12 (2022) 100223 Contents lists available at ScienceDirect Biosensors and Bioelectronics: X journal homepage: www.journals.elsevier.com/biosensors-and-bioelectronics-x A dynamic reconfigurable wearable device to acquire high quality PPG signal and robust heart rate estimate based on deep learning algorithm for smart healthcare system Bui Ngoc-Thang a, *, Thi My Tien Nguyen b, Trong Toai Truong c, Bang Le-Huy Nguyen d, Tuy Tan Nguyen e a Institute of Engineering, HUTECH University, 475A Dien Bien Phu Street, Ward 25, Binh Thanh District, Ho Chi Minh City, Viet Nam Department D of Pediatrics at the Hospital for Tropical Diseases, Ho Chi Minh City, Viet Nam c 3C Manufacturing Machinery Ltd., Ho Chi Minh, Viet Nam d National Renewable Energy Laboratory, Golden, CO, USA e School of Informatics, Computing, and Cyber Systems, Northern Arizona University, Flagstaff, AZ, 86011, USA b A R T I C L E I N F O A B S T R A C T Keywords: PPG signal Motion artifact Wearable healthcare Deep learning HR estimation Photoplethysmography (PPG) is a noninvasively technique used to detect vital signs such as heart rate (HR), saturation of peripheral oxygen (SpO2) and blood pressure (BP). Recently, wearable finger-type PPG devices are increasingly developed toward convenience of person under monitoring (PUM). Two most critical features of wearable PPG devices are high accuracy and long operation time. To enhance these functions, this paper pro­ poses a new architecture to select, process and transfer only high quality PPG signals. Hence, data quality is significantly improved and power consumption on wireless module is minimized. In the proposed architecture, parameters of PPG sensor are reconfigured in real-time being suitable with skin characteristics of PUM. More­ over, the adaptive LED current control algorithm is proposed to dynamically change the LED current to remove various motion artifacts (MA) and get high amplitude PPG signal. We also develop a heart rate (HR) estimation framework utilizing deep learning (DL) model based on convolutional neural network (CNN) and long short-term memory (LSTM) network. The combination of CNN-LSTM can extract features from both spatial and temporal correlation. A light-weight model with two CNN-LSTM layers is built to estimate HR with in only 5s. For vali­ dation, we conduct experiments with volunteers doing various physical exercises. The results show PPG signals with high amplitude and signal-to-noise ratio (SNR). HR estimation is more accurate even during irregular and muscle strength exercises. The proposed adaptive architecture and DL-based HR estimation can overcome MA and minimize the power consumption on wireless transfer module of wearable PPG devices. 1. Introduction The global internet of medical things (IoMT) market is projected to grow up dramatically from $30.79 billion in 2021 to $187.60 billion in 2028(Business, 2022). In recent, IoMT has become more important and provide new services to patients with reduced medical costs(Federico Guede-Fernández et al., 2020, Qingguo Chen et al., 2020, Xiqiu Hu et al., 2020). Moreover, IoT in medical is considered as an effective way to provide medical aid for monitoring, analysing, detecting of health pa­ rameters, and predicting diseases as a precaution (Deboleena Sadhu­ khan et al., 2019; Vishal Chaudhary et al., 2022). Wearable devices for health monitoring have had outstanding development and directly support clinical diagnostics by providing high accuracy parameters of human vitals, especially PPG devices(Ahmadreza Attarpour et al., 2019, CHON, 2019, Xiqiu Hu et al., 2020). The PPG measures noninvasively the number of reflection or pass-through photon based on changes of blood volume under tissue layers at low-cost(Bhirawich Pholpoke et al., 2019, CHON, 2019, Ngoc Thang Bui et al., 2019, Simhadri Vadrevu et al., 2019). Typical, PPG sensor collects signals by using a pair of LED transceivers (e.g., infrared, red, and green) attached onto a skin’s sur­ face(Elsamnah F et al., 2019, Vishal Chaudhary et al., 2021; Subbiah Alwarappan et al., 2022). The amplitude of PPG signals depends on the * Corresponding author. E-mail addresses: bn.thang@hutech.edu.vn (B. Ngoc-Thang), bsmytien88@gmail.com (T.M. Tien Nguyen), truongtrongtoai@robot3t.com (T.T. Truong), bangnguyen@ieee.org (B.L.-H. Nguyen), tuy.nguyen@nau.edu (T.T. Nguyen). https://doi.org/10.1016/j.biosx.2022.100223 Received 13 June 2022; Received in revised form 4 August 2022; Accepted 12 August 2022 Available online 23 August 2022 2590-1370/© 2022 The Author(s). Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/). B. Ngoc-Thang et al. Biosensors and Bioelectronics: X 12 (2022) 100223 strength of signal from the transmitted LED The modern PPG sensors are usually small size, compact, and easy to use, so PPG sensor is increas­ ingly widely used in various mobile and wearable applications (Iakovlev D et al., 2018, May JM et al., 2019). There are a lot of wearable devices applications such as SpO2 meter, smart rings, smart watch, etc. which are dependent on analysis of PPG signal characteristics(ReşitKavsaoğlu, 2015, Fujita et al., 2019). However, quality of PPG signal is susceptible to human activities and surrounding environmental factors, especially MA noises (Choon-Hian Goh et al., 2020). Removing these noises from PPG signal is the biggest challenge in wearable devices since they are main causes which have highest effects to quality of PPG signal (Fine et al., 2021; Meng Rong et al., 2021). MA usually exists in PPG signals because of the motion-induced moving between wearable sensors and human skin (Joseph Azar et al., 2021). A lot of research is focusing on noise removing for PPG signal (Yongbo Liang et al., 2018; Joseph Azar et al., 2021). These techniques can be classified into two approaches: (1) applying filters and improving signal collecting performance using adaptive filter, deep learning algorithms, etc.; or (2) using more gyro sensor to calibrate PPG signals (CHANKI PARK et al., 2019). Their key disadvantage is the high computing burden that increases the cost and power consumption of PPG device(Ngoc Thang Bui et al., 2020; Vishal Chaudhary et al., 2022). The outbreak of the covid-19 pandemic has required many high-quality PPG devices for monitoring and diagnosing vital signs(Munjral S et al., 2022). Most PPG devices use cheap non-rechargeable batteries and don’t have the ability to connect to other peripherals(Qingguo Chen et al., 2020; Ngoc Thang Bui et al., 2021]. Besides, smart devices can collect PPG signals but causing many in­ conveniences to users being monitored for a long time. In addition, the power consumption on WiFi/Bluetooth Low Energy (BLE) modules of wearable devices is relatively large(Simhadri Vadrevu et al., 2019; Qingguo Chen et al., 2020). Our proposed PPG architecture with dy­ namic signal processing algorithm can increase accuracy and achieve low-power consumption concurrently. Therefore, it overcomes the above disadvantages to improve the quality of healthcare services. There has been a breakthrough development of DL algorithms and applications in recent years(Liu et al., 2020; Shantanu Sen Gupta et al., 2021; Viet Nguyen-Le et al., 2022). The DL algorithms combined with PPG signal measurement have also been widely applied in the health­ care field(ReşitKavsaoğlu, 2015, Brosnan Yuen et al., 2019; Choon-Hian Goh et al., 2020; Sun et al., 2021) However, DL algorithms have dis­ advantages, such as the need for the big datasets and high computation cost on model training (Ye Qiu et al., 2021). The dataset preparation is often time-consuming and requires careful data selection to ensure quality (Elyas Sabeti et al., 2019; Joseph Azar et al., 2021). To solve this problem, the proposed method evaluates and selects PPG signals during real-time measurement. HR is also one of the most important vital signs because it indicates the health status of the body (CHANKI PARK et al., 2019). Many algorithms have been applied to calculate HR with high-noise PPG signa l(Brosnan Yuen et al., 2019, Arunkumar et al., 2020). However, these algorithms also require about 10s to calculate the HR in 1 min with a relatively clean PPG signal. The proposed method can calculate HR within a short time by the acquisition of PPG data that users are more comfortable. Overall, our research has the following contributions: 3) We also propose a deep learning algorithm based on CNN-LSTM to calculate HR based on high quality PPG signal with signal acquisition time of only 5s. The rest of the paper is organized as follows. Section 2 briefly out­ lines the background of this work. section 3 presents the experiment setup and results of the whole PPG quality assessment system. The dis­ cussion is presented in Section 4. Finally, Section 5 concludes the paper. 