Articles posted to your ILLiad account will remain accessible to you for 90 days from the date of posting. Please print or save your copies. If there are any problems with the article you received, please contact us at libill@usi.edu or 812-465-1683. Journal of Crystal Growth 514 (2019) 98–102 Contents lists available at ScienceDirect Journal of Crystal Growth journal homepage: www.elsevier.com/locate/jcrysgro Gain measurement of terahertz quantum cascade laser via a masteroscillator power-amplifier configuration T Chenren Yua,b, Huan Zhua, Fangfang Wanga, Gaolei Changa,b, Haiqing Zhua,b, Jianxin Chena, Gangyi Xua, Li Hea a b Key Laboratory of Infrared Imaging Materials and Detectors, Shanghai Institute of Technical Physics, Chinese Academy of Sciences, Shanghai 200083, China University of Chinese Academy of Sciences, Beijing 100049, China A R T I C LE I N FO A B S T R A C T Communicated by Dr. C. Charles W. Tu We report a method to measure the net loss and gain of a terahertz quantum cascade laser (THz-QCL), which is based on a master-oscillator power-amplifier (MOPA) configuration. In the measurement, the master-oscillator (MO) section and power-amplifier (PA) section are separately biased. With the fixed seed power from the MO section, the output power of the device is measured at various bias voltage applied on the PA section, from which the net loss and gain is deduced as a function of bias. We demonstrate that gain clamping and gain saturation can be avoided in our measurement, which allow a complete evolution of the loss and gain characteristics. For a THzQCL with the bound-to-continuum active region and the metal–metal waveguide, the measured maximal net gain is about 13.0–16.5 cm−1 at 2.58 THz at 20 K, which is in qualitative agreement with the theoretical analysis. Keywords: A1. Optical gain B2. Semiconducting III-IV materials B3. Terahertz quantum cascade laser B3. Master-oscillator power-amplifier 1. Introduction Terahertz quantum cascade laser (THz-QCL) is one of the most promising THz sources, for its wide frequency coverage, high energy conversion efficiency and compactness [1]. The gain characteristic is one of the most important parameters of the THz-QCL. It shows crucial influences on the threshold current, the slope efficiency of the output power, and the maximum operation temperature of the laser [2]. In order to optimize the active region design and thus improve the laser performance, it is essential to accurately measure the gain characteristic of the laser. There have been several methods for measuring the gain of the semiconductor laser. The early studies include measuring the ratio between the peaks and valleys of the individual Fabry-Perot (FP) resonance, which is called the Hakki-Paoli method [3–7], or measuring the amplified spontaneous emission spectrum of the ridges with different lengths [8,9]. However, due to the extremely weak spontaneous emission of the THz-QCL below the threshold, it is hard for these approaches to provide gain characteristic with reasonable signal-to-noise ratio. In addition, the waveguide loss at zero bias or the net gain above the threshold cannot be extrapolated from the gain sub-threshold measured using Hakki-Paoli technique in THz-QCLs [10,11]. Recently, started with the experimental work by Kröll et al. [12], terahertz time- domain spectroscopy (THz-TDS) was proposed to investigate the gain of the THz-QCL. Broadband gain spectrum, clamping effect, spatial-holeburning effect, and the dynamic features of the gain in the THz-QCLs with different kinds of active regions and waveguides have been studied by means of THz-TDS. All these experiments prove that THz-TDS is a powerful tool to analyze the gain characteristics of the THz-QCL [12–18]. However, expensive experimental facilities and complicated optical alignments are involved in the THz-TDS measurements, which make the experiment technically challenging and time consuming. A simple and robust method is still highly desired to measure the gain characteristic of a THz-QCL as a function of bias, emission frequency, and operation temperature. Here we present a simple and reliable method to measure the net gain (g) of the THz-QCL. The device under test is a THz master-oscillator power-amplifier quantum cascade laser (THz-MOPA-QCL) based on a metal-metal (MM) waveguide [19,20]. In the THz-MOPA-QCL, the master-oscillator (MO) and the power-amplifier (PA) sections are monolithically integrated and share the same active region. The two sections are electrically separated but optically linked. We fixed the bias applied on the MO section and measured the output power of the device as a function of the bias on the PA