Journal of The Electrochemical Society, 161 (5) D235-D242 (2014) 0013-4651/2014/161(5)/D235/8/$31.00 © The Electrochemical Society D235 Tin Sensitization for Electroless Plating Review Xingfei Weia and Donald K. Ropera,b,z a Ralph E. Martin Department of Chemical Engineering, University of Arkansas, Fayetteville, Arkansas 72701, USA b Microelectronics Photonics, 3202 Bell Engineering Center, University of Arkansas, Fayetteville, Arkansas 72701, USA Tin sensitization prior to electroless plating improves deposition of metals on a variety of substrates. This review summarizes relevant characteristics of the tin sensitized substrates, pre-treatment of surfaces before tin sensitization, adhesion, one- and twostep tin sensitization processes, photo-selective metal deposition (PSMD), and mechanisms and applications of tin sensitization. Mechanistic improvements to tin sensitization such as addition of aged tin(IV) chloride, and application of accelerators to remove the stannous shell and expose the catalytic core are evaluated. The effect of ultra-violet (UV) light on oxidation of tin(II) sensitized surface are analyzed for PSMD. The application section concludes with examples of tin sensitization in recent use and their commercial relevance. © 2014 The Electrochemical Society. [DOI: 10.1149/2.047405jes] All rights reserved. Manuscript submitted January 29, 2014; revised manuscript received March 10, 2014. Published March 25, 2014. Recent interest in tin sensitization is growing due to its economic and tunable capacity for precise, controllable nanoscale metallization of surfaces on various substrates used in microcircuits, electronics, solar cells, and catalysts. Zabetakis and Dressick recently discussed selective electroless metallization of patterned polymer films for fabrication of electrical interconnects, plasma-etch-resistant masks, and diffusion barriers in electronics.1 Refining the tin sensitization solutions allowed fabrication of ∼50 nm width features in metal for industrial use and enabled fabrication of sub 10 nm metal features. John et al. used stannous chloride (SnCl2 ) as both reducing and stabilizing agent to synthesize platinum (Pt) catalytic clusters with less than 20 atoms.2 Tin/silver (Sn/Ag) catalyst has been used as an economic replacement for tin/palladium (Sn/Pd) catalyst in electroless plating of silver and copper on epoxy-based polyhedral oligomeric silsesquioxane (POSS) films.3 Sensitization using SnCl2 -HCl and activation with Pt colloid solution have been employed to coat tunable shell thickness (35–198 nm) of Ag film on polystyrene (PS) microspheres.4 Sensors to measure solution dielectric constant were made via tin sensitization with trifluoroacetic acid (TFA), ammoniacal silver nitrate activation, and galvanic gold (Au) replacement on sodium.5 Notwithstanding this growing interest in tin sensitization in electroless plating, its mechanism and relevant methodological characteristics have not been systemically reviewed. This work reviews development of the electroless plating approaches and examines critical features of common methods. Physicochemical characteristics of tin sensitized substrates, optimal treatment of surfaces prior to electroless plating, and proposed mechanisms of electroless plating are evaluated. Conventional two-step sensitization is compared with a single-step catalyzing system. The review concludes with an overview of optimized methods, their current application, and future prospects in the field. Background The method of depositing nickel on a steel or nickel surface without using an electric current was first reported by Brenner and Riddell.6 In 1947, they detailed use of this chemical reduction method to deposit nickel and cobalt on different surfaces and named it “electroless plating”.7 Several modifications for electroless plating on noncatalytic substrate surfaces were proposed, such as use of alkaline solutions, making contact with a more electronegative metal, and depositing a catalytic metal layer on the surface of the non-catalytic metal. They found different surfaces exhibited various adhesion properties for the deposited metal. For example, the adhesion of the electroless deposits to the steel was found to be enhanced by an anodic treatment of the steel in concentrated sulfuric acid. Use of stannous chloride (SnCl2 ) and palladous chloride (PdCl2 ) solutions as an electroless plating catalyst was first reported in 1950 z E-mail: dkroper@uark.edu by Bergström.8 Stannous and palladous chloride catalytic sensitization supported electroless metallization of many kinds of