Design and implementation of Rikolto’s 2022-2026 evaluation framework Technical & Financial Offer Louvain-la-Neuve, 3rd August 2022 Proposed Methodology 1. Methodology & approach The design and implementation of Rikolto’s 2022-2026 evaluation framework will rest on a rigorous participatory theory-based and mixed-methods evaluation approach that is impact-orientated in studying the outcomes and impacts Rikolto’s operations achieve from a food systems perspective. This evaluation design and implementation approach will build on and complement Rikolto’s existing M&E framework, data collection tools and sources. Rikolto's current M&E framework will serve as the foundation and together with Rikolto the proposed evaluation design will refine, complement streamline, and improve the current monitoring, evaluation, accountability and learning (MEAL) framework within Rikolto, striving to strike the right balance between various evaluation, accountability and continuous learning needs for the organization and its stakeholders. 1.1. Design phase 1.1.1. Fine-tune programme- and outcome-level ToCs In the design phase, the core team will work in close collaboration with Rikolto to fine-tune its programme-level Theory of Changes (ToC) to articulate the causal pathways to achieve the intended outcomes and impacts. This will be done based on a thorough review of its new 2022-2026 strategies, programmes and activities. The causal pathways to outcomes and impacts will be defined at three levels: 1) at the farmer level; 2) at the food organization (FO) level and; 3) at the institutional and systemic level. Interlinkages between the 3 levels will also be articulated to capture the systems level and food systems perspective of Rikolto’s operations and intended impacts. The operationalization of fine-tuning the ToC will be done in collaboration with Rikolto’s M&E team through a three-days in-person workshop. This includes (remote) interviews with focal points of Rikolto’s 3 programmes (Good Food 4 Cities, Rice, and Cocoa & Coffee) and other relevant Rikolto stakeholders to delineate the monitoring, accountability and strategic learning needs that will frame the evaluation framework. These ToCs will serve as the founding blocks in the design of the 2022-2026 evaluation framework. The programme-level ToCs will then be adapted to each of the 17 country contexts to capture their specificities. The Rikolto country team members will adapt these ToCs to their local contexts, with consultation and advice of the evaluation team before submitting it to Rikolto’s M&E and programme focal points for feedback and co-validation. 1.1.2. Matching SMART Indicators Once developed, the programme-level ToCs will serve as the foundation for the development of Specific, Measurable, Achievable, Relevant, and Time-Bound (SMART) indicators to measure the intended outputs, outcomes and impacts on the three levels. The development of these indicators will mainly be based on existing indicators already collected in Rikolto’s existing M&E framework. Some dimensions of the ToCs may however not have pre-established existing indicators collected by Rikolto or may require refined indicators considering changes in intended impacts. Some additional SMART indicators may thus be formulated for these. To define these SMART indicators, the evaluation team will conduct a scoping of Rikolto’s existing M&E framework including its data collection tools, system and information/data already collected through its farmer surveys, SCOPE insight, global common indicators, internal documentation, evidence for impact toolkit and management toolbox etc. This will allow the team to identify data and information gaps existing in the current M&E framework. It is important to note that the evaluation team is familiar with Rikolto’s existing data collection system thanks to a previous endline evaluation and will therefore already have a good understanding of the current data and information needs. The evaluation team will further assess how the gaps and needs can be addressed through Rikolto’s existing data collection instruments by revising and complementing the existing farmer survey questionnaires, SCOPE insight and current focus group discussion as well as key informant guides to capture all relevant dimensions of analyses needed. In strong collaboration with Rikolto’s M&E team, the evaluation team will make sure to match accountability requirements of the NGO’s main donors with the defined indicators. 1 1.1.3. Standardized KIIs and FGD guides The evaluation team will also develop standardized Key Informant Interviews (KIIs) and Focus Group Discussion (FGD) guides for the three levels of analysis to collect qualitative information. This will inform on the dynamics and mechanisms of change and nuance, complement and triangulate the quantitative data collected. These qualitative tools will be based partly on the Qualitative Impact Assessment Protocol (QuIP)1 and Rural Appraisal (RA) techniques.2 These standardized data collection tools will be developed in a participatory manner with Rikolto teams and stakeholders. Once finalized, they will also be sent to country teams for inputs on how to finetune these data collection instruments to local contexts and to specific programmes. This participatory approach will ensure appropriation by local Rikolto teams and ensure that the data collection tools are harmonized and capture context and cluster-specific dynamics and realities. These standardized tools will be adapted during the evaluation phase according to the precise evaluation questions formulated at design phase and finetuned before each phase of evaluation (baseline-midterm-endline). This will ensure that changing implementing and contextual realities as well as strategic evaluation needs of Rikolto and its stakeholders/donors are considered. 