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Level-1-Fixed Income-Vertical

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Intro
Credit Risk
Capital Strct.
Capital Structure, Seniority
Ranking & Recovery Rates
Seniority Ranking
Recovery Rates
Credit Ratings
Rating Agencies, Credit
Ratings & Their Roles in the
Debt Mkts
Issuer vs. Issuer Ratings
Risks in Relying on Agency Ratings
R47.Fundamental of
Cre dit Analysis
Similarities
Credit Analysis vs. Equity Analysis
Traditional Credit Analysis:
Corporate Debt Securities
Diff s
The Four Cs of Credit Analysis:
A Usef ul Framew ork
Credit Risk vs. Return: Yields & Spreads
Special Considerationf of HY,
Sovereign and Non-Sovereign
High Yield
Credit Analysis
Sovereign Debt
Non-Sovereign Gov Debt
Intro
Sources of Return
Macaulay, Modified &
Approximate Duration
Effective Duration
Key Rate Duration
Interest Rate Risk on
Fixed-Rate Bonds
Properties of Bond Duration
R46.Unde rstanding FI
Risk & Re turn
Duration of a Bond Portfolio
Money Duration of a Bond &
the Price Value of a Basis Point
Bond Convexity
Yield Volatility
Interest Rate Risk and the
Investment Horizon
Investment Horizon, Macaulay
Duration & Interest Rate Risk
Credit & Liquidity Risk
Intro
Benefit of Securitization for
Economies & Financial Markets
Example
Parties to a Securitization & Their roles
How securitization Works
Structure of a Securitization
Key role of the SPE
Maturity
Interest Rate Determination
Amortization Schedule
Residential Mortgage Loans
Prepayment Options &
Prepayment Penalties
R45.Intro to
Asse t-Backe d
Securities
Rights of the Lender in a
Foreclosure
MPS
Residential Mortgage-Backed Securities
CMO
Non-agency RMBS
Credit risk
CMBS
CMBS Structure
Auto Loan ABS
Non-Mortgage ABS
Credit Card Receivable ABS
CDO Structure
Collateralized Debt Obligation
Fixed Income
Example of a CDO Transaction
Intro
Bond px-ing w ith a Mkt
discount rate
YTM
Bond px and the TVM
Relationships btw . Bond px and
Bond characteristics
Px-ing bonds w ith Spot Rates
Flat Px, Accrued Interest & Full px
Matrix Pricing
R44.Introduction to FI
Valuation
Annual Yields f or Varying
Compounding Periods in the
Year
Px & Yields: Conventions for
Quotes & Calculations
Yield Measures for Fixed-Rate Bonds
Yield Measures for FRN
Yield Measures for MMI
The Maturity Strc. of Interest Rates
Yield spr over Bchmark Rates
Yield Spreads
Yield spr over BM Yield curves
Intro
Classification of FI Markets
Overview of Global FI Markets
FI Indexes
Investors in FI Securities
Primary Bond Markets
Primary & Secondary Bond Markets
Secondary Bond Markets
Characteristics of Sovereign Bonds
Sovereign Bonds
Credit Quality
Types
Non-SB
R43.FI M arkets:
Issuance, Trading &
Funding
Non-Sovereign Gov,
Quais-Gov & Supranational
Bonds
Quasi-Gov Bond
Supra. Bonds
Bank Loans & Syndicated Loans
Corporate Debt
Commercial Paper
Corporate Notes & Bonds
Capital Protected Instruments
Structured Financial
Instruments
Participation Instruments
Leveraged Instruments
Retail Deposits
Short-Term Funding
Alternatives Available to Banks
ST-Wholesale Funds
Repo & R-Repo
Intro
Basic feat. of a Bond
Overview of FI security
Yield Measures
Bond Indenture
Legal, Regulatory & Tax
considerations
Legal & Regulatory
Considerations
Tax Considerations
R42.FI Securities:
Defining Elements
Principal Repayment
Structures
Structure of a Bond's Cash Flow s
Coupon Payment Structures
Callable Bonds
Bonds w ith Contingency
Provisions
Putable Bonds
Convertible Bonds
Level 1 - Fixed_Income.mmap - 7/22/2021 - Phuong Viet Nguyen
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