sr Coarse Medium Fine Sand Sand Sand % % % Particle Clay Particl Gs g/cm3 -- m % -- LK7-1-1 4.00-4.20 46.4 1.38 1.38 0.94 66 1.928 62.6 43.5 19.1 LK7-2 5.00-5.20 49.0 1.23 1.23 0.83 58 2.343 65.2 40.3 LK6-1 4.70-5.00 51.2 1.52 1.52 1.01 81 1.745 61.8 LK18-1 4.70-5.00 52.7 1.54 1.54 1.01 84 1.737 Frequency 4 4 4 4 4 Max 52.7 1.54 1.54 1.01 Min 46.4 1.23 1.23 Average 49.83 1.42 1.42 % % 0.15 34.1 65.9 24.9 0.35 14.5 85.5 31.8 30 0.65 77.3 22.7 51.8 30.4 21.4 1.04 71.7 28.3 4 4 4 4 4 4 4 84 2.343 65.2 43.5 30 1.04 77.3 85.5 0.83 58 1.737 51.8 30.4 19.1 0.15 14.5 22.7 0.95 72.25 1.94 60.35 36.50 23.85 0.55 49.40 50.60 130 AVIC & SMEDI JV Statistical Table of Physical and Mechanical Properties for High liquid limit silt layer(Q3dpl)in Borrow Pit Table 6-4-7 (Continued) Sample Serial No.. Dep th for Soil compressi bility coefficient Com press ion modu lus 100 ~ 200 kPa 100 ~ 200 kPa Cohe sion C fricti onal angle Φ Cohe sion C fricti onal angle Φ Cohe sion C fricti onal angle Φ Cohe sion C fricti onal angle Φ cohes ion C fricti onal angle Φ Verticality Kv Horizontal Kh fast shear (q) solid fast (Cq) slow shear (S) Tri-axis (UU) Full water solid fast permeability coefficient Compaction maxim um dry density ρdm g/cm3 optimum moisture conten tWop -- m MPa-1 MPa kPa ° kPa ° kPa ° kPa ° kPa ° cm/s cm/s % LK7-1-1 4.00 0.68 4.31 28.5 20.1 36.3 22.7 48.3 22.2 79.7 2.6 12.8 23.5 2.28E-03 2.28E-03 1.16 46.4 LK7-2 5.00 0.74 4.52 31.5 22.3 39.2 22.7 30.4 27.6 92.8 4.9 8.2 21.5 1.60E-03 1.78E-03 1.16 47.8 LK6-1 4.70 0.4 6.86 43 14 47.7 22.4 49.2 29.4 74.3 4.9 22.5 25.1 2.37E-04 6.85E-04 1.08 52 LK18-1 4.70 0.71 3.85 37.3 16.2 49.0 23.1 65.0 4.1 11.6 26.0 2.19E-03 5.25E-03 1.13 48.3 Frequency 4 4 4 4 3 3 4 4 4 4 4 4 4 4 4 4 Max 0.74 6.86 43 22.3 47.7 22.7 49.2 29.4 92.8 4.9 22.5 26 2.28E-03 5.25E-03 1.16 52 Min 0.4 3.85 28.5 14 36.3 22.4 30.4 22.2 65 2.6 8.2 21.5 2.37E-04 6.85E-04 1.08 46.4 Average 0.63 4.89 35.08 18.15 41.07 22.60 44.23 25.58 77.95 4.13 13.78 24.03 1.58E-03 2.50E-03 1.13 48.63 Average for Min 0.40 4.23 30.00 15.10 37.75 22.40 30.40 22.65 69.65 3.35 10.87 22.50 0.00 0.00 1.11 47.50 Average for Max 0.71 6.86 40.15 21.20 47.70 22.70 48.83 28.50 86.25 4.90 22.50 25.55 0.00 0.01 1.16 52.00 131 AVIC & SMEDI JV Statistical Table of Physical and Mechanical Properties of natural sample for High liquid limit silt layer(Q3dpl)in Borrow Pit Table 6-4-8 Sample Depth Serial for Soil No.. Moisture Dry Content density W ρdm compressibility Compression coefficient modulus 100 ~ 100 ~ 200 200 kPa kPa fast shear (q) solid fast (Cq) slow shear (S) Tri-axis (UU) Full water solid fast permeability coefficient Cohesion C Cohesion Cohesion C Cohesion Verticality Horizontal Φ Cohesion C Cohesion Φ Cohesion C Cohesion Φ Cohesion C Cohesion Φ Φ Kv Kh -- m % g/cm3 MPa-1 MPa kPa ° kPa ° kPa ° kPa ° kPa ° LK7-1-1 4.00-4.20 46.4 1.12 0.2 12.32 77.5 14.6 91.9 20.4 78.0 26.6 74.8 5.2 23.6 LK7-2 5.00-5.20 47.8 1.03 0.26 10.32 73.1 15.7 87.8 18.7 50.5 25.0 161.5 3.1 LK6-1 4.70-5.00 51.8 1.11 0.25 9.98 79.6 18.8 55.4 22.4 62.9 24.6 198.4 LK18-1 4.70-5.00 50.6 1.14 0.4 6.08 54.6 16.2 54.2 25.7 Frequency 4 4 4 4 4 4 3 3 4 Max 51.80 1.14 0.40 12.32 79.60 18.80 91.90 22.40 Min 46.40 1.03 0.20 6.08 54.60 14.60 55.40 Average 49.15 1.10 0.28 9.68 71.20 16.33 Average for Min 47.10 1.03 0.24 6.08 54.60 Average for Max 51.20 1.12 0.40 10.87 Proposed Value 49.15 1.10 0.28 9.68 cm/s cm/s 25.1 3.50E-07 2.48E-07 10.9 26.0 2.33E-05 1.74E-05 5.3 16.2 26.2 1.41E-04 1.22E-04 157.4 6.0 15.6 27.2 3.84E-04 4 4 4 4 4 4 3 78.00 26.60 198.40 6.00 23.60 27.20 3.84E-04 1.22E-04 18.70 50.50 24.60 74.80 3.10 10.90 25.10 3.50E-07 2.48E-07 78.37 20.50 61.40 25.48 148.03 4.90 16.58 26.13 1.37E-04 4.65E-05 15.50 55.40 19.55 52.35 24.80 74.80 3.10 14.23 25.55 1.18E-05 8.82E-06 76.73 18.80 89.85 22.40 70.45 26.15 172.43 5.50 23.60 26.70 2.63E-04 1.22E-04 55-70 15-17 60-80 19-21 52-65 25-26 90-150 3-5 14-18 25-27 8.0E-05 8.0E-05 132 