1.1.4. Validation of evaluation design and capacity transfer The evaluation team will closely work with Rikolto team members to discuss and validate the overall approach to analysis for the three levels. This is an important part of the evaluation framework design as it will guide the type of data and information collected, as well as the manner and means in which they are collected across the various data collection tools. The approach proposed is one of synthesis of information and data – both quantitative and qualitative - through systematic triangulation of evidence. Based on the mixed-methods and theory-based evaluation approach, the data analyses will seek to ascertain attribution where possible and feasible using the quantitative data collected and where control groups are utilized. To achieve this, various methodologies of analysis will be applied which are described in Table 1 below. The close collaboration between Rikolto team and the evaluation team will ensure capacity transfer from one team to the other. The evaluation team will be available for consultation to guide Rikolto team from the start of the design phase to the end of the evaluation phase. This includes sending methodological notes to local parties, which will share key points concerning the standardized data collection instruments (farmer questionnaire, focus group and KII guides etc.), the manner in which they are to be efficiently collected, and introductions on the methodologies on how and what information and data is to be collected. Moreover, there will be capacity transfer in terms of how to digitize efficiently both quantitative and qualitative data collected as well as more efficiently manage data systems and their integration (e.g., through the need of contacting the same persons across time, having unique identifiers to merge and append data/information, digitized coding of information, triangulation matrices, efficient use of KoBoToolbox for survey data collection etc.). The evaluation team, collaborating closely with Rikolto, will work towards establishing a ‘learning journey’ framework which will underlie the whole evaluation phase. This involves a core group of stakeholders to provide a central guiding and learning thread throughout the period of support. The Learning Journey will last for the whole project phase and will get the teams together at key points during the project lifecycle at baseline, midterm and end-line evaluation. Stakeholder meetings at key stages will form part of the learning journey to include reflections of processes. The learning journey will follow a participatory, iterative process where we will revisit the ToC periodically. Adaptive approaches do not only improve decision making in complex environments, but also raise the quality of programming in the face of long and uncertain pathways to achieving change. This will allow the development of organizational learning guidelines to enhance the systems, which deliver robust reporting whilst looking 1 2 QuIP is a qualitative impact evaluation tool that collects evidence of programme/intervention impacts through narrative causal statements from the beneficiaries and stakeholders of the programmes. Respondents are asked about to describe, over a pre-defined recall period, the main changes in their lives and what the main driving factors of these changes were and to what or whom they attribute any changes. These are used to triangulate quantitative data and offer rich and in-depth evidence of potential mechanisms to impacts. See: Qualitative Impact Assessment Protocol (QUIP). Better Evaluation. Retrieved from: http://betterevaluation.org/en/plan/approach/QUIP RA includes methods allowing sharing, mutual enrichment and assessment of local life and development issues (Chambers (1994)17; Cornwall & Jewkes (1995)18). Facilitators help local people express their own thoughts and opinions by being actors in the analysis of their current situation and such tools allow some quantitative ranking of the importance of certain mechanisms of change. 2 across operational processes and global programmes that promote a culture of learning across the organization and align incentives across the various stakeholders in the MEAL processes. 1.2. Evaluation phase Hereafter, the data collection instruments, and methods of analyses developed during the design phase will be employed and implemented for each of the three analysis levels for all programmes selected and agreed upon in each country and at each stage of the evaluation (baseline3-midterm-endline): Table 1: Data collection instruments & methods of analysis Farmer level Data collection instruments: • • • • Farmer questionnaire: the questionnaire will be refined and developed during the design phase according to the dimensions of analyses and intended outcomes and impacts identified in the refined ToCs. These will include economic, social, environmental dimensions of change and potential mechanisms and drivers of these change (including Rikolto’s activities) to assess attribution and contribution of Rikolto activities on these dimensions. ▪ Control groups: the evaluation team will discuss and decide with Rikolto on the use of control groups and the composition of these control groups (e.g., other similar farmers or a phase-in or pipeline design where future similar farmer beneficiaries are used as a control group). The same farmer questionnaire would be applied for both beneficiary