surfaces that did not reduce metal auto catalytically, such as glass. Many studies of tin sensitization and palladium activation followed the initial report. Marton and Schlesinger studied the nucleation and initial growth of the nickel-phosphorous (Ni-P) film by the catalytic action of SnCl2 -PdCl2 on dielectric substrates.9 It was found that the SnCl2 -PdCl2 catalyzing treatment of the substrates created small catalytic sites whose average diameter was estimated at 10 Å. The number of the catalytic sites per unit surface area was inversely related to the hydrophobicity of the substrates: more hydrophilic substrates exhibited more catalytic sites. Based on the SnCl2 -PdCl2 activation process, Feldstein et al. compared two different electroless nickel plating baths, discussed the inhibition effects of various anions in the electroless plating baths, and investigated the metal-to-phosphorus ratio and different accelerators affecting the electroless plating baths.10–12 Several advantages of electroless plating relative to conventional electroplating have emerged. It allows uniform deposition over irregular and isolated surfaces. Direct deposition on nonconductors is possible. Electroless plating results in desirable characteristics including less porosity and more corrosion resistance. It is applicable for bulk plating.13 Due to these important benefits, electroless plating supported by tin sensitization continues to play an important role in industrial and academic research and manufacturing. Critical Issues in the Field This section examines relevant physicochemical characteristics reported for tin sensitized solutions and substrate surfaces. First, the composition of stannous, tin(II), and stannic, tin(IV), ions on the substrate surface are evaluated. Contact angle, deposited catalytic sites, and morphology of the deposited metal are then reviewed in subsequent subsections. Chemical composition of tin deposited electrolessly on substrates.— Mössbauer spectroscopy study of the colloids centrifuged from the sensitizing solution and tin deposited on substrates showed identical line positions.14 Mössbauer spectroscopy, based on Mössbauer effect first demonstrated by Rudolf Mössbauer in 1957, exhibits a dip in the spectrum at the frequency of resonance absorption. It is performed with an emitting (gamma source) and the absorbing (sample) nuclei in an identical environment. Mössbauer spectroscopy results indicated that tin colloids centrifuged from sensitizing solution had the same form as tin present on sensitized substrates. This suggested tin colloid adhered to the substrates when they were immersed in the solution.14 Radiochemical tracer adsorption measured a ratio of tin(II) to tin(IV) on a Teflon substrate to be 3 to 1 after two-step tin sensitization. Step one exposed substrate to a solution with tin(IV) concentration of 25 mM for 1.0 min. Step two exposed substrate to a solution with tin(II) concentration of 0.13 to 0.26 M for 1 to 15 min.15 Downloaded on 2014-04-09 to IP 140.120.135.222 address. Redistribution subject to ECS terms of use (see ecsdl.org/site/terms_use) unless CC License in place (see abstract). D236 Journal of The Electrochemical Society, 161 (5) D235-D242 (2014) Table I. Minimum contact angles for different substrates and different solutions. Ref Substrates Contact angle (◦ ) SnCl2 (mM) HCl (mM) SnCl4 (mM) Use Aged SnCl4 (mM)/(h) Immersion time(min) 16 16 16 17 18 AZ-1350 resist Teflon KTFR resist TiN AZ-1350 resist 54 20 17 15 37 260 130 260 55 130 940 470 940 1233 470 7.5 7.5 13 0 7.5 0 0 0 0 100/60 1 1 1 n/a n/a AZ-1350 is positive photo resist from Shipley company. KTFR is negative photo resist from Eastman Kodak company. Teflon is fluorocarbon film from DuPont. TiN film was made by physical vapor deposition. Conversely, a ratio of stannous to stannic forms of 1:2 was reported for Kepton by Mössbauer spectroscopy after substrate exposed to a solution with only tin(II) concentration at 46 mM.14 In addition to initial exposure by tin(IV), different substrates, tin(II) content and oxidation state, and different solutions or different measurement methods could account for these contrasting ratios. Contact angle on substrates.