2. Materials and methods In this section, we describe the proposed architecture for collecting PPG signals to estimate vital signs (i.e. Supplementary Information Fig. S1), the standards to evaluate PPG signal quality, the applicability to select high quality PPG signal, the main purpose of obtaining high quality PPG data, and the solution to achieve low power-consumption of a wearable PPG device. We also proposed a DL model to estimate HR with the high accuracy. 2.1. High quality PPG signal selection method A typical PPG signal containing two main components: alternating current (AC) and direct current (DC). The AC component is created by the synchronized variation of the blood fluctuating with HR (Yan et al., 2017, Elsamnah F et al., 2019) Many standards can be used to evaluate signal quality, but the signal-to-noise ratio (SNR) is the simplest and most prevalent. Yongbo Liang et al. have tried to optimize parameters and selected best filter for the PPG signal (Wiseman et al., 2015). (S K MukhopadhyayMukhopadhyay et al., 2015) has shown that the Che­ byshev II filter with the order 4th is the most suitable for noise filtering for PPG signals (M. et al., 2016, Yongbo Liang et al., 2018). Mohamed Elgendi presented the quality assessment standards with eight criteria for PPG signal (Ye Qiu et). Applications of PPG signal are mainly focused on HR calculation, BP estimation, blood glucose estimation, stroke warning, etc.(Pimentel et al., 2016, Liang Y et al., 2018, Fujita et al., 2019; Fine et al., 2021; Sun et al., 2021) To evaluate PPG signal quality, we divide PPG signals into 2 groups as follows: 1. Group 1 (G1) | Accepted for diagnosis: PPG signals with the systolic and diastolic waves can be displayed clearly. 2. Group 2 (G2) | Unacceptable for diagnosis: PPG signals with the systolic and diastolic waves are not displayed, and they are not suitable for feature extraction. The PPG signals in group G1 are usually meaningful and suitable for clinical diagnostic applications. Therefore, the proposed algorithm only focus on collecting and analysing signals belonging to the G1 group. We systematically analyse the shape standards with the goal of quality improvement of the PPG waveforms (Tania Pereira et al., 2020; Oliver Zhang et al., 2021). These information need to help in the selection of the high quality PPG data. Four standards were selected to analyse supplementary information (Note S1). 2.2. Real-time reconfiguration of PPG sensor parameters 1) We design and demonstrate a complete wearable devic)e that col­ lects PPG signals in real time over WiFi/BLE. The device can configure the PPG sensor parameters to suit the skin characteristics of each user in real-time. 2) We propose a signal quality evaluation method combining the first and second derivatives of PPG data to select high-quality PPG sig­ nals. Only good quality PPG signals are transmitted to a receiving device thereby optimizing power consumption on the device and prolonging the battery life. The main component of PPG device is the PPG sensor (MAX30102 (Maxim, 2014) which includes four special functions: 1) HR and SpO2 measurement applications (by using Red LED (λ = 660 nm) and IR (λ = 880 nm)); 2) Change the amplitude of PPG signal (by changing current through, Red and IR LED); 3) Increase accuracy of PPG signal (the sampling frequency can be changed from 50 Hz to 3200 Hz); 4); Smooth PPG signal and reducing the sampling frequency (applied the ring buffer up to 32 samples, and the sampling frequency up to 32 samples). The AC amplitude of PPG signal is directly dependent on the current through the LED. In addition, the sampling frequency and the average 2 B. Ngoc-Thang et al. Biosensors and Bioelectronics: X 12 (2022) 100223 Fig. 1. (a) The architecture of HR monitoring system includes adaptive wearable device and DL algorithm, (b) diagram of proposed method for MCU firmware with dynamic control LED’s current, (c) The detail explanation of proposed algorithm for selecting blocks high-quality PPG signal (i.e. Supplementary Information Fig. S2, Table S1). number of samples per sample are also affect the smooth of the PPG shape(Elsamnah F et al., 2019]. To overcome these limitations, the PPG device focus on controlling the current through the LED, selecting the best value of samples’ sampling frequency, and sample averaging for PPG data. Fig. 1(b) shows the proposed algorithm for controlling LED current and reconfiguration the parameter of PPG sensor in real-time. Fig. 1(a) shows the proposed architecture which contains PPG device