Certified Human Resources Professional CHRP CKE 1 CKE 2 & NKE Exam Preparation Materials 1 Download a Printable PDF Copy of this Study Kit You can download a PDF copy of this book at www.coursetreelearning.com CourseTree Learning Certified Human Resources Professional CHRP CKE 1 CKE 2 & NKE Exam Preparation Materials 1 Strategy What are Strategies?5 Strategy is a multi-dimensional concept going well beyond traditional competitive strategy concepts. Strategies are broad statements that set a direction. Strategies are a specific, measurable, obtainable set of plans carefully developed with involvement by an institution's stakeholders. These action statements are linked to an individual or individuals who are accountable and empowered to achieve the stated result in a specific desired timeframe. They are patterns of action, decisions, and policies that guide a group toward a vision or goals. Strategic human resource management is designed to help companies best meet the needs of their employees while promoting company goals. Human resource management deals with any aspects of a business that affects employees, such as hiring and firing, pay, benefits, training, and administration. Human resources may also provide work incentives, safety procedure information, and sick or vacation days. Strategic human resource management is the proactive management of people. It requires thinking ahead, and planning ways for a company to better meet the needs of its employees, and for the employees to better meet the needs of the company. This can affect the way things are done at a business site, improving everything from hiring practices and employee training programs to assessment techniques and discipline. In Human Resource (HR) and management circles nowadays there is much talk about Strategic Human Resource Management and many expensive books can be seen on the shelves of bookshops. But what exactly is SHRM (Strategic Human Resource Development), what are its key features and how does it differ from traditional human resource management? SHRM or Strategic human resource management is a branch of Human resource management or HRM. It is a fairly new field, which has emerged out of the parent discipline of human resource management. Much of the early or so called traditional HRM literature treated the notion of strategy superficially, rather as a purely operational matter, the results of which cascade down throughout the organization. There was a kind of unsaid division of territory between peoplecentered values of HR and harder business values where corporate strategies really belonged. HR practitioners felt uncomfortable in the war cabinet like atmosphere where corporate strategies were formulated. 3 Definition of SHRM Strategic human resource management can be defined as the linking of human resources with strategic goals and objectives in order to improve business performance and develop organizational culture that foster innovation, flexibility and competitive advantage. In an organization SHRM means accepting and involving the HR function as a strategic partner in the formulation and implementation of the company's strategies through HR activities such as recruiting, selecting, training and rewarding personnel. How SHRM differs from HRM In the last two decades there has been an increasing awareness that HR functions were like an island unto itself with softer people-centered values far away from the hard world of real business. In order to justify its own existence HR functions had to be seen as more intimately connected with the strategy and day to day running of the business side of the enterprise. Many writers in the late 1980s, started clamoring for a more strategic approach to the management of people than the standard practices of traditional management of people or industrial relations models. Strategic human resource management focuses on human resource programs with long-term objectives. Instead of focusing on internal human resource issues, the focus is on addressing and solving problems that affect people management programs in the long run and often globally. Therefore, the primary goal of strategic human resources is to increase employee productivity by focusing on business obstacles that occur outside of human resources. The primary actions of a strategic human resource manager are to identify key HR areas where strategies can be implemented in the long run to improve the overall employee motivation and productivity. Communication between HR and top management of the company is vital as without active participation no cooperation is possible. Features of Strategic Human Resource Management The key features of SHRM are There is an explicit linkage between HR policy and practices and overall organizational strategic aims and the organizational environment There is some organizing schema linking individual HR interventions so that they are mutually supportive Much of the responsibility for the management of human resources is devolved down the line Approaches of the Therefore, to link Human Resource activities with competency-based performance measures attempts to link Human Resource activities with business surpluses or profit 4 The first one is the human factor; their performance and competency and the latter is the business surplus. An approach of people concern is based on the belief that human resources are uniquely important in sustained business success. An organization gains competitive advantage by using its people effectively, drawing on their expertise and ingenuity to meet clearly defined objectives. Integration of the business surplus to the human competency and performance required adequate strategies. Here the role of strategy comes into picture. The way in which people are managed, motivated and deployed, and the availability of skills and knowledge will all shape the business strategy. The strategic orientation of the business then requires the effective orientation of human resource to competency and performance excellence. Benefits of SHRM Identifying and analyzing external opportunities and threats that may be crucial to the company's success. Provides a clear business strategy and vision for the future. To supply competitive intelligence that may be useful in the strategic planning process. To recruit, retain and motivate people. To develop and retain of highly competent people. To ensure that people development issues are addressed systematically. To supply information regarding the company's internal strengths and weaknesses. To meet the expectations of the customers effectively. To ensure high productivity. To ensure business surplus thorough competency Barriers of SHRM Barriers to successful SHRM implementation are complex. The main reason is a lack of growth strategy or failure to implement one. Other major barriers are summarized as follows: Inducing the vision and mission of the change effort. High resistance due to lack of cooperation from the bottom line. 5 Interdepartmental conflict. The commitment of the entire senior management team. Plans that integrate internal resource with external requirements. Limited time, money and the resources. The status quo approach of employees. Fear of incompetency of senior level managers to take up strategic steps. Diverse work-force with competitive skill sets. Fear towards victimization in the wake of failures. Improper strategic assignments and leadership conflict over authority. Ramifications for power relations. Vulnerability to legislative changes. Resistance that comes through the legitimate labour institutions. Presence of an active labour union. Rapid structural changes. Economic and market pressures influenced the adoption of strategic HRM. More diverse, outward looking approach. Financial & Economic environment – context matters ● The current economic environment and situation set the conditions for firms ● Examples to consider: World War II, Sept 11th 2001 or “Black Monday” 2007 stock market crash ● Human Resources, its practices, policies and overall strategy is affected by the state of the economy. When the economy is strong, there are generally more jobs, higher wages and better benefits. Conversely, when the economy is weak, there is scarcity. 6 ● Many variables, contributing factors and multitude of causes not fully transparent or obvious / fully understood created a downturn that gained speed and changed the economy and corporate cultures ● Other examples of less noticeable economic turbulence are firms that buy/sell commodities in the North / South America and they therefore have to watch the currency exchange levels and rates (FX) Demographic Considerations ● Some employee factors to consider when performing HR duties, designing policy, restructuring organizations: ● Median or average age ● Gender split ● National / ethnic representation ● Religious affiliations ● Citizenship / New Comer / Work Visa ● Language (English / French / Cantonese) ● Employment balance - e.g. Quebec more Franco-phones so they have to hire more French speaking ● Diversity: challenges to balancing this with meritocracy Information Technology & Automation ● Workflow systems, databases, robotic process automation, data lakes, Hadoop systems and Artificial Intelligence are all effects to HR data, reporting and records management ● Internet tech is expanding access to new tools such as personality evaluations, bio monitoring wearable technology, capability and skills testing and predictive analytics ● HRMS is trending towards a more self-service model (e.g., employees can change benefits, book vacation, submit expense reports, use flex benefit $ and complete self-assessments all online with no/little direction or supervision from management Effects on Overall Society ● Size of the firm, nature of the industry (e.g., accounting vs. farming), national political climate, age demographics of workers etc. 7 ● Executives and C-Suite leaders in their companies are more involved with philanthropy, climate change, education and morale issues - This gives them a Public Relations, Social Media, political, Brand and competitive advantage ● Local customs, culture and legal frameworks can affect multinational firms (e.g., religious holidays, clothing etc.) ● Firms must take these factors into account when formulating operating models and policies. Failure to do so could result is negative employee experiences and unfavorable media exposure. ● More factors that affect HR and its policies / strategies: Tax rates, demographics, employee wellness, tariffs, crime rates, need for childcare Political, National and Legal Environment ● Local laws, political orientation, statutes, Common Law and Jurisdictional frameworks will have an effect on HR policies and strategies. ● The degree of corruption, violence and levels of legal enforcement will also play roles in shaping HR How Strategy should be Implemented In the past, human resource management (HRM) was called the personnel department. In the past, the personnel department hired people and dealt with the hiring paperwork and processes. It is believed the first human resource department was created in 1901 by the National Cash Register Company (NCR). They faced a major strike but eventually defeated the union after a lockout. After this difficult battle, the company president decided to improve worker relations by organizing a personnel department to handle grievances, discharges, safety concerns, and other employee issues. The department also kept track of new legislation surrounding laws impacting the organization. Many other companies were coming to the same realization that a department was necessary to create employee satisfaction, which resulted in more productivity. In 1913, Henry Ford 8 saw employee turnover at 380 percent and tried to ease the turnover by increasing wages from $2.50 to $5.00, even though $2.50 was fair during this time period. Of course, this approach didn’t work for long, and these large companies began to understand they had to do more than hire and fire if they were going to meet customer demand. An overview of the t difference between HR, HCM and HRM Human Resources (HR): Defined as Human Resources – the function or department that performs all HR tasks Human Resources Management (HRM): Defined as the management or leadership aspects of HR. This means the policy design, goal setting and strategy crafting The following duties fall under HRM ● ● ● ● ● ● Retention Training and development Regulatory issues Staffing Basic workplace policies Compensation and benefits Human Capital Management is a methodology and framework to employee placement that perceives people as valuable assets whose value can be measured and whose future value can be enhanced through betterment and further development. As an organization grows, it injects capital back into its companies. Typically, when someone thinks about capital, they think of monies being put into equipment, buildings, research, and development. However, many organizations now invest in their human capital and work on strategies to reinforce this asset. Ways that organizations invest in their human capital: 9 ● ● ● ● Learning & Training Salary increases Health programs Reimbursement for learning and accreditation expenses Strategic planning: long term plan or map of an organization assisting it to become adaptable and competitive Corporate strategic planning: the act and build of a corporate strategy ● external assessment of opportunities/treats & an internal assessment of strengths and weaknesses ● process not driven by formula but rather an evaluation designed to determine the relative importance of assumptions that management has made about the industry and the organization Strategic Human Resources – This is the coordinated and purposeful synergy of policies, processes and overall direction to improve a firm’s success To accomplish this, an HR Department should consider the following functions / mandates: ● Use HR as a business resource ● Consider short, medium and long horizon goals ● Thought leader / strategist Governance Principles in HR ● Systems of control, process, decision rights, change and release management in order to regulate quality and timing of outcomes ● Goals: purpose toward the endeavor is directed ● Values: traits or qualities, ● vision: goals and aspirations, they are often timeless ● mission: define the company's purpose and primary objectives ● Objectives: something that one’s actions are intended to attain or accomplish ● each organization requires some form of governance 10 ● flow of governance: owner/stakeholder- board of governors- chief executive officer- executive managers-managers-workers ● each level is supposed to inherit the values and direction from the level immediately above ● tools to define the parameters include: Use SMART system for goals: Ideally speaking, each corporate, department, and section objective should be: S.M.A.R.T Specific – target a specific area for improvement. Measurable – quantify or at least suggest an indicator of progress. Assignable – specify who will do it. Realistic – state what results can realistically be achieved, given available resources. Time-related – specify when the result(s) can be achieved. Legislative Growth and Greater Due Diligence ● Increase in importance for appropriate governance structures to support organizations ● Governance from the wall street fall examples How Firms are affected by Governance and Controls ● Strategies must be executed and enabled in order to produce business value ● HR as the expert in human performance, adds value to the organization Management by Planning – Budgets Matter ● The following are steps that firms typically draft, build, edit, revisit and iterate: 1) Draft a strategic plan 2) Declare execution and tactical work tasks 11 3) Key Performance indicators 4) Allocate funds 5) Measure results 6) Iterate as required 7) Tweak strategy to react to market & performance Allocations, Budgets, Performance → Cause & Effect Chain ● Success of strategy is typically measured financially ● 4 problems with this: 1) Allocation plans are just guessing; they may be educated but often times you don’t have control of the forecasting of the budget 2) Many organizations budget by estimating- a lot of times there might be receipts that are collected late, there might be things promised not yet delivered 3) Several goals or measures may not be measurable or financial e.g., Quality of service 4) Many brand, corporate citizenship and community outreach programs may not be intended to increase performance in a financial way The Rights of Management – An Overview ● Compromise of core rights (determine organization's mission/budget/strategy) & operational rights (assign/hire/fire) ● Property rights- owner had rights as to how property is used, represents owners ● Management has residual or reserved rights whereby it controls its business except in cases where there are limitations ● These limitations can be due to government or it can be in a case where there is a union where there is a collective agreement- management limits some of its rights in exchange for concession of workers apart of the union ● Base rule is that if a contract or agreement does not mention an item, then the default is that Management rights apply ● Extends to property right- management can do what they want with property Governance – What is the Role of Human Resources? 12 ● Primary role is to provide a framework for management on how to manage human resources ● Establishing the framework of policies, and procedures that workers should follow ● Also have to monitor, investigate and pass judgment on how workers behave ● HR department is basically the organizational police ● Responsibility to create and oversee the roles and responsibilities as defined by job and position descriptions related to organizations wellbeing within the legal structures in which it operates The HR management framework ● Role of Human Resource is to set, develop and drive the framework within which managers fulfill managerial duties ● HR does not have any direct responsibility to any staff other than those in HR ● Workers report to their function’s managers and not HR ● Primary role is not managing people but setting up the framework within which others manage ● HR supports the board, CEO, their own teams, Execution and Path Forward on HR Strategy Making your HR Plan… ● Contains capacity, plans, skills/capabilities required for the firm to achieve its goals ● HRP has the following benefits: o Assist in project management o Will help the firm succeed in its goals ● Strategic plans answer: what business is the organization in? HRP answers: what skills are needed for success within this organization ● Work best when: these two have a: o reciprocal & interdependent relationship What is the Difference Between Skills and Competencies? 13 ● Skills: learned though patterns, mental or physical activities (e.g., motor skills) that can be measured with key performance indicators (KPIs) e.g., running, juggling, work output (in measurable units) ● Competencies: More general categories of mixes of hard skills and cognitive abilities. These can be data analytics, creative writing, structured problem solving, writing a business case etc. ● Competencies are the things people have to be, know and do to achieve the outputs required in their job Why are competencies important? 1) Provide a definition of what employees need to be to produce the results an organization desires, that are consistent with the company’s corporate strategy Explain not just how to do a job but why Rely on both tacit knowledge: knowledge that is difficult to be transferred to another person b means of writing down or verbalizing it- difficult to measure and comes with experience explicit knowledge: knowledge that has been articulated, codified and stored in a certain media, easily transmitted to others – encyclopedia 2) When properly defined, competencies and results can be measured 3) Competencies can be learned 4) Organizational and individual competencies can be aligned to produce competitive advantage 5) Individual and departmental core competencies can be aligned within an organization Different aspects of linking HR to strategy: 1) Vertical linkage: Policies → performance → individual behaviour → team company performance 14 2) Horizontal linkage: HR processes/initiatives → culture → create cohesive environment & impacts employees at all levels 3) Temporal linkage: Maintain long term strategic perspective, focus on broader issues regarding the direction of the organization Organization’s core offerings and competencies are working towards and map to future strategy Goal Setting and Links to Strategy Long Term goals: 15 Work backwards. Think about what the firm wants to achieve then plan steps going back to what should be done now. ● Create a model of where you want to achieve in 10 years from now. ● Think about what you need to do in five years, in one year, and in six months to get to your long-term goal. ● Capture what you need to do each month to achieve your goals. ● After each monthly goal is achieved, look at your goals and adjust them as needed 1) Transform the skills and goals of the staff to prepare for the longer-term horizons 2) Develop leadership team that is capable of delivering the strategy 3) Create an organizational structure and value set that will underpin long term success Short Term goals: 1) Make clear links between goals and the big picture of the business strategy. Make the work meaningful and value add 2) Employee reward and recognition is important to incent good performance 3) Provide training and learning opportunities. Upskilling will pay dividends 4) Track goal performance using metrics, dashboards or scorecards (remember SMART goals) Business Savvy & Acumen ● Our goal is to create an environment and capabilities set in which the HR professional integrate and work well with the functions of business. ● The aim is not to train HR in IT, Finance, Tax, Project Management or Law 16 Know Your Business, Niche or Market ● HR needs to become fluent in the lexicon, acronyms and approaches of business The Knowledge You Need ● HR impacts all departments in an organization ● Therefore, to understand how they impact the departments HR needs to develop strong sense of how the company operates and increasing their business knowledge ● Need to be aware of issues that affect their organizations- knowledge about customers, competitors, suppliers, internal processes, infrastructure 17 Professional Practice Code of Ethics - Seven Guideline Principles to steer behaviour: Duties vs Rules: ● Rules are a set of direct, to the point regulations governing behaviour and are applied to all members of HRPA where they are responsible for and organization’s HRPA where they are responsible for an organization's HRM policies where they act as a consultant ● Duties refer to an HR professional’s obligations to their employer, clients, employees, other professions and to the public Risk Management Tasks 18 Evidence Based Approach: External Trends: Regulatory Powers: Statutory & regulatory powers delegated to HRPA by the government of Ontario Fees 19 Duties of Manager / Supervisor Inspections: HRPA may conduct inspections respecting the practices of members of the Association and companies in accordance with the by-laws. 2013, c. 6, s. 43. Discipline Committee: discipline committee shall find a member or firm guilty of professional misconduct in the committee’s opinion the member or firm is guilty of professional misconduct as defined in the by-law. 2013-, c. 6, s. 34 20 Organizational Effectiveness Porter’s 5 Forces – Strategic Tool Competitive Rivalry. This looks at the number and strength of your competitors. Where rivalry is intense, companies can attract customers with aggressive price cuts and highimpact marketing campaigns. Also, in markets with lots of rivals, your suppliers and buyers can go elsewhere if they feel that they're not getting a good deal from you. Supplier Power 21 This is determined by how easy it is for your suppliers to increase their prices. Buyer Power Here, you ask yourself how easy it is for buyers to drive your prices down. How many buyers are there, and how big are their orders? Threat of Substitution This refers to the likelihood of your customers finding a different way of doing what you do. Threat of New Entry Your position can be affected by people's ability to enter your market. SWOT – Strategic Tool ● Strategic tool used to see the internal and external environment of an organization ● Strengths, weaknesses (internal) opportunities, threats (external) 22 ● Externally, hr needs to understand the industry in which its in, their competitors, new and developing trends in the industry, macro conditions such as economy that affect organization Strengths ● What do you do well? ● What do you do better than others? ● What unique strengths and talents do you have? ● What do others see as your strengths? Weaknesses ● What could you improve? ● What do you avoid? ● Where do you have fewer resources than others? ● What are others likely to see as weaknesses? Opportunities ● What opportunities are open to you? ● What trends could you take advantage of? ● How can you turn your strengths into opportunities? ● What is going on locally that you could capitalize on? Threats ● What threats could harm you? ● What is your competition doing? ● What threats do your weaknesses expose you to? ● What obstacles do you have coming up? 23 PEST analysis – Strategic Tool The PEST Analysis is an external analysis in which “P” represents Politics, ‘E’ for Economic, ‘S’ for social and ‘T’ for Technology. The PEST Analysis describes a framework of macro environmental factors that are important for strategic management. It is a useful strategic tool for understanding market growth or decline, business position, opportunities and direction for the possibly required actions. Project Management Frameworks Project Defined: A project has these characteristics: • It is a temporary piece of work with a beginning and an end • It creates a new or unique product, service, or outcome Operations Business as Usual (BAU) vs Projects Most work can be described as either “operations” or “project”. Operational work is regular work to support the business, whereas project work ends when the project is completed and delivered. Project Management 24 The PMBOK 6 Guide breaks project management into knowledge areas and process groups. The project management process groups are as follows: Initiating, Planning, Executing, Monitoring and controlling, Closing. The knowledge areas are: ● ● ● ● ● ● ● ● ● ● Integration, Scope, Schedule, Cost, Quality, Resource, Communications, Risk, Procurement, Stakeholder management Integration Management Integration management is the key and primary job of a project manager. You must understand integration from a real-world, large-project perspective. Integration Management Overview Performing Integration Management in a project is to keep the complete interconnected project as one unified set of activities. Scope Management Scope management is the process of defining what work is required and then making sure all of that work-and only that work-is completed. This is generally an easy topic, but we all have gaps in our knowledge, even regarding things like scope management that we deal with daily. Schedule Management 25 One of the key responsibilities of a project manager is ensuring that the needed end date for a project can be met and to create options to make it happen all before project executing starts. To answer schedule management questions correctly, you should thoroughly understand the process of scheduling a project. Although most project managers use some type of software to assist with scheduling, the exam has often required test takers to manually draw network diagrams to answer questions about network diagrams and scheduling. Cost Management The following section should help you understand how each part of cost management fits into the overall project management process Project Cost Management involves planning, budgeting, and managing costs. Cost management does not happen in isolation – the project manager needs input from the project team and key stakeholders. Cost management should occur early in project planning in order to establish a framework for all cost management processes and ensure that the project does not go over budget. Quality Management Before we start discussing these three processes in detail, let's look at some basic quality management concepts that you should understand for the exam. Definition of Quality What is quality? Quality is defined as the degree to which the project fulfills requirements. Resource Management Human Resource (HR) Management involves all the activities planning, acquiring and managing people. HR is a soft skill that relies on the project manager’s EQ rather than IQ. However, it is hard to test for EQ on a standardized test. Communication Management Plan communications consider the performing organizations environment (i.e., Enterprise Environmental Factors), including its culture and expectations. The performing organizations processes, procedures, historical records, lessons learned and other information (i.e., organizational process assets) should also be taken into consideration 26 Risk Management Risk Management is about anticipating risks and having a plan in place that will resolve it when it occurs. Risk management saves time, money and efforts. It reduces unnecessary stress on the project team. Risk management helps prevent many problems and helps make other problems less likely. Procurement Management Procurement is the formal processes many organizations follow obtain goods and services. Project Procurement Management is the process of selecting, monitoring and closing vendor contracts. Stakeholder Management Stakeholders are individuals who get impacted by the project. A Stakeholder can be supporter and a resistor. Project Stakeholder Management involves identification of stakeholders, analysis of their expectations and influences, development of appropriate strategies to work with the stakeholders and executing the process. Frequent communication is required with the stakeholders. Needs and expectations of the stakeholders to be understood. Managing conflicting interest and involving stakeholders in key project decisions and activities is also crucial. All of this forms a part of stakeholder management process. Project manager is expected to possess the ability to identify the needs and influences of the stakeholders to manage them effectively. General Finance & Accounting 27 At a high level, the following basic concepts should be understood by HR practitioners: ● Basic accounting (net present value, costing, internal rate of return, payback periods etc.) ● Budgeting process and cadence ● Key capital investments & movements ● Costing for HR initiatives (project management) ● End to End process & value stream views In terms of within HR groups: ● Business revenue sources ● Functional and cost center view of HR processes (activities-based costing) ● HR Metrics – (attrition, compensation statistics, cost of recruiting, benefits calcs etc.). ● Employee performance management systems & process Examples of Human Capital Metrics 2 1. Time to hire (time in days) An important metric for recruitment is the ‘time to hire’. This is the number of days between a position opening up and a candidate signing the job contract. It’s an excellent way to measure the efficiency of the recruitment process and provides insight into the difficulty of filling a certain job position. 28 There’s also the time to fill metric. This metric takes the same starting point but takes the date the candidate starts working as the end point. 2. Cost per hire (total cost of hiring/the number of new hires) Like the time to hire, the ‘cost per hire’ metric shows how much it costs the company to hire new employees. This also serves as an indicator of the efficiency of the recruitment process. 3. Early turnover (percentage of recruits leaving in the first year) This is arguably the most important metric to determine hiring success in a company. This early leaver metric indicates whether there is a mismatch between the person and the company or between the person and his/her position. Early turnover is also very expensive. It usually takes 6 to 12 months before employees have fully learned the ropes and reach their ‘Optimum Productivity Level’. 4. Time since last promotion (avg time in months since last internal promotion) This rather straightforward metric is useful in explaining why your high potentials leave. HR metrics examples related to revenue 5. Revenue per employee (revenue/total number of employees) This metric shows the efficiency of the organization as a whole. The ‘revenue per employee’ metric is an indicator of the quality of hired employees. Check this Business Insider article to view how the top 12 tech companies in the world score on this metric. 6. Performance and potential (the 9-box grid) 29 The 9-box grid appears when measuring and mapping both an individual’s performance and potential in three levels. This model shows which employees are underperformers, valued specialists, emerging potentials or top talents. This metrics is great for differentiating between, for example, wanted and unwanted turnover. In another article, we wrote about the qualitative and quantitative ways to measure employee performance. Metrics include Net Promoter Score, management by objectives, number of errors, 360-degree feedback, forced ranking, etc. 7. Billable hours per employee This is the most concrete example of a performance measure, and it is especially relevant in professional service firms (e.g., law and consultancy firms). Relating this kind of performance to employee engagement or other input metrics makes for an interesting analysis. Benchmarking this metrics between different departments and managers/partners can also provide valuable insights. 8. Engagement rating An engaged workforce is a productive workforce. Engagement might be the most important ‘soft’ HR outcome. People who like their job and who are proud of their company are generally more engaged, even if the work environment is stressful and pressure is high. Engaged employees perform better and are more likely to perceive stress as an exciting challenge, not as a burden. Additionally, team engagement is an important metric for a team manager’s success. 9. Cost of HR per employee (e.g., $ 600) This metric shows the cost efficiency of HR expressed in dollars. 10. Ratio of HR professionals to employees (e.g., 1:60) Another measure that shows HR’s cost efficiency. An organization with fully developed analytical capabilities should be able to have a smaller number of HR professionals do more. 30 11. Ratio of HR business partners per employee (e.g., 1:80) A similar metric to the previous one. Again, a set of highly developed analytics capabilities will enable HR to measure and predict the impact of HR policies. This will enable HR to be more efficient and reduce the number of business partners. 12. Turnover (number of leavers/total population in the organization) This metric shows how many workers leave the company in a given year. When combined with, for instance, a performance metric, the ‘turnover’ metric can track the difference in attrition in high and low performers. Preferably you would like to see low performers leave and high performers stay. This metric also provides HR business partners with a great amount of information about the departments and functions in which employees feel at home, and where in the organization they do not want to work. Additionally, attrition could be a key metric in measuring a manager’s success. 13. Effectiveness of HR software This is a more complex metric. Effectiveness of, for instance, learning and development software are measured in the number of active users, average time on the platform, session length, total time on platform per user per month, screen flow, and software retention. These metrics enable HR to determine what works for the employees and what does not. 14. Absenteeism (absence percentage) Like turnover, absenteeism is also a strong indicator of dissatisfaction and a predictor of turnover. This metric can give information to prevent this kind of leave, as long-term absence can be very costly. Again, differences between individual managers and departments are very interesting indicators of (potential) problems and bottlenecks. Globalization • Growth in flows of trade and financial capital across borders • Affects jobs, wages, prosperity, social legislation • HR will have to develop international competencies 31 Corporate International Business Strategies Domestic Strategy: Internationalizing by exporting goods abroad as a means of seeking new markets. Do not alter the products for foreign markets. Multi-domestic Strategy: Concentrates on the development of foreign markets by selling to foreign nationals. HRM consistent with local economic, political and legal systems and local person hired to manage. Multinational Strategy: Standardizing the products and services around the world to gain efficiency. No adaptation to local environment Global Strategy: Introducing culturally sensitive products in chosen countries with the least amount of cost. Combining home HR practices with local practices and selecting most qualified people for positions no matter where they come from. Recruitment Options: In the domestic context, one of the key strategic decisions in recruitment is the internal recruitment versus external recruitment. This twooption decision has a four-option parallel in the international domain and includes recruitment opportunities such as: Host Country Nationals (HCNs): Individuals from the subsidiary country who know the foreign cultural environment well. Parent Country Nationals (PCNs): Individuals from headquarters who are highly familiar with the firm’s products and services, as well as with its corporate culture Third Country Nationals (TCNs): Individuals from a third country who have intensive international experience and who know the corporate culture from previous working experience with corporate branches in the third country Expatriate or home country nationals: Any individual who gives up residence in his/her home country to take up residence in a foreign country either temporarily or permanently 32 Change Management John Kotter's 8-Step Process for Leading Change 3 ● ● ● ● ● ● ● ● Create a Sense of Urgency Build a Guiding Coalition Form a Strategic Vision and Initiatives Enlist a Volunteer Army Enable Action by Removing Barriers Generate Short-Term Wins Sustain Acceleration Institute Change The Deming Cycle - Plan, Do, Check & Act 4 Plan The planning phase involves assessing a current process, or a new process, and figuring out how it can be improved upon. Knowing what types of outputs are desired helps to develop a plan to fix the process. It is often easier to plan smaller changes during this phase of the plan so that they can be easily monitored and the outputs are more predictable. Do The do phase allows the plan from the previous step to be enacted. Small changes are usually tested, and data is gathered to see how effective the change is. 33 Check During the check phase, the data and results gathered from the do phase are evaluated. Data is compared to the expected outcomes to see any similarities and differences. The testing process is also evaluated to see if there were any changes from the original test created during the planning phase. If the data is placed in a chart it can make it easier to see any trends if the PDCA cycle is conducted multiple times. This helps to see what changes work better than others, and if said changes can be improved as well. Example: Gap analysis, or Appraisals Act If the check phase shows that the plan phase which was implemented in do phase is an improvement to the prior standard (baseline), then that becomes the new standard (baseline) for how the organization should act going forward (new standards are thus said to be enacted). Instead, if the check phase shows that the plan phase which was implemented in do phase is not an improvement, then the existing standard (baseline) will remain in place. In either case, if the check phase showed something different than expected (whether better or worse), then there is some more learning to be done... and that will suggest potential future PDCA cycles. Note that some who teach PDCA assert that the act phase involves making adjustments or corrective actions, but generally it would be counter to PDCA thinking to propose and decide upon alternative changes without using a proper plan phase, or to make them the new standard (baseline) without going through do and check steps. Determine Competitive Advantage 34 Implement and Evaluate the Firm’s Strategy Job Analysis Methods 5 Job analysis information can be gathered in a variety of ways. One consideration is who is to conduct the job analysis. Most frequently, a member of the HR staff 35 coordinates this effort. Depending on which of the methods discussed next is used, others who often participate are managers, supervisors, and employees doing the jobs. For more complex analyses, industrial engineers may conduct time and motion studies. Another consideration is the method to be used. Common methods are observations, interviews, questionnaires, and specialized methods of analysis. Combinations of these approaches frequently are used, depending on the situation and the organization. Each of these methods is discussed in some detail next. Observation When the observation method is used, a manager, job analyst, or industrial engineer observes the individual performing the job and takes notes to describe the tasks and duties performed. Observation may be continuous or based on intermittent sampling. Use of the observation method is limited because many jobs do not have complete and easily observed job duties or complete job cycles. Thus, observation may be more useful for repetitive jobs and in conjunction with other methods. Managers or job analysts using other methods may watch parts of a job being performed to gain a general familiarity with the job and the conditions under which it is performed. Multiple observations on several occasions also will help them use some of the other job analysis methods more effectively. Work Sampling As a type of observation, work sampling does not require attention to each detailed action throughout an entire work cycle. Instead, a manager can determine the content and pace of a typical workday through statistical sampling of certain actions rather than through continuous observation and timing of all actions. Work sampling is particularly useful for routine and repetitive jobs. Employee Log Another method requires that employees “observe” their own performances by keeping a diary/log of their job duties, noting how frequently they are performed and the time required for each duty. Although this approach sometimes generates useful information, it may be burdensome for employees to compile an accurate log. Also, employees sometimes perceive this approach as creating needless documentation that detracts from the performance of their work. Interviewing The interview method of gathering information requires that a manager or HR 36 specialist visit each job site and talk with the employees performing each job. A standardized interview form is used most often to record the information. Frequently, both the employee and the employee’s supervisor must be interviewed to obtain a complete understanding of the job. Some typical interview questions include: ● What is the job being performed? ● What are the major duties of your job position? What exactly do you do? ● What physical locations do you work in? ● What is the education, experience, skill, and [where applicable] certification and licensing requirements? ● In what activities do you participate? ● What are the job’s responsibilities and duties? ● What are the basic accountabilities or performance standards that typify your work? ● What are your responsibilities? What are the environmental and working conditions Involved? ● What are the job’s physical demands? The emotional and mental demands? ● What are the health and safety conditions? ● Are you exposed to any hazards or unusual working conditions? The interview method can be quite time consuming, especially if the interviewer talks with two or three employees doing each job. Professional and managerial jobs often are more complicated to analyze and usually require longer interviews. For these reasons, combining the interview with one of the other methods is suggested. Questionnaires The questionnaire is a widely used method of gathering data on jobs. A survey instrument is developed and given to employees and managers to complete. The typical job questionnaire often covers the areas shown below. The major advantage of the questionnaire method is that information on a large number of jobs can be collected inexpensively in a relatively short period of time. However, the questionnaire method assumes that employees can accurately analyze and 37 communicate information about their jobs. Employees may vary in their perceptions of the jobs, and even in their literacy. For these reasons, the questionnaire method is usually combined with interviews and observations to clarify and verify the questionnaire information. One type of questionnaire sometimes used is a checklist. Differing from the open-ended questionnaire, the checklist offers a simplified way for employees to give information. An obvious difficulty with the checklist is constructing it, which can be a complicated and detailed process. Job Analysis Questionnaire ● ● ● ● ● ● ● ● ● ● ● ● Duties and percentage of time spent on each Work coordination and supervisory responsibilities Physical activities and characteristics Decisions made and discretion exercised Records and reports prepared Training needed Materials and equipment used Financial/budgeting input External and internal contacts Knowledge, skills, and abilities used Working conditions Special duties performed less frequently 38 Workforce Planning & Talent Management Terminology Staffing Strategy & Goals Retention Strategies6 Each employer should keep his workforce satisfied with no room for disgruntlement. There should be a bunch of other competitive facilities, including better pay and benefits like bonuses etc. Employers should also create a warm atmosphere and friendly culture at the workplace so that each employee feels: Recognized for his performance 39 Appreciated for his quality of work Rewarded for his share of responsibility Introduction Genius begins and labor finishes Polarization of human resources into two Species -loyal -rolling stones Four major concerns about retaining employees WHY we should Retain Employees WHAT all we should do to retain employees HOW we should retain employees The same word can be also read as: RE - TENSION RE – Tension of Recruiting the right manpower RE – Tension of Training and Development RE – Tension of Adaptability Why people leave their job Job content Level of responsibility Company culture Caliber of colleagues Salary Low growth potential Lack of challenge Lack of autonomy Not enough money 40 Work environment issues. Why should we retain employees? Financial Loss. Dissonance in Customer and Employee Satisfaction. Reduced Productivity and Quality of Product. Loser to Competition Why retention in workplace It takes 5 times more costs in bringing upon new employee to the same level of production that of an experienced employee. The graph of success is directly related to retention graph How to retain employees A satisfied employee knows clearly what is expected from him. The quality of supervision an employee receives is critical to employee retention. The ability of the employee to speak his or her mind freely within the organization is another key factor in employee retention. Talent and skill utilization are another environmental factor your key employees seek in your workplace The perception of fairness and equitable treatment is important in employee retention The easiest to solve and the ones most affecting employee retention are tools time and training. Employees one wants to retain seek frequent opportunities to learn and grow in their careers, knowledge and skill. Employees should never feel that senior managers did not know he existed. No matter the circumstances, never, never, ever threaten an employee’s job or income Staff members must feel rewarded, recognized and appreciated. Top management team needs to identify the causes behind the exodus and understand them. The employees should be constantly motivated by giving them incentives for improvement and excellence in future performances. 41 A sense of ownership can also be infused through schemes like “Employee Stock option Plan” (ESOP) Estimate the Aspirations and Value and Balance with The Worth of the Employee. In the words of John Ruskin “In order that people may be happy in their work, three things are needed They must be fit for it They must not do too much of it They must have a sense of success in it” Workforce Analytics Goals Workforce Plan Development Examine the Labour Environment What is happening in the external environment and how it will affect the organization? HR must have a good understanding of the company’s past, present and future business environment 42 By understanding the business environment HR can better understand how to influence the point where the organization meets the environment and where the strategy meets the market space Economic factors- competitive trends, regional conditions, state of economy Technological Changes- innovations that influence production, delivery and customer behaviour Political or legislative issues Social and cultural concerns Good to partner with other departments who also collect information Good to use variety of sources Environments Analytics Factors Demographic trends Labour market statistics and trends Labour & Wage Markets Analysis Must determine the makeup of the current or future labour market Can find information with government statistics, sector councils, and professional associations Demographics, political enviro, customer focus, competition, globalization, economics and technology are the top indicators influencing HR work Study and analyze the following: Wages and salaries Benefits Flex arrangements (e.g., work from home) Labour force projections Industry and market layoffs Employment rates Average age of the labour force within industry Level of skill and education of labour force 43 Internal Factors to Consider Assess resources and capabilities Need to know how all the subsystems interact so they can create alignment rebalancing as the market shifts Looks at economic condition, availability of resources, overall strategy etc. Workforce Planning Forecasting demand- what does it involve? Forecasting Basics 7 Human Resource Planning Human Resource Planning Objective and Benefits of HRP Human Resource Planning at Different Levels HRP Process HR Demand Forecasting HR Supply Forecasting Succession Analysis Markov Analysis Forecasting human resource demand is the process of estimating the future human resource requirement of right quality and right number. As discussed earlier, potential human resource requirement is to be estimated keeping in view the organization's plans over a given period of time. Analysis of employment trends; replacement needs of employees due to death, resignations, retirement termination; productivity of employees; growth and expansion of organization; absenteeism and labour turnover are the relevant factors for human resourced forecasting. Demand forecasting is affected by a number of external and internal factors. Job analysis and forecasting about the quality of potential human resource facilitates demand forecasting. So, existing job design must be thoroughly evaluated taking into consideration the future capabilities of the present employees. Factors Affecting HR Demand Forecasting 44 Human Resource Demand Forecasting depends on several factors, some of which are given below. Employment trends; Replacement needs; Productivity; Absenteeism; and Expansion and growth. There are number of techniques of estimating/forecasting human resources demand: (a) Managerial Judgement (b) Work Study Technique (c) Ratio-trend Analysis (d) Econometric Models (e) Delphi Model (f) Other Techniques (a) Managerial Judgement: Managerial judgement technique is very common technique of demand forecasting. This approach is applied by small as well as large scale organizations. This technique involves two types of approaches i.e., 'bottom-up approach' and 'top-down approach'. Under the 'bottom-up approach', line mangers send their departmental requirement of human resources to top management. Top management ultimately forecasts the human resource requirement for the overall organization on the basis of proposals of departmental heads. Under the Top-down approach', top management forecasts the human resource requirement for the entire organization and various departments. This information is supplied to various departmental heads for their review and approval. However, a combination of both the approaches i.e., 'Participative Approach' should be applied for demand forecasting. Under this approach, top management and departmental heads meet and decide about the future human resource requirement. So, demand of human resources can be forecasted with unanimity under this approach. (b) Work-Study Technique: This technique is also known as 'work-load analysis'. This technique is suitable where the estimated work-load is easily measurable. Under this method, estimated total production and activities for a specific future period are predicted. This information is translated into number of man-hours required to produce per units taking into consideration the capability of the workforce. Past-experience of the management can help in translating the workloads into number of man-hours required. Thus, demand of human resources is forecasted on the basis of estimated total production and contribution of each employee in producing each unit items. The following example gives clear idea about this technique. Let us assume that the estimated production of an organization is 3.00.000 units. The standard man-hours required to produce each unit are 2 hours. The past experiences show that the work ability of each employee in man-hours is 1500 45 hours per annum. The work-load and demand of human resources can be calculated as under: Estimated total annual production = 300000 units Standard man-hours needed to produce each unit = 2 hrs. Estimated man-hours needed to meet estimated annual production (I x ii) = 600000 hrs. Work ability/contribution per employee in terms of man-hour = 1500 units Estimated no. of workers needed (iii / iv) = 600000/1500 = 400 units The above example clearly shows that 400 workers are needed for the year. Further, absenteeism rate, rate of labour turnover, resignations, deaths, machine break-down, strikes, power-failure etc. should also be taken into consideration while estimating future demand of human resources/ manpower. (c) Ratio-Trend Analysis: Demand for manpower/human resources is also estimated on the basis of ratio of production level and number of workers available. This ratio will be used to estimate demand of human resources. The following example will help in clearly understanding this technique. Estimated production for next year = 1,40,000 units Estimated no. of workers needed (on the basis of ratio-trend of 1: 200) will be = 700 (d) Econometrics Models: These models are based on mathematical and statistical techniques for estimating future demand. Under these model’s relationship is established between the dependent variable to be predicted (e.g., manpower/human resources) and the independent variables (e.g., sales, total production, work-load, etc.). Using these models, estimated demand of human resources can be predicted. (e) Delphi Technique: Delphi technique is also very important technique used for estimating demand of human resources. This technique takes into consideration human resources requirements given by a group of experts i.e., mangers. The human resource experts collect the manpower needs, summarizes the various responses and prepare a report. This process is continued until all experts agree on estimated human resources requirement. (f) Other Techniques: The other techniques of Human Resources demand forecasting are specified as under: (a) Following the techniques of demand forecasting of human resources used by other similar organizations (b) Organization-cum-succession-charts (c) Estimation based on techniques of production (d) Estimates based on historical records (e) Statistical techniques e.g., co-relation and regression analysis 46 Surplus Mitigation: Leave of absence Automation Process improvement Downsizing/restructuring Early retirement packages Reassignments to other business units Reduction in work hours Layoffs Part time Shortage Mitigation: Right Sourcing sourcing Offering overtime Work redesign New recruitment initiatives Internal promotions Temporary reassignments Workforce Planning: Markov Analysis 8 Human Resource supply forecasting is the process of estimating availability of human resource followed after demand for testing of human resource. For forecasting supply of human resource, we need to consider internal and external supply. Internal supply of human resource available by way of transfers, promotions, retired employees & recall of laid-off employees, etc. Source of external supply of human resource is availability of labour force in the market and new recruitment. External supply of human resource depends on some factors mentioned below. Supply and demand of jobs literacy rate of nation rate of population industry and expected growth rate and levels technological development compensation system based on education, experience, skill and age The most important techniques for forecasting of human resource supply are Succession analysis and Markov analysis. Succession Analysis 47 Once a company has forecast the demand for labour, it needs an indication of the firm's labour supply. Determining the internal labour supply calls for a detailed analysis of how many people are currently in various job categories or have specific skills within the organization. The planner then modifies this analysis to reflect changes expected in the near future as a result of retirements, promotions, transfers, voluntary turnover, and terminations. Demand forecasting helps in determining the number and type of personnel/human resources required in future. The next step in human resource planning is forecasting supply of human resources. The purpose of supply forecasting is to determine the size and quality of present and potential human resources available from within and outside the organization to meet the future demand of human resources. Supply forecast is the estimate of the number and kind of potential personnel that could be available to the organization. Internal supply forecasting can be estimated based on the following: (a) Current Staffing Level (b) Projected Outflows This Year (c) Projected Inflows This Year Markov Analysis Transition probability matrix is developed to determine the probabilities of job incumbents remaining in their jobs for the forecasting period. The technique is named after Russian mathematician Andrei Andreyev ich Markov A transition matrix, or Markov matrix, can be used to model the internal flow of human resources. These matrices simply show as probabilities the average rate of historical movement from one job to another. Figure 2-12 presents a very simple transition matrix. For a line worker, for example, there is a 20% probability of being gone in 12 months, a 0% probability of promotion to manager, a 15% probability of promotion to supervisor, and a 65% probability of being a line worker this time next year. Such transition matrices form the bases for computer simulations of the internal flow of people through a large organization over time. Linear Programming 9 Linear programming is a technique to optimize the process of attaining objectives. Hence, linear programming can be gainfully employed to human resources. In an organization, we can look at human resources as assets, costs or both. If we are looking at human resources as assets, we need to arrange them in such 48 a manner that their productivity is maximized. The arrangement of humans in organizations is called organizational structure. Normally, organizations are divided into departments. Hence, arranging humans usually translates into allocating people into departments. Linear programming can help us maximize organizational productivity by optimizing the process of allocating people into departments. If we look at human resources as costs, we can minimize our costs by properly arranging human resources i.e., allocating employees to departments. Linear programming can help there. If we want to pursue both productivity and cost minimization together, we can use linear programming to help there. The use of linear programming in HR is part of HR Planning that aims to put the right number of people at the right place to achieve organizational objectives, which are usually productivity maximization or cost minimization or both. Subdividing the topic, we can put linear programming as part of HR Supply. Movement Analysis Movement analysis is an approach and study used to get insights into staff/talent supply, specifically the cascade or ‘bull-whip’ effect that job reductions, moves, or promotions may have on the movements of other staff in the firm. This helps and allows the HR manager to choose the desired blend (%) of internal and external supply, for those positions requiring replacement, ranging from a promote internally approach to replacing attrition entirely through hiring staff from outside. Skills and Management Inventories 11 Hiring employees to fill open job positions is a critical process for companies. Recruiters must handle the hiring process strategically to find the best candidates. Many companies look within to find top talent to fill open positions within the company. Internal hiring is a popular recruiting method within many organizations. To help with the hiring process, many companies take inventory of employee skills. Knowing the capabilities of employees can help managers hire the right workers. Performing a Skills Inventory Companies desiring to hire internally can perform a skills inventory on their current employees to help in the promotion decisions. This inventory lists the professional attributes, abilities and expertise of employees within an organization. Compiling a skills inventory for each employee within the company allows managers to quickly access employees’ qualifications to gather a list of qualified candidates to consider for an open position within the company. 49 Managers can give employees questionnaires that allow them to rate their level of expertise with particular skills. To make the process easier, managers can email the questionnaires to employees, require that they email back the completed forms and input the information received in a database. Posting Jobs in the Workplace A popular method for internal recruiting is to place job positions on open job boards within the company or on the company’s website. Employees who believe they are qualified for the position may decide to apply. Limitations exist with this form of self-nomination, which means that employees are the judge of whether they are qualified to seek the job. The self-nomination approach to internal hiring devalues the human resources department and limits its effectiveness, according to an article written by Ed Newman on ERE, a website serving corporate recruiting professionals. Organizations can improve the internal recruiting process by implementing new strategies, such as requiring employees to obtain manager approval before applying to an internal job position and requiring employees to work at their current position for at least 12 months before seeking other positions. Benefits and Limitations of Internal Recruiting The main benefits of recruiting internally are the significant time and costs savings companies can achieve. Organizations save money because internal hires typically require less training than new, external hires. Companies can review the employee’s skill inventory to verify that the employee is qualified for the job. Unlike external hires, companies are familiar with the capabilities of current employees. A disadvantage of hiring from within is that the company must fill the position that is left by the employee receiving the promotion, which means the company is filling two positions. Another disadvantage is that companies can miss out on top external candidates who can add value to the organization in ways internal employees cannot. Bad Times to Hire Internally Although internal recruiting provides valuable benefits to a company, times exist when companies should avoid hiring internally. A company usually benefits more from external hiring when the organization needs new leadership and direction because it is underperforming. The familiarity of employees with the organization’s culture serves as a disadvantage at this point. The need for employees with specialized skills may cause an organization to seek external candidates to fill job positions. Replacement management ● Crafting a process of finding employee for key managerial positions Succession management 50 ● Making sure that pools of skilled employees are trained and available to meet the strategic objectives of the organization. Interview Types ● ● ● ● ● ● Structured Unstructured Case Stress Situational Behavioral Performance Management12 The terms 'performance management' and 'performance appraisal' are sometimes used synonymously, but they are different. Performance management is a comprehensive, continuous and flexible approach to the management of organizations, teams and individuals which involves the maximum amount of dialogue between those concerned. Performance appraisal is a more limited approach which involves managers making top-down assessments and rating the performance of their subordinates at an annual performance appraisal meeting Performance Management systems typically are: ● A definition of what you want an employee to do for the next performance period (normally the next quarter, half year or full year). The definition includes specific objectives for the period, backed up by a job description which includes the normal expectations for that position ● A review of remuneration/bonuses if these objectives are met ● A review of the personal development objectives ● Formally performed quarterly, half yearly or annually but with input all year round ● Typically, fully automated where the information is accessible to all participants at any time ● Content rich if the automated Performance Management system has features such as a Performance Diary Performance Management 51 Defined: Ongoing process of coaching, measurement and communication between a people manager and an associate that happens throughout the working year, in support of accomplishing the strategic objectives of the firm. Includes: ● ● ● ● objectives, goals, expectations, providing feedback, Managing Employee Performance – The Cycle Leading performance, providing feedback and scoring progress is not an isolated set of tasks, focused in on yearly performance reviews. It is an ongoing process that takes place throughout the year. The Performance Management process is a cycle, with talks varying year to year based on evolving goals and trends. The cycle includes Leading, Planning, Checking-In, and Review. To start this process, you and your employee review overall expectations, which includes collaborating on the development of performance objectives. Individual development goals are written. You then develop a plan that directs the employee's efforts toward achieving specific results to support organizational excellence and employee success. Goals and objectives are discussed throughout the year, during check-in meetings. This provides a framework to ensure employees achieve results through coaching and mutual feedback. At the end of the performance period, you review the employee's performance against expected objectives, as well as the means used and behaviors demonstrated in achieving those objectives. Together, you establish new objectives for the next performance period. Succession Planning Process Step 1: critical positions Critical roles are the focus of succession planning processes. Without these key roles, the firm would be unable to meet its business metrics objectives. Workforce projection data or demographic analysis is essential in identifying risk areas. A risk assessment may also be conducted and compared to current and future vacancies to identify critical positions within your organization. Step 2: skills &competencies 52 Understanding of capabilities needed for successful performance in key areas and critical positions is essential for guiding learning and development, writing performance expectations, and for assessing performance. By completing the process of competency or position profiling within your organization, current and future employees gain an understanding of the key responsibilities of the position including the qualifications and behavioral and technical competencies required to perform them successfully. Job Based Approach – focus on duties, skills, job experience, and responsibilities required to perform the job Competency-Based Approach – focus on measurable attributes that differentiate successful employees from those who are not Step 3: Identify succession management strategies Now that critical positions have been identified and have been profiled for competencies, the next step is to choose from a menu of several human resource strategies, including developing internal talent pools, onboarding and recruitment to address succession planning. Step 4: Document and implement succession plans Once strategies have been identified, the next step is to document the strategies in an action plan. The Succession Planning: Action Plan provides a mechanism for clearly defining timelines and roles and responsibilities. Step 5: Evaluate Effectiveness To ensure that the organization’s succession planning efforts are successful, it is important to systematically monitor workforce data, evaluate activities and make necessary adjustments. Identifying and Accelerating High Potential Employees 13 Aspiration Aspiration refers to an employee’s willingness and desire to tackle the challenges and opportunities associated with leadership roles. HiPos may demonstrate an interest in being involved in decision-making processes, and they often yearn for more responsibility and independence. They proactively seek out new challenges 53 and solicit constructive feedback regarding their performance. Ability Ability refers to the combination of an employee’s inherent qualities and their learned skills. HiPos don’t just do their jobs well – they are also fast learners who leverage their existing strengths to help them acquire new skills quickly. They welcome professional development opportunities and recognize the value in augmenting their talents with new knowledge and best practices. Engagement HiPos are exceptionally engaged employees, demonstrating a significant commitment to the success of the company that extends beyond their own individual performance. They often exemplify many of the qualities that are most valued within the company culture and can be seen lending a hand to other employees as necessary in order to bolster the overall efficiency and success of the team. Investing in HiPos Because HiPos ambitiously chase after new challenges, it’s critical to invest in them and support them if you have any hope of retaining them. It’s no exaggeration to suggest that a strong HiPo program represents a life-or-death situation for companies. One of the easiest ways to support your HiPos is through positive reinforcement. Let them know that they are at the top of the heap and thank them for their continued commitment and performance. For true HiPos, this will give them a strong sense of job satisfaction while also spurring them to aspire to even greater heights. Advancing Your HiPos’ Careers As satisfying as it may be, a pat on the back isn’t enough on its own to keep a HiPo on the path to leadership. Their aspiration, ability, and engagement must be rewarded in meaningful, tangible ways. While this can and should take the form of appropriate compensation and benefits, opportunities for career advancement are equally important. For small to midsize companies who may lack robust HR departments, providing ample opportunities for professional development can be a challenge. Fortunately, independent executive coaching services are ideal for filling this role. 54 Experienced coaches can draw on their expertise and outside perspective to help internal HR managers identify and nurture HiPos. Coaching helps employees develop and refine skills that will allow them to effectively confront any future challenges – rather than only addressing immediate needs. For this reason, it is one of the most effective methods of professional development in terms of employee and employer satisfaction. Employees gain confidence in their abilities and remain engaged with their work, resulting in an ROI of nearly seven times the initial investment. The next generation of leaders Identifying and supporting HiPos has become an even more critical fact of effective management due in part to the increasing number of millennials in the workforce. Many of the qualities that distinguish HiPos can also be applied to millennials: they are eager to take on greater responsibility, and they have a strong desire to work in an environment where they feel supported and encouraged. By some estimates, millennials are expected to make up as much as 75% of the workforce by 2025. With the right support, companies could potentially turn huge swaths of their employees into HiPos by encouraging some of these key characteristics demonstrated by Gen Y through professional development opportunities like executive coaching. HiPos represent the future of any company, and the ways in which employers support them will determine how bright that future can be. By identifying and cultivating employees with exceptional aspiration, uncommon ability, and superior engagement, employers can ensure that the next generation of leaders is well equipped to boost performance, foster innovation, and drive sustainable growth. 55 Labour & Employee Relations Human Resource Management (HRM): relationship between employer and individual employees (performance mgmt., training & development, compensation) Labour Relations (LR): relationship between groups of employees (collective; usually unions) and employer Industrial Relations (IR): employment relationships, usually in unionized settings Employment Relations (ER): Employment relationships in both union/non-union firms; encompasses LR and HRM Dunlop’s Industrial Relations System Model (highlights importance of power & conflict in employee relations; descriptive only, not predictive) 1. Actors (govt agencies, workers, associations – labour unions) 2. Shared Ideology (ideas and beliefs, e.g., capitalism and business orientation) Assumes actors understand each other and value their roles in relationship. 