section. In this way, the net gain was measured at various bias and operation temperature. Here, the net gain (g) refers to the difference between the gain caused by the active region E-mail addresses: lieshang@163.com (C. Yu), zhuhuan@mail.sitp.ac.cn (H. Zhu), wangfangfang@mail.sitp.ac.cn (F. Wang), changgl1610@126.com (G. Chang), 3110101664@zju.edu.cn (H. Zhu), jianxinchen@mail.sitp.ac.cn (J. Chen), gangyi.xu@mail.sitp.ac.cn (G. Xu), lihe@mail.sitp.ac.cn (L. He). https://doi.org/10.1016/j.jcrysgro.2019.03.001 Available online 02 March 2019 0022-0248/ © 2019 Elsevier B.V. All rights reserved. Journal of Crystal Growth 514 (2019) 98–102 C. Yu, et al. The drawback of using a low seed power is probably a poor signal-tonoise ratio. Under correct bias condition, the THz radiation is generated in the MO section and is injected efficiently into the PA section, where the THz wave is amplified by the preamplifier and is finally extracted into the free space by the grating coupler. Our previous work demonstrates that an optimized structure design will enable efficient power extraction, and completely suppress the selflasing in the PA section [17,18]. In consequence, the device operates in the single mode and the output power PMOPA can be expressed as: PMOPA = PMO × ηPA = PMO × exp (g × Lpre ) × κGC (1) where PMO is the seed power from the MO section, ηPA is the total amplification factor of the PA section, Lpre is the length of the preamplifier. κGC is the coupling efficiency of the grating coupler which measures the ratio of the total emitted THz power extracted out of the grating coupler to the power injected into it. κGC is determined by the structure of the grating coupler and the net gain (g) of the waveguide, i.e., κGC = κGC(g). Since the structure of the grating coupler is well defined and can be precisely measured, the relationship between κGC and g can be calculated by the means of 2D full-wave finite element method with a commercial solver of COMSOL. The parameters used are the structure parameters of the devices. The effective refractive index of the material is 3.57. The absorber boundary is approximated as a perfectly matched layer, and the top and bottom metallization is approximated as a perfect electric conductor. The κGC, as a function of the net gain/loss is deduced from the ratio of the output power from the grating coupler to the input power, shown in the Fig. 2. In the experiments, the total output power of the device (PMOPA) is measured at different bias voltage applied on the PA section (VPA). Therefore, in Eq. (1), only the seed power PMO and the net gain (g) are the unknown parameters, but the former is a constant since the VMO (bias voltage applied on the MO section) is fixed during the measurement. By comparing the values of PMOPA at different bias VPA, we are able to deduce the net gain. Since we will deduce the exact value (NOT the relatively value) of the net gain, we select the net gain at the threshold bias of the MO section (Vth) as the reference point. At this reference bias, the net gain equals to the radiation loss of the MO section (αrad,MO). In our design, the value of αrad,MO is relatively small and can be calculated by 3D finite-difference time-domain (FDTD) calculation. With the same parameters aforementioned, the calculated αrad,MO is about 3 cm−1. In experiment, we first make VPA equal to the Vth and record the output power of the whole device (PMOPA = PMOPA,Vth): Fig. 1. Schematic (a) and SEM picture (b) of the THz-MOPA-QCL used in the gain measurement. The THz-MOPA-QCL is composed of two sections: the MO section and the PA section. The MO section is a first-order DFB laser. The PA section consists of a preamplifier, a grating coupler and an absorbing boundary. These two sections share the same active region and are electrically separated by an air gap on the top metallization. and the waveguide absorption. Since the self-lasing is totally suppressed in the PA section, gain clamping effect is avoided and the maximum available gain can be deduced in our measurements. 