AVIC & SMEDI JV Statistical Table of Physical and Mechanical Properties of natural sample for High liquid limit silt layer(Q3dpl)in Borrow Pit Table 6-4-8 (continued) Sample Serial No. Depth for Soil Moisture W Dry density ρdm g/cm3 Content compres sibility coefficie nt Compres sion modulus 100 ~ 200 kPa 100 ~ 200 kPa MPa-1 MPa kPa ° kPa ° kPa ° kPa ° kPa ° shear (q) solid fast (Cq) slow shear (S) Tri-axis (UU) Full water solid fast Cohes Cohes Cohes Cohes Cohes Cohes Cohes Cohes Cohes Cohesi ionC ionΦ ionC ionΦ ionC ionΦ ionC ionΦ ionC onΦ permeability coefficient Verticality Kv Remark Horizontal Kh -- m % LK18-3 4.7-5.0 47.3 1.15 0.35 6.83 89.9 14.1 65.6 22.4 66.6 26.3 200.5 2.3 17.3 26.0 1.48E-04 4.90E-06 The optimal moisture content decreased by 2% LK7-5 4.0-4.2 49.4 1.04 0.24 11.08 82.5 17.6 84.9 19.9 40.5 26.5 159.9 5.7 9.6 20.5 2.61E-06 2.96E-05 The optimal moisture content increased by 3% LK7-6 5.0-5.2 50.8 1.15 0.21 11.46 78.5 15.6 68.8 22.3 49.1 26.9 187.7 2.7 7.6 20.9 6.09E-06 1.48E-05 The optimal moisture content increased by 3% LK7-7 4.0-4.2 51.4 1.01 0.23 11.87 61.3 18.4 76.2 20.8 47.0 22.7 167.9 4.0 10.5 25.7 1.30E-07 3.97E-06 The optimal moisture content increased by 5% LK7-8 5.0-5.2 52.8 1.05 0.24 10.91 56.1 17.7 63.3 20.3 45.3 26.5 192.2 4.3 10.9 23.2 1.07E-06 LK18-4 4.7-5.0 53.2 0.98 0.98 2.88 34.6 14.6 35.4 22.1 49.9 5.2 7.4 24.1 1.60E-04 cm/s cm/s The optimal moisture content increased by 5% 2.16E-05 The optimal moisture content increased by 5% 133 AVIC & SMEDI JV 6.4.3 Reserves Evaluation The soil aggregate is rather thick, and the top layer is about 1m, and the useful layers of the A, B and C sections are estimated by the parallel section method. The results are shown in tables 6-4-9, 6-4-10 and 6-4-11. According to the evaluation, the available reserves for parcel A are about 5.62 million m3, and the volume of the stripping layer is about 0.3981 million m3. The available reserves for parcel B are about 3.45 million m3, the volume for stripping layer is about 0.41 million m3.The available reserves for parcel C are about 0.235 million m3, the volume for stripping layer about 26.7×103 m3. The total volume for tripping layer of parcel A, B and C is about 0.84 million m3 with the reserves of 9.38 million m3 for available layer, which meets the design requirement. Reserves Caculation Table Using the Parallel Cross-Section Method for Parcel A Table 6-4-9 Average Area of Two Thickness of Volum of Average Area of Cross-Section (m2) Reserves Cross-Sections (m2) extrapolating Average Unavailable Layer Unavailable Layer Thickness of 3 3 Cross-Section distance of Distance (m) (×10 m ) Unavailable Layer Unavailable Layer Availeble of Serial No Available Available cross-section Between Two Available Tripping Layer Tripping Tripping (m) Cross-Sections Tripping Interlayer Interlayer Layer (m) Interlayer Layer Interlayer Layer (×103m3) Layer Layer Layer Layer (m) A1~A1′ 463.6 5413.5 A2~A2′ 427.6 6712.6 A2~A2′ 427.6 6712.6 A3~A3′ 450.6 6178.6 445.5 6063.1 450 200.5 2728.4 439.1 6445.6 450 197.6 2900.5 398.1 5628.9 Total Reserves Caculation Sheet Using the Parallel Cross-Section Method for Parcel B Table 6-4-10 Average Area of Two Thickness of Volume of Average Area of Cross-Section (m2) Reserves Cross-Sections (m2) extrapolating Average Unavailable Layer Thickness Unavailable Layer of Cross-Section distance of Distance (m) (×103m3) Unavailable Layer Unavailable Layer of Available Serial No Available Available cross-section Between Two Available Tripping Layer Tripping Tripping (m) Cross-Sections Tripping Interlayer Interlayer Layer (m) Interlayer Layer Interlayer Layer (×103m3) Layer Layer Layer Layer (m) B1~B1′ 696.6 2777.3 B2~B2′ 355.2 4559.6 B2~B2′ 355.2 4559.6 B3~B3′ 255.2 1897.9 Total 525.9 3668.5 500 262.9 1834.2 305.2 3248.7 500 152.6 1624.3 415.5 3458.5 134 AVIC & SMEDI JV Reserves Caculation Sheet Using the Parallel Cross-Section Method for Parcel C