3. Contexts (labour & product markets supply & demand; workplace constraints e.g., job tasks & work hours; unions try to control supply of labour impacts total product cost, distribution of power in the larger society) 4. Web of rules • Substantive: outcomes of employee relations (similar to Craig’s outputs below) • procedural, • distributive Craig’s Industrial Relations System 56 1. Actors (3): labour (employees & associations), employers & associations 2. Adds inputs >conversion mechanism> outputs/results; system-based approach • External: legal, economic, ecological, political (ability to pass legislation), socio-cultural (values & beliefs) (technology not mentioned) • Internal: values/standards/principles, goals (that which a person seeks to obtain or achieve), strategies (processes to achieve goals), power 3. Outputs: • Management: productivity, profitability • Labour: equity issues, job rights/ways to achieve fairness in workplace • Worker Perceptions: work climate, employee morale, organizational commitment, union satisfaction, conflict resolution 4. Adds Feedback Loop = dynamic system, not stagnant 5. Third Party Interventions • Interest arbitration: used by those unable to strike • Mediation: no power to enforce resolution • Grievance arbitration: binding (written complain that the CA has not been followed; alleged violation of CA) • Conciliation: mandatory/required in Canada before right to strike • Fact-finding • Mediation/arbitration • Strikes/lockouts: can be both conversion mechanism & output; used to bring closure & produce collective agreement; Unions can use when CA expired and is up for negotiation; ban on use while CA is in effect Hebden& Brown: introduced 4th actor = end users Views of Industrial Relations • Neoclassical Economics View: considers unions an artificial barrier to free market • Pluralist and Institutional View: systems approach; IR system represents this view of IR 57 • Human Resources / Strategic Choice: deliberate employer strategies to minimize conflict and align HR and business strategies • Political Economy: inherent conflict between labour and management Legal Framework / History • Statute of Laborers (1349, England): illegal to sell labour at pre-plague prices • Master servant relationship: illegal to quit work, illegal to bargain collectively or form a union; management controlled almost all work issues; employer could fire a person for union activity • New Model unionism (1850’s): apprenticeships controls labour supply (socialist unionism) • Knights of Labour (1868): sought cooperative businesses owned by workers, labour group that included African-Americans, females and unskilled labour • Trade Union Act (1872), Breaches of Contract Act (1877), Criminal Law Amendments Act (1875-76): enabled freedom of association; granted right to “peaceful” strike (CDA) • Taylorism (1873-79): Scientific management –application of engineering techniques to production process resulted in mass production. (USA) • Frederick Taylor (1911): Taylor advocated use of time/motion studies and performance pay-based systems; focus was on firm efficiency • The Haymarket Affair (1886, Chicago): rally for striking workers; government used power to quell people • American Federation of Labour (1886): Gompers (1st president), focus = economic, not political reform = business unionism (USA) • Exclusive jurisdiction: one craft per union; every union can only represent workers of a single trade or craft • Knights of Labour banned • Trades & Labour Congress of Canada (TLC) (1886): Daniel Donoghue; includes Knights of Labour (CDA) • Berlin (now Kitchener) Conference is significant in Canadian labour history as it resulted in the TLC ejecting industrial unions; moved to exclusive jurisdiction = every union can only represent workers of a single trade or craft • Industrial Disputes Investigation Act (IDIA) (1907): must have 3rd party 58 intervention before a strike (CDA) • A new wave of unionism - Industrial unions emerged as a more active and socially oriented movement to protect workers. • Wave 1: 1890-1920: craft or skill-based unions • Wave 2: 1930-1940’s: industrial or multi-skill unions; inclusive unionism; normally all at one site • Wave 3: 1960-1975: Public Sector unions; social justice unionism • The Snider Case (1925): landmark case determined that labour is provincial matter (CDA) • Wagner Act (1935) named after NY Senator who under Roosevelt (move to political left). (USA) • Employers required to bargain with certified unions, defined unfair labour practices; created an independent agency (the National Labour Relations Board, NRLB) that could order remedies for employer violates of the Act • Under Wagner: recognition strikes & lockouts illegal; labour boards were established; and exclusivity principle (only 1 union) introduced. • Wagner crafted on Voluntarism: collective bargaining is a private matter and government intervention should be kept to a minimum • TLC expelled CIO affiliates and formed Canadian Congress of Labour (CCL) (1939) (CDA) • P.C. 1003 (1943): The War Times Labour Relations Act whereby Canadian Privy Council adopts Wagner Act model during wartime (CDA) • Created certification procedures and a labour relations board • Defined unfair labour practices • Enabled board to impose penalties • Included: mandatory/required dispute resolution procedures and conciliation prior to a strike • CDA differs from Wagner Act b/c laws require greater govt intervention (mandatory conciliation; all laws substitute arbitration for the right to strike during contract term, even if grievances alleged; CA and the law give arbitrators jurisdiction to resolve disputes) • Employment Standards & Employee Rights • Std work week; Overtime > 44 hours & legal max; Scheduling; Breaks; Exclusions/ Human Rights, Health & Safety; Pay & Employment Equity 59 • 9 hour movement is closely associated with Hamilton • Unfair labour practice: alleged violation of provincial labour relations act (vs grievance: alleged violated of CA) • Union Security: • Closed shop: union membership a condition of employment • Union shop: new employees must join union after probation period • Rand Formula (1945): employees do not have to join union; all employees must pay dues • Industrial Relations & Dispute Investigation Act (IRDIA) (1948) (CDA) • Canadian Labour Congress (1956) merger of TLC (craft-based) and CCL (industrial-based), included requirement to explore a tighter relationships with, or even help form, a political party (CDA); represents 69.6% of the 4.6M union members in CDA today (union density = union members as a % of labour force) • NDP formed (1961) (CDA) • When CLC supported formation of NDP party it violated political non- partisanship (1 of 3) core values of American Federation of Labour • Public Service Staff Relations Act (1967): federal PSO workers can unionize and bargain collectively (CDA) • Public Sector union density 4X private sector union density • Higher rate of PSO unionization in CDA; unions are better able to recruit in CDA because of favourable laws, affiliation between organized labour &NDP; ability to resist concession bargaining • Concession bargaining is a key reason why the Canadian Auto Workers Union (CAW) split from the United Auto Workers Union (UAW) • Charter of Rights & Freedoms: govt can invoke the notwithstanding clause to override the right or freedom (CDA) • Before Harris, had Automatic Certification required the union getting 55% of the bargaining unit to sign union cards (interest in joining union; valid for 6 months); would get union without even telling the employer. • Harris government “common sense revolution”: people need to have a vote, can’t have 55% automatic certification. Now there will be a vote no matter what; with minimum of 40% of bargaining unit having signed union cards (achieved through organizing drive process), the union organizers can put the application into the labour board following which a vote will be held. 60 Management can’t interfere with the formation of a trade union, otherwise LRA says the union will get certification automatically. • S. 7(12) application for certification shall include a written description of the proposed bargaining unit including an estimate of the number of individuals in the unit • S. 8.1 (1) if employer disagrees with the trade union’s estimate of the number of individuals in the unit, the employer may give the Board a notice that it disagrees with that estimate (e.g. perhaps includes management that can’t be union) • S. 20 nothing in this section shall be deemed to deprive an employer of the employer’s freedom to express views so long as the employer does not use coercion, intimidation, threats, promises or undue influence - For example, employer could outline that only guarantee from union is that the employee will have to pay mandatory fee (Rand), there is no guarantee an increase in wages, etc. • S. 16 following certification the union shall give written notice to the employer of its desire to bargain with a view to making a collective agreement • Ontario Bill 257: made it illegal to hire replacement workers • Human Relations: managerial view grounded in the belief that effective management practices would minimize conflict between employers and employees • Strategic Choice Framework (Kochan, Katz, &McKersie (1986) • Emphasizes role of management; transformation of Industrial Relations • Trends noted: large drop in unionization density; movement to south, plant closures in the north, “non-union” system replacing collective bargaining, antiunion activity • Strategic Choice Framework • IR decision made at three levels: business (strategic), collective bargaining (firm level where CA are negotiated & implemented, and workplace (level where front line management deals with workplace issues); (individual is not a level where IR decisions are made) • Effective Strategies require 3 levels to operate together • Parties face a number of choices • 1990’s saw a significant increase in back-to-work legislation 61 Labour Boards • Neutral: serve vital function = provide alternative to courts (faster, cheaper, greater expertise in labour relations) • Tripartite: management, labour, and government stakeholders; o Labour board activities: certification/decertification cases, unfair labour practices, declarations of illegal strikes or lockouts Recognition Process • Bargaining Unit: community of interest must exist (could argue this condition hasn’t been met); excludes management • Unfair Labour Practice: alleged violation of provincial labour relations act • Duty of Fair Representation: represent all equally, bargain in good faith, make serious attempt to reach settlement The Labour Market: Supply & Demand • Non-union firms: labour market forces determine employee compensation and conditions • Supply o Inelastic supply = steeper the supply curve, the higher the wages o Elastic supply = flat = small wage increase will increase labour supply • Demand o Inelasticity of demand = steep = small increase in quantity demanded will result in big increase in wage rate o Elastic demand = flat = small increase in quantity demand will have little impact on wage rate o Shape of the demand curve is important b/c influences union’s ability to raise wages without significantly affecting employment levels = wageemployment trade-off Labour Power and Marshall’s Condition • Substitution Effect: easier to substitute capital for labour, the less power labour will have to raise wages; substitute factors give firms more power • Labour Intensity: degree to which labour costs account for production costs • Demand is more elastic and union have more power when: harder to substitute labour for capital, labour costs are small % of total costs, market for substitutes is less competitive, product markets are less competitive 62 • Unions also derive power from forged alliances with community groups • Monopsony: firm mis sole buyer of labour so if wage setter Human Resource Management (HRM): relationship between employer and individual employees • Organization Justice: employees perception of fair treatment at work • Distributive Justice: employee’s perception of fairness in the outcomes of workplace decisions • Procedural Justice: employees perception of fairness in workplace procedures Labour Relations is divided into 3 distinct areas: 1. Certification: union getting into the workplace; worker right to bank together, to bargain and strike Involves union organizing and company trying to stop the union from organizing Certification means that union has been granted the exclusive right to bargain for the group of employees. Labour Relations Act grants certification to trade union and legally obligates employer to bargain with the union. • Bargaining Unit: historically the union, the unionized workers • Trade Union: an outside organization acting as the bargaining agent for the bargaining unit 2. Negotiation of the Collective Agreement 3. Fighting over the Collective Agreement & Interpreting the meaning of the clauses negotiated Management Strategies Related to Unions • Union Acceptance: seek to negotiate best deal • Union Resistance: seeks to limit spread, normally oppose union drives, negotiate in non-confrontational way • Union Removal: management seeks to eliminate unions wherever they exist; engage in extensive campaigns to discourage • Union Substitution: establish own forms of representation for employees that make union redundant o Some argue that progressive HRM practices represent a union substitution management strategy 63 Non-Standard work arrangements differ from the norm in terms of employment term, location, schedule, hours of work, and/or pay. A professional association is an example of non-union representation High performance work practices can be clustered into the following groups: employee skills & abilities, motivation, work design (not employee involvement) Negotiations: • an important assumption in industrial relations is that conflict of interest exists between managers and employees • bilateral (2 parties) or multilateral • collective bargaining can touch on all 3 types of issues: adversarial (win/lose), mutual gain (win/win) or both Sub-processes of Collective Bargaining • Distributive bargaining: pie is fixed; adversarial/competitive; distribution of fixed resource; zero sum game; develop a bottom line (minimum position necessary to avoid strike/lockout) Examples: wages, benefits, overtime rates, vacations, holidays Tactics: disguise own bottom line while trying to discover that of the other party; control over communication (1 spokesperson) • Integrative bargaining: potential for a solution that produces a mutual gain; refers to process, as well as issues Examples: health & safety, rest breaks Tactics: share info, many voices / joint committee structures, array of solutions, focus on real cases & defined remedies • Hybrid Examples: pensions, plant closure/severance, technological change • Intra-team/intra-organizational bargaining: bargaining within teams during the collective bargaining process (e.g. shift workers or women) Tactics: use the team caucus to resolve differences; • Attitudinal structuring: building mutual respect and trust (e.g. use permanent joint committee) Tactics: away-from-the-table meetings Collective Bargaining Model • Contract Zone: exists if each side’s bottom line overlaps • Hick’s model = economic explanation of collective bargaining outcomes; 64 assumes disputes are over monetary issues • Employee estimates cost of strike per worked as $0.50 / hour (Total losses in pay less strike pay and convert to hourly rate) Union bottom line is $10 - $0.50 = $9.50 • Management estimates losses from strike converted to $0.40 / hour Management bottom line is $10 + 0.40 = $10.40 highest offer to avoid strike / highest cost package • When able to negotiate – supports existence of contract zone • Triangle of pressures: o Employer pressures: potential loss of sales/revenue/profits/market share o Union pressures: strike fund, settlements of rival unions, psychological stress • Bargaining steps: 1. Preparation 2. Union or management serves notice to bargain (triggers renewal of collective agreement; otherwise, auto-renewal) 3. Parties meet 4. Each party communicates priorities 5. Momentum builds for a settlement 6. Contract zone is reached 7. Settlement or impasse? 8. Ratification: by secret ballot; process by which parties approve settlement • Strategies: o Bundle & use leverage on other issues o Start with easy issues to build positive momentum and avoid premature impasse • Interest Based Bargaining (IBB): integrative; cooperative; + sum game; principles, collaborative; win/win; Steps: identify problem; search for alternative solutions; systematically compare alternatives Requires: trust, free exchanges of information; problem-solving approach • Role of Collective Agreement: outlines terms & conditions; establish clear 65 rules and procedures governing workplace practices and relationship between parties • CA Layout: o cover page, o table of contents, o articles o clauses: rights of parties; organization of work; labour relations processes (grievance procedure, arbitration, joint committees), education, training & development; conditions of work: termination, layoff, recall; corrective action (progressive discipline): verbal warning ->written warning -> suspension -> discharge o appendices/schedules o letters of understanding • Management residual rights: retain all rights held before unionization; except those changed by the agreement • Rights of Parties o Employee: - equity clause references legislation; - explicit reference specifies which groups are covered; - same-sex benefits issue • Special Issues in collective bargaining: o Bumping: senior employees pass on their layoff notice to more junior employees o Super Seniority: union representatives in office & other offices have highest seniority in bargaining unit o Pyramiding: idea of compounding of premiums or benefits (overtime, holiday overtime, shift premium) • Grievances: a formal complaint that a specific clause in the CA has been violated • Types: individual, group, union or policy (initiated by union leadership) (e.g. employer policy re absenteeism introduced by management) • Procedure: 3 parties (employee, union, management), plus other parties at later stages, union usually takes charge and leads through steps; HRM or IR 66 department involved early on in grievance b/c need consistent interpretation of agreement • Unions have “carriage rights”: the union carries employees employment contract. The union decides whether to pursue your grievance and not you. For employees who disagree with union’s decision not to pursue their grievance, they can pursue a Duty of Fair Representation (DFR). Fair = do not act arbitrarily, capriciously or in bad faith. The group interests come first, not the individual interests. • If unionized employee is not part of the union, must still pay union dues, so distinction is meaningless. The union must still respond to grievances, employee can vote on matters. Employees not part of the union, would not get strike pay. • For each case provide: Issue, Rule (from CA), Analysis, Conclusion • Grievance Stages: o Informal: try to resolve with immediate supervisor o Formal Step 1: employee with union shop steward will bring grievance to immediate supervisor; supervisor investigates & provides reply to union within specific time period. Options: allow, partially allow or deny. If not satisfied, then… o Formal Step 2: next level of management and union Options: allow, partially allow or deny. If not satisfied, then… o Formal Step 3: next level of management and union Options: allow, partially allow or deny. If not satisfied, then… o Formal Step 4: move to third party resolutions / interventions • Arbitration types: o Rights (or grievance) arbitration - Conventional Tripartite Arbitration: 3 member board & neutral chairperson - Sole Arbitration: neutral chair only - Expedited Arbitration: luck of draw; no choice or input - 3 types: individual, group, policy grievances - Problems with Grievance Arbitration: Long delay, costly, “outsider” factor, increasingly legalistic o Interest arbitration (e.g. in public interest as substitute for strike); resolves disagreement during bargaining; alternative to prohibited strike/ conventional 67 interest arbitration - Final Offer Arbitration / Select (FOS): both sides present their final offers to the arbitrator and they choose one or the other, no middle ground; relatively rare - First Agreement (First Contract) Arbitration • Arbitration is deemed quasi-judicial process: decision is final and binding (whereas court decisions can be challenged) • Decision is based on probable cause / balance of probabilities (no reasonable doubt premise in labour law – only in criminal law) o Standard of proof on the balance of probabilities o Onus/burden of proof is carried by the grieving party (existence of CLA, fact of employment, the act of discipline o Then reverse onus: once the griever has established the prima facie case, onus then shifts to the employer to prove use cause for discipline or discharge o If employer satisfactorily demonstrates, then onus shifts to griever to raise a defense or establish mitigating circumstances • Jurisprudence means past decisions in a legal context • Arbitration awards do not serve as binding precedents • Mitigating factors are argued by the union to reduce a sanction (lessen penalty) (union show inconsistent application of rules; employer show premeditated / not spontaneous) • Discharge: involuntary termination of employment; when employee work record indicates no longer fit for employment; little likelihood of rehabilitation, and earlier corrective actions have failed (see importance of progressive discipline here) • Alternative Dispute Resolution (ADR): resolves disputes without going to court; voluntary non-binding process; neutral third party Defining Industrial Disputes: • Strike: work stoppage invoked by union • Lockout: work stoppage invoked by management • Work to rule: employees perform only to minimum standard required • Wildcat strikes: illegal strike during the term of the CA Strike Statistics: total number, frequency; number of workers involved; person days not worked; % of working time lost 68 • 6.9M days in 1980 ->1.3M days in 2001 • Trends by region: ON, BC, QC are more strike prone vs PEI & Territories • Trends by industry: manufacturing & public sector have higher strike rates vs tourism, finance, real estate & management services • Trends internationally: overall drop over past 5 years; Iceland has highest level, Canada has second highest level of strike activity (6X higher than USA); however, standards for reporting vary by country Theories, Causes & Impacts: • Kramer &Hyclak (2002) 3 common theories: o Accident or Hick’s theory: errors @ bargaining table; accidents; not rational; unexpected o Total joint costs: when cost of strike is low for both parties; when cost of settling is high compared to cost of striking; differences in cost of strike to one party relative to the other shifts bargaining power o Asymmetric information: use deceptive tactics; call the other side’s bluff; gather more information about other party’s claims (unless bluffing, strike will be short b/c cost of strike higher than settling); but not always economic issues • Causes: o Catalysts: trigger event (e.g. announcement of layoffs) o Insulated and Homogeneous Groups: group experiences collective struggle; sociological perspective o Management indifference or unresolved grievances o Frustration-aggression o Economic factors: strikes more common when economy is booming and/or firm has backlog of orders o Intra-organizational factors: if high conflict within 1 side, can’t agree with other actor • Impacts: o Economic: value of firm (e.g. reduce revenue), employee finances (strike pay is small) o Worker Well-Being (relationships, rapport, commitment) Differences in HRM practices between Union vs Non-Union Firms: • Non-union = master servant; union with unilateral power • Shock effect: shock management into stricter HRM practices 69 • Differing preferences of union vs non-union employees (what looking for in CA is different) • Exit-voice theory: greater collective voice mechanisms in unionized workplaces provides voice to influence change Impact of Unions on Management Practices: 1. Staffing: a. Recruitment: how post; unionized firms focus on internal recruitment; closed-loop clauses; preference for seniority b. Selection: unionized firms have more formal, documented promotion criteria; internal and seniority-based hiring and promotion; more probationary period especially because need just case to terminate once employed c. Deselection/Termination: layoffs are unique to unionized firms; just cause required to terminated a union worker; unionized employees have right of recall d. Staffing Flexibility: limited in unionized firms; less able to contract out and move job duties 2. Training & Development: more opportunities; keep current because hard to terminate 3. Performance Appraisal: less likely in unionized firm b/c governed by other elements of CA 4. Job Evaluation & Job Analysis: unionized as likely as non-union firms to use formal job evaluation systems; unionized less likely to use subjective rankings 5. Total Compensation a. Base pay: about 5% higher in unionized firms for same jobs • Spillover effect: increase in union wages, results in reduced demand for union labour, results in higher supply for non-union labour and reduction in wages in non-union sector • Threat effect: non-union employers increase wages to avoid unionization • Freemand & Medoff (1984): monopoly effect = higher wages = reduced employment levels from impact of collective voice b. Performance pay: less likely in unionized firms; labour doesn’t want to pit employees against one another; where exists is group based (profit sharing, gain sharing) c. Indirect pay / benefits (e.g., pension): 20-40% greater access in unionized 70 firms 6. Equality and Safety: better in unionized firms b/c of CA Impact of Unions on Firm Efficiency: • Economic Theory: unions have a negative impact; constrain firm flexibility, increase wages above competitive level and encourage adversarial relationship • Collective Voice Theory: unions have a positive impact due to improved communication between management and employees (lower quit rates and absenteeism); grievance procedure leads to positive work environment; shock effective results in stringent hiring practices Impact of Unions on Employee Measures: • Intention to quit: lower in unionized firm because seniority is important; less likely to leave higher pay & benefits, high voice options and due process provisions • Organizational commitment: union provides higher attachment • Satisfaction: lower overall job satisfaction for unionized workers related to job content, promotion opportunities, relationship with supervisor, resource to perform job (jobs are tightly defined) • Union Satisfaction (shorter term measure than union commitment) • Union Commitment: positive relationship with organization commitment – dual commitment • Desire to leave union: increases with firm size or dissatisfaction with pay b/c hierarchy • Work climate: good Public Sector Labour Relations Management: • Dual role of government: umpire and employer • Imperfect labour market (monopoly/monopsony) • Politics & public opinion • Probability of freely negotiated settlement declines by 2/3 in the round of bargaining following back-to-work legislation; 2 sides know government will make hard decisions so no reason to do themselves • Union power – Marshall’s conditions re public sector: • Demand is not affected by cost or price (favors labour) • Labour is not easily substituted (favors labour)) • Supply of substitutes is inelastic – no difference 71 • Labour is a small proportion of total costs (favors public employers) • Essential services: inconsistent between provinces or within educational levels Recent developments in dispute resolution: • Unfettered Strike Model: works best when services are not essential b/c otherwise union has too much power; without procedure to determine essential services invites back-to-work legislation • Designation Model: parties negotiate to determine essential services before bargaining starts (ON) or at the point of impasse (QC); neutral tribunals are available to adjudicate disputes that arise from these negotiations • No strike (Interest Arbitration) model: right to strike is substituted with interest arbitration (final & binding 3rd party), declining in popularity in CDA Problems with Interest Arbitration: • Chilling Effect: lack of flexibility caused by the parties’ fear a concession made in negotiations will reduce the arbitration outcome; split difference so don’t change • Narcotic or Dependency Effect: parties may lose ability to freely negotiate settlements without third party assistance • final offer arbitration (modification to Interest Arbitration) designed to reduce these effects • Impact on wage outcomes: upward wage bias • Loss of Control: especially budgetary (Adal et al) • Innovations Management Issues • Restructuring • New Public Management: how bring private sector practices into public sector • Implications: o Restraint policies applied to direct employees of the government and to services like schools, hospitals o Policies vary according to the managerial or unionizing status of employees - Management: downsized and downgraded - Unionized Employees: concessions via adversarial bargaining; legislated 72 wage cuts / joint solutions Union Issues • Privatization: most successful rejection strategy associated with these proposals were suggesting alternatives Globalization • Markets promote efficiency through competition, but do not necessarily ensure that the benefits of increased efficiency are shared by all • A new political economy: a new mode of capitalism has emerged that requires new modes of labour market regulation 1. Free Market Globalization: markets will dictate labour conditions and constrain government regulation in the absence of regulations, minimum wage laws, wages & conditions will be pushed to a race for the bottom 2. Institutional Globalization: national institutions (Employment Standards Agency, Human Rights) mediate between market pressures and society 3. Integration of Free Market & Institutional Globalization: combo of 1 & 2; decentralization of bargaining, greater management power, decrease in strikes • NAFTA (1994) included a labour side agreement • Important question is the extent to which freedom of association and collective bargaining will be protected under globalization Union Responses to Globalization: • Global unions • Corporate Codes of Conduct: non-binding standards • Global Union Federations (GUF) • Weaknesses found in corporate codes: seen as rich country protectionism • Labour Rights Campaigns: shift from multinational to transnational • International Framework Agreements (IFA) • Single Union Global Agreements 73 Total Rewards The Pay Model Compensation – Refers to all the forms of financial returns and tangible services and benefits that employees received as part of an employment relationship (cash compensation, incentives, benefits) Relational Returns – psychological returns employees believe they receive in the workplace (recognition, status, employment security, learning opportunities) Merit Increases – increment to base pay in recognition of past work behaviour 74 Cost of Living Adjustment – Percentage increment to base pay provided to all employees regardless of performance Implicit Contract – An unwritten understanding between employers and employees about their reciprocal obligations and returns. A Pay Model: 1) Strategic compensation objectives a. Efficiency i. Performance ii. Quality iii. Customers and Stockholders iv. Costs b. Fairness c. Compliance 2) Strategic policies that form the foundation of the compensation system a. Alignment b. Competitiveness c. Contributors d. Management 3) Techniques of compensation a. Alignment i. Work analysis ii. Descriptions iii. Evaluations/Certification iv. Internal Structure b. Competitiveness i. Market Definitions ii. Surveys iii. Policy Lines iv. Pay Structure c. Contributors 75 i. Seniority based ii. Performance base iii. Merit Guidelines iv. Incentive Programs d. Management i. Costs ii. Communications iii. Change iv. Evaluation Developing a Total Compensation Strategy Step 1: Assess Total Comp Implications - Competitive Dynamics - Core Culture/Values - Social and Political Context - Employee/Union Needs - Other HR Systems Step 2: Map a Total Comp Strategy - Objectives - Alignment - Competitiveness - Contributions - Management Step 3: Implement Strategy - Design System to Translate Strategy into Action - Choose Techniques to Fit Strategy Step 4: Reassess the Fit - Realign as Conditions Change - Realign as Strategy Changes 76 Part 1 – Internal Alignment: Determining the Structure The Pay Model: Internal Alignment - The pay relationships between the job/skills/competencies within a single organization Distributive Justice - Perceived fairness of pay or other work outcomes received Levels - One feature of any pay structure is its hierarchical nature – the number of levels and reporting relationships. Because pay structures typically reflect the flow of work in the organization, some are more hierarchical with multiple levels, others are compressed with few levels. Differentials - Pay differences between job levels Gini Coefficient - Statistic that varies between zero and one, increasing with the magnitude of pay differentials between job levels Criteria Content and Value – Content refers to the work performed in a job and how it gets done (tasks, behaviour, knowledge required, etc.). Value refers to the work of the work (its relative contribution to the organization objectives. Job – and Person-Based Structures – Job-based structure looks at work content (tasks, behaviours, responsibilities). Person-based structures shift the focus to the employee (skills, knowledge or competencies the employee possesses. 77 Government Policies, Laws and Regulations - Human rights legislation forbids pay systems that orientation, discriminate on the basis of gender, race, religion, sexual orientation, national origin, etc. - Pay equity – equal pay for work of equal value based on skill, effort, responsibility, and working conditions. - An internal structure may contain any number of levels, with differentials of any size, as long as the criteria for setting them do not include gender, race, religion, or national origin - Much pay-related legislation attempts to regulate economic forces to achieve social welfare objectives. For example, minimum wage legislation and maximums such as special reporting requirements for executive pay. But legislation also aims at the differentials - Most countries have various legal standards regulating pay structures. Whatever they are, organizations operating within these countries must abide by them. Organizations Human Capital – the education, experience, knowledge, abilities and skills that people possess is regarded as a major influence on internal structures Strategic Choices in designing internal structures 1. Tailored Structure – pay structure for well-defined jobs with relatively small differences in pay 2. Loosely Coupled Structure – pay structure for jobs that are flexible, adaptable, and changing Job Evaluation: 78 Determining the Internal Job Structure: Job Analysis Terminology: 79 Evaluating the Work: Job Evaluation Job Structure – hierarchy of all the jobs based on value to the organization; provides the basis for the pay structure Job Evaluation – the process of systematically determining the relative worth of jobs to create a job structure for the organization. The evaluation is based on a combination of job content, skills required, value to the organization, org culture, and external market. Some major decisions in job evaluation: - Establish purpose of evaluation - Decide whether to sue single or multiple plans - Choose among alternative approaches - Obtain involvement of relevant stakeholders - Evaluate plan’s usefulness Benchmark Jobs 80 - A job whose contents are well-known, relatively stable, and common across different employers Person-Based Pay Structures - Link pay to the depth of breadth of the skills, abilities, and knowledge a person acquires that are relevant to the work Skills analysis – a systematic process to identify and collect information about skills required to perform work in an organization 81 Determining the Internal Competency-based Structure: Part 2: External Competitiveness: Determining the Pay Level Labour Market Factors: - Economist describe two basic types of markets: 1. Quoted Price Market – prices are specifically indicated 2. Bourse Market – Prices are subject to barter or negotiation - In both the bourse and the quoted market, employers are the buyers and the potential employees are the sellers. - If the inducements (total comp) offered by the employer and the skills offered by the employee are mutually acceptable, a deal is struck. Designing Pay Levels, Mix and Pay Structures Design the Survey: - Consulting firms offer a wide choice of ongoing surveys covering almost every job family and industry group imaginable 82 - Designing a survey requires answering the following questions: 1. Who should be involved in the survey design? 2. How many employers should be included? 3. Which jobs should be included? 4. What information should be collected? Employee Benefits Benefits Planning and Design Issues: - The benefits planning process must address the vital question: “What is the role of benefits in a total compensation package?” - The planning process should include strategies to ensure external competitiveness and adequacy of benefits - Competitiveness requires an understanding of what other firms in your product and labour market offer as benefits - Value in conducting benefit surveys - There is a relationship between adequacy and cost-effectiveness - More organizations need to consider whether employee benefits are cost justified Financing Benefits Plans - The final administrative issue involves the question of financing benefits plans. Alternatives include: 1. Noncontributory (employer pays total costs) 2. Contributory (costs shared between employer and employee) 3. Employee financed (employee pays total costs for some benefits, e.g., long-term disability) Legal Requirements - Employers want benefits packages that complies with all aspects of the law - Example – vesting of pension plans which occurs when employees become entitled to the employer-paid portion of pension benefits upon 83 termination of employment, is required by law after no more than 2 years of employment Administering the Benefits Program Employee Benefits Communication: - Benefits admin involves 1. Communicating the benefits program 2. Claims processing 3. Cost containment Benefit Communication: - The most frequent method of communicating employee benefits is the employee benefits handbook (includes description, levels of coverage, eligibility requirements) - Failure to understand benefits components and their value is still one of the root causes of employee dissatisfaction with a benefits package - Effective communication must have: 1. Must clearly spell out its benefit objectives and ensure that any communications achieve these objectives 2. Match the message with the appropriate medium 3. The content of the communications package must be complete, clear and free of the complex jargon which so readily invades benefits discussions. Workers’ Compensation – a mandatory, government-sponsored, employer-paid, no-fault insurance plan that provides compensation for injuries and diseases that arise out of, and while in the course of, employment. Pension Legislation – Plans covering employees in more than one jurisdiction must comply with the legal requirements of the jurisdiction of registration, but must also apply the rules of each other jurisdiction for employee working in that jurisdictions. 84 Part 3: Employee Contributions: Determining Individual Pay Motivation (1) What’s important to a person, and (2) offering it in exchange for some (3) desired behaviours 85 The Role of Government and Unions in Compensation Government as Part of the Employment Relationship: - Governments’ usual interests are whether procedures for determining pay are fair (e.g. pay equity) - Safety nets for the unemployed and disadvantaged are sufficient (e.g. minimum wage, unemployment comp) - Employees are protected from exploitation (e.g. overtime pay, child labour) - Individuals, employers and government are key parties in pay decisions - Government policy decisions also affect comp by affecting the supply and demand - Supply – legislation aimed at protecting specific groups also tends to restrict that group’s participations in the labour market - Demand – Government affects demand for labour most directly as a major 86 employer (increased business activity, due to lower interest rates) translates into increased demand for labour and upward pressure on wages. Employment Standards Act - Outlines the minimum terms and conditions of employment (includes, min wage, paid vacations, paid holidays, OT pay, equal pay for equal work, min age of employment, etc.) Communication: Managing the Message - Pay sends a powerful message about what matters, therefore, managing that message is important - Pay systems must be fair - This is achieved through formal communication - Defining the objectives of the communication plan is key - There is evidence to suggest that the goodwill engendered by the act of being open about pay may affect employees’ attitudes toward pay - The research also shows that employees in companies with open pay communication policies are as inaccurate in estimating pay differentials as those in companies in which pay secrecy prevails - However, employees under open pay policies tend to express higher satisfaction with their pay and with the pay system Controls as Guidelines: - Balance between strict controls and chaos is required to ensure that pay decisions are directed at the organization’s goals, yet permit sufficient flexibility for manager and employees to respond to unique situations. - Achieving the balance become part of the art of managing compensation 87 Learning and Development Training vs Development Training: acquiring of knowledge, skills and abilities to enhance performance in a current position or assignment Development: gaining of knowledge, skills and abilities that are mandatory to perform future responsibilities ADDIE Model ADDIE is an instructional systems design (ISD) framework that many instructional designers and training developers use to develop courses.[1] The name is an acronym for the five phases it defines for building training and performance support tools: Analysis Design Development Implementation Evaluation Most current ISD models are variations of the ADDIE process. Other models include the Dick and Carey and Kemp ISD models. Rapid prototyping is another common alternative. Instructional theories are important in instructional materials design. These include behaviorism, constructivism, social learning, and cognitivism. 88 ADDIE Phases Analysis phase The analysis phase clarifies the instructional problems and objectives, and identifies the learning environment and learner's existing knowledge and skills. Questions the analysis phase addresses include: Who are the learners and what are their characteristics? What is the desired new behavior? What types of learning constraints exist? What are the delivery options? What are the pedagogical considerations? What adult learning theory considerations apply? What is the timeline for project completion? The process of asking these questions is often part of a need’s analysis. During the needs analysis instructional designers (IDs) will determine constraints and resources in order to fine tune their plan of action. Design phase 89 The design phase deals with learning objectives, assessment instruments, exercises, content, subject matter analysis, lesson planning, and media selection. The design phase should be systematic and specific. Systematic means a logical, orderly method that identifies, develops, and evaluates a set of planned strategies for attaining project goals. Specific means the team must execute each element of the instructional design plan with attention to detail. The design phase may involve writing a design document/design proposal or concept and structure note to aid final development. Development phase In the development phase, instructional designers and developers create and assemble content assets described in the design phase. If e-learning is involved, programmers develop or integrate technologies. Designers create storyboards. Testers debug materials and procedures. The team reviews and revises the project according to feedback. Implementation phase The implementation phase develops procedures for training facilitators and learners. Training facilitators cover the course curriculum, learning outcomes, method of delivery, and testing procedures. Preparation for learners includes training them on new tools (software or hardware) and student registration. Implementation includes evaluation of the design. Evaluation phase The evaluation phase consists of two aspects: formative and summative. Formative evaluation is present in each stage of the ADDIE process, while summative evaluation is conducted on finished instructional programs or products. Donald Kirkpatrick's Four Levels of Learning Evaluation are often utilized during this phase of the ADDIE process. Knowledge Types Knowledge is information that is meaningful in cognitive forms such as understanding, awareness and ability. It is typically acquired by experience, information consumption, experimentation and thought processes such as imagination and critical thinking. Knowledge comes in several varieties and types: Explicit Knowledge 90 Knowledge that can be articulated in a natural language such as French or Japanese. Tacit Knowledge A general term for knowledge that is difficult to explain, articulate or acquire such as mastering chess or the piano. Also associated with a sense of innate ability or unique set of experiences that allows a select few individuals to achieve mastery of a particular skill. Learning Organization In business management, a learning organization is a company that facilitates the learning of its members and continuously transforms itself. Learning organizations develop as a result of the pressures facing modern organizations and enables them to remain competitive in the business environment Intellectual Capital Intellectual capital is the intangible value of a business. This includes anything that isn't physical that adds to the productive capacity of a firm. The following are the primary types of intellectual capital. Human Capital The knowledge, know-how, abilities and creativity of employees. In many cases, people don't like to be referred to as "capital." Terms such as talent or human resources are common alternatives. Structural Capital Intangible elements of a firm's organizational culture, business processes and ability to innovate. This includes documents, media, processes, systems, applications, data, intellectual property and trade secrets. Relational Capital A firm's relationship with the outside world including investors, customers, employees, partners, regulators, communities and other stakeholders. This can include both informal relationships such as business contacts and formal contracts. Knowledge Interpretation and Dissemination Gathering data from direct and indirect sources: observations questionnaires interviews 91 experiments another research Processing data for interpretation numerically and or verbally: HR Metrics employee sampling statistics themes or perspectives Dissemination of findings written reports presentations Employee meetings / town halls Information communication technology (ICT) Knowledge Retention Knowledge Sharing Systems support the process through which explicit or tacit knowledge is communicated to other individuals. These systems are also referred to as knowledge repositories. The two types of explicit knowledge sharing systems most widely discussed in the KM literature are: lessons learned and expertise locator systems. Systems that support tacit knowledge sharing are those typically utilized by communities of practice. Corporate Memory (also known as an organizational memory) is made up of the aggregate intellectual assets of an organization. It is the combination of both explicit and tacit knowledge. The loss of Corporate Memory often results from a lack of appropriate technologies for the organization and exchange of documents. Another contributing factor to the loss of corporate memory is the departure of employees because of either turnover or retirement. KM is concerned with developing applications that will prevent the loss of corporate memory. Knowledge sharing systems are classified according to their attributes Incident report databases 92 Incident report databases are used to disseminate information related to incidents or malfunctions. Incident reports typically describe the incident together with explanations of the incident, although they may not suggest any recommendations. Alert systems Alert systems were originally intended to disseminate information about a negative experience that has occurred or is expected to occur. Alert systems could be used to report problems experienced with technology, such as an alert system that issues recalls for consumer products. Best practices databases Best practices databases describe successful efforts, typically from the reengineering of business processes that could be applicable to organizational processes. Best practices differ from lessons learned in that they capture only successful events, which may not be derived from experience. Lessons-learned systems The goal of lessons-learned systems is to capture and provide lessons that can benefit employees who encounter situations that closely resemble a previous experience in a similar situation. LLS could be pure repositories of lessons or be sometimes intermixed with other sources of information. Expertise locator systems Expertise-Locator Systems are knowledge repositories that attempt to organize knowledge by identifying experts who possess specific knowledge. Expertise locator systems are also known as expert directories, expertise directories, skill directories, skills catalogues, white pages or yellow pages. Off the Job Learning Methods On the job training methods have their own limitations, and in order to have the overall development of employee’s off-the-job training can also be imparted. The methods of training which are adopted for the development of employees away from the field of the job are known as off-the-job methods. The following are some of the off-the-job techniques: 1. Case study method: 93 Usually, case study deals with any problem confronted by a business which can be solved by an employee. The trainee is given an opportunity to analyze the case and come out with all possible solutions. This method can enhance analytic and critical thinking of an employee. 2. Incident method: Incidents are prepared on the basis of actual situations which happened in different organizations and each employee in the training group is asked to make decisions as if it is a real-life situation. Later on, the entire group discusses the incident and takes decisions related to the incident on the basis of individual and group decisions. 3. Role play: In this case also a problem situation is simulated asking the employee to assume the role of a particular person in the situation. The participant interacts with other participants assuming different roles. The whole play will be recorded and trainee gets an opportunity to examine their own performance. 4. In-basket method: The employees are given information about an imaginary company, its activi-ties and products, HR employed and all data related to the firm. The trainee (employee under training) has to make notes, delegate tasks and prepare schedules within a specified time. This can develop situational judgments and quick decision-making skills of employees. 5. Business games: According to this method the trainees are divided into groups and each group has to discuss about various activities and functions of an imaginary organization. They will discuss and decide about various subjects like production, promotion, pricing etc. This gives result in co-operative decision-making process. 6. Grid training: It is a continuous and phased program lasting for six years. It includes phases of planning development, implementation and evaluation. The grid takes into consideration parameters like concern for people and concern for people. 7. Lectures: This will be a suitable method when the numbers of trainees are quite large. Lectures can be very much helpful in explaining the concepts and principles very clearly, and face to face interaction is very much possible. 8. Simulation: 94 Under this method an imaginary situation is created and trainees are asked to act on it. For e.g., assuming the role of a marketing manager solving the marketing problems or creating a new strategy etc. 9. Management education: At present universities and management institutes gives great emphasis on management education. For e.g., Mumbai University has started bachelors and postgraduate degree in Management. Many management Institutes provide not only degrees but also hands-on experience having collaboration with business concerns. 10. Conferences: A meeting of several people to discuss any subject is called conference. Each par-ticipant contributes by analyzing and discussing various issues related to the topic. Everyone can express their own viewpoint. On the Job Learning Methods 1. Job rotation: This training method involves movement of trainee from one job to another gain knowledge and experience from different job assignments. This method helps the trainee under-stand the problems of other employees. 2. Coaching: Under this method, the trainee is placed under a particular supervisor who functions as a coach in training and provides feedback to the trainee. Sometimes the trainee may not get an opportunity to express his ideas. 3. Job instructions: Also known as step-by-step training in which the trainer explains the way of doing the jobs to the trainee and in case of mistakes, corrects the trainee. 4. Committee assignments: A group of trainees are asked to solve a given organizational problem by discussing the problem. This helps to improve team work. 5. Internship training: 95 Under this method, instructions through theoretical and practical aspects are provided to the trainees. Usually, students from the engineering and commerce colleges receive this type of training for a small stipend. Coaching and Mentoring Making the Distinction Traditionally, mentors are chosen within a company to help employees learn the ropes. In the entrepreneurial world, mentors act as advisers, compensated or not. Mentors are successful people who share their hard-won wisdom to provide insight and guidance as an entrepreneur encounters challenges along her journey. They typically function in a reactive capacity, responding to issues as they arise. Mentors may not have expertise in the mentee’s field, but they understand how to navigate business in general. Coaches, on the other hand, often have expertise in the same field as the people they’re helping. They’re usually trained and certified as coaches, possessing strong process management skills. 96 Coaching Mentoring Coaching revolves more around specific development areas/issues Mentoring revolves more around developing the mentee professional's career The agenda is focused on achieving specific, immediate goals Agenda is set by the mentee, with the mentor providing support and guidance to prepare them for future roles Focus is generally on development/issues at work Focus is on career and personal development Coaching is generally not performed on the basis that the coach needs to have direct experience of their client’s formal occupational role, unless the coaching is specific and skills-focused Mentor is usually more experienced and qualified than the ‘mentee’. Often a senior person in the organization who can pass on knowledge, experience and open doors to otherwise out-ofreach opportunities Short-term (sometimes time-bounded) and focused on specific development areas/issues More long-term and takes a broader view of the person Generally, more structured in nature and Can be more informal and meetings meetings are scheduled on a regular can take place as and when the basis mentee needs some advice, guidance or support Relationship generally has a set duration Ongoing relationship that can last for a long period of time Lesson Plans The quality of lesson plans will determine how efficiently training time is used and how much content employees can learn. The main thing is to make sure they contain the main elements of the lesson. They’re meant to guide your instruction so you can maximize classroom time. 97 What Are the Components of an Effective Lesson Plan? 1. Materials 2. Spelled out and clear objectives 3. Background information 4. Direct instruction 5. Student practice 6. Closure 7. Demonstration of learning Transfer of Training Principles* Citation Schunk, D. (2004). Learning theories: An educational perspective (4th ed.). Upper Saddle River, NJ, USA: Pearson, p. 220, ISBN 0130384968. Near Overlap between situations, original and transfer contexts are similar. Far Little overlap between situations, original and transfer settings are dissimilar. Positive What is learned in one context enhances learning in a different setting. Negative What is learned in one context hinders or delays learning in a different setting. Vertical Knowledge of a previous topic is essential to acquire new knowledge. Horizontal Knowledge of a previous topic is not essential but helpful to learn a new topic. 98 Literal Intact knowledge transfers to new task. Figural Use some aspect of general knowledge to think or learn about a problem. Low Road Transfer of well-established skills in almost automatic fashion. High Road Transfer involves abstraction so conscious formulations of connections between contexts. Kirkpatrick’s Hierarchical Model of Evaluation 14 The Four Levels ● ● ● ● Reaction Learning Behavior Results Level 1: Reaction This level measures how your trainees (the people being trained), reacted to the training. Obviously, you want them to feel that the training was a valuable experience, and you want them to feel good about the instructor, the topic, the material, its presentation, and the venue. It's important to measure reaction, because it helps you understand how well the training was received by your audience. It also helps you improve the training for future trainees, including identifying important areas or topics that are missing from the training. Level 2: Learning At level 2, you measure what your trainees have learned. How much has their knowledge increased as a result of the training? 99 When you planned the training session, you hopefully started with a list of specific learning objectives: these should be the starting point for your measurement. Keep in mind that you can measure learning in different ways depending on these objectives, and depending on whether you're interested in changes to knowledge, skills, or attitude. It's important to measure this, because knowing what your trainees are learning and what they aren't will help you improve future training. Level 3: Behavior At this level, you evaluate how far your trainees have changed their behavior, based on the training they received. Specifically, this looks at how trainees apply the information. It's important to realize that behavior can only change if conditions are favorable. For instance, imagine you've skipped measurement at the first two Kirkpatrick levels and, when looking at your group's behavior, you determine that no behavior change has taken place. Therefore, you assume that your trainees haven't learned anything and that the training was ineffective. However, just because behavior hasn't changed, it doesn't mean that trainees haven't learned anything. Perhaps their boss won't let them apply new knowledge. Or, maybe they've learned everything you taught, but they have no desire to apply the knowledge themselves. Level 4: Results At this level, you analyze the final results of your training. This includes outcomes that you or your organization have determined to be good for business, good for the employees, or good for the bottom line. Return on Investment Employee Learning Using a formula for measuring training ROI: ROI (%) = ((Financial benefits – Training Cost)/Training Cost) x 100 To get the numbers for the ROI, keep count of learning program costs, including the cost of development and creation, promotion and delivery (associates or tech), materials and facilities, wages, and training evaluation Management Development Methods These methods can be used: 100 · · · · · · · · · The coaching method Job rotation Special projects Case studies Business games Simulation Conferences Lectures, and Syndicate method 101 Health, Wellness and Safe Workplace Occupational Health & Safety OHS Common Terms Hazard Any situation with the potential to cause injury or illness. You may have a hazard to do with: · · · · · · · machinery equipment raw materials workplace other workers your job poor housekeeping Risk The likelihood that exposure to a hazard will result in injury or disease. Risk Assessment Once a hazard is identified, an examination of the risks associated with it is done to determine the likelihood of injury or illness being caused by the hazard. Risk Control Taking action to eliminate or reduce the likelihood that exposure to a hazard will result in injury or disease. Workplace Inspections Planned systematic appraisals of the workplace to identify hazards, assess and control risks, and to ensure a safe and healthy workplace complying with OHS legislation. Incidents 102 Occurrences that result in death, injury or illness. Dangerous Occurrences Where there is a potential to cause death, injury or illness. Accidents any unwanted event that causes harm to people, property, or processes Workers 3 Basic Rights Employees have the following three basic rights: 1. Right to refuse unsafe work. 2. Right to participate in the workplace health and safety activities through the Health and Safety Committee (HSC) or as a worker health and safety representative. 3. Right to know, or the right to be informed about, actual and potential dangers in the workplace. Employer’s Responsibilities The manager or supervisor must: Make sure workers work in compliance with OH&S acts and regulations. Make sure that workers use prescribed protective equipment devices. Advise workers of potential and actual hazards. Provide workers with written instructions as to the measures and procedures to be taken for protection of the worker. Take every reasonable precaution in the circumstances for the protection of workers. Managers and supervisors act on behalf of the employer, and hence have the responsibility to meet the duties of the employer as specified in the Act for the work they (the managers and supervisors) direct. 103 Employee’s Responsibilities Employee’s responsibilities include the following: ● Work in compliance with OH&S acts and regulations. ● Use personal protective equipment and clothing as directed by the employer. ● Report workplace hazards and dangers to the supervisor or employer. ● Work in a safe manner as required by the employer and use the prescribed safety equipment. ● Tell the supervisor or employer about any missing or defective equipment or protective device that may be dangerous. Joint Health & Safety Committees https://www.ontario.ca/page/guide-health-and-safety-committees-andrepresentatives What is a joint health and safety committee? A joint health and safety committee (JHSC) is composed of worker and employer representatives. Together, they should be mutually committed to improving health and safety conditions in the workplace. Committees identify potential health and safety issues and bring them to the employer's attention and must be kept informed of health and safety developments in the workplace by the employer. As well, a designated worker member of the committee inspects the workplace at least once a month. When Can a Worker Refuse Work? The right to refuse unsafe work is one of the three basic health and safety rights achieved by the labour movement, along with the right to know about the hazards in the workplace, and the right to participate in workplace health and safety decisions. And while procedures and circumstances around the right to refuse may vary from province to province, just about all workers have the legal right to a healthy and safe workplace that allows (and in some provinces obligates) them to protect their own safety by refusing to perform work that they believe has the potential to harm themselves or others at the worksite. Exercising the right to refuse typically involves setting in motion a series of steps to resolve the unsafe or dangerous situation. While these steps vary slightly by jurisdiction, the following is a typical work refusal procedure: 104 Workers must report to their supervisor that they are refusing to perform work because they believe it is unsafe, and state why they believe the situation is unsafe if the situation isn’t immediately corrected, the worker, supervisor, and a JHSC member or worker representative investigates the worker can resume their work if the unsafe condition is resolved with mutual agreement if the condition is not resolved, a government health and safety inspector is called to investigate and provide a decision in writing no other worker should be assigned to do the work unless they have been informed of the work refusal and the reasons for the refusal WHMIS WHMIS stands for Workplace Hazardous Materials Information System. It is a nationwide system to provide information on hazardous materials used in the workplace. WHMIS affects workers, employers, suppliers, and regulators. WHAT IS THE OBJECTIVE OF WHMIS? The objective of WHMIS is to reduce the risk of illness or injury to employees, employers, or visitors in the Workplace resulting from the use of controlled products. COMPONENTS OF WHMIS There are three key components to WHMIS: 1. Worker Education and Training Worker education programs provide instruction on the hazards of hazardous materials in the workplace and training in understanding and using WHMIS information. 2. Labels Labels must be placed on all containers of hazardous materials to alert employees and workers to the dangers of the product and basic safety precautions. 3. Material Safety Data Sheets Provide detailed health and safety information on a product WHMIS Label Classes The Eight (8) WHMIS hazard classes are A: Compressed Gas Contents of the container are under pressure - anything done to weaken the structure of the container could result in an explosion or a dramatic release of pressure. 105 B: Flammable/Combustible "Flammable / Combustible" materials are solids, liquids or gases that will ignite and continue to burn if exposed to a flame or source of ignition. C: Oxidizing Materials Produce oxygen or another oxidizing substance, which can cause or contribute to combustion of other substances. D: Poisonous / Infectious Further separated into three categories D1 / D2 /D3. D1: Immediate and serious toxic effects The effects of Class D1 materials are very harmful based on short-term exposures. D2: Other Toxic Effects Produce many different toxic effects. D3: Biohazard Infectious Materials Any organism, or the toxins produced by these organisms, that have been shown or are believed to be a biological hazard in either humans or animals. E: Corrosive Cause decomposition of other materials (e.g., metals) or damage tissue. F: Reactive React with other substances to produce a wide range of negative reactions. MSDS Material Safety Data Sheets Minimum standard: 1. Product information 2. Hazardous ingredients list 3. Physical data 4. Fire and explosion information 5. Reactivity information 6. Toxicological data 7. Preventive measures to 8. First aid measures 106 9. Preparation information Hazard Identification Factors –Human –Environmental –Situational –Ergonomic Hazard Identification Methods What are workplace hazards? Simply put, workplace hazards are any aspect of work that cause health and safety risks and have the potential to harm. Some hazards are more likely to be present in some workplaces than others, and depending on the work that you do, there will be hazards that are more or less relevant to your business. What are the most common workplace hazards? There are many types of workplace hazards, which tend to come under four main categories: physical hazards – the most common workplace hazards, including vibration, noise and slips, trips and falls; ergonomic hazards – physical factors that harm the musculoskeletal system, such as repetitive movement, manual handling and poor body positioning; chemical hazards – any hazardous substance that can cause harm to your employees; biological hazards – bacteria and viruses that can cause health effects, such as hepatitis, HIV/AIDS and Legionnaires disease. Common health risks Some of the most common health risks associated with workplace hazards include: breathing problems; skin irritation; damage to muscles, bones and joints; hearing damage; reduced wellbeing. How to prevent workplace hazards 107 The best way to protect yourself and your employees from workplace hazards is to identify and manage them and take reasonable steps to prevent their potential to harm. In order to control workplace hazards and eliminate or reduce the risk, you should take the following steps: identify the hazard by carrying out a workplace risk assessment; determine how employees might be at risk; evaluate the risks; record and review hazards at least annually, or earlier if something changes. Consequences, Exposure & Probability (CEP) Risk Assessment Model The CEP model is a ‘quick and dirty’ Risk Assessment process that can be easily used in the field Risk (R) = Consequences x Probability x Exposure or R = C x P x E Identify specific hazards and assign them a value for each element below. The higher the number, the greater the Consequences, Probability or Exposure. Consequences: Scored 1 to 5. Describes the potential loss or consequence or a mishap. Protective devices or procedures, engineering controls, and PPE are used to mitigate Consequences. Should something go wrong, the results are likely to be found in the following areas: Injury, occupational illness or death, Property damage or loss, Mission degradation, Reduced morale, Adverse publicity, Administrative and/or disciplinary actions 1=none or slight 2=Minimal 3=Significant 4=Major 5=Catastrophic Probability: Scored 1 to 5. The likelihood that given the Exposure, the projected consequences will occur. Training, situational awareness, morale and attitude change are used to mitigate Probability. 1=Impossible or remote under normal conditions 2=Unlikely under normal conditions 3=50/50 chance 4=Greater than 50% chance 5=Very likely 108 Exposure: Scored 1 to 4. The amount of time, number of cycles, number of people and resources(equipment) involved. 1=None or below average 2=Average 3=Above average 4=Great Compute the value of Risk (R = C x E x P) to evaluate the effectiveness of mission and risk of execution. Values in the Substantial to Very High range need to be controlled. Values Risk Level Action 80-100 Very High Discontinue/STOP 60-79 High Immediate Correction 40-59 Substantial Correction Required 20-39 Possible Attention Needed 1-19 Slight Possibly Acceptable Compute the Risk Value for each hazard identified. Focus attention from highest values down. Hazard Control •Precontact –addressing any problems, concerns or issues before an incident or accident happens •Contact –discovering ways in which a dangerous situation is prevented from becoming more dangerous and harming staff •Post contact –making available medical and cleanup process and making sure that the event can’t reoccur WSIB Work Well Program http://www.wsib.on.ca/WSIBPortal/faces/WSIBArticlePage?fGUID=83550210063 5000376&_afrLoop=881292056818000&_afrWindowMode=0&_afrWindowId=null #%40%3F_afrWindowId%3Dnull%26_afrLoop%3D881292056818000%26_afrWi ndowMode%3D0%26fGUID%3D835502100635000376%26_adf.ctrlstate%3Dcxpojck67_4 109 Work well Our Work well program looks at the health and safety and return-to-work performance of your workplace to see if we feel you would benefit from our support. We provide this service because we want to work together with you to make your workplace one of the safest and healthiest in the province. Benefits of Work well Applying health and safety and disability management best practices is worth it, regardless of the size or type of your business. The time, energy and resources you put toward having a good health and safety management system and returnto-work program are much less than the costs of accident recovery and the related effects on your business (i.e., customer service, resource replacement, WSIB premium costs, reduced production, quality, etc.). Employers who take part in our program and make improvements to their workplace health and safety management systems and return-to-work programs have fewer injuries, illnesses and reduced lost time. These things all lead to customer service continuity, improved production and better quality, less downtime, improved employee morale and greater profit. Also, employers with better injury and lost-time experience records are eligible for rebates and decreased premiums through their experience rating program (NEER, MAP, or CAD-7). How the program works We review different statistics to find the workplaces who may need support because they have more frequent lost-time injuries and workers who are off for longer periods than average. If your workplace is selected for a Work well Assessment, we will offer this service to you in writing. Here’s what you can expect: The Work well Evaluator will contact you to make an appointment for a visit. Together you will review and discuss your injury/illness and return-to-work statistics over the last three years. To do your assessment, we’ll: Look at your health and safety and return-to-work program documentation (e.g., policies, procedures and records); Watch your workplace’s practices and procedures in action; Tour your workplace; and Interview staff and management. Next, we'll work with you to identify priorities that could have immediate effects based on what we find and develop an implementation plan to help you make 110 improvements to your return-to-work program and overall health and safety management system. We’ll continue to offer post-implementation support. We’ll provide you with recommendations for valuable health and safety and return-to-work resources. Workplace Violence Type I: Criminal intent. In this kind of violent incident, the perpetrator has no legitimate relationship to the business or its employee(s). Rather, the violence is incidental to another crime, such as robbery, shoplifting, or trespassing. Acts of terrorism also fall into this category. Type II: Customer/client. When the violent person has a legitimate relationship with the business—for example, the person is a customer, client, patient, student, or inmate—and becomes violent while being served by the business, violence falls into this category. Type III: Worker-on-worker. The perpetrator of Type III violence is an employee or past employee of the business who attacks or threatens other employee(s) or past employee(s) in the workplace. Worker-on-worker fatalities accounted for approximately 15 percent of all workplace homicides in 2014. Type IV: Personal relationship. The perpetrator usually does not have a relationship with the business but has a personal relationship with the intended victim. This category includes victims of domestic violence who are assaulted or threatened while at work and accounted for about 7 percent of all workplace homicides in 2014. Workplace Violence Prevention · Start a mediation program to resolve employee disputes rather than letting them simmer. · Document any threats and your response to them including terminating employees who make a threat. · Terminate employees with care and caution by involving witnesses or security for violent employees. · Evaluate security systems regularly including alarms, ID keys, passcodes, cameras and personnel. 111 · Workplace violence policy and prevention program and communicate it to staff · Have leaders take an active role in employee awareness of the plan; make sure they are alert to warning signs and know how to respond. · Provide regular workplace violence and bullying prevention training for all employees (both new and current), supervisors and managers. · Foster a climate of trust and respect among workers and between employees and management; eradicate a bad culture of bullying or harassment. · Look out for and stake steps to reduce negativity and stress in the workplace, which can precipitate problematic behavior. · Identify and screen out potentially violent individuals before hiring while maintaining compliance with privacy protections and antidiscrimination laws. · Establish procedures and avenues for employees to report threats, other violence or if there’s imminent danger. The Importance of Training It’s not enough to have a plan. You must communicate that plan and each of these strategies to your employees. Sexual Harassment as a Health & Safety Issue How Sexual Harassment Affects Employees When an employee is being subjected to sexual harassment, the workplace becomes a hostile environment, with the constant threat of physical and/or emotional harm. This can lead to severe distress for victims, with individuals at risk of developing mental health problems such as depression, anxiety, PTSD or panic attacks, as well as the physical symptoms that accompany these disorders. Low productivity, motivation and morale levels, or high rates of sick leave or absenteeism, may also be signs that an employee is suffering from some form of harassment. As well as causing direct and immediate suffering for individuals, sexual harassment can interfere with work performance, career progression and even result in people being forced out of their job and income completely. How Sexual Harassment Impacts Organizations A workplace environment that fails to properly address the issue of sexual harassment will be at risk of developing signs of a negative work culture – low morale, discontent employees and high levels of absenteeism will soon be reflected in lower productivity and profits. 112 Financially, companies can expect to face higher rates of staff turnover, with the added strains of hiring and training new staff, as well as the expense of sexual harassment law suits. A sexual harassment law suit will cost your company significant amounts of money, in addition to damaging your reputation and brand name Must haves: Explicit company policy forbidding sexual harassment and the presence of procedures for reporting misconduct may or may not be sufficient to offset liability –employers will be pressured to take a more active role in maintaining a harassment-free work environment –employers will feel greater discomfort with intimate relationships that develop between supervisors and their subordinates because of the legal implications •may motivate employers to discourage such office relationships –employers’ intentions to have effective sexual harassment policies are insufficient •to avoid liability, the policies must be functional and must work as well in practice as they do in theory Emergency Preparedness Cycle 113 Human Resources Metrics, Reporting and Financial Management The Relationship between Human Resources, Finance & technology Labour cost per FTE = labour cost FTE Labour cost revenue percent = labour costs revenue Costs of benefits as a percentage of total labour costs = benefit costs labour costs Return on investment = benefit – cost cost Information technology encompasses all of the hardware and software, including networking and communications technologies. The benefits are: Operational – processes are more efficient Rational – people are more connected Transformational – the way work is done has changed HRIS enables better access and analysis of workforce information that is secure and confidential. Federal and provincial legislation regulate employee information in the following ways: What is collected How it is stored Who has access? How long it is retained o Ontario Ministry of Labour requires an organization to keep an employee’s name, address, and employment start date for 3 years following the termination date 114 o Canada Revenue Agency requires that payroll date be kept for a period of 6 years following the employee’s first tax year with the employer T YPES AND USES OF HR METRICS 2 categories of HR metrics: Human capital metrics – describe characteristics of the workforce (such as education level, experience, skills inventories, performance scores, tenure or service) HR metrics – describe the efficiency and effectiveness of HR programs; look at impact, speed and cost HR audit – a review of HR policies, programs, processes and documentation to identify opportunities to improve efficiency, effectiveness, customer satisfaction and legal compliance Types of metrics: Efficiency metrics – assess whether things are being done ‘right’; focus on doing things right Effectiveness metrics – assess whether the ‘right’ things are being done; focus on doing the right things Operational metrics – assess the efficiency and effectiveness of programs and services to its stakeholders; short-term impact Strategic metrics – assess the linkage between HR programs and services and the organization’s strategic goals; long-term impact 5C model of HRM impact: Compliance Client satisfaction (clients include employees, managers, customers) Culture management Cost control Contribution (to the overall effectiveness of the organization) Metrics are used to: Establish base lines – to compare current practice with past practice Conduct benchmarking – to compare current practice with best practices or practices outside the organization Track trends – including economic, demographic, or workforce trends Justify strategic decisions regarding talent management 115 Measure the impact of HR on the organization’s bottom line Service Profit Chain: Engaged employees engaged customers sustained profit and growth Metrics enable HR to: Speak the language of business Put forward convincing business cases Report empirical evidence Ultimately become a strategic business partner HR dashboard – a tool that visually displays important HR metrics Productivity metrics: Absenteeism measures - # of workdays missed due to illness per full time equivalent (FTE) Absenteeism = sick days FTE Overtime measures – average # of overtime hours worked by each individual contributor Overtime = overtime hour_________ individual contributor headcount Human capital return on investment – rate of return for each dollar invested in employee pay and benefits Human capital ROI = (revenue – operating costs) total FTE Compensation metrics: Compa-ratio for an individual – show where an individual’s current salary is compared to the midpoint of the salary band; is typically between 80% and 120% which is 0.8 and 1.2 Compa-ratio = individual’s salary___ midpoint of salary band Recruitment metrics: Vacancy rate - the percent of positions being actively recruited for Vacancy rate = # vacant positions headcount External hire rate = __# external hires__ # all positions filled 116 Average time to fill a position when hiring externally = sum of all external days to fill # external recruits Cost of eternal hires = total external hiring costs # external recruits Quality of external hires by source = average performance ratings of new recruits after 3 months from each hiring Recruitment and selection costs: Advertising Screening Interviewing Orientation Training Learning curve Retention metrics: Turnover = (resignations + retirements + involuntary terminations) headcount Executive voluntary turnover rate = (executive resignations + executive retirements) executive headcount Succession planning rate = # of succession planning candidates executive level headcount Labour relations metrics: Grievance incidence = # of open grievances unionized headcount Percent of grievances closed = # of grievances closed # of open grievances Arbitrated grievance rate = # of grievances gone to arbitration # of open grievances Learning and development metrics Cost per FTE = learning and development cost FTE Cost as a percent of revenue = learning and development cost Revenue 117 Cost as a percent of payroll = learning and development cost labour costs Incidence = # of learning and development events FTE Duration = # of learning and development hours FTE Participation = # employees attending learning and development # of all employees The Research Process Why is research, measurement and evaluation important? Organizations are facing unprecedented challenges They need strategies that align with their culture and business priorities HR needs to be able to propose evidence-based solutions that can be measured for effectiveness HR can become a strategic partner when it can quantify the impact of strategies on the organization’s success The research process is used to predict and measure the value of an initiative. Why is it difficult to measure the value of an HR program? 