and control groups. Focus group discussions (FGD): focus group discussion sessions will be organized with a subset (or all, depending on resources) of the survey respondents where the focus group guides using QuIP and RA developed during the design phase will be applied to ascertain changes and drivers and mechanisms of these changes. Key informant interviews (KIIs): KIIs with Rikolto field staff to ascertain certain perceived changes and mechanisms of change for beneficiary farmers given their field experience. Documentation and reports: documentation and reports of Rikolto activities and their potential contribution to observed changes in outcomes for farmers. (The same persons must be followed across the three phases of the evaluation to capture changes over time). Analyses methods: • • 3 Rigorous impact evaluation methods: impact evaluation methods such as difference-in-differences and matching can be applied if control groups are used, and sample sizes are large enough. The same people must be surveyed at different stages of the evaluation. Other econometric and statistical methods (such as multivariate regression analyses) can be used to determine attribution or at least correlations between the programme and dimensions of change under study. Triangulation with FGDs, KIIs & documentation: the statistical/econometric results and qualitative results and drivers of change will be triangulated to synthesize key results and findings. Analyses will also be systematically disaggregated by gender, age, and other characteristics to assess heterogenous effects. Taking into account limited available resources, only selected sources of information will be analyzed at baseline. 3 Data collection instruments: FO level • • • SCOPE insight data: the refined SCOPEinsight tool will be deployed to measure change in business and organisational capacity of FOs (and Rikolto’s contribution to this change). FGDs & KIIs: these guides may be developed during the design phase to fill any data and information gaps and complement and nuance any data collected in SCOPEinsight data according to the dimensions of analysis and evaluation needs. Documentation and reports: documentation and reports of Rikolto activities related to FOs and their potential contribution to observed changes in outcomes for FOs. Analysis methods: • Institutional & systemic level Triangulation: statistical analysis of SCOPEinsight and triangulation with KIIs and/or FGDs. Data collection instruments: • • • • Stakeholder mapping & analyses: this exercise will be done by Rikolto to ensure that the most relevant and pertinent key stakeholders and institutions are taken into account in the systemic analyses of the food systems in which Rikolto operates. Farmer questionnaire & SCOPEinsight: the farmer questionnaires developed and SCOPEinsight will be refined to include change dynamics in dimensions beyond the direct farmer and FOs and explore potential systemic spillover effects on food systems and ecosystems in which they operate with questions on the drivers of these changes (including Rikolto activities or drivers that are likely related to Rikolto activities). KIIs & FGDs: guides developed during the design phase will incorporate QuIP and RA tools alongside traditional qualitative questions to explore how Rikolto’s activities engaged with institutions and wider food systems and how these may have contributed to observed changes, if any. These will be directed to institutions and stakeholder actors in food systems that Rikolto operate in. Documentation and reports: documentation and reports of Rikolto activities regarding institutions and food systems. Analysis methods: • Triangulation and use of Adopt-Adapt-Expand-Respond (AAER) framework: descriptive statistics of the quantitative data sources will be triangulated with KII and FGD data collected. These will be analyzed in light of the AAER framework4 to assess potential systemic effects of Rikolto activities in the food systems and institutional ecosystems it operates in. In light of resource constraints, the evaluation team proposes to decide with Rikolto and its stakeholders at the design phase and before the commencement of the baseline to select one main programme of interest in each country as well as certain countries of focus (which are similar to other regional countries in terms of Rikolto operations and/or contexts) to serve as deep-dive case studies where the evaluation team and Rikolto teams can then focus more resources and attention throughout the next evaluation phases. This will help ensure that the evaluation phases make most efficient use of resources to yield information and data for all countries whilst also having more in-depth data from certain countries of interest where richer analyses can be made. These choices will be discussed and agreed with Rikolto and stakeholders during the design phase. 1.2.1. Baseline At baseline, the ToCs as well as the EQ developed in the design phase will be reviewed at outcome level based on the analysis of relevant data and selected documentation. A short PPT presentation will then be prepared at outcome level structured around the ToC and the EQ. Available sources of information, main objectives, and a description of each outcome will be presented to Rikolto’s local staff in a sensemaking workshop for feedback and validation. Selected baseline data and documentation will be processed to inform various dimensions of analysis and measure relevant indicators developed in the design phase. This will serve as the pre-intervention situation by which changes over time can be assessed throughout the 2022-2026 period and evaluate the contribution of Rikolto and its activities to these changes. 