2. Information of material, device structure and measurement method The GaAs/Al0.15Ga0.85As quantum well heterostructure used in this work was grown by molecular beam epitaxy (MBE), which is based on a bound-to-continuum design similar to that described in Ref. [21]. The active region consists of 90 stages with a total thickness of 11.7 μm. The upper heavily doped GaAs layer is doped at the level of n = 2 × 1018 cm−3. The measured central emission frequency is about 2.5 THz. The fabrication of the THz-MOPA-QCL is similar to that of the second-order DFB laser based on the MM waveguide [22]. The frequency of the laser is approximately 2.58 THz. Fig. 1(a) shows the schematic structure of a THz-MOPA-QCL for gain measurement, and Fig. 1(b) presents an SEM picture of a typical device. The device is based on the MM waveguide. The device ridge is 150 μm in width. The MO section is a first-order distributed feedback (DFB) laser in which the DFB grating is defined by forming air slits in the top metallization. The periodicity of DFB grating (ΛDFB) is 20.6 μm. The DFB contains 30 periodic air slits whose width (WDFB) is 5 μm. On the top metallization, there is an 8-μm-wide air gap between the MO and the PA in order to separately pump these two sections. The PA section consists of a preamplifier, a grating coupler and an absorbing boundary. The preamplifier is essentially an MM waveguide, 500-μmlong. The grating coupler consists of periodic air slits in the top metallization, which couples the THz radiation into the free space in an oblique direction. It contains of 20 periods with a grating periodicity (ΛGC) of 50 μm. The width of the air slits (WGC) in the grating coupler is 15 μm. The uncovered heavily doped GaAs contact layer acts as the absorbing boundary, which completely absorbs the THz wave transmitted through the grating coupler. The absorbing boundary is 300-μmlong. The mode mismatch is very low at the interface between the MM waveguide and the bare heavily doped semiconductor waveguide, where the calculated reflectivity is ∼0.9%. In our recent study, the selflasing of the PA section is suppressed, so the frequency is only decided by the MO section [19]. Therefore, the net gain in the PA section is completely exploited to amplify the seed radiation, without suffering the effect of gain clamping. Since the MO section and the PA section are separated by an air gap on the top metallization (shown in Fig. 1(a) and (b)), the seed power from the MO section is independently controllable. That means, even for the devices with high gain, we can keep the seed power from the MO section sufficiently low to avoid the gain saturation. PMOPA, Vth = Pout , MO × exp (gVth × Lpre ) × κGC (gVth ) (2) In subsequence we measure the output power PMOPA with various VPA: Fig. 2. Calculation result of the coupling efficiency of the grating coupler κGC as a function of the net gain/loss of the waveguide. The grating coupler contains 20 periods. The periodicity of the grating coupler and the width of the air slit are 50 μm, 15 μm, respectively. 99 Journal of Crystal Growth 514 (2019) 98–102 C. Yu, et al. Fig. 3. (a) Spectra of the THz-MOPA-QCL at different VPA while VMO is fixed at 4.2 V. (b) Light-current–voltage (LIV) characteristics of the THz-MOPA-QCL, measured at different temperature of 20 K, 40 K and 60 K. Fig. 4. The measured output power of the THz-MOPA-QCL as a function of VPA (a) and the deduced net gain/loss (g(V)) (b), while VMO is fixed in various values, at 20 K. Fig. 5. (a) and (b) show respectively the measured output power of the THz-MOPA-QCL as a function of VPA and the deduced net gain/loss while VMO is fixed in various values at the temperature of 40 K. (c) and (d) plot the related results at the temperature of 60 K. 100 Journal of Crystal Growth 514 (2019) 98–102 C. Yu, et al. temperature. Fig. 3(b) shows the light–current-voltage (LIV) curves of the THz-MOPA-QCL when the MO and PA sections are equally biased, measured at different operation temperatures. The results illustrate that the threshold bias voltages are 3.55 V, 3.67 V, and 4.00 V at 20 K, 40 K, and 60 K, respectively. We assume that the material and radiation losses of the device do not change with temperature, so the net gain of the waveguide at the threshold bias (gth) equals to approximately 3 cm−1. Fig. 4(a) plots PMOPA as a function of VPA when the MO section is biased at 3.6 V, 4.0 V and 4.2 V, respectively. The measurement is carried out at 20 K. For the MO section, the threshold bias is 3.55 V, and the seed power peaks at the bias of 4.2 V. Fig. 4(a) illustrates when the PA bias below 3.0 V, the PA section is lossy and the total output power PMOPA is very weak. When VPA > 3.0 V, the energy subbands in the active region start to be aligned. In this case, more electrons are injected into the upper laser subband and population inversion is built up. The gain of the waveguide is thus converted from negative to positive gradually, and PMOPA rises rapidly. When the PA section is biased at 4.25 V, the optimized alignments between the related energy subbands are achieved, giving rise to maximized population inversion. The net gain and PMOPA also reach the maxima. With VPA further increasing, the energy subbands re-staggered, and the gain of the waveguide transforms from positive to