1. HR initiatives do not occur in a vacuum (there are multiple other factors that may alter the outcomes) 2. HR initiatives are mostly “qualitative” as opposed to “quantitative” 3. HR professionals are too busy to conduct research or are unaware of how to do so Steps in the research process 118 Dependent variable – what you are trying to impact / measure Independent variable – the variable that has an impact on the dependent variable Research Design 4 common research designs are: 1. 2. 3. 4. Surveys Experimental Qualitative Existing research Surveys are used to assess change or create change. They are used to: Pinpoint areas of concern Observe long-term trends Monitor program impact Provide input for decisions Communicate Perform organization behaviour research Assist with change and improvement Show care and interest in employees Important considerations when conducting surveys include: Population sample Survey questions Data collection method 119 Data coding Data analysis Report format Feedback mechanism to stakeholders Sampling involves deciding who and how many people should participate. Types of sampling include: Random sampling – a group of employees chosen at random from the whole organization or population Stratified sampling – a group of employees who represent the organization in some way (i.e., gender, department, location); ensures fair and equal representation as the whole organization Sampling error – sample is insufficient to reflect the entire population Types of questions: Structured questions o Easy to analyze o Limited in scope o No room for interpretation Open ended questions o Difficult to analyze o Not restrictive in scope o More subjective Questions should: Be simply worded Be applicable to all potential Respondents Not be leading or loaded Have a single focus When using structure questions, it is common to use a Likert Scale (ex. strongly agree, agree, neutral, disagree, and strongly disagree). Questions should be designed to avoid: Acquiescence response styles o When a person proves a positive response to every question o To avoid, word some questions positively and some negatively in order to change the scale Social desirability o When a person gives the answer, they think you want to hear 120 o To avoid, use a forced choice behaviorally anchored check-list Methods for survey distribution include: Hard-copy mail E-mail Over the internet Automated telephone Important survey distribution considerations include: Whether the survey will be anonymous or confidential The timing and logistics of distribution and collection The ease of response Cost of implementation The purpose of experimental design is to find relationship between one or more variables. Experimental research is conducted in: A laboratory – where other variables are controlled The field – like a workplace where other variables can affect the outcome of the research Experimental research designs include: Pre-test only designs Pre-test/post-test designs Pre-test, control group, post-test designs Qualitative research mainly involves observation and interviews such as: One-on-one interviews Group interviews Focus group interviews designed to gather feedback Debriefing interviews Reviewing existing research provides a wealth of knowledge and information for developing HR strategies based on past practice and best practices. Developing Research Measures Criterion measures – ensure we are measuring what is important (i.e., how the competencies related to a job when conducting interview assessments) Criterion relevance – ensures the criteria are relevant to what we are trying to predict (i.e., all the right competencies are assessed) 121 Criterion deficiency – occurs when we haven’t assessed all the necessary criteria (i.e., an important competency is missing from our assessment) Criterion contamination – occurs when we measure things that are irrelevant 4 types of measurement scales: 1. Nominal scales – a list of variables that have no “value” (e.g., department name) 2. Ordinal scales – a list of variables that have an order (e.g., what employees like best or least or what they want the most) 3. Interval scales – a scale that tells us the mathematical difference between two responses (e.g., Likert scale) 4. Ratio scales – show the relationship between two variables (e.g., sales per employee) Statistics Validity – ensures the measure is accurately assessing what is supposed to measure Reliability – ensures the consistency of the measure Types of validity includes: 1. Content validity – ensures the measure accurately measures what it is supposed to measure 2. Criterion-related validity – ensures that what is being measured is relevant 3. Predictive validity – ensures that the measure can predict the dependent variable 4. Construct validity – measures abstract constructs such as IQ and personality type 5. Concurrent validity – when it can be shown Types of reliability include: 1. Test-retest reliability – when the same person achieves the same score when tested twice using the same test 2. Split-half reliability/internal consistency reliability – when the score a person achieves on one-half of the test is the same as the score, they receive on the other half of the test 3. Inter-rater reliability – ensures reliability across raters Measures of central tendency Mean (also known as an average) Mode – the response given by most people; most frequent Median – the middle response (also known as the 50th percentile) 122 Measures of variability -standard deviation is the metric for illustrating the degree of difference in responses Measures of association Correlations show the relationship between two variables Expressed as a decimal number; positive perfect correlation is 1, negative perfect correlation is -1 Regression Analysis Uses correlations to predict an outcome Most often used in job evaluation to predict job value in terms of a competitive market salary Analytical Tools Types of tools: Affinity diagrams/mind maps – enable us to look at groups of related issues as a whole Cause and effect diagrams/fish bone diagrams – are used to identify a problem, sorting causes into 4 categories (machinery, methods, materials, people) Gantt charts – chart activities against dates Critical path – the minimum time between start and finish of a project Delphi technique – brainstorming using a questionnaire (continuously send back to the group for feedback) Nominal group technique – when voting follows a brainstorming activity SWOT analysis – examining strengths, weaknesses, opportunities, or threats to an organization Utility analysis – assessing the dollar value of an initiative in terms of increased productivity or performance Human Resources Audits5 123 Concept of Human Resource Audit The word “audit” comes from the Latin verb audire , which means, to listen. Listening implies an attempt to know the state of the affairs as they exist and as they are expected/ promised to exist. Auditing as a formal process is rooted in this feature of listening. Consequently, it is a diagnostic tool to gauge not only the current status of things but also the gaps between the current status and the desired status in the area that is being audited. Auditing has been a routine exercise in the area of finance, especially because it is a statutory obligation. However, in case of Human Resource, there is no legal binding to adopt auditing. Some of the companies nevertheless prefer to have Human Resource audits. Like any audit, the Human Resource Audit is also a systematic formal process, which is designed to examine the strategies, policies, procedures, documentation, structure, systems and practices with respect to the organization’s human resource management. It systematically and scientifically assesses the strengths, limitations, and developmental needs of the existing human resources from the larger point of view of enhancing organizational performance. The human resource audit is based on the premise that human resource processes are dynamic and must continually be redirected and revitalized to remain responsive to the ever-changing needs. Human Resource Audits are not routine practices aimed at problem solving. Instead of directly solving problems, HR audits, like financial audits, help in providing insights into possible causes for current and future problems. The findings of these audits aid decision making in the organization and are usually internal documents that need not necessarily be shared with the public. Moreover, unlike Financial Audits that are routine, regulated and standardized, Human Resource Audits are non-routine and may be designed to cater to the unique needs of the organization at a particular point in time. These are in fact, studies of an unusual nature. The manner in which the Audit is conducted could vary from self-directed surveys to interventions by outside consultants. An HR Audit is like an annual health check-up, it plays a vital role in instilling a sense of confidence in the Management and the HR functions of an organization. HR Audit Definition: Human Resource Audit means the systematic verification of job analysis and design, recruitment and selection, orientation and placement, training and development, performance appraisal and job evaluation, employee and executive remuneration, motivation and morale, participative management, 124 communication, welfare and social security, safety and health, industrial relations, trade unionism, and disputes and their resolution. HR audit is very much useful to achieve the organizational goal and also is a vital tool which helps to assess the effectiveness of HR functions of an organization. An HR audit also goes beyond looking at the hiring process into areas like employee retention, budgeting, training, employee compensation, management/employee relations and virtually any process or practice within the company that affects its people. A periodic Human Resource audit can qualify its effectiveness within an organization. Human Resource audits may accomplish a variety of objectives, such as ensuring legal compliance; helping maintain or improve a competitive advantage; establishing efficient documentation and technology practices; and identifying strengths and weaknesses in training, communications and other employment practices. Human Resource auditing is something that many companies do annually, just as they audit their financial information. This gives them an accounting of their workforce and the efficiency with which the organization as an entity deals with its people, from recruiting to firing. Human Resource auditing can be likened to a person going to the doctor for a general check-up to stay well. The process allows a company to get a general idea of where it stands so it can better correct any potential problems and plan for the future. When it comes to physical health, prevention of problems is far better than waiting until a problem arises and trying to cure it. The same holds true for human resources auditing. Preventing problems is much easier than trying to fix them after the fact. Good Human Resource planning and auditing can help prevent those problems, and save companies money and difficulties. Human Resource Accounting benefits the company ascertain how much Investment it has made on its Employees and how much return it can expect from this Investment. What is Human Resource Auditing? The American Accounting Association’s Committee on Human Resource Accounting (1973) has defined Human Resource Accounting as “the process of identifying and measuring data about human resources and communicating this information to interested parties”. HRA, thus, not only involves measurement of all the costs/ investments associated with the recruitment, placement, training and development of employees, but also the quantification of the economic value of the people in an organization. Flamholtz (1971) too has offered a similar definition for HRA. They define HRA 125 as “the measurement and reporting of the cost and value of people in organizational resources”. Who should conduct the audit? The team that is responsible for the audit should represent a cross-section of the organization’s staff, including line staff, middle and upper management, and those responsible for HR functions. Need and Purpose of Human Resource Auditing The commonly understood audits are the established and regular accounting audits carried out in accordance with specific statutory regulations. However, in the case of human resource audits, there is no legal obligation, but enlightened managements have voluntarily accepted its usefulness depending upon the circumstances. The following circumstances may be cited as examples: felt concern by top management, compulsions of the external forces necessitating a situational audit, business changing significantly influenced by international business decisions affecting human resource management, and an urge on the part of human resource management professionals towards advancement of the practices and systems. It is necessary to take a look at these and other questions. Human Resource audit is highly useful for the purpose Does the organization regularly forecast the supply of and demand for employees in various categories? Do job analyses exist for all positions in the organization? Are all potential sources of recruitment identified and evaluated? Are measurable selection criteria developed and used while filling up jobs? Do effective training and development programs exist? Is there a performance evaluation system that helps assess past and potential performance? Is the remuneration program designed to motivate employees? Is the plant unionized? Does a grievance procedure exist? Does the organization have high quality of work life? Does the HRM practice contribute to organizational effectiveness? Does the management underestimate the capacity of HRM to contribute to organizational effectiveness? Approaches to Human Resources Audit The following approaches are adopted for purpose of evaluation: 126 1. 2. 3. 4. 5. Comparative approach Outside authority approach Statistical approach Compliance approach Management by objectives (MBO) approach Comparative approach In this, the auditors identify Competitor Company as the model. The results of their organization are compared with that Company/ industry. Outside authority approach In this, the auditors use standards set by an outside consultant as benchmark for comparison of own results. Statistical approach In this, Statistical measures are performance is developed considering the company’s existing information. Compliance approach In this, auditors review past actions to calculate whether those activities comply with legal requirements and industry policies and procedures. Management by objectives (MBO) approach This approach creates specific goals, against which performance can be measured, to arrive at final decision about organization’s actual performance with the set objectives. Sample Human Resource Audit question 1. How effective is the selection process in ensuring that people are placed in appropriate positions? Explain. 2. How effective is the appraisal process in accurately assessing performance? Explain. 3. How effective are rewards (financial and non-financial) in driving performance? Explain. 4. How effective are the training, development, and career planning activities in driving performance? Explain. 5. How effective is the appraisal process in differentiating performance levels for justifying reward allocation decisions? Explain. 6. How effective is the appraisal process in identifying developmental needs of individuals to guide training, development, and career planning? Explain. 127 7. How effective are the training, development, and career planning activities in preparing people for selection and placement into new positions in the organization? Explain. 8. Overall, how effectively are the five components integrated and mutually supportive? Explain. Organization and Structure Is there an organizational chart? Does the chart include both employees’ names and position titles? Does the chart show reporting relationships? Is the chart updated as changes occur? As the needs of the organization change, does its structure change? HR Department Organization Is the department sufficiently staffed for the industry and the size of organization? Is the budget in line with other organizations of similar size and industry? Has the company been involved in any employment lawsuits? If there have been suits, what were the outcomes? Is there a job description for each position in the department? To what position does the top HR position report? Does the HR Department have a mission statement? Is the HR mission statement consistent with the vision and mission of the organization? Functions of the Human Resource Department 1. For what functions is the HR Department responsible? Payroll Benefits Salary administration Recruitment Training Labor relations Safety Strategic planning Others 2. Should the HR Department be responsible for all of the functions listed above? 3. Should the HR Department be responsible for functions that are not listed above? Human Resources Information Systems5 128 An HRIS, the abbreviation for Human Resources Information System, is a system that lets you keep track of all your employees and information about them. It is usually done in a database or, more often, in a series of inter-related databases. HRIS is the system which seeks to merge the activities associated with human resource management (HRM) and information technology (IT) into one common database through the use of enterprise resource planning (ERP) software. The goal of HRIS is to merge the different parts of human resources, including payroll, labor productivity, and benefit management into a less capital-intensive system than the mainframes used to manage activities in the past. Also called Human Resource Management Systems (HRMS). Human Resources Information Systems (HRIS) provide software functions, procedures and processes to manage employees. 2020Software.com ranks the following HR products as best: Sage ABRAHRMS, PerfectHR, PeopleSoft, Oracle E-Business Suite HRM, and UltiPro HR. These products are developed by fiscally stable corporations that provide excellent support and long-term development strategies. The HRIS Specialist examines and verifies employee information processed by automated HR systems. They compile statistical information and prepare reports relating to payroll, recruiting, position classification, compensation, training, equal opportunity employment, or affirmative action. They also provide assistance with HRIS maintenance, troubleshoot user technical problems, and provide training. Improvements in Technology relating to microcomputers and software have also had a major impact on the use of information for managing human resources. Traditionally computers had been used in human resources only for compensation and benefits-for example, administering payroll. However, new advances in microchips have made it possible to store large quantities of data on personnel computers and to perform statistical analyses that were once only possible with large mainframe computers. A Human Resource Information System (HRIS) is a system used to acquire, store, manipulate, analyze, retrieve, and distribute information related to the company’s human resources. From the manager’s perspective, an HRIS can be used to support strategic decision making, to avoid litigation, to evaluate programs or policies, or to support daily operating concerns. 129 Definition: A Human Resources Information System, is a system that lets you keep track of all your employees and information about them. It is usually done in a database or, more often, in a series of inter-related databases. These systems include the employee name and contact information and all or some of the following: department, job title, grade, salary, salary history, position history, supervisor, training completed, special qualifications, ethnicity, date of birth, disabilities, veteran’s status, visa status, benefits selected, and more A computerized HRIS is an information system that makes use of computer and monitors control and influences the movement of human being from the time they indicate their intention to join an organization till they separate from it after joining. It consists of the following sub-system. Recruitment Information: It includes the placement data bank advertisement module, general requirement and training requirement data. Personnel Information: It includes employee information such as transfer monitoring and increment and promotion details. Manpower Planning Information: It seeks to provide information that could assist human resource mobilization, career planning, succession planning and input for skill development. 130 Training Information: It provides information for designing course material, arrange for need base training and cost analysis of training etc. Health Information System: This subsystem provides information for maintenance of health-related activities of the employees. Appraisal Information: It deals with the performance appraisal and merit rating information which serves as input for promotion, increment and secession and career planning etc. Payroll System: It consists of information concerning wages, salaries incentives, allowance, perquisite deduction for provident fund etc. Data on compensation pattern of competitor is also included in it. Personnel Statistics System: It is a bank of historic and current data used for various type of analyst. Typically, the better The Human Resource Information Systems (HRIS) provide overall: Management of all employee information. Reporting and analysis of employee information. Company-related documents such as employee handbooks, emergency evacuation procedures, and safety guidelines. Benefits administration including enrollment, status changes, and personal information updating. Complete integration with payroll and other company financial software and accounting systems. Applicant tracking and resume management. A human resource Information system can be as large or as small as is necessary and may contain one or two modules or up-to twenty or so. Hundreds of HRIS software packages are being marketed for both mainframe and microcomputers. A great many decisions need to be made in the course of adopting and implementing an HRIS. The specific needs of the organization should dictate the type of human resource Information system chosen. Any project as potentially expensive, complex, and time consuming as the addition or upgrading of an HRIS requires careful analysis and planning. The HRIS that most effectively serves companies tracks: 131 attendance and paid time off [PTO] use, pay raises and history, pay grades and positions held, performance development plans, training received, disciplinary action received, personal employee information, and occasionally, management and key employee succession plans, high potential employee identification, and applicant tracking, interviewing, and selection. An effective HRIS provides information on just about anything the company needs to track and analyze about employees, former employees, and applicants. Your company will need to select a Human Resources Information System and customize it to meet your needs. With an appropriate HRIS, Human Resources staff enables employees to do their own benefits updates and address changes, thus freeing HR staff for more strategic functions. Additionally, data necessary for employee management, knowledge development, career growth and development, and equal treatment is facilitated. Finally, managers can access the information they need to legally, ethically, and effectively support the success of their reporting employees. In adopting a HRIS following issues need to be addressed: Careful need assessment What type and size of HRIS should be adopted? 132 Whether to develop software or buy and use off the shelf software Should the HRIS be implemented in total or in stages. A sound HRIS can offer the following advantages: Clear definitions of goal. Reduction in the amount and cost of stored human resource data. Availability of timely and accurate information about human assets. Development of performance standard for the human resource division More meaningful career planning and counselling at all levels. Individual development through linkage between performance reward and job training. High capability to quickly and effectively solve problems. Implementation of training programs based on knowledge of organizational needs. Ability to respond to ever changing statutory and another environment Status for the human resource functions due to its capability for strategic planning with the total organization. Modules in Human Resource Management Systems 1.Payroll Module Pay process by gathering data on employee: Time and attendance Deductions and taxes Periodic pay checks Employee tax reports 133 2.Time and attendance Module Standardized time and work-related efforts Provides flexibility on: Data collection methods Labor distribution capabilities Data analysis features Cost analysis and efficiency metrics 3.Benefits& Administration Module Administer and track employee participation in benefits programs Encompass insurance, compensation, profit sharing and retirement 4.HR Management Module The system records: Basic demographic and address data Selection, training and development Skills management Compensation planning records 5.Talent \ Management Systems Personnel usage within an organization Identifying potential applicants Recruiting through: Company-facing listings Recruiting sites publications that market to both recruiters and applicants 6.Training Module Administer employee training and development efforts Allows HR to track education, qualifications and skills of the employee 134 Outlining training courses and materials available to develop skills 7.Employee Self-Service Module Allows employee to query HR related data Perform HR transactions over the system (attendance record) Allows supervisors to approve OT requests from their subordinates Benefits of Human Resource Information Systems (HRIS) Become strategic partners with top management Be more efficient and provide better information for decision making Increased use of web technology will leave HR for more time for strategic planning Enables employees to focus on their administration work Strategic Architecture enables HR professionals to act as competent manager in arranging people to their respective positions Contribute to overall business performance by: Supporting task of data storage and retrieval Serving as primary admin support tools Reporting, statistics and program monitoring What is the need for HRIS? Human resource information system refers to the system of gathering, classifying, processing, recording and dismantling the information required for efficient and effective management of human resource in an organization. Need for such a system arises due to several factor. Organizations that employ a very large number of people, it becomes necessary to develop employee database for taking personnel issues. 135 In a geographically dispersed company, every office requires timely and accurate information for manpower management. If information is stored in a multiple location cost and inaccuracy will increase. Modern day compensation package is complex consisting of many allowance and deductions etc. A centrally available data can become useful for taking timely decisions. Organizations have to comply with several laws of the land. A computerized information system would store and retrieve data quickly and correctly enabling the organization to comply with statutory requirements. With the help of computerization personnel information system, employer record and file can be integrated and retrieved for cross-referencing and forecasting. The system should be oriented towards decision making rather than towards record keeping. Necessary flexibility for adaptation to changes taking place in the environment can be built into mechanized information system. In the field of human resource management, information system has been limited to payroll preparation, job status and work history report of new hires, termination and insurance payment. Gradually however progressive companies have started computerized information system in the area of collective bargaining, employee manual, training, performance appraisal etc. With sophisticated software, computer-based information system can be used in almost all the functions of human resource management. HRIS software: Abra Suite: for human resources and payroll management ABS (Atlas Business Solutions): General Information, Wages information, emergency information, Reminders, Evaluators, Notes customer information, Documents and photos, Separation information. CORT: HRMS: applicant tracking, Attendance tracking and calendars, Wage information, Skills tracking, Reports-to information, Status tracking, Job history tracking, Cost center tracking, Reviews and tracking, Mass update and change tools etc. HRSOFT: Identify and track senior managers, assess management skills and talents, generate a wide range of reports, resumes, employee profiles, replacement tables and succession analysis reports, identify individuals for 136 promotion, skills shortages, unexpected vacancy, discover talent deep, Competency Management, career development, align succession plans etc. Human Resource Microsystems: sophisticated data collection and reporting, flexible spending accounts, compensation, employment history, time off, EEO, qualifications, Applicant/Requisition Tracking, Position Control/Succession Planning, Training Administration, Organization Charts, HRIS-Pro Net (employee/managerial self-service), HR Automation (eNotification and eScheduler), and Performance Pro (performance management) ORACLE- HRMS: Oracle iRecruitment, Oracle Self-Service Human Resources, Payroll, HR Intelligence, Oracle Learning Management, Oracle Time and Labor PEOPLESOFT: Enterprise eRecruit, Enterprise Resume Processing, Enterprise Services Procurement, Workforce Planning, Warehouse SAP HR: Human Capital Management (HCM) for Business, All-in-One: Rapid HR, SPECTRUM HR: iVantage® and HRVantage®. iVantage is a Web-based HRIS product designed for organizations with up to 10,000 employees. VANTAGE: HRA: 'Point-and-Click' report writing, internal Messaging System for leaving reminders to yourself, to someone else or to everyone using HRA - very useful for Benefit Applications, Disciplinary Actions, Special Events, Employee Summary Screen for Basic, leave (Absenteeism) and Salary/Position History, skills & training module, Leave Tracking Module. Why to Implement Human Resource Information Software (HRIS) System? Running a business will generate a lot of information, both related to the business and related to your employees. You need to be able to harness and secure this information in a system for a couple of different reasons. First, you don't want confidential information about your organization or employees getting into the wrong hands. Additionally, a human resource information software (HRIS) system is a wise choice because it will reduce the amount of paper generated, organize your data, streamline processes, and help your company's bottom line. So, why is HR information important? Your employees are your biggest assethaving a system in which to contain their private personnel information, safely and securely is critical. You have worked hard to become an employer of choicedon't ruin that credibility by mishandling confidential information. 137 Making a Business Case for the HRIS System The HRIS system is an investment to an organization. An HRIS system is more than just a storage and organizational tool to contain confidential information about your organization's employees. The HRIS system needs to be viewed from a financial perspective. For instance, an HR manager or department usually has to justify their expenditures and if HR's functions are not tracked properly, you could be losing money. These include: Providing benefits for ineligible employees or their dependents. Cost of training new employees. Documenting why people leave the organization because the cost of terminations is high, and if you can track why people leave, then changes can ensue. Not properly recording vacation or sick leave taken. Time and attendance create a loss of productivity, so having a way to track it to ensure there is not abuse of the system or employees taking time they don't have will help to reduce the risk of losing productivity and, ultimately, revenue. Reduce potential legal expenses in an employee dispute. Accurate and complete records can help build your case or diffuse a situation before it even gets in the courts. Other justifications for a HRIS system can include savings in paper and supply costs and savings in time spent on human resource tasks. By implementing an effective HRIS system, the organization is well on their way to increasing confidentiality of their employees' information. Critical Analysis Although almost all HR managers understand the importance of HRIS, the general perception is that the organization can do without its implantation. Hence only large companies have started using HRIS to complement its HR activities. 138 But HRIS would be very critical for organizations in the near future. This is because of a number of reasons. Large amount of data and information to be processed. Project based work environment. Employee empowerment. Increase of knowledge workers & associated information. Learning organization The primary reason for delay in HRIS implementation in organizations is because of the fear psychosis created by "technology" and "IT" in the minds of senior management. They may not be very tech savvy and fear being left out. But trends are changing for the better as more and more organizations realize the importance of IT and technology. Major HRIS providers are concentrating on the small and middle range organizations as well as large organizations for their products. They are also coming up with very specific software modules, which would cater to any of their HR needs. SAP and Peoplesoft provide HR modules within their business intelligence software. Hence HRIS would soon be an integral part of HR activities in all organization. 139 Human Capital Any company that wants to achieve great success needs to pay close attention to human capital management. The employees of a company are the biggest asset it has and by keeping that asset strong, the company has the best chance of success. A company that pays little attention to its employees will end up with a team of employees who are unmotivated and unproductive. Human capital management can be the difference between a company with a winning team of employees all pulling together toward a shared goal, and a demoralized group who are providing little overall value.5 It is important that each and every member of the team is considered as an individual, each with their own set of strengths and weaknesses. Human capital management assumes that any lack of knowledge amongst the employees of a company is purely down to lack of training or teaching, rather than looking upon it as a fault of an individual or a team. . Human capital management provides a strategic approach to managing staff at a company. It differs from traditional HR practices as it is concerned less with administrative tasks and procedures and focuses more on getting the most out of staff for a happy and productive team. Companies who currently do not have any type of human capital management program in place should think carefully about implementing one. The employees benefit greatly from human capital management which in turn means the company benefits greatly too. The approach to managing and organizing employees through a human capital management program is done in a number of ways. In essence, the approach should provide a fully inclusive strategy from even before a new employee is hired right through to their exit. Another important part of human capital management is succession planning and talent management. Being able to identify key members of staff as possible future managers can make the decision-making process for current senior management more straight forward, and allow for greater ease with forward planning. Human Capital Management Defined Human capital management (HCM) is concerned with obtaining, analyzing and reporting on data that informs the direction of value-adding people management, strategic investment and operational decisions at corporate level and at the level of front-line management. The defining characteristic of HCM is this use of metrics to guide an approach to managing people that regards them as assets and emphasizes that competitive advantage is achieved by strategic investments in those assets through employee engagement and retention, talent management and learning and development programs. 140 The Accounting for People Task Force Report (2003) stated that HCM involves the systematic analysis, measurement and evaluation of how people policies and practices create value. The report defined HCM as 'an approach to people manage-ment that treats it as a high-level strategic issue rather than an operational matter "to be left to the HR people" '. The Task Force expressed the view that HCM 'has been under-exploited as a way of gaining competitive edge'. As John Sunderland, Task Force member and Executive Chairman of Cadbury Schweppes pic commented: 'An organization's success is the product of its people's competence. That link between people and performance should be made visible and available to all stake-holders.' Nalbantian el al (2004) emphasize the measurement aspect of HCM. They define human capital as, 'The stock of accumulated knowledge, skills, experience, creativity and other relevant workforce attributes' and suggest that human capital management involves 'putting into place the metrics to measure the value of these attributes and using that knowledge to effectively manage the organization'. HCM is defined by Kearns (2005b) as the total development of human potential expressed as organiza-tional value.' He believes that 'HCM is about creating value through people' and that it is 'a people development philosophy, but the only development that means anything is that which is translated into value'. Human Capital and HR Human capital is not solely the people in organizations— it is what those people bring and contribute to organizational success. Human capital is the collective value of the capabilities, knowledge, skills, life experiences, and motivation of an organizational workforce. Sometimes human capital is called intellectual capital to reflect the think-ing, knowledge, creativity, and decision making that people in organizations contribute. For example, firms with high intellectual capital may have technical and research employees who create new biomedical devices, formulate prod-ucts that can be patented, or develop new software for specialized uses. All these organizational contributions illustrate the potential value of human capi-tal. A few years ago, a Nobel prize-winning economist, Gary Becker, expanded the view of human capital by emphasizing that countries managing human capital better arc more likely to have better economic results.' The importance of human capital in organizations can be seen in various ways. One is sheer costs. In some industries, such as the restaurant industry, employee-related expenditures may exceed 60% of total operating costs. With such significant levels comes an increasing need to measure the value of human capital and how it is changing through HR metrics. Human Capital Management & Human Resources Management 141 In the opinion of Mayo (2001) the essential difference between HCM and HRM is that the former treats people as assets while the latter treats them as costs. Kearns (2005b) believes that in HCM 'people are value adders, not overheads' while in HRM 'people are (treated as) a significant cost and should be managed accordingly'. According to Kearns, in HRM 'the HR team is seen as a support service to the line' - HR is based around the function and the HR team performs 'a distinct and separate role from other functions'. Conversely, 'HCM is clearly seen and respected as an equal business partner at senior levels' and is 'holistic, organization-wide and systems-based' as well as being strategic and concerned with adding value. The claim that in HRM employees are treated as costs is not supported by the descriptions of the concept of HRM produced by American writers such as Beer et at (1984). In one of the seminal texts on human resource management, they emphasized the need for: 'a longer-term perspective in managing people and consideration of people as potential assets rather than merely a variable cost'. Fombrun et al (1984), in the other seminal text, quite explicitly presented workers as a key resource that managers use to achieve competitive advantage for their companies. Grant (1991) lists the main characteristics of human resources in his general classification of a firm's potential resources as follows: The training and expertise of employees determines the skills available to the firm. The adaptability of employees determines the strategic flexibility of the firm. The commitment and loyalty of employees determine the firm's ability to main-tain competitive advantage. Cappelli and Singh (1992) propose that competitive advantage arises from firmspecific, valuable resources that are difficult to imitate, and stress 'the role of human resource policies in the creation of valuable, firm-specific skills'. Other writers confirmed this view. The HRM argument is that people... are not to be seen as a cost, but as an asset in which to invest, so adding to their inherent value. (Torrington, 1989, emphasis in the original) Of course, all these commentators are writing about HRM as a belief system, not about how it works in practice. The almost universal replacement of the term 'personnel management' with HR or HRM does not mean that everyone with the job title of HR director or manager is basing their approach on the HRM philosophy. Guest commented in 1991 that HRM was 'all hype and hope'. A survey conducted by Caldwell (2004) provided some support to this view by establishing that the five most important HR policy areas identified by respondents were also the five in which the least progress had been made. For example, while 89 per cent of respondents said the most important HR policy was 'managing people as assets which are fundamental to the competitive 142 advantage of the organization', only 37 per cent stated that they had made any progress in implementing it. However, research conducted by Hoque and Moon (2001) found that there were significant differences between the activities of those described as HR specialists and those described as personnel specialists. For example, workplace-level strategic plans are more likely to emphasize employee development in workplaces with an HR specialist rather than a personnel specialist, and HR specialists are more likely to be involved in the development of strategic plans than are personnel specialists. Both HRM in its proper sense and HCM as defined above treat people as assets. Although, as William Scott-Jackson, Director of the Centre for Applied HR Research at Oxford Brookes University argues (Oracle, 2005), You can't simply treat people as assets, because that depersonalizes them and leads to the danger that they are viewed in purely financial terms, which does little for allimportant engagement.' However, there is more to both HRM and HCM than simply treating people as assets. Each of them also focuses on the importance of adopting an integrated and strategic approach to managing people, which is the concern of all the stakeholders in an organization, not just the people management function. So how does the concept of HCM reinforce or add to the concept of HRM? The answers to that question are that HCM: draws attention to the importance of what Kearns (2005b) calls 'management through measurement', the aim being to establish a clear line of sight between HR interventions and organizational success; strengthens the HRM belief that people are assets rather than costs; focuses attention on the need to base HRM strategies and processes on the requirement to create value through people and thus further the achievement of organizational goals; reinforces the need to be strategic; emphasizes the role of HR specialists as business partners; provides guidance on what to measure and how to measure; underlines the importance of using the measurements to prove that superior people management is delivering superior results and to indicate the direction in which HR strategy needs to go. The concept of HCM complements and strengthens the concept of HRM. It does not replace it. Both HCM and HRM can be regarded as vital components in the process of people management. The choices they make include how much discretionary behaviour they are prepared to exercise in carrying out their role (discretionary behaviour refers to the discretion people at work can exercise about the way they do their job and the amount of effort, care, innovation and productive behaviour they display). They can also choose whether or not to remain with the organization. 143 144 Bibliography 1 Human Resources Professional Association (HRPA) https://www.hrpa.ca/ https://www.hrpa.ca/Documents/Designations/Professional-CompetencyFramework.pdf 2 Erik van Vulpenhttps://www.analyticsinhr.com/blog/14-hr-metrics-examples/ 3 Dr. John P. Kotter, the 8-Step Process for Leading Change https://en.wikipedia.org/wiki/Change_management 4 Edwards Deming https://en.wikipedia.org/wiki/PDCA 5 Job Analysis Methods http://www.whatishumanresource.com/job-analysismethods Whatishumanresource.com http://www.whatishumanresource.com/strategic-human-resources-management http://www.whatishumanresource.com/Human-Resource-audit http://www.whatishumanresource.com/human-resource-information-systems http://www.whatishumanresource.com/human-capital-management 6 Employee Retention Strategies http://www.whatishumanresource.com/ 7 HR Demand Forecasting - FACTORS AFFECTING - Techniques http://www.whatishumanresource.com/hr-demand-forecasting 8 HR Supply Forecasting - succession analysis - Markov Analysis http://www.whatishumanresource.com/hr-supply-forecasting 145 9 SanketDash,Aug 30, 2017 https://www.quora.com/How-is-linear-programmingapplied-to-human-resources 11 Johnson, Rose. "Skills Inventory and Internal Recruitment Methods." Small Business - Chron.com, http://smallbusiness.chron.com/skills-inventory-internalrecruitment-methods-30688.html. Accessed 11 October 2018. 12 Performance Management vs Performance Appraisalhttp://www.whatishumanresource.com/performance-management-vsperformance-appraisal 13 Will Guillaume Foussier | August 9, 2017 https://talentculture.com/how-toidentify-and-retain-high-potential-employees/ 14 Donald Kirkpatrick 1994 https://www.mindtools.com/pages/article/kirkpatrick.htm 146 Practice Questions 147 Professional Practice 1. The Employment Equity Act argued that: a) differences among people should be ignored and everyone should be treated equally. b) there are no true differences among people except those attributed to them by discriminatory bias c) organizations should hire groups of people based on their race, age, gender, or national origin to make up for historical discrimination d) the only differences that should make count in employment opportunities are those of job-related qualifications 2. There are three types of discrimination a) malicious, intentional, and systemic b) systemic, blatant, and disparate c) direct, indirect, and systemic d) indirect, obvious, and systemic 148 3. Which of the following is typically NOT included in diversity training? a) sensitivity training b) cultural awareness c) consciousness-raising d) legal awareness 4. Human capital is a) the people in the organization b) the collective talents of the management of the organization c) also called intellectual capital d) of critical importance to the firm, but non-measurable 149 5. One of the four elements of a good organizational ethics programs is a system for confidential reporting of ethical misconduct or questionable behaviour. The main reason that employees, including HR professionals, do not report ethical concerns is a) fear of prosecution for slander and/or libel by the accused party b) a culture of "don't ask, don't tell" in most organizations c) employees are not able to distinguish between ethical and unethical behaviours d) concerns about current and future employment being affected 6. An HRMS system serves two major purposes in organizations: a) technological and operational b) strategic and technological c) administrative and effectiveness d) technological and workflow 150 7. Using a manager’s best guess as the basis for forecasting the staffing needs in a department is classified as a ______________ method a) judgmental b) mathematical c) quantitative d) non-intuitive 8. Which of the following is NOT a reason why flexible work schedules are becoming more and more of a retention tool? a) Workload pressures have increased due to downsizing b) Dual career couples in the “sandwich generation” are caring for both children and elderly parents c) People are placing a higher premium on self-actualization away from work through hobbies, the arts and community involvement d) Employees feel that they are working more hours and more days than they prefer 151 9. The fact that only about 14.4 percent of the highest-ranking executive management jobs in Canadian companies are held by women is evidence of a) the glass ceiling b) glass walls c) careers of glass d) “one-way” glass 10. All of the following are areas of HR competencies EXCEPT a) interpersonal skills b) business knowledge c) personal credibility d) HR delivery 152 11. In order for diversity management to succeed in the organization commitment to change must begin with a) lower-level employees b) HR professionals c) middle managers d) top management 12. All of the following are operational activities of HR except __________, which is a strategic activity a) analyzing HR metrics and measurements b) complying with laws, policies, and procedures c) recruiting and selecting employees d) responding to goals and objectives set by executives 13. A long term plan for the orderly replacement of key employees is called 153 a) transition mapping b) succession planning c) replacement forecasting d) executive development 14. It is predicted that Canadian employers will face skilled shortages due to the aging of the workplace. Which jobs will be most affected? a) pilots and teachers b) employees in Canadian federal public service and the RCMP c) real estate agents and taxi drivers d) architects and domestic workers 15. What is discrimination? 154 a) treating people differently, negatively or adversely without a good reason b) pay equity legislation c) paying employees in different job categories different wages d) firing an employee 16. What is the concept that refers to systematic thinking about the moral consequences of one’s actions and decisions on various stakeholders? a) Social responsibility b) Morality c) Ethics d) Mission 17. ____________________ is the most frequent type of harassment a) Harassment of subordinate to supervisor b) Same sex harassment 155 c) Employee to another employee d) Customer to employee 18. Religion a) can never be a bona fide occupational qualification b) must be afforded reasonable accommodation short of undue hardship by employers c) does not have to be accommodated by employers if the religion is not “mainstream.” d) can be the subject of a pre-employment inquiry if the applicant wears clothing indicating membership in a non-Judeo-Christian religion 19. The role played by HR wherein the HR function is the champion of the employee is the __________ role a) strategic b) operational 156 c) advocate d) representative 20. What is an example of BFOR? a) Requiring multilingualism in a hospital serving an ethnically diverse population of patients b) Appearance for waiters and waitresses working in a restaurant c) Sexual orientation, namely heterosexuality, to work in a grade school d) Gender, namely female, to work in a daycare centre 21. The responsibility for carrying out HR activities a) resides solely with HR professional b) is mostly that of managers in the organization with the guidance of HR professionals c) is divided between HR professionals and the managers of the organization 157 d) ultimately rests with the Board of Directors 22. A financial measure that shows that the HR function is generating more return than the organization’s cost of capital is? a) economic value added b) return on investment c) benchmarking d) balancing the scorecard 23. Which of the following is TRUE about diversity in the Canadian workforce? a) Canada is one of the few countries in the western world that is actively looking for immigrants that are highly qualified b) Canada's immigration policy is to partly offset the aging of the population and the increase in the retirement rate 158 c) The Canadian workforce has become more diverse racially and ethnically, with 20% of Canada's d) All of the above 24. Which of the following is TRUE about exit interviews? a) Employees are more willing to give the true reason for quitting before they have left the building for the last time b) Exit interviews are not very useful because employees use it as a tool for revenge against supervisors and co-workers c) Employees may not give frank answers in exit interviews because they are afraid it will affect their references d) Exit interviews are best conducted in a free-form manner because each employee’s reasons for leaving are unique 25. The primary determinant of ethical behaviour in an organization is the a) quality of the HR administrative function 159 b) norms of the community in which the organization is located c) organization's culture d) selectiveness in hiring process 26. All of the following are considered to be drivers of retention EXCEPT a) employee relationships b) job design and work c) career opportunities d) macroeconomic factors 27. Retention is a problem in the modern workplace because a) new entrants to the workforce have no organizational loyalty and move to other organizations for minor reasons. b) the slump in births after the baby-boom has left more jobs to fill than there are new workers to fill them 160 c) there are fewer qualified and productive workers in the Canadian workforce. d) female workers are taking full advantage of parental leave to extend their time away from the workforce 28. The Canadian economy has shifted from a _________ economy to a __________ economy. a) physical asset based, financial asset based b) manufacturing, service c) growing, stagnant d) labour-rich, labour-poor 29. The downsizing technique that has the most negative effect on the departing and surviving employees is a) attrition b) voluntary separations 161 c) early retirements d) layoffs 30. The focus of HR ________________ is to have the right number of people with the right capabilities in the right place at the right time a) strategy b) planning c) efficiency d) benchmarking 31. An indication of an advanced approach to diversity management in an organization is/are a) an inclusive culture b) a preference for the traditional status quo c) implementation of employment equity. 162 d) frequent lawsuits 32. The main impediment to HR being recognized as a strategic contributor to organizational success is that HR is a) not critical to the success of an organization b) HR activities are not quantitatively measurable c) justification for HR expenditures using hard data is lacking d) HR does not have a professional credentialing process 33. When an employee quits in the first few months after hiring, it is likely due to a) poor relationship with the supervisor b) inadequate screening before hire c) lack of career opportunities d) non-competitive pay 163 34. Which of the following statements is FALSE? Workers over 40 a) are protected by Canadian Human Rights legislations if age is a jobrelated qualification b) can be fired if they are poor performers c) can be disciplined if they break organizational rules d) can be replaced with younger (cheaper) employees if the firm can prove there is financial business necessity 35. Which Canadian law has had a positive impact on the promotion and protection of human rights in Canada? a) employment standards b) pay equity legislation c) the Fair Employment Equity Act d) the Canadian Charter of Rights and Freedom 164 36. If an employee survey generates negative results a) the employees should be given only the positive feedback b) no feedback should be given to employees c) action should be taken on the results, but no feedback should be given to the employees d) the negative results must be communicated to the employees 37. Quid pro quo sexual harassment a) is the creation of a hostile working environment b) is exemplified by nepotism in the workplace c) usually results from consensual relationships at work d) demands sexual favours in return for employment outcomes 165 38. Sarah is the sole survivor in her department of a merger that resulted in all of her co-workers being transferred or taking early retirement. Although Sarah’s pay is competitive, the transfers and retirements were handled in a humane manner, and Sarah has been given a written job contract for five years, Sarah is strongly thinking about quitting. Which driver of retention is probably lacking in Sarah’s case? a) values and culture of the employer b) work/life balancing c) career planning d) employee relationships 39. What major qualification is necessary for sucess in HR? a) liking to work with people b) a certification such as the CHRP c) strong interpersonal skills d) business acumen 166 Organizational Effectiveness 1. Job design can directly affect all of the following EXCEPT employee a) competencies. b) performance. c) job satisfaction. d) physical health 2. _________ are most affected by technology, foreign outsourcing, and flexibility in work arrangement a) Craft-type unionized jobs b) Jobs that are routine c) High-technology jobs d) Jobs requiring high levels of communication 167 3. Which of the following job characteristics is not generally linked to employee motivation and satisfaction? a) Skill variety b) Task identity c) Task significance d) Task complexity 4. When the organization of work in the company is re-thought, redesigned, and re-tooled, the activity is termed a) workflow redesign 168 b) implementation of total quality control c) organizational renovation. d) business process re-engineering Staffing 1. When using a psychological test for selection purposes, it is important to use valid and reliable test. Where can you get information to assess whether the test you are considering using is psychometrically sound? a) Buros Center for Testing b) Non-peer reviewed articles (internet or newspapers) c) Popular management journals d) The National Enquire 169 2. When screening a resume, which of the following characteristics would be a potential warning sign that you may have a bad candidate? a) A well detailed section on work experience b) Conflicting details or overlapping dates in work experience c) An exhaustive list of past employers d) A detailed education system 3. When conducting profile matching, which of the following is a technique that calculates the differences between an applicant’s scores and ideal profile scores on each predictor, squaring the differences and then summing the squared difference? a) The correlation method b) The D2 method c) The R2 method d) The difference method 170 4. Which of the following is the correct term for the correlation between assessment scores and job performance measurement? a) Predictive validity b) Validity coefficient c) Correlation d) Reliability 5. Upon examining a competency dictionary, which of the following information would NOT be found? a) Proficiency scale b) Proficiency level 171 c) Core competencies d) Organizational citizenship behaviour index 6. Which of the following is the correct term for modifying an existing selection test so to allow persons with mental or physical disabilities a fair chance to demonstrate their abilities? a) Individual accommodation b) Reverse discrimination c) Reasonable accommodation d) Bona fide occupational requirement 7. If an observed score is quite different from others scores and the mean, how does it impact the variance? 172 a) It increases it b) It decreases it c) It stays the same d) This has nothing to do with variance 8. In one decision-making model, scores on all predictors are obtained for all applicants, just as in the multiple regression model; however, in this particular model, applicants are rejected if their scores on any of the predictors fall below the cut-off scores. Which model is this? a) Multiple hurdle b) Multiple predictors c) Multiple cut-offs d) Comprehensive predictors 173 9. The most basic building block of HR management is a) job analysis b) job design c) task analysis d) work flow design 10. Which of the following question should NOT be asked on an application form? a) Languages spoken b) Job experience c) Date of birth d) Name 174 11. Which of the following applies to a scoring guide for interviews? a) It should be based on subjective information. b) It should only use a Likert scale from 1 to 7. c) It should use a behavioural rating scale with sample answers to each question. d) It should use an open ended format, so the interviewer can focus on whatever he or she wants. 12. Which of the following is NOT a benefit of using Weighted Application Blanks? a) Good predictors of work behaviour (e.g. absenteeism) b) Easy and quick to develop weighted applications blank questions and norms 175 c) Cost effective d) Good predictors of employee turnover 13. Research has demonstrated that using proper effective recruitment and selection practices can lead to which of the following? a) Reduced employee turnover and increased productivity b) Increased employee turnover and decreased productivity c) Decreased trust and increased productivity d) Increased employee turnover and increased employee commitment 14. Which of the following is the only way that you can defend a discriminatory policy or practice? 176 a) By using a bona fide work requirement b) By using a bona fide occupational requirement c) By using a individual accommodation d) By using a reasonable accommodation 15. Although the PAQ has been rated as one of the most cost-efficient job analysis method, it does have some disadvantages. Which of the following would be a disadvantage to using the PAQ? a) Reading level may be too difficult for certain lower-level workers b) Does not provide information on work output c) Does not provide information on mental processes used by employees d) Does not provide information on the job context 177 16. Which of the following is NOT an appropriate technique to increase the perceived fairness and satisfaction of your performance rating systems? a) Using behaviourally anchored rating scales (BARS) b) Using behaviour observation scales (BORS) c) Using Trait scales d) Allowing employees to help develop the performance evaluations 17. Observation would be the most appropriate job analysis method for the job of a) research scientist at NASA. b) obtain top management support c) pediatrician in a family health clinic d) welder in a car manufacturing plant 178 18. Which of the following is the correct term when each predictor adds value to the selection system, and the validity of the system increases? a) Predictive validity b) Predictive reliability c) Incremental validity d) Adding-up validity 19. Which of the following is NOT representative of a science-based system in human resource management? a) The use of valid and useful predictors b) Rational decision making 179 c) Implemented on a case-by-case basis d) Based on empirical evaluation processes 20. Which of the following type of test is the most powerful predictor of job performance when used by itself? a) Personality b) General cognitive ability c) Integrity d) Graphology 21. Which of the following represents the strongest correlations between two variables? 180 a) r = 0.01 b) r = -0. 55 c) r = 0.80 d) r = - 0.84 22. Which of the following is the correct term for the proportion of applicants hired through the selection system who are judged satisfactory? a) Base rate b) Hired candidate c) Selection rate d) Success rate 181 23. What is the degree to which the criterion measure is influenced by, or measures, behaviours or competencies that are not part of job performance? a) Criterion contamination b) Criterion deficiency c) Criterion relevance d) Criterion defectiveness 24. In one decision-making model, current employees who are considered successful on the job are assessed on several predictors. Their average score on each predictor are used to form an ideal profile of scores required for successful job performance. Which model is this? a) Multiple hurdle b) Profile matching c) Multiple cut-offs d) Current employee predictions 182 25. Which of the following is NOT representative of screening practices? a) Reviewing applications b) Reviewing resumes c) Employment testing d) Screening interviews 26. Which of the following refers to knowledge that is derived from experience when learning is not the primary objective? a) Tacit knowledge b) Practical intelligence 183 c) Emotional intelligence d) “Book smarts” 27. Jamie just underwent an interview where she was being interviewed by 4 individuals. Which type of interview is this? a) A serial interview b) A team interview c) A panel interview d) A group interview 28. An employer is using a test that inadvertently discriminates against race. What type of discrimination would this be? 184 a) Adverse effect discrimination b) Direct discrimination c) Adverse impact d) Pardonable discrimination 29. Which of the following is a practice that can negatively affect test reliability? a) Using standardized testing procedures b) Having a candidate who is physically complete a selection test c) Having candidates complete the test in a quiet and controlled environment d) Providing candidates with a standardized set of instructions 185 30. You are applying for a job and had to complete an application form with the following question: “How many parties do you go to in a year?” Which of the following are you completing? a) Biographical Information Blank b) Weighted Application Blank c) A regular/basic application form d) A discriminatory application form 31. Which allegation is the most commonly cited signed complaints at the Canadian Human Rights Commission? a) Service-related b) Employment-related c) Harassment-employment d) Retaliation 186 32. Which of the following statements is NOT true about using Canadian Employment Centres to recruit external candidates? a) Inexpensive b) Job-KSAO fit c) Success limited to certain occupational categories d) Random process 33. Which of the following is NOT a technique for establishing the validity of a test? a) Gather evidence based on test content b) Compare it to other non-related variables 187 c) Examine test-criterion relationships d) Examine internal consistency rates 34. Which of the following employees would be best to select to work on a team? a) a brilliant introvert b) an individualistic idealist c) a strong leader d) an extrovert with good job skills 35. Which of the following is the correct term for the proportion of applicants who would be successful if all of the applicants for a position had been hired? 188 a) Utility analysis b) Selection ratios c) Taylor-Russell model d) Base rate 36. You are working for an organization that is has previously had issues with employment equity. Your director has requested that you track designated group membership within your organization. How would you deal with this on an application form? a) Directly ask questions about designated group membership on the application. b) Avoid all questions about designated group membership on the application. c) Ask employees to complete a separate form which explains that the information is being collected as per government requirements and will not be accessible to those making hiring decisions). d) Only ask certain minority groups (i.e., the ones with the least representation in your organization) to complete additional items on the application form 189 37. All of the following are behavioural competencies of employees EXCEPT a) customer focus b) leadership c) results orientation d) financial expertise. 38. Which of the following is an inappropriate behaviour that may negatively influence your interviews perception of you during a screening interview? a) Making direct eye contact with the interviewer. 190 b) Remaining confident and determined throughout the interview, regardless of how the interviewer’s cues suggest the interview is going c) Emphasizing monetary issues d) Answering questions quickly 39. An effective recruitment plan should do all of the following EXCEPT which of the following? a) Attract a large pool of candidates b) Meet management goals c) Meet current legal requirements d) Attract very few candidates from minority groups 191 40. During the recruitment and selection process it is possible for candidates to suddenly decide that he/she no longer wants to work for the company which was recruiting them. What is the term for this? a) Walk outs b) Self-selecting out c) Quitters d) False-positives 41. Using a science-based selection system in human resource management can lead to which of the following? a) Marginal employees b) Lack of competitiveness c) Decreased productivity d) A defensible selection system 192 42. Which of the following is the correct term for attempts by applicants to create a favourable impression by monitoring interviewer reactions and responding accordingly? a) Impression management b) Social desirability c) Recency effect d) Primacy effect 43. Paul, a manager, is at the final stage of the recruitment and selection process. For making his hiring decision, he basically just formed an overall impression of the applicants based on his gut feelings. What is this type of approach? a) Trait rating approach 193 b) Pure judgment approach c) Profile interpretation d) Simplified rating approach 44. Which of the following occurs when individuals who are predicted to perform successfully for a given position (based on pre-selection assessment scores) do not perform at satisfactory levels when placed on the job? a) False positives b) False negatives c) True negatives d) True positives 194 45. Which of the following is NOT representative of component in human resource system? a) Legislative laws b) Personnel requirements c) Personal preferences d) Work environment 46. Kim, a HR manager, is conducting interviews for an intern position. She has very little experience conducting interviews; consequently she has done very little preparation and has been just coming up with questions as the interviews progress. What style of interview is Kim conducting? a) Structured interviews b) Stress interviews c) Unstructured interviews d) Comprehensive interviews 195 47. What is a written outline of what job occupants are required to do, how they are supposed to do it, and the rationale for any required job procedures? a) Job description b) Job specification c) Job d) Position description 48. Which of the following is NOT one of the great 8 competencies developed by Bartram (2005)? a) Leading and deciding b) Interacting and presenting 196 c) Creating and conceptualizing d) Communicating 49. Which of the following is NOT an example of attitudinal measures that can be used to evaluate recruitment methods? a) Job satisfaction b) Job involvement c) Turnover d) Sales quotas 50. To be successful, an employee orientation program must be designed to include: 197 a) A needs analysis b) Cognitive dissonance c) An ongoing follow-up procedure d) Provide for sharing of group norms 51. The ability to access and/or generate feelings when they facilitate thought is a component of which of the following? a) Tacit knowledge b) Practical knowledge c) Emotional intelligence d) Cognitive ability 198 52. Which of the following is a criticism of using self-report inventories? a) They are expensive b) They are time consuming c) They are prone to social desirability responses d) They can only be done in paper and pencil 53. Which of the following is a decision-making model where an applicant must pass the minimum cut-off for each predictor before moving on to the next predictor? a) Multiple cut-offs b) Multiple regression c) Multiple hurdle d) Combination 199 54. Which of the following internal recruitment practices can lead to allegations of discrimination? a) Internal job postings b) Replacement charts c) Human resources information systems d) Nominations 55. Betty just evaluated one of her employees; she rated her employee on each performance domain on a 101-point scale (with 50 representing average). Betty was told that each performance domain was derived through job analytic procedures. What type of rating system is this? a) Rank order 200 b) Paired comparisons c) Forced distributions d) Relative percentile method 56. Jenny is currently in the process of being asked interview questions. She has noticed, thus far, that all the questions are focused on what she did or how she acted in the past. What type of interview is this? a) Situational interviews b) Comprehensive structured interviews c) Job knowledge interviews d) Behavioural description interviews 201 57. What is the correct term for a case when a job candidate has the knowledge, skills, abilities, or competencies required by the job in question? a) Person-job fit b) Person-organization fit c) KSAO’s match d) Person competency fit 58. Before starting to collect data for a job analysis, human resource managers can collect information about the job in question from which of the following sources? a) National Occupational Competency Database b) O*Net c) National Organizational Database d) Canadian Classification Dictionary of Job Analysis 202 59. Which of the following is the correct term for the degree to which accumulated evidence and theory support specific interpretations of test scores in the context of the test’s proposed use? a) Reliability b) Validity c) A high correlation coefficient d) Cronbach’s alpha 60. Which of the following are voluntary behaviours that violate significant organizational norms and in so doing threaten the well-being of an organization and its members? a) Non-job specific task proficiency 203 b) Lack of personal discipline c) Counterproductive behaviours d) Social loafing 61. Based on the big five dimensions of job personality, which is the best predictor of several different aspects of performance? a) Conscientiousness b) Extroversion c) Emotional Stability d) Neuroticism 204 62. Which of the following does NOT contribute to having a structured interview? a) Interview questions are standardized. b) Follow-up questioning is limited. c) Questions from candidate are not allowed until after the interview. d) Interview questions focus on opinions and self-evaluations. 63. What determines individual differences on Campbell’s eight dimensions of job performance? a) Declarative knowledge, procedural knowledge, and motivation b) Practical knowledge, organizational knowledge, and motivation c) Contextual knowledge, personal attributes, and motivation d) Declarative knowledge, organizational knowledge, and motivation 205 64. Which of the following is the correct term for the notion that you can use a single criterion to measure overall job performance? a) Global criterion b) Ultimate criterion c) Overall criterion d) Composite criterion 65. What is the first step in developing and implementing an employment equity plan? a) To conduct a survey to determine the present representation of designated groups. 206 b) To remove systemic employment barriers to increase representation for designated groups. c) To obtain support of senior management for the employment equity effort. d) To set future representation targets for designated groups based availability of qualified workers in the labour market. 66. Which of the following is an authentic concern about Weighted Application Blanks? a) Weights are not based on job analysis. b) Questions do not predict valid work behaviours. (e.g. absenteeism) c) Questions, although supported by empirical research, may not explain the relationship between behaviours and performance d) Good predictors of work behaviour 207 67. What is the validity of resumes in predicting future job success? a) Resumes have relatively low validity b) Resumes have high validity c) Resumes have moderate validity d) Resumes have absolutely no validity 68. Providing interview training to future interviewers should provide what information? a) How to use your “gut-instinct” b) How to develop probe questions during the interview c) How to avoid the similar-to-me effect d) How to stress the candidates 208 69. Bill, a job candidate, was just given a set of short reports, notes, telephone messages, and memos of the type that most managers have to deal with on a daily basis. The person conducting the interview has asked Bill to set priorities for each task and determine whether or not they can be delegated. What is this selection test known as? a) Management skill test b) Assessment centre c) In-basket test d) Personality tests 70. There are 19 prohibited grounds of employment discrimination across all jurisdictions in Canada. How many grounds of employment discrimination are there on which all jurisdictions agree? a) 3 prohibited grounds 209 b) 6 prohibited grounds c) 9 prohibited grounds d) 12 prohibited grounds 71. Which of the following is a standardized questionnaire that includes 195 items and organizes job elements into 6 dimensions? a) The critical incident technique b) Position analysis questionnaire c) Work profiling system d) Harvey’s common-metric questionnaire 72. Job applicants are likely to react more positively to which of the following selection practices? 