Table 6-4-11 Average Average Area of Two Volume of Thickness of Average Reserves Area of Cross-Section (m2) extrapolating Thickness Cross-Sections (m2) Unavailable Layer Unavailable Layer Distance of distance of Cross-Section of (×103m3) (m) Between Two Availeble Unavailable Layer Unavailable Layer Serial No Available Available Available cross-section Cross-Sections Layer (m) Layer Tripping Tripping Tripping Tripping (m) Interlayer Interlayer Layer Interlayer Layer Interlayer (×103m3) (m) Layer Layer Layer Layer L1~L1′ 361.1 5088.9 L2~L2′ 266.5 1817.2 313.8 3453.0 Total 85 26.7 293.5 26.7 293.5 6.5 Filling material of rock slag According to the design requirements, about 800,000 cubic meters of filling material of rock slag (soft rock) is needed, of which the saturated compressive strength is more than 6MPa. According to the geological survey and completed the survey data, the distribution inside the dam site and the distribution of the dam site are stone. The field survey and evaluation work had been done for the block quarry both inside and outside of the reservoir area respectively (5km far from the dam) and quarry B inside of the reservoir area. FIG. 6-5-1 Location diagram of stone material area 135 AVIC & SMEDI JV 6.5.1 5 Km Filling material of rock slag 5km filling material of rock slag is located in the southeast of the dam, the west of the downstream of Karimenu River. The north of the site for filling material of rock slag is a small ditch, the water at ordinary times is not big, but it is opposite bigger in the flood season. There are some villages at the top of the south slopes. There is the village road linked with dam, which makes transport convenient. The strata in the field are high limit clay of the Upper Pleistocene and the igneous rocks of Tertiary. The main lithology of the bedrock is volcanic breccia. 1) Quality Evaluation The volcanic breccia rock sample was used for indoor test in the range of the site for filling material of rock slag. According to the rock sample test results, the saturated compressive strength of volcanic breccia is 5.3 ~ 38.8MPa, the average value is 21.46MPa, the softening coefficient is 0.36 ~ 0.92, and the average value is 0.68, The dry density of amphibolite is between 2.01 and 2.33g/cm3, and the average value is 2.20g/cm3. It meets the quality requirement that the saturated compressive strength of the filling material of rock slag is greater than 6MPa. 2)Reserves The mountain macro of 5km filling material of rock slag is thick, the upside has loose soil cover, and the cover is very thick to the ridge with the largest thickness up to 25.4 m. The cover is thinner to the sulcule with exposed bedrock, giving priority to with volcanic breccia. The thickness of strongly weathered zone is 1.0 ~ 2.5 m, the geotechnical layer above the strongly weathered zone rock mass is stripping layer, the geotechnical layer under the strongly weathered zone rock mass is useful layer, excavation bottom elevation of useful layer is considered as 1780 m (independent elevation system). Five boreholes were arranged on the north side and the geological survey results were combined. The reserves were calculated by the parallel section method, as shown in table 6-5-1, and the reserves were 1215 * 103m3, which was 1.5 times of the design requirements 136 AVIC & SMEDI JV (800 * 103m3). Calculation table of 5km filling material of rock slag by parallel section method Table 6-5-1 The The average area of the Useless layer Sectional area (m2) Useful Distance average two sections (m2) volume Useful layer outside distance No. of (×103m3) layer Useless layer Useless layer average cross between cross Reserves Useful Useful section two thickness section Strippi (×103m3) Stripping Stripping Stripping layer Stripping (m) sections ng interlayer (m) interlayer layer interlayer layer layer layer layer (m) layer Useless layer thickness (m) 2~2 575.8 4095.1 2~2′ 575.8 4095.1 2~2′ 575.8 4095.1 3~3′ 2018.0 5375.6 3~3′ 2018.0 5375.6 4~4′ 2714.8 4215.1 575.8 4095.1 1296.9 5375.6 2366.4 4215.1 30 Total 17 123 105.1 136 498 124.0 293 595 447 1215 When the mining height is 1780m, which is already below the bottom of the creek river, it is recommended to adopt measures (such as channel diversion) to ensure the construction safety. 