and software for processing PPG data. The PPG device contain a smart control which can change device parameters in real-time toward col­ lecting high quality PPG data. Fig. 1(b) shows the proposed method for changing the parameters of PPG sensor as two following steps: step 1) changing the LED current to increase the amplitude of PPG signals (the value written to register 0 × 0C, 0x0D of MAX30102); step 2) changing the average sample number to smooth PPG signals. The key point of this algorithm is to calibrate the sample number to calculate the mean based on the first derivative. To verify these parameters, the software evalu­ ates the PPG signal by using the SSQI standard and user checking. The average value of the sample number is given based on actual tests on the MAX30102 sensor. However, due to the limited sampling frequency and energy-saving of healthcare wearable device, the PPG device usually chooses value in the range 1–8. These values are then passed through the BLE module and added to the FIFO configuration register (address 0x08) in sensor MAX30102. The process is done after the user confirm to accept the PPG signal as G1 and transfer the configuration parameters to MAX30102 through the BLE module and MCU. Fig. 1(c) shows an example of proposed algorithm. The high-quality PPG signals is selected by utilizing the evaluation standard for original, first and second derivative of PPG data. For example, the signals evaluated in step 1 are moved to step 2 to determine the first derivative and second derivative values (i.e., coefficient SSQI ) which can provide key criteria of good signals selection (i.e. Supplementary Information Fig. S3). 2.3. Proposed deep learning algorithm for estimation HR with high quality PPG data In this paper, we propose the process architecture for reliable HR monitoring based on deep learning algorithm, using only 5-s singlechannel PPG signals (i.e. Supplementary Information Fig. S4, Note S2, Table S4). Fig. 2(b) shows the proposed structure model based on CNNLSTM which has been successfully applied to single-channel PPG signal suitable with one dimensional (1D) PPG data input for HR monitoring (HR–CNN–LSTM)(Choon-Hian Goh et al., 2020). 3. Results and discussion In this section, we re-evaluate the proposed PPG system which are contain PPG device and DL algorithm. The test has two steps: (1) we evaluate some PPG signals in real-time and the threshold of SSQI , KSQI , basSQI, KSQI SD by calculating with PhysioNet database(Goldberger et al.,); (2) the software estimate HR with 5s PPG signal from device by using DL algorithm. The software was written by using Python v3.9 and Pycharm IDE v.2021. 3 B. Ngoc-Thang et al. Biosensors and Bioelectronics: X 12 (2022) 100223 Fig. 2. (a) The process of DL algorithm for HR estimation, (b) the architecture of DL algorithm, (c) the Bland–Altman plot between the true HRtrue , HRest as (− 1.8, 1.8)bpm, and the correlation coefficient for HRtrue and HRest as the linear expression Y = 0.99x+0,91. Table 1 The comparison of accuracy, algorithm, and standard with previous studies. Items This work Machine learning algorithm Ref(Joseph Azar et al., 2021] Ref(M. et al., 2016] Ref(Yongbo Liang et al., 2018] Ref(May JM et al., 2019] RNN & Autoencoder Signal quality standard Dataset for training Yes 53 Accuracy Real-time measurement and amplitude control Signal quality result 95% Both High 10,212 batches clean and 3149 batches noise 90% Medium Yes 106 Yes 219 Yes 10 High + Medium Only Real-time measurement High + Medium 86% High + Medium 3.1. PPG signal data evaluation and power consumption of device Ref(Elyas Sabeti et al., 2019,] Support Vector Machine 234,739 83% High + Medium of BLE module as reducing the working time of BLE module. Unlike other studies that focus on analysing only 1 cycle of PPG signal, our study analyses the signal in 5s period. The selected PPG signal can use for medical applications. Besides, the operating parameters of the MAX30102 sensor are also flexibly adjusted to suit different human bodies and reduce the current consumption of PPG device during operation. Table 1 compared this work with related works. Our proposed has the highest accuracy for selecting very highquality signals for analysis. However, the proposed only uses the small dataset to find the threshold to select the accepted signal compared with the machine learning method. The adjustment parameters of the MAX30102 sensor also improve the