— Tin(II) concentration, exposure time, and addition of tin(IV) to sensitization solution have been identified as important parameters that affect the contact angle of the tin sensitization solution and the substrates. The composition of the tin sensitization solution was optimized to improve the hydrophilicity to the substrates. Feldstein and Weiner reported that by measuring the contact angle of the sensitization solutions the effectiveness of the tin sensitization solution could be quantitatively evaluated.16 By varying the concentrations of tin(II) chloride (from 0 to 0.39 M) and tin(IV) chloride (from 0 to 0.013 M), it was found that a certain ratio of tin(II) to tin(IV) minimized the contact angle. A minimum contact angle (most hydrophilic) benefited electroless plating, as hydrophobic materials were more likely to yield a non-uniform metal thin film. The minimum contact angle and the corresponding tin(II) to tin(IV) ratio were found to vary on different substrates and with different tin(IV) concentrations.16 For example, a minimum contact angle of 54◦ was reported on the AZ-1350 resist (positive photo resist from Shipley Company) using a sensitization solution of 0.013 M tin(IV) and ca. 0.18 M tin(II).16 High acidity (H+ concentration) of the tin sensitization solution tended to increase the contact angle. The degree of excess of tin(II) ions relative to tin(IV) ions decreased the rate of tin(IV) ions adhering to AZ-1350, KTFR and Teflon surfaces.16 Minimum contact angles for different substrates and different solutions are summarized in Table I. Several parameters were evaluated to determine their effect on contact angle. Contact angle measurement of tin sensitization on TiN substrates at different SnCl2 and HCl concentrations found that decreasing the SnCl2 concentration (from 14.0 to 7.0 g/L) decreased the contact angle (from 75◦ to 28◦ ). Increasing HCl concentration (from 30 to 90 mL/L) did not affect the contact angle as drastically (the contact angle changed less than 10◦ ).17 A minimum contact angle of 20◦ was measured for 45 mL/L HCl at 7.0 g/L SnCl2 . During the exposure time for sensitization, the contact angle decreased in the initial 3–5 min, then stabilized after 5 min.17 Increasing the tin(IV) chloride concentration in the tin(II) and tin(IV) sensitization solution was reported to decrease the minimum contact angle, but not until the contact angle reached a certain value, such as 53◦ for the AZ-1350 resist.16 Addition of aged tin(IV) chloride solution into conventional tin sensitization solution (SnCl2 -HCl) was studied in detail by contact angle, UV spectral absorption, conductance, and nephelometric measurements of the solutions.18 UV spectral absorption measurement found that a tin(II) and tin(IV) mixture had a higher absorption value (between wavelengths of 305 and 380 nm) than if absorption values of pure tin(II) and pure tin(IV) solutions were summed.18 This observed non-additive light absorption by the same element with two different oxidation states was attributed to vibration of electrons between the atoms at the two different oxidation states (due to intervalence charge transfer).18 Catalytic sites on sensitized substrates.— The size and density of catalytic sites after tin sensitization and PdCl2 activation depended on addition of aged SnCl4 solution and HCl concentration in the SnCl2 solution. The higher the HCl concentration (from 0 to 60 mL/L), the smaller the catalytic sites and the higher the density (Table II). It was postulated that increasing HCl concentration depressed hydrolysis of tin(II) chloride to tin(II) hydroxide which formed tin colloids and were purported precursors of catalytic particles. Formation of catalytic particles was reported to be due to redox reaction between tin(II) and palladium(II). The efficiency of the redox reaction between tin(II) and palladium(II) during the activation step, in which stannous is oxidized and palladium reduced, was reported to be 25% at most.15 Electron microscope studies showed incorporation of an aged (1 week at 25◦ C) stannic component into the conventional tin sensitization solution formed finer and denser copper crystallites during the initial stage of nucleation.19 The stannic chloride solution was found able to improve the apparent hydrophilicity of the substrate and enhance the electroless plating. The Pd catalytic particle density on Formvar (polyvinylformal) coated glass substrates increased from Table II. Catalytic particle size and density for different tin sensitization methods. Ref Size (nm) Density (particles/μm2 ) Substrates Method 17 48.9 350 TiN 17 28.2 640 TiN 17 16.1 1910 TiN 19 2–3 1000 Glass coated with Formvar 19 2–3 10000 Glass coated with Formvar 20 5–10 na TiN Only PdCl2 (0.56 mM) with HCl (3.0 mL/L) and HF (5.0 mL/L) SnCl2 (36.8 mM) HCl (30 mL/L) followed by the formal only PdCl2 process SnCl2 (36.8 mM) HCl (60 mL/L) followed by the formal only PdCl2 process SnCl2 (0.53 mM) HCl (0.1cc/l) sensitization followed