210 a) Cognitive ability test b) Personality test c) Work samples d) Interviews 73. Although recruitment methods change over time, which of the following does recent research suggest is the most used recruitment method that people use to find work? a) Personal initiative b) Family or friend c) Help-wanted sign d) Directly recruited by employer 211 74. Which of the following is NOT one of the grounds of employment discrimination on which all Canadian jurisdictions agree? a) Race b) Religion c) Sexual orientation d) Age 75. If an interviewee is having difficulties answering an interview question. Say for example, the interviewee needs more information. The interviewer can help the guide the interviewee by asking which of the following? a) Probe b) Leading question c) Subjective tip d) Situational example 212 76. Knowledge about facts and things including knowledge of rules, regulations, and goals is defined as: a) Procedural knowledge b) Declarative knowledge c) Practical knowledge d) Informative knowledge 77. Which of the following is NOT a technique for estimating the reliability of a test? a) Test and retest 213 b) Using alternate forms c) Verifying external reliability d) Inter-rater reliability 78. What has research shown about individuals designated with a CHRP designation? a) They are more likely to receive higher salaries b) They are more likely to struggle to keep jobs c) They are more likely to enjoy their jobs more d) They are more likely to have negative perceptions associated with their performance 79. A company that wishes to have a defensible basis for compensation, selection, and training for jobs in the high tech industry should use a: 214 a) consulting firm that does business process re-engineering b) traditional task-based job analysis c) competency-based job analysis. d) behavioural-based job analysis. 80. Having each interviewee undergo the same series of interview questions and the same series of probes are characteristic of which type of interview? a) Unstructured interviews b) Structured interviews c) Personality based interviews d) Organized interviews 215 81. The major reson that Canadian jobs have been outsourced to foreign locations is a) lower labour costs in foreign countries b) the stronger work thic of foreign workers than Canadian workers c) the ability of Canadian firms to evade strict Canadian labour and employment laws d) avoidance of union work rules 82. When should a physical/medical exam be given? a) During the recruitment process b) After the screening interview c) During other employment test d) After the applicant has received a job offer 216 83. Your organization has a selection ration of 0.05. Based on this number, how many applicants did your organization receive, and how many positions were available? a) 300 applicants/ 10 positions b) 150 applicants/ 50 positions c) 200 applicants/ 10 positions d) 100 applicants/ 60 positions 84. Which law is the supreme law in Canada and has a pervasive impact on employment practices? a) Constitutional law 217 b) Human rights law c) Employment equity d) Labour law 85. Based on a recent survey by Simola, Tagger, & Smith, which types of interview questions are the most commonly used in Canada? a) Situational b) Behaviour description c) Job knowledge d) Personal (e.g., are you married?) 86. Which style of interviews has greater levels of predictive validity and reliability? 218 a) Unstructured interviews b) Structured interviews c) Organized interviews d) Personality based interviews 87. Bill, a manager, is at the final stage of the recruitment and selection process. For making his hiring decision, he is basically looking at statistical data that he collected during the applicant selection process. a) Pure judgmental approach b) Pure statistical approach c) Profile interpretation d) Judgmental composite 219 88. Which of the following statements is NOT true? a) A job analysis does not refer to a single methodology but rather to a range of techniques. b) A job analysis breaks down a job into its constituent parts, rather than looking at the job as a whole c) A job analysis is a formal, structured process carried out under a set of guidelines established in advance. d) A job analysis is required by the law and must always be done. 89. Which of the following is NOT an example of contextual performance? a) Organizational citizenship behaviour b) Defending organizational objectives c) Following organizational rules and procedures d) Lying 220 90. Which of the following is the correct term for a job analysis technique that emphasizes work outcomes and description of the various tasks performed to accomplish those outcomes? a) Work-oriented job analysis b) Worker-oriented job analysis c) Work-description job analysis d) Work-outcomes job analysis 91. Which of the following is the first step of the selection process which involves identifying individuals from the applicant pool who have the minimum qualifications for the position? 221 a) Screening b) Recruitment c) Selection d) Self-selecting out 92. Which of the following is the correct term for characteristics that apply only to specific positions within the organization? a) Competencies b) Job-specific competencies c) Functional competencies d) Core competencies 222 93. Which of the following is NOT one of the big five dimensions of job personality? a) Conscientiousness b) Extroversion c) Hard Worker d) Emotional Stability 94. Based on Campbell’s eight job dimensions, the dimension of “facilitating peer and team performance” would fall under which of the following job performance categories? a) Job task behaviours b) Contextual behaviours c) Counterproductive behaviours d) Written and oral communication and task proficiency 223 95. Which of the following group is NOT a designated protected group as defined by employment equity? a) Women b) Minorities c) Aboriginals d) Senior citizens 96. Which of the following is the correct term for advertising designed to raise an organization’s profile in a positive manner in order to attract job seeker’s interest? a) Image advertising b) Positive image enhancing promotions c) Guerrilla advertising 224 d) Realistic job preview 97. When choosing a job analysis method, which of the following should NOT be taken into consideration? a) The cost b) Reliability of the method c) Sample size d) Employment Equity Laws 98. Which of the following is not one of Campbell’s 8 dimensions of job performance? 225 a) Demonstrating effort b) Maintaining personal discipline c) Facilitating peer and team performance d) Organizational citizenship behaviour 99. Which of the following is the correct term for an indication of the stability or dependability of a set of measurements over repeated applications of the measurement procedure? a) Validity b) Reliability c) Coefficient determination d) Construct Validity 226 100. When conducting reference checks, which of the following guidelines should you use? a) Have candidates sign a waiver b) Ask closed questions to the person giving you the reference c) Only conduct 1 reference check d) Try to get personal references (i.e. friends or family) 101. Raters for 360 degree performance evaluation do NOT include? a) Supervisors b) Peers c) Self-ratings d) External consultants 227 102. Which of the following is the correct term for a structured interview technique that includes job knowledge interviews, work sample interviews, and walk-through interviews (that require actual demonstration of behaviours)? a) Situational interviews b) Behavioural sample interview c) Job knowledge interviews d) Behavioural description interviews 103. Which law aims to eliminate discriminatory practices that prevent the entry or retention of members from designated groups in the workplace and to the elimination of unequal treatment in the workplace related to membership in a designated group? a) Constitutional law b) Human rights law 228 c) Employment equity d) Labour law and employment standards 104. The most valuable and time-saving resource for job analysis and for writing good job descriptions and specifications is/are a) Internet chat rooms for HR professionals. b) the Canadian website for National Occupation Classification c) previous job descriptions used in the same company. d) job descriptions written by HR professionals in other companies 105. Telework is likely to 229 a) decrease in the future due to the excessive stress on employees. b) decrease in the future due to the inability to properly supervise and control teleworkers c) increase in the future because of the high cost of real estate making office space very expensive d) increase in the future because of globalization of business. 106. Which of the following are subsets or scales that are included in a general personality inventory? a) Covert tests b) Overt honesty tests c) Graphology d) In-baskets 230 107. What is a collection of duties assigned to individuals in an organization at a given time? a) Job family b) Job specification c) Job d) position 108. When conducting a job analysis, most HR managers will identify people who are most knowledgeable about a job and how it is currently performed. Which of the following is NOT representative of one of these individuals? a) Experienced employees currently holding the position b) Immediate supervisors of people holding the position c) Subject-matter experts d) New employees 231 109. As a general rule, which of the following is the MOST appropriate length of an interview? a) Less than 12 minutes b) Less than 16 minutes c) Less than 20 minutes d) Less than 45 minutes 110. Which of the following is NOT a fundamental principle underlying a Human Resource Systems? a) Human resource managers must carefully coordinate their activities with other organizational units. b) Human resource managers must think in terms of systems. 232 c) Human resource managers should focus solely on their departmental objectives. d) Human resource managers should consider the welfare of the entire organization. 111. Which law prohibits discrimination in both employment and the provision of goods and services in Canada? a) Constitutional law b) Human rights law c) Employment equity d) Labour law and employment standards 112. The LAST stage in the job analysis process is to 233 a) finalize job descriptions and recommendations b) obtain top management support c) review drafted job descriptions with employees and managers d) periodically review all jobs 113. What is a simulation exercise designed to assess leadership, organization, and communication skills also known as? a) Leaderless group discussion b) In-basket test c) Assessment Centre d) All of the above 234 114. A company running a 24-hour business can expect all of the following EXCEPT a) to have more accidents on the 11 p.m. to 7 a.m. shift. b) for mistakes to be fewer on the day shift. c) for employees to value the variation in scheduling d) to have higher labour costs for evening and night shifts. 115. Which of the following would NOT be an example of an objective measure of job performance? a) Number of times late for work b) Speed of production c) Rate of increase in production d) Decision making processes 235 116. Which of the following is NOT representative of making effective selection decisions? a) Use valid selection instruments b) Base decisions on “gut feelings” or intuition c) Keeping track of the selections “hits” and “misses” d) Periodically evaluate or audit selection decisions 117. A background investigation would immediately follow which step of an effective selection process? a) After the candidate completes an application form b) After the candidate writes a written selection test c) After the candidates undergoes a screening interview 236 d) After the candidates undergoes a second (in-person) interview 118. Identify which of the following can be a major weakness of using interviews during a job analysis? a) Provide information which may otherwise be overlooked b) Interviewees respond more openly to questions c) Employees can distort information (especially if questions are linked to pay) d) Allows for one on one interaction 119. Which of the following could be identified as a weakness when an organization (client) outsources recruitment and selection to an external firm? 237 a) The employee is “leased” to the client from the outside firm. b) Client can be subject to discrimination claims. c) Client has to pay increased administrative task. d) Client suffers from a decrease in work force flexibility. 120. Which of the following is the correct term for an interviewer’s beliefs about the requirements of the job and the characteristics of applicants? a) Competency structures b) Knowledge structures c) Skill structures d) Ability structures 238 121. When making selection decisions, what technique ranks all candidates based on the highest scores and then selects the candidates with the highest scores? a) Top-down method b) Banding c) Highest score method d) The regression method 122. In order to develop effective recruitment ads, it’s important to use which of the following criteria? a) Attract, Interest, Devotion, Accountability b) Attract, Interest, Desire, Action c) Attract, Seduce, Stimulate interest, Action d) Attract, Draw attention, Stimulate interest, Accountability 239 123. A work arrangement where the employees work a set number of hours per day but vary starting and ending times is called a) shift work. b) flextime c) virtual work. d) compressed work week. 124. Which of the following information can NOT be found on the National Occupational Classification System? a) Aptitudes b) Interest c) Physical activity 240 d) Average salaries (nationally and by province) 125. Which of the following test can be used to collect information on workers’ traits? a) Fleishman job analysis survey b) The critical incident technique c) Position analysis questionnaire d) Harvey’s common-metric questionnaire 126. While developing recruitment and selection practices, taking into consideration compensation and benefits would refer to which element in a Human Resource System? 241 a) Work environment b) Personnel c) Retention d) Performance management 127. Which of the following is an approach in which judgmental and statistical data are combined statistically? a) Judgmental composite b) Profile interpretation c) Trait rating approach d) Statistical composite 242 128. While developing recruitment and selection practices, taking into consideration training and developing would refer to which element in a Human Resource System? a) Performance Management b) Work environment c) Personnel requirements d) Retention 129. Which of the following refers to an individual’s degree of proficiency or competency on a given task, which develops through performing the task? a) Abilities b) Skill c) Knowledge d) Aptitude 243 130. Rick, a general manager, has to evaluate 4 of his employees’ performance. Instead of taking the time to properly evaluate each employee, Rick opts to assign each one an average rating. What does this exemplify? a) Leniency errors b) Severity errors c) Central tendency errors d) Halo errors 131. Which of the following is the correct term for an idea or concept constructed or invoked to explain relationships between observations? a) Validity 244 b) Construct c) Construct validity d) Reliability 132. Most selection policies used to select undergraduate students into graduate schools are faced with a similar problem. Given that most students applying to graduate school have similar grades, it can affect the validity of the validity coefficients. What is this problem defined as? a) Measurement error b) Range restriction c) Sampling error d) Bias 245 133. Well designed test must abide by certain standards. From the list below, identify which standard does NOT protect the rights and welfare of test takers? a) Have test takers sign an informed consent. b) Offer test takers an opportunity to view their test results. c) Test results should be kept confidential. d) Not offering candidates an opportunity to write a test in their most fluent language. 134. Which of the following is NOT a benefit of recruiting internal candidates? a) They have greater expectations about the job or organization. b) They are familiar with the organizational culture. c) They have higher levels of organizational commitment d) They have higher levels of satisfaction 246 135. Which group receives the highest amount of cited signed complaints for discrimination at the Canadian Human Rights Commission? a) Disability b) Sex c) Race d) Age 136. A new HR intern has been asked to generate a pool of potential candidates for a new position within the organization. What is task defined as? a) Recruitment b) Selection 247 c) Recruitment and Selection d) Promotion 137. Which of the following will NOT help job candidates develop accurate expectations about the job that they are applying for? a) Provide candidates with a realistic job preview. b) Use more than one media source to communicate with job candidates. c) Only provide job candidates with positive information about the job d) Provide candidates with a broad range of information about the job and organization 138. A practice-based selection system in human resource management is based on which of the following principles? 248 a) A person’s “gut feeling” b) Select valid measures of KSAOs c) Rational d) Information based on a job analysis 139. Which of the following is a technique that selects the top scorer in one band and then constructs a new band from the next highest score? a) Fixed bands b) Sliding bands c) Moving bands d) Stable bands 249 140. The notion of sufficient risk is important for which of the following? a) Reverse discrimination b) Individual accommodation c) Bona fide occupational requirement defence d) Adverse effect discrimination 141. An organization administered a test to existing employees to see how it correlated with their performance. Which type of evidence does this provide to the validity of the inferences made between test scores and job performance? a) Predictive b) Concurrent c) Cumulative d) Composite 250 142. Which of the following is a decision-making model where an applicant’s scores on each predictor are weighted and summed to yield a total score? a) Multiple cut-offs b) Multiple regression c) Multiple hurdle d) Combination 143. Which of the following is NOT an external factor that can influence HR recruitment strategies? a) The labour market b) The legal environment 251 c) Organizational values d) Competition 144. You have just hired a recent job candidate, who scored very highly during selection testing and interviews. Unfortunately, once he started working, he turned out to be a very poor choice. What is this type of error? a) False positive error b) False negative error c) True positive error d) False choice error 145. With respects to recruitment and selection and the HR profession, many organizations are requesting that HR professionals hold which type of qualification? 252 a) Canadian Human Resource Professional b) Certified Human Resource Professional c) Human Resource Professional Certificate d) Human Resource Professional Credential certificate 146. The best way to establish the core duties and necessary KSAs for a job is to a) determine the duties and KSAs of the ideal candidate for the job. b) record the duties and KSAs of the current job incumbent. c) determine what the duties and KSAs would be if the current incumbent left d) redesign the job independent of what the current job duties and KSAs are 253 147. What is the correct term for the difference, on average, that any one score is from the mean score and from any other score? a) The mean b) The variance c) A correlation coefficient d) Reliability 148. When conducting employment testing, it is important to abide by a code of ethics. Which of the following is NOT representative of the CPA’s Canadian Code of Ethics for Psychologist? a) Respect for the dignity of the person b) Responsible caring discrepancy c) Responsibility to society d) Responsibility to the organization 254 149. Which of the following is NOT a characteristic of ethics or ethical standards? a) Taking the time to determine right from wrong. b) Follow a code of standards for appropriate behaviour. c) Finding the problem lies within a grey area between right or wrong. d) Taking actions without considering their ramifications. 150. Which of the following is NOT a social economic factor that can influence recruitment and selection? a) Globalization 255 b) Labour employee relations c) Demographics d) Marketplace 151. Which of the following is the correct term for a highly structured interview in which hypothetical situations are described and applicants are asked what they would do? a) Situational interview b) Comprehensive structured interview c) Job knowledge interview d) Behavioural description interview 152. Which of the following is NOT a test that can be used to measure personality dimensions? 256 a) NEO-FFI b) Personal Characteristics Inventory c) Wonderlic Personnel Test d) Work Personality Index 153. Which of the following is a disadvantage to using the internet to recruit external candidates? a) Reaches a mass audience b) Inexpensive c) Time consuming d) Unknown audience 257 154. Which of the following is NOT representative of an executive search firm? a) Executive searches are non expensive b) Executive searches can cost 30% of the candidate’s gross starting salary. c) Executive search firms can contact potential clients directly d) Executive search firms conduct hiring negotiations. 155. What are the three categories of job performance? a) Conscientiousness, contextual performance, counterproductive performance b) Task performance, contextual performance, counterproductive performance c) Overall performance, declarative knowledge, motivation d) Overall performance, practical knowledge, dedication 258 156. What practice should NOT be taken into consideration to assure that performance measurement systems meet legal and professional standards? a) Select criteria that are valid, reliable, and practical measurements of job performance. b) Conduct a job analysis to describe job performance domain and competencies that are necessary for successfully achieve the organization’s goals. c) Provide written instructions to all assessors/raters on the proper use of the measurement system. d) Asking questions not directly linked to performance (i.e., are you planning on having a family?) Employee and Labour Realtions 259 1 . Functions of the CLC include: a) Lobbying provincial governments b) Lobbying municipal governments c) Lobbying federal governments d) Lobbying all governments e) Lobbying no governments 2 . Many Canadian workplaces now use: a) Short-term contractors b) Full-time workers c) All types of workers d) No workers e) Only popular workers 260 3 . For institutionalists there were: a) Four key elements of industrial democracy b) A written law of workplace rules c) A balance of power between management and labour d) A binding procedure for enforcing written law e) All of the above 4 . Total Quality Management: a) Is also known as TQM b) Is used heavily in the public sector c) Uses data process controls d) Uses cause and effect analyses 261 e) A and D only 5 . Industrial Relations: a) Has often been used by academics to examine all employment issues and relationships between employees and government agencies. b) Has been argued not to include the study of both union and non-union employment relationships. c) Has not become synonymous with issues concerning employment relationships. d) Doesn’t focus exclusively on issues relating to the unionized employment relationship. 6 . ILO enforcement system elements include: 262 a) Special procedures on freedom of association b) Supervisory system for ratified conventions c) Standards obligations d) All of the above e) None of the above 7 . Hammer and Avgar’s potential explanations of lower levels of satisfaction include: a) Unions may choose to organize workers with low pay b) Unions may create unrealistic workplace expectations c) Unionized and nonunionized workers have different job outcome preferences d) Unions and collective agreements may restrict job tasks e) All of the above 263 8 . Kochan, Katz and McKersie developed the strategic choice perspective a) True b) False 9 . Prior to the passage of the Wagner Act in the U.S.A. unions were widely recognized. a) True b) False 264 10 . Belcourt and McBey state that strategic human resource strategies include: a) Specific practices b) No policies c) No overall human resource philosophy d) A only e) A, B, and C 11 . Scientific Management: 265 a) Resulted from the Industrial Disputes Investigation Act of 1907 b) Removed autonomy of skilled craft workers c) Is not associated with Frederick Taylor d) All of the above e) None of the above. 12 . Collective bargaining is a complex multilateral process. a) True b) False 266 13 . Unions affect other factors that come under the umbrella of human resources namely: a) Workplace equality b) Health and safety c) A and B only d) Employee assistance plans e) Defined benefit plans 14 . The organization of work includes the topics of: a) Technological change b) The distribution of work c) A and B only d) Lack of technological change 267 e) A only 15 . Mitigation factors used by unions include: a) The grievor’s work record b) The grievor’s length of service c) Inconsistent application of rules d) Economic hardship e) All of the above 16 . In Canada, globalization has affected employment through NAFTA. a) True 268 b) False 17 . The following factors had significant impacts on union density: a) Less women b) Occupational shifts c) Contingent workers d) B and C only e) A, B and C only 18 . Job evaluation or analysis: 269 a) Ensures human resource management practices reflect job skills b) Is used by most companies to collect job information c) Is not used by any companies d) A and B only e) None of the above 19 . Why employees join unions: a) For a collective voice b) For utility c) Because of politics d) For disability e) A, B, and C only 270 20 . Codes of conduct: a) Have unilateral initiatives b) May recognize core labour standards c) Rarely cover suppliers d) Have weak labour-management dialogue e) All of the above 21 . The Rand Formula: a) Instituted dues check-off b) Was enacted by justice Ivan Reed c) Required workers to join a union d) B and A only e) A, B, and C only 271 22 . The Pepsi-Cola and Dunmore cases: a) Have effected a new Labour Trilogy b) Did not affect collective rights c) Were landmark decisions d) Were terrible decisions e) Are not applicable 23 . An internal grievance procedure consists of: a) An informal step involving no one b) An informal step involving the employee and line manager 272 c) A lack of steps d) Three additional formal steps involving union stewards, line managers, human resources and department heads e) B and D only 24 . Unions have forged alliances with community groups to: a) Assist in organizing new members. b) Strengthen positions in bargaining. c) Support political lobbying campaigns. d) Oppose plant closures. e) All of the above. 25 . The Wagner Act was: 273 a) Named after Robert F. Wagner. b) Known as the National Labour Relations Act. c) The influencing Act on Canadian Labour Law. d) Enacted to reduce conflict. e) All of the above 26 . Economic globalization is a historical process. a) True b) False 274 27 . Dunlop said that the three actors could be influenced by several environmental contexts except: a) Financial environment b) Legal environment c) Social constraints d) Personality constraints e) None of the above 28 . The early years of the labour movement included: a) New model unionism b) The Trade Unions Act c) The AFL d) KFC 275 e) A, B, and C only 29 . Given economic structural changes, labour is increasing efforts in: a) Nothing at all b) All sectors c) Protecting job loss d) Organizing the new economy e) C and D only 30 . The grievance example in Chapter 8 included: a) No steps 276 b) 1 step c) 3 steps d) 2 steps e) 4 steps 31 . Globalization has: a) Positively affected women and children b) Negatively impacted women and children c) Not affected women and children d) Has not affected anyone e) May negatively affect women and children 32 . The ILO: 277 a) Is a tripartite board b) Passed the declaration on Fundamental Principles and Rights at work c) Is associated with the Canadian Charter of Rights and Freedoms d) A and C only e) A and B only 33 . Conversion mechanisms include: a) Grievances b) Collective bargaining c) Goals d) Power e) A and B only 278 34 . Union locals in Canada are affiliated with: a) Local labour councils b) CLC c) AFL – CIO d) Provincial federations e) None of the Above 35 . Attitudinal structuring: a) Is the stage where trust is built between the parties b) Builds a conflict filled relationship c) Builds no relationship d) Is a short-term process e) A only 279 36 . Generally speaking, unions: a) Encourage workers to not file grievances b) Encourage workers to file grievances c) Do not counsel workers about grievances d) Don’t care about grievances e) Hate grievances 37 . Workplaces often don’t have detailed layoff and bumping procedures in their collective agreements a) True 280 b) False 38 . Dunlop’s Industrial Relations System Model consists of: a) actors b) a shared ideology c) contexts d) a web of rules e) all of the above 39 . The strongholds of labour typically have been: 281 a) The service sector b) The private sector c) No sectors d) The public sectors e) None of the above 40 . Industrial relations is an interdisciplinary field using knowledge from: a) economics b) law c) history d) sociology e) all of the above 282 41 . Labour Boards apply several criteria to decide which employees are eligible to be included in the bargaining unit: a) Are employees’ part of management? b) Community of interests c) Wishes of employees d) Employer structure e) all of the above 42 . Traditional sectors have included: a) Primary resources b) Construction c) A and B only d) The engines of growth 283 e) Office equipment 43 . John Dunlop was one of the first scholars to develop a systematic method to analyze employment relationships in North America a) True b) False 44 . Functions of the Local Labour Council include: 284 a) Representing member unions b) Enacting labour legislation c) Lobbying federal governments d) Community programs e) None of the above 45 . From 2004-2006, the CLC produced several papers on: a) The need for public healthcare b) Proposed changes to the national pension plan c) Employment insurance plan changes d) None of the above e) All of the above 285 46 . The neoclassical economics view: a) Was outlined by Gunderson b) Was led by John Common and Selig Perlman. c) Emphasizes the use of unions as an artificial barrier d) Grew out of the Wisconsin School view e) None of the above 47 . The new economy has remained private based. a) True b) False 286 48 . IBB is difficult to achieve because of: a) Mixed issue bargaining, bargaining history of the parties, the theory itself b) Single issue bargaining, lack of bargaining history of the parties, the theory itself c) Mixed issue bargaining, too much bargaining history of the parties, the theory itself d) All of the above e) None of the above 49 . P.C. 1003 put in place requirements in terms of workplace dispute mechanisms and conciliation procedures a) True b) False 287 50 . Unions have tried to minimize pay differences between individual employees. a) True b) False 51 . David Foot authored the book Boom, Bust and Echo. 288 a) True b) False 52 . The unfettered strike model: a) Has been in effect since WWII b) Affects only white collar workers c) Works best when services are essential d) Ends strikes and lockouts e) Is not helpful to labour relations 289 53 . IFA agreements: a) Recognize all core labour standards b) Involve unions in implementation c) Have strong union-management dialogue d) Cover suppliers e) All of the above 54 . Recent developments in dispute resolution in the public sector include: a) The chilling effect b) The dependency effect c) The narcotic effect d) The strike only model e) A, B, and C 290 55 . Unfair labour practices are true violations of the Labour Relations Act by employers, unions or employees a) True b) False 56 . The number of workers is a function of: a) Population growth 291 b) immigration c) retirement choices d) career patterns e) all of the above 57 . Measures of strikes include: a) Frequency b) Number of workers involved c) Person-days not worked d) Percentage of working time lost e) All of the above 58 . Total compensation has the following elements: 292 a) The monopoly effect b) The wage effect c) Base pay and indirect pay d) Performance pay e) All of the above 59 . Some of the key elements of a strong ethical program include responsibility, respect, fairness and honesty. What is one additional element of a strong ethical program? a) Compassion b) Trust c) Stewardship d) Transparency 293 60 . Engines of growth with low unionization rates include: a) Professional sectors b) Scientific sectors c) Technical sectors d) Financial sectors e) All of the above 61 . The labour movement has often been the catalyst for advocating for rights and freedoms. a) True b) False 294 62 . The Business/Organizational Strategic process consists of: a) Two phases only b) One phase only c) No phases at all d) Four phases only e) All of the above 63 . Public sector employers experience the following pressures except: 295 a) Rigid cost constraints b) Labour intensive constraints c) Payrolls with high costs d) Political pressures e) B, C, and D only 64 . Macroeconomics Policy applies to: a) Economic wide goals b) inflation c) unemployment d) growth e) All of the above 296 65 . The contract zone a) Exists if both side’s bottom line overlaps b) Exists when management offers more than the union will accept c) Exists when the union accepts less than the point where negotiating positions intersect d) None of the above e) All of the above 66 . The Wagner Act provided the following: a) The exclusivity principle. b) Recognized strikes and lockouts as legal. c) That all matters fell under the British/North American Act d) A and B only e) Only A 297 67 . Two major differences between employment under common law and employment under collective bargaining law: a) The requirement for just cause termination for unionized employees b) Employee benefits in unionized workplaces tied to seniority c) Bumping and layoffs tied directly to seniority d) No differences at all e) A, B, and C 68 . Several of the common names (or terms) relevant to the field of Industrial Relations include: 298 a) Industrial relations b) Labour relations c) Employee relations d) Employment relations e) All of the above 69 . There were three distinct actors in the Industrial Relations System Model. a) True b) False 299 70 . The left side of Dunlop’s model includes: a) Legal subsystem b) Economic subsystem c) Ecological subsystem d) Political subsystem e) All of the above 71 . The CLC action plan included: a) Public health care b) Labour rights c) Child care d) Pay equity e) All of the above 300 72 . Supply curves are: a) Synonymous to demand shifts b) Steeper with an inelastic supply of demand c) Flatter with inelastic supplies of labour d) None of the above e) A, B, and C only 73 . Thompson suggests there are four specific management strategies related to unions: a) Union acceptance b) Union avoidance 301 c) Union substitution d) Union removal e) All of the above 74 . The no interest model a) Substitutes the right to strike with arbitration b) Incorporates the chilling effect c) Substitutes the right to strike with interest arbitration d) Uses the narcotic effect e) Uses no effects 75 . Distribution of work clauses examine issues such as: 302 a) Job rotation b) Job sharing c) teams d) flexible work assignments e) All of the above 76 . Union responses to globalization have included: a) Corporate codes of conduct in the 1970s b) Labour rights campaigns c) IFA’s d) Single union global agreements 303 77 . Strike theories include: a) The hicks theory b) The total joint costs theory c) The asymmetric theory d) A, B, and C only e) None of the above 78 . The Canadian Labour Congress : a) Was formed by the merger of the TLC and CLC b) Was formed by the merger of the CCL and CLC c) Was formed by the merger of the TLC and CCL d) Was never formed e) Should be formed 304 79 . Exclusive jurisdiction allows more than one union to represent workers of a work group. a) True b) False 80 . Canadian evidence to date: a) Suggests that union removal is not as prevalent in Canada b) Suggest that union avoidance is not as prevalent in Canada 305 c) Suggests that 70% of Canadian organizations have a union substitution strategy d) A and B only e) None of the above 81 . Chaykowski and Abbott state: a) Globalization has reduced union success b) Globalization creates questions about how protected freedom of association is c) Globalization creates questions about how protected collective bargaining is d) Free markets do not provide optimum allocation of resources e) All of the above 306 82 . Trends in managerial practices include all but: a) High performance workplaces b) Strategic choice c) Participative management d) Union representation e) A and C only 83 . IBB is: a) Cooperative bargaining only b) Parties focus only on personalities c) Parties focus on interests instead of exaggerated positions d) Based on the assumption that labour and management can’t win e) All of the above 307 84 . HR practices include: a) Staffing b) Training and development c) Performance appraisal d) Job evaluation e) All of the above 85 . Unionization changes do not include: a) Growing numbers of women b) Increases in youth densities c) Public/Private sector differences d) Provincial differences 308 e) None of the above 86 . Walton & McKersie developed the four sub-processes of collective bargaining a) True b) False 87 . Unionized firms are more likely to hire from within that externally. 309 a) True b) False 88 . Labour relations clauses in collective agreements specifically deal with issues concerning the relationship between the parties. a) True b) False 310 89 . International Unions in Canada are affiliated with: a) The CLC directly b) The AFL – CIO directly c) The national union d) The union local e) None of the above 90 . National locals in Canada are affiliated with: a) Local labour councils b) AFL – CIO c) CLC d) A, B and C e) All of the above 311 91 . Employers and unions use legislative reference: a) Because it ensures currency with the law b) Because it ensures equity c) Because it is better than explicit reference d) Because it is more popular than explicit reference e) None of the above 92 . Markets promote efficiency through competition and the division of labour. a) True b) False 312 93 . The framework for Work-Life Balance includes: a) Daycare needs b) Aging workforce c) Regulations d) Labour surpluses e) A and B only 94 . The 1950’s and 1960’s: 313 a) Seen a decrease in the public sector b) Seen the formation of a union backed labour organization c) Seen the decrease in the number of industrial unions d) Left a labour movement divided between skilled and unskilled e) B, and D only 95 . Strongholds of labour have often been the manufacturing, natural resources and the public sector of the economy. a) True b) False 314 96 . Unions are more powerful when: a) Demand for products are elastic b) Labour is easily substituted c) Supply of substitutes is inelastic d) Labour is a big proportion of total costs e) All of the above 97 . Government has a dual role. a) True b) False 315 98 . Collective agreements provide specific language about: a) Educational leaves b) No skill training c) Some skill training d) Moderate skill training e) Preferred skill training 99 . Employee measures are becoming important because: a) The employee value chain is dependent upon employees 316 b) Firms have to use more than financial measures to assess company performance c) A and B only d) None of the above e) All of the above 100 . Examples of integrative bargaining issues include: a) Benefits b) Overtime rates c) Vacations d) Holidays e) Rest breaks 317 101 . The role of collective agreements is to: a) Establish no rules b) Establish clear rules c) Establish procedures governing workplace practices d) B and C only e) A, B, and C 102 . Unions have different world-views than managers and corporate leaders. a) True b) False 318 103 . An important assumption of the employment relationship is the existence of a lack of conflict of interest between managers and employees a) True b) False 104 . Procedural justice is an employee’s perception of fairness in the outcomes of workplace decisions. a) True 319 b) False 105 . Different types of grievances include: a) Personal grievances b) Group grievances c) Policy grievances d) B and C only e) None of the above 106 . Union Density: 320 a) Is a fraction b) Is the number of union members divided by the labour force x 100 c) Affects union coverage d) Affects union security e) A and B only 107 . Canadian municipalities provide more services in: a) Parks and recreation b) Public works c) U.S. cities and towns d) Internationally e) A and B 321 108 . A major criticism of Dunlop’s model included: a) That the model was only descriptive in nature b) That the model overestimates the importance of power and conflict. c) That the model is too long d) The rapid decrease in U. S. unionization e) All of the above 109 . Canadian unionized workers have the legal right to a) File a formal grievance b) Have management formally respond to their grievance c) Not file a grievance d) A and B only e) A, B, and C only 322 110 . Special laws govern labour-management relations in the public sector. a) True b) False 111 . Unionized workers are less satisfied with: a) Supervisors and supervision 323 b) Job context c) Lack of promotional opportunities d) Lack of resources for job performance e) All of the above 112 . Weber’s theory of social closure states: a) Various jobs erect barriers to regulate supply b) Barriers affect earnings c) Licensing affects restriction into occupations d) The right to know, participate and refuse e) All of the above 113 . Restructuring in the public sector has created: 324 a) New public management b) An incoherent program of reform c) Less emphasis on job performance in public services d) Less emphasis on job efficiency in public services e) None of the above 114 . Demographic impacts include: a) Babyboomers b) Birth rates c) Mandatory retirement d) A, B, and C e) All of the above 325 115 . The IDI Act: a) Was passed in 1907 b) Was created by William Mackenzie King c) Stands for International Dilemma Act d) Is not relevant e) A and B only 116 . Examples of distributive bargaining issues include: a) Health and safety b) Rest breaks c) Pensions d) Wages e) Plant closures 326 117 . New Model Unionism: a) Was studied by Beatrice & Sidney Webb b) Was not craft based c) Took place in the 1900’s d) Increased wage competition e) Did not lead to the term trade union 118 . During integrative bargaining, the parties are more likely to inflate the issues a) True 327 b) False 119 . The Knights of Labour: a) Was formed in 1869 b) Was formed in Philadelphia c) Removed its cloak of secrecy in 1881 d) Has 3 factors differentiating it from other labour origins e) All of the above 328 120 . Under the Canadian Human Rights Act employers cannot discriminate on the basis of: a) Race b) Colour c) Age d) Sexual Orientation e) all of the above 121 . The four sub-processes of collective bargaining include: a) Distributive bargaining b) Integrative bargaining c) Intra-team bargaining d) Attitudinal bargaining e) All of the above 329 122 . The harder it is to substitute capital for labour, the less power labour will have to raise wages a) True b) False 123 . Particular focuses of today’s labour movement include: a) Social and economic policy issues b) Equity programs 330 c) Unemployment programs d) A and B only e) A, B, and C 124 . The total joint costs theory: a) Argues strikes are least likely when the cost of the strike is high for both parties b) Argues strikes are more likely when the cost of the strike is low for both parties c) States strike costs remain constant d) States nothing of value e) Is obsolete to labour relations 331 125 . Global markets: a) Allow greater opportunity for people to tap into larger markets b) Gives access to less cash flow c) Gives access to fewer imports d) Gives less efficiency to all e) All of the above 126 . Labour takes action at the federal, provincial and local levels when it comes to addressing human rights and social issues. a) True b) False 332 127 . Knights of Labour were first formed in 1869. a) True b) False 128 . Services provided by the following may be near monopolies: a) Teachers b) Firefighters c) Nurses 333 d) Police officers e) All of the above 129 . Collective agreements: a) Are agreements representing workers in bargaining units b) Are agreements representing the employer c) Are all identical d) A and B only e) All of the above 130 . Strategic choices focus on: 334 a) No actors, three levels of decision making b) Three actors, three levels of decision making c) Two actors, no levels of decision making d) One actor, one level of decision making e) None of the above 131 . Globalization impacts industrial relations in Canada include: a) Employment impacts b) Union impacts c) Labour policy impacts d) Collective bargaining impacts e) All of the above 335 132 . The CAW’s broad social agenda stands in stark contrast to those of occupational unions. a) True b) False 133 . In the pluralist view of industrial relations: a) Unions focus on the five elements of equity b) Management’s focus is also on the five elements of equity c) Was developed by Barbash d) Results in strong collective bargaining terms protecting employees e) A and D only 336 134 . The usual layout of collective agreements consist of except: a) Cover pages b) Newspaper articles c) Santa clauses d) Non of the above e) All of the above 135 . Integrative bargaining: a) Promotes a win-lose relationship b) Promotes a win-win relationship c) Promotes no relationship 337 d) Promotes mutual gains to both parties e) A and D only 136 . Demand is more elastic and unions have more power when: a) Product markets are less competitive. b) It is easier to substitute labour for capital. c) Labour costs are a small proportion of the total costs. d) The market for substitutes are more competitive. e) All of the above. 137 . Unions exist: 338 a) From 1 broad perspective b) From 2 broad perspectives c) From no perspectives d) From 3 broad perspectives e) From 4 broad perspectives 138 . Reasons why hr practices are different in union and nonunion firms include: a) The shock effect b) Different presences of union versus nonunion workers c) The exit theory d) All of the above e) None of the above 339 139 . The spillover effect: a) Only affects nonunion workplaces b) Only affects unionized workplaces c) Is a belief that increases in union wages result in decreases in nonunion wages d) A and B only e) None of the above 140 . Examples of hybrid issues are: a) Technological change b) Holidays c) Health and safety d) Rest breaks e) None of the above 340 141 . Strike impacts include: a) Decreased production b) Loss of pay for workers c) Psychological well-being impacts on workers d) Lack of a fully restored employment relationship e) All of the above 142 . At the start of the millennium: a) Unions faced few challenges b) Faced globalization challenges 341 c) Faced a lot of challenges d) Seen no challenges e) None of the above 143 . Labour Relations Boards hear cases regarding: a) Certification b) Decertification c) Unfair labour practices d) Declarations of illegal strikes or lockouts. e) All of the above 144 . Components of WLC include: 342 a) Role overload b) Work to family interference c) Family interference with work d) A, B, and C only e) None of the above 145 . Since 2000 many students have witnessed faculty strikes on their campuses a) True b) False 343 146 . Strikes and media receive considerable media attention. a) True b) False 147 . The Knights of Labour: a) Had a minority membership b) Had 10,000 members in 1881 c) Had 1 million by 1886 d) 18% of their members were in the manufacturing sector e) B, C, and D only 344 148 . Industrial relations view of equity included a voice, due process, fair treatment at work and fair compensation. a) True b) False 149 . Organizational commitment: 345 a) Is defined in terms of an employee’s acceptance of a company’s goals and values b) Is defined in terms of an employees exertion of substantial amount of effort c) Is defined in terms of an employee’s aspiration to remain a member of an organization d) A, B, and C e) None of the above 150 . Institutional globalization theory is the same as free market globalization. a) True b) False 346 151 . The 1990’s and beyond: a) Was challenging for labour b) Seen the emergence of NAFTA c) Brought labour increased levels of unemployment d) A, B, and C only e) None of the above 152 . Theories of globalization do not include: a) Free market globalization theory b) Institutional globalization theory c) Lack of globalization theory d) What is globalization theory 347 e) C and D only 153 . Scientific management was developed by Frederick Taylor. a) True b) False 154 . Characteristics of monopolistic markets include: a) High wages 348 b) Minimum wages c) Chronic labour shortages d) A and C only e) None of the above 155 . Neutral labour relations boards serve a vital function in the North American model of Industrial Relations a) True b) False 349 156 . Labour standards include: a) Employment laws and policies b) Wages c) Conditions of work d) Social security e) All of the above 157 . Recently, a number of employers are seeking not to include language on: a) Management rights b) Legislative reference c) Explicit reference d) Same-sex benefits e) Non of the above 350 158 . Macroeconomic considerations of the economic context include: a) deregulation b) privatization c) the North American Free Trade Agreement d) elasticity of demand e) A, B, and C only 159 . Prior to unionization, the employment relationship was best described as master-servant in nature. a) True b) False 351 160 . An industrial dispute is an agreement between employers and employees a) True b) False 161 . Globalization: 352 a) Has resulted in a new political economy b) Has transformed companies into TNC’s c) Has reinvented banks d) Has created WTO, IMF and the World Bank e) All of the above 162 . The collective agreement is the agreement between the union and the employer a) True b) False 353 163 . The 1970’s and 1980’s was impacted by: a) Wage, Price Controls and Legislation b) Free trade agreements c) The CAW d) All of the above e) None of the above 164 . Under the master-servant relationship: a) The employer made all the rules b) Employees had limited protection or rights c) Employees were required to follow the ER’s rules d) There were power imbalances between both parties 354 e) All of the above 165 . Work-Leisure decisions are influenced by: a) Wage increases b) Goods and Services to be purchased c) Attractiveness of work through higher salaries d) A, B, and C only e) None of the above 166 . Participative management characteristics include all but: a) Decisions made at the highest level possible 355 b) Jobs are designed when individuals or teams have responsibility c) There is extensive investment in training and development d) Information concerning business goals, performance and strategies are shared e) All of the above 167 . Human Resource Management highlighted five elements of equity. a) True b) False 356 168 . The parties involved in a grievance include all but: a) The community b) The employee c) The union d) Management e) B, C, and D 169 . Strikes are mechanisms unions use to achieve their bargaining goals a) True b) False 357 170 . The following provinces have no ban on the use of replacement workers: a) Ontario b) Manitoba c) Alberta d) New Brunswick e) None of the above 171 . Innovative work practices are more difficult in the public sector because of: a) Higher unionization b) Civil servant rules 358 c) Crisis atmospheres d) All of the above e) None of the above 172 . Essential components of unions include: a) Collective bargaining with firms as a purpose b) Must include a component on their history c) Must include the aims of founding members d) Must be independent of employers e) A and D only 173 . Where does demand for unionization come from: 359 a) Worker dissatisfaction b) Need for a collective voice c) Trends in income distribution and poverty d) Changing workforce composition e) all of the above 174 . There are unions that do not fit into the categories of craft, professional, industrial, social or public sector. a) True b) False 360 175 . Redcircling: a) is the only constant change in LR’s b) is a form of wage protection for employees c) is a form of wage protection for employers d) provides no protection e) all of the above 176 . Examples of Government’s Expanded Role in Collective Bargaining include: a) Last offer vote b) First contract arbitration c) Public inquiry Commission d) A, B, and C 361 e) A and B only 177 . Three areas of law key to the study of Industrial Relations are: a) Common law b) Statutory law c) Collective bargaining law d) All the above e) none of the above 178 . Individual negotiations are not different from bargaining over the terms of a collective agreement 362 a) True b) False 179 . ignificant changes in the labour movement have included: a) More women b) Legislative changes c) Increase in the labour force participation rate d) Increased presence of federations of labour e) All of the above 363 180 . Union decline has been happening because of what following factors: a) Globalization b) Employees exercising greater control over schedules. c) Changes in company policies d) The increased un-competitiveness of businesses e) A and B only 181 . The public sector is an importance component in Canada’s labour force. a) True b) False 364 182 . The asymmetric information theory: a) Claims a union may go on strike to see if a company is bluffing b) Claims a union may go on strike to see if a company is telling the truth c) A and B d) A, B, and C e) A, B, C and D 183 . Others argue explicit reference is better: a) As it provides guidance to managers, union leaders and employees b) Ensures covered groups remain protected is the law changes 365 c) May cover groups not covered by legislation d) All of the above e) None of the above 184 . Public sector unions have emerged as the largest unions in Canada. a) True b) False 185 . Important categories of union membership include: 366 a) Closed shop b) Union shop c) Rand Formula d) Union density formula e) A, B, and C 186 . Union growth factors include: a) Social upheaval b) Growth in public services c) Union mergers d) Removal of legal barriers e) All of the above 367 187 . Beatrice & Sidney Webb studied old model unionism a) True b) False 188 . The Strategic Choice Framework: a) Contains three essential ingredients b) Says that industrial relations decisions are made two levels c) Requires effective strategies to work in one direction to achieve major goals d) Was developed by Kochan, Katz and McKersie e) All of the above 368 189 . The collective bargaining mode: a) Was developed by Katz, Kochan and Hicks b) Discusses that disputes arise over only monetary issues c) Includes a concept called the contract zone d) A and C only e) All of the above 190 . The Hicks Theory: a) Is also known as the accident theory b) Assumes that irrational negotiators seek out strikes 369 c) States that strikes should be expected d) States strikes result in errors e) States lockouts result in high costs 191 . Wildcat strikes are legal strikes a) True b) False 192 . Most collective agreements have an informal pre-grievance process: 370 a) Followed by 1-2 formal stages b) Followed by 2 formal stages c) Followed by 3-4 formal stages d) Followed by 4 formal stages e) Followed by no formal stages 193 . Steps in bargaining involve: a) Obtaining a mandate from constituents b) Notice to bargain is served by management or union c) Communicating priorities d) Reaching a contract zone e) All of the above 371 194 . The Business/Organizational Strategic process consists of: a) An assessment of internal and external environments b) Strategy formulation c) Strategy implementation d) Strategy evaluation e) All of the above 195 . Performance appraisals have two purposes a) True b) False 372 196 . Institutional economists believe that unions would improve efficiency and equity of markets. a) True b) False 197 . Politics play a much greater role in public-sector collective bargaining that in the private sector. a) True 373 b) False 198 . Training and development literature found that: a) Unionized firms provide more training b) There is a positive relationship between unionization and employerprovided training c) Unions have a positive impact on employee participation d) Unions have no impact on training e) A, B, and C 374 199 . Non-union workplaces operate under the master-servant relationship. a) True b) False 200 . The Wagner Act is crafted on the principle of voluntarism. a) True b) False 375 201 . Secondary picketing is part of the freedom of expression. a) True b) False 202 . Labour force growth is fuelled by population growth and immigration a) True b) False 376 203 . Teams are: a) Used by few companies b) Are used by 50% of companies c) Are obsolete d) Are a lot of work e) Are not worth studying 204 . NAFTA: 377 a) Caused a decrease in full-time employment b) Caused an increase in part-time employment c) Caused an increase in self-employed people d) A, B, and C e) None of the above 205 . The Wagner Act: a) Created an independent agency b) Defined unfair labour practices for employees only c) Did not adhere to the doctrine of exclusivity d) Was unimportant to collective bargaining e) All of the above 378 206 . Canada has a centralized legal framework. a) True b) False 207 . Labour relations clauses in collective agreements deal with: a) Issues concerning the relationship between the parties b) Grievances procedures c) Preferred bargaining methods d) A, B, and C e) All of the above 379 208 . The AFL was built on: a) Exclusive jurisdiction b) Pure and simple unionism only c) Political non partisanship d) A, B, and C e) A and B only 209 . Various forms of union security include: a) Union shop b) Closed shop c) Rand Formula d) Merritt Formula 380 e) A and B only 210 . Some of the following collective agreement clauses are found on HRSDC’s list: a) Rights of parties b) The organization of work c) Labour relations processes d) Education training & development e) All of the above 211 . Dispute Resolution mechanisms include all EXCEPT: 381 a) mediation b) mediation/arbitration c) conciliation d) voluntarism e) arbitration 212 . Monopsony exists when a firm is a wage taker but not a wage setter a) True b) False 382 213 . The do’s and don’ts of bargaining include: a) Starting with the tough issues first presenting tactical problems b) If parties cannot generate movement, talks won’t collapse c) Starting with bigger issues leads to great momentum d) Neither side likes to lock out or strike over monetary issues e) None of the above 214 . For non-union firms, labour market forces will largely determine employee compensation and conditions a) True b) False 383 215 . Unions will often not seek collective agreement language that provides various forms of union security. a) True b) False 216 . Minimum standards affect: a) Hours of work. b) overtime 384 c) minimum wages d) vacation e) all of the above 217 . Dunlop’s System discussed: a) The concept of a set of ideas and beliefs to bind the system together as an entity b) This shared ideology did not define the role and function of each actor c) Didn’t require all three actors to respect and value the roles of the other two d) That industry stability depended on the actors sharing this common ideology e) Only A and D 385 218 . The Neoclassical economics view of industrial relations stressed the importance of institutions and multiple actors in the employment relationship. The Neoclassical economics view of industrial relations stressed the importance of institutions and multiple actors in the employment relationship. a) True b) False 219 . The threat effect: a) Is the same as the spillover effect b) Is the same as wage differentials c) Is a belief that nonunion employers increase wages to avoid unionization 386 d) Is the same as profit sharing e) Is the same as gainsharing 220 . Canadian labour challenges include: a) Democratization b) Leadership c) Contingent workers d) Union education e) All of the above 221 . Deregulation has affected: 387 a) Daycares b) The government c) Trucking d) Customs e) None of the above 222 . The triangle of pressures does not include: a) The union b) The employer c) Union members d) The community e) All of the above 388 223 . Three basic rights of workers from the Canadian Internal Responsibility Model: a) The right to laugh b) The right to question c) The right to decide d) The right to know, participate and refuse e) Workers have no rights 224 . Canadian laws: a) Have increased the number of strikes in Canada b) Define a greater public policy role for arbitrators c) Have decreased union density d) Have given arbitrators a decreasing role in interpreting relevant employment law e) All of the above 389 225 . Labour relations clauses in Collective Agreement’s include participatory mechanisms: a) Such as joint committees b) To set the tone for the relationship of the parties c) Provides a guiding relationship d) To discuss continuous bargaining e) A and B only 226 . Nontraditional work arrangements: a) Differ from the norm in terms of the employment term 390 b) Differ in terms of location c) Differ in terms of schedule d) Differ in terms of hours or pay e) All of the above 227 . Topics the CLC include in its human rights discussion included: a) Anti-racism b) Men c) Workers with abilities d) Workers with no abilities e) Workers with select abilities 228 . According to Swimner, restraint policies apply to: 391 a) Direct employees of government b) Schools c) Hospitals d) Lower levels of government e) B, C, and D 229 . The 1970’s and 1980’s: a) Were influenced by fluctuating oil prices b) Seen low inflation c) Was a less challenging decade for labour d) Were the best decades for labour e) Were not relevant 392 230 . P.C. 1003 facts included all of the following EXCEPT: a) Unrest that gave rise to a new political movement. b) Increased conflict in the steel industry. c) Carbon copy legislation to the American Wagner Act. d) Was not intended to be a permanent measure. e) Was not replaced by the Industrial Relations and Dispute Investigation Act. 231 . IBB steps include all but: a) Identifying the problem b) Searching for alternative solutions c) Comparing alternatives d) Reporting references 393 e) Considering remedial actions 232 . The collective voice: a) May decrease productivity through communication b) Enables methods of voicing discontent c) Provides no grievance procedures d) Does not shock management e) None of the above 233 . Labour challenges of the future will include: a) Cultural challenges 394 b) Ethic challenges c) Language diversity challenges d) None of the above e) All of the above 234 . Globalization has created a new political economy. a) True b) False 235 . High performance work practices include: 395 a) Recruitment and selection b) Compensation c) Training and development d) A, B, and C e) None of the above 236 . Innovative work practices: a) Include socio-technical systems design b) Are more difficult in the public sector c) Are easier in the private sector d) A and B only e) C only 396 237 . There have been two great waves of unionism. a) True b) False 238 . Several common elements of globalization include: a) Centralization of bargaining b) Greater management power c) Increase in strikes d) Significant impacts on employees e) All of the above 397 239 . Staffing consists of: a) The selection process b) The deselection process c) The concept of layoff d) A and B only e) The termination concept 240 . The political economics view: a) Is a view of Industrial Relations b) Is grounded in socialism and marxism. 398 c) Stresses the role of inherent conflict d) Is the most widely held view of Industrial Relations e) Only A, B, and C 241 . The TLC: a) Was formed in Nebraska b) Was formed in the USA c) Was formed the same year as the AFL d) Is not applicable to labour relations e) Non of the above 242 . The evolving managerial view was affected by scientific management. 399 a) True b) False 243 . Generally speaking, grievors are more likely to be: a) Women b) Older workers c) Younger workers d) Unskilled workers e) Uncommitted workers 400 244 . The participation-based model: a) Focuses on extrinsic factors b) Induces employee engagement c) Focuses on intrinsic factors d) Uses job rotation e) Uses no investment in training 245 . Employee rights have been granted to employees in the following areas: a) Human rights b) Plant closures c) Parental leave d) Pension 401 e) Only A, B, and D 246 . The queuing model: a) States that unions cannot represent all who wish to be in a unionized position b) Results in a queue for the reason stated in (a) c) A and B d) None of the above e) None of this applies 247 . Lowe’s views expressed the following dominant themes: 402 a) Human resource development b) Worker participation c) Participation initiatives d) A and B only e) All of the above 248 . It has been argued by some that unions have outlived their usefulness as organizations a) True b) False 403 249 . What is the most effective way for organizations to prevent sexual harassment? a) To publicly humiliate offenders through organizational communication channels b) To educate all employees about sexual harassment with mandatory training sessions c) To develop policies and procedures for filing complaints on sexual harassment d) To distribute electronic information on the organization’s compliance with laws 250 . Globalization is: a) The integration of world economies b) Increased mobility of goods 404 c) A recent development d) Not a new development e) A, B, and D only 251 . Marshall’s four theoretical conditions determining the wage elasticity of labour do not include: a) People effects b) Product market effects c) Elasticity of supply effects d) Labour power effects e) Labour un-intensity effects 405 252 . North American unionism has been considered “bread and butter” focused a) True b) False 253 . The economic theory: a) Argues that unions reduce productivity b) Argues that management flexibility is enhanced c) Decreases wages below competitive levels d) Influences the collective voice e) All of the above 406 254 . Union reaction to privatization considerations include: a) Acquiescence b) Traditional collective bargaining c) Creative responses d) Proactive responses e) All of the above 255 . Human Resources or Strategic Choice Perspective: a) Was a total waste of time b) Is only used in HRM studies not the Industrial Relations field. c) Was not developed by Kochan, Katz and McKersie. 407 d) Minimizes the elements of democracy. e) Is grounded in socialism 256 . Causes of strikes include: a) Catalysts b) Economic factors c) Unresolved grievances d) Intra-organizational factors e) All of the above 257 . Functions of the Provincial Federation include: 408 a) Representing member unions b) Enacting labour legislation c) A and B only d) Lobbying provincial governments e) A, B and D only 258 . Categories that have inordinate public interest are: a) Teachers b) Civil servants c) Police d) Hospitals e) All of the above 409 259 . Under the principle of residual rights, management retains that it held before unionization with the exception of rights that have been restricted by the agreement. a) True b) False 260 . Barbash’s Equity Efficiency Theory: a) Defined employment relationships b) Argued that employers usually focused on efficiency c) Argued that unions and employees did not concentrate on equity d) Was often used by the scholars Noah and Metz. e) Only A, B, & D 410 261 . The designation model: a) Determines essential services prior to the start of negotiating b) Is only done in Ontario and Quebec c) Is most common in Canada for nurses d) A, B, and C e) All of the above 262 . Seniority is: a) How old one is. b) Length of time a person has been a member of the union. 411 c) How long one has been a union steward. d) Not applicable to Industrial Relations. e) Should only concern non-unionized workers. Total Compensation 1. Some examples of family care benefits include the following except: a) Provision of daycare b) Provision of elder care benefits c) Subsidized dependent care provisions d) Personal days and sick leaves 2. Pay equity is 412 a) the right to equal pay for the same work b) the right to similar pay for similar work c) the right to equal pay for work of equal value d) fair pay for fair work 3. Competitive pay is pay that is: a) within 10% of the market b) within 15% of the market c) within 20% of the market d) sufficient to hire away an employee from a competitor Organizational Learning, Training and Development 413 1. There are many approaches to On-the-Job Training including: on-thespot lecture, viewed performance/feedback, following Nellie, and job-aid approach. Which of the following is another On-the-Job Training Approach? a) The natural step b) Following Alan c) On-the-spot discussion d) The training step 2. When estimating the benefits of training programs, professional assumptions and judgements are necessary. What else is a major issue when participating in this estimation process? a) The quality and timeliness of the information b) The credibility of the information source for the estimate c) The consistency and comparability of the information d) The understandability and usefulness of the information 414 3. What is the concept that refers to training programs that focus on the use of computers and computer systems? a) Information technology training b) Computer-based training c) Computer software training d) Blended training 4. What is the concept that refers to deeply ingrained assumptions, generalizations, or images that influence how we understand the world and how we take action? a) Structural capital b) Mental models 415 c) Implicit knowledge d) Formal learning 5. What is the concept that refers to a training method in which a trainee receives instruction and training at his or her workstation from a supervisor or an experienced co-worker? a) Off-the-job training b) Job instruction training c) On-the-job training d) Coaching 6. What is the concept that refers to mentoring activities that include coaching, sponsorship, exposure, visibility, protection, and the provision of challenging assignments? 416 a) Psychosocial support b) Apprenticeship c) Mentorship d) Career support 7. What is the flow of the conditioning process used in conditioning theory? a) Stimulus-Behaviour-Consequence b) Behaviour-Stimulus-Consequence c) Stimulus-Consequence-Behaviour d) None of the above 417 8. What is the concept that refers to training employees to perform each other’s jobs? a) Job rotation b) Job enlargement c) Cross training d) Apprenticeship 9. What is the concept that refers to the similarity of the psychological conditions of the simulation to the actual work environment? a) Simulations b) Physical fidelity c) Role play d) Psychological fidelity 418 10. Under what conditions might computer-based training be more effective than classroom instruction? a) When the instructor chooses the training method b) When the instructional methods are different c) When the training is for procedural knowledge d) When the training is a form of blended training 11. Which of the following is not a purpose of group discussion? a) It helps trainees recognize what they do not know but should know b) It is an opportunity for trainees to get answers to questions c) It is a way for trainers to learn about what is important to trainees d) It allows trainees to get advice on matters that are of concern to them 419 12. In the Model of Training Effectiveness, what part of the model flows into Individual Behaviour and Performance? a) Self-Efficacy b) Learning and Retention c) Cognitive Ability d) Training Motivation 13. What is the concept that refers to what trainees are expected to be able to do after a training program? a) Active practice 420 b) Training objective c) Training design d) Adaptive expertise 14. If training program benefits are $100 000, and training program costs are $25000, what is the Net Benefit? a) (125 000) b) (75 000) c) 75 000 d) 125 000 15. What is the concept that refers to training programs that teach subjectmatter experts how to design and deliver training programs? 421 a) Train-the-trainer b) Trainability testers c) Training administrators d) Training planners 16. What concept refers to a training method in which trainees are exposed to different jobs, functions, and areas within an organization? a) Cross training b) Job enlargement c) Job rotation d) Job enrichment 422 17. What is the concept that refers to the acquisition of a broad range of managerial knowledge and general conceptual abilities? a) On-the-job management development b) Management training c) Apprenticeship d) Management education 18. With what does the needs-analysis process start? a) Itch b) Idea c) Ideal d) ILD 423 19. What is the concept in research that refers to when the comparison is not made to another group of untrained people? a) Training evaluation designs b) Quasi-experimental designs c) Experimental designs d) Non-experimental designs 20. What is the concept that refers to training that involves the use of technology to deliver courses? a) Traditional training b) Technology-based training c) Computer-based training 424 d) E-Learning 21. What is the concept that refers to the creation, collection, storage, distribution, and application of compiled “know-what” and “know-how?” a) Knowledge management b) Explicit knowledge c) Structural knowledge d) Strategic knowledge 22. In Baldwin and Ford’s model of the Transfer of the Training Process, which of the following is not a training input? 425 a) Trainee Characteristics b) Training Design c) Work Environment d) Trainee Knowledge 23. What is the concept that refers to an intervention that instructs trainees to anticipate transfer obstacles and high-risk situations in the work environment and to develop coping skills and strategies to overcome them? a) Conflict management b) Training intervention c) Relapse prevention d) Conflict resolution 426 24. Which training method is least effective because it allows trainees to be passive absorbers of information? a) Video conferencing b) Case incident c) Games d) Simulations 25. What is the concept where the training explicitly encourages trainees to make errors during training and to learn from them? a) Active learning b) Exploratory learning c) Error-management training d) Error-avoidant training 427 26. The pillars of lifelong learning cited by the composite learning index (CLI) include learning to know, learning to do, and learning to live together. What is the last pillar suggested by the CLI? a) Learning to grow b) Learning to believe c) Learning to learn d) Learning to be 27. What is the concept that refers to an approach to training that gives trainees control over their own learning? a) Active learning b) Conditions of practice c) Exploratory learning 428 d) Active practice 28. What type of goal is process-oriented and focuses on the learning process? a) Process goals b) Distal goals c) Mastery goals d) Proximal goals 29. Which of the following is not related to a Person Analysis? a) Define desire performance 429 b) Determine gap c) Identify obstacles d) Obtain description 30. The following are true concerning reinforcement theory: a) Focuses on the power of external rewards and punishments in the motivation of behaviour b) Has been used in organizations in the form of incentive systems c) The application of reinforcement theory is sometimes called behaviour modification d) All of the above 430 31. Some of the key environmental factors that drive human resources and training and development are global competition, the labour market, and change. What is the fourth item that affects these things? a) Ecology b) Technology c) Legislation d) Competitors 32. What is the concept that refers to an agreement outlining how the newly learned skills will be applied on the job? a) Employment contract b) Performance contract c) Training contract d) Knowledge contract 431 33. What is the concept that refers to characteristics in the work environment that can either facilitate or inhibit the application of training on the job? a) Organizational climate b) Learning culture c) Training transfer climate d) Organizational culture 34. If there is a type of problem participant known as the “rigid one” how would you describe this individual? a) Will find loopholes in your ideas and present impossible “what-if?” scenarios 432 b) A problem magnifier who finds the world unfair and is a specialist in blaming and fault-finding c) Constantly looks for opportunities to disagree, to show up the other participants and the trainer d) Staunchly takes a position on an issue and will rarely, if at all, move from it 35. Which of the following is not a typical way to measure behaviours? a) Self-reports b) Observations c) Video recording d) Production indicators 433 36. What is the correct depiction between training and development, individual learning and organizational learning? a) Training & Development-Individual Learning-Organizational Learning b) Individual Learning-Organizational Learning- Training & Development c) Organizational Learning-Individual Learning-Training & Development d) Training & Development-Organizational Learning-Individual Learning 37. What is the concept that refers to groups of people with common interests and concerns who meet regularly to share their experiences and knowledge, learn from each other, and identify new approaches for working and solving problems? a) Self-directed work teams b) Informal learning c) Self-directed learning d) Communities of practice 434 38. What is the concept that provides the trainees with step-by-step instructions on how to perform a task and the rules, principles, and strategies for effective performance? a) Exploratory/ discovery learning b) Proceduralized instruction c) Active learning d) Routine expertise 39. Which of the following is not one of the main reasons that training programs fail? a) Failure to isolate the effects of training b) Regarding training as an Event 435 c) Failure to respond to needs of employees d) Failure to recognize non-training solutions 40. According to Wenger and Lave, which of the following is not a characteristic of a community of practice? a) Practice b) Community c) Interests d) Domain 41. What is one new way in which employees can add competitiveness to their organizations? 