6.5.2 Filling material of rock slag in quarry B 1) Overview The Plot B, located in the south of A plot, is chosen as the filling material of rock slag. The surface elevation is 1818.0 ~ 1899.0 m. Topography of Plot B with the slope shaped distribution is higher in the west and lower in the east, and there is residential area at the top. There is the village road linked with dam, which makes transport convenient. The strata in the field are high limit clay of the Upper Pleistocene and the igneous rocks of Tertiary. The main lithology of the bedrock is volcanic breccia, welded tuff. 2) Quality Evaluation Refers to test result of rock samples, The compressive strength of the fused tuff is 3.62 ~ 29.4MPa, the average value is 13.3MPa, the softening coefficient is 0.36 ~ 0.94, the average is 0.72; the compressive strength of the volcanic breccia is 4.86 ~ 44.0MPa, the average value of 22.43MPa, softening coefficient of 0.15 ~ 0.98, the average value of 0.58. For the saturated compressive strength of volcanic breccia and fused tuff is less than 30Mpa, which satisfies the 137 AVIC & SMEDI JV quality requirement that the design compressive strength of the slag fill is less than 6MPa. 3)Reserves The mountain is magnificent in which the material field is located in, with thickness of the surface layer 8.0 ~ 32.5m, the strongly weathered bedrock zone of 3.0 ~ 9.0m, all belong to the stripping layer, relatively thick, which makes the rock bed utilization rate low. When the reserves are calculated, the bottom boundary of the excavation is limited to the ground elevation on both sides of the block. (refer to Table 6-5-2 for reserve calculation), useful layer reserves of about 3.29 million m3 after caculation, reach to 1.5 times of the design requirements (0.8 million m3). Calculation table of filling material of rock slag by parallel section method Table 6-5-2 No. of cross section B1~ B1′ B2~ B2′ B2~ B2′ B3~ B3′ The The average area of the Sectional area (m2) Useful Distance average Useless layer volume two sections (m2) Useful (×103m3) layer outside distance layer Useless layer Useless layer average cross between Reserves Useful Useful thickness section two (×103m3) Stripping Stripping Stripping (m) (m) sections interlayer interlayer layer interlayer layer interlayer layer layer layer (m) Useless layer thickness (m) Stripping layer 4346.7 6285.0 7580.3 3243.6 7580.3 3243.6 3272.3 5963.5 4764.3 500 2981 2382 5426.3 1827.15 500 2713 913 5694 3295 410.7 Total 6.5.3 Proposal for filling material of rock slag Filling material of rock slag are distributed in and out of the reservoir area, and the quantity and quality can meet the design requirements. When the 5km filling material of rock slag is selected for mining, the reserves are relatively rich, the transport distance is relatively long and the cost is relatively high. When choosing mining Plot B, stripping amount is larger, and may be affected by the river water and reservoir water level rise after the cofferdam construction. Meanwhile, it must be paid attention that the excavation will lead to the exposed rock mass, which will increase the 138 AVIC & SMEDI JV possibility of reservoir leakage. Thus the soil with permeability cover should be adopted after mining In conclusion, we Suggest that 5km filling material of rock slag should be selected for mining prioritily. The field rolling compation test to determine the suitability of rock slag should be done before filling. There are many buildings in the mining area and surrounding area of each stone quarry, thus the corresponding protective measures should be taken. 