4 The AAER model is a framework to assess the systemic change process. See: Ton, G. & Vellema, S. (ed.). (2022). Theory-based Evaluation of Inclusive Business Programmes. IDS Bulletin, 53(1). 4 Ideally, local partners should be involved since the beginning of the evaluation process. However, as resources do not allow to engage with local partners at design and baseline phases, the core team5 will conduct the baseline in close collaboration with Rikolto local teams. Each member of the core team will be responsible for one region (see Section 2). Nevertheless, we suggest that local partners participate to the baseline sensemaking workshop in-person, to become familiar with the programme’s ToC and objectives and to meet Rikolto’s local teams. If relevant, Rikolto local teams can make use of the PPT presentation to draft a baseline report at outcome level under the guidance of ADE core team and Rikolto’s M&E team. 1.2.2. Mid-term & endline More resources will be placed on the midterm and endline phases, where the evaluation team will hold working sessions with Rikolto and stakeholders to review the ToC and EQ taking into account the realities of implementation, as well as the evaluation, accountability and learning needs of Rikolto and its stakeholders (including donors). Based on the EQ, the evaluation team will develop evaluation matrices to define the dimensions of analyses related to the questions as well as the data sources and methods needed to answer these. This will help frame which data collection instruments to adapt and to implement to meet the EQ needs. These data collection instruments (Table 1) will be implemented by the local evaluation and Rikolto teams with close supervision and guidance of the core team, and accounting for the lessons learned at the baseline phase. Once data and information are collected, the evaluation team will apply the selected methods of analyses (Table 1) and develop triangulation matrices, which will then be used to triangulate information from different sources for each level of analysis. This will allow synthesis information to derive relevant findings in answering the evaluation questions. The evaluation team proposes 4 field visits by the core team in the midterm and endline phases to be decided with Rikolto. These countries should be selected in terms of: 1) their similarities with other countries in the region in terms of Rikolto programme characteristics where findings can also be to some extent generalized to the other similar countries) and, 2) the need for extra capacity transfers and trainings of data collection teams to ensure that data collection is correctly implemented. These will serve as the deep-dive case studies described above and ensure that richer analyses can be developed for these country contexts and should preferably be the same four countries in the two phases. The proposed methodology and budget allocation for the midterm and endline phases will be rediscussed and agreed with Rikolto in due time. See Figure 2 for a visual representation of the timeline of activities across the evaluation period. 2. Team, organization & timeline 2.1. Roles & responsibilities We propose a highly qualified team of consultants and academics that possess rich and complementing experiences in the field of impact evaluations, thematic expertise and experience in different geographical locations. The core team will oversee the overall assignment. It will consist of Tatiana Goetghebuer (Team Leader), Elena Serfilippi (impact evaluation and resilience expert), Luisa Van der Ploeg (impact evaluation expert and project manager), Kevin Henkens (impact evaluation expert) and Romain Fourmy (impact evaluation expert). The core team will be advised by Hubert Cathala given his long experience in the thematic areas of Rikolto (thematic advisor and quality assurance). Each member of the core team will be responsible to conduct the baseline phase as well as to supervise midterm and endline phases for a specific region (see Figure 1). ADE will lead and coordinate the evaluation in collaboration with other experts of the core team and local consultants. Given ADE’s long experience in coordinating, designing, and implementing complex impact and strategic evaluations, Tatiana Goetghebuer (Team Leader) and ADE colleagues will ensure efficient coordination and communication amongst the core and local evaluation team as well as with Rikolto and its stakeholders. The evaluation team will be implicated in every stage of the evaluation 5 Except for Belgium which will be handled by the local partner Tessa Avermaete. 5 process (see Figure 2) and closely coordinate and supervise the local experts and Rikolto and data collection teams throughout the evaluation phases. Overall, the selected members in both ADE core and local teams are open-minded, team players, flexible, and solution oriented: four essential skills in such a challenging, complex, and large impact assessment. The local team will collaborate with the core team by providing an in-country coordination and supervising role in terms of the data collection phases and contribute to drafting reports and deliverables given their country and thematic expertise in the different phases of the assignment. This team will consist of 18 local experts, one for each country6. They will work with the core team and Rikolto to train in-country data collection teams (particularly at the baseline phase). These data collection teams will then be used at each stage of the evaluation under the supervision and coordination of the country experts. Thanks