436 a) Employees can have pay and benefits cuts b) Employees can take technical skills training c) Employees can undergo literacy testing d) Employees can enroll in ethics training 42. What is the concept that refers to extensions of training programs that involve a review of the training material? a) Post-training supplements b) Self-coaching c) Apprenticeship d) Booster sessions 437 43. Training is often the best solution to performance problems. Under which condition is training not the best solution? a) If coaching is expensive b) If the task is performed frequently c) If the task is difficult d) If correct performance is critical 44. What is one type of activity that can be used to greet participants at a training event? a) Hire a motivational speaker for a breakfast meeting b) Serve an exotic breakfast to entice a bigger crowd c) Have trainees spontaneously meet their colleagues d) Write a trainee’s name on a name card 438 45. What is the concept that refers to the measurement of a training program’s ability to meet managerial expectations? a) Return on investment b) Return on expectations c) Return on equity d) Return on evaluation 46. Role play is a training method in which trainees practise new behaviours in a safe environment. What are the three phases of role play? a) Planning; implementing; feedback b) Organizing; analyzing; control c) Innovation; trial runs; conclusions 439 d) Development; enactment; debriefing 47. What is the concept that refers to a seminar that takes place live over the Web? a) Asynchronous training b) Webcast c) Synchronous training d) Webinar 48. Which of the following training methods has a low probability of being transferred on the job? 440 a) Behavioural modelling b) Role play c) Discussion d) Tech-based training 49. According to Robert Gagné, a training program should have nine events of instruction. What is the final stage? a) Assess performance b) Enhance retention and transfer c) Provide informative feedback d) Elicit performance practice 441 50. What is the concept that refers to the degree to which the trainee reports receiving support in his or her attempts to transfer the learning skills? a) Organizational support b) Perceived support c) Perceived organizational support d) Anticipated support 51. What is the concept that refers to the use of a combination of approaches to training such as classroom training, on-the-job training, and computer technology? a) Blended training b) Active practice c) Attentional advice d) Metacognition 442 52. What is the definition for far transfer? a) The transfer of knowledge and skills across different settings or contexts at the same level b) The extent to which trainees can apply what was learned in training to situations that are very similar to those in which they were trained c) Transfer from the individual or trainee level to the organizational level or the extent to which changes in trainee behaviour or performance transfer to organizational level outcomes d) The extent to which trainees can apply what was learned in training to novel or different situations from those in which they were trained 53. The Learning Transfer System Inventory (LTSI) consists of many specific factors including: opportunities to use, learner readiness, transfer design, peer support, motivation to transfer and supervisor sanctions. What is one additional specific factor for the LTSI? 443 a) Personal capacity for transfer b) Performance coaching c) Resistance or openness to change d) Performance self-efficacy 54. Why should trainers calculate the costs and benefits of their training programs? a) So they know how much to charge their customers for training b) So they can demonstrate the financial value of their programs c) So they can rationalize their high prices for training d) So they justify why training should be an investment not a cost 444 55. What does the COMA model represent? a) Cognitive, Organizational, Motivational, Attitudinal b) Culture, Organizational, Management, Adaptive c) Control, Observational, Motivational, Active d) Climate, Observational, Management, Analysis 56. What is one reason that employers do not conduct training evaluations? a) Because of the perception that they are too complicated b) Because of the perception that organizations lack the expertise c) Because of the perception the information is not used d) Because of the perception the quality of training will not improve 445 57. Which of the following is not a main variable measured in a training evaluation? a) Reactions b) Learning c) Behaviour d) Needs assessment 58. Lack of tools and procedures, rapid change in technology and poor job design are all technical barriers to effective performance. What is the one remaining technical barrier to effective performance? a) Lack of performance measurements b) Resources sub-optimized c) Ineffective feedback 446 d) Raw data, not normative data 59. What is the concept that refers to a training method in which trainees accept the challenge of studying and solving real-world problems and accept responsibility for the solution? a) Active learning b) Action learning c) Case method d) Simulation 60. Evaluating training programs requires knowledge about many fields. What is one area about which knowledge is not required for evaluating training programs? 447 a) Research design b) Data analysis c) Measurement d) Qualitative analysis 61. Which of the following is not one of the skill sets that is required for emotional intelligence? a) Empathy b) Motivation c) Kindness d) Self-control 448 62. What is the concept that refers to the adult-oriented approach to learning that takes into account the differences between adult and child learners? a) Pedagogy b) Andragogy c) Asynchronous d) Synchronous 63. What is the concept that refers to the conditioned response that occurs in circumstances different from those during learning? a) Generalization b) Chaining c) Shaping d) Observation 449 64. What is the concept that refers to the generalization of knowledge and skills over time? a) Transfer of training b) Generalization c) Maintenance d) Trainability 65. What is the concept that refers to the qualities and behaviours that shape the direction of the organization and which inspire others to pursue that direction in the face of obstacles and constraints? a) Leadership b) Management c) Delegation 450 d) Coaching 66. The following conditions are prepractice training conditions including attentional advice, advance organizers, goal orientation, and prepractice briefs. What is one additional prepractice condition not listed? a) Cognitive strategies b) Preparatory information c) Prepractice beliefs d) Distributed practice 67. If training program benefits are $100 000, and training program costs are $25000, what is the benefit-cost ratio? 451 a) 0.4 b) 4 c) 40 d) 400 68. Most types of learning have the transfer of skills, knowledge and information. Which type of learning occurs naturally as part of work and is not planned? a) Organizational learning b) Informal learning c) Learning acquisition d) Formal learning 452 69. The following technologies are major types of technology-based training including intranet, extranet, electronic performance support system, and electronic simulation. Which of the following is not an additional type of technology-based training? a) Multimedia b) Teleconference c) Television d) Wii 70. Using Gagné’s Classification Scheme, which learning outcome has to do with procedural knowledge? a) Verbal information b) Motor skills c) Intellectual skills d) Cognitive strategies 453 71. What is the concept that refers to reaction measures that assess trainees’ likes and dislikes of a training program? a) Positive reactions b) Negative reactions c) Affective reactions d) Utility reactions 72. Team training is designed to improve the functioning and effectiveness of teams in areas like communication, coordination, compensatory behaviour and mutual performance monitoring. What is one additional area that team training can improve? a) Exchange of feedback 454 b) Diversity training c) Sexual harassment d) Cross-cultural training 73. The final step in any training program is to: a) Decide on the training location and deliver the training program b) Evaluate the training content and methods c) Test the students application of learning to the workplace d) Reassess the needs of the organization 74. To what is synchronous training similar? 455 a) A pre-recorded session b) A computer simulation c) A live classroom d) A mentorship opportunity 75. Which of the following is not an advantage of On-the-Job Training? a) Trainees’ application of training is more direct and immediate b) Trainees’ application of training occurs with less difficulty c) Training is more customized to needs of trainees d) Training cost is much lower than Off-the-Job Training 76. What is the equation for Readiness to Learn and Trainability? 456 a) Readiness to Learn and Trainability = (Ability X Motivation X Perceptions of the Work Environment) b) Readiness to Learn and Trainability = (Ability X Motivation) + Perceptions of the Work Environment c) Readiness to Learn and Trainability = Ability (Motivation + Perceptions of the Work Environment) d) Readiness to Learn and Trainability = (Ability + Motivation) (Perceptions of the Work Environment) 77. In order to be an effective trainer, what one primary ability must the trainer have? a) The ability to be enthusiastic and excited b) The ability to be motivating and arousing c) The ability to communicate and be humourous d) The ability to make the material interesting 457 78. Formal learning and informal learning differ on a variety of factors including control, relevance, structure, and outcomes. What is the final factor that is missing from this list? a) Content b) Specificity c) Timing d) Needs 79. What is the concept that studies the acquisition of knowledge, skills, and abilities required to perform future job responsibilities? a) Knowledge management b) Training c) Human capital 458 d) Development 80. Some of the training delivery activities include: develop a lesson plan, choose the trainer, prepare the training site, schedule the training program, and administer the training. What is one additional training delivery activity? a) Decide on the location b) Determine the training materials c) Conduct research on the topic d) Solicit feedback on the training program 81. What is the name of a person who is familiar with the knowledge, skills, and abilities required to perform a task or job? 459 a) Subject-matter expert b) Knowledge manager c) Trainer d) Content specialist 82. What is the concept that refers to a cohesive unit of instruction with a specific learning objective? a) Lesson plan b) Learning activity c) Lesson d) Mentorship 460 83. What is the concept that refers to the process of identifying all the expenditures used in training? a) Direct costs b) Expensing c) Indirect costs d) Costing 84. Upon what two things is the effectiveness of a training method dependent? a) Budget; cost effectiveness b) Training motivation; needs assessment c) Training objectives; learning outcomes d) Training design; learning and retention 461 85. What is the concept that refers to a process to assess the value – the worthiness – of training programs to employees and to organizations? a) Program assessment b) Performance review c) Training evaluation d) Data analysis 86. What is the concept that refers to the process of studying employee behaviour to determine whether performance meets standards? a) Task analysis b) Needs analysis c) Organizational analysis 462 d) Person analysis 87. What concept refers to a method of forecasting the financial benefits that result from human resource programs such as training and development? a) Utility analysis b) Financial analysis c) Break-even analysis d) Benefit-cost analysis 88. Which of the following is not a barrier to the transfer of training? 463 a) Reward systems don’t support new skills b) Old habits could not be changed c) Did not see a need to apply what was learned d) Skills are not inappropriate in our work unit 89. Lack of knowledge, skills, motivation and group norms are all human barriers to effective performance. What is the one remaining human barrier to effective performance? a) Counterproductive reward systems b) Poor job design c) Informal leaders d) Ill-defined goals and objectives 464 90. If there is a type of problem participant known as the “non-listener” how would you describe this individual? a) Shy, reluctant, and silent most of the time b) Likes to parade his/her knowledge before everyone c) Tends to interrupt, cuts others off, leaps in before others have had their say d) Has interesting inputs but they do not relate to the topic 91. What is the concept that refers to a formalized, structured, and systematic approach to on-the-job training that consists of four steps: preparation, instruction, performance, and follow-up? a) Job instruction training b) Coaching c) Mentoring d) Apprenticeship 465 92. Which of the following is not one of the core managerial roles presented by Mintzberg? a) Interpersonal b) Knowledgeable c) Informational d) Decisional 93. Which of the following is not a typical level associated with organizational learning? a) Organizational level b) Individual level 466 c) Group level d) Team level 94. The most sophisticated learning management systems have such features as assessments, course catalogues and communication tools. What is one additional feature found in a sophisticated learning management system? a) Individual learning plans b) Performance reviews c) Training programs d) Training activities 95. What is the concept that refers to the capability to provide learning and training opportunities when they are needed and where they are needed? 467 a) Outsourcing b) Just-in-time learning c) Training and development d) Rapid e-learning 96. What is the concept that looks at the process of establishing performance expectations with employees, designing interventions and programs to improve performance, and monitoring the success of interventions and programs? a) Performance management b) Balanced scorecard c) Process measurement d) Training development 468 97. What is the concept that includes the shared beliefs, values, and assumptions that exist in an organization? a) Vision b) Organizational climate c) Organizational culture d) Mission 98. Why is on-the-job training the most common and most misused approach to training? a) Because it is chronically under-funded b) Because it is not well planned or structured c) Because it is over-used as an approach d) Because it is taught by inexperienced people 469 99. What concept refers to finding the value at which benefits equal costs and utility is equal to zero? a) Utility analysis b) Financial analysis c) Break-even analysis d) Benefit-cost analysis 100. What is the concept that refers to a trainee’s intended effort to utilize skills and knowledge learned in training on the job? a) Motivation to know 470 b) Motivation to transfer c) Motivation to train d) Motivation to learn 101. What type of training requires a systematic process of continual improvement? a) Information technology training b) Blended training c) Team training d) Total quality management 102. Which of the following is not a Web 2.0 tool? 471 a) Webinars b) Blogs c) Wikis d) Podcasts 103. If training program benefits are $100 000, and training program costs are $25 000, what is the Return on Investment? a) -5 b) -3 c) 3 d) 5 472 104. What is the concept that demonstrates when a training method has differential effects on trainees with different attitudes? a) Behaviour modelling b) Role play c) Psychological fidelity d) Aptitude-treatment interaction 105. In order to maximize learning and retention with technology-based training, what should training programs include? a) Active practice b) Cognitive ability c) Self-efficacy d) Attitudes 473 106. What type of motivation focuses on the direction, intensity, and persistence of learning-directed behaviour in training contexts? a) Intrinsic motivation b) Extrinsic motivation c) Training motivation d) Motivation to transfer 107. Job task analysis is a component of the training needs analysis process during which: a) The jobs and specific job tasks that are in need of training are identified and studied b) Individual employees’ behaviour is studied to identify gaps in performance 474 c) A persons current performance is compared to a desired standard d) The knowledge, skill and behavioural changes of trainees are analyzed 108. What is the concept that refers to the process of getting things done, efficiently and effectively, through and with other people? a) Leadership b) Management c) Delegation d) Coaching 109. In the Model of Training Effectiveness what general category does not flow into Learning and Retention? 475 a) Individual Behaviour and Performance b) Trainee Characteristics c) Work Environment d) Training Design 110. What is the greatest advantage to an organization of computer-based training? a) Overall training costs are reduced due to the elimination of typical costs b) Employees’ performance can be tracked for mandatory training and certification c) Large numbers of employees can be trained within a short period of time d) All trainees receive the same training irrespective of their location 476 111. Needs analysis is used to: a) Clarify the nature of performance gaps b) Determine if training is a good solution to performance problems c) Write training objectives d) All of the above 112. What is the concept that refers to an approach to learning that emphasizes interactive learning environments? a) Web 2.0 b) Blended training c) Social constructivism d) Group discussions 477 113. What is the concept that refers to the techniques used to convey the training content within a training program? a) Active learning b) On-the-job training c) Training design d) Instructional methods 114. One study revealed that Canadian employers are not leaders in training and development. According to this study, what percentage of adult workers participate in job-related training? a) 0.1 b) 0.2 c) 0.3 478 d) 0.4 115. What is the concept that refers to the provision of data about the worthiness or effectiveness of a training program? a) Formative evaluations b) Summative evaluations c) Descriptive evaluations d) Causal evaluations 116. What is the concept that refers to the ability to manage your own and others’ emotions and your relationships with others? 479 a) Management b) Leadership c) Conflict resolution d) Emotional intelligence 117. What is one of the basic components of management development? a) Self-efficacy b) Leadership c) Decision-making d) Attitude 118. Which of the following is not one of the general categories of management skills? 480 a) Conceptual b) Technical c) Knowledgeable d) Interpersonal 119. Which of the following is not a benefit of training and development? a) Facilitate organizational strategy b) Increase HR effectiveness c) Link business strategy to organizational strategy d) Improve employee recruitment and retention 481 120. The Instruction Systems Design (ISD) model incorporates the following except: a) Needs analysis b) Training design c) Safety climate d) Training delivery 121. What is the concept that includes those things that you can buy or trade, such as patents or copyrights and other forms of intellectual property? a) Intellectual capital b) Knowledge c) Explicit knowledge d) Knowledge management 482 122. It is important to consider the scheduling of the training program. What is one question that will need to be posed with respect to scheduling the training program? a) What time of day will the training event be held? b) Who is going to attend the training event? c) What needs are being fulfilled with the training event? d) How long will the training event last? 123. What do most organizations do for training courses in basic skills? a) Form alliances with educational institutions for trainees’ benefit b) Purchase pre-packaged materials from other organizations c) Hire external experts to deliver specific content to trainees 483 d) Set up online courses and evaluation for trainees 124. What is the concept that refers to a test that measures an individual’s ability to learn and perform training tasks? a) Training pre-test b) Trainability test c) Knowledge test d) Employment test 125. Which of the following is not a way for stimulus variability to be incorporated into a training program? 484 a) By using different models that vary in terms of their characteristics b) By modeling different situations c) By using models with different levels of competence in performing the training task d) By using models that differ according to the experience of the trainees 126. What is the concept that refers to the way in which an individual gathers information and processes and evaluates it during the learning process? a) Declarative knowledge b) Knowledge compilation c) Procedural knowledge d) Learning style 485 127. According to Robert Gagné, a training program should have nine events of instruction. What is the first stage? a) Gain attention b) Describe the objectives c) Stimulate recall of prior knowledge d) Present the material to be learned 128. In the Model of Training Effectiveness there are four aspects of Training Design including active practice, active learning, and error management training. What is the fourth aspect of Training Design? a) Cognitive ability b) Training motivation c) Self-efficacy d) Conditions of practice 486 129. What is the concept that refers to ability to use knowledge and skills across a range of tasks, settings, and situations? a) Active learning b) Routine expertise c) Exploratory learning d) Adaptive expertise 130. What is the concept that includes an interrelated system of HR practices and policies that usually includes rigourous recruitment and selection procedures, performance-contingent incentive compensation, performance management, a commitment to employee involvement and extensive training and development programs? a) HPWS 487 b) ISD c) SHRM d) eHRM 131. What is the concept that looks at the process of creating, sharing, diffusing, and applying knowledge in organizations? a) Traditional ecological knowledge b) Knowledge management c) Intellectual capital d) Organizational learning 132. What is the concept that refers to programs that introduce new employees to their jobs, the people they will be working with, and the organization? 488 a) Essential skills training b) On-the-job training c) Team training d) Orientation training 133. What is the concept that refers to providing trainees with training experiences and conditions that closely resemble those in the actual work environment? a) Identical elements b) Transfer elements c) Retention elements d) General elements 489 134. What did Québec do to fight the apathy of Canadian organization’s not wanting to invest in training? a) Companies with payrolls over $1 million would have to spend 1% in training, otherwise pay a payroll tax b) Companies would have 3 years to build up their investment in training to the Canadian average c) Companies must use accredited training bodies and spend at least $100 000 d) Companies that apply for payroll funding can earn tax credits 135. According to Kirkpatrick, there are four decisions that need to be made when selecting trainees for a training program. Which of the following is one of those four decisions? a) Why should the trainees take the training program? b) What is the cost of the training program? 490 c) Who can benefit from the training program? d) When will the training program be held? 136. What is the concept that refers to the process of acquiring knowledge and skills, and a change in individual behaviour as a result of some experience? a) Intellectual capital b) Intelligence c) Learning d) Knowledge Management 137. The objectives of a case study are to introduce realism into trainees’ learning, deal with a variety of problems at the same time, and to teach 491 trainees how to make decisions. What is one additional objective of the case study method when it is used for training? a) Teach trainees to be creative and think independently b) Analyze data and organize objective evidence c) Train participants to be resilient to the ideas of others d) Develop evidence-based skills, abilities and knowledge 138. What is the concept that refers to a computer-based system that provides information, advice, and learning experiences to improve performance? a) E-learning b) Computer-based training c) Asynchronous training d) Electronic performance support system 492 139. What is the concept that refers to the process to identify gaps or deficiencies in employee and organizational performance? a) Task analysis b) Needs analysis c) Organizational analysis d) Person analysis 140. The composite learning index (CLI) promotes lifelong learning as being beneficial to the success of the individual. What two other entities benefit from lifelong learning? a) The family and the organization b) The community and the country c) The organization and the community 493 d) The community and the province 141. One of the major advantages of computer-based training is flexibility because trainees do not have to leave work to attend training. What is another advantage of computer-based training? a) Customization b) Personalization c) Self-learning d) Learner control 142. Which of the following is not typically used in blended training? 494 a) Classroom training b) Computer technology c) Applied on-site learning d) Off-the-job training 143. What is the concept that refers to a process in which individuals or groups take the initiative and responsibility for learning and manage their own learning experiences? a) Self-directed learning b) Instructor-led training c) Asynchronous training d) Synchronous training 495 144. In a Request for Proposal (RFP), an organization would typically have a pre-qualification check-list, detailed description of the opportunity, a description of the company and its culture, and the scope of the project. What additional information would the RFP have? a) A detailed budget for the work b) A description of the current economy c) An assessment of recent demographics d) A detailed statement of work 145. What is the concept that refers to training that focuses on differences in values, attitudes, and behaviours of individuals with different backgrounds? a) Ethics training b) Diversity training c) Cross-cultural training d) Team training 496 146. What is the concept that refers to learning experiences that include skill practice exercises that actively engage and involve the learner? a) Active practice b) Experiential learning c) Active learning d) Self-efficacy 147. What is the concept that refers to a person who is familiar with the knowledge, skills, and abilities required to perform a task or job? a) Attentional advisor 497 b) Adapative expert c) Subject-matter expert d) Blended trainer 148. When considering the training facility, which of the following questions is not supportive of an effective learning environment? a) Is the room free from noise or distraction? b) Is the room conducive to learning? c) Is the room set up in a manner that is appropriate for the training program? d) Is the room brightly lit and well ventilated? 498 149. What is the concept that refers to practices based on the belief that every act has a consequence and if the consequence is a reward then the act will be repeated? a) Work Motivation b) Motivation Theories c) ERG Theory d) Contingency Management 150. Studies have shown that companies that invest in training their employees will have higher revenues and profits. What else do these studies show that demonstrate the effectiveness of training? a) Cost-benefit analysis b) Productivity c) Trend analysis d) Link to strategy 499 151. In Baldwin and Ford’s model of the Transfer of Training Process, how is the model generally configured? a) Conditions of Transfer- Training Inputs- Training Outputs b) Training Inputs- Conditions of Transfer- Training Outputs c) Training Inputs- Training Outputs- Conditions of Transfer d) Conditions of Transfer- Training Inputs- Training Outputs 152. Which of the following training methods will not influence the attitudes of the trainees? a) Discussion b) Role play 500 c) Games d) Case study 153. What is the concept that refers to whether training material is learned and practiced at one time or one part at a time? a) Conditions of practice b) Feedback or knowledge of results c) Overlearning d) Whole versus part learning 154. What is the concept that refers to a comparison of the monetary cost of training to the benefit of training? 501 a) Cost-effectiveness evaluation b) Return on investment c) Cost-benefit evaluation d) Return on expectations 155. Which of the following is not a managerial function? a) Planning b) Organizing c) Decision-making d) Controlling 502 156. There are many ways of managing conflict in an organization including: avoidance, accommodation, forcing and compromise. What is one additional way to manage conflict? a) Collaboration b) Negotiation c) Mediation d) Discussion 157. Which model regards errors as undesirable and detrimental to learning? a) EMT b) TIMS c) JIT d) LMS 503 158. Which of the following is not a principle of a learning organization? a) Learning organizations are more profitable than other organizations b) Continuous learning is considered to be a hallmark of learning organizations c) In a learning organization everybody is considered to be a learner d) Learning is part of a change process and in fact enables change 159. What is the concept that refers to programs designed to provide individuals with managerial learning experiences while working? a) On-the-job management development b) Management training c) Apprenticeship 504 d) Management education 160. Which of the following is not an advantage of Off-the-Job Training Methods? a) Trainer has a wide variety of instructional methods b) Trainer has control over the training environment c) Training cost is much lower than On-the-Job Training d) A large number of trainees can be trained at one time 161. What is the equation for return on investment for a training program? a) ROI = (Benefits – Cost of the Program)/ (Cost of the Program) 505 b) ROI = (Cost of the Program)/ (Benefits – Cost of the Program) c) ROI = (Cost of the Program – Benefits)/ (Benefits) d) ROI = (Benefits)/(Cost of the Program – Benefits) 162. Some of the benefits of apprenticeship training include: effective recruitment strategy, two-way skills development, higher-quality work, increased productivity and improved safety. What is one more benefit of apprenticeship training? a) Improve company reputation b) Cost effectiveness c) Improve employee morale d) Increase competitiveness 163. Which of the following is not a learning style? 506 a) Converging b) Assimilating c) Reflecting d) Accommodating 164. Once the cost of a training program is known and so is the training benefit, what is the next step in determining the value of a training program? a) Calculate the benefit-cost ratio b) Calculate the return on investment c) Calculate the net benefit d) Calculate the cost-effectiveness evaluation 507 165. What is the concept that refers to a set of procedures that focuses on understanding the mental processes and requirements for performing a job? a) Team task analysis b) Cognitive task analysis c) Person analysis d) Task analysis 166. In a needs analysis, there are three levels including an organizational analysis, and a person analysis. What is the third level of analysis? a) Divisional analysis b) Unit analysis c) Trend analysis d) Task analysis 508 167. What is the concept that refers to activities characterized by structure competition that allow trainees to learn specific skills? a) Games b) Role play c) Simulations d) Case method 168. What is the concept that refers to the type of motivation that stems from a direct relationship between a worker and the task? a) Intrinsic motivation 509 b) Extrinsic motivation c) Training motivation d) Motivation to transfer 169. How many specific outcomes are available for a Needs-Analysis? a) 5 b) 6 c) 7 d) 8 170. What is the concept that refers to sets of actions that individuals perform and that lead to certain outcomes? 510 a) Abilities b) Skills c) Attitudes d) Behaviours 171. What is the concept that refers to the use of an external supplier to provide training and development programs and services? a) Outsourcing b) Restructuring c) Downsizing d) Strategizing 511 172. What is the concept that refers to an organization’s knowledge, experience, relationships, process discoveries, innovations, market presence, and community influence? a) Human capital b) Renewal capital c) Intellectual capital d) Relationship capital 173. How can you speed up a Needs-Analysis to be considered a Just-inTime Needs Analysis? a) Link assessment and delivery b) Hire outside consultants c) Get top management buy-in d) Link data collection to performance 512 174. Although the Conference Board of Canada found that one in five organizations invest more than 3% of payroll in training, many organizations do not consider training to be a high priority. Why are organizations not investing in training? a) Training is linked to an organization’s success b) Organizations view training as an investment rather than a cost c) Canadians do not care about how competitive they are d) Training is first to go when there are cuts to discretionary spending 175. There are four key dimensions of learning organizations. Three of these dimensions include vision, culture, and learning dynamics or systems. What is the fourth dimension? a) Intellectual capital and emotional intelligence 513 b) Knowledge management and infrastructure c) Human attributes: knowledge, skills and abilities d) Communities of practice and learning environments 176. What is the concept that refers to exposing an individual to different areas and experiences throughout the organization? a) Job sharing b) Job enlargement c) Job rotation d) Cross training 177. What is the number one barrier to transfer of training? 514 a) No time is provided to use the skills b) Immediate manager does not support the training c) The culture in the work group does not support the training d) Skills could not be applied to the job 178. Using Alderfer’s theory, what is the need that is similar to Maslow’s esteem and self-actualization needs? a) Existence needs b) Growth needs c) Learning needs d) Relatedness needs 515 179. According to the textbook, there is evidence that the more interaction a trainee has with an instructor during computer-based training, the more motivation he or she will have. What else will occur when trainee interaction is high with the instructor? a) The employee will have greater job performance b) The employee will have greater on-the-job knowledge c) The employee will have a more positive attitude toward learning d) The employee will have a more developed technology-based skill-set 180. The nature of training content will be influenced by: a) The training needs analysis b) The training objectives c) The training budget d) A & B only 516 181. What is the concept that refers to a training method in which trainees observe a model performing a task and then attempt to imitate the observed behaviour? a) Behaviour management b) Behaviour modelling c) Behavioural method d) Behavioural modification 182. What is the concept that refers to structuring the program so that the trainees feel that they are engaged in a conversation with the program? a) Customization b) Personalization c) Human interaction 517 d) Needs assessment Health and Safety 1. During any emergency situation: a) Turn off your radio or television b) Light matches, candles or turn on electrical switches to increase light c) Close windows and get everyone outside the building quickly d) Follow the advice of local emergency officials 2. Accidents usually result from direct contact with some form of energy that is greater than the strength of the body or structure to resist. The energies may be: 518 a) Electrical b) Mechanical c) Kinetic d) All of the above 3. The following underlies the need for HRM to understand and implement effective OH&S policies and programs: a) Increasing concerns for industrial-sector workers b) Decreasing costs associated with work-related injuries and illnesses c) The public’s decreasing tolerance for work-related hazards d) All of the above 519 4. Employers must follow the requirements of OH&S legislation which includes the following general duties: a) Establish an occupational health and safety program b) Provide a health and safety policy c) Provide instruction and training to supervisors and workers d) All of the above 5. Emergency response training for an organization’s employees should address the following, except: a) Individual roles and responsibilities b) Purchasing of emergency and first aid equipment c) Potential treats, hazards, and protective actions d) Notification, warning and communications procedures 520 6. The starting point and major responsibility for occupational health and safety training lies with: a) The organization b) The human resource department c) The employee d) The immediate supervisor or manager 7. The two most common hazard events are: a) Prolonged exposure b) Improper technique c) Fatality d) A & B only 521 8. The process of identifying hazards and completing risk assessments can be considered: a) A one time activity b) Part of a continuous process of observation, control and safety improvement c) An end in itself d) A hazard analysis 9. General characteristics that make solvents effective and hazardous are the following except : 522 a) Low surface tension – the higher the wetting factor the more absorbent the chemical will be into the skin b) High vapour pressure – can create an inhalation hazard c) Low boiling point – the lower the boiling point the greater the risk of vapours in the air d) Low volatility – the less the chemical evaporation, the less the risk of health & fire 10. The following are ways in which HR managers help to overcome the stigma towards mental illness in the workplace except: a) Examining their own minds to find where they might have hidden misconceptions about mental illness b) Provide correct information to employees c) Ensure employee mental illness is diagnosed and treated early d) Stigma is overplayed and our society is open-minded about mental illness 523 11. There are two main methods used in conducting investigations, they are: a) Observation and interviews b) Interviews and surveys c) Meetings and walk-throughs d) Reenactments and surveys 12. Federal and provincial legislation allows for the rights of workers including: a) The right to know, right to rehabilitation, and the right to refuse unsafe work b) The right to participate, the right to rehabilitation, and the right to refuse unsafe work 524 c) The right to know, the right to participate and the right to refuse unsafe work d) The right to know, the right to compensation for injury and the right to refuse unsafe work 13. Bill C-45, commonly referred to as the “Westray Bill,” became law on March 31, 2004. This law means the following except: a) That the ramifications for employers failing to provide appropriate health and safety training have become more severe in Canada b) Amends the Criminal Code of Canada to hold corporations and their stakeholders accountable for work-related acts that are deemed criminally negligent c) That provincial workers’ compensation acts play a minor role in ensuring workplaces are safe d) Employers bear a large responsibility to ensure Canadian workers are educated about hazards in the workplace and are able to refuse work deemed unsafe 525 14. Which of the following is not one of your rights as an employee? a) To be provided with equipment and safety gear required to do the job safely b) To participate in workplace health and safety committees and activities c) To receive supervision to make sure you work without putting yourself at undue risk d) None of the above 15. The goal of stress management programs is to educate workers about the causes and consequences of stress and to provide the following except: a) Provide easy access to employee assistance programs b) Teach relaxation and coping skills c) Manage physiological symptoms 526 d) Manage psychological symptoms 16. The following are false concerning engineering controls except: a) The best way to reduce the risk of handling solvents is to find alternatives b) All employees must be properly trained in the identification and handling of dangerous substances c) Spills must be properly contained and employees exposed to the hazard must wear personal protective equipment d) Training must be ongoing given that new products are introduced into the workplace 17. The following risk assessment calculation considers how likely it is that hazard will result in an injury after the hazard event has occurred: 527 a) Probability b) Exposure c) Consequences d) Identification 18. Which of the following is not true? a) The Hazardous Products Act defines a hazardous product and controls its use by requiring disclosure of the substance(s) and its concentration in a manufactured product b) If a release of a potentially hazardous substance occurs outside the building, or if the potentially hazardous substance is released into the sewer, storm system, water, or air, it falls under the jurisdiction of the authority enforcing environmental legislation c) A corporation and its management can not be criminally prosecuted if found negligent in providing an appropriate standard of occupational health and safety in the workplace, resulting in an employee injury or death 528 d) Due diligence means taking all reasonable care to protect the well-being of employees or co-workers 19. The Workers Compensation Board’s mandate is to: a) Promote the prevention of workplace injury, illness, and disease b) Provide fair compensation to replace workers’ loss of wages c) Rehabilitate workers who are injured d) All of the above 20. The following are the essential elements for an EAP and WHP program: 529 a) A clear, written policy regarding assistance b) Management support and an on-site program coordinator c) Supervisory training, employee education and union support d) All of the above 21. The three E's are a traditional approach to occupational health and safety that emphasized the following: a) Engineering, empowerment and enforcement b) Engineering, education and enforcement c) Empowerment, education and enforcement d) Ergonomics, education and enforcement 530 22. An employer must immediately notify the Workers Compensation Board of the occurrence of any accident that: a) Resulted in serious injury to or the death of a worker b) Involved a major structural failure c) Involved the major release of a hazardous substance d) All of the above 23. Most of the human exposure to chemicals comes from breathing airborne contaminants. The following are levels of defense for inhalation except: a) Nose b) Interior of the nasal passage c) Tiny hairs or cilia and mucus d) Mouth 531 24. After completing a WHMIS training program, the worker should understand the purpose and origin of WHMIS and be able to do the following: a) Identify SHMIS hazard symbols b) Read WHMIS supplier and workplace labels c) Read and apply the applicable information on a Material Safety Data Sheets (MSDS) d) All of the above 25. What legislation ensures that workers across Canada are aware of the potential hazards of chemicals in the workplace and are familiar with emergency procedures for the clean-up and disposal of a spill? a) CSTD 532 b) MSDS c) WHMIS d) HPWS 26. The safe use and handling of chemical and biological agents can be ensured only thorough the active employment of the following control measures except: a) Engineering controls b) Good housekeeping c) Medical surveillance d) Biosafety levels 27. Why are young people more likely to be injured on the job than other groups of workers? 533 a) They receive little or no safety training or supervision and have to use equipment or machinery designed for adults b) They are reluctant to ask questions for fear of appearing stupid and are assigned physically demanding or dangerous tasks c) They are unaware of their rights and responsibilities d) All of the above 28. The workplace hazardous material information system requires that: a) Hazardous materials may not be distributed without government inspection b) Suppliers do not label all hazardous products c) Suppliers provide a material safety data sheet on each hazardous product they produce d) Chemicals do not necessarily require safe handling instructions 534 29. Hazard elimination is a control measure that looks to determine if the job or task that involves the hazard can be: a) Done differently to avoid the hazard b) Substituted c) Separated from the worker d) Restricted to certain workers 30. The following are basic guidelines to develop an effective emergency response plan for workplaces, except: a) Ensure that evacuation routes and emergency exists are wide enough to accommodate the number of evacuating people and unobstructed at all times b) Coordinate your plan with the local emergency management office 535 c) Conduct search and rescue drills d) Establish specific evacuation procedures 31. An employee expressed her concerns to her supervisor that fumes emitting from her computer were causing her headaches. She requested the supervisor’s permission to stop working immediately. However, the supervisor insisted that she continue working. The supervisor’s behaviour violated: a) The employee’s right to refuse work b) The employee’s right to report unsafe conditions c) The employee’s right to participate in health and safety programs d) The employee’s right to a safe workplace 32. Safety climate is defined as: 536 a) Shared perceptions of the importance of safety in the workplace b) The extent to which employees follow safety rules and procedures c) The extent to which employees go beyond compliance and work to actively improve safety d) Organizational leadership that is actively focused on and promotes occupational health and safety 33. The following are responsibilities that HRM have when dealing with HIV positive employees or other employees with biological illnesses except: a) Maintain the privacy of the individual b) Outline employment obligations c) Provide or refer to medical support d) Provide information and education to all employees about all employee biological illnesses 537 34. First-aid training and supplies are mandated in occupational health and safety legislation. The exact requirements vary by the following, except: a) Emergency plan b) The number of workers in the workplace c) The nature (and danger) of the work d) The distance to the nearest medical facility 35. The following are ways to identify hazards except: a) Workers report to the supervisor or employer b) A safety committee identifies situations that may be unhealthy and unsafe for workers c) Classify hazard identification terms 538 d) Review first aid records 36. The following are stakeholders in OH&S: a) Government and unions b) Community agencies and schools c) Employers and employees d) All of the above 37. Cold-related illnesses caused by thermal stress include: a) Trench foot b) Frostbite 539 c) Hypothermia d) All of the above 38. An example of engineering control(s) is: a) The construction of a paint spray booth with high powered fans to remove hazardous paint fumes immediately from the area b) The use of a flexible hose to direct exhaust fumes out of an automobile garage c) Job rotation and scheduling adjustments d) A & B only 39. How should a risk assessment be conducted? 540 a) There is no “one single” method b) Different models can work best dependent on the hazards or nature of the job operations c) Qualitative approaches are a preferred method d) A & B only 40. Ultimately, the goal of an emergency response is to prepare for the following, except: a) Protect and evacuate staff b) Contain disasters c) Improve safety training d) Inform the community 541 41. Throughout the 1990’s, the concept of wellness at work emerged as an occupational health and safety concern. The major motivator of this trend includes a desire to: a) Employee morale b) Reduce rising health care costs c) Improve employee safety d) Improve our public healthcare system 42. If local authorities ask you to evacuate your home, you should keep these simple tips in mind, except: a) Mark locations of downed power lines and keep doors unlocked b) Use travel routes specified by local authorities c) Wear long-sleeved shirts, long pants and sturdy shoes d) Take your emergency supplies kit 542 43. Another consideration in accident reports is the accident type, which attempts to categorize the nature of the accident. Some examples include the following except: a) Chemicals b) Caught in or between c) Struck by an object d) Fall to a lower level 44. Worker Compensation premiums are performance based in that if organizations: a) Have accidents they pay more with a premium increase risk up to 100% b) Prevent accidents they can pay less with a premium reduction to 50% 543 c) Have accidents their premiums remain the same as their industry classification d) A & B only 45. The following are steps to the hazard control process, except: a) Pre-contact control b) Contact control c) Post contact d) Hierarchy of control 46. Workers Compensation Boards were created to: 544 a) Give employers immunity from lawsuits filed by injured workers b) Give workers the right to compensation for injuries sustained on the job c) Provide no fault insurance d) All of the above 47. The following are some basic rules for conducting an investigation interview: a) Interview witnesses separately b) Let the individual recall the event in their own way c) Record information in a timely fashion d) All of the above 545 48. Substitution is a hazard control measure that looks to determine if the job or task that involves the hazard can: a) Be eliminated b) Employ other materials or methods c) Develop different work practices to reduce exposure to hazard d) B & C only 49. The following are true about noise and hearing except: a) The human hearing range of frequencies is approximately 20 to 20,000 Hz b) We hear all sound c) The standards for the measurement of noise use the unit of a decibel d) The human hearing response is conditional on frequency, duration and loudness 546 50. The following is the hierarchy of hazard control measures: a) Elimination, engineering, administrative, personal protective equipment and substitution b) Elimination, substitution, engineering, administrative and personal protective equipment c) Personal protective equipment, elimination, substitution, engineering and administrative d) Engineering, elimination, substitution, administrative and personal protective equipment 51. The benefits of accident investigation includes the following except: a) Determines direct causes b) Identifies contributing causes 547 c) Reduce lost time injuries d) Promotes safety awareness among employees 52. On what grounds, besides humanitarian ones, should workplace hazards be controlled? a) Ergonomic b) Legal c) Productivity d) All of the above 53. The following are general categories of behaviours that contribute to safe working performance except : 548 a) Following accepted hygiene practices b) Proper use of hazard control systems in the workplace c) Development of safe work habits and increased awareness and recognition of workplace hazards d) All of the above 54. You may be a residential employer if you hire the following workers except: a) Childcare workers to care for children before and after school for an average of <15 hours per week b) Nannies, companions, or other personal caregivers c) Domestic workers such as household cleaners d) Construction or repair workers or contractors 549 55. Researchers focus on three separate categories of fairness judgements associated with stress: a) Distributive justice, procedural justice and fairness of outcomes b) Fairness of outcomes, fairness of processes and fairness of interpersonal treatment c) Interactional justice, procedural justice and fairness of processes d) Fairness of interpersonal treatment, interactional justice and fairness of outcomes 56. The following are important facts about physical agents in the workplace except: a) Physical agents are present in unexpected places b) Exposure to some physical agents may be inherent c) Legislative standards are minimum tolerances 550 d) Issues are complex and solutions have to be evaluated for the risks they introduce to the environment 57. Components of an effective employer-sponsored health-promotion effort include the following except: a) Employee education for health promotion or disease prevention b) Management training to raise awareness of occupational health issues and identification c) EAP services, redesigned benefit programs to provide easy access to interventions d) Cafeteria benefit plans 58. Worksite health-promotion programming can be classified into the following three categories: 551 a) Screening, education, and behavioural change b) Health practices, wellness policies and education c) Screening, monitoring and evaluation d) Education, psychological and physical 59. The following is false concerning workplace wellness initiatives in Canadian companies: a) 64 percent of Canadian companies offer some form of wellness program b) Health-promotion programs have been slower to develop in Canadian companies because of our public health care system c) Canadian companies assume less of the cost for illness, traditionally there has been less of a financial impetus for them to develop employee health initiatives d) More than 95 percent of Canadian organizations offered their employees eight or more wellness programs to help support work and life balance 552 60. The symptoms of RSI can include: a) Weakness in the limb b) Pain c) Lack of endurance and clumsiness d) All of the above 61. An example of an administrative control(s) is: a) Required breaks to reduce extended exposure to a specific hazard b) Job rotation to help reduce the overall affect of a hazard that is increased by repetition or continued exposure 553 c) Reduction in the amount of time that a worker is required to do a repetitive task d) All of the above 62. The following are natural hazards, except: a) Blackout b) Earthquake c) Flood d) Drought 63. Employer sponsored health promotions could include the following except: 554 a) Smoking cessation b) Hypertension screening c) Nutrition, weight control, and physical fitness programs d) Flexible schedules 64. Best practices in controlling vibration include the following except: a) Avoid the source by revising the task b) Allow time to acclimatize c) Add dampening devices d) Decrease worker exposure time 65. Examples of hazard(s) include the following except: 555 a) Equipment and tools b) Security and violence c) Hygiene issues and human factors d) All of the above 66. The supervisor’s health and safety legal responsibilities are the following except: a) Know hazards in their area and ensure workers are made aware of hazards b) Ensure all health and safety activities are coordinated c) Ensure health and safety of their workers d) Be knowledgeable about the Workers’ Compensation Act 556 67. In 2003, Bill C-45 (also called the Westray Bill) established a duty in ___________law to protect the health and safety of everyone in the workplace. a) Provincial b) Federal c) Criminal d) All of the above 68. Hazards can be controlled or eliminated by identifying and attacking: a) The source of the hazard b) The path it travels c) The employee or recipient of the hazard d) All of the above 557 69. The factor most closely associated with the cause of an accident is referred to as the agency. The following are some examples of agents except: a) Lifting devices b) Overexertion c) Electrical equipment d) Chemicals 70. The perspective now obsolete, towards accident prevention that assumed that employees accepted all the normal risks inherent in a given job was legally referred to as: 558 a) Assumption of risk b) Accident proneness c) Due diligence d) Worker carelessness assumption 71. With respect to health and safety training initiatives, a number of organizational outcomes may be relevant including the following except: a) Accident, injury, and fatality rates b) Incidence of “close calls” c) WHMIS training d) Absenteeism and turnover 559 72. Control of non-ionizing radiation exposures usually includes the following except: a) Isolation b) Separation c) Protective equipment d) Extensive specialized training 73. The minimum legal elements of an occupational health and safety program include the following except: a) Search and rescue training b) Management commitment and OH&S meetings c) Written OH&S policies, procedures, and standards d) Existence of incident/accident investigations 560 74. The following questions could be asked when investigating situational factors except: a) Did some unsafe act contribute to the event b) Was the machine operating in a satisfactory manner c) Were all the control and display positions working and ergonomically sound d) What was the site or location of the accident 75. The following are ways in which an organization can promote a positive safety climate except: a) Have enacted safety policies and procedures b) Involve all levels of management and employees in safety initiatives 561 c) Include safety-related information in the communication of productionrelated goals d) Write safety manuals 76. The following are characteristics of successful occupational safety programs: a) Management commitment and a functioning joint occupational health and safety committee or representative group b) Existence of regular inspection programs and risk assessments c) Clearly documented, communicated and enforced accountability for managers, supervisors, workers, contractors, etc d) All of the above 77. The following is true concerning stress: 562 a) Is an objectively verifiable event that occurs outside of the individual b) Stress events happen primarily in the work environment c) Is an event appraised by individuals as taxing, exceeding their coping resources and negatively affecting their health d) Is an individual’s negative emotional response to or evaluation of stressors 78. The two different types of sexual harassment are: a) Sexual coercion and “quid pro quo” b) Hostile environment and verbal or physical conduct c) Sexual coercion and hostile environment d) “Quid pro quo” and verbal or physical conduct 563 79. Examples of physical agents include the following except: a) Vibration b) Chemicals c) Radiation d) Thermal stress 80. The matter of how control measures should be ordered or placed in order is called the hierarchy of control. The following is the first level of priority: a) Substitution b) Engineering control c) Administrative control d) Elimination 564 81. Employee assistance plans (EAPS) are: a) A combination of diagnostic, educational, and behavioural modification activities designed to support the attainment and maintenance of positive health b) Programs designed to help employees with problems that may interfere with worker productivity, including alcohol and other drug abuse, emotional or behavioural problems among family members, and financial or legal problems c) Programs designed to guide managers experiencing financial or legal problems d) Management counselling and coaching programs 82. Administrative controls utilize the following, except: 565 a) Personal protective equipment b) Training of employees c) Rotation of employees d) Environmental sampling 83. Organizational strategies to manage stress include the following except: a) Cognitive-behavioural skills training b) Relaxation training and meditation c) Increasing social support d) Nutritional and weight loss programs 566 84. In order for individuals to work safely, workers must have at least the following conditions except: a) The knowledge necessary to perform their jobs b) The motivation to work safely c) The opportunity to work safely: the organization supports safe work d) Understanding of safety policies and procedures 85. Organizations can conduct evaluation studies to assess the success of their health-related initiatives. Some characteristics of thorough evaluation studies include the following: a) Pre-intervention and post-intervention assessments of relevant variables b) Consideration of the extent to which employees participate in the program c) Reliable and valid measures of relevant individual and organizational outcome variables d) All of the above 567 86. Organizations can provide support for their employees after an emergency by providing a range of services that include: a) Crisis counseling, flexible work hours and salary continuation b) Daycare and first aid training c) Post information and maps d) Emergency contact names and numbers 87. A sample worker health and safety orientation checklist includes the following, except: a) Supervisor name and telephone number 568 b) Transportation of dangerous goods legislation c) Worker right to refuse unsafe work and procedure for doing so d) Worker responsibility to report hazards and procedure for doing so 88. A risk is defined as: a) The first undesired event that could start the accident sequence b) A thing or condition that may expose a person to an injury or occupational disease c) Is the likelihood that the hazard will lead to injury or the probability of harm actually occurring d) A systematic examination of all aspects of the work undertaken to consider what could cause injury or harm 569 89. The following are some guidelines for conducting a reenactment except: a) Analysts should use a show and tell approach b) A qualified observer is necessary c) Shut down every energy source and lock them out d) Carefully act out the events 90. A preventative integrative approach to managing stress in the workplace includes the following except: a) Focusing on tertiary interventions b) Using an integrative team of healthcare professionals c) Focusing on organizational primary interventions d) Focusing on individual primary interventions 570 91. The following is false: a) Employers “fund” the entire Workers Compensation claims management system b) Claims management, disability management and absence management is the employers responsibility c) Absence management is a program to control absences due to “disability” with an emphasis on controlling unexplained or excessive absenteeism d) The process of effectively dealing with employees who become disabled is referred to as “disability management” 92. The following technology related factors have been implicated as psycho-social stressors: a) Control 571 b) Isolation c) Privacy d) All of the above 93. The following are true concerning ingestion: a) Many solvents enter through the mouth and digestive system b) Ingested solvents may be absorbed into the bloodstream and carried to “target organs” where toxic effects can be produced c) Chemicals ingested are not as critical a hazard as chemicals that enter through the skin or lungs d) All of the above 94. The following is true about Thermodynamic Theory except: 572 a) Temperature flows from the high point to the low point b) In hot climates, heat will flow from the body c) In cold climates, heat will flow from the body d) In hot climates, heat will be absorbed by the body 95. The responsibility for emergency management begins with: a) Government of Canada b) Provincial and territorial governments c) Municipal and community governments d) Individuals and their community 573 96. Under Occupational Health and Safety legislation in Canada, employees have three basic rights: a) right to know, right to training, and right to work free of harassment. b) right to receive training, right to human dignity, and right to work less than 48 hours per work week c) right to participate, right to know, and right to refuse unsafe work. d) right to refuse unsafe work, right to training, right to safety pay for dangerous work 97. When working conditions are perceived to be unsafe, the law permits workers to: a) Contact the police to criminally charge management b) Refuse to perform their work c) Inform the media d) Both A & B 574 98. An example of an engineering control is: a) Physical arrangements, designs or alterations of workstations, equipment, materials, production facilities or other aspects of physical work environment b) Tasks that are redundant or may duplicate work c) Personal protective equipment d) Provision, use and scheduling of work activities and resources in workplace 99. An Incident Investigation Report includes the following except: a) Where the incident occurred b) Lists the injured person(s) 575 c) Describes the nature of injury/injuries d) Risk assessment 100. Supervisor responsibilities include the following except: a) Instruct workers in safe work procedures b) Report serious incidents to the WCB c) Ensure that only authorized, adequately trained workers operate tools and equipment or use hazardous chemicals d) Ensure that equipment and materials are properly handled, stored, and maintained 101. The following are true concerning Personal Protective Equipment (PPE) except: 576 a) Because inhalation is the most common and hazardous route of entry, the most commonly used protective device is a respirator b) No single protective device, such as a facemask, will adequately address all conditions for all workers c) Workers must be trained in WHMIS d) Should be used as a last hazard control choice 102. The employer is responsible for all of the following except: a) Provide a safe and healthy workplace b) Ensure that workers are adequately trained c) Establish and maintain a comprehensive occupational health and safety program, including a written health and safety policy and an incident investigation procedure d) Labeling chemicals in use at the workplace 577 103. In order for individuals to work safely the following three conditions are necessary: a) knowledge x skills x abilities b) motivation x opportunity c) opportunity x knowledge d) ability x motivation x opportunity 104. Chemical agents are: a) Hazards created by one or more chemicals b) Hazards created by exposure to biological materials c) Diseases such as asbestosis and silicosis d) Spills and burns related to various exposures 578 105. A human resource manager can implement a hearing conservation program by including the following elements except: a) Noise measurement and engineered noise control b) Random hearing tests c) Annual program review d) Education and training 106. The typical components of a worksite health-promotion (WHP) program include the following steps: a) Physical or psychological assessment b) Counselling concerning findings and recommendations about personal health promotion 579 c) Referral to in-house or community-based resources d) All of the above 107. Chemicals that are not rapidly absorbed through the skin may produce: a) A localized irritation such as dermatitis which may cause the skin to become white and dry b) Airborne respirable contaminants c) Interactions between various chemicals and biological groups d) Toxic effects 108. HR managers can help employees manage stress by addressing the following causes of workplace stress except: 580 a) Counselling support b) Career progression c) Role ambiguity d) Work – family conflict 109. Thermal stress adaptability depends on the following physical factors except: a) Age b) Experience c) Sex d) Physical fitness 581 110. Investigation timing delays may lead to the following except: a) Memory loss b) Changes at the accident site c) Delayed legal reporting d) Removal of important evidence 111. The following are ways in which an organization can promote a positive safety climate: a) Motivate and reward safe behaviour b) Continually review, learn and improve on health and safety initiatives c) Have proactive and enacted safety policies and procedures d) All of the above 582 112. Your responsibilities as an employee include the following except: a) Ensure that you have first aid training b) Know and follow health and safety requirements affecting your job c) If you don’t know how to do something safely, ask for training before you begin work d) Work safely, and encourage your co-workers to do the same 113. The following environmental factors may increase the likelihood that an accident will occur except: a) Light b) Noise c) Vibration d) All of the above 583 114. The objectives of an OH&S program should include the following criteria except: a) Obtain and maintain support for the program at all levels of the organization b) Motivate, educate, and train all levels of management and employee groups in the recognition, reporting, and correction of hazards in the workplace c) Provide controls for worker exposure to potential hazards through the use of work practices, engineering controls, and personal protective equipment d) All of the above 115. The employer’s health and safety legal responsibilities are: 584 a) To ensure a safe workplace by providing information, education, training and supervision b) To provide personal protective equipment and proper tools and equipment c) To have WCAct and OH&S regulation readily available to workers d) All of the above 116. The following steps will help you develop a personal or family emergency plan, except: a) Create an emergency communications plan b) Ensure a family member has emergency management and first aid training c) Establish a meeting place d) Assemble an emergency supplies kit 585 117. Young worker orientations should cover the following, except: a) Provide workers with written contact information for their supervisors b) Tell workers that it is their duty to refuse the perform work if they believe it may be dangerous to themselves or others c) Explain how to conduct an investigation d) Inform workers about any known hazards that apply to them and tell them how to deal safely with these hazards 118. The following are types of health-promotion programs except: a) Smoking cessation b) On-site physical fitness centre c) Lunch-time Weight Watchers program d) Family care benefits 586 119. The following are true concerning penetration: a) Penetration occurs when the skin is cut or punctured by any sharp object b) A knife or needle may be contaminated with a hazardous chemical c) Workers such as doctors, nurses, can easily be punctured by a hypodermic needle d) All of the above 120. Personal Protective Equipment (PPE): a) Can only be utilized if all other previous control measures have been shown not to be ‘practicable' 587 b) Are a good substitute for engineering or administrative controls c) Is a high level hazard control measure d) All of the above 121. The legal requirement of due diligence and the experience of companies who have dealt with workplace violence suggest the following tips for employers and human resource managers: a) Have a written policy prohibiting violence b) Ensure that employees are trained in how to respond to actual or threatened violence c) Take all threats of violence seriously d) All of the above 588 122. The following are some questions that could be asked when investigating human factors except: a) What was the worker doing at the time of the accident b) What time of day did the accident occur c) Was the work being performed according to procedures d) How much experience did the employee have with respect to the particular operation 123. Regulations for young worker orientations include the following except: a) Employers must provide training and orientation before the young or new worker begins work b) 13 specific items must be included in training/orientation, if applicable c) Employee orientation and training can occur after a young worker begins his/her job d) Employers must provide additional training if required or requested 589 124. Which of the following is not required by Health and Safety legislation? a) Using material data sheets b) Workers’ right to refuse unsafe work c) Appointment of joint health and safety committee or worker representative d) Release of employee health data 125. Major categories of causes of workplace stress can include all the following except: a) Workplace relationships 590 b) Ergonomics c) Demands of the job d) Employees control over how they work 126. The following are true about hearing protection required in hazardous noise areas except: a) Each employee should be individually fitted with hearing protectors and trained in their use, care and maintenance b) Selection criteria for hearing protection include worker hearing ability, communication demands, comfort, physical constraints of the job, as well as individual daily noise exposure c) Employers must consider an employees need for specialty products d) Hearing protection does not need to be replaced until it wears out 591 Practice Questions Answers 592 Professional Practice 1. The Employment Equity Act argued that: a) differences among people should be ignored and everyone should be treated equally. b) there are no true differences among people except those attributed to them by discriminatory bias c) organizations should hire groups of people based on their race, age, gender, or national origin to make up for historical discrimination d) the only differences that should make count in employment opportunities are those of job-related qualifications Correct Answer: C 2. There are three types of discrimination a) malicious, intentional, and systemic b) systemic, blatant, and disparate c) direct, indirect, and systemic d) indirect, obvious, and systemic 593 Correct Answer: C 3. Which of the following is typically NOT included in diversity training? a) sensitivity training b) cultural awareness c) consciousness-raising d) legal awareness Correct Answer: C 4. Human capital is a) the people in the organization b) the collective talents of the management of the organization c) also called intellectual capital d) of critical importance to the firm, but non-measurable Correct Answer: C 594 5. One of the four elements of a good organizational ethics programs is a system for confidential reporting of ethical misconduct or questionable behaviour. The main reason that employees, including HR professionals, do not report ethical concerns is a) fear of prosecution for slander and/or libel by the accused party b) a culture of "don't ask, don't tell" in most organizations c) employees are not able to distinguish between ethical and unethical behaviours d) concerns about current and future employment being affected Correct Answer: D 6. An HRMS system serves two major purposes in organizations: a) technological and operational b) strategic and technological c) administrative and effectiveness d) technological and workflow Correct Answer: C 595 7. Using a manager’s best guess as the basis for forecasting the staffing needs in a department is classified as a ______________ method a) judgmental b) mathematical c) quantitative d) non-intuitive Correct Answer: A 8. Which of the following is NOT a reason why flexible work schedules are becoming more and more of a retention tool? a) Workload pressures have increased due to downsizing b) Dual career couples in the “sandwich generation” are caring for both children and elderly parents c) People are placing a higher premium on self-actualization away from work through hobbies, the arts and community involvement d) Employees feel that they are working more hours and more days than they prefer Correct Answer: C 596 9. The fact that only about 14.4 percent of the highest-ranking executive management jobs in Canadian companies are held by women is evidence of a) the glass ceiling b) glass walls c) careers of glass d) “one-way” glass Correct Answer: A 10. All of the following are areas of HR competencies EXCEPT a) interpersonal skills b) business knowledge c) personal credibility d) HR delivery Correct Answer: A 597 11. In order for diversity management to succeed in the organization commitment to change must begin with a) lower-level employees b) HR professionals c) middle managers d) top management Correct Answer: D 12. All of the following are operational activities of HR except __________, which is a strategic activity a) analyzing HR metrics and measurements b) complying with laws, policies, and procedures c) recruiting and selecting employees d) responding to goals and objectives set by executives Correct Answer: A 13. A long term plan for the orderly replacement of key employees is called 598 a) transition mapping b) succession planning c) replacement forecasting d) executive development Correct Answer: B 14. It is predicted that Canadian employers will face skilled shortages due to the aging of the workplace. Which jobs will be most affected? a) pilots and teachers b) employees in Canadian federal public service and the RCMP c) real estate agents and taxi drivers d) architects and domestic workers Correct Answer: B 15. What is discrimination? 599 a) treating people differently, negatively or adversely without a good reason b) pay equity legislation c) paying employees in different job categories different wages d) firing an employee Correct Answer: A 16. What is the concept that refers to systematic thinking about the moral consequences of one’s actions and decisions on various stakeholders? a) Social responsibility b) Morality c) Ethics d) Mission Correct Answer: C 17. ____________________ is the most frequent type of harassment a) Harassment of subordinate to supervisor b) Same sex harassment 600 c) Employee to another employee d) Customer to employee Correct Answer: A 18. Religion a) can never be a bona fide occupational qualification b) must be afforded reasonable accommodation short of undue hardship by employers c) does not have to be accommodated by employers if the religion is not “mainstream.” d) can be the subject of a pre-employment inquiry if the applicant wears clothing indicating membership in a non-Judeo-Christian religion Correct Answer: B 19. The role played by HR wherein the HR function is the champion of the employee is the __________ role a) strategic b) operational 601 c) advocate d) representative Correct Answer: C 20. What is an example of BFOR? a) Requiring multilingualism in a hospital serving an ethnically diverse population of patients b) Appearance for waiters and waitresses working in a restaurant c) Sexual orientation, namely heterosexuality, to work in a grade school d) Gender, namely female, to work in a daycare centre Correct Answer: A 21. The responsibility for carrying out HR activities a) resides solely with HR professional b) is mostly that of managers in the organization with the guidance of HR professionals c) is divided between HR professionals and the managers of the organization 602 d) ultimately rests with the Board of Directors Correct Answer: C 22. A financial measure that shows that the HR function is generating more return than the organization’s cost of capital is? a) economic value added b) return on investment c) benchmarking d) balancing the scorecard Correct Answer: A 23. Which of the following is TRUE about diversity in the Canadian workforce? a) Canada is one of the few countries in the western world that is actively looking for immigrants that are highly qualified b) Canada's immigration policy is to partly offset the aging of the population and the increase in the retirement rate 603 c) The Canadian workforce has become more diverse racially and ethnically, with 20% of Canada's d) All of the above Correct Answer: C 24. Which of the following is TRUE about exit interviews? a) Employees are more willing to give the true reason for quitting before they have left the building for the last time b) Exit interviews are not very useful because employees use it as a tool for revenge against supervisors and co-workers c) Employees may not give frank answers in exit interviews because they are afraid it will affect their references d) Exit interviews are best conducted in a free-form manner because each employee’s reasons for leaving are unique Correct Answer: C 25. The primary determinant of ethical behaviour in an organization is the a) quality of the HR administrative function 604 b) norms of the community in which the organization is located c) organization's culture d) selectiveness in hiring process Correct Answer: C 26. All of the following are considered to be drivers of retention EXCEPT a) employee relationships b) job design and work c) career opportunities d) macroeconomic factors Correct Answer: D 27. Retention is a problem in the modern workplace because a) new entrants to the workforce have no organizational loyalty and move to other organizations for minor reasons. b) the slump in births after the baby-boom has left more jobs to fill than there are new workers to fill them 605 c) there are fewer qualified and productive workers in the Canadian workforce. d) female workers are taking full advantage of parental leave to extend their time away from the workforce Correct Answer: C 28. The Canadian economy has shifted from a _________ economy to a __________ economy. a) physical asset based, financial asset based b) manufacturing, service c) growing, stagnant d) labour-rich, labour-poor Correct Answer: B 29. The downsizing technique that has the most negative effect on the departing and surviving employees is a) attrition b) voluntary separations 606 c) early retirements d) layoffs Correct Answer: D 30. The focus of HR ________________ is to have the right number of people with the right capabilities in the right place at the right time a) strategy b) planning c) efficiency d) benchmarking Correct Answer: B 31. An indication of an advanced approach to diversity management in an organization is/are a) an inclusive culture b) a preference for the traditional status quo c) implementation of employment equity. 