139 AVIC & SMEDI JV 7. Conclusion and Recommendation 7.1 Conclusion 1) The earthquake dynamic peak acceleration of the project area is 0.13g, the possibly maximum seismic peak ground acceleration: 0.40g. and the corresponding earthquake seismic intensity is 6 degrees. 2) The reservoir is located in the volcanic rock area, with no permanent leakage problem, thus the possibility of inducing earthquakes by the reservoir is very small. However, there are some exsisting immersion problems in the reservoir area, such as a certain amount of siltation still left in the reservoir. 3) The problem of instability of soil banks, collapses and etc. in both sides still exist in part of the reservoir but in small range, and will not pose a threat to the dam safety. 4) The dam site might mainly experience leakage of dam foundation. The dam foundation has better stability against sliding, and the stability of the dam abutment is good. 5) Spillway of dam site is located in the Quaternary upper Pleistocene series high liquid limit clay (silt) soil layer, and there are some existing uneven deformation and water scouring problems. The overall engineering geological conditions and the stability of the spillway traffic bridge is better and suitable for construction. The diversion tunnel is mainly located in the Tertiary volcanic breccia stratum, and the conditions for forming holes in surrounding rock is poor. The foundation of intake tower is located in the rock strong weathering zone, and there is a leakage problem with the foundation of the upstream and downstream cofferdams. 6) The main mining layer of quarry is hornablended trychyte layer with qualified quality and poor reserves, which can be used as stockyard for block stone and rockfill, but the utilization is low. We recommend outsourcing of the concrete coarse aggregate and fine aggregate. The reserves of borrow pits in reservoir region is rich, all the indexes of the soil are qualified except the excessive content of clay grains and plastic index, and the soil can meet the requirements of construction quality control accoding to the 140 AVIC & SMEDI JV the rolling compaction test. The quality and quantity of volcanic breccia, fused tuff in plot B can meet the needs of the shceme of core wall of stone slag dam. 7) The quality and quantity of volcanic breccia in 5 km stockyard, volcanic breccia and fused tuff in Plot B can meet the requirements of the core wall stone slag scheme. It is suggested that mining from the 5km stockyard outside the reservoir is preferred. 7.2 Recommendations 1) It is suggested that the new blanket layer should be put into the strong weathering rock of bedrock, and setting the cut-off trench or to combine the curtain grouting treatment in the strong weathering rock. It’s recommended to conduct curtain grouting anti-seepage actions in the dam foundation and set up clay layers in front of the dam to reduce leakage. 2) Spray concrete on the discharge flood washing sand tunnel, supportting it using systematic bolt and steel reinforcement mesh and lining it by pouring concrete are recommended. 3) The foundation of spillway shall be built on the bed rock. 4) Pile foundation and making the soft weathering rock as the bearing stratum of pile foundation shall be adopted for the cross-spillway traffic bridge. 5) The treatment by consolidation grouting in the rock strong weathering zone of the intake foundation is recommended. 6) It is recommended to carry out anti-seepage treatment in the foundation of upstream and downstream cofferdams. 7) The design representative will participate in the construction of the whole project. During the process of water storage, the reservoir area will be inspected, and the stability of the slope will be highlighted. Meanwhile, the construction geological work should be strengthened, and the problems should be solved in time. 141