to our extensive network, ADE has already identified and contacted 12 country experts that are suitable for carrying out this critical function (see CVs in Annex). They were pre-selected due to having worked with ADE or other experts in the evaluation team and whom the team trusts to fulfil their incountry coordination roles effectively and efficiently and providing analyses and deliverables of quality (including strong critical thinking, analytical, and drafting skills). For the remaining 7 countries, ADE will work with Rikolto to find reliable and competent local/regional experts that both the evaluation team and Rikolto can rely upon to adequately supervise in-country activities and produce deliverables (and analysis and drafting) of high quality. Overall, the core team will design the evaluation framework (evaluation questions, cluster-level ToCs, SMART indicators, and methodological set-up). In addition, it will be responsible for the revision and analysis of the 2022 baseline and will lead the implementation of both the mid-term and the end-line evaluation. The local experts will be actively involved in the within-country data collection process and in writing the country and programme reports to support the development at midterm and endline. This will be done under the supervision and coordination of ADE and the core team and in very close collaboration and communication with Rikolto and local Rikolto teams. Figure 1: Proposed evaluation team 6 ADE is also willing to engage with one or more regional local experts. This possibility can be discussed with Rikolto at the design phase of the evaluation framework. 6 2.2. Team coordination To coordinate and balance the workload, dedicated core team members will be responsible for specific geographic areas and the core team will ensure regular communication with local consultants and local Rikolto teams responsible for data collection. This will ensure a smooth and consistent process across geographical zones as well as fostering a learning path. To do so, ADE suggests using WhatsApp groups, e-meetings and a collaborative and knowledge-sharing e-platform (e.g., Microsoft Teams) where tutorials, help desks and agendas will be easily accessible. At the design and baseline stages, the core team will ensure clear communications and capacity transfers to the local Rikolto teams in terms of the data collection instruments, means of efficiently implementing them and for methodologies of analyses. Back-and-forth communication will ensure alignment on the designed tools and framework to ensure that everyone has understood the framework and the means to implement it. For the mid-term and endline phases: • Initial e-meetings at country level will bring together the ADE core team, the Rikolto evaluation team and the ADE local team to clearly define the scope of the outcome evaluation and reflect on the methodology, data collection tools and its practical implementation (agenda, sharing existing documents/data, list of key stakeholders to consult...). • Further e-meetings will be organized between the Rikolto, in-country data collection teams and external evaluators to ensure common understanding of the approach, the deliverables (and their expectations), and the communication process. • Once data collection commences, the core team will be in communication with the country experts, data collection teams and local Rikolto teams to supervise, coordinate and offer support to the data collection process. This will ensure that if issues arise, that they are promptly resolved, and that the data collected will thus be of high quality. • Once the assessments are finalized, a final e-meeting will be organized in each country to present respective provisional findings and discuss possible limitations with Rikolto. The goal of these meetings is to refine and validate the different findings while following a rigorous participatory sense-making approach. Once the preliminary findings are validated, recommendations will be formulated following collective intelligence processes. 2.3. Core team The core team integrates a group of competent and highly regarded professionals with extensive experience in policy-relevant impact evaluations and MEAL systems. The members of the team come from diverse backgrounds and have complementary expertise and interests in food systems, agricultural value chains, resilience, farmer organizations, inclusive business development, market systems development and sustainability. Also, they possess substantial knowledge of Rikolto’s work and mindset. Most core team members also have substantial knowledge of Rikolto’s work, vision and overall MEAL framework due to past evaluations and work experience with Rikolto. Tatiana Goetghebuer – Team Leader Tatiana is a Doctor of Development Economics and Director of ADE and Head of the Impact evaluation department of ADE. She has extensive expertise and experience in designing rigorous impact evaluations in relation to field reality. She has been working in the field of development for 20 years and is responsible for managing multiple large teams in methodological design (quasi-experimental designs combined with more qualitative approaches), writing and reporting, data collection, data analysis and interpretation of results, to meet the objectives of evaluations, using rigorous approaches adapted to the reality of the field and taking into account all the stakeholders, while remaining transparent about the limitations. In addition to her excellent analytical competence, technical expertise and solid field experience, she has strong didactic, communication and management