607 d) frequent lawsuits Correct Answer: A 32. The main impediment to HR being recognized as a strategic contributor to organizational success is that HR is a) not critical to the success of an organization b) HR activities are not quantitatively measurable c) justification for HR expenditures using hard data is lacking d) HR does not have a professional credentialing process Correct Answer: C 33. When an employee quits in the first few months after hiring, it is likely due to a) poor relationship with the supervisor b) inadequate screening before hire c) lack of career opportunities d) non-competitive pay 608 Correct Answer: B 34. Which of the following statements is FALSE? Workers over 40 a) are protected by Canadian Human Rights legislations if age is a jobrelated qualification b) can be fired if they are poor performers c) can be disciplined if they break organizational rules d) can be replaced with younger (cheaper) employees if the firm can prove there is financial business necessity Correct Answer: D 35. Which Canadian law has had a positive impact on the promotion and protection of human rights in Canada? a) employment standards b) pay equity legislation c) the Fair Employment Equity Act d) the Canadian Charter of Rights and Freedom 609 Correct Answer: D 36. If an employee survey generates negative results a) the employees should be given only the positive feedback b) no feedback should be given to employees c) action should be taken on the results, but no feedback should be given to the employees d) the negative results must be communicated to the employees Correct Answer: D 37. Quid pro quo sexual harassment a) is the creation of a hostile working environment b) is exemplified by nepotism in the workplace c) usually results from consensual relationships at work d) demands sexual favours in return for employment outcomes Correct Answer: D 610 38. Sarah is the sole survivor in her department of a merger that resulted in all of her co-workers being transferred or taking early retirement. Although Sarah’s pay is competitive, the transfers and retirements were handled in a humane manner, and Sarah has been given a written job contract for five years, Sarah is strongly thinking about quitting. Which driver of retention is probably lacking in Sarah’s case? a) values and culture of the employer b) work/life balancing c) career planning d) employee relationships Correct Answer: D 39. What major qualification is necessary for sucess in HR? a) liking to work with people b) a certification such as the CHRP c) strong interpersonal skills d) business acumen Correct Answer: B 611 Organizational Effectiveness 1. Job design can directly affect all of the following EXCEPT employee a) competencies. b) performance. c) job satisfaction. d) physical health Correct Answer: A 2. _________ are most affected by technology, foreign outsourcing, and flexibility in work arrangement a) Craft-type unionized jobs b) Jobs that are routine c) High-technology jobs d) Jobs requiring high levels of communication 612 Correct Answer: B 3. Which of the following job characteristics is not generally linked to employee motivation and satisfaction? a) Skill variety b) Task identity c) Task significance d) Task complexity Correct Answer: D 4. When the organization of work in the company is re-thought, redesigned, and re-tooled, the activity is termed a) workflow redesign 613 b) implementation of total quality control c) organizational renovation. d) business process re-engineering Correct Answer: D Staffing 1. When using a psychological test for selection purposes, it is important to use valid and reliable test. Where can you get information to assess whether the test you are considering using is psychometrically sound? a) Buros Center for Testing b) Non-peer reviewed articles (internet or newspapers) c) Popular management journals d) The National Enquire Correct Answer: A 614 2. When screening a resume, which of the following characteristics would be a potential warning sign that you may have a bad candidate? a) A well detailed section on work experience b) Conflicting details or overlapping dates in work experience c) An exhaustive list of past employers d) A detailed education system Correct Answer: B 3. When conducting profile matching, which of the following is a technique that calculates the differences between an applicant’s scores and ideal profile scores on each predictor, squaring the differences and then summing the squared difference? a) The correlation method b) The D2 method c) The R2 method d) The difference method 615 Correct Answer: B 4. Which of the following is the correct term for the correlation between assessment scores and job performance measurement? a) Predictive validity b) Validity coefficient c) Correlation d) Reliability Correct Answer: B 5. Upon examining a competency dictionary, which of the following information would NOT be found? a) Proficiency scale b) Proficiency level 616 c) Core competencies d) Organizational citizenship behaviour index Correct Answer: D 6. Which of the following is the correct term for modifying an existing selection test so to allow persons with mental or physical disabilities a fair chance to demonstrate their abilities? a) Individual accommodation b) Reverse discrimination c) Reasonable accommodation d) Bona fide occupational requirement Correct Answer: C 7. If an observed score is quite different from others scores and the mean, how does it impact the variance? 617 a) It increases it b) It decreases it c) It stays the same d) This has nothing to do with variance Correct Answer: A 8. In one decision-making model, scores on all predictors are obtained for all applicants, just as in the multiple regression model; however, in this particular model, applicants are rejected if their scores on any of the predictors fall below the cut-off scores. Which model is this? a) Multiple hurdle b) Multiple predictors c) Multiple cut-offs d) Comprehensive predictors Correct Answer: C 618 9. The most basic building block of HR management is a) job analysis b) job design c) task analysis d) work flow design Correct Answer: A 10. Which of the following question should NOT be asked on an application form? a) Languages spoken b) Job experience c) Date of birth d) Name Correct Answer: C 619 11. Which of the following applies to a scoring guide for interviews? a) It should be based on subjective information. b) It should only use a Likert scale from 1 to 7. c) It should use a behavioural rating scale with sample answers to each question. d) It should use an open ended format, so the interviewer can focus on whatever he or she wants. Correct Answer: C 12. Which of the following is NOT a benefit of using Weighted Application Blanks? a) Good predictors of work behaviour (e.g. absenteeism) b) Easy and quick to develop weighted applications blank questions and norms 620 c) Cost effective d) Good predictors of employee turnover Correct Answer: B 13. Research has demonstrated that using proper effective recruitment and selection practices can lead to which of the following? a) Reduced employee turnover and increased productivity b) Increased employee turnover and decreased productivity c) Decreased trust and increased productivity d) Increased employee turnover and increased employee commitment Correct Answer: A 14. Which of the following is the only way that you can defend a discriminatory policy or practice? 621 a) By using a bona fide work requirement b) By using a bona fide occupational requirement c) By using a individual accommodation d) By using a reasonable accommodation Correct Answer: B 15. Although the PAQ has been rated as one of the most cost-efficient job analysis method, it does have some disadvantages. Which of the following would be a disadvantage to using the PAQ? a) Reading level may be too difficult for certain lower-level workers b) Does not provide information on work output c) Does not provide information on mental processes used by employees d) Does not provide information on the job context Correct Answer: A 622 16. Which of the following is NOT an appropriate technique to increase the perceived fairness and satisfaction of your performance rating systems? a) Using behaviourally anchored rating scales (BARS) b) Using behaviour observation scales (BORS) c) Using Trait scales d) Allowing employees to help develop the performance evaluations Correct Answer: C 17. Observation would be the most appropriate job analysis method for the job of a) research scientist at NASA. b) obtain top management support c) pediatrician in a family health clinic d) welder in a car manufacturing plant 623 Correct Answer: D 18. Which of the following is the correct term when each predictor adds value to the selection system, and the validity of the system increases? a) Predictive validity b) Predictive reliability c) Incremental validity d) Adding-up validity Correct Answer: C 19. Which of the following is NOT representative of a science-based system in human resource management? a) The use of valid and useful predictors b) Rational decision making 624 c) Implemented on a case-by-case basis d) Based on empirical evaluation processes Correct Answer: C 20. Which of the following type of test is the most powerful predictor of job performance when used by itself? a) Personality b) General cognitive ability c) Integrity d) Graphology Correct Answer: B 21. Which of the following represents the strongest correlations between two variables? 625 a) r = 0.01 b) r = -0. 55 c) r = 0.80 d) r = - 0.84 Correct Answer: D 22. Which of the following is the correct term for the proportion of applicants hired through the selection system who are judged satisfactory? a) Base rate b) Hired candidate c) Selection rate d) Success rate Correct Answer: D 626 23. What is the degree to which the criterion measure is influenced by, or measures, behaviours or competencies that are not part of job performance? a) Criterion contamination b) Criterion deficiency c) Criterion relevance d) Criterion defectiveness Correct Answer: A 24. In one decision-making model, current employees who are considered successful on the job are assessed on several predictors. Their average score on each predictor are used to form an ideal profile of scores required for successful job performance. Which model is this? a) Multiple hurdle b) Profile matching c) Multiple cut-offs d) Current employee predictions 627 Correct Answer: B 25. Which of the following is NOT representative of screening practices? a) Reviewing applications b) Reviewing resumes c) Employment testing d) Screening interviews Correct Answer: C 26. Which of the following refers to knowledge that is derived from experience when learning is not the primary objective? a) Tacit knowledge b) Practical intelligence 628 c) Emotional intelligence d) “Book smarts” Correct Answer: A 27. Jamie just underwent an interview where she was being interviewed by 4 individuals. Which type of interview is this? a) A serial interview b) A team interview c) A panel interview d) A group interview Correct Answer: C 28. An employer is using a test that inadvertently discriminates against race. What type of discrimination would this be? 629 a) Adverse effect discrimination b) Direct discrimination c) Adverse impact d) Pardonable discrimination Correct Answer: A 29. Which of the following is a practice that can negatively affect test reliability? a) Using standardized testing procedures b) Having a candidate who is physically complete a selection test c) Having candidates complete the test in a quiet and controlled environment d) Providing candidates with a standardized set of instructions Correct Answer: B 630 30. You are applying for a job and had to complete an application form with the following question: “How many parties do you go to in a year?” Which of the following are you completing? a) Biographical Information Blank b) Weighted Application Blank c) A regular/basic application form d) A discriminatory application form Correct Answer: B 31. Which allegation is the most commonly cited signed complaints at the Canadian Human Rights Commission? a) Service-related b) Employment-related c) Harassment-employment d) Retaliation 631 Correct Answer: B 32. Which of the following statements is NOT true about using Canadian Employment Centres to recruit external candidates? a) Inexpensive b) Job-KSAO fit c) Success limited to certain occupational categories d) Random process Correct Answer: D 33. Which of the following is NOT a technique for establishing the validity of a test? a) Gather evidence based on test content b) Compare it to other non-related variables 632 c) Examine test-criterion relationships d) Examine internal consistency rates Correct Answer: D 34. Which of the following employees would be best to select to work on a team? a) a brilliant introvert b) an individualistic idealist c) a strong leader d) an extrovert with good job skills Correct Answer: D 35. Which of the following is the correct term for the proportion of applicants who would be successful if all of the applicants for a position had been hired? 633 a) Utility analysis b) Selection ratios c) Taylor-Russell model d) Base rate Correct Answer: D 36. You are working for an organization that is has previously had issues with employment equity. Your director has requested that you track designated group membership within your organization. How would you deal with this on an application form? a) Directly ask questions about designated group membership on the application. b) Avoid all questions about designated group membership on the application. c) Ask employees to complete a separate form which explains that the information is being collected as per government requirements and will not be accessible to those making hiring decisions). d) Only ask certain minority groups (i.e., the ones with the least representation in your organization) to complete additional items on the application form 634 Correct Answer: C 37. All of the following are behavioural competencies of employees EXCEPT a) customer focus b) leadership c) results orientation d) financial expertise. Correct Answer: D 38. Which of the following is an inappropriate behaviour that may negatively influence your interviews perception of you during a screening interview? a) Making direct eye contact with the interviewer. 635 b) Remaining confident and determined throughout the interview, regardless of how the interviewer’s cues suggest the interview is going c) Emphasizing monetary issues d) Answering questions quickly Correct Answer: C 39. An effective recruitment plan should do all of the following EXCEPT which of the following? a) Attract a large pool of candidates b) Meet management goals c) Meet current legal requirements d) Attract very few candidates from minority groups Correct Answer: D 636 40. During the recruitment and selection process it is possible for candidates to suddenly decide that he/she no longer wants to work for the company which was recruiting them. What is the term for this? a) Walk outs b) Self-selecting out c) Quitters d) False-positives Correct Answer: B 41. Using a science-based selection system in human resource management can lead to which of the following? a) Marginal employees b) Lack of competitiveness c) Decreased productivity d) A defensible selection system Correct Answer: D 637 42. Which of the following is the correct term for attempts by applicants to create a favourable impression by monitoring interviewer reactions and responding accordingly? a) Impression management b) Social desirability c) Recency effect d) Primacy effect Correct Answer: A 43. Paul, a manager, is at the final stage of the recruitment and selection process. For making his hiring decision, he basically just formed an overall impression of the applicants based on his gut feelings. What is this type of approach? a) Trait rating approach 638 b) Pure judgment approach c) Profile interpretation d) Simplified rating approach Correct Answer: B 44. Which of the following occurs when individuals who are predicted to perform successfully for a given position (based on pre-selection assessment scores) do not perform at satisfactory levels when placed on the job? a) False positives b) False negatives c) True negatives d) True positives Correct Answer: A 639 45. Which of the following is NOT representative of component in human resource system? a) Legislative laws b) Personnel requirements c) Personal preferences d) Work environment Correct Answer: C 46. Kim, a HR manager, is conducting interviews for an intern position. She has very little experience conducting interviews; consequently she has done very little preparation and has been just coming up with questions as the interviews progress. What style of interview is Kim conducting? a) Structured interviews b) Stress interviews c) Unstructured interviews d) Comprehensive interviews 640 Correct Answer: C 47. What is a written outline of what job occupants are required to do, how they are supposed to do it, and the rationale for any required job procedures? a) Job description b) Job specification c) Job d) Position description Correct Answer: A 48. Which of the following is NOT one of the great 8 competencies developed by Bartram (2005)? a) Leading and deciding b) Interacting and presenting 641 c) Creating and conceptualizing d) Communicating Correct Answer: D 49. Which of the following is NOT an example of attitudinal measures that can be used to evaluate recruitment methods? a) Job satisfaction b) Job involvement c) Turnover d) Sales quotas Correct Answer: C 50. To be successful, an employee orientation program must be designed to include: 642 a) A needs analysis b) Cognitive dissonance c) An ongoing follow-up procedure d) Provide for sharing of group norms Correct Answer: C 51. The ability to access and/or generate feelings when they facilitate thought is a component of which of the following? a) Tacit knowledge b) Practical knowledge c) Emotional intelligence d) Cognitive ability Correct Answer: C 643 52. Which of the following is a criticism of using self-report inventories? a) They are expensive b) They are time consuming c) They are prone to social desirability responses d) They can only be done in paper and pencil Correct Answer: C 53. Which of the following is a decision-making model where an applicant must pass the minimum cut-off for each predictor before moving on to the next predictor? a) Multiple cut-offs b) Multiple regression c) Multiple hurdle d) Combination 644 Correct Answer: C 54. Which of the following internal recruitment practices can lead to allegations of discrimination? a) Internal job postings b) Replacement charts c) Human resources information systems d) Nominations Correct Answer: D 55. Betty just evaluated one of her employees; she rated her employee on each performance domain on a 101-point scale (with 50 representing average). Betty was told that each performance domain was derived through job analytic procedures. What type of rating system is this? a) Rank order 645 b) Paired comparisons c) Forced distributions d) Relative percentile method Correct Answer: D 56. Jenny is currently in the process of being asked interview questions. She has noticed, thus far, that all the questions are focused on what she did or how she acted in the past. What type of interview is this? a) Situational interviews b) Comprehensive structured interviews c) Job knowledge interviews d) Behavioural description interviews Correct Answer: D 646 57. What is the correct term for a case when a job candidate has the knowledge, skills, abilities, or competencies required by the job in question? a) Person-job fit b) Person-organization fit c) KSAO’s match d) Person competency fit Correct Answer: A 58. Before starting to collect data for a job analysis, human resource managers can collect information about the job in question from which of the following sources? a) National Occupational Competency Database b) O*Net c) National Organizational Database d) Canadian Classification Dictionary of Job Analysis 647 Correct Answer: B 59. Which of the following is the correct term for the degree to which accumulated evidence and theory support specific interpretations of test scores in the context of the test’s proposed use? a) Reliability b) Validity c) A high correlation coefficient d) Cronbach’s alpha Correct Answer: B 60. Which of the following are voluntary behaviours that violate significant organizational norms and in so doing threaten the well-being of an organization and its members? a) Non-job specific task proficiency 648 b) Lack of personal discipline c) Counterproductive behaviours d) Social loafing Correct Answer: C 61. Based on the big five dimensions of job personality, which is the best predictor of several different aspects of performance? a) Conscientiousness b) Extroversion c) Emotional Stability d) Neuroticism Correct Answer: A 649 62. Which of the following does NOT contribute to having a structured interview? a) Interview questions are standardized. b) Follow-up questioning is limited. c) Questions from candidate are not allowed until after the interview. d) Interview questions focus on opinions and self-evaluations. Correct Answer: D 63. What determines individual differences on Campbell’s eight dimensions of job performance? a) Declarative knowledge, procedural knowledge, and motivation b) Practical knowledge, organizational knowledge, and motivation c) Contextual knowledge, personal attributes, and motivation d) Declarative knowledge, organizational knowledge, and motivation 650 Correct Answer: A 64. Which of the following is the correct term for the notion that you can use a single criterion to measure overall job performance? a) Global criterion b) Ultimate criterion c) Overall criterion d) Composite criterion Correct Answer: B 65. What is the first step in developing and implementing an employment equity plan? a) To conduct a survey to determine the present representation of designated groups. 651 b) To remove systemic employment barriers to increase representation for designated groups. c) To obtain support of senior management for the employment equity effort. d) To set future representation targets for designated groups based availability of qualified workers in the labour market. Correct Answer: C 66. Which of the following is an authentic concern about Weighted Application Blanks? a) Weights are not based on job analysis. b) Questions do not predict valid work behaviours. (e.g. absenteeism) c) Questions, although supported by empirical research, may not explain the relationship between behaviours and performance d) Good predictors of work behaviour Correct Answer: C 652 67. What is the validity of resumes in predicting future job success? a) Resumes have relatively low validity b) Resumes have high validity c) Resumes have moderate validity d) Resumes have absolutely no validity Correct Answer: A 68. Providing interview training to future interviewers should provide what information? a) How to use your “gut-instinct” b) How to develop probe questions during the interview c) How to avoid the similar-to-me effect d) How to stress the candidates Correct Answer: C 653 69. Bill, a job candidate, was just given a set of short reports, notes, telephone messages, and memos of the type that most managers have to deal with on a daily basis. The person conducting the interview has asked Bill to set priorities for each task and determine whether or not they can be delegated. What is this selection test known as? a) Management skill test b) Assessment centre c) In-basket test d) Personality tests Correct Answer: C 70. There are 19 prohibited grounds of employment discrimination across all jurisdictions in Canada. How many grounds of employment discrimination are there on which all jurisdictions agree? a) 3 prohibited grounds 654 b) 6 prohibited grounds c) 9 prohibited grounds d) 12 prohibited grounds Correct Answer: B 71. Which of the following is a standardized questionnaire that includes 195 items and organizes job elements into 6 dimensions? a) The critical incident technique b) Position analysis questionnaire c) Work profiling system d) Harvey’s common-metric questionnaire Correct Answer: B 72. Job applicants are likely to react more positively to which of the following selection practices? 655 a) Cognitive ability test b) Personality test c) Work samples d) Interviews Correct Answer: D 73. Although recruitment methods change over time, which of the following does recent research suggest is the most used recruitment method that people use to find work? a) Personal initiative b) Family or friend c) Help-wanted sign d) Directly recruited by employer Correct Answer: B 656 74. Which of the following is NOT one of the grounds of employment discrimination on which all Canadian jurisdictions agree? a) Race b) Religion c) Sexual orientation d) Age Correct Answer: C 75. If an interviewee is having difficulties answering an interview question. Say for example, the interviewee needs more information. The interviewer can help the guide the interviewee by asking which of the following? a) Probe b) Leading question c) Subjective tip d) Situational example 657 Correct Answer: A 76. Knowledge about facts and things including knowledge of rules, regulations, and goals is defined as: a) Procedural knowledge b) Declarative knowledge c) Practical knowledge d) Informative knowledge Correct Answer: B 77. Which of the following is NOT a technique for estimating the reliability of a test? a) Test and retest 658 b) Using alternate forms c) Verifying external reliability d) Inter-rater reliability Correct Answer: C 78. What has research shown about individuals designated with a CHRP designation? a) They are more likely to receive higher salaries b) They are more likely to struggle to keep jobs c) They are more likely to enjoy their jobs more d) They are more likely to have negative perceptions associated with their performance Correct Answer: A 79. A company that wishes to have a defensible basis for compensation, selection, and training for jobs in the high tech industry should use a: 659 a) consulting firm that does business process re-engineering b) traditional task-based job analysis c) competency-based job analysis. d) behavioural-based job analysis. Correct Answer: C 80. Having each interviewee undergo the same series of interview questions and the same series of probes are characteristic of which type of interview? a) Unstructured interviews b) Structured interviews c) Personality based interviews d) Organized interviews Correct Answer: B 660 81. The major reson that Canadian jobs have been outsourced to foreign locations is a) lower labour costs in foreign countries b) the stronger work thic of foreign workers than Canadian workers c) the ability of Canadian firms to evade strict Canadian labour and employment laws d) avoidance of union work rules Correct Answer: A 82. When should a physical/medical exam be given? a) During the recruitment process b) After the screening interview c) During other employment test d) After the applicant has received a job offer 661 Correct Answer: D 83. Your organization has a selection ration of 0.05. Based on this number, how many applicants did your organization receive, and how many positions were available? a) 300 applicants/ 10 positions b) 150 applicants/ 50 positions c) 200 applicants/ 10 positions d) 100 applicants/ 60 positions Correct Answer: C 84. Which law is the supreme law in Canada and has a pervasive impact on employment practices? a) Constitutional law 662 b) Human rights law c) Employment equity d) Labour law Correct Answer: A 85. Based on a recent survey by Simola, Tagger, & Smith, which types of interview questions are the most commonly used in Canada? a) Situational b) Behaviour description c) Job knowledge d) Personal (e.g., are you married?) Correct Answer: B 86. Which style of interviews has greater levels of predictive validity and reliability? 663 a) Unstructured interviews b) Structured interviews c) Organized interviews d) Personality based interviews Correct Answer: B 87. Bill, a manager, is at the final stage of the recruitment and selection process. For making his hiring decision, he is basically looking at statistical data that he collected during the applicant selection process. a) Pure judgmental approach b) Pure statistical approach c) Profile interpretation d) Judgmental composite Correct Answer: B 664 88. Which of the following statements is NOT true? a) A job analysis does not refer to a single methodology but rather to a range of techniques. b) A job analysis breaks down a job into its constituent parts, rather than looking at the job as a whole c) A job analysis is a formal, structured process carried out under a set of guidelines established in advance. d) A job analysis is required by the law and must always be done. Correct Answer: D 89. Which of the following is NOT an example of contextual performance? a) Organizational citizenship behaviour b) Defending organizational objectives c) Following organizational rules and procedures d) Lying 665 Correct Answer: D 90. Which of the following is the correct term for a job analysis technique that emphasizes work outcomes and description of the various tasks performed to accomplish those outcomes? a) Work-oriented job analysis b) Worker-oriented job analysis c) Work-description job analysis d) Work-outcomes job analysis Correct Answer: A 91. Which of the following is the first step of the selection process which involves identifying individuals from the applicant pool who have the minimum qualifications for the position? 666 a) Screening b) Recruitment c) Selection d) Self-selecting out Correct Answer: A 92. Which of the following is the correct term for characteristics that apply only to specific positions within the organization? a) Competencies b) Job-specific competencies c) Functional competencies d) Core competencies Correct Answer: B 667 93. Which of the following is NOT one of the big five dimensions of job personality? a) Conscientiousness b) Extroversion c) Hard Worker d) Emotional Stability Correct Answer: C 94. Based on Campbell’s eight job dimensions, the dimension of “facilitating peer and team performance” would fall under which of the following job performance categories? a) Job task behaviours b) Contextual behaviours c) Counterproductive behaviours d) Written and oral communication and task proficiency Correct Answer: B 668 95. Which of the following group is NOT a designated protected group as defined by employment equity? a) Women b) Minorities c) Aboriginals d) Senior citizens Correct Answer: D 96. Which of the following is the correct term for advertising designed to raise an organization’s profile in a positive manner in order to attract job seeker’s interest? a) Image advertising b) Positive image enhancing promotions c) Guerrilla advertising 669 d) Realistic job preview Correct Answer: A 97. When choosing a job analysis method, which of the following should NOT be taken into consideration? a) The cost b) Reliability of the method c) Sample size d) Employment Equity Laws Correct Answer: D 98. Which of the following is not one of Campbell’s 8 dimensions of job performance? 670 a) Demonstrating effort b) Maintaining personal discipline c) Facilitating peer and team performance d) Organizational citizenship behaviour Correct Answer: D 99. Which of the following is the correct term for an indication of the stability or dependability of a set of measurements over repeated applications of the measurement procedure? a) Validity b) Reliability c) Coefficient determination d) Construct Validity Correct Answer: B 671 100. When conducting reference checks, which of the following guidelines should you use? a) Have candidates sign a waiver b) Ask closed questions to the person giving you the reference c) Only conduct 1 reference check d) Try to get personal references (i.e. friends or family) Correct Answer: A 101. Raters for 360 degree performance evaluation do NOT include? a) Supervisors b) Peers c) Self-ratings d) External consultants Correct Answer: D 672 102. Which of the following is the correct term for a structured interview technique that includes job knowledge interviews, work sample interviews, and walk-through interviews (that require actual demonstration of behaviours)? a) Situational interviews b) Behavioural sample interview c) Job knowledge interviews d) Behavioural description interviews Correct Answer: B 103. Which law aims to eliminate discriminatory practices that prevent the entry or retention of members from designated groups in the workplace and to the elimination of unequal treatment in the workplace related to membership in a designated group? a) Constitutional law b) Human rights law 673 c) Employment equity d) Labour law and employment standards Correct Answer: C 104. The most valuable and time-saving resource for job analysis and for writing good job descriptions and specifications is/are a) Internet chat rooms for HR professionals. b) the Canadian website for National Occupation Classification c) previous job descriptions used in the same company. d) job descriptions written by HR professionals in other companies Correct Answer: B 105. Telework is likely to 674 a) decrease in the future due to the excessive stress on employees. b) decrease in the future due to the inability to properly supervise and control teleworkers c) increase in the future because of the high cost of real estate making office space very expensive d) increase in the future because of globalization of business. Correct Answer: D 106. Which of the following are subsets or scales that are included in a general personality inventory? a) Covert tests b) Overt honesty tests c) Graphology d) In-baskets Correct Answer: A 675 107. What is a collection of duties assigned to individuals in an organization at a given time? a) Job family b) Job specification c) Job d) position Correct Answer: D 108. When conducting a job analysis, most HR managers will identify people who are most knowledgeable about a job and how it is currently performed. Which of the following is NOT representative of one of these individuals? a) Experienced employees currently holding the position b) Immediate supervisors of people holding the position c) Subject-matter experts d) New employees 676 Correct Answer: D 109. As a general rule, which of the following is the MOST appropriate length of an interview? a) Less than 12 minutes b) Less than 16 minutes c) Less than 20 minutes d) Less than 45 minutes Correct Answer: A 110. Which of the following is NOT a fundamental principle underlying a Human Resource Systems? a) Human resource managers must carefully coordinate their activities with other organizational units. b) Human resource managers must think in terms of systems. 677 c) Human resource managers should focus solely on their departmental objectives. d) Human resource managers should consider the welfare of the entire organization. Correct Answer: C 111. Which law prohibits discrimination in both employment and the provision of goods and services in Canada? a) Constitutional law b) Human rights law c) Employment equity d) Labour law and employment standards Correct Answer: B 112. The LAST stage in the job analysis process is to 678 a) finalize job descriptions and recommendations b) obtain top management support c) review drafted job descriptions with employees and managers d) periodically review all jobs Correct Answer: D 113. What is a simulation exercise designed to assess leadership, organization, and communication skills also known as? a) Leaderless group discussion b) In-basket test c) Assessment Centre d) All of the above Correct Answer: A 679 114. A company running a 24-hour business can expect all of the following EXCEPT a) to have more accidents on the 11 p.m. to 7 a.m. shift. b) for mistakes to be fewer on the day shift. c) for employees to value the variation in scheduling d) to have higher labour costs for evening and night shifts. Correct Answer: C 115. Which of the following would NOT be an example of an objective measure of job performance? a) Number of times late for work b) Speed of production c) Rate of increase in production d) Decision making processes Correct Answer: D 680 116. Which of the following is NOT representative of making effective selection decisions? a) Use valid selection instruments b) Base decisions on “gut feelings” or intuition c) Keeping track of the selections “hits” and “misses” d) Periodically evaluate or audit selection decisions Correct Answer: B 117. A background investigation would immediately follow which step of an effective selection process? a) After the candidate completes an application form b) After the candidate writes a written selection test c) After the candidates undergoes a screening interview 681 d) After the candidates undergoes a second (in-person) interview Correct Answer: D 118. Identify which of the following can be a major weakness of using interviews during a job analysis? a) Provide information which may otherwise be overlooked b) Interviewees respond more openly to questions c) Employees can distort information (especially if questions are linked to pay) d) Allows for one on one interaction Correct Answer: C 119. Which of the following could be identified as a weakness when an organization (client) outsources recruitment and selection to an external firm? 682 a) The employee is “leased” to the client from the outside firm. b) Client can be subject to discrimination claims. c) Client has to pay increased administrative task. d) Client suffers from a decrease in work force flexibility. Correct Answer: B 120. Which of the following is the correct term for an interviewer’s beliefs about the requirements of the job and the characteristics of applicants? a) Competency structures b) Knowledge structures c) Skill structures d) Ability structures Correct Answer: B 683 121. When making selection decisions, what technique ranks all candidates based on the highest scores and then selects the candidates with the highest scores? a) Top-down method b) Banding c) Highest score method d) The regression method Correct Answer: A 122. In order to develop effective recruitment ads, it’s important to use which of the following criteria? a) Attract, Interest, Devotion, Accountability b) Attract, Interest, Desire, Action c) Attract, Seduce, Stimulate interest, Action d) Attract, Draw attention, Stimulate interest, Accountability Correct Answer: B 684 123. A work arrangement where the employees work a set number of hours per day but vary starting and ending times is called a) shift work. b) flextime c) virtual work. d) compressed work week. Correct Answer: B 124. Which of the following information can NOT be found on the National Occupational Classification System? a) Aptitudes b) Interest c) Physical activity 685 d) Average salaries (nationally and by province) Correct Answer: D 125. Which of the following test can be used to collect information on workers’ traits? a) Fleishman job analysis survey b) The critical incident technique c) Position analysis questionnaire d) Harvey’s common-metric questionnaire Correct Answer: A 126. While developing recruitment and selection practices, taking into consideration compensation and benefits would refer to which element in a Human Resource System? 686 a) Work environment b) Personnel c) Retention d) Performance management Correct Answer: C 127. Which of the following is an approach in which judgmental and statistical data are combined statistically? a) Judgmental composite b) Profile interpretation c) Trait rating approach d) Statistical composite Correct Answer: D 687 128. While developing recruitment and selection practices, taking into consideration training and developing would refer to which element in a Human Resource System? a) Performance Management b) Work environment c) Personnel requirements d) Retention Correct Answer: C 129. Which of the following refers to an individual’s degree of proficiency or competency on a given task, which develops through performing the task? a) Abilities b) Skill c) Knowledge d) Aptitude 688 Correct Answer: B 130. Rick, a general manager, has to evaluate 4 of his employees’ performance. Instead of taking the time to properly evaluate each employee, Rick opts to assign each one an average rating. What does this exemplify? a) Leniency errors b) Severity errors c) Central tendency errors d) Halo errors Correct Answer: C 131. Which of the following is the correct term for an idea or concept constructed or invoked to explain relationships between observations? a) Validity 689 b) Construct c) Construct validity d) Reliability Correct Answer: B 132. Most selection policies used to select undergraduate students into graduate schools are faced with a similar problem. Given that most students applying to graduate school have similar grades, it can affect the validity of the validity coefficients. What is this problem defined as? a) Measurement error b) Range restriction c) Sampling error d) Bias Correct Answer: B 690 133. Well designed test must abide by certain standards. From the list below, identify which standard does NOT protect the rights and welfare of test takers? a) Have test takers sign an informed consent. b) Offer test takers an opportunity to view their test results. c) Test results should be kept confidential. d) Not offering candidates an opportunity to write a test in their most fluent language. Correct Answer: D 134. Which of the following is NOT a benefit of recruiting internal candidates? a) They have greater expectations about the job or organization. b) They are familiar with the organizational culture. c) They have higher levels of organizational commitment d) They have higher levels of satisfaction 691 Correct Answer: A 135. Which group receives the highest amount of cited signed complaints for discrimination at the Canadian Human Rights Commission? a) Disability b) Sex c) Race d) Age Correct Answer: A 136. A new HR intern has been asked to generate a pool of potential candidates for a new position within the organization. What is task defined as? a) Recruitment b) Selection 692 c) Recruitment and Selection d) Promotion Correct Answer: A 137. Which of the following will NOT help job candidates develop accurate expectations about the job that they are applying for? a) Provide candidates with a realistic job preview. b) Use more than one media source to communicate with job candidates. c) Only provide job candidates with positive information about the job d) Provide candidates with a broad range of information about the job and organization Correct Answer: D 138. A practice-based selection system in human resource management is based on which of the following principles? 693 a) A person’s “gut feeling” b) Select valid measures of KSAOs c) Rational d) Information based on a job analysis Correct Answer: A 139. Which of the following is a technique that selects the top scorer in one band and then constructs a new band from the next highest score? a) Fixed bands b) Sliding bands c) Moving bands d) Stable bands Correct Answer: B 694 140. The notion of sufficient risk is important for which of the following? a) Reverse discrimination b) Individual accommodation c) Bona fide occupational requirement defence d) Adverse effect discrimination Correct Answer: C 141. An organization administered a test to existing employees to see how it correlated with their performance. Which type of evidence does this provide to the validity of the inferences made between test scores and job performance? a) Predictive b) Concurrent c) Cumulative d) Composite 695 Correct Answer: B 142. Which of the following is a decision-making model where an applicant’s scores on each predictor are weighted and summed to yield a total score? a) Multiple cut-offs b) Multiple regression c) Multiple hurdle d) Combination Correct Answer: B 143. Which of the following is NOT an external factor that can influence HR recruitment strategies? a) The labour market b) The legal environment 696 c) Organizational values d) Competition Correct Answer: C 144. You have just hired a recent job candidate, who scored very highly during selection testing and interviews. Unfortunately, once he started working, he turned out to be a very poor choice. What is this type of error? a) False positive error b) False negative error c) True positive error d) False choice error Correct Answer: A 145. With respects to recruitment and selection and the HR profession, many organizations are requesting that HR professionals hold which type of qualification? 697 a) Canadian Human Resource Professional b) Certified Human Resource Professional c) Human Resource Professional Certificate d) Human Resource Professional Credential certificate Correct Answer: B 146. The best way to establish the core duties and necessary KSAs for a job is to a) determine the duties and KSAs of the ideal candidate for the job. b) record the duties and KSAs of the current job incumbent. c) determine what the duties and KSAs would be if the current incumbent left d) redesign the job independent of what the current job duties and KSAs are Correct Answer: C 698 147. What is the correct term for the difference, on average, that any one score is from the mean score and from any other score? a) The mean b) The variance c) A correlation coefficient d) Reliability Correct Answer: B 148. When conducting employment testing, it is important to abide by a code of ethics. Which of the following is NOT representative of the CPA’s Canadian Code of Ethics for Psychologist? a) Respect for the dignity of the person b) Responsible caring discrepancy c) Responsibility to society d) Responsibility to the organization 699 Correct Answer: D 149. Which of the following is NOT a characteristic of ethics or ethical standards? a) Taking the time to determine right from wrong. b) Follow a code of standards for appropriate behaviour. c) Finding the problem lies within a grey area between right or wrong. d) Taking actions without considering their ramifications. Correct Answer: D 150. Which of the following is NOT a social economic factor that can influence recruitment and selection? a) Globalization 700 b) Labour employee relations c) Demographics d) Marketplace Correct Answer: B 151. Which of the following is the correct term for a highly structured interview in which hypothetical situations are described and applicants are asked what they would do? a) Situational interview b) Comprehensive structured interview c) Job knowledge interview d) Behavioural description interview Correct Answer: A 152. Which of the following is NOT a test that can be used to measure personality dimensions? 701 a) NEO-FFI b) Personal Characteristics Inventory c) Wonderlic Personnel Test d) Work Personality Index Correct Answer: C 153. Which of the following is a disadvantage to using the internet to recruit external candidates? a) Reaches a mass audience b) Inexpensive c) Time consuming d) Unknown audience Correct Answer: D 702 154. Which of the following is NOT representative of an executive search firm? a) Executive searches are non expensive b) Executive searches can cost 30% of the candidate’s gross starting salary. c) Executive search firms can contact potential clients directly d) Executive search firms conduct hiring negotiations. Correct Answer: A 155. What are the three categories of job performance? a) Conscientiousness, contextual performance, counterproductive performance b) Task performance, contextual performance, counterproductive performance c) Overall performance, declarative knowledge, motivation d) Overall performance, practical knowledge, dedication 703 Correct Answer: B 156. What practice should NOT be taken into consideration to assure that performance measurement systems meet legal and professional standards? a) Select criteria that are valid, reliable, and practical measurements of job performance. b) Conduct a job analysis to describe job performance domain and competencies that are necessary for successfully achieve the organization’s goals. c) Provide written instructions to all assessors/raters on the proper use of the measurement system. d) Asking questions not directly linked to performance (i.e., are you planning on having a family?) Correct Answer: D Employee and Labour Realtions 704 1 . Functions of the CLC include: a) Lobbying provincial governments b) Lobbying municipal governments c) Lobbying federal governments d) Lobbying all governments e) Lobbying no governments Correct Answer: C 2 . Many Canadian workplaces now use: a) Short-term contractors b) Full-time workers c) All types of workers d) No workers e) Only popular workers Correct Answer: A 705 3 . For institutionalists there were: a) Four key elements of industrial democracy b) A written law of workplace rules c) A balance of power between management and labour d) A binding procedure for enforcing written law e) All of the above Correct Answer: E 4 . Total Quality Management: a) Is also known as TQM b) Is used heavily in the public sector c) Uses data process controls d) Uses cause and effect analyses 706 e) A and D only Correct Answer: E 5 . Industrial Relations: a) Has often been used by academics to examine all employment issues and relationships between employees and government agencies. b) Has been argued not to include the study of both union and non-union employment relationships. c) Has not become synonymous with issues concerning employment relationships. d) Doesn’t focus exclusively on issues relating to the unionized employment relationship. Correct Answer: A 6 . ILO enforcement system elements include: 707 a) Special procedures on freedom of association b) Supervisory system for ratified conventions c) Standards obligations d) All of the above e) None of the above Correct Answer: D 7 . Hammer and Avgar’s potential explanations of lower levels of satisfaction include: a) Unions may choose to organize workers with low pay b) Unions may create unrealistic workplace expectations c) Unionized and nonunionized workers have different job outcome preferences d) Unions and collective agreements may restrict job tasks e) All of the above 708 Correct Answer: E 8 . Kochan, Katz and McKersie developed the strategic choice perspective a) True b) False Correct Answer: T 9 . Prior to the passage of the Wagner Act in the U.S.A. unions were widely recognized. a) True b) False 709 Correct Answer: F 10 . Belcourt and McBey state that strategic human resource strategies include: a) Specific practices b) No policies c) No overall human resource philosophy d) A only e) A, B, and C Correct Answer: A 11 . Scientific Management: 710 a) Resulted from the Industrial Disputes Investigation Act of 1907 b) Removed autonomy of skilled craft workers c) Is not associated with Frederick Taylor d) All of the above e) None of the above. Correct Answer: B 12 . Collective bargaining is a complex multilateral process. a) True b) False Correct Answer: T 711 13 . Unions affect other factors that come under the umbrella of human resources namely: a) Workplace equality b) Health and safety c) A and B only d) Employee assistance plans e) Defined benefit plans Correct Answer: C 14 . The organization of work includes the topics of: a) Technological change b) The distribution of work c) A and B only d) Lack of technological change 712 e) A only Correct Answer: C 15 . Mitigation factors used by unions include: a) The grievor’s work record b) The grievor’s length of service c) Inconsistent application of rules d) Economic hardship e) All of the above Correct Answer: E 16 . In Canada, globalization has affected employment through NAFTA. a) True 713 b) False Correct Answer: T 17 . The following factors had significant impacts on union density: a) Less women b) Occupational shifts c) Contingent workers d) B and C only e) A, B and C only Correct Answer: D 18 . Job evaluation or analysis: 714 a) Ensures human resource management practices reflect job skills b) Is used by most companies to collect job information c) Is not used by any companies d) A and B only e) None of the above Correct Answer: D 19 . Why employees join unions: a) For a collective voice b) For utility c) Because of politics d) For disability e) A, B, and C only Correct Answer: E 715 20 . Codes of conduct: a) Have unilateral initiatives b) May recognize core labour standards c) Rarely cover suppliers d) Have weak labour-management dialogue e) All of the above Correct Answer: E 21 . The Rand Formula: a) Instituted dues check-off b) Was enacted by justice Ivan Reed c) Required workers to join a union d) B and A only e) A, B, and C only 716 Correct Answer: D 22 . The Pepsi-Cola and Dunmore cases: a) Have effected a new Labour Trilogy b) Did not affect collective rights c) Were landmark decisions d) Were terrible decisions e) Are not applicable Correct Answer: A 23 . An internal grievance procedure consists of: a) An informal step involving no one b) An informal step involving the employee and line manager 717 c) A lack of steps d) Three additional formal steps involving union stewards, line managers, human resources and department heads e) B and D only Correct Answer: E 24 . Unions have forged alliances with community groups to: a) Assist in organizing new members. b) Strengthen positions in bargaining. c) Support political lobbying campaigns. d) Oppose plant closures. e) All of the above. Correct Answer: E 25 . The Wagner Act was: 718 a) Named after Robert F. Wagner. b) Known as the National Labour Relations Act. c) The influencing Act on Canadian Labour Law. d) Enacted to reduce conflict. e) All of the above Correct Answer: E 26 . Economic globalization is a historical process. a) True b) False Correct Answer: T 719 27 . Dunlop said that the three actors could be influenced by several environmental contexts except: a) Financial environment b) Legal environment c) Social constraints d) Personality constraints e) None of the above Correct Answer: E 28 . The early years of the labour movement included: a) New model unionism b) The Trade Unions Act c) The AFL d) KFC 720 e) A, B, and C only Correct Answer: E 29 . Given economic structural changes, labour is increasing efforts in: a) Nothing at all b) All sectors c) Protecting job loss d) Organizing the new economy e) C and D only Correct Answer: E 30 . The grievance example in Chapter 8 included: a) No steps 721 b) 1 step c) 3 steps d) 2 steps e) 4 steps Correct Answer: C 31 . Globalization has: a) Positively affected women and children b) Negatively impacted women and children c) Not affected women and children d) Has not affected anyone e) May negatively affect women and children Correct Answer: E 32 . The ILO: 722 a) Is a tripartite board b) Passed the declaration on Fundamental Principles and Rights at work c) Is associated with the Canadian Charter of Rights and Freedoms d) A and C only e) A and B only Correct Answer: E 33 . Conversion mechanisms include: a) Grievances b) Collective bargaining c) Goals d) Power e) A and B only Correct Answer: E 723 34 . Union locals in Canada are affiliated with: a) Local labour councils b) CLC c) AFL – CIO d) Provincial federations e) None of the Above Correct Answer: A 35 . Attitudinal structuring: a) Is the stage where trust is built between the parties b) Builds a conflict filled relationship c) Builds no relationship d) Is a short-term process e) A only 724 Correct Answer: A 36 . Generally speaking, unions: a) Encourage workers to not file grievances b) Encourage workers to file grievances c) Do not counsel workers about grievances d) Don’t care about grievances e) Hate grievances Correct Answer: B 37 . Workplaces often don’t have detailed layoff and bumping procedures in their collective agreements a) True 725 b) False Correct Answer: F 38 . Dunlop’s Industrial Relations System Model consists of: a) actors b) a shared ideology c) contexts d) a web of rules e) all of the above Correct Answer: E 39 . The strongholds of labour typically have been: 726 a) The service sector b) The private sector c) No sectors d) The public sectors e) None of the above Correct Answer: D 40 . Industrial relations is an interdisciplinary field using knowledge from: a) economics b) law c) history d) sociology e) all of the above Correct Answer: E 727 41 . Labour Boards apply several criteria to decide which employees are eligible to be included in the bargaining unit: a) Are employees’ part of management? b) Community of interests c) Wishes of employees d) Employer structure e) all of the above Correct Answer: E 42 . Traditional sectors have included: a) Primary resources b) Construction c) A and B only d) The engines of growth 728 e) Office equipment Correct Answer: C 43 . John Dunlop was one of the first scholars to develop a systematic method to analyze employment relationships in North America a) True b) False Correct Answer: T 44 . Functions of the Local Labour Council include: 729 a) Representing member unions b) Enacting labour legislation c) Lobbying federal governments d) Community programs e) None of the above Correct Answer: D 45 . From 2004-2006, the CLC produced several papers on: a) The need for public healthcare b) Proposed changes to the national pension plan c) Employment insurance plan changes d) None of the above e) All of the above Correct Answer: E 730 46 . The neoclassical economics view: a) Was outlined by Gunderson b) Was led by John Common and Selig Perlman. c) Emphasizes the use of unions as an artificial barrier d) Grew out of the Wisconsin School view e) None of the above Correct Answer: A 47 . The new economy has remained private based. a) True b) False Correct Answer: F 731 48 . IBB is difficult to achieve because of: a) Mixed issue bargaining, bargaining history of the parties, the theory itself b) Single issue bargaining, lack of bargaining history of the parties, the theory itself c) Mixed issue bargaining, too much bargaining history of the parties, the theory itself d) All of the above e) None of the above Correct Answer: A 49 . P.C. 1003 put in place requirements in terms of workplace dispute mechanisms and conciliation procedures a) True b) False 732 Correct Answer: T 50 . Unions have tried to minimize pay differences between individual employees. a) True b) False Correct Answer: T 51 . David Foot authored the book Boom, Bust and Echo. 733 a) True b) False Correct Answer: T 52 . The unfettered strike model: a) Has been in effect since WWII b) Affects only white collar workers c) Works best when services are essential d) Ends strikes and lockouts e) Is not helpful to labour relations Correct Answer: A 734 53 . IFA agreements: a) Recognize all core labour standards b) Involve unions in implementation c) Have strong union-management dialogue d) Cover suppliers e) All of the above Correct Answer: E 54 . Recent developments in dispute resolution in the public sector include: a) The chilling effect b) The dependency effect c) The narcotic effect d) The strike only model e) A, B, and C 735 Correct Answer: E 55 . Unfair labour practices are true violations of the Labour Relations Act by employers, unions or employees a) True b) False Correct Answer: F 56 . The number of workers is a function of: a) Population growth 736 b) immigration c) retirement choices d) career patterns e) all of the above Correct Answer: E 57 . Measures of strikes include: a) Frequency b) Number of workers involved c) Person-days not worked d) Percentage of working time lost e) All of the above Correct Answer: E 58 . Total compensation has the following elements: 737 a) The monopoly effect b) The wage effect c) Base pay and indirect pay d) Performance pay e) All of the above Correct Answer: E 59 . Some of the key elements of a strong ethical program include responsibility, respect, fairness and honesty. What is one additional element of a strong ethical program? a) Compassion b) Trust c) Stewardship d) Transparency 738 Correct Answer: A 60 . Engines of growth with low unionization rates include: a) Professional sectors b) Scientific sectors c) Technical sectors d) Financial sectors e) All of the above Correct Answer: E 61 . The labour movement has often been the catalyst for advocating for rights and freedoms. a) True b) False 739 Correct Answer: T 62 . The Business/Organizational Strategic process consists of: a) Two phases only b) One phase only c) No phases at all d) Four phases only e) All of the above Correct Answer: D 63 . Public sector employers experience the following pressures except: 740 a) Rigid cost constraints b) Labour intensive constraints c) Payrolls with high costs d) Political pressures e) B, C, and D only Correct Answer: E 64 . Macroeconomics Policy applies to: a) Economic wide goals b) inflation c) unemployment d) growth e) All of the above Correct Answer: E 741 65 . The contract zone a) Exists if both side’s bottom line overlaps b) Exists when management offers more than the union will accept c) Exists when the union accepts less than the point where negotiating positions intersect d) None of the above e) All of the above Correct Answer: E 66 . The Wagner Act provided the following: a) The exclusivity principle. b) Recognized strikes and lockouts as legal. c) That all matters fell under the British/North American Act d) A and B only e) Only A 742 Correct Answer: D 67 . Two major differences between employment under common law and employment under collective bargaining law: a) The requirement for just cause termination for unionized employees b) Employee benefits in unionized workplaces tied to seniority c) Bumping and layoffs tied directly to seniority d) No differences at all e) A, B, and C Correct Answer: E 68 . Several of the common names (or terms) relevant to the field of Industrial Relations include: 743 a) Industrial relations b) Labour relations c) Employee relations d) Employment relations e) All of the above Correct Answer: E 69 . There were three distinct actors in the Industrial Relations System Model. a) True b) False Correct Answer: T 744 70 . The left side of Dunlop’s model includes: a) Legal subsystem b) Economic subsystem c) Ecological subsystem d) Political subsystem e) All of the above Correct Answer: E 71 . The CLC action plan included: a) Public health care b) Labour rights c) Child care d) Pay equity e) All of the above 745 Correct Answer: E 72 . Supply curves are: a) Synonymous to demand shifts b) Steeper with an inelastic supply of demand c) Flatter with inelastic supplies of labour d) None of the above e) A, B, and C only Correct Answer: E 73 . Thompson suggests there are four specific management strategies related to unions: a) Union acceptance b) Union avoidance 746 c) Union substitution d) Union removal e) All of the above Correct Answer: E 74 . The no interest model a) Substitutes the right to strike with arbitration b) Incorporates the chilling effect c) Substitutes the right to strike with interest arbitration d) Uses the narcotic effect e) Uses no effects Correct Answer: C 75 . Distribution of work clauses examine issues such as: 747 a) Job rotation b) Job sharing c) teams d) flexible work assignments e) All of the above Correct Answer: E 76 . Union responses to globalization have included: a) Corporate codes of conduct in the 1970s b) Labour rights campaigns c) IFA’s d) Single union global agreements Correct Answer: A 748 77 . Strike theories include: a) The hicks theory b) The total joint costs theory c) The asymmetric theory d) A, B, and C only e) None of the above Correct Answer: D 78 . The Canadian Labour Congress : a) Was formed by the merger of the TLC and CLC b) Was formed by the merger of the CCL and CLC c) Was formed by the merger of the TLC and CCL d) Was never formed e) Should be formed 749 Correct Answer: C 79 . Exclusive jurisdiction allows more than one union to represent workers of a work group. a) True b) False Correct Answer: F 80 . Canadian evidence to date: a) Suggests that union removal is not as prevalent in Canada b) Suggest that union avoidance is not as prevalent in Canada 750 c) Suggests that 70% of Canadian organizations have a union substitution strategy d) A and B only e) None of the above Correct Answer: D 81 . Chaykowski and Abbott state: a) Globalization has reduced union success b) Globalization creates questions about how protected freedom of association is c) Globalization creates questions about how protected collective bargaining is d) Free markets do not provide optimum allocation of resources e) All of the above Correct Answer: E 751 82 . Trends in managerial practices include all but: a) High performance workplaces b) Strategic choice c) Participative management d) Union representation e) A and C only Correct Answer: E 83 . IBB is: a) Cooperative bargaining only b) Parties focus only on personalities c) Parties focus on interests instead of exaggerated positions d) Based on the assumption that labour and management can’t win e) All of the above Correct Answer: C 752 84 . HR practices include: a) Staffing b) Training and development c) Performance appraisal d) Job evaluation e) All of the above Correct Answer: E 85 . Unionization changes do not include: a) Growing numbers of women b) Increases in youth densities c) Public/Private sector differences d) Provincial differences 753 e) None of the above Correct Answer: B 86 . Walton & McKersie developed the four sub-processes of collective bargaining a) True b) False Correct Answer: T 87 . Unionized firms are more likely to hire from within that externally. 754 a) True b) False Correct Answer: T 88 . Labour relations clauses in collective agreements specifically deal with issues concerning the relationship between the parties. a) True b) False Correct Answer: T 755 89 . International Unions in Canada are affiliated with: a) The CLC directly b) The AFL – CIO directly c) The national union d) The union local e) None of the above Correct Answer: B 90 . National locals in Canada are affiliated with: a) Local labour councils b) AFL – CIO c) CLC d) A, B and C e) All of the above 756 Correct Answer: D 91 . Employers and unions use legislative reference: a) Because it ensures currency with the law b) Because it ensures equity c) Because it is better than explicit reference d) Because it is more popular than explicit reference e) None of the above Correct Answer: A 92 . Markets promote efficiency through competition and the division of labour. a) True b) False 757 Correct Answer: T 93 . The framework for Work-Life Balance includes: a) Daycare needs b) Aging workforce c) Regulations d) Labour surpluses e) A and B only Correct Answer: E 94 . The 1950’s and 1960’s: 758 a) Seen a decrease in the public sector b) Seen the formation of a union backed labour organization c) Seen the decrease in the number of industrial unions d) Left a labour movement divided between skilled and unskilled e) B, and D only Correct Answer: E 95 . Strongholds of labour have often been the manufacturing, natural resources and the public sector of the economy. a) True b) False Correct Answer: T 759 96 . Unions are more powerful when: a) Demand for products are elastic b) Labour is easily substituted c) Supply of substitutes is inelastic d) Labour is a big proportion of total costs e) All of the above Correct Answer: C 97 . Government has a dual role. a) True b) False 760 Correct Answer: T 98 . Collective agreements provide specific language about: a) Educational leaves b) No skill training c) Some skill training d) Moderate skill training e) Preferred skill training Correct Answer: A 99 . Employee measures are becoming important because: a) The employee value chain is dependent upon employees 761 b) Firms have to use more than financial measures to assess company performance c) A and B only d) None of the above e) All of the above Correct Answer: C 100 . Examples of integrative bargaining issues include: a) Benefits b) Overtime rates c) Vacations d) Holidays e) Rest breaks Correct Answer: E 762 101 . The role of collective agreements is to: a) Establish no rules b) Establish clear rules c) Establish procedures governing workplace practices d) B and C only e) A, B, and C Correct Answer: D 102 . Unions have different world-views than managers and corporate leaders. a) True b) False 763 Correct Answer: T 103 . An important assumption of the employment relationship is the existence of a lack of conflict of interest between managers and employees a) True b) False Correct Answer: F 104 . Procedural justice is an employee’s perception of fairness in the outcomes of workplace decisions. a) True 764 b) False Correct Answer: F 105 . Different types of grievances include: a) Personal grievances b) Group grievances c) Policy grievances d) B and C only e) None of the above Correct Answer: D 106 . Union Density: 765 a) Is a fraction b) Is the number of union members divided by the labour force x 100 c) Affects union coverage d) Affects union security e) A and B only Correct Answer: E 107 . Canadian municipalities provide more services in: a) Parks and recreation b) Public works c) U.S. cities and towns d) Internationally e) A and B Correct Answer: E 766 108 . A major criticism of Dunlop’s model included: a) That the model was only descriptive in nature b) That the model overestimates the importance of power and conflict. c) That the model is too long d) The rapid decrease in U. S. unionization e) All of the above Correct Answer: A 109 . Canadian unionized workers have the legal right to a) File a formal grievance b) Have management formally respond to their grievance c) Not file a grievance d) A and B only e) A, B, and C only 767 Correct Answer: D 110 . Special laws govern labour-management relations in the public sector. a) True b) False Correct Answer: T 111 . Unionized workers are less satisfied with: a) Supervisors and supervision 768 b) Job context c) Lack of promotional opportunities d) Lack of resources for job performance e) All of the above Correct Answer: E 112 . Weber’s theory of social closure states: a) Various jobs erect barriers to regulate supply b) Barriers affect earnings c) Licensing affects restriction into occupations d) The right to know, participate and refuse e) All of the above Correct Answer: E 113 . Restructuring in the public sector has created: 769 a) New public management b) An incoherent program of reform c) Less emphasis on job performance in public services d) Less emphasis on job efficiency in public services e) None of the above Correct Answer: A 114 . Demographic impacts include: a) Babyboomers b) Birth rates c) Mandatory retirement d) A, B, and C e) All of the above Correct Answer: E 770 115 . The IDI Act: a) Was passed in 1907 b) Was created by William Mackenzie King c) Stands for International Dilemma Act d) Is not relevant e) A and B only Correct Answer: E 116 . Examples of distributive bargaining issues include: a) Health and safety b) Rest breaks c) Pensions d) Wages e) Plant closures 771 Correct Answer: E 117 . New Model Unionism: a) Was studied by Beatrice & Sidney Webb b) Was not craft based c) Took place in the 1900’s d) Increased wage competition e) Did not lead to the term trade union Correct Answer: A 118 . During integrative bargaining, the parties are more likely to inflate the issues a) True 772 b) False Correct Answer: F 119 . The Knights of Labour: a) Was formed in 1869 b) Was formed in Philadelphia c) Removed its cloak of secrecy in 1881 d) Has 3 factors differentiating it from other labour origins e) All of the above Correct Answer: E 773 120 . Under the Canadian Human Rights Act employers cannot discriminate on the basis of: a) Race b) Colour c) Age d) Sexual Orientation e) all of the above Correct Answer: E 121 . The four sub-processes of collective bargaining include: a) Distributive bargaining b) Integrative bargaining c) Intra-team bargaining d) Attitudinal bargaining e) All of the above 774 Correct Answer: E 122 . The harder it is to substitute capital for labour, the less power labour will have to raise wages a) True b) False Correct Answer: F 123 . Particular focuses of today’s labour movement include: a) Social and economic policy issues b) Equity programs 775 c) Unemployment programs d) A and B only e) A, B, and C Correct Answer: D 124 . The total joint costs theory: a) Argues strikes are least likely when the cost of the strike is high for both parties b) Argues strikes are more likely when the cost of the strike is low for both parties c) States strike costs remain constant d) States nothing of value e) Is obsolete to labour relations Correct Answer: B 776 125 . Global markets: a) Allow greater opportunity for people to tap into larger markets b) Gives access to less cash flow c) Gives access to fewer imports d) Gives less efficiency to all e) All of the above Correct Answer: A 126 . Labour takes action at the federal, provincial and local levels when it comes to addressing human rights and social issues. a) True b) False 777 Correct Answer: T 127 . Knights of Labour were first formed in 1869. a) True b) False Correct Answer: T 128 . Services provided by the following may be near monopolies: a) Teachers b) Firefighters c) Nurses 778 d) Police officers e) All of the above Correct Answer: E 129 . Collective agreements: a) Are agreements representing workers in bargaining units b) Are agreements representing the employer c) Are all identical d) A and B only e) All of the above Correct Answer: D 130 . Strategic choices focus on: 779 a) No actors, three levels of decision making b) Three actors, three levels of decision making c) Two actors, no levels of decision making d) One actor, one level of decision making e) None of the above Correct Answer: B 131 . Globalization impacts industrial relations in Canada include: a) Employment impacts b) Union impacts c) Labour policy impacts d) Collective bargaining impacts e) All of the above Correct Answer: E 780 132 . The CAW’s broad social agenda stands in stark contrast to those of occupational unions. a) True b) False Correct Answer: T 133 . In the pluralist view of industrial relations: a) Unions focus on the five elements of equity b) Management’s focus is also on the five elements of equity c) Was developed by Barbash d) Results in strong collective bargaining terms protecting employees e) A and D only 781 Correct Answer: E 134 . The usual layout of collective agreements consist of except: a) Cover pages b) Newspaper articles c) Santa clauses d) Non of the above e) All of the above Correct Answer: A 135 . Integrative bargaining: a) Promotes a win-lose relationship b) Promotes a win-win relationship c) Promotes no relationship 782 d) Promotes mutual gains to both parties e) A and D only Correct Answer: E 136 . Demand is more elastic and unions have more power when: a) Product markets are less competitive. b) It is easier to substitute labour for capital. c) Labour costs are a small proportion of the total costs. d) The market for substitutes are more competitive. e) All of the above. Correct Answer: C 137 . Unions exist: 783 a) From 1 broad perspective b) From 2 broad perspectives c) From no perspectives d) From 3 broad perspectives e) From 4 broad perspectives Correct Answer: D 138 . Reasons why hr practices are different in union and nonunion firms include: a) The shock effect b) Different presences of union versus nonunion workers c) The exit theory d) All of the above e) None of the above Correct Answer: D 784 139 . The spillover effect: a) Only affects nonunion workplaces b) Only affects unionized workplaces c) Is a belief that increases in union wages result in decreases in nonunion wages d) A and B only e) None of the above Correct Answer: C 140 . Examples of hybrid issues are: a) Technological change b) Holidays c) Health and safety d) Rest breaks e) None of the above 785 Correct Answer: A 141 . Strike impacts include: a) Decreased production b) Loss of pay for workers c) Psychological well-being impacts on workers d) Lack of a fully restored employment relationship e) All of the above Correct Answer: E 142 . At the start of the millennium: a) Unions faced few challenges b) Faced globalization challenges 786 c) Faced a lot of challenges d) Seen no challenges e) None of the above Correct Answer: B 143 . Labour Relations Boards hear cases regarding: a) Certification b) Decertification c) Unfair labour practices d) Declarations of illegal strikes or lockouts. e) All of the above Correct Answer: E 144 . Components of WLC include: 787 a) Role overload b) Work to family interference c) Family interference with work d) A, B, and C only e) None of the above Correct Answer: D 145 . Since 2000 many students have witnessed faculty strikes on their campuses a) True b) False Correct Answer: T 788 146 . Strikes and media receive considerable media attention. a) True b) False Correct Answer: T 147 . The Knights of Labour: a) Had a minority membership b) Had 10,000 members in 1881 c) Had 1 million by 1886 d) 18% of their members were in the manufacturing sector e) B, C, and D only 789 Correct Answer: E 148 . Industrial relations view of equity included a voice, due process, fair treatment at work and fair compensation. a) True b) False Correct Answer: T 149 . Organizational commitment: 790 a) Is defined in terms of an employee’s acceptance of a company’s goals and values b) Is defined in terms of an employees exertion of substantial amount of effort c) Is defined in terms of an employee’s aspiration to remain a member of an organization d) A, B, and C e) None of the above Correct Answer: D 150 . Institutional globalization theory is the same as free market globalization. a) True b) False Correct Answer: F 791 151 . The 1990’s and beyond: a) Was challenging for labour b) Seen the emergence of NAFTA c) Brought labour increased levels of unemployment d) A, B, and C only e) None of the above Correct Answer: D 152 . Theories of globalization do not include: a) Free market globalization theory b) Institutional globalization theory c) Lack of globalization theory d) What is globalization theory 792 e) C and D only Correct Answer: E 153 . Scientific management was developed by Frederick Taylor. a) True b) False Correct Answer: T 154 . Characteristics of monopolistic markets include: a) High wages 793 b) Minimum wages c) Chronic labour shortages d) A and C only e) None of the above Correct Answer: D 155 . Neutral labour relations boards serve a vital function in the North American model of Industrial Relations a) True b) False Correct Answer: T 794 156 . Labour standards include: a) Employment laws and policies b) Wages c) Conditions of work d) Social security e) All of the above Correct Answer: E 157 . Recently, a number of employers are seeking not to include language on: a) Management rights b) Legislative reference c) Explicit reference d) Same-sex benefits e) Non of the above 795 Correct Answer: E 158 . Macroeconomic considerations of the economic context include: a) deregulation b) privatization c) the North American Free Trade Agreement d) elasticity of demand e) A, B, and C only Correct Answer: E 159 . Prior to unionization, the employment relationship was best described as master-servant in nature. a) True b) False 796 Correct Answer: T 160 . An industrial dispute is an agreement between employers and employees a) True b) False Correct Answer: F 161 . Globalization: 797 a) Has resulted in a new political economy b) Has transformed companies into TNC’s c) Has reinvented banks d) Has created WTO, IMF and the World Bank e) All of the above Correct Answer: A 162 . The collective agreement is the agreement between the union and the employer a) True b) False Correct Answer: T 798 163 . The 1970’s and 1980’s was impacted by: a) Wage, Price Controls and Legislation b) Free trade agreements c) The CAW d) All of the above e) None of the above Correct Answer: D 164 . Under the master-servant relationship: a) The employer made all the rules b) Employees had limited protection or rights c) Employees were required to follow the ER’s rules d) There were power imbalances between both parties 799 e) All of the above Correct Answer: E 165 . Work-Leisure decisions are influenced by: a) Wage increases b) Goods and Services to be purchased c) Attractiveness of work through higher salaries d) A, B, and C only e) None of the above Correct Answer: D 166 . Participative management characteristics include all but: a) Decisions made at the highest level possible 800 b) Jobs are designed when individuals or teams have responsibility c) There is extensive investment in training and development d) Information concerning business goals, performance and strategies are shared e) All of the above Correct Answer: A 167 . Human Resource Management highlighted five elements of equity. a) True b) False Correct Answer: T 801 168 . The parties involved in a grievance include all but: a) The community b) The employee c) The union d) Management e) B, C, and D Correct Answer: A 169 . Strikes are mechanisms unions use to achieve their bargaining goals a) True b) False Correct Answer: T 802 