negative gradually. Substitute the measured data of Fig. 4(a) into Eq. (4), and adopt the calculated gth and κGC, we can deduce the net gain of the waveguide as a function of the bias. The results are given in Fig. 4(b). At 20 K, the net loss of the waveguide is about 77 cm−1 at zero-bias voltage. The net loss of the waveguide is not constant. Instead, it decreases as the bias rises. When VPA is 3.47 V, the net loss is 0, where the waveguide is transparent for the THz wave. With increasing the PA bias, the waveguide exhibits the property of gain. The peak net gain is about 16.5 cm−1 at VPA = 4.25 V. When the bias voltage is further increased, the energy subbands are misaligned again. The net gain gradually decreases and eventually transforms to a net loss. It is worth noting that the values of the net gain deduced from the measured data with different VMO are in highly consistent with each other. The results coincide with the principle of our method, expressed by Eq. (4), that the net gain is independent of the seed power from the MO section. In addition, the results also indicate that gain saturation does not happen in our measurement, because the deduced get gain almost keeps constant when the seed power increases by a facet of 4 as VMO increases from 3.6 V to 4.2 V. Fig. 5(a) and (b) show respectively the measured PMOPA as a function of VPA, and the deduced net gain when the operation temperature of the device is 40 K. Fig. 5(c) and (d) plot the related results when the operation temperature is 60 K. At low bias, the net loss of the waveguide is similar at different operation temperatures. The reason is that the loss mechanisms of the waveguide – including the Ohmic loss of the metallization, the absorption of free electrons in the heavily doped layers, and the light absorption via intersubband transition – are temperature insensitive. However, as the temperature rises, the maximum of the net gain falls regularly from 16.5 cm−1 at 20 K to 6.6 cm−1 at 60 K. The most important reason is that the electron-LO phonon scattering is enhanced significantly as temperature increases, which Fig. 6. The net gain/loss as a function of VPA while VMO is fixed in 4.2 V for different lasers, at 20 K. The structure of the grating couplers of these three lasers are the same. Here, ΛDFB, WDFB, ΛGC, WGC, NGC are 20.6 μm, 5 μm, 50 μm, 15 μm and 20, respectively. The number of the periods of the DFB grating (NDFB) and the length of the preamplifier (Lpre) of these devices are marked in the Figure. PMOPA, VPA = Pout , MO × exp (g × Lpre ) × κGC (gVPA) (3) Keep in mind that Pout,MO is constant since we fix the value of VMO. So, the ratio of Eq. (2) to Eq. (3) equals to κGC (gVth ) PMOPA, Vth = exp [(gVth − g ) × Lpre ] × κGC (gVPA ) PMOPA, VPA (4) In Eq. (4), the net gain (g) is the only unknown parameter and can be easily deduced by measuring the output power at different bias VPA. 3. Results and discussion We first confirm that in the PA section self-lasing is suppressed and all the gain is exploited to amplify the THz wave generated in the MO section. Measurements were implemented in pulsed mode with a repeated frequency of 25 kHz and a pulse width of 1 μs. Fig. 3(a) presents the emission spectra of the THz-MOPA-QCL measured at 20 K. During the measurement, VMO is fixed at 4.2 V which corresponds to the maximal seed power, and VPA changes from 0 to 4.5 V so that the PA section varies from a loss medium to a gain medium. Fig. 3(a) shows that the device keeps single mode emission with constant emission frequency in the whole range of VPA. It demonstrates that emission frequency is determined by the periodicity of the DFB grating in the MO section, and self-lasing in the PA section is completely suppressed in the whole dynamic range. These phenomena maintain at different operation temperature, and are consistent with our previous work [19]. The phenomena reveal that the net gain in the PA section is completely exploited to amplify the seed radiation. We then specify the threshold bias (Vth) for the device at different Fig. 7. Schematic of optimized structure used to measure gain/loss of the lasers. Two THz-MOPA-QCLs are back to back, sharing one MO section. The DFB laser, preamplifiers and grating couplers are separated by the air gaps, pumped independently. The geometric parameters of the grating couplers are the same. The only difference between two PA sections is the length of the preamplifiers, marked as L1 and L2 in the figure, respectively. 