by PdCl2 (0.56 mM) activation Aged SnCl4 (5 mM) presensitizing followed the same process as the first case (SnCl2 +PdCl2 ) SnCl2 (53 mM) with HCl (40 mL/L) then activation PdCl2 (1.4 mM) with HCl 2.5 mL/L) Downloaded on 2014-04-09 to IP 140.120.135.222 address. Redistribution subject to ECS terms of use (see ecsdl.org/site/terms_use) unless CC License in place (see abstract). Journal of The Electrochemical Society, 161 (5) D235-D242 (2014) Table III. Nucleate size of different sensitizers (Ni plated for 1 min).30 1 2 3 4 5 6 7 8 9 10 11 Sensitizer Aging (h) Nucleate size (nm) 0.1M SnCl2 and 0.1M HCl #1 #1 #1 #1 #1 plus 10 mg/L hydroquinone #1 plus 10 mg/L hydroquinone #1 plus 10 mg/L thiourea #1 plus 10 mg/L thiourea #1 plus 0.05wt % Triton X-100 #1 plus 0.05wt % Triton X-100 0 48 96 144 288 3 48 24 72 0 240 140.6 29.7 11.2 4.5 8.1 80.6 39.7 7.6 17.2 95.3 4.9 1000 to 10,000 particles/μm2 when stannic chloride solution aged for 1 wk was applied.19 Field emission scanning electron microscope (FE-SEM) study of the two-step Sn-sensitization and Pd-activation catalyzing system on TiN surface found that Pd catalytic particle density was 350 particles/μm2 and catalytic particle diameter was 48.9 ± 0.3 nm if the tin sensitization step was skipped.17 When tin sensitization with 30 mL/L HCl was applied before the palladium activation step, the catalyzing particle density increased to 640 particles/μm2 and the particle diameter decreased to 28.2 ± 0.3 nm. Increasing HCl concentration to 60 mL/L increased the density of catalytic particles to 1910 particles/μm2 and decreased average particle diameter to 16.1 ± 0.1 nm.17 Incorporating aged stannic chloride solution into the sensitization solution further improved catalytic particle density. Recent research using high-resolution transmission electron microscopy (HR-TEM) showed the conventional two-step activation (SnCl2 sensitization followed by PdCl2 activation) on tantalum nitride (TaN) surface generated Pd catalytic sites of 5–10 nm.15 Island morphology of deposited metal.— Composition and deployment of tin sensitizing solution was found to significantly impact the nucleate site size and the roughness of metal films in the final electroless plating step. Schlesinger and Kisel studied 11 different sensitizers for electroless plating on glass surface (see Table III).21 Using an aged stannous chloride sensitizer solution decreased the nucleate size from 140 nm to 4.5 nm (with increased aging time). Different surfactants also decreased nucleate site size. For example, adding Triton X-100 reduced the size from 140 nm to 95.3 nm. For a given sensitizer, higher density of nucleation sites corresponded to smaller size of nucleated islands. The number of metal islands (particles/50 nm2 ) increased at a superlinear rate relative to the sensitizer adsorption (mg/m2 ).21 An atomic force microscopy (AFM) study of Ag electroless plated film found that the tin sensitization process had affected the roughness of the deposited silver films.17 For a TiN surface activated only with PdCl2 , the root mean square (RMS) roughness was 7.71 nm. When SnCl2 sensitization (with 30 mL/L HCl) was performed before PdCl2 activation, the RMS roughness decreased to 7.31 nm. When HCl concentration in the SnCl2 solution was increased to 60 mL/L, the RMS roughness dropped to 4.66 nm.17 Adhesive strength between the metals and the substrates.— To improve mechanical adhesion between the metal film and the substrate, most electroless plating processes include an etching step. As examples, soda lime glass is commonly etched using nitric acid (HNO3 ) solution;28,39 quartz substrates are etched in hydrofluoric acid (HF) or Piranha solution, a concentrated mix of sulfuric acid (H2 SO4 ) and hydrogen peroxide (H2 O2 );36,38 and polyimide substrates are typically pretreated.42 Etching the substrate before sensitization is hypothesized to increase the surface roughness and concomitant surface area. This would provide more interlocking on the surface, thereby improving adhesion.62 However, micro-scale roughness created by chemical etching may not be useful for enhancing adhesion in nano-scale fabrication. D237 Pretreatments that chemically modify surfaces in advance of sensitization have also been implemented to increase adhesion between deposited metal and the substrate. For example, KOH pretreatment of polyimide substrates was used to generate a surface carboxylic acid group. This was reported to increase adhesion strength.62,42 In general, oxygen-containing functional groups with associated hydrogen ions are reported to improve adhesion. Early in the development of elecroless plating, it was found that a β-stannic shell on Pd-Sn colloid catalyst did not provide strong adherence to clean, hydroxylated inorganic oxide surfaces, but did adhere well to polymer photoresists.1 In contrast, tin(II) was found to chemisorb directly to various hydroxylated surfaces and provide strong adherence. Pre-treatment of tin sensitized surfaces.