quality of the PPG signal. Fig. 2(a) shows detail the hardware and software to collect and analyse of PPG signals in real-time. The software collects and displays about 30 s with a sampling frequency of 125 Hz (i.e. total of 60000 samples divided into 96 blocks). The individual data blocks consisting of 625 samples (5 s) will be analysed, evaluated, and displayed accepted blocks. As Fig. S3(a) shows, the HR system acquire 21s of original PPG signal which include high and low quality PPG data. To divide the PPG data become the blocks data which has 625 samples (i.e. 5 s) before calculate SSQI and KSQI . In Fig. S3(b), the high quality PPG was selected with those two rules as follow SSQI and KSQI (i.e. SSQI = 0.8 > 0.7 and KSQI = 2.2 > 2.0) and automatically remove the PPG blocks with low SSQI and KSQI . Fig. S3(c) shows that calculate KSQI the first derivative of the selected PPG blocks for confirmation high-quality PPG block as follow rule (i.e. KSQI SD = 3.6 > 2.0). Furthermore, after applying 4 rules for selecting PPG signal that the accepted PPG data block is always shorter than the original PPG data for reducing the power consumption 3.2. Real-time high-quality PPG signal evaluation and selection Fig. 3 depicts a complete model of the high-quality PPG signal acquisition and selection system. The hardware consists of two modules: The first module collects the PPG signal and transmits to the receiving 4 B. Ngoc-Thang et al. Biosensors and Bioelectronics: X 12 (2022) 100223 Fig. 3. The details of experiments of smart PPG device with volunteers: (a) The proposed PPG device and reference Pulse Oximeter attach on left hand of volunteer; (b) detail hardware module of PPG device (i.e. wireless charger module, ESP32 main processing module, MAX30102 with finger clip), (c) the hardware blocks diagram of PPG device, (d) real-test to processing automatic change LED’s currents of PPG sensor during operation in real-time for increasing LED’s current to achieve the high amplitude of PPG signal as follow 4 steps, (e) detail explanation of each step during calibrated PPG signal, (f) the comparison of 3 PPG signals different LED’s current from 1.2 mA to 4.6 mA. (g) the comparison of 4 PPG signals with the same LED’s current (4.6 mA) and different sample averaging from 1 to 16. device. The main components of hardware are the MCU device (ESP32) and the PPG sensor (MAX30102). Table S2 describes the connection and interface module of this design. The second device that receives data from the wearable device and transfers to the PC includes the ESP32 module and the USB2COM. Fig. 3(e, d) show the detailed operation process of automaticallycalibrated PPG signals by changing the LED currents to get the best PPG value in real-time (i.e., compared with raw signal (ex. step 1), selected signal with step 4 could provide enhanced PPG signal with increased amplitude and less noise influence. The results show that the 5 B. Ngoc-Thang et al. Biosensors and Bioelectronics: X 12 (2022) 100223 AC amplitude from PPG signals increases dramatically (around 5 times), the SNR increases over 9 times while the LED current increases 2.7 times. The PPG signal at steps 1 and 2 are rejected signals that become accepted at steps 3 and 4. The PPG signal at step 4 is a high-quality signal for clinical diagnostic. The advantage of this process is to obtain the most suitable current consumption value for the sensor and the best PPG signal quality. Fig. 3(f) shows the best PPG signal with different current though LED (i.e. the blue signal at LED current as 4.6 mA to achieve highest amplitude and smooth shape). Fig. 3(g) shows the comparison among four PPG signals with different average sampling. These signals show the different shapes of the systolic and diastolic parts which are the key feature of PPG signal. The key advantage of the PPG sensor is that it can be changed by using the I2C interface. The test results show that the suitable value of average sampling is from 1 to 16. We also added more measured data of key performances such as power consumptions and key operation modes. In Table S3, we compare the current consumption of PPG devices in 3 different operating modes (i.e. scanning, connected, transfer data). The current consumption of PPG device in connected mode is 16% less than data transfer mode, that reducing data transmission time is also an effective solution to reduce power consumption of PPG device. The next generation of