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A Step-By-Step Guide to 1D and 2D NMR Interpretation

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A Step-By-Step Guide to 1D and 2D NMR Interpretation
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
EMERY PHARMA | APR 2, 2018
Nuclear Magnetic Resonance (NMR) spectroscopy is an incredibly powerful tool for characterizing molecular structures. When submitting
to the FDA or other regulatory agencies, full structural characterization by NMR provides crucial evidence of compound identity. A
combination of 1-dimensional and 2-dimensional NMR experiments are necessary for complete confidence in chemical structure. This
post will walk you through the steps to fully characterize a molecule by 1- and 2-dimensional NMR, including on how to perform NMR
interpretation.
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
Step 1: ¹H-NMR
The first step in structural characterization is 1-dimensional proton ¹H-NMR. The chemical shift, multiplicity, coupling constants, and
integration are all factors to consider when assigning protons. In this example, only three protons can be assigned by the proton spectrum
alone: protons 3, 4, and 6.
Chemical Shift (ppm)
Multiplicity
Coupling Constant (Hz)
Integration
11.256
s
-
1H
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
7.690
q
1.2
1H
6.163
t
6.8
1H
5.209
d
4.0
1H
4.999
t
5.2
1H
4.233
m
-
1H
3.754
q
3.7
1H
3.564
m
-
2H
2.068
m
-
2H
1.770
d
1.2
3H
To begin, let’s start with proton 3. Proton 3 is the only methyl group in the structure, and therefore must integrate to 3 protons. The only
peak with an integration of 3 is the doublet at 1.770 ppm. The high field chemical shift supports this assignment. The peak is split into a
doublet with a coupling constant of 1.2 Hz, reflecting the long-range coupling between protons 3 and 4, which also supports this
assignment.
Protons that are coupled to each other should exhibit the same coupling constant. The long-range coupling constant observed for proton
3 (J=1.2 Hz, split into a doublet by proton 4) is reflected in the coupling constant for proton 4 (J=1.2 Hz, split into a quartet by proton 3).
Therefore, the peak at 7.690 ppm must represent proton 4! The integration and chemical shift support the assignment, as proton 4 is the
only aromatic proton in the structure.
There is only one singlet in the ¹H-NMR spectrum. The only proton that should show up as a singlet is proton 6, as it has no neighboring
protons that would split the peak (the nearest proton is 5 bonds away!). The chemical shift of 11.256 ppm supports this assignment, as
imide protons often show up far downfield. The peak also integrates to 1 proton, supporting the assignment.
The remaining protons are doublets, triplets, and multiplets that can be assigned by 2-dimensional COSY.
Step 2: ¹H-¹H COSY
¹H-¹H Correlation Spectroscopy (COSY) shows the correlation between hydrogens which are coupled to each other in the ¹H NMR
spectrum. The ¹H spectrum is plotted on both 2D axes. While 2-bond and 3-bond ¹H-¹H coupling is easily visible by COSY, long range
coupling can also be observed with long acquisition times. The cross-peaks (not on the diagonal) that are symmetric to the diagonal show
the COSY correlations. For example, protons 3 and 4 are coupled to each other, since they form a box pattern symmetric to the diagonal.
This confirms assignments 3 and 4 made from the proton spectrum alone.
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
Two types of COSY coupling: 3-bond short range coupling between protons 7 and 8 (red) and 4-bond long range coupling between protons 3 and 4 (blue).
My favorite way to analyze a COSY spectrum with many unassigned protons is to make a table of correlations, like the one seen here.
Look at the table for any clear differences in correlation and begin there! In this example, all unassigned protons show one or two COSY
correlations-except the proton at 4.233 ppm, which correlates to three other protons by COSY. The only proton expected to correlate with
three nonequivalent protons is proton 9!
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
Chemical Shift
(ppm)
COSY
correlations
Assignment
11.256
none
6
7.690
4-3
4
6.163
one
?
5.209
one
?
4.999
one
?
4.233
three
?
3.754
two
?
3.564
two
?
2.068
two
?
1.770
3-4
3
Now that proton 9 has been assigned, the fun really begins. Thymidine’s structure suggests that proton 9 should couple protons 8, 10, and
11. Based on the COSY, proton 9 couples protons at 2.068 ppm (2H), 3.754 ppm (1H), and 5.209 ppm (1H). From this list, we can easily
assign proton 8 as the peak at 2.068 ppm based on its integration of 2 protons. To differentiate protons 10 and 11, take a look at our
COSY table; 3.754 ppm shows two COSY correlations, while 5.209 ppm only shows one. Therefore, we can assign proton 10 as 5.209 ppm
and proton 11 as 3.754 ppm.
Once proton 8 has been assigned, we can easily assign proton 7 based on the remaining COSY correlation for proton 8. Proton 7’s peak at
6.163 ppm is split into a triplet by the two 8 protons, confirming the assignment.