— Treatment of substrates prior to exposure to tin sensitization solution is important achieve particular objectives in specific applications of electroless plating. A proposed mechanism of tin deposition on different substrates consists of two successive actions: colloid formation in solution resulting from air oxidation and hydrolysis of tin(II) chloride, and precipitation of soluble tin from the liquid layer adhering to the substrate during the water washing (due to pH increase).22 Based on this mechanism, it was suggested that tin sensitization could be affected by the solution pH, tin concentration, and aging. Meanwhile, tin sensitization was observed to be independent of sensitization time (after 5 min), concentration of the aged tin(IV) chloride (between 5 and 50 mM), and concentrations of the tin(II) chloride (between 0.13 and 0.26 M).15 Aging stannic chloride.— Applying aged SnCl4 solution was found able to enhance electroless plating by contact angle measurement, catalytic site formation, and mechanism evaluation. Feldstein et al. in 1972 showed aged tin(IV) chloride solution used in the tin sensitization process improved sensitization of hydrophobic substrates.18 It was also found that adding aged SnCl4 to the conventional SnCl2 sensitization solution improved the sensitizer by increasing island density and uniformity of the metal film for electroless Ni plating.23 Table I shows the addition of aged SnCl4 led to decreasing contact angle from 54◦ to 37◦ . Table II shows applying an aged SnCl4 solution increased the density of catalytic sites by 10-fold. It was proposed that during the aging process, α-stannic acid (hydrolyzed tin(IV) chloride form) transformed to β-stannic acid, a polymeric form with proposed formula of (HO)3 -Sn-[O-Sn-(OH)2 ]n -OH or (HO)2 -Sn-[O2 Sn]n -(OH)2 .18 Increasing the β-stannic acid concentration was reported to improve the tin sensitization process by converting the hydrophobic surface to a more hydrophilic surface. Increasing the temperature and decreasing the stannic chloride concentration accelerated β-stannic acid formation in the aging process. This occurred because diluting the solution increased the stannic chloride hydrolysis rate and higher temperatures increased the reaction rates ofhydrolysis and polymerization, respectively. On the other hand, a high acid (HCl) content or sodium chloride concentration would inhibit the α to β-stannic acid transformation.18 Applying aged stannic component improved electroless metal deposition onto organic surfaces, as the stannous ions interacted with the stannic component and reacted with PdCl2 to form catalytic sites for electroless plating.18,24 Important aspects of sensitization, tin(II) oxidation, complex formation, tin(II) and tin(IV) hydrolysis, and aging of the sensitization solution were discussed by Przyłuski et al.25 During initial aging (0– 50 hr), oxidation and complex formation processes predominated. After 500 hr, hydrolysis became the predominant process. Tin(II) and tin(IV) complexes were reported to have a maximum absorption between a wavelength 345 and 360 nm. The formula for the complex was asserted to be [SnII 3SnIV ClI n ]14-n . Tin(II) oxidation in air was proposed to follow a zero-order reaction mechanism. The rate of tin(II) oxidation was controlled by diffusion of oxygen from the air-solution interface. Different substrates.— Contact angle measurement, Mössbauer spectroscopy, Radiochemical tracer analysis, X-ray photoelectron spectroscopy (XPS), and X-ray fluorescence spectroscopy (XRF) have Downloaded on 2014-04-09 to IP 140.120.135.222 address. Redistribution subject to ECS terms of use (see ecsdl.org/site/terms_use) unless CC License in place (see abstract). D238 Journal of The Electrochemical Society, 161 (5) D235-D242 (2014) been used to examine the properties of different substrates after tin sensitization and activation. Contact angle measurements on AZ-1350 resist (positive photoresist, Shipley Company), KTFR resist (negative photoresist, Eastman Kodak Company) and Teflon (fluorocarbon film, trade mark of E. I. du Pont de Nemours & Co.) substrates after tin sensitization found that the minimum contact angle was affected by