sensor-systems integrated state-of-the-art technique such as internet of things (IoTs), fifth generation (5G) communication and artificial intelligence (AI) strategies. These tech­ nique is not only increased the computational ability but also increased the power consumption of device. Reducing number of processing data to achieve higher performance and saving power have revolutionized applications of sensors in healthcare, wearable electronics, safety, environment, defences, and agriculture which can drastically transform the conventional sensing strategies. Furthermore, the new types of chemical sensor (i.e. temperature sensor, glucose sensor, etc.) have higher selectivity and stability which reduce the size of device and save time-to-market for designing cost effective commercial devices(Xiupeng Gao et al., 2020; Vishal Chaudhary et al., 2022). 4. Conclusions In this work, we demonstrate a smart health care system that can be employed as a HR estimation with high-quality PPG signal. Therefore, the proposed PPG device can optimize the power consumption during operation to increase the battery life and remove MA monitoring physiological parameters. We develop a HR monitor system integrating a PPG device to remove MA and select the high-quality PPG signal using a DL algorithm in HR estimations. The accuracies of HR estimations (i.e. error of HR from (− 1.8 to 1.8) bpm and the R2 value as 0.99) and operation time of device are greatly improved by using adaptive selec­ tion method to reduce current consumption of sensor (i.e. 1.2 mA–4.8 mA) and proposed DL model. As a further extension, the DL algorithm can be also integrated to wearable monitoring devices to remove MA and estimate HR variation in wearing wristbands or finger-cuffs. Taken together, integration of proximity/pressure/temperature sensing, etc. with small size/light-weight wearable device promising and attractive for various human body monitoring applications. Funding This work was funded by Vingroup Joint Stock Company and sup­ ported by Vingroup Innovation Foundation (VINIF) under project code VINIF. 2020. NCUD. DA059. Vietnam. CRediT authorship contribution statement Bui Ngoc-Thang: Conceptualization, Methodology, Software, Formal analysis, Resources, Data curation, Writing – original draft, Visualization. Thi My Tien Nguyen: Conceptualization, Validation, Data curation, Visualization. Trong Toai Truong: Funding acquisition, Project administration, Supervision, Conceptualization, Investigation, Writing – review & editing. Bang Le-Huy Nguyen: Writing – original draft, Writing – review & editing, Visualization. Tuy Tan Nguyen: Writing – original draft, Writing – review & editing, Visualization, All authors have read and agreed to the published version of the manuscript.”. 3.3. Evaluation deep learning algorithm for HR estimation of PPG signal The proposed HR-CNN-LSTM model is programmed in Keras 2.8.0 framework and IDE Pycharm v.2021 where execution of training and testing are performed utilizing Nvidia Quadro M1000 GPU with 2 GB dedicated memory, deployed in a workstation with a 64-bit Ubuntu operating system (18.04), an Intel Core i7 @2.7 GHz × 8 and 32 GB of RAM. The proposed software processing data show Fig. 2(a) which includes three main parts (i.e. pre-processing data, preparing dataset and training, testing, deploying model). Fig. 3(b) shows the DL model with the backbone as CNN-LSTM networks. Detail information can be also found in the supplementary information (Fig. S2). To evaluate the performance of the proposed DL model, we used the Bland–Altman plot and the scatter plot between to descript the rela­ tionship between HRtrue and HRest for indicating the errors between HRtrue and HRest . Fig. 2(c) shows the Bland–Altman plot between (HRtrue + HRest )/2, and (HRtrue − HRest )/2 to descript the efficiency of the proposed HR–CNN–LSTM model. Bland–Altman plot shows over 95% limit of an agreement from (− 1.8, 1.8) bpm. Fig. 2(d) shows the scatter plot between HRtrue and HRest with a fitted line Y = 0.99X + 0.91, where X is HRtrue and Y is HRest . The correlation coefficient is 0.9969, and R2 is 0.9950, indicating that the proposed DL model provides a high accuracy method for estimating the HR with only 5 s PPG signal at sampling frequency 125 Hz. This is especially meaningful for real-time health monitoring applications that need to monitoring body parameters continuously. 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