All that remains are protons 12 and 13. We can assign proton 12 (3.564 ppm) based on its integration of 2H and its COSY correlation to
proton 11. The last remaining peak at 4.999 ppm must be proton 13; this is confirmed by COSY correlation with proton 12, triplet
multiplicity based on splitting by proton 12, and integration of one proton.
Now we have a fully assigned ¹H-NMR spectrum! This spectrum will help us assign our carbons using HSQC and HMBC NMR
spectroscopy.
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
Step 3: ¹³C-NMR
Carbon NMR is a necessary step in full structural characterization. However, ¹³C-NMR alone does not provide enough information to
assign the carbons in the molecule. The NMR spectrum below does confirm the number of carbons in the molecule; however, HSQC and
HMBC (we will get to these soon!) are necessary to assign the carbons with confidence. Note that one of the carbons is hidden beneath
the solvent signal but is clearly visible after zooming into that region.
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
Step 4: DEPT-45, 90, and 135
Distortionless Enhancement of Polarization Transfer (DEPT) experiments help assign carbon peaks by determining the number of protons
attached to each carbon. For very simple molecules, DEPT may be enough to partially or fully assign all carbons. In complex molecules,
DEPT and HSQC together are useful for confirming both carbon and proton assignments. For example, the DEPT experiments below can
only identify carbon 3-it is the only CH₃ peak. I always go back and use DEPT to confirm the carbons I assigned by HSQC.
DEPT-45 shows CH, CH₂, and CH₃ carbons as positive peaks. Carbons with no protons are not visible.
DEPT-90 shows only CH peaks as positive peaks. Carbons with no protons, CH₂, and CH₃ carbons are not visible.
DEPT-135 shows CH and CH₃ carbons as positive peaks and CH₂ carbons as negative peaks. Carbons with no protons are not visible.
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
Step 5: ¹H-¹³C HSQC
¹H-¹³C Heteronuclear Single Quantum Coherence Spectroscopy (HSQC) shows which hydrogens are directly attached to which carbon
atoms. The ¹H spectrum is shown on the horizontal axis and the ¹³C spectrum is shown on the vertical axis. The HSQC spectrum is most
valuable when protons have already been assigned.
For example, HSQC shows a correlation between proton 4 and the carbon at 136.113 ppm; this carbon is now assigned as carbon 4.
Carbons 3, 4, 7, 8, 9, 11, and 12 are assigned by HSQC. Only 1-bond correlations are observed, so HSQC assignments are relatively
straightforward. The DEPT experiments also confirm these assignments. HSQC is also useful in confirming proton assignments of
nitrogen or oxygen-bound protons; they show no signal by HSQC. This further supports the assignments of protons 6, 10, and 13.
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
An example correlation between proton and carbon 4 is observed by HSQC.
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
Step 6: ¹H-¹³C HMBC
¹H-¹³C Heteronuclear Multiple Bond Correlation Spectroscopy (HMBC) shows the correlations between protons and carbons that are
separated by multiple bonds. The ¹H spectrum is shown on the horizontal axis and the ¹³C spectrum is shown on the vertical axis.
Correlated atoms are shown in blue and the connecting atoms are shown in red. Note that direct hydrogen-carbon bonds (1-bond
correlations) are generally not seen. For example, hydrogen 4 shows correlations with carbons 1, 2, 3, 5, and 7, but not carbon 4.
HMBC interactions between proton 4 and carbons 1, 2, 3, 5, and 7.
HMBC is incredibly useful for assigning carbons that have no protons attached. In this example, carbons 1, 2, and 5 have no protons
attached. Carbon 1 is assigned by HMBC interactions with protons 3, 4, and 6; carbon 2 by interaction with protons 3, 4, 6, and 7; and
carbon 5 by interactions with protons 4 and 7 only. The chemical environment of carbon 5 suggests it would appear more downfield than
carbon 1, which confirms these assignments.
HMBC
Proton
Carbon
3
4
6
1
x
x
x
2
x
x
x
5
x
7
x
x
HMBC also confirms assignments that were based solely on the proton and COSY spectrum. For example, protons 10 and 13 are
differentiated by HMBC; proton 10 is confirmed by interactions with carbons 8, 9, and 11, while proton 13 is confirmed by interactions with
11 and 12. HMBC supports all proton and all carbon assignments, unambiguously confirming both the structure and analysis of
thymidine.
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
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A Step-By-Step Guide to 1D and 2D NMR Interpretation
At Emery Pharma, we are experts in 1D and 2D NMR characterization and structure elucidation; in fact, 2D NMR projects are some of our
favorites! We have supported numerous pharmaceutical companies in full NMR characterization for API submissions to regulatory
agencies, as well as complete structure elucidation of impurities. We provide a fully annotated report with images similar to those seen
here and support our results with high resolution mass spectrometry and elemental analysis. For more information on our NMR services,
including GLP/cGMP or R&D projects, please visit our NMR Services page, or contact us at info@emerypharma.com.
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