different tin(II) to tin(IV) ratios and different substrates (see Table I).16 Experimental results showed that the contact angle on Teflon substrate was most sensitive to the tin(II) to tin(IV) ratio when compared with the other two substrates). Both the Teflon and KTFR resist substrates had a minimum contact angle around 17◦ that was much lower than the AZ-1350 resist (at about 53◦ ). A Mössbauer spectroscopy study of the tin sensitization on Kapton (du Pont polyimide) showed that the tin(II) to tin(IV) ratio after tin(II) chloride sensitization was 1:2, and after the palladium catalyzing step the tin to palladium ratio was 3.8:1.14 Single-step tin sensitization on graphite surface was studied by Meek and Cohen with both Rutherford scattering technique and Mössbauer spectroscopy.26 The formation of Pd-Sn alloy at catalytic centers and absorbtion on substrate were confirmed.26 Similarly, a Rutherford backscattering analysis found the Sn:Pd ratio on the Si3 N4 substrate was between 3.3:1 and 2:1 after a single-step Pd-Sn sensitization.27 Using radiochemical tracer analysis and proton backscattering analysis, the palladium concentrations on the soda lime glass substrate were determined to be 3.4 × 1014 atoms/cm2 and 3.25 × 1014 atoms/cm2 , respectively, after the sensitization and activation processes.28,29 Meanwhile, XPS study of a tin sensitized and silver activated soda lime glass showed that the Sn:Ag ratio was at about 1:2, as one Sn2+ ion could reduce two Ag+ ions.30 The total tin concentration on the alumina substrate was determined by X-ray fluorescence spectroscopy (XRF) at 0.71 × 1015 atoms/cm2 after tin sensitization process (pH<1, SnCl2 solution).31 Recently, the single-step Pd-Sn catalyst in electroless copper plating on epoxy substrates was studied with transmission electron microscopy (TEM) and energy dispersive X-ray analysis (EDX).32 It was found that applying sodium hydroxide (NaOH) and ethylenediaminetetraacetic acid (EDTA) accelerators generated the most uniform Cu films.32 The proposed reason was that the accelerator removed the tin outer layer (shell) on the catalytic particle and exposed the catalytic sites to the solution. Further detail is available in the mechanism section. A high-resolution transmission electron microscopy (HR-TEM) study of the conventional two-step activation (SnCl2 sensitization followed by a PdCl2 activation) on tantalum nitride (TaN) surface found that the palladium catalytic sites were 5–10 nm in size.20 A field emission scanning electron microscope (FE-SEM) study of the two-step (Sn-sensitization and Pd-activation) catalyzing system on TiN surface found that the Pd catalytic particle size was 16.1 ± 0.1 nm (7 g/L SnCl2 , 60 mL/L HCl and Pd activation).17 These two similar tin sensitization and activation processes resulted in slightly different catalytic site sizes (5–10 nm vs. 16 nm), possibly due to different substrates. Trifluoroacetic acid (TFA) in tin sensitization solution.— Trifluoroacetic acid (TFA) was identified as an acceptable replacement for conventional hydrochloric acid (HCl) in tin sensitization solutions. The application of trifluoroacetic acid (TFA) in tin sensitization was first reported by Martin.33 Conventional tin-HCl solution was used by Martin as a sensitizer for electroless silver and gold plating processes in 1994. But in in 1995 a tin-TFA solution with 0.07 M TFA and 0.026 M SnCl2 was applied by Menon and Martin for electroless metallization of membranes.33,34 Later the tin-TFA solution sensitization process was applied on silica spheres to achieve homogeneous silver nanoparticle deposition.35 Later ot was reported by Roper et al. that ultrathin and uniform gold films with enhanced features relative to sputtered gold films could be fabricated by using tin-TFA sensitization and controlling the gold deposition time.36 Using tin-TFA sensitization followed by silver activation and gold plating steps, regular arrays of gold nanoparticles were fabricated by depositing metal onto an electron resist patterned by topdown electron (e)-beam lithography37 or onto a surface supporting an array of hexagonally closed packed, self-assembledmicrospheres.38 Using continuous flow to maintain a constant thermodynamic driving force and enhance the mass transfer rate of gold deposition onto the surface was reported to improve the gold film quality and enhanced its optical features.39 The dynamics of silver catalytic site formation and gold thin film growth were studied by real-time transmission UV-vis (T-UV) spectroscopy, after Ag0 reduced onto the Sn2+ sensitized surface in the continuous flow system.40 Formation of Ag nanoparticles as catalytic site for galvanic displacement by Au was dynamically recorded using T-UV spectroscopy.40 However, tin-TFA sensitization may have some limitation, such as less concentrated tin(II) on the substrates, larger grain size, and higher pKa than HCl (pKa of TFA is 0.23, pKa of HCl was −7.0). Photo selective metal deposition (PSMD).