170 . The following provinces have no ban on the use of replacement workers: a) Ontario b) Manitoba c) Alberta d) New Brunswick e) None of the above Correct Answer: D 171 . Innovative work practices are more difficult in the public sector because of: a) Higher unionization b) Civil servant rules 803 c) Crisis atmospheres d) All of the above e) None of the above Correct Answer: D 172 . Essential components of unions include: a) Collective bargaining with firms as a purpose b) Must include a component on their history c) Must include the aims of founding members d) Must be independent of employers e) A and D only Correct Answer: E 173 . Where does demand for unionization come from: 804 a) Worker dissatisfaction b) Need for a collective voice c) Trends in income distribution and poverty d) Changing workforce composition e) all of the above Correct Answer: E 174 . There are unions that do not fit into the categories of craft, professional, industrial, social or public sector. a) True b) False Correct Answer: T 805 175 . Redcircling: a) is the only constant change in LR’s b) is a form of wage protection for employees c) is a form of wage protection for employers d) provides no protection e) all of the above Correct Answer: B 176 . Examples of Government’s Expanded Role in Collective Bargaining include: a) Last offer vote b) First contract arbitration c) Public inquiry Commission d) A, B, and C 806 e) A and B only Correct Answer: E 177 . Three areas of law key to the study of Industrial Relations are: a) Common law b) Statutory law c) Collective bargaining law d) All the above e) none of the above Correct Answer: D 178 . Individual negotiations are not different from bargaining over the terms of a collective agreement 807 a) True b) False Correct Answer: F 179 . ignificant changes in the labour movement have included: a) More women b) Legislative changes c) Increase in the labour force participation rate d) Increased presence of federations of labour e) All of the above Correct Answer: E 808 180 . Union decline has been happening because of what following factors: a) Globalization b) Employees exercising greater control over schedules. c) Changes in company policies d) The increased un-competitiveness of businesses e) A and B only Correct Answer: E 181 . The public sector is an importance component in Canada’s labour force. a) True b) False 809 Correct Answer: T 182 . The asymmetric information theory: a) Claims a union may go on strike to see if a company is bluffing b) Claims a union may go on strike to see if a company is telling the truth c) A and B d) A, B, and C e) A, B, C and D Correct Answer: C 183 . Others argue explicit reference is better: a) As it provides guidance to managers, union leaders and employees b) Ensures covered groups remain protected is the law changes 810 c) May cover groups not covered by legislation d) All of the above e) None of the above Correct Answer: D 184 . Public sector unions have emerged as the largest unions in Canada. a) True b) False Correct Answer: T 185 . Important categories of union membership include: 811 a) Closed shop b) Union shop c) Rand Formula d) Union density formula e) A, B, and C Correct Answer: E 186 . Union growth factors include: a) Social upheaval b) Growth in public services c) Union mergers d) Removal of legal barriers e) All of the above Correct Answer: E 812 187 . Beatrice & Sidney Webb studied old model unionism a) True b) False Correct Answer: F 188 . The Strategic Choice Framework: a) Contains three essential ingredients b) Says that industrial relations decisions are made two levels c) Requires effective strategies to work in one direction to achieve major goals d) Was developed by Kochan, Katz and McKersie e) All of the above 813 Correct Answer: E 189 . The collective bargaining mode: a) Was developed by Katz, Kochan and Hicks b) Discusses that disputes arise over only monetary issues c) Includes a concept called the contract zone d) A and C only e) All of the above Correct Answer: D 190 . The Hicks Theory: a) Is also known as the accident theory b) Assumes that irrational negotiators seek out strikes 814 c) States that strikes should be expected d) States strikes result in errors e) States lockouts result in high costs Correct Answer: A 191 . Wildcat strikes are legal strikes a) True b) False Correct Answer: F 192 . Most collective agreements have an informal pre-grievance process: 815 a) Followed by 1-2 formal stages b) Followed by 2 formal stages c) Followed by 3-4 formal stages d) Followed by 4 formal stages e) Followed by no formal stages Correct Answer: C 193 . Steps in bargaining involve: a) Obtaining a mandate from constituents b) Notice to bargain is served by management or union c) Communicating priorities d) Reaching a contract zone e) All of the above Correct Answer: E 816 194 . The Business/Organizational Strategic process consists of: a) An assessment of internal and external environments b) Strategy formulation c) Strategy implementation d) Strategy evaluation e) All of the above Correct Answer: E 195 . Performance appraisals have two purposes a) True b) False 817 Correct Answer: T 196 . Institutional economists believe that unions would improve efficiency and equity of markets. a) True b) False Correct Answer: T 197 . Politics play a much greater role in public-sector collective bargaining that in the private sector. a) True 818 b) False Correct Answer: T 198 . Training and development literature found that: a) Unionized firms provide more training b) There is a positive relationship between unionization and employerprovided training c) Unions have a positive impact on employee participation d) Unions have no impact on training e) A, B, and C Correct Answer: E 819 199 . Non-union workplaces operate under the master-servant relationship. a) True b) False Correct Answer: T 200 . The Wagner Act is crafted on the principle of voluntarism. a) True b) False 820 Correct Answer: T 201 . Secondary picketing is part of the freedom of expression. a) True b) False Correct Answer: T 202 . Labour force growth is fuelled by population growth and immigration a) True b) False 821 Correct Answer: T 203 . Teams are: a) Used by few companies b) Are used by 50% of companies c) Are obsolete d) Are a lot of work e) Are not worth studying Correct Answer: B 204 . NAFTA: 822 a) Caused a decrease in full-time employment b) Caused an increase in part-time employment c) Caused an increase in self-employed people d) A, B, and C e) None of the above Correct Answer: E 205 . The Wagner Act: a) Created an independent agency b) Defined unfair labour practices for employees only c) Did not adhere to the doctrine of exclusivity d) Was unimportant to collective bargaining e) All of the above Correct Answer: A 823 206 . Canada has a centralized legal framework. a) True b) False Correct Answer: F 207 . Labour relations clauses in collective agreements deal with: a) Issues concerning the relationship between the parties b) Grievances procedures c) Preferred bargaining methods d) A, B, and C e) All of the above Correct Answer: E 824 208 . The AFL was built on: a) Exclusive jurisdiction b) Pure and simple unionism only c) Political non partisanship d) A, B, and C e) A and B only Correct Answer: E 209 . Various forms of union security include: a) Union shop b) Closed shop c) Rand Formula d) Merritt Formula 825 e) A and B only Correct Answer: E 210 . Some of the following collective agreement clauses are found on HRSDC’s list: a) Rights of parties b) The organization of work c) Labour relations processes d) Education training & development e) All of the above Correct Answer: E 211 . Dispute Resolution mechanisms include all EXCEPT: 826 a) mediation b) mediation/arbitration c) conciliation d) voluntarism e) arbitration Correct Answer: D 212 . Monopsony exists when a firm is a wage taker but not a wage setter a) True b) False Correct Answer: F 827 213 . The do’s and don’ts of bargaining include: a) Starting with the tough issues first presenting tactical problems b) If parties cannot generate movement, talks won’t collapse c) Starting with bigger issues leads to great momentum d) Neither side likes to lock out or strike over monetary issues e) None of the above Correct Answer: A 214 . For non-union firms, labour market forces will largely determine employee compensation and conditions a) True b) False 828 Correct Answer: T 215 . Unions will often not seek collective agreement language that provides various forms of union security. a) True b) False Correct Answer: F 216 . Minimum standards affect: a) Hours of work. b) overtime 829 c) minimum wages d) vacation e) all of the above Correct Answer: E 217 . Dunlop’s System discussed: a) The concept of a set of ideas and beliefs to bind the system together as an entity b) This shared ideology did not define the role and function of each actor c) Didn’t require all three actors to respect and value the roles of the other two d) That industry stability depended on the actors sharing this common ideology e) Only A and D Correct Answer: E 830 218 . The Neoclassical economics view of industrial relations stressed the importance of institutions and multiple actors in the employment relationship. The Neoclassical economics view of industrial relations stressed the importance of institutions and multiple actors in the employment relationship. a) True b) False Correct Answer: F 219 . The threat effect: a) Is the same as the spillover effect b) Is the same as wage differentials c) Is a belief that nonunion employers increase wages to avoid unionization 831 d) Is the same as profit sharing e) Is the same as gainsharing Correct Answer: C 220 . Canadian labour challenges include: a) Democratization b) Leadership c) Contingent workers d) Union education e) All of the above Correct Answer: E 221 . Deregulation has affected: 832 a) Daycares b) The government c) Trucking d) Customs e) None of the above Correct Answer: C 222 . The triangle of pressures does not include: a) The union b) The employer c) Union members d) The community e) All of the above Correct Answer: D 833 223 . Three basic rights of workers from the Canadian Internal Responsibility Model: a) The right to laugh b) The right to question c) The right to decide d) The right to know, participate and refuse e) Workers have no rights Correct Answer: D 224 . Canadian laws: a) Have increased the number of strikes in Canada b) Define a greater public policy role for arbitrators c) Have decreased union density d) Have given arbitrators a decreasing role in interpreting relevant employment law e) All of the above 834 Correct Answer: B 225 . Labour relations clauses in Collective Agreement’s include participatory mechanisms: a) Such as joint committees b) To set the tone for the relationship of the parties c) Provides a guiding relationship d) To discuss continuous bargaining e) A and B only Correct Answer: E 226 . Nontraditional work arrangements: a) Differ from the norm in terms of the employment term 835 b) Differ in terms of location c) Differ in terms of schedule d) Differ in terms of hours or pay e) All of the above Correct Answer: E 227 . Topics the CLC include in its human rights discussion included: a) Anti-racism b) Men c) Workers with abilities d) Workers with no abilities e) Workers with select abilities Correct Answer: A 228 . According to Swimner, restraint policies apply to: 836 a) Direct employees of government b) Schools c) Hospitals d) Lower levels of government e) B, C, and D Correct Answer: E 229 . The 1970’s and 1980’s: a) Were influenced by fluctuating oil prices b) Seen low inflation c) Was a less challenging decade for labour d) Were the best decades for labour e) Were not relevant Correct Answer: A 837 230 . P.C. 1003 facts included all of the following EXCEPT: a) Unrest that gave rise to a new political movement. b) Increased conflict in the steel industry. c) Carbon copy legislation to the American Wagner Act. d) Was not intended to be a permanent measure. e) Was not replaced by the Industrial Relations and Dispute Investigation Act. Correct Answer: E 231 . IBB steps include all but: a) Identifying the problem b) Searching for alternative solutions c) Comparing alternatives d) Reporting references 838 e) Considering remedial actions Correct Answer: D 232 . The collective voice: a) May decrease productivity through communication b) Enables methods of voicing discontent c) Provides no grievance procedures d) Does not shock management e) None of the above Correct Answer: B 233 . Labour challenges of the future will include: a) Cultural challenges 839 b) Ethic challenges c) Language diversity challenges d) None of the above e) All of the above Correct Answer: E 234 . Globalization has created a new political economy. a) True b) False Correct Answer: T 235 . High performance work practices include: 840 a) Recruitment and selection b) Compensation c) Training and development d) A, B, and C e) None of the above Correct Answer: D 236 . Innovative work practices: a) Include socio-technical systems design b) Are more difficult in the public sector c) Are easier in the private sector d) A and B only e) C only Correct Answer: D 841 237 . There have been two great waves of unionism. a) True b) False Correct Answer: F 238 . Several common elements of globalization include: a) Centralization of bargaining b) Greater management power c) Increase in strikes d) Significant impacts on employees e) All of the above 842 Correct Answer: B 239 . Staffing consists of: a) The selection process b) The deselection process c) The concept of layoff d) A and B only e) The termination concept Correct Answer: D 240 . The political economics view: a) Is a view of Industrial Relations b) Is grounded in socialism and marxism. 843 c) Stresses the role of inherent conflict d) Is the most widely held view of Industrial Relations e) Only A, B, and C Correct Answer: E 241 . The TLC: a) Was formed in Nebraska b) Was formed in the USA c) Was formed the same year as the AFL d) Is not applicable to labour relations e) Non of the above Correct Answer: C 242 . The evolving managerial view was affected by scientific management. 844 a) True b) False Correct Answer: T 243 . Generally speaking, grievors are more likely to be: a) Women b) Older workers c) Younger workers d) Unskilled workers e) Uncommitted workers Correct Answer: C 845 244 . The participation-based model: a) Focuses on extrinsic factors b) Induces employee engagement c) Focuses on intrinsic factors d) Uses job rotation e) Uses no investment in training Correct Answer: C 245 . Employee rights have been granted to employees in the following areas: a) Human rights b) Plant closures c) Parental leave d) Pension 846 e) Only A, B, and D Correct Answer: E 246 . The queuing model: a) States that unions cannot represent all who wish to be in a unionized position b) Results in a queue for the reason stated in (a) c) A and B d) None of the above e) None of this applies Correct Answer: C 247 . Lowe’s views expressed the following dominant themes: 847 a) Human resource development b) Worker participation c) Participation initiatives d) A and B only e) All of the above Correct Answer: D 248 . It has been argued by some that unions have outlived their usefulness as organizations a) True b) False Correct Answer: T 848 249 . What is the most effective way for organizations to prevent sexual harassment? a) To publicly humiliate offenders through organizational communication channels b) To educate all employees about sexual harassment with mandatory training sessions c) To develop policies and procedures for filing complaints on sexual harassment d) To distribute electronic information on the organization’s compliance with laws Correct Answer: C 250 . Globalization is: a) The integration of world economies b) Increased mobility of goods 849 c) A recent development d) Not a new development e) A, B, and D only Correct Answer: E 251 . Marshall’s four theoretical conditions determining the wage elasticity of labour do not include: a) People effects b) Product market effects c) Elasticity of supply effects d) Labour power effects e) Labour un-intensity effects Correct Answer: B 850 252 . North American unionism has been considered “bread and butter” focused a) True b) False Correct Answer: T 253 . The economic theory: a) Argues that unions reduce productivity b) Argues that management flexibility is enhanced c) Decreases wages below competitive levels d) Influences the collective voice e) All of the above 851 Correct Answer: A 254 . Union reaction to privatization considerations include: a) Acquiescence b) Traditional collective bargaining c) Creative responses d) Proactive responses e) All of the above Correct Answer: E 255 . Human Resources or Strategic Choice Perspective: a) Was a total waste of time b) Is only used in HRM studies not the Industrial Relations field. c) Was not developed by Kochan, Katz and McKersie. 852 d) Minimizes the elements of democracy. e) Is grounded in socialism Correct Answer: E 256 . Causes of strikes include: a) Catalysts b) Economic factors c) Unresolved grievances d) Intra-organizational factors e) All of the above Correct Answer: E 257 . Functions of the Provincial Federation include: 853 a) Representing member unions b) Enacting labour legislation c) A and B only d) Lobbying provincial governments e) A, B and D only Correct Answer: C 258 . Categories that have inordinate public interest are: a) Teachers b) Civil servants c) Police d) Hospitals e) All of the above Correct Answer: E 854 259 . Under the principle of residual rights, management retains that it held before unionization with the exception of rights that have been restricted by the agreement. a) True b) False Correct Answer: T 260 . Barbash’s Equity Efficiency Theory: a) Defined employment relationships b) Argued that employers usually focused on efficiency c) Argued that unions and employees did not concentrate on equity d) Was often used by the scholars Noah and Metz. e) Only A, B, & D 855 Correct Answer: E 261 . The designation model: a) Determines essential services prior to the start of negotiating b) Is only done in Ontario and Quebec c) Is most common in Canada for nurses d) A, B, and C e) All of the above Correct Answer: D 262 . Seniority is: a) How old one is. b) Length of time a person has been a member of the union. 856 c) How long one has been a union steward. d) Not applicable to Industrial Relations. e) Should only concern non-unionized workers. Correct Answer: B Total Compensation 1. Some examples of family care benefits include the following except: a) Provision of daycare b) Provision of elder care benefits c) Subsidized dependent care provisions d) Personal days and sick leaves Correct Answer: D 2. Pay equity is 857 a) the right to equal pay for the same work b) the right to similar pay for similar work c) the right to equal pay for work of equal value d) fair pay for fair work Correct Answer: C 3. Competitive pay is pay that is: a) within 10% of the market b) within 15% of the market c) within 20% of the market d) sufficient to hire away an employee from a competitor Correct Answer: A Organizational Learning, Training and Development 858 1. There are many approaches to On-the-Job Training including: on-thespot lecture, viewed performance/feedback, following Nellie, and job-aid approach. Which of the following is another On-the-Job Training Approach? a) The natural step b) Following Alan c) On-the-spot discussion d) The training step Correct Answer: D 2. When estimating the benefits of training programs, professional assumptions and judgements are necessary. What else is a major issue when participating in this estimation process? a) The quality and timeliness of the information b) The credibility of the information source for the estimate c) The consistency and comparability of the information d) The understandability and usefulness of the information 859 Correct Answer: B 3. What is the concept that refers to training programs that focus on the use of computers and computer systems? a) Information technology training b) Computer-based training c) Computer software training d) Blended training Correct Answer: A 4. What is the concept that refers to deeply ingrained assumptions, generalizations, or images that influence how we understand the world and how we take action? a) Structural capital b) Mental models 860 c) Implicit knowledge d) Formal learning Correct Answer: B 5. What is the concept that refers to a training method in which a trainee receives instruction and training at his or her workstation from a supervisor or an experienced co-worker? a) Off-the-job training b) Job instruction training c) On-the-job training d) Coaching Correct Answer: C 6. What is the concept that refers to mentoring activities that include coaching, sponsorship, exposure, visibility, protection, and the provision of challenging assignments? 861 a) Psychosocial support b) Apprenticeship c) Mentorship d) Career support Correct Answer: D 7. What is the flow of the conditioning process used in conditioning theory? a) Stimulus-Behaviour-Consequence b) Behaviour-Stimulus-Consequence c) Stimulus-Consequence-Behaviour d) None of the above Correct Answer: D 862 8. What is the concept that refers to training employees to perform each other’s jobs? a) Job rotation b) Job enlargement c) Cross training d) Apprenticeship Correct Answer: C 9. What is the concept that refers to the similarity of the psychological conditions of the simulation to the actual work environment? a) Simulations b) Physical fidelity c) Role play d) Psychological fidelity Correct Answer: D 863 10. Under what conditions might computer-based training be more effective than classroom instruction? a) When the instructor chooses the training method b) When the instructional methods are different c) When the training is for procedural knowledge d) When the training is a form of blended training Correct Answer: B 11. Which of the following is not a purpose of group discussion? a) It helps trainees recognize what they do not know but should know b) It is an opportunity for trainees to get answers to questions c) It is a way for trainers to learn about what is important to trainees d) It allows trainees to get advice on matters that are of concern to them 864 Correct Answer: C 12. In the Model of Training Effectiveness, what part of the model flows into Individual Behaviour and Performance? a) Self-Efficacy b) Learning and Retention c) Cognitive Ability d) Training Motivation Correct Answer: B 13. What is the concept that refers to what trainees are expected to be able to do after a training program? a) Active practice 865 b) Training objective c) Training design d) Adaptive expertise Correct Answer: B 14. If training program benefits are $100 000, and training program costs are $25000, what is the Net Benefit? a) (125 000) b) (75 000) c) 75 000 d) 125 000 Correct Answer: C 15. What is the concept that refers to training programs that teach subjectmatter experts how to design and deliver training programs? 866 a) Train-the-trainer b) Trainability testers c) Training administrators d) Training planners Correct Answer: A 16. What concept refers to a training method in which trainees are exposed to different jobs, functions, and areas within an organization? a) Cross training b) Job enlargement c) Job rotation d) Job enrichment Correct Answer: C 867 17. What is the concept that refers to the acquisition of a broad range of managerial knowledge and general conceptual abilities? a) On-the-job management development b) Management training c) Apprenticeship d) Management education Correct Answer: D 18. With what does the needs-analysis process start? a) Itch b) Idea c) Ideal d) ILD Correct Answer: A 868 19. What is the concept in research that refers to when the comparison is not made to another group of untrained people? a) Training evaluation designs b) Quasi-experimental designs c) Experimental designs d) Non-experimental designs Correct Answer: D 20. What is the concept that refers to training that involves the use of technology to deliver courses? a) Traditional training b) Technology-based training c) Computer-based training 869 d) E-Learning Correct Answer: B 21. What is the concept that refers to the creation, collection, storage, distribution, and application of compiled “know-what” and “know-how?” a) Knowledge management b) Explicit knowledge c) Structural knowledge d) Strategic knowledge Correct Answer: A 22. In Baldwin and Ford’s model of the Transfer of the Training Process, which of the following is not a training input? 870 a) Trainee Characteristics b) Training Design c) Work Environment d) Trainee Knowledge Correct Answer: D 23. What is the concept that refers to an intervention that instructs trainees to anticipate transfer obstacles and high-risk situations in the work environment and to develop coping skills and strategies to overcome them? a) Conflict management b) Training intervention c) Relapse prevention d) Conflict resolution Correct Answer: C 871 24. Which training method is least effective because it allows trainees to be passive absorbers of information? a) Video conferencing b) Case incident c) Games d) Simulations Correct Answer: A 25. What is the concept where the training explicitly encourages trainees to make errors during training and to learn from them? a) Active learning b) Exploratory learning c) Error-management training d) Error-avoidant training Correct Answer: C 872 26. The pillars of lifelong learning cited by the composite learning index (CLI) include learning to know, learning to do, and learning to live together. What is the last pillar suggested by the CLI? a) Learning to grow b) Learning to believe c) Learning to learn d) Learning to be Correct Answer: D 27. What is the concept that refers to an approach to training that gives trainees control over their own learning? a) Active learning b) Conditions of practice c) Exploratory learning 873 d) Active practice Correct Answer: A 28. What type of goal is process-oriented and focuses on the learning process? a) Process goals b) Distal goals c) Mastery goals d) Proximal goals Correct Answer: C 29. Which of the following is not related to a Person Analysis? a) Define desire performance 874 b) Determine gap c) Identify obstacles d) Obtain description Correct Answer: D 30. The following are true concerning reinforcement theory: a) Focuses on the power of external rewards and punishments in the motivation of behaviour b) Has been used in organizations in the form of incentive systems c) The application of reinforcement theory is sometimes called behaviour modification d) All of the above Correct Answer: D 875 31. Some of the key environmental factors that drive human resources and training and development are global competition, the labour market, and change. What is the fourth item that affects these things? a) Ecology b) Technology c) Legislation d) Competitors Correct Answer: B 32. What is the concept that refers to an agreement outlining how the newly learned skills will be applied on the job? a) Employment contract b) Performance contract c) Training contract d) Knowledge contract Correct Answer: B 876 33. What is the concept that refers to characteristics in the work environment that can either facilitate or inhibit the application of training on the job? a) Organizational climate b) Learning culture c) Training transfer climate d) Organizational culture Correct Answer: C 34. If there is a type of problem participant known as the “rigid one” how would you describe this individual? a) Will find loopholes in your ideas and present impossible “what-if?” scenarios 877 b) A problem magnifier who finds the world unfair and is a specialist in blaming and fault-finding c) Constantly looks for opportunities to disagree, to show up the other participants and the trainer d) Staunchly takes a position on an issue and will rarely, if at all, move from it Correct Answer: D 35. Which of the following is not a typical way to measure behaviours? a) Self-reports b) Observations c) Video recording d) Production indicators Correct Answer: C 878 36. What is the correct depiction between training and development, individual learning and organizational learning? a) Training & Development-Individual Learning-Organizational Learning b) Individual Learning-Organizational Learning- Training & Development c) Organizational Learning-Individual Learning-Training & Development d) Training & Development-Organizational Learning-Individual Learning Correct Answer: A 37. What is the concept that refers to groups of people with common interests and concerns who meet regularly to share their experiences and knowledge, learn from each other, and identify new approaches for working and solving problems? a) Self-directed work teams b) Informal learning c) Self-directed learning d) Communities of practice 879 Correct Answer: D 38. What is the concept that provides the trainees with step-by-step instructions on how to perform a task and the rules, principles, and strategies for effective performance? a) Exploratory/ discovery learning b) Proceduralized instruction c) Active learning d) Routine expertise Correct Answer: B 39. Which of the following is not one of the main reasons that training programs fail? a) Failure to isolate the effects of training b) Regarding training as an Event 880 c) Failure to respond to needs of employees d) Failure to recognize non-training solutions Correct Answer: C 40. According to Wenger and Lave, which of the following is not a characteristic of a community of practice? a) Practice b) Community c) Interests d) Domain Correct Answer: C 41. What is one new way in which employees can add competitiveness to their organizations? 881 a) Employees can have pay and benefits cuts b) Employees can take technical skills training c) Employees can undergo literacy testing d) Employees can enroll in ethics training Correct Answer: B 42. What is the concept that refers to extensions of training programs that involve a review of the training material? a) Post-training supplements b) Self-coaching c) Apprenticeship d) Booster sessions Correct Answer: D 882 43. Training is often the best solution to performance problems. Under which condition is training not the best solution? a) If coaching is expensive b) If the task is performed frequently c) If the task is difficult d) If correct performance is critical Correct Answer: A 44. What is one type of activity that can be used to greet participants at a training event? a) Hire a motivational speaker for a breakfast meeting b) Serve an exotic breakfast to entice a bigger crowd c) Have trainees spontaneously meet their colleagues d) Write a trainee’s name on a name card Correct Answer: D 883 45. What is the concept that refers to the measurement of a training program’s ability to meet managerial expectations? a) Return on investment b) Return on expectations c) Return on equity d) Return on evaluation Correct Answer: B 46. Role play is a training method in which trainees practise new behaviours in a safe environment. What are the three phases of role play? a) Planning; implementing; feedback b) Organizing; analyzing; control c) Innovation; trial runs; conclusions 884 d) Development; enactment; debriefing Correct Answer: D 47. What is the concept that refers to a seminar that takes place live over the Web? a) Asynchronous training b) Webcast c) Synchronous training d) Webinar Correct Answer: D 48. Which of the following training methods has a low probability of being transferred on the job? 885 a) Behavioural modelling b) Role play c) Discussion d) Tech-based training Correct Answer: C 49. According to Robert Gagné, a training program should have nine events of instruction. What is the final stage? a) Assess performance b) Enhance retention and transfer c) Provide informative feedback d) Elicit performance practice Correct Answer: B 886 50. What is the concept that refers to the degree to which the trainee reports receiving support in his or her attempts to transfer the learning skills? a) Organizational support b) Perceived support c) Perceived organizational support d) Anticipated support Correct Answer: B 51. What is the concept that refers to the use of a combination of approaches to training such as classroom training, on-the-job training, and computer technology? a) Blended training b) Active practice c) Attentional advice d) Metacognition 887 Correct Answer: A 52. What is the definition for far transfer? a) The transfer of knowledge and skills across different settings or contexts at the same level b) The extent to which trainees can apply what was learned in training to situations that are very similar to those in which they were trained c) Transfer from the individual or trainee level to the organizational level or the extent to which changes in trainee behaviour or performance transfer to organizational level outcomes d) The extent to which trainees can apply what was learned in training to novel or different situations from those in which they were trained Correct Answer: D 53. The Learning Transfer System Inventory (LTSI) consists of many specific factors including: opportunities to use, learner readiness, transfer design, peer support, motivation to transfer and supervisor sanctions. What is one additional specific factor for the LTSI? 888 a) Personal capacity for transfer b) Performance coaching c) Resistance or openness to change d) Performance self-efficacy Correct Answer: A 54. Why should trainers calculate the costs and benefits of their training programs? a) So they know how much to charge their customers for training b) So they can demonstrate the financial value of their programs c) So they can rationalize their high prices for training d) So they justify why training should be an investment not a cost Correct Answer: B 889 55. What does the COMA model represent? a) Cognitive, Organizational, Motivational, Attitudinal b) Culture, Organizational, Management, Adaptive c) Control, Observational, Motivational, Active d) Climate, Observational, Management, Analysis Correct Answer: A 56. What is one reason that employers do not conduct training evaluations? a) Because of the perception that they are too complicated b) Because of the perception that organizations lack the expertise c) Because of the perception the information is not used d) Because of the perception the quality of training will not improve Correct Answer: A 890 57. Which of the following is not a main variable measured in a training evaluation? a) Reactions b) Learning c) Behaviour d) Needs assessment Correct Answer: D 58. Lack of tools and procedures, rapid change in technology and poor job design are all technical barriers to effective performance. What is the one remaining technical barrier to effective performance? a) Lack of performance measurements b) Resources sub-optimized c) Ineffective feedback 891 d) Raw data, not normative data Correct Answer: C 59. What is the concept that refers to a training method in which trainees accept the challenge of studying and solving real-world problems and accept responsibility for the solution? a) Active learning b) Action learning c) Case method d) Simulation Correct Answer: B 60. Evaluating training programs requires knowledge about many fields. What is one area about which knowledge is not required for evaluating training programs? 892 a) Research design b) Data analysis c) Measurement d) Qualitative analysis Correct Answer: D 61. Which of the following is not one of the skill sets that is required for emotional intelligence? a) Empathy b) Motivation c) Kindness d) Self-control Correct Answer: C 893 62. What is the concept that refers to the adult-oriented approach to learning that takes into account the differences between adult and child learners? a) Pedagogy b) Andragogy c) Asynchronous d) Synchronous Correct Answer: B 63. What is the concept that refers to the conditioned response that occurs in circumstances different from those during learning? a) Generalization b) Chaining c) Shaping d) Observation Correct Answer: A 894 64. What is the concept that refers to the generalization of knowledge and skills over time? a) Transfer of training b) Generalization c) Maintenance d) Trainability Correct Answer: A 65. What is the concept that refers to the qualities and behaviours that shape the direction of the organization and which inspire others to pursue that direction in the face of obstacles and constraints? a) Leadership b) Management c) Delegation 895 d) Coaching Correct Answer: A 66. The following conditions are prepractice training conditions including attentional advice, advance organizers, goal orientation, and prepractice briefs. What is one additional prepractice condition not listed? a) Cognitive strategies b) Preparatory information c) Prepractice beliefs d) Distributed practice Correct Answer: B 67. If training program benefits are $100 000, and training program costs are $25000, what is the benefit-cost ratio? 896 a) 0.4 b) 4 c) 40 d) 400 Correct Answer: B 68. Most types of learning have the transfer of skills, knowledge and information. Which type of learning occurs naturally as part of work and is not planned? a) Organizational learning b) Informal learning c) Learning acquisition d) Formal learning Correct Answer: B 897 69. The following technologies are major types of technology-based training including intranet, extranet, electronic performance support system, and electronic simulation. Which of the following is not an additional type of technology-based training? a) Multimedia b) Teleconference c) Television d) Wii Correct Answer: D 70. Using Gagné’s Classification Scheme, which learning outcome has to do with procedural knowledge? a) Verbal information b) Motor skills c) Intellectual skills d) Cognitive strategies 898 Correct Answer: C 71. What is the concept that refers to reaction measures that assess trainees’ likes and dislikes of a training program? a) Positive reactions b) Negative reactions c) Affective reactions d) Utility reactions Correct Answer: C 72. Team training is designed to improve the functioning and effectiveness of teams in areas like communication, coordination, compensatory behaviour and mutual performance monitoring. What is one additional area that team training can improve? a) Exchange of feedback 899 b) Diversity training c) Sexual harassment d) Cross-cultural training Correct Answer: A 73. The final step in any training program is to: a) Decide on the training location and deliver the training program b) Evaluate the training content and methods c) Test the students application of learning to the workplace d) Reassess the needs of the organization Correct Answer: C 74. To what is synchronous training similar? 900 a) A pre-recorded session b) A computer simulation c) A live classroom d) A mentorship opportunity Correct Answer: C 75. Which of the following is not an advantage of On-the-Job Training? a) Trainees’ application of training is more direct and immediate b) Trainees’ application of training occurs with less difficulty c) Training is more customized to needs of trainees d) Training cost is much lower than Off-the-Job Training Correct Answer: C 76. What is the equation for Readiness to Learn and Trainability? 901 a) Readiness to Learn and Trainability = (Ability X Motivation X Perceptions of the Work Environment) b) Readiness to Learn and Trainability = (Ability X Motivation) + Perceptions of the Work Environment c) Readiness to Learn and Trainability = Ability (Motivation + Perceptions of the Work Environment) d) Readiness to Learn and Trainability = (Ability + Motivation) (Perceptions of the Work Environment) Correct Answer: A 77. In order to be an effective trainer, what one primary ability must the trainer have? a) The ability to be enthusiastic and excited b) The ability to be motivating and arousing c) The ability to communicate and be humourous d) The ability to make the material interesting Correct Answer: D 902 78. Formal learning and informal learning differ on a variety of factors including control, relevance, structure, and outcomes. What is the final factor that is missing from this list? a) Content b) Specificity c) Timing d) Needs Correct Answer: C 79. What is the concept that studies the acquisition of knowledge, skills, and abilities required to perform future job responsibilities? a) Knowledge management b) Training c) Human capital 903 d) Development Correct Answer: D 80. Some of the training delivery activities include: develop a lesson plan, choose the trainer, prepare the training site, schedule the training program, and administer the training. What is one additional training delivery activity? a) Decide on the location b) Determine the training materials c) Conduct research on the topic d) Solicit feedback on the training program Correct Answer: B 81. What is the name of a person who is familiar with the knowledge, skills, and abilities required to perform a task or job? 904 a) Subject-matter expert b) Knowledge manager c) Trainer d) Content specialist Correct Answer: A 82. What is the concept that refers to a cohesive unit of instruction with a specific learning objective? a) Lesson plan b) Learning activity c) Lesson d) Mentorship Correct Answer: C 905 83. What is the concept that refers to the process of identifying all the expenditures used in training? a) Direct costs b) Expensing c) Indirect costs d) Costing Correct Answer: D 84. Upon what two things is the effectiveness of a training method dependent? a) Budget; cost effectiveness b) Training motivation; needs assessment c) Training objectives; learning outcomes d) Training design; learning and retention Correct Answer: C 906 85. What is the concept that refers to a process to assess the value – the worthiness – of training programs to employees and to organizations? a) Program assessment b) Performance review c) Training evaluation d) Data analysis Correct Answer: C 86. What is the concept that refers to the process of studying employee behaviour to determine whether performance meets standards? a) Task analysis b) Needs analysis c) Organizational analysis 907 d) Person analysis Correct Answer: D 87. What concept refers to a method of forecasting the financial benefits that result from human resource programs such as training and development? a) Utility analysis b) Financial analysis c) Break-even analysis d) Benefit-cost analysis Correct Answer: A 88. Which of the following is not a barrier to the transfer of training? 908 a) Reward systems don’t support new skills b) Old habits could not be changed c) Did not see a need to apply what was learned d) Skills are not inappropriate in our work unit Correct Answer: D 89. Lack of knowledge, skills, motivation and group norms are all human barriers to effective performance. What is the one remaining human barrier to effective performance? a) Counterproductive reward systems b) Poor job design c) Informal leaders d) Ill-defined goals and objectives Correct Answer: A 909 90. If there is a type of problem participant known as the “non-listener” how would you describe this individual? a) Shy, reluctant, and silent most of the time b) Likes to parade his/her knowledge before everyone c) Tends to interrupt, cuts others off, leaps in before others have had their say d) Has interesting inputs but they do not relate to the topic Correct Answer: C 91. What is the concept that refers to a formalized, structured, and systematic approach to on-the-job training that consists of four steps: preparation, instruction, performance, and follow-up? a) Job instruction training b) Coaching c) Mentoring d) Apprenticeship 910 Correct Answer: A 92. Which of the following is not one of the core managerial roles presented by Mintzberg? a) Interpersonal b) Knowledgeable c) Informational d) Decisional Correct Answer: B 93. Which of the following is not a typical level associated with organizational learning? a) Organizational level b) Individual level 911 c) Group level d) Team level Correct Answer: D 94. The most sophisticated learning management systems have such features as assessments, course catalogues and communication tools. What is one additional feature found in a sophisticated learning management system? a) Individual learning plans b) Performance reviews c) Training programs d) Training activities Correct Answer: A 95. What is the concept that refers to the capability to provide learning and training opportunities when they are needed and where they are needed? 912 a) Outsourcing b) Just-in-time learning c) Training and development d) Rapid e-learning Correct Answer: B 96. What is the concept that looks at the process of establishing performance expectations with employees, designing interventions and programs to improve performance, and monitoring the success of interventions and programs? a) Performance management b) Balanced scorecard c) Process measurement d) Training development Correct Answer: A 913 97. What is the concept that includes the shared beliefs, values, and assumptions that exist in an organization? a) Vision b) Organizational climate c) Organizational culture d) Mission Correct Answer: C 98. Why is on-the-job training the most common and most misused approach to training? a) Because it is chronically under-funded b) Because it is not well planned or structured c) Because it is over-used as an approach d) Because it is taught by inexperienced people 914 Correct Answer: B 99. What concept refers to finding the value at which benefits equal costs and utility is equal to zero? a) Utility analysis b) Financial analysis c) Break-even analysis d) Benefit-cost analysis Correct Answer: C 100. What is the concept that refers to a trainee’s intended effort to utilize skills and knowledge learned in training on the job? a) Motivation to know 915 b) Motivation to transfer c) Motivation to train d) Motivation to learn Correct Answer: B 101. What type of training requires a systematic process of continual improvement? a) Information technology training b) Blended training c) Team training d) Total quality management Correct Answer: D 102. Which of the following is not a Web 2.0 tool? 916 a) Webinars b) Blogs c) Wikis d) Podcasts Correct Answer: A 103. If training program benefits are $100 000, and training program costs are $25 000, what is the Return on Investment? a) -5 b) -3 c) 3 d) 5 Correct Answer: C 917 104. What is the concept that demonstrates when a training method has differential effects on trainees with different attitudes? a) Behaviour modelling b) Role play c) Psychological fidelity d) Aptitude-treatment interaction Correct Answer: D 105. In order to maximize learning and retention with technology-based training, what should training programs include? a) Active practice b) Cognitive ability c) Self-efficacy d) Attitudes Correct Answer: A 918 106. What type of motivation focuses on the direction, intensity, and persistence of learning-directed behaviour in training contexts? a) Intrinsic motivation b) Extrinsic motivation c) Training motivation d) Motivation to transfer Correct Answer: C 107. Job task analysis is a component of the training needs analysis process during which: a) The jobs and specific job tasks that are in need of training are identified and studied b) Individual employees’ behaviour is studied to identify gaps in performance 919 c) A persons current performance is compared to a desired standard d) The knowledge, skill and behavioural changes of trainees are analyzed Correct Answer: A 108. What is the concept that refers to the process of getting things done, efficiently and effectively, through and with other people? a) Leadership b) Management c) Delegation d) Coaching Correct Answer: B 109. In the Model of Training Effectiveness what general category does not flow into Learning and Retention? 920 a) Individual Behaviour and Performance b) Trainee Characteristics c) Work Environment d) Training Design Correct Answer: A 110. What is the greatest advantage to an organization of computer-based training? a) Overall training costs are reduced due to the elimination of typical costs b) Employees’ performance can be tracked for mandatory training and certification c) Large numbers of employees can be trained within a short period of time d) All trainees receive the same training irrespective of their location Correct Answer: A 921 111. Needs analysis is used to: a) Clarify the nature of performance gaps b) Determine if training is a good solution to performance problems c) Write training objectives d) All of the above Correct Answer: D 112. What is the concept that refers to an approach to learning that emphasizes interactive learning environments? a) Web 2.0 b) Blended training c) Social constructivism d) Group discussions Correct Answer: C 922 113. What is the concept that refers to the techniques used to convey the training content within a training program? a) Active learning b) On-the-job training c) Training design d) Instructional methods Correct Answer: D 114. One study revealed that Canadian employers are not leaders in training and development. According to this study, what percentage of adult workers participate in job-related training? a) 0.1 b) 0.2 c) 0.3 923 d) 0.4 Correct Answer: C 115. What is the concept that refers to the provision of data about the worthiness or effectiveness of a training program? a) Formative evaluations b) Summative evaluations c) Descriptive evaluations d) Causal evaluations Correct Answer: B 116. What is the concept that refers to the ability to manage your own and others’ emotions and your relationships with others? 924 a) Management b) Leadership c) Conflict resolution d) Emotional intelligence Correct Answer: D 117. What is one of the basic components of management development? a) Self-efficacy b) Leadership c) Decision-making d) Attitude Correct Answer: A 118. Which of the following is not one of the general categories of management skills? 925 a) Conceptual b) Technical c) Knowledgeable d) Interpersonal Correct Answer: C 119. Which of the following is not a benefit of training and development? a) Facilitate organizational strategy b) Increase HR effectiveness c) Link business strategy to organizational strategy d) Improve employee recruitment and retention Correct Answer: C 926 120. The Instruction Systems Design (ISD) model incorporates the following except: a) Needs analysis b) Training design c) Safety climate d) Training delivery Correct Answer: C 121. What is the concept that includes those things that you can buy or trade, such as patents or copyrights and other forms of intellectual property? a) Intellectual capital b) Knowledge c) Explicit knowledge d) Knowledge management Correct Answer: C 927 122. It is important to consider the scheduling of the training program. What is one question that will need to be posed with respect to scheduling the training program? a) What time of day will the training event be held? b) Who is going to attend the training event? c) What needs are being fulfilled with the training event? d) How long will the training event last? Correct Answer: A 123. What do most organizations do for training courses in basic skills? a) Form alliances with educational institutions for trainees’ benefit b) Purchase pre-packaged materials from other organizations c) Hire external experts to deliver specific content to trainees 928 d) Set up online courses and evaluation for trainees Correct Answer: A 124. What is the concept that refers to a test that measures an individual’s ability to learn and perform training tasks? a) Training pre-test b) Trainability test c) Knowledge test d) Employment test Correct Answer: B 125. Which of the following is not a way for stimulus variability to be incorporated into a training program? 929 a) By using different models that vary in terms of their characteristics b) By modeling different situations c) By using models with different levels of competence in performing the training task d) By using models that differ according to the experience of the trainees Correct Answer: D 126. What is the concept that refers to the way in which an individual gathers information and processes and evaluates it during the learning process? a) Declarative knowledge b) Knowledge compilation c) Procedural knowledge d) Learning style Correct Answer: D 930 127. According to Robert Gagné, a training program should have nine events of instruction. What is the first stage? a) Gain attention b) Describe the objectives c) Stimulate recall of prior knowledge d) Present the material to be learned Correct Answer: A 128. In the Model of Training Effectiveness there are four aspects of Training Design including active practice, active learning, and error management training. What is the fourth aspect of Training Design? a) Cognitive ability b) Training motivation c) Self-efficacy d) Conditions of practice Correct Answer: D 931 129. What is the concept that refers to ability to use knowledge and skills across a range of tasks, settings, and situations? a) Active learning b) Routine expertise c) Exploratory learning d) Adaptive expertise Correct Answer: D 130. What is the concept that includes an interrelated system of HR practices and policies that usually includes rigourous recruitment and selection procedures, performance-contingent incentive compensation, performance management, a commitment to employee involvement and extensive training and development programs? a) HPWS 932 b) ISD c) SHRM d) eHRM Correct Answer: A 131. What is the concept that looks at the process of creating, sharing, diffusing, and applying knowledge in organizations? a) Traditional ecological knowledge b) Knowledge management c) Intellectual capital d) Organizational learning Correct Answer: D 132. What is the concept that refers to programs that introduce new employees to their jobs, the people they will be working with, and the organization? 933 a) Essential skills training b) On-the-job training c) Team training d) Orientation training Correct Answer: D 133. What is the concept that refers to providing trainees with training experiences and conditions that closely resemble those in the actual work environment? a) Identical elements b) Transfer elements c) Retention elements d) General elements Correct Answer: A 934 134. What did Québec do to fight the apathy of Canadian organization’s not wanting to invest in training? a) Companies with payrolls over $1 million would have to spend 1% in training, otherwise pay a payroll tax b) Companies would have 3 years to build up their investment in training to the Canadian average c) Companies must use accredited training bodies and spend at least $100 000 d) Companies that apply for payroll funding can earn tax credits Correct Answer: A 135. According to Kirkpatrick, there are four decisions that need to be made when selecting trainees for a training program. Which of the following is one of those four decisions? a) Why should the trainees take the training program? b) What is the cost of the training program? 935 c) Who can benefit from the training program? d) When will the training program be held? Correct Answer: C 136. What is the concept that refers to the process of acquiring knowledge and skills, and a change in individual behaviour as a result of some experience? a) Intellectual capital b) Intelligence c) Learning d) Knowledge Management Correct Answer: C 137. The objectives of a case study are to introduce realism into trainees’ learning, deal with a variety of problems at the same time, and to teach 936 trainees how to make decisions. What is one additional objective of the case study method when it is used for training? a) Teach trainees to be creative and think independently b) Analyze data and organize objective evidence c) Train participants to be resilient to the ideas of others d) Develop evidence-based skills, abilities and knowledge Correct Answer: A 138. What is the concept that refers to a computer-based system that provides information, advice, and learning experiences to improve performance? a) E-learning b) Computer-based training c) Asynchronous training d) Electronic performance support system Correct Answer: D 937 139. What is the concept that refers to the process to identify gaps or deficiencies in employee and organizational performance? a) Task analysis b) Needs analysis c) Organizational analysis d) Person analysis Correct Answer: B 140. The composite learning index (CLI) promotes lifelong learning as being beneficial to the success of the individual. What two other entities benefit from lifelong learning? a) The family and the organization b) The community and the country c) The organization and the community 938 d) The community and the province Correct Answer: B 141. One of the major advantages of computer-based training is flexibility because trainees do not have to leave work to attend training. What is another advantage of computer-based training? a) Customization b) Personalization c) Self-learning d) Learner control Correct Answer: D 142. Which of the following is not typically used in blended training? 939 a) Classroom training b) Computer technology c) Applied on-site learning d) Off-the-job training Correct Answer: C 143. What is the concept that refers to a process in which individuals or groups take the initiative and responsibility for learning and manage their own learning experiences? a) Self-directed learning b) Instructor-led training c) Asynchronous training d) Synchronous training Correct Answer: A 940 144. In a Request for Proposal (RFP), an organization would typically have a pre-qualification check-list, detailed description of the opportunity, a description of the company and its culture, and the scope of the project. What additional information would the RFP have? a) A detailed budget for the work b) A description of the current economy c) An assessment of recent demographics d) A detailed statement of work Correct Answer: D 145. What is the concept that refers to training that focuses on differences in values, attitudes, and behaviours of individuals with different backgrounds? a) Ethics training b) Diversity training c) Cross-cultural training d) Team training 941 Correct Answer: B 146. What is the concept that refers to learning experiences that include skill practice exercises that actively engage and involve the learner? a) Active practice b) Experiential learning c) Active learning d) Self-efficacy Correct Answer: B 147. What is the concept that refers to a person who is familiar with the knowledge, skills, and abilities required to perform a task or job? a) Attentional advisor 942 b) Adapative expert c) Subject-matter expert d) Blended trainer Correct Answer: C 148. When considering the training facility, which of the following questions is not supportive of an effective learning environment? a) Is the room free from noise or distraction? b) Is the room conducive to learning? c) Is the room set up in a manner that is appropriate for the training program? d) Is the room brightly lit and well ventilated? Correct Answer: D 943 149. What is the concept that refers to practices based on the belief that every act has a consequence and if the consequence is a reward then the act will be repeated? a) Work Motivation b) Motivation Theories c) ERG Theory d) Contingency Management Correct Answer: D 150. Studies have shown that companies that invest in training their employees will have higher revenues and profits. What else do these studies show that demonstrate the effectiveness of training? a) Cost-benefit analysis b) Productivity c) Trend analysis d) Link to strategy 944 Correct Answer: B 151. In Baldwin and Ford’s model of the Transfer of Training Process, how is the model generally configured? a) Conditions of Transfer- Training Inputs- Training Outputs b) Training Inputs- Conditions of Transfer- Training Outputs c) Training Inputs- Training Outputs- Conditions of Transfer d) Conditions of Transfer- Training Inputs- Training Outputs Correct Answer: C 152. Which of the following training methods will not influence the attitudes of the trainees? a) Discussion b) Role play 945 c) Games d) Case study Correct Answer: C 153. What is the concept that refers to whether training material is learned and practiced at one time or one part at a time? a) Conditions of practice b) Feedback or knowledge of results c) Overlearning d) Whole versus part learning Correct Answer: D 154. What is the concept that refers to a comparison of the monetary cost of training to the benefit of training? 946 a) Cost-effectiveness evaluation b) Return on investment c) Cost-benefit evaluation d) Return on expectations Correct Answer: A 155. Which of the following is not a managerial function? a) Planning b) Organizing c) Decision-making d) Controlling Correct Answer: C 947 156. There are many ways of managing conflict in an organization including: avoidance, accommodation, forcing and compromise. What is one additional way to manage conflict? a) Collaboration b) Negotiation c) Mediation d) Discussion Correct Answer: A 157. Which model regards errors as undesirable and detrimental to learning? a) EMT b) TIMS c) JIT d) LMS Correct Answer: B 948 158. Which of the following is not a principle of a learning organization? a) Learning organizations are more profitable than other organizations b) Continuous learning is considered to be a hallmark of learning organizations c) In a learning organization everybody is considered to be a learner d) Learning is part of a change process and in fact enables change Correct Answer: A 159. What is the concept that refers to programs designed to provide individuals with managerial learning experiences while working? a) On-the-job management development b) Management training c) Apprenticeship 949 d) Management education Correct Answer: A 160. Which of the following is not an advantage of Off-the-Job Training Methods? a) Trainer has a wide variety of instructional methods b) Trainer has control over the training environment c) Training cost is much lower than On-the-Job Training d) A large number of trainees can be trained at one time Correct Answer: C 161. What is the equation for return on investment for a training program? a) ROI = (Benefits – Cost of the Program)/ (Cost of the Program) 950 b) ROI = (Cost of the Program)/ (Benefits – Cost of the Program) c) ROI = (Cost of the Program – Benefits)/ (Benefits) d) ROI = (Benefits)/(Cost of the Program – Benefits) Correct Answer: A 162. Some of the benefits of apprenticeship training include: effective recruitment strategy, two-way skills development, higher-quality work, increased productivity and improved safety. What is one more benefit of apprenticeship training? a) Improve company reputation b) Cost effectiveness c) Improve employee morale d) Increase competitiveness Correct Answer: A 163. Which of the following is not a learning style? 951 a) Converging b) Assimilating c) Reflecting d) Accommodating Correct Answer: C 164. Once the cost of a training program is known and so is the training benefit, what is the next step in determining the value of a training program? a) Calculate the benefit-cost ratio b) Calculate the return on investment c) Calculate the net benefit d) Calculate the cost-effectiveness evaluation Correct Answer: C 952 165. What is the concept that refers to a set of procedures that focuses on understanding the mental processes and requirements for performing a job? a) Team task analysis b) Cognitive task analysis c) Person analysis d) Task analysis Correct Answer: B 166. In a needs analysis, there are three levels including an organizational analysis, and a person analysis. What is the third level of analysis? a) Divisional analysis b) Unit analysis c) Trend analysis d) Task analysis 953 Correct Answer: D 167. What is the concept that refers to activities characterized by structure competition that allow trainees to learn specific skills? a) Games b) Role play c) Simulations d) Case method Correct Answer: A 168. What is the concept that refers to the type of motivation that stems from a direct relationship between a worker and the task? a) Intrinsic motivation 954 b) Extrinsic motivation c) Training motivation d) Motivation to transfer Correct Answer: A 169. How many specific outcomes are available for a Needs-Analysis? a) 5 b) 6 c) 7 d) 8 Correct Answer: D 170. What is the concept that refers to sets of actions that individuals perform and that lead to certain outcomes? 955 a) Abilities b) Skills c) Attitudes d) Behaviours Correct Answer: B 171. What is the concept that refers to the use of an external supplier to provide training and development programs and services? a) Outsourcing b) Restructuring c) Downsizing d) Strategizing Correct Answer: A 956 172. What is the concept that refers to an organization’s knowledge, experience, relationships, process discoveries, innovations, market presence, and community influence? a) Human capital b) Renewal capital c) Intellectual capital d) Relationship capital Correct Answer: C 173. How can you speed up a Needs-Analysis to be considered a Just-inTime Needs Analysis? a) Link assessment and delivery b) Hire outside consultants c) Get top management buy-in d) Link data collection to performance Correct Answer: A 957 174. Although the Conference Board of Canada found that one in five organizations invest more than 3% of payroll in training, many organizations do not consider training to be a high priority. Why are organizations not investing in training? a) Training is linked to an organization’s success b) Organizations view training as an investment rather than a cost c) Canadians do not care about how competitive they are d) Training is first to go when there are cuts to discretionary spending Correct Answer: D 175. There are four key dimensions of learning organizations. Three of these dimensions include vision, culture, and learning dynamics or systems. What is the fourth dimension? a) Intellectual capital and emotional intelligence 958 b) Knowledge management and infrastructure c) Human attributes: knowledge, skills and abilities d) Communities of practice and learning environments Correct Answer: B 176. What is the concept that refers to exposing an individual to different areas and experiences throughout the organization? a) Job sharing b) Job enlargement c) Job rotation d) Cross training Correct Answer: C 177. What is the number one barrier to transfer of training? 959 a) No time is provided to use the skills b) Immediate manager does not support the training c) The culture in the work group does not support the training d) Skills could not be applied to the job Correct Answer: B 178. Using Alderfer’s theory, what is the need that is similar to Maslow’s esteem and self-actualization needs? a) Existence needs b) Growth needs c) Learning needs d) Relatedness needs Correct Answer: B 960 179. According to the textbook, there is evidence that the more interaction a trainee has with an instructor during computer-based training, the more motivation he or she will have. What else will occur when trainee interaction is high with the instructor? a) The employee will have greater job performance b) The employee will have greater on-the-job knowledge c) The employee will have a more positive attitude toward learning d) The employee will have a more developed technology-based skill-set Correct Answer: C 180. The nature of training content will be influenced by: a) The training needs analysis b) The training objectives c) The training budget d) A & B only Correct Answer: D 961 181. What is the concept that refers to a training method in which trainees observe a model performing a task and then attempt to imitate the observed behaviour? a) Behaviour management b) Behaviour modelling c) Behavioural method d) Behavioural modification Correct Answer: B 182. What is the concept that refers to structuring the program so that the trainees feel that they are engaged in a conversation with the program? a) Customization b) Personalization c) Human interaction 962 d) Needs assessment Correct Answer: B Health and Safety 1. During any emergency situation: a) Turn off your radio or television b) Light matches, candles or turn on electrical switches to increase light c) Close windows and get everyone outside the building quickly d) Follow the advice of local emergency officials Correct Answer: D 2. Accidents usually result from direct contact with some form of energy that is greater than the strength of the body or structure to resist. The energies may be: 963 a) Electrical b) Mechanical c) Kinetic d) All of the above Correct Answer: D 3. The following underlies the need for HRM to understand and implement effective OH&S policies and programs: a) Increasing concerns for industrial-sector workers b) Decreasing costs associated with work-related injuries and illnesses c) The public’s decreasing tolerance for work-related hazards d) All of the above Correct Answer: C 964 4. Employers must follow the requirements of OH&S legislation which includes the following general duties: a) Establish an occupational health and safety program b) Provide a health and safety policy c) Provide instruction and training to supervisors and workers d) All of the above Correct Answer: D 5. Emergency response training for an organization’s employees should address the following, except: a) Individual roles and responsibilities b) Purchasing of emergency and first aid equipment c) Potential treats, hazards, and protective actions d) Notification, warning and communications procedures Correct Answer: B 965 6. The starting point and major responsibility for occupational health and safety training lies with: a) The organization b) The human resource department c) The employee d) The immediate supervisor or manager Correct Answer: A 7. The two most common hazard events are: a) Prolonged exposure b) Improper technique c) Fatality d) A & B only 966 Correct Answer: D 8. The process of identifying hazards and completing risk assessments can be considered: a) A one time activity b) Part of a continuous process of observation, control and safety improvement c) An end in itself d) A hazard analysis Correct Answer: B 9. General characteristics that make solvents effective and hazardous are the following except : 967 a) Low surface tension – the higher the wetting factor the more absorbent the chemical will be into the skin b) High vapour pressure – can create an inhalation hazard c) Low boiling point – the lower the boiling point the greater the risk of vapours in the air d) Low volatility – the less the chemical evaporation, the less the risk of health & fire Correct Answer: D 10. The following are ways in which HR managers help to overcome the stigma towards mental illness in the workplace except: a) Examining their own minds to find where they might have hidden misconceptions about mental illness b) Provide correct information to employees c) Ensure employee mental illness is diagnosed and treated early d) Stigma is overplayed and our society is open-minded about mental illness Correct Answer: D 968 11. There are two main methods used in conducting investigations, they are: a) Observation and interviews b) Interviews and surveys c) Meetings and walk-throughs d) Reenactments and surveys Correct Answer: A 12. Federal and provincial legislation allows for the rights of workers including: a) The right to know, right to rehabilitation, and the right to refuse unsafe work b) The right to participate, the right to rehabilitation, and the right to refuse unsafe work 969 c) The right to know, the right to participate and the right to refuse unsafe work d) The right to know, the right to compensation for injury and the right to refuse unsafe work Correct Answer: C 13. Bill C-45, commonly referred to as the “Westray Bill,” became law on March 31, 2004. This law means the following except: a) That the ramifications for employers failing to provide appropriate health and safety training have become more severe in Canada b) Amends the Criminal Code of Canada to hold corporations and their stakeholders accountable for work-related acts that are deemed criminally negligent c) That provincial workers’ compensation acts play a minor role in ensuring workplaces are safe d) Employers bear a large responsibility to ensure Canadian workers are educated about hazards in the workplace and are able to refuse work deemed unsafe Correct Answer: C 970 14. Which of the following is not one of your rights as an employee? a) To be provided with equipment and safety gear required to do the job safely b) To participate in workplace health and safety committees and activities c) To receive supervision to make sure you work without putting yourself at undue risk d) None of the above Correct Answer: D 15. The goal of stress management programs is to educate workers about the causes and consequences of stress and to provide the following except: a) Provide easy access to employee assistance programs b) Teach relaxation and coping skills c) Manage physiological symptoms 971 d) Manage psychological symptoms Correct Answer: A 16. The following are false concerning engineering controls except: a) The best way to reduce the risk of handling solvents is to find alternatives b) All employees must be properly trained in the identification and handling of dangerous substances c) Spills must be properly contained and employees exposed to the hazard must wear personal protective equipment d) Training must be ongoing given that new products are introduced into the workplace Correct Answer: A 17. The following risk assessment calculation considers how likely it is that hazard will result in an injury after the hazard event has occurred: 972 a) Probability b) Exposure c) Consequences d) Identification Correct Answer: A 18. Which of the following is not true? a) The Hazardous Products Act defines a hazardous product and controls its use by requiring disclosure of the substance(s) and its concentration in a manufactured product b) If a release of a potentially hazardous substance occurs outside the building, or if the potentially hazardous substance is released into the sewer, storm system, water, or air, it falls under the jurisdiction of the authority enforcing environmental legislation c) A corporation and its management can not be criminally prosecuted if found negligent in providing an appropriate standard of occupational health and safety in the workplace, resulting in an employee injury or death 973 d) Due diligence means taking all reasonable care to protect the well-being of employees or co-workers Correct Answer: C 19. The Workers Compensation Board’s mandate is to: a) Promote the prevention of workplace injury, illness, and disease b) Provide fair compensation to replace workers’ loss of wages c) Rehabilitate workers who are injured d) All of the above Correct Answer: D 20. The following are the essential elements for an EAP and WHP program: 974 a) A clear, written policy regarding assistance b) Management support and an on-site program coordinator c) Supervisory training, employee education and union support d) All of the above Correct Answer: D 21. The three E's are a traditional approach to occupational health and safety that emphasized the following: a) Engineering, empowerment and enforcement b) Engineering, education and enforcement c) Empowerment, education and enforcement d) Ergonomics, education and enforcement Correct Answer: B 975 22. An employer must immediately notify the Workers Compensation Board of the occurrence of any accident that: a) Resulted in serious injury to or the death of a worker b) Involved a major structural failure c) Involved the major release of a hazardous substance d) All of the above Correct Answer: D 23. Most of the human exposure to chemicals comes from breathing airborne contaminants. The following are levels of defense for inhalation except: a) Nose b) Interior of the nasal passage c) Tiny hairs or cilia and mucus d) Mouth Correct Answer: D 976 24. After completing a WHMIS training program, the worker should understand the purpose and origin of WHMIS and be able to do the following: a) Identify SHMIS hazard symbols b) Read WHMIS supplier and workplace labels c) Read and apply the applicable information on a Material Safety Data Sheets (MSDS) d) All of the above Correct Answer: D 25. What legislation ensures that workers across Canada are aware of the potential hazards of chemicals in the workplace and are familiar with emergency procedures for the clean-up and disposal of a spill? a) CSTD 977 b) MSDS c) WHMIS d) HPWS Correct Answer: C 26. The safe use and handling of chemical and biological agents can be ensured only thorough the active employment of the following control measures except: a) Engineering controls b) Good housekeeping c) Medical surveillance d) Biosafety levels Correct Answer: D 27. Why are young people more likely to be injured on the job than other groups of workers? 978 a) They receive little or no safety training or supervision and have to use equipment or machinery designed for adults b) They are reluctant to ask questions for fear of appearing stupid and are assigned physically demanding or dangerous tasks c) They are unaware of their rights and responsibilities d) All of the above Correct Answer: D 28. The workplace hazardous material information system requires that: a) Hazardous materials may not be distributed without government inspection b) Suppliers do not label all hazardous products c) Suppliers provide a material safety data sheet on each hazardous product they produce d) Chemicals do not necessarily require safe handling instructions Correct Answer: C 979 29. Hazard elimination is a control measure that looks to determine if the job or task that involves the hazard can be: a) Done differently to avoid the hazard b) Substituted c) Separated from the worker d) Restricted to certain workers Correct Answer: A 30. The following are basic guidelines to develop an effective emergency response plan for workplaces, except: a) Ensure that evacuation routes and emergency exists are wide enough to accommodate the number of evacuating people and unobstructed at all times b) Coordinate your plan with the local emergency management office 980 c) Conduct search and rescue drills d) Establish specific evacuation procedures Correct Answer: C 31. An employee expressed her concerns to her supervisor that fumes emitting from her computer were causing her headaches. She requested the supervisor’s permission to stop working immediately. However, the supervisor insisted that she continue working. The supervisor’s behaviour violated: a) The employee’s right to refuse work b) The employee’s right to report unsafe conditions c) The employee’s right to participate in health and safety programs d) The employee’s right to a safe workplace Correct Answer: A 32. Safety climate is defined as: 981 a) Shared perceptions of the importance of safety in the workplace b) The extent to which employees follow safety rules and procedures c) The extent to which employees go beyond compliance and work to actively improve safety d) Organizational leadership that is actively focused on and promotes occupational health and safety Correct Answer: A 33. The following are responsibilities that HRM have when dealing with HIV positive employees or other employees with biological illnesses except: a) Maintain the privacy of the individual b) Outline employment obligations c) Provide or refer to medical support d) Provide information and education to all employees about all employee biological illnesses Correct Answer: D 982 34. First-aid training and supplies are mandated in occupational health and safety legislation. The exact requirements vary by the following, except: a) Emergency plan b) The number of workers in the workplace c) The nature (and danger) of the work d) The distance to the nearest medical facility Correct Answer: A 35. The following are ways to identify hazards except: a) Workers report to the supervisor or employer b) A safety committee identifies situations that may be unhealthy and unsafe for workers c) Classify hazard identification terms 983 d) Review first aid records Correct Answer: A 36. The following are stakeholders in OH&S: a) Government and unions b) Community agencies and schools c) Employers and employees d) All of the above Correct Answer: D 37. Cold-related illnesses caused by thermal stress include: a) Trench foot b) Frostbite 984 c) Hypothermia d) All of the above Correct Answer: D 38. An example of engineering control(s) is: a) The construction of a paint spray booth with high powered fans to remove hazardous paint fumes immediately from the area b) The use of a flexible hose to direct exhaust fumes out of an automobile garage c) Job rotation and scheduling adjustments d) A & B only Correct Answer: E 39. How should a risk assessment be conducted? 