skills, having managed large teams in numerous, long-term complex impact evaluations in various contexts. She also has strong knowledge of Rikolto and its MEAL system due to her role as an evaluator in the 7 endline evaluation of Rikolto 2017-2021. She has extensive experience in the field, particularly in Africa and Latin America. Tatiana will bring in the following skills: ✓ her team leader and management experience of large teams in long-term complex, mixedmethods evaluations: she is familiar with fieldwork and knows how to manage multicultural teams bringing together various expertises, ✓ her excellent knowledge of evaluation (and impact evaluation) methods and techniques, ✓ her extensive experience in designing and implementing surveys (in agriculture, food security, gender, and inclusive business domains etc.), online and telephone surveys, focus groups and individual interviews with various stakeholders, ✓ her leading analytical skills, ✓ her extensive field experience in multiple African and Latin American countries, ✓ her natural talent for communication, facilitation, coordination and knowledge sharing, ✓ her knowledge of Rikolto’s work, mindset and MEAL system, ✓ her approach to restitution and validation of results by stakeholders and participatory approaches to evaluations, ✓ her ability to communicate in English, French, and Spanish, ✓ her pedagogical and training skills: she participates in various capacity transfer events and courses in various contexts (including academic teaching and professional training in regional conference on impact assessment in Francophone Africa etc.). Elena Serfilippi – Agroeconomics, Sustainability and Resilience Expert (East Africa) Elena Serfilippi, PhD, has extensive experience in agricultural livelihoods and resilience. She is a Monitoring and Evaluation (M&E) expert with extensive experience in quantitative research and impact evaluations of various sustainability and resilience related initiatives in the field of Agro and Behavioural Economics, Sustainability and Resilience. She is currently the coordinator of resilience research at the Committee On Sustainability Assessment (COSA) where she has been leading a working group of leaders in the field of resilience to help filter and test practices so that resilience can be more readily measured and understood and a common set of metrics, indicators and indices based on what is working becomes widely recognized. She also has strong knowledge of Rikolto and its MEAL system due to her role as an evaluator in the endline evaluation of Rikolto 2017-2021. Elena will bring the following skills: ✓ her excellent knowledge of farmers’ resilience and related literature, ✓ her flair for transforming complex systems into simple, effective tools, ✓ her experience in creating, developing, and managing impact assessments systems in Africa and Latin America, ✓ her persistence and ability to get things done even in complex environments, ✓ her knowledge of Rikolto and its MEAL system, ✓ her ability to communicate in English, French, and Spanish. Hubert Cathala - Agroeconomic Expert Advisor Hubert holds the title of Engineer in Tropical Agronomy and has 25 years of experience in the planning, implementation and evaluation of rural development projects in the field of agricultural value chains development. He has extensive expertise in the field of agronomy, agro-economics, production systems analysis, support to local authorities and farmers' organisations, natural resources management, amongst others, in which he has conducted numerous evaluations. He also has a strong understanding of Rikolto, its activities and its MEAL system given his role as Team Leader in the endline evaluation of Rikolto’s 2017-2021 activities/programmes. Hubert will bring in the following skills: ✓ his extensive expertise and experience in thematics that Rikolto work in, ✓ his ability to successfully manage complex and large studies, 8 ✓ his excellent knowledge of food systems, agricultural value chains, and FO capacity development, ✓ his field experience in Belgium, Burkina, DRC, Ecuador, Mali, Peru, Senegal, Tanzania, Uganda, and Vietnam, ✓ he is perfectly trilingual, speaking English, French, and Spanish. Luisa Van Der Ploeg – Impact Evaluation Expert (West Africa & DRC) & Project Manager/Coordinator Luisa is an ADE in-house evaluation expert with strong quantitative and didactic skills and specialized in development and public policy economics. Through her training and professional experiences, she acquired a solid knowledge of economic theory and empirical analysis tools. Luisa is a quantitative analyst mastering a variety of econometric, statistical and experimental methods, and has hands-on experience with quantitative and qualitative data collection methods (surveys, focus groups, interviews). She has experience in coordinating and supporting large cross-country impact and programme evaluations. At ADE she is involved in a range of evaluations covering a wide range of sectors, including forestry, environment, resilience, and food security. Luisa is currently research analyst and project manager of the endline impact assessment of the programme implemented by Rikolto, a Belgian NGO working with farmers and farmers organizations (FOs) worldwide, with the objective of tackling the interrelated challenges of food insecurity, climate change, and economic inequality. She therefore has strong knowledge on Rikolto’s activities and existing MEAL system. Luisa will bring the following skills: ✓ ✓ ✓ ✓ ✓ her solid knowledge of economic theory, her experience in collecting quantitative & qualitative data her strong command