101 Journal of Crystal Growth 514 (2019) 98–102 C. Yu, et al. gain/loss is derived from the relationship between the output power of the device and the bias applied on the power-amplifier section. The limitations of gain clamping and gain saturation can be avoided in our measurement, so the complete evolution of the gain/loss characteristic as a function of bias and operation temperature can be deduced. Our measurements present a simple and reliable way to optimize the design of the THz-QCL active region. At the end, we propose an optimized scheme to assess more reliable values of the net gain/loss. severely degrades the population inversion. To prove the reliability of our method and the consistency of the results, we provide the results of multiple lasers with the same active region. Fig. 6 shows the net gain as a function of the voltage for different devices, whose lasing modes are the same at 20 K. The material and geometric parameters of these three devices are the same except for the number of the periods of the DFB grating (NDFB) and the length of the preamplifier (Lpre). The details are marked in the figure. The measured peak net gain is about 13.0–16.5 cm−1. The values of the net gain are qualitatively comparable with each other. However, the losses of the devices are different with the bias below 3 V or upon 5 V. The possible reason for the disparities is the output power and the signal-tonoise ratio is too low to be measured accurately in those bias ranges. It is hard to compare directly our measurement results with those by the THz-TDS method, not only because the gain characteristics are very sensitive to the active region design, but also because the target parameters measured are different. In the THz-TDS method, what measured is the spectral gain defined as the ratio of the transmitted electric field with the QCL on to that with the QCL off [15]. Here, the optical gain is separated from the waveguide loss, and the latter is assumed to be a constant and not related to the bias condition. In our work, the parameter we deduced is the net gain which defined by the difference between the gain created by the active region and the waveguide loss, and both of which varies with the bias condition. We therefore compare our measurement results with the theoretical analysis in which the same active region is considered [23]. The calculation results by Schrottke et al. point out that the peak gain of the active region is about 33 cm−1 at low temperature. Taking into account the loss of metal-metal waveguide loss which is about 15–20 cm−1, the calculated net gain is around 18–13 cm−1, which is in good agreement with our measured value (13.0–16.5 cm−1 at 20 K). We note, at zerobias voltage, the net loss deduced by our measurement is relatively high (77 cm−1) which may be caused by the bound-to-continuum design of the active region. At zero-bias, such active region will form a miniband in the injection region of each stage which is partially doped, and the intra-miniband transitions of electrons will induce high loss. More systematical study is necessary to explain the measurement results, which is out of the scope of this work. Since our method relies on the theoretical calculations of the αrad,MO and κGC, we propose an optimized design of measuring to improve the accuracy, as shown in Fig. 7. Essentially, there are two THz-MOPAQCLs sharing one MO section. The DFB laser, preamplifiers and grating couplers are electrically insulated by the air gaps. The only difference between two PA sections on each side of the DFB laser is the length of the preamplifiers, marked as L1 and L2, respectively. During the measurement we keep the two grating couplers zero-biased, fix the bias on the common MO section and therefore provide a constant and equal seed power from each export of the MO section. We then measure the output power from each grating coupler (respectively P1 and P2), as a function of the bias on the related preamplifier. From Eq. (1), we know that Pi = PMO × exp (g (V ) × Li ) × κGC , where i equals 1 or 2. In this expression, PMO and κGC are unknown but unchanged values. Then we can immediately get the ratio of P1 to P2 to be P1/ P2 = exp[(L2 − L1) × α w (VPA)]. The gain/loss will be deduced: α w (VPA) = ln(P1/ P2)/(L2 − L1) . During the measurement, no theoretically assisted parameter is needed, which make the measured values more solid and reliable. Acknowledgment This work is supported by the Key Project of Chinese National Programs for Research and Development (Grant Nos. 2016YFB0402303), the National Natural Science Foundation of China (Grant Nos. 61574149 and 61734006), the Shanghai Science and Technology Committee (16JC1403500), and “The Hundred Talents Program” of CAS. References [1] R. Kohler, A. Tredicucci, F. Beltram, H.E. Beere, E.H. Linfield, A.G. 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