985 a) There is no “one single” method b) Different models can work best dependent on the hazards or nature of the job operations c) Qualitative approaches are a preferred method d) A & B only Correct Answer: D 40. Ultimately, the goal of an emergency response is to prepare for the following, except: a) Protect and evacuate staff b) Contain disasters c) Improve safety training d) Inform the community Correct Answer: C 986 41. Throughout the 1990’s, the concept of wellness at work emerged as an occupational health and safety concern. The major motivator of this trend includes a desire to: a) Employee morale b) Reduce rising health care costs c) Improve employee safety d) Improve our public healthcare system Correct Answer: B 42. If local authorities ask you to evacuate your home, you should keep these simple tips in mind, except: a) Mark locations of downed power lines and keep doors unlocked b) Use travel routes specified by local authorities c) Wear long-sleeved shirts, long pants and sturdy shoes d) Take your emergency supplies kit 987 Correct Answer: A 43. Another consideration in accident reports is the accident type, which attempts to categorize the nature of the accident. Some examples include the following except: a) Chemicals b) Caught in or between c) Struck by an object d) Fall to a lower level Correct Answer: A 44. Worker Compensation premiums are performance based in that if organizations: a) Have accidents they pay more with a premium increase risk up to 100% b) Prevent accidents they can pay less with a premium reduction to 50% 988 c) Have accidents their premiums remain the same as their industry classification d) A & B only Correct Answer: D 45. The following are steps to the hazard control process, except: a) Pre-contact control b) Contact control c) Post contact d) Hierarchy of control Correct Answer: D 46. Workers Compensation Boards were created to: 989 a) Give employers immunity from lawsuits filed by injured workers b) Give workers the right to compensation for injuries sustained on the job c) Provide no fault insurance d) All of the above Correct Answer: D 47. The following are some basic rules for conducting an investigation interview: a) Interview witnesses separately b) Let the individual recall the event in their own way c) Record information in a timely fashion d) All of the above Correct Answer: D 990 48. Substitution is a hazard control measure that looks to determine if the job or task that involves the hazard can: a) Be eliminated b) Employ other materials or methods c) Develop different work practices to reduce exposure to hazard d) B & C only Correct Answer: D 49. The following are true about noise and hearing except: a) The human hearing range of frequencies is approximately 20 to 20,000 Hz b) We hear all sound c) The standards for the measurement of noise use the unit of a decibel d) The human hearing response is conditional on frequency, duration and loudness Correct Answer: B 991 50. The following is the hierarchy of hazard control measures: a) Elimination, engineering, administrative, personal protective equipment and substitution b) Elimination, substitution, engineering, administrative and personal protective equipment c) Personal protective equipment, elimination, substitution, engineering and administrative d) Engineering, elimination, substitution, administrative and personal protective equipment Correct Answer: B 51. The benefits of accident investigation includes the following except: a) Determines direct causes b) Identifies contributing causes 992 c) Reduce lost time injuries d) Promotes safety awareness among employees Correct Answer: C 52. On what grounds, besides humanitarian ones, should workplace hazards be controlled? a) Ergonomic b) Legal c) Productivity d) All of the above Correct Answer: D 53. The following are general categories of behaviours that contribute to safe working performance except : 993 a) Following accepted hygiene practices b) Proper use of hazard control systems in the workplace c) Development of safe work habits and increased awareness and recognition of workplace hazards d) All of the above Correct Answer: D 54. You may be a residential employer if you hire the following workers except: a) Childcare workers to care for children before and after school for an average of <15 hours per week b) Nannies, companions, or other personal caregivers c) Domestic workers such as household cleaners d) Construction or repair workers or contractors Correct Answer: A 994 55. Researchers focus on three separate categories of fairness judgements associated with stress: a) Distributive justice, procedural justice and fairness of outcomes b) Fairness of outcomes, fairness of processes and fairness of interpersonal treatment c) Interactional justice, procedural justice and fairness of processes d) Fairness of interpersonal treatment, interactional justice and fairness of outcomes Correct Answer: B 56. The following are important facts about physical agents in the workplace except: a) Physical agents are present in unexpected places b) Exposure to some physical agents may be inherent c) Legislative standards are minimum tolerances 995 d) Issues are complex and solutions have to be evaluated for the risks they introduce to the environment Correct Answer: C 57. Components of an effective employer-sponsored health-promotion effort include the following except: a) Employee education for health promotion or disease prevention b) Management training to raise awareness of occupational health issues and identification c) EAP services, redesigned benefit programs to provide easy access to interventions d) Cafeteria benefit plans Correct Answer: D 58. Worksite health-promotion programming can be classified into the following three categories: 996 a) Screening, education, and behavioural change b) Health practices, wellness policies and education c) Screening, monitoring and evaluation d) Education, psychological and physical Correct Answer: A 59. The following is false concerning workplace wellness initiatives in Canadian companies: a) 64 percent of Canadian companies offer some form of wellness program b) Health-promotion programs have been slower to develop in Canadian companies because of our public health care system c) Canadian companies assume less of the cost for illness, traditionally there has been less of a financial impetus for them to develop employee health initiatives d) More than 95 percent of Canadian organizations offered their employees eight or more wellness programs to help support work and life balance 997 Correct Answer: D 60. The symptoms of RSI can include: a) Weakness in the limb b) Pain c) Lack of endurance and clumsiness d) All of the above Correct Answer: D 61. An example of an administrative control(s) is: a) Required breaks to reduce extended exposure to a specific hazard b) Job rotation to help reduce the overall affect of a hazard that is increased by repetition or continued exposure 998 c) Reduction in the amount of time that a worker is required to do a repetitive task d) All of the above Correct Answer: C 62. The following are natural hazards, except: a) Blackout b) Earthquake c) Flood d) Drought Correct Answer: A 63. Employer sponsored health promotions could include the following except: 999 a) Smoking cessation b) Hypertension screening c) Nutrition, weight control, and physical fitness programs d) Flexible schedules Correct Answer: D 64. Best practices in controlling vibration include the following except: a) Avoid the source by revising the task b) Allow time to acclimatize c) Add dampening devices d) Decrease worker exposure time Correct Answer: B 65. Examples of hazard(s) include the following except: 1000 a) Equipment and tools b) Security and violence c) Hygiene issues and human factors d) All of the above Correct Answer: D 66. The supervisor’s health and safety legal responsibilities are the following except: a) Know hazards in their area and ensure workers are made aware of hazards b) Ensure all health and safety activities are coordinated c) Ensure health and safety of their workers d) Be knowledgeable about the Workers’ Compensation Act Correct Answer: B 1001 67. In 2003, Bill C-45 (also called the Westray Bill) established a duty in ___________law to protect the health and safety of everyone in the workplace. a) Provincial b) Federal c) Criminal d) All of the above Correct Answer: C 68. Hazards can be controlled or eliminated by identifying and attacking: a) The source of the hazard b) The path it travels c) The employee or recipient of the hazard d) All of the above 1002 Correct Answer: D 69. The factor most closely associated with the cause of an accident is referred to as the agency. The following are some examples of agents except: a) Lifting devices b) Overexertion c) Electrical equipment d) Chemicals Correct Answer: B 70. The perspective now obsolete, towards accident prevention that assumed that employees accepted all the normal risks inherent in a given job was legally referred to as: 1003 a) Assumption of risk b) Accident proneness c) Due diligence d) Worker carelessness assumption Correct Answer: A 71. With respect to health and safety training initiatives, a number of organizational outcomes may be relevant including the following except: a) Accident, injury, and fatality rates b) Incidence of “close calls” c) WHMIS training d) Absenteeism and turnover Correct Answer: C 1004 72. Control of non-ionizing radiation exposures usually includes the following except: a) Isolation b) Separation c) Protective equipment d) Extensive specialized training Correct Answer: D 73. The minimum legal elements of an occupational health and safety program include the following except: a) Search and rescue training b) Management commitment and OH&S meetings c) Written OH&S policies, procedures, and standards d) Existence of incident/accident investigations Correct Answer: A 1005 74. The following questions could be asked when investigating situational factors except: a) Did some unsafe act contribute to the event b) Was the machine operating in a satisfactory manner c) Were all the control and display positions working and ergonomically sound d) What was the site or location of the accident Correct Answer: A 75. The following are ways in which an organization can promote a positive safety climate except: a) Have enacted safety policies and procedures b) Involve all levels of management and employees in safety initiatives 1006 c) Include safety-related information in the communication of productionrelated goals d) Write safety manuals Correct Answer: D 76. The following are characteristics of successful occupational safety programs: a) Management commitment and a functioning joint occupational health and safety committee or representative group b) Existence of regular inspection programs and risk assessments c) Clearly documented, communicated and enforced accountability for managers, supervisors, workers, contractors, etc d) All of the above Correct Answer: D 77. The following is true concerning stress: 1007 a) Is an objectively verifiable event that occurs outside of the individual b) Stress events happen primarily in the work environment c) Is an event appraised by individuals as taxing, exceeding their coping resources and negatively affecting their health d) Is an individual’s negative emotional response to or evaluation of stressors Correct Answer: D 78. The two different types of sexual harassment are: a) Sexual coercion and “quid pro quo” b) Hostile environment and verbal or physical conduct c) Sexual coercion and hostile environment d) “Quid pro quo” and verbal or physical conduct Correct Answer: C 1008 79. Examples of physical agents include the following except: a) Vibration b) Chemicals c) Radiation d) Thermal stress Correct Answer: B 80. The matter of how control measures should be ordered or placed in order is called the hierarchy of control. The following is the first level of priority: a) Substitution b) Engineering control c) Administrative control d) Elimination 1009 Correct Answer: D 81. Employee assistance plans (EAPS) are: a) A combination of diagnostic, educational, and behavioural modification activities designed to support the attainment and maintenance of positive health b) Programs designed to help employees with problems that may interfere with worker productivity, including alcohol and other drug abuse, emotional or behavioural problems among family members, and financial or legal problems c) Programs designed to guide managers experiencing financial or legal problems d) Management counselling and coaching programs Correct Answer: B 82. Administrative controls utilize the following, except: 1010 a) Personal protective equipment b) Training of employees c) Rotation of employees d) Environmental sampling Correct Answer: A 83. Organizational strategies to manage stress include the following except: a) Cognitive-behavioural skills training b) Relaxation training and meditation c) Increasing social support d) Nutritional and weight loss programs Correct Answer: D 1011 84. In order for individuals to work safely, workers must have at least the following conditions except: a) The knowledge necessary to perform their jobs b) The motivation to work safely c) The opportunity to work safely: the organization supports safe work d) Understanding of safety policies and procedures Correct Answer: D 85. Organizations can conduct evaluation studies to assess the success of their health-related initiatives. Some characteristics of thorough evaluation studies include the following: a) Pre-intervention and post-intervention assessments of relevant variables b) Consideration of the extent to which employees participate in the program c) Reliable and valid measures of relevant individual and organizational outcome variables d) All of the above 1012 Correct Answer: D 86. Organizations can provide support for their employees after an emergency by providing a range of services that include: a) Crisis counseling, flexible work hours and salary continuation b) Daycare and first aid training c) Post information and maps d) Emergency contact names and numbers Correct Answer: A 87. A sample worker health and safety orientation checklist includes the following, except: a) Supervisor name and telephone number 1013 b) Transportation of dangerous goods legislation c) Worker right to refuse unsafe work and procedure for doing so d) Worker responsibility to report hazards and procedure for doing so Correct Answer: B 88. A risk is defined as: a) The first undesired event that could start the accident sequence b) A thing or condition that may expose a person to an injury or occupational disease c) Is the likelihood that the hazard will lead to injury or the probability of harm actually occurring d) A systematic examination of all aspects of the work undertaken to consider what could cause injury or harm Correct Answer: C 1014 89. The following are some guidelines for conducting a reenactment except: a) Analysts should use a show and tell approach b) A qualified observer is necessary c) Shut down every energy source and lock them out d) Carefully act out the events Correct Answer: A 90. A preventative integrative approach to managing stress in the workplace includes the following except: a) Focusing on tertiary interventions b) Using an integrative team of healthcare professionals c) Focusing on organizational primary interventions d) Focusing on individual primary interventions Correct Answer: A 1015 91. The following is false: a) Employers “fund” the entire Workers Compensation claims management system b) Claims management, disability management and absence management is the employers responsibility c) Absence management is a program to control absences due to “disability” with an emphasis on controlling unexplained or excessive absenteeism d) The process of effectively dealing with employees who become disabled is referred to as “disability management” Correct Answer: B 92. The following technology related factors have been implicated as psycho-social stressors: a) Control 1016 b) Isolation c) Privacy d) All of the above Correct Answer: D 93. The following are true concerning ingestion: a) Many solvents enter through the mouth and digestive system b) Ingested solvents may be absorbed into the bloodstream and carried to “target organs” where toxic effects can be produced c) Chemicals ingested are not as critical a hazard as chemicals that enter through the skin or lungs d) All of the above Correct Answer: D 94. The following is true about Thermodynamic Theory except: 1017 a) Temperature flows from the high point to the low point b) In hot climates, heat will flow from the body c) In cold climates, heat will flow from the body d) In hot climates, heat will be absorbed by the body Correct Answer: B 95. The responsibility for emergency management begins with: a) Government of Canada b) Provincial and territorial governments c) Municipal and community governments d) Individuals and their community Correct Answer: D 1018 96. Under Occupational Health and Safety legislation in Canada, employees have three basic rights: a) right to know, right to training, and right to work free of harassment. b) right to receive training, right to human dignity, and right to work less than 48 hours per work week c) right to participate, right to know, and right to refuse unsafe work. d) right to refuse unsafe work, right to training, right to safety pay for dangerous work Correct Answer: C 97. When working conditions are perceived to be unsafe, the law permits workers to: a) Contact the police to criminally charge management b) Refuse to perform their work c) Inform the media d) Both A & B 1019 Correct Answer: B 98. An example of an engineering control is: a) Physical arrangements, designs or alterations of workstations, equipment, materials, production facilities or other aspects of physical work environment b) Tasks that are redundant or may duplicate work c) Personal protective equipment d) Provision, use and scheduling of work activities and resources in workplace Correct Answer: A 99. An Incident Investigation Report includes the following except: a) Where the incident occurred b) Lists the injured person(s) 1020 c) Describes the nature of injury/injuries d) Risk assessment Correct Answer: D 100. Supervisor responsibilities include the following except: a) Instruct workers in safe work procedures b) Report serious incidents to the WCB c) Ensure that only authorized, adequately trained workers operate tools and equipment or use hazardous chemicals d) Ensure that equipment and materials are properly handled, stored, and maintained Correct Answer: B 101. The following are true concerning Personal Protective Equipment (PPE) except: 1021 a) Because inhalation is the most common and hazardous route of entry, the most commonly used protective device is a respirator b) No single protective device, such as a facemask, will adequately address all conditions for all workers c) Workers must be trained in WHMIS d) Should be used as a last hazard control choice Correct Answer: C 102. The employer is responsible for all of the following except: a) Provide a safe and healthy workplace b) Ensure that workers are adequately trained c) Establish and maintain a comprehensive occupational health and safety program, including a written health and safety policy and an incident investigation procedure d) Labeling chemicals in use at the workplace Correct Answer: D 1022 103. In order for individuals to work safely the following three conditions are necessary: a) knowledge x skills x abilities b) motivation x opportunity c) opportunity x knowledge d) ability x motivation x opportunity Correct Answer: D 104. Chemical agents are: a) Hazards created by one or more chemicals b) Hazards created by exposure to biological materials c) Diseases such as asbestosis and silicosis d) Spills and burns related to various exposures 1023 Correct Answer: A 105. A human resource manager can implement a hearing conservation program by including the following elements except: a) Noise measurement and engineered noise control b) Random hearing tests c) Annual program review d) Education and training Correct Answer: B 106. The typical components of a worksite health-promotion (WHP) program include the following steps: a) Physical or psychological assessment b) Counselling concerning findings and recommendations about personal health promotion 1024 c) Referral to in-house or community-based resources d) All of the above Correct Answer: D 107. Chemicals that are not rapidly absorbed through the skin may produce: a) A localized irritation such as dermatitis which may cause the skin to become white and dry b) Airborne respirable contaminants c) Interactions between various chemicals and biological groups d) Toxic effects Correct Answer: A 108. HR managers can help employees manage stress by addressing the following causes of workplace stress except: 1025 a) Counselling support b) Career progression c) Role ambiguity d) Work – family conflict Correct Answer: A 109. Thermal stress adaptability depends on the following physical factors except: a) Age b) Experience c) Sex d) Physical fitness Correct Answer: B 1026 110. Investigation timing delays may lead to the following except: a) Memory loss b) Changes at the accident site c) Delayed legal reporting d) Removal of important evidence Correct Answer: C 111. The following are ways in which an organization can promote a positive safety climate: a) Motivate and reward safe behaviour b) Continually review, learn and improve on health and safety initiatives c) Have proactive and enacted safety policies and procedures d) All of the above Correct Answer: D 1027 112. Your responsibilities as an employee include the following except: a) Ensure that you have first aid training b) Know and follow health and safety requirements affecting your job c) If you don’t know how to do something safely, ask for training before you begin work d) Work safely, and encourage your co-workers to do the same Correct Answer: A 113. The following environmental factors may increase the likelihood that an accident will occur except: a) Light b) Noise c) Vibration d) All of the above 1028 Correct Answer: D 114. The objectives of an OH&S program should include the following criteria except: a) Obtain and maintain support for the program at all levels of the organization b) Motivate, educate, and train all levels of management and employee groups in the recognition, reporting, and correction of hazards in the workplace c) Provide controls for worker exposure to potential hazards through the use of work practices, engineering controls, and personal protective equipment d) All of the above Correct Answer: D 115. The employer’s health and safety legal responsibilities are: 1029 a) To ensure a safe workplace by providing information, education, training and supervision b) To provide personal protective equipment and proper tools and equipment c) To have WCAct and OH&S regulation readily available to workers d) All of the above Correct Answer: D 116. The following steps will help you develop a personal or family emergency plan, except: a) Create an emergency communications plan b) Ensure a family member has emergency management and first aid training c) Establish a meeting place d) Assemble an emergency supplies kit Correct Answer: B 1030 117. Young worker orientations should cover the following, except: a) Provide workers with written contact information for their supervisors b) Tell workers that it is their duty to refuse the perform work if they believe it may be dangerous to themselves or others c) Explain how to conduct an investigation d) Inform workers about any known hazards that apply to them and tell them how to deal safely with these hazards Correct Answer: C 118. The following are types of health-promotion programs except: a) Smoking cessation b) On-site physical fitness centre c) Lunch-time Weight Watchers program d) Family care benefits 1031 Correct Answer: D 119. The following are true concerning penetration: a) Penetration occurs when the skin is cut or punctured by any sharp object b) A knife or needle may be contaminated with a hazardous chemical c) Workers such as doctors, nurses, can easily be punctured by a hypodermic needle d) All of the above Correct Answer: D 120. Personal Protective Equipment (PPE): a) Can only be utilized if all other previous control measures have been shown not to be ‘practicable' 1032 b) Are a good substitute for engineering or administrative controls c) Is a high level hazard control measure d) All of the above Correct Answer: A 121. The legal requirement of due diligence and the experience of companies who have dealt with workplace violence suggest the following tips for employers and human resource managers: a) Have a written policy prohibiting violence b) Ensure that employees are trained in how to respond to actual or threatened violence c) Take all threats of violence seriously d) All of the above Correct Answer: D 1033 122. The following are some questions that could be asked when investigating human factors except: a) What was the worker doing at the time of the accident b) What time of day did the accident occur c) Was the work being performed according to procedures d) How much experience did the employee have with respect to the particular operation Correct Answer: B 123. Regulations for young worker orientations include the following except: a) Employers must provide training and orientation before the young or new worker begins work b) 13 specific items must be included in training/orientation, if applicable c) Employee orientation and training can occur after a young worker begins his/her job d) Employers must provide additional training if required or requested 1034 Correct Answer: C 124. Which of the following is not required by Health and Safety legislation? a) Using material data sheets b) Workers’ right to refuse unsafe work c) Appointment of joint health and safety committee or worker representative d) Release of employee health data Correct Answer: D 125. Major categories of causes of workplace stress can include all the following except: a) Workplace relationships 1035 b) Ergonomics c) Demands of the job d) Employees control over how they work Correct Answer: B 126. The following are true about hearing protection required in hazardous noise areas except: a) Each employee should be individually fitted with hearing protectors and trained in their use, care and maintenance b) Selection criteria for hearing protection include worker hearing ability, communication demands, comfort, physical constraints of the job, as well as individual daily noise exposure c) Employers must consider an employees need for specialty products d) Hearing protection does not need to be replaced until it wears out Correct Answer: D 1036 Flashcards 1037 Resource-Based View A model that sees resources as key to superior firm performance. Example: Employees can provide a competitive advantage. Reciprocal Interdependence HR strategy generates the business strategy, and business strategy determines HR strategy. Low-Cost Provider Strategy Providing products or services at a low cost. Example: UPS profits by keeping labour costs low. Organizational Fit. Fitting HR strategy into organizational strategy. An important consideration when designing HR programs. Strategic HR Fast, proactive, and integrated. 1038 Time Planning for HR Strategy 3 to 5 years. Strategy The formulation of organizational missions, goals, objectives, and action plans. Restructuring. Corporate strategy to try to restore money-losing business to health profitability. Example: McDonald's Restaurants. Divesture The action or process of selling off subsidiary business interests or investments.Example: Cara Foods. Merger A corporate strategy where two organizations combine resources and become one. 1039 Unfreezing Increasing the driving forces, which direct behaviour away from the status quo. Hint: Kurt Lewin. Refreezing Stabilizing the new situation. Hint: Kurt Lewin. Categories for Change Structure, technology, and people. Technology Category of change that involves work processes, methods, and equipment. Example: Installing scanners in grocery stores. People Category of change that involves resources. Example: Hiring a consultant to decrease group friction and enhance cooperative work relationships. 1040 Structure Category of change that involves a deep and impactful change that completely alters the way an organization functions. Example: A company decides to decentralize its sales procedures. Intergroup Development Organizational development technique that involves changing the attitudes, stereotypes, and perceptions that work groups have about each other. Cultural Change Redesign socialization processes to align with new values. Organizational Innovation The implementation of a new organizational method in the firm's business practices, workplace organization, or external relations. Example: High job security. Event-Based Forecasting Forecasting that is concerned with changes in the external environment. Example: Hurricane Katrina. 1041 Human Resources Supply The source of workers to meet demand requirements, obtained either internally, or externally, or from external agencies. Internal Supply Members of the organizational workforce who can be transferred, promoted, retrained, and so on, to fill organizational requirements. Recruitment The process of locating and encouraging potential employees to apply for jobs. Selection process The process of choosing individuals who have relevant qualifications to fill existing or projected job openings. Structured Interview An interview with a standardized set of questions (based on job requirements) and an established set of answers against which applicant responses can be rated. 1042 Aptitude A person's ability to learn or acquire skills. Reliability The degree to which interviews, tests, and other selection procedures yield comparable data over time and alternative measures. Learning Culture A culture in which members of an organization believe that knowledge and skill acquisition are part of their job responsibilities and that learning is an important part of work life in the organization. Competencies Behaviors used to distinguish effective performers from ineffective performers. Used in task analysis. Condition Tools, time, and situation under which a trainee is expected to perform the behavior. 1043 Request for Approval Have a clear vision of the overall learning strategy. Performance management. Establishing performance expectations, design interventions, and programs to improve performance and monitor the success of these interventions and programs. Intrinsic Benefits An intangible award of recognition, a sense of achievement, or a conscious satisfaction. Example: Greater selfefficacy and positive attitudes. Extrinsic Benefits An award that is tangible or physically given to you for accomplishing something. It is a tangible recognition of ones endeavor. Example: Award, trophy, monetary reward. Tacit Knowledge Knowledge learned from experience that includes intuition and judgment. 1044 Industrial Relations Employment relationships and issues, often in unionized workplaces. Labour Relations Employment relationships and issues between groups of employees (usually in unions) and their employers (including management groups). Collective Agreement Document outlining the terms and conditions of an employment in a unionized workplace. Represents all workers in the bargaining unit. Human Resources Management The employment relationship between employers and individual employees. Residual Rights The management gives up only those privileges that it negotiates away in the collective agreement. 1045 Red-Circling A process that protects an employees pay at a level that is higher than the normal rate of his or her current job. Distribution of Work Clause: Machine operators are responsible for the safe operation of their equipment and will refer all breakdowns and troubleshooting to the maintenance crew. Critical Incident Method Clients are asked to describe a situation in which the HR Department provided assistance that was particularly useful, the consequences of this help, and why it was seen as helpful. They are also asked to describe a situation that was not useful and why. Contribution The ways in which HR practices affect organizational performance. Indirect Costs The soft costs whose value can be estimated but not measured by financial measures. 1046 Financial Statement Measures a company's financial performance over a specific accounting period. Operating Expense Expenditures that a business incurs to engage in any activities not directly associated with the production of goods and services. Income Statement A financial statement that reports a company's financial performance over a specific accounting period. Shows managers and investors whether the company made or lost money during the period being reported. Balanced Scorecard A performance metric used in strategic management to identify and improve various internal functions of a business and their resulting external outcomes. It is used to measure and provide feedback to organizations (financial, customer, business process, learning and growth). 1047 Human Resources Human Resources Management The functional area of an organization the provides services, such as recruitment, training, compensation, employee relations, labour relations and health and safety. The management and direction of people that make up an organization. this includes overseeing all aspects of people and functions that affect people in the organization. Human Capital Management is the strategy of attracting, retaining and leveraging the skills and knowledge of the workforce. Strategy definedas a long term plan or map for an organization, assisting it to becomeincreasingly adaptable and competitive. Strategy is the formulation oforganizational missions, vision, goals and objectives. Strategy is a plan forhow an organization will achieve its goals. Corporate Strategic Planning Corporate strategy is focused on the overall strategy forthe company and its businesses and interests. It begins with an externalassessment of Strengths Weaknesses Opportunities Threats(SWOT). 1048 Organizational Effectiveness concentrateson performing similar activities better than rivals Strategic Planning means performing different activities than rivals orperforming similar activities differently. Strategic HRM defined as a set of distinct but interrelatedpractices, policies and philosophies whose goal is to enable the achievement ofthe organizational strategy. Governance Management rights is an internal system encompassing policies,processes and people which serves the needs of shareholders and other stakeholders by directing and controlling management activities with good business savvy, objectivity and integrity. comprise of core rights and operational rights. The assumption is that management has residual or reserved rights whereby it may control its business except as limited by legislation OR by agreeing to some limitation. The basic rule is if the agreement is silent on a subject, then management rights apply. 1049 The Human ResourcesPlan (HRP) describes the number of individuals required and the skills andexperience needed for an organization to function properly. It helps create accountabilities, resource requirements andtime frames The HRP will be the framework for the organization to reachits strategic objectives. Forecasting Demand will help determine the type and number of various skill sets the organization will need to obtain its goals. The process involves analyzing the current workforce demographics. Labour Shortage "Shortage is when demand is greater than supply. Strategies forthis can be: -Work redesign -Recruitment - Promotions - Re-assignments - Outsourcing - Overtime Labour Surplus "Surplus is when supply is greater than demand. Strategies for this can be: Re-assignments to other business units Reduction of work-week hours Job sharing, part-time assignments Temporary lay-offs Unpaid LOA Downsizing/restructuring Early retirement packages Attrition is the process of reducing an HR surplus by allowingthe size of the workforce to decline naturally because of the normal pattern oflosses associated with retirements, deaths, voluntary turnover and so on. 1050 Job sharing is when two or more employees perform the duties ofone full time position, each sharing the work activities on a part time basis. Skills are learned mental or physical activities that can be measured in terms of performance. Competencies "the things people have to be, know, and do, to achieve the outputs required intheir job. Competencies are a critical lever to produce leadership. Management Inventories track data pertaining to education,vocational interests, detailed skills and abilities, salary information andservice dates about the management team of the company. Replacement Charts can be generated after skill and managementinventories are completed. This is a simple way of plugging the data into achart that lists current job holders and their potential replacement, should acurrent employee leave the organization 1051 Succession Planning is the process of identifying, developingand tracking key individuals who will eventually assume executive level positions within the organization. ProceduralJustice is fairness in the processes, procedures Distributive justice is fairness of goods distributed Index/Trend Analysis(Demand Forecasting) Historical relationship between operational index and the number of employees required. Delphi Technique (Demand Forecasting) Panel experts answer questionnaires of two ormore rounds 1052 Nominal Group Technique (Demand Forecasting) Select group, have them form an opinion ontopic, then have group meet face to face to discuss problem identification, andsolution generation. Envelope/Scenario Forecasting (Demand Forecasting) Projections of future demand for personnel basedon a variety of differing assumptions about how future organizational eventswill unfold. m Regression Analysis (Demand Forecasting) Presupposes that a linear relationship existsbetween one or more independent variables, which are predicted to affect the dependent variable- in our instance, future HR demand for personnel. Markov Model (Supply Forecasting) Probabilities of various movements, determines the patterns of employee movement throughout the organization. Movement Analysis (Supply Forecasting) Technique used to analyses personnel supply, the chain or ripple effect that promotions or job losses have on the movements of other personnel in an organization. 1053 Vacancy Model (Supply Forecasting) Analyzes the flow of personnel throughout the organization by examining inputs and outputs at each hierarchical or compensation level SWOT Analysis is a strategic tool used to evaluate the internal and external environment of an organization. SWOT stands for Strengths, Weaknesses,Opportunities and Threats PEST Analysis provides an external macro perspective to the factors shaping the organizations environment. (Political, Economic, Social,Technology). Revenue Factor Equation REVENUE FACTOR =Revenue/Total FTE Voluntary Separation Rate "Voluntary Separations/Head Count this represents potential lost opportunity and lost revenue" 1054 Human Capital Value added "What are people worth? Revenue - (Operating expense- [Compensation Cost + Benefit Cost]) / TotalFTE Human Capital ROI "Dollars spent on pay and benefits to an adjusted profit figure Revenue - (Operating expense- [Compensation Cost + Benefit Cost])/ (CompensationCost - Benefit Cost)" Total Compensation Revenue Percentage "This shows the total cost of labour including contingent labour costs Compensation Cost + Benefit Costs/Revenue" Hiring expense ratio Training Investment Factor (Advertising + Agency Fees + Employee Referrals + travel costs +relocation costs + recruiter pay and benefits) / Operating Expenses Total Training Costs/ Head Count 1055 Healthcare Costs/ Employee Total Cost of Health Benefits/ Total Employees Turnover Costs Cost to Terminate + Cost to Hire + learningcurve cost t Benchmarking is an important practice for organizations form both an internal and external perspective. Benchmarking requires the measurement for various processes and then the comparison of those metrics to those of competitors, or comparing them internally over time. Project management encompasses certain practices, procedures, tools, software and people that need to be aggregated for a specific task that has a start and end date. The key to project management is that is must be delivered on time, on budget and within scope. Project Management Cycle "1.Definethe project (roles, environment, nature of project) 2. Researchand risk analysis (project screening checklist, cost estimates, alternatives,time estimates) 3.Managing the project and creating milestones (projects critical path, schedule time and costs, create milestones,develop strategies) 4.Implementation phase (monitor/control implementation, track progress, make adjustments, update schedules, status reports, performance evaluation) 5. Evaluation phase (compare estimates to outcomes, calculate ROI, creating learningoutcomes, feedback surveys)" 1056 Sexual Harassment is offensive or humiliating behaviour that isrelated to a person's sex, as well as behaviour of sexual nature that creates anintimidating, unwelcome, hostile, or offensive work environment or that could reasonablybe thought to put sexual conditions on a person's job or employmentopportunities. Sexual coercion involves harassment of a sexual nature thatresults in some direct consequence to the workers employment status or somegain in or loss of tangible job benefits. Example being supervisor usingcontrol over employment, or promotion Sexual annoyance is sexually related conduct that is hostile,intimidating or offensive to the employee but has no direct link to tangiblejob benefits or loss thereof. Rather a poisoned work environment. Social Capital is networks among individuals and the norms orreciprocity and trust that arise from them. Affectively managing relationshipsand networks creates economic value for individuals and organizations. Organizations are socialcommunities where employees are constantly required to communicate with eachother. This level of communication and networking leads to co-operation andinformation sharing that enables organizations to operate effectively. 1057 BIG Five Personality Traits The CCHRA National Code ofEthics "Openness, Conscientiousness, Extroversion/Emotional Stability, Agreeableness, Narcissism" identifies and outlines the standards of behaviour relating to fairness, justice, truthfulness, and social responsibility. Organizational learning perspective views knowledge as the main competitive advantage. It depends on the organizations capacity to acquire, share, use and store valuable knowledge Intellectual Capital is a company stock of knowledge, including human capital, structural capital and relationship capital Human capital is the stock of knowledge, skills and abilities among employees that provides economic value to the organization. 1058 Values are relatively stable, evaluative beliefs that guide a person's preferences for outcomes or courses of action in a variety of situations. Ethics are the study of moral principles or values that determine whether actions are right or wrong and outcomes are good and bad. Employee Engagement is individual's emotional and cognitive motivation, particularly a focused, intense and persistent effort towards work related goals. It is described as emotional involvement, commitment to and satisfaction with the work Motivation is the forces within a person that affect his or her direction, intensity and persistence of voluntary behaviour Maslow's hierarchy of needs - people have five fundamental needs, the lowerneeds have to be satisfied before higher needs become relevant. (Survival,Safety, Social, Ego/Esteem, SelfActualization) 1059 Hertzberg made employees write a list of things that made them feel good and bad about their work. Perception of low pay made people unhappy about their work; but, a perception of begin highly paid did not co-relate to happiness about their work. ___ created 2 ideas: job satisfaction and work motivation. Job Characteristics theory "Hackman and oldham categorized five core job characteristic dimensions: Skill Variety Task Identity Task Significance Autonomy Feedback from the job itself Need Salience is the degree of urgency attached by individuals to satisfy a particular need. How important is the need and how great is the send of need deprivation? Reinforcement Theory Expectancy Theory Skinner believes people will continue to do things for which they perceive a positive reinforcement and will desist activity that has negative consequences. this theory refines the reinforcement theory.It states the likelihood of selecting one behaviour over another is dependent on three factors: What will happen if I do? How likely will it happen? Can I do this? 1060 Economic Theory the best results are directly tied to extrinsic or economic return, and that intrinsic reward is meaningless. Agency Theory agents will always act in their own best self-interest and not in the best interest in the enterprise, unless the extrinsic rewards are sufficient to refocus that self-interest to coincide more closely with the interest of the enterprise. Attribution Theory states that people often act without knowing why. But, once you do something you try to create a rational reason why you did it. People who do things for intrinsic reasons will continue without more formal reward or recognition, while people who do things for extrinsic reasons do not. Task performance refers to goal directed behaviours under the individuals control that support organizational objectives. Organizational citizenship is various forms of cooperation and helpfulness to others that support the organizations social and psychological context. 1061 Situational leadership is teaching leaders to diagnose the needs of individuals or a team and then use the appropriate leadership style to respond to the needs of the person and situation. Effective leadership is task-relevant and the most successful leaders are those that adapt their leadership style to the maturity of individual or group they are attempting to lead or influence. Myers Briggs Type Indicator created by Carl Jung states that personality is primarily represented by the individual's preferences regarding perceiving and judging information. Perceiving involves sensing and intuition; judging consists of how people process information or make decisions (thinking and feeling) Job specialization is the result of division of labour in which each job includes a subset of the tasks required to complete the product or service. Scientific management is the practice of systematically partitioning work into its smallest elements and standardizing tasks to achieve maximum efficiency. Skill variety is the extent to which employees must use different skills and talents to perform tasks within their jobs 1062 Task identity Decision making process Team Effectiveness is the degree to which a job requires completion of a whole or an identifiable piece of work. 1. Identify problem 2. Decide how to decide 3. Develop a list of solutions 4. Choose a solution 5. Implement Solution 6. Evaluate teams are effective when it benefits theorganization, its members, and its own survival. Team effective ness alsorelies on the satisfaction and wellbeing of its members. Finally teameffectiveness includes the team viability (its ability to survive). Recruitment is the generation of an applicant pool for a position or a job. Selection is the choice of job candidates from a previously generated pool in a way that will meet management goals and objectives as well as current legal requirements. 1063 Professional standards follow from a code of ethics and provide guidance on how members should behave in certain situations. The Requisition process is a comprehensive form that identifies all the key information about the open position and triggers the staffing action Bias is systematic errors in measurement, or inferences made from those measurements, that are related to different identifiable group membership characteristics such as age sex or race Construct is an idea or concept constructed or invoked to explain relationships between observations. Learning is a construct used to explain the change in behavior that results from experience. Constructs are abstractions that we infer from observations and that we cannot directly observe Reliability Is the degree to which observed scores are free from random measurement errors. Reliability is an indication of the stability or dependability of a set of measurements over repeated applications of the measurement procedure. (Consistency when a testing procedure is repeated). The same information should arise from test each time the test is given to a person. 1064 True score is the average score an individual would earn on an infinite number of administrations of the same test. Error score is the hypothetical difference between the observed score and a true score. Validity is the degree to which accumulated evidence and theory support specific interpretations of test scores in the context of the test purposed use. It refers to the accuracy of measurement Validity generalization is the application of validity evidence, obtained through metaanalysis of data obtained from many situations,to other situations that are similar to those on which meta-analysis is based. Work Analysis refers to any systematic gathering, documenting,and analyzing of information about the content of work performed by people in the organization, the worker attributes related to work performance. 1065 Job analysis refers to the process of collecting information about jobs by any method for any purpose. Job analysis is the systematic gathering, documenting, and analyzing data about the work required for a job. Competency based job analysis is describing a job in terms of the measurable observable behavioural competencies an employee must exhibit todo a job well. Team based job design is job designs that focus on giving a team rather than an individual, a whole and meaningful piece of work to do and empowering team member to decide themselves how to accomplish the work Job description is a written description of what job occupants are required to, how they are supposed to do it and the rationale for the required job procedures. Job specification is the (KSAO's) that are needed to perform the job well. 1066 Job is a collection of positions that are similar in their significant duties. A job consists of a group of tasks and may be held by more than one person. Many individuals hold the same job in an organization. Jobs are collections on positions. Job design is the process of systematically organizing work into tasks that are required to perform a specific job. Position a collection of duties assigned to individuals in an organization at a given time. These duties would only be performed by one person. Positions are a collection of duties. Job Family is a set of different, but related, jobs that rely on the same set of KSAO's. Work simplification is an approach to job design that involves assigning most of the administrative aspects of work to supervisors and managers, while giving lower level employees narrowly defined tasks to perform 1067 Industrial engineers is a field of study concerned with analyzing work methods; making work cycles more efficient by modifying,combining, rearranging or eliminating tasks, and establishing time standards. Subject Matter Experts are people who are most knowledgeable about a job and how it is currently performed, generally job incumbents and their supervisors. Functional Job Analysis (FJA) is well written task statements that clearly describe what an individual unfamiliar with the job should be able to read and understand each task statement. It analyzes a job using three essential elements (People, Data, and Things). Each of these dimensions is rated by level of complexity and importance. Position Analysis Questionnaire (PAQ) a structured jobanalysis questionnaire that focuses on the general behaviours that make up ajob. The PAQ includes 195 items, calledjob elements that are organized into 6 dimensions: information input, mental processes, work output, relationships, jobcontext and other job characteristics. It is used to rate a job. Because it isquantitative, it can be used to compare a variety of jobs throughout theorganization and those jobs to be grouped into the six dimensions. Competency model is a collection of competencies that are relevant to performance in a specific job, job family or functional area. 1068 Competency framework is a broad framework for integrating,organizing, and aligning various competency models that are based on an organizations strategy and vision. Core competencies are characteristics that every member of an organization, regardless of the position, function, job or level of responsibility within the organization is expected to possess. Job Performance is the behaviour that is relevant to accomplishing the goals of the organization. Subjective Performance measures are rating or rankings made by supervisors, peers, or others that are used to assessing individual job performance. Relative rating system is a subjective measurement system that compares the overall performance of one employee to that of others to establish rank order of employee performance. 1069 Rank order Rater arranges the employees in order of theirperceived overall performance level Paired Comparisons Rater compares the overall performance of eachworker with that of every other worker Forced distribution The system sets up a limited number of categories that are tied to performance standards Relative percentile method Raters compare individuals on job performancedimensions that have been derived from job analysis. They use a 0-100 scale Absolute rating system compares the performance of one worker with an absolute standard of performance; can be used to assess performance on one dimension or to provide an overall assessment. 1070 Graphic rating scale Assess an employee on any job dimension. Thescale consists of name of job component, definition and a scale of 1-5 Realistic job previews are a procedure designed to reduce turnover and increase satisfaction among newcomers to an organization by providing job candidates with accurate information about the job and the organization. FalsePositives are individuals who are predicted to perform successfully in a given position,but who do not perform at satisfactory levels when placed on the job False Negatives are individuals who are predicted to perform unsuccessfully in a given position, but who would perform at satisfactory levels if hired. ApplicationBlank is a form completed by job candidates to provide employer with the basic information about their KSAO's. 1071 BiographicalInformation Blank is a pre-selection questionnaire that asks applicants to provide job-related information on the personal background and life experiences. 360 degree feedback is performance feedback gained from a variety of sources. helps align behaviour with an organizations core values, heightens awareness to others expectations, and improves work behaviour and performance. Industrial Relations is the study of employment in union and non-union organizations. Labour Relations is the study of all aspects of the union-management relationship, including the establishment of union bargaining rights, the negotiation process, and the administration of a collective agreement Nominal Wages are wages that have not been adjusted for inflation 1072 Real wages are wages that have been adjusted for inflation Collective bargaining is the entire relationship between a union and employer, including the administration of a collective agreement. Collective bargaining is a formal process through which the workplace conditions are agreed upon and changed. Collective agreement is the outcome or product of collective bargaining.It details the conditions of employment that apply to the union members who are represented by the union Conflict Conflict management occurs when there is a mismatch involving expectations. This mismatch results in friction between the organization and individuals or groups of individuals. involves acquiring skills related to conflict resolution, self-awareness, communication and establishing a process for managing conflict in your environment. 1073 Disputes are conflicts that require action. They have manifested themselves into some form of official compliant Unions are an organization of employees that have an objective of improving the compensation and working conditions of employees. Unions are organizations that represent employee interests to management, it is formed through a democratic election process. Union Density is the percentage of nonagricultural workers who are union members. Craft unions organize members of a trade or occupation. Industrial unions Is organize workers in different occupations in a firm. 1074 Local Union is an association of employees with its own officers and constitution Business agent is a staff person who works for one or more locals providing support The Wagner Act established the right to organize, compulsory bargaining and prohibition of unfair labour practices in the United States. Concession Bargaining a negotiation over employer demands for reductions in wages and benefits.Concession bargaining may take place in threat of business closure. Labour relation strategy is how an employer deals with the unionization of its employees 1075 Union opposition Remain hostile to unions and maybe willing to use legal and illegal ways to avoid unionization Union avoidance Strategy to prevent unionizationusing legal means to convince employees they do not need a union (matchingunion rate of pay, employee councils) Union acceptance Strategy in which employer remainsneutral, if attempt is successful they just try to negotiate the best rate Union resistance Employer tries to limit thefurther spread of unionization in the organization Union removal Strategy involves employer attemptto rid itself of any unions 1076 Labour Relations is an independent body responsible for the administration of labour relations legislation Arbitrators hear disputes between unions and employees and render final and binding decisions Labor council an association of unions in a municipality or region. Their function includes political activity, training and education,community and charity work, and assisting locals on strike. Labour RelationsLegislation This legislation sets out rules regulating how a unionobtains the right to represent employees, listing the rights of the employersduring organizing campaign, importing duty to bargain in good faith on both parties, and requiring disputesduring the term of a collective agreement to be resolved through arbitration. Open period is the time span within which a second union can apply for certification. 1077 Representation Vote a secret ballot vote to determine ifemployees want a union to represent them. The question of whether support forthe union should be determined on the basis of membership cards orrepresentation vote. Unions prefer membership cards. The requirement of arepresentation vote is based on the premise that the true wishes of employeescannot be determined unless there is an opportunity for employees to expresstheir preference secretly. Unfair labourpractices are contraventions in labour relations legislation. They might occur during the negotiation of a collective agreement, during the administration of the agreement. Statutory Freeze is a period where the employer is prohibited from make changes in terms of employment. Decertification Successor rights is the process by which a LR board revokes the right granted to a union to represent employees and bargain on their behalf. Decertification allows employees to rid themselves from an ineffective union or change unions. It helps ensure union democracy and fair representation protect the rights of the union and any collective agreement if a business is sold 1078 Mandatory terms are provisions that must be included in collective agreements because they are required by legislation. Voluntary terms are provisions that the parties agree to include in the collective agreement, however, they are not required by legislation. Recognition article Grievances The grievance procedure is a term in a collective agreement providing that the employer recognizes the union as the bargaining agent for a specified group of employees. are allegations that the collective agreement or employment statue has been violated is a series of steps, in which a union and employer representatives meet to try to resolve dispute. Time limits can be placed on grievances, if not resolved by a set time it will be dismissed. 1079 Union Security deals with the issues of union membership as a requirement for employment and the deduction of union dues from employees pay. Rand formula is a collective agreement term requiring the deduction of union dues "Union Security Clause: Recognition" management recognizes union as sole bargainingagentm Closed Shop: employees who work within bargaining unit must be members of union Maintenance of membership workers don't have to join union, nutonce they do they must maintain membership 1080 Union Shop employees must join union to maintain employment Check off clauses: management agrees to take union dues and transfer them to union Management Rights an article providing that management retains the authority to manage the organization, except otherwise provided in the collective agreement. Making and imposing unilateral decisions. Modifiedunion shop is where non-union members already employed do not need to join the union but all new hires do. Contracting out occurs when an employer arranges for another firm to do work that could be done by the employers own employees. It is a term usually added to the collective agreement not allowing employers to do this. 1081 Distributive bargaining is a negotiation activity whereby limited resources are divided by parties Integrative bargaining is negotiation in which the parties' objectives are not in conflict and joint gain is possible. Duty to bargain in good faith means that both the union and the employer must make reasonable efforts to reach an agreement. Resistance point is the party's bottom line- the last favourable offer it will accept Interestbased bargaining is an approach to negotiations in which the parties use problem solving and attempt to find a settlement that produces gains for both 1082 Ratificationvote is one in which employees approve or reject an agreement that has been negotiated gains grievance rate is the number of grievances filed divided by the number of employees in the bargaining unit. Rights arbitration refers to the resolution of a dispute relating to the administration of a collective agreement. Interest arbitration refers to the determination of the terms of a collective agreement. In this arbitration the employer and union present evidence and make submissions regarding what the agreement should contain and the arbitrator's decision sets out the term of the contract. Duty to fair representation prohibits the union from acting in a manner that is arbitrary, discriminatory, or in bad faith. 1083 Grievance mediation confidential process in which a mediator helps the parties negotiate a settlement to a grievance. Mediators attempt to assist parties to reach an agreement their role and authority varies across jurisdictions. Conciliation is either a one stage process involving either a conciliation officer or conciliation board. Conciliationofficers are ministry representatives who attempt to assist the parties to reach an agreement. Conciliation boards are a three person panel that hears the parties and makes recommendations for a settlement. 1084 Cooling off period time the parties must wait after conciliation before they can strike or lockout. This period ranges from 7-21 days. no-board report confirms that a conciliation board will not be appointed and begins the countdown to a strike or lockout Work to rule campaign is a work slowdown carried out by strictly adhering to work rules and the collective agreement. Wildcat strike is an illegal strike that has not been authorized by the union The threat effect is an upward pressure on nonunion wages caused by the possibility that employees may unionize. 1085 The crowding effect is a downward pressure on non-union wages caused by an increased supply of labour in the non-union sector. Spillover effect is when non-union wages are positively influenced by gains made by unions within the same organization. Alternative dispute resolution (ADR) is an option that should be considered before a dispute becomes a lawsuit. The objective is to identify common ground and achieve an outcome that has a high level commitment from the parties. (Negotiation, open door policy, conciliation, mediation, arbitration,peer review, ombudsperson). Compensation is when employers provide employees with a package of payments/rewards in exchange for their services to the organization. Direct Compensation is pay for time worked. It is made up of base salary, premiums, and variable pay. 1086 Indirect Compensation is payments made by the employer on behalf of the employee (non-cash payments) Variable pay is an incentive or bonus employers pay to employees who performance meets or exceeds expectations, provided the company meets its own goals for productivity and profitability. Match the market is when half of your comparators pay less than you and half pay more Lag the Market is when 70% of comparators pay better than you(30th percentile) Lead the market is when 75% of you comparators pay less. (75thpercentile) 1087 Thejob evaluationprocess determines the relative worth of jobs within an organization through job analysis Wholejobs ranking is when each job is compared in its entirety to all others to come up with a ranking Point factor analysis is when each job is examined with a tool that describes the organizations desired compensable factors (Skills,Responsibilities, Effort, and Working Conditions). Compensable factor is a fundamental compensable element of a job, such as a skill, effort, responsibility and working conditions. Shortterm variable pay (merit pay programs) are effective align employee behaviours with business strategies. This is typically over and above base pay, usually paid out a certain intervals based on achievement. 1088 Long term variable pay Balanced Scorecard is complex programs designed for senior executives. Time frame is usually more than 12 months and often several times a year. What is rewarded is the increased value of the organization over a defined time period; this is done through stock options. "brings financial and non-financial measuresinto play for all employees. The measures are: Financial Customer Internal Learning Benefits are non-cash compensation. Employers provide benefits to attract, retain and motive employees. Traditional benefit programs Group life insurance,Disability, Health, dental and vision care. Flexible benefits give employees the option of creating their own plan. The term cafeteria benefits come from the idea of providing choice from a number of options. Employees would choose a set of pay and benefits options that would best satisfy their needs 1089 Modified Flex benefits offers a specific and narrow range of options, often grouped as packages. Healthcare spending accounts provides employees with predetermined annual dollar amounts to pay for eligible expenses. These programs can be offered by benefit insurance carriers or selfinsured by the employer. Pension plans are organized and administered to provide a regular income for the lifetime of retired members. Pension plans are designed in accordance with the organizations HR strategy and must meet all requirements of provincial and federal tax and benefit regulations. Defined Benefit Plan Capital Accumulation plan is a type of pension plan in which an employer/sponsor promises a specified monthly benefit on retirement that is predetermined by a formula based on the employee's earnings history, tenure of service, and age. The risk of the plan lies with the plan sponsor. They can be noncontributory or contributory. (include RRSP, deferred profit sharing plan, defined contribution plans and unregistered stock purchase plans)employer and employee contributions are invested and at retirement the accumulated pool is used to fund a pension plan. Risk lies with plan members. 1090 Payroll is responsible for ensuring employees are paid the correct amounts on established dates, they must take relevant deductions such as CPP and tax. Training acquisition of KSAs to improve performance in one's current job. Development is the acquisition of KSAs required to perform future job responsibilities and in the long term achievement of individual career goals and organizational objectives. Training Vs. Development Training is improving one performance in one's current job. Development is acquiring KSA's required to perform future job responsibilities and in the long-term achievement of individual career goals. Performance Management Is the process of establishingperformance expectations with employees, designing interventions and programsto improve performance, and monitoring the success of interventions andprograms. This process signals toemployees what is important in the organization, ensures accountability forbehavior and results and helps improve performance. 1091 High Performance worksystem (HPWS) consists of interrelated system of human resources practicesand policies that usually includes rigorous recruitment and selectionprocedures, performance contingent incentive compensation, performancemanagement, a commitment to employee involvement and extensive training anddevelopment programs. IDS Model model of training and development depicts training as a rational and scientific process that consists of three major steps: needs analysis, design and delivery, and evaluation. The training process begins with a performance gap of an "itch". You must complete a needs analysis as the first step to determine the nature of the problem and if training is the best solution. A needs analysis consists of three levels. 3 Steps in IDS Model "Needs Analysis Training and Delivery Training Evaluation" Needs Analysis Process Training objectives Organizational Analysis - Where training is needed Task analysis - What training is needed Person Analysis - who needs to be trained statements of what the trainees are expected to be able to do after the training program. 1092 Organizational Learning Learning organization Is the process of creating sharing anddiffusing and applying knowledge in organizations. Organizational learning focuses on thesystems used to create and distribute new knowledge on an organization widebasis. Thus, organizational learning is a dynamic process of creating andsharing knowledge. is acquiring, organizing and sharing knowledge and uses information to change. If you are not acquiring, organizing and sharing you are not a learning organization. Five Disciplines of becoming a learning organization Personal Mastery Building a shared vision Mental Models Team Learning Systems Thinking Principles of a Learning Organization Everyone is considered a learner Informal Learning is encouraged. Learning is part of a change practice Learning should be continuous Learning should be an investment Knowledge the sum of what is known; a body of truths,information and principles 1093 Explicit knowledge things that you can buy or trade, such as patents or copyrights Tacit knowledge valuable wisdom learned from experience and insight that has been defined as intuition; know how, little tricks and judgement Intellectualcapital a source of innovation and wealth production. It is formalized, captured and developed. It is an organizations knowledge, experience, relationships, process discoveries, innovations, market presence and community influence 4 Types of Intellectual Capital Human Capital Renewal Capital Structural Capital Relationship Capital Knowledge management the creation, collection and storage,distribution and application of compiled "know what" and "know how". Knowledge management refers to systems and structures that integrate people, processes and technology so that important knowledge is coded, stored and made available to members. 1094 Informal Learning learning that occurs naturally as a part of work and is not planned or designed by the organization. Formal Learning involves activities and events that are planned and designed by the organization with explicit goals and objectives. Communities of practice are groups of people with common interests and concerns who meet regularly to share their experiences and knowledge, learn from each other, and identify new approaches for working and solving problems. Mental models Learning are deeply ingrained assumptions, generalizations or images that influence how we understand the world and how we take action. is the process of acquiring knowledge and skills, and a change in individual behavior as a result of some experience 1095 Blended Training Practice is the use of a combination or approaches to training such as classroom training, on-the-job training and computer technology. refers to physical or mental rehearsal of a task,skill or knowledge in order to achieve some level of proficiency in performing the task or skill or demonstrating that knowledge. Active practice means that the trainees are provided with opportunities to practice the task or use the knowledge being learned during training. Conditions of practice implemented before and during the training to enhance the effectiveness of active practice and to maximize learning and retention. Action learning training method in which trainees accept the challenge of studying and solving real-world problems and accept responsibility for the solution. They test theories in the real world. 1096 On the job training when trainee receives instruction and training at work station from a supervisor or experienced co-worker. This is the most common approach to training and the most misused. A structured approach is most effective Coaching one on one individualized learning experience in which a more experienced and knowledgeable person is formally called upon to help another person develop the insights and techniques pertinent to the accomplishment of their job. Mentoring a method in which a senior member of the organization takes a personal interest in the career of a junior employee. ! Coaching Vs. Mentoring Coaching is more jobs specific where mentoring is more about future career development. Participation is voluntary for mentoring. Train the trainer training program that teaches SME how to design and deliver training programs. 1097 Transfer of training the generalization of knowledge and skills learned in training on the job and the maintenance of acquired knowledge and skills over time. Transfer of training occurs when learned material is generalized to the job context and maintained over time on the job. Training evaluation is a process to access the value- the worthiness- of the training programs to employees and to organizations. Training ROI "Return on Investment= Benefits - Cost of the program/ Cost of the Program" Benefit to cost ratio Benefit to cost ratio = benefits/costs ComprehensiveAuditing -new approach to public sector auditing. Looks at "value for money"the need to determine whether funds have been spent economically, efficiently,and effectively. The primary purpose of a comprehensive audit is to as certainin economy, efficiency and effectiveness of an organization's operations and use of resources. 1098 Sarbanes-Oxley Act\ New York StockExchange strengthened corporate governance requirements for public companies. These requirements include standards for auditing, ethics and independence. added a formal evaluation processes to the SOX Act for effectiveness. This ensures companies have audit committees and a formal evaluation process. Audit committees are board members who are independent of company management and are responsible for overseeing auditors work. Ontario Bill 198 is about making sure the numbers are correct. It increased scrutiny of corporate governance. Metrics data analysis. It is a group of measurement elements or quantitative assessment. Metrics have six elements: quantity, quality, time, money, satisfaction, benchmark comparisons. 1099 Simple metrics - focus on operational effectiveness such as: time to hire, turnover rates, training costs/course, average sick days, interview rate. Complex Metrics - focus on strategic issues such as: measuring human capital, skills forecasting, ROI of the workforce. Human Capital Index confirms that the way an organization manages its human capital significantly affects its financial performance. Human Capital ROI illustrates valueadded by investing in people. Higher is better Income Factor illustrates net income per employee. Highest income means higher value 1100 Information systems manual, paper based information, and electronic automated systems HRMS is all the disparate parts that interact with the collection, storage, retrieval and application of all information. Ad Hoc Repot Writer vendors offer one or more tools which a user can create their own custom reports with SoleProprietorship is a business entity that has one owner, for tax purposes the business and the owner are considered the same Partnership is the same as a sole proprietorship except there is two or more owners 1101 Corporation differs because it is a separate legal entity from the owners. Financial accounting is a branch of accounting that focuses on serving the needs of external users who need to make sound economic decisions (Financial statement preparation, financial analysis, auditing). Managerial accounting a branch of accounting that provides accounting information for internal users to help make business decisions (Cost accounting, budgeting planning and control, performance evaluation, internal auditing) Assets are what the company has that has value (Cash,land, physical things such as buildings, inventory). Liabilities are the amount a business owes to third parties(Accounts payable, notes payable, mortgage, salaries payable, benefits and pension). 1102 Shareholders Equity is the amount of assets owned by shareholders. Accounting Equation Assets =Liabilities + Shareholders Equity Note Payable is a written promise to pay a specific amount in the future Account receivable is a client's promise to pay. Dividends are a distribution of earnings by a corporation toits shareholders 1103 Income Statement t answers the question is the company making profit? It is a summary of revenue and expenses of the organization for a given time period. The statement can display the month, quarter or year and be compared to previous months, quarters or years to assess progress. Net Income is total revenues were greater than total expense Net loss is total revenues are less than total expenses Balance Sheet Cash Flow Statement shows what assets does the company have and who has ownership rights to those assets? It is a snap shot of the organizations assets,liabilities and owners' equity at the end of a specific period. It is an opportunity to see how the organization has funded its assets. is a report on the amount of cash receipts coming in and the amount of cash distributions going out. 1104 Net Cash Flow Equation Net Cash Flow = Cash Receipts - Payments Current Ratio "Current Assets/ Current Liabilities. This equation is used to determine companies' ability to meet short term obligations with current assets." 1105