of empirical analysis tools, her project management and coordination skills, her extensive knowledge of Rikolto and its MEAL system. Kevin Henkens –Impact Evaluation Expert (Asia) Kevin is an in-house impact evaluation expert at ADE. He is specialized in public policy and human development evaluations and has strong expertise in mixed-methods impact evaluations. He has managed rigorous impact evaluations of inclusive business development programmes and in developing MEAL systems. Prior to joining ADE, Kevin worked on numerous socioeconomic impact assessments of COVID-19 in various African and MENA contexts as well as numerous evaluations which harnessed big data and state-of-the-art data science methods to evaluate policies and programmes to inform evidence-based decision-making. Kevin will bring the following skills: ✓ ✓ ✓ ✓ ✓ His strong data analysis & data presentation skills, His experience in collecting quantitative & qualitative data, His strong experience in developing and managing data systems for MEAL His knowledge of multiple empirical analysis tools, His experience in managing and supervising complex impact evaluations in various contexts. Romain Fourmy – Impact Evaluation Expert (Latin America) Romain is an impact evaluation expert with strong experience in collecting, processing, analysing, and visualising both qualitative and quantitative data from different sources. Moreover, he participated in strategic evaluations in the field of digitalisation in Africa, for DG INTPA (2020) and WFP (2021). He has a strong interest and is familiar with the digital ecosystem in terms of incentives and initiatives led by the different actors. Besides, he participated to other evaluations on various topics, such as on food security, well-being, and natural resource management. Prior to joining ADE, Romain worked as a 9 research assistant at the UNU-Merit and contributed to research related to diverse topics in Africa, such as on the contribution of mobile money on development. ✓ ✓ ✓ ✓ ✓ His strong data analysis & data presentation skills, His experience in collecting quantitative & qualitative data, His strong experience in developing and managing data systems for MEAL His ability to communicate in English, French, and Spanish His experience in managing and supervising complex impact evaluations in various contexts. Table 2: Core team competencies Elena Serfilippi Romain Fourmy Luisa Van der Ploeg Kevin Henkens Hubert Cathala Advisors/QA Tatiana Goetghebuer Core Team Evaluation methods and techniques ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔ Experience in coordinating teams ✔✔✔ ✔✔ ✔✔ ✔✔✔ ✔ ✔✔✔ Experience in impact assessment ✔✔✔ ✔✔✔ ✔✔ ✔✔ ✔✔ ✔✔✔ Writing and editing skills ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ Ability to work remotely ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ Capacity to provide critical-constructive feedback ✔✔✔ ✔✔✔ ✔✔ ✔✔ ✔✔ ✔✔✔ Capacity to transmit methodological improvements ✔✔✔ ✔✔✔ ✔ ✔ ✔ ✔✔ Methodological affinity with Rikolto's impact assessment framework ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ Knowledge of Rikolto and its MEAL system ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔ ✔✔✔ ✔ ✔✔ ✔✔✔ ✔✔✔ ✔✔ ✔✔ Agricultural value chains ✔✔ ✔✔ ✔ ✔✔ ✔✔✔ FO capacity development ✔ ✔ ✔ ✔✔✔ English ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ French ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ ✔✔✔ Spanish ✔✔ ✔✔ ✔✔ ✔ Impact assessment in food system Change and upscaling dynamics in food systems Policy environment ✔ ✔✔ ✔ ✔ ✔✔ ✔✔ ✔✔ ✔✔✔ ✔✔✔ Some experience ✔ Multiple experiences ✔✔ Extensive experience ✔✔✔ 2.4. Local team The local evaluation team will be involved at the four stages of the evaluation process. Thanks to its broad network of local experts, ADE has already successfully pre-identified and contacted available, motivated, and experienced local evaluators for 12 of the 18 countries of interest (Belgium, Benin, Burkina Faso, Cote d’Ivoire, DRC, Ghana, Mali, Rwanda, Senegal, Tanzania, Vietnam, and Uganda). A second rigorous round of selection will be put in place to ensure the evaluators possess the required coordinating, supervising, writing and data collection and analysis skills, and are proactive and trustworthy. ADE, if selected, will collaborate with Rikolto to find suitable local/regional consultants for the remaining countries (Indonesia, Ecuador, Peru, Guatemala, Honduras, Nicaragua). 10 2.5. Quality assurance mechanisms Quality is a key priority for ADE. This relates notably to the transparency of the process, the credibility of the exercise, the utility of conclusions and recommendations, and the efficacy in meeting the evaluation’s primary objective(s). ADE’s Quality Assurance System (QAS) is organised to conduct complex and challenging evaluations such as this one. Our quality assurance system aims at ensuring that high-quality studies are not only delivered but delivered in a timely manner and through a smooth process both within the team and in interaction with the client. This implies high-quality design and set-up of process and outputs. It also implies that potential flaws are detected sufficiently early to ensure adequate corrective action. We distinguish several dimensions in a high-quality process, each of which being essential for the overall product and final result. ADE’s experience of delivering complex evaluations shows that ensuring quality along those four dimensions (Design, Inputs, Process and Outputs) requires the following four levels. QUALITY LEVELS 1 Quality of the TEAM 2 Quality within the TEAM 3 EXTERNAL quality control 4 BACKSTOPPING Level 1. Quality of the team. The composition of the proposed evaluation team is centred on delivering quality, given the specific characteristics and constraints of the project. The Team Leader (Tatiana Goetghebuer) and team members have been selected from within our network of high-level experts based on their (individual and global) experience and skills. In addition, the inclusion of ADE in-house researchers favours integration of ADE’s methods and standards, and eases access to ADE’s internal resources and staff. This includes interactions with senior staff and with administrative, financial, logistical, secretarial, interpreting, IT support, editing, and graphic design staff. Source: ADE Level 2. Quality within the team. Each team member is responsible for the quality of his or her outputs throughout the evaluation with the Team Leader taking ultimate responsibility for ensuring that deliverables are drafted in line with the client’s expectations and standards before they are sent to the quality controller. The Team Leader and the Quality Controller will ensure that all team members are briefed on ADE’s methodological approaches and quality standards, as well as on the scope and approach for the evaluation mentioned in the ToR and intermediary reports. Level 3. External Quality Control. The quality assurance (QA) expert will be Hubert Cathala. He will ensure quality control. Hubert has extensive experience as a team leader, project manager and quality controller and has worked on the previous endline evaluation (2017-2021) of Rikolto and is therefore well aware of Rikolto’s activities but also of the lessons learned both in terms of evaluation process and results of the previous evaluation. He will guarantee that the different levels of quality assurance are fully completed. He will review all main (intermediary) deliverables and check in particular that each of them meets (i) the requirements of the ToR, (ii) the proposed approach in this offer, (iii) the approach to be fine-tuned in the intermediate reports, (iv) good ADE practices in thematic evaluations, and (vi) ADE’s editing standards (incl. proofreading, formatting, translation, visuals and reader-friendliness review). The evaluation team will have to take account of all his written comments or provide a justification for not doing so. They should provide their green light before submission of (draft and final) reports to Rikolto. Level 4. Backstopping. ADE will ensure continuity of services in the event of any major issue. Edwin Clerckx, ADE Managing Director, will be available any time to Rikolto for discussing any specific concern on implementation of the contract, and to propose solutions to any problem that may arise. He may hereby rely on support from ADE’s 40+ staff, including more than six senior experts with a track record as evaluation team leaders. 11 Effectiveness of the overall ADE Quality Assurance SystemWhat better proof of the quality of our evaluations than clients’ quality assessments? We are proud of ADE’s outstanding rate of high-quality evaluations. We may evidence it in three main ways: 1/ Client Quality Judgment Grids: Not least than half of ADE’s 18 strategic evaluations conducted for EuropeAid’s Evaluation Unit until recently had received a ‘Very Good’ or even ‘Excellent’ rating based on their judgment quality grid, which is an unequalled performance by any other firm. 2/ Client feedback assessments: Out of 282 studies for which ADE has received feedback from clients, 89% were rated of “Excellent / Very Good” or “Good” quality, with not least than 63% “Excellent / Very Good”. 3/ ISO 9001:2015: ADE is certified ISO 9001, for two decades (1999). This certification has been renewed in 2018 according to the latest ISO 9001:2015 procedures. 2.6. Timeline of activities Figure 2: Timeline of activities 12 PROPOSED CALENDAR Activities and Deliverables Aug-22 Sep-22 Oct-22 Nov-22 Dec-22 Jan-23 2024-25 2026-27 DESIGN PHASE Desk review Desk review of relevant documents ToC finetuning Preparation of the ToC workshop at programme level Workshop with Rikolto on ToC at programme level Adaptation of the ToC at outcome level incorporating context specificities Revision of the M&E system Review existing indicators & existing data/information Matching & Adaptation/refining of existing data collection tools & defining new indicators Integrate accountability requirements of major donors Consultations to Rikolto's team for the digitalization of their M&E system Inception PPT Preparation of methodologies of analysis Brainstorming with Rikolto staff on learning EQ KII & FGD guides Methodological notes (PPT) summarizing the methology and next steps EVALUATION PHASE Baseline Desk review of relevant documentation Interviews with Rikolto staff Data analysis at baseline Short PPT at outcome level Presentation of the PPT to RT and LT (hybrid) Revision of the PPT based on the workshop Midterm Desk review Inception meetings & revision of the evaluation questions (EQs) Short inception PPT & development of evaluation matrices Adaptation of ToC, data collection instruments & processes based on EQ needs Data collection Data analysis & visualization Sensemaking of the results Drafting and revising mid-term reports at outcome level Debriefing with relevant teams Endline Desk review Inception meetings & refining evaluation questions (EQs) Short inception PPT & development of evaluation matrices Adaptation of ToC, data collection instruments & processes based on EQ needs Data collection Data analysis and visualization Sensemaking of the results Drafting and revising endline reports at outcome level Debriefing with relevant teams 13