—The photo selective metal deposition (PSMD) method, based on redox reaction of tin(II) and tin(IV) during tin sensitization process, was developed as a photolithography approach. It was reported that the selectivity of positive or negative PSMD could be controlled by simply adjusting the pH of the plating bath in electroless Ni plating.41 A recent study showed that selective oxidization of tin(II) on the substrates with UV light irradiation could form micro-scale metal patterns on polyimide film.42 Idea development.— The concept of PSMD which combined conventional electroless plating method (SnCl2 -PdCl2 activated) with an ultraviolet radiation treatment under a photo mask was first carried out by Sharp.22 The proposed mechanism is shown in Figure 1. First, the substrate was covered with a layer of divalent tin after sensitization in SnCl2 . Second, the divalent was oxidized to tetravalent tin upon exposure to ultraviolet radiation. Portions of the surface covered by a photo mask remained covered by divalent tin. Third, palladium(II) in the activation solution would be selectively reduced on the divalent tin surface and form the Pd catalytic sites. Finally, metal was selectively deposited by electroless plating on the substrates where Pd catalyst was deposited. The mechanism of the divalent tin oxidation by ultraviolet radiation was first studied by Cohen et al. using Mössbauer spectroscopy.14 They found that divalent tin on the surface was oxidized to the tetravalent form when SnCl2 sensitized substrates were either exposed to UV light or immersed in a PdCl2 -HCl solution.14 Figure 1. Photo-selective Metal Deposition process.22 Downloaded on 2014-04-09 to IP 140.120.135.222 address. Redistribution subject to ECS terms of use (see ecsdl.org/site/terms_use) unless CC License in place (see abstract). Journal of The Electrochemical Society, 161 (5) D235-D242 (2014) Mechanism discussion.— The mechanism of PSMD was later improved by Chow et al. who did research on applying UV light after sensitization and after activation for electroless plating of Cu, Ni and Co.43 It was found that for each of the three metals (Cu, Ni and Co), plating would be inhibited as expected because of the tin(II) to tin(IV) oxidation reaction when the UV light was applied after the tin sensitization step. However, when the UV light was applied after the activation step, the electroless Ni and Co plating were still inhibited.43 The reason was proposed that phosphorus was involved in Ni and Co deposition solution, which would increase the degree of crystallization (lost activity) of the Pd catalyst in UV irradiation and inhibit the electroless Ni and Co plating.43 On the other hand, hydrogen was incorporated in the electroless Cu film deposition (not affect the catalyst), which would not inhibit the deposition.43 Later, it was found that Cu deposition could be inhibited by UV light irradiation after activation, if the water rinse times between sensitization, activation, and metallization were shorted to 15 sec.44 The idea of using UV light to inhibit electroless plating was also tested on plastic substrates. The most effective inhibition was obtained from applying UV light just after the catalyzing step.45 Baylis et al. reported a novel way of inhibiting electroless plating via UV light by using tin(IV) chloride solution as a sensitizer.46 They found that using tin(IV) sensitization and Pd activation, the electroless Ni plating would deposit nickel on the substrate, but the plating would be inhibited if UV light was applied after the Pd activation process.46 However, different result came from electroless Cu plating: the Cu was only deposited when the UV light was applied after the Pd activating step.46 It was proposed that the Pd catalyst was generated from the light induced reduction of palladium(II) to palladium(0) on the tin(IV) sensitized substrate:46 Substrate-Sn4+ -Pd2+ + UV light (hv) → Substrate-Sn4+ -Pd0 [1] It was proposed that UV light irradiation could increase the degree of crystallization of Pd catalyst in the presence of phosphorus and inhibit electroless Ni plating. (This UV light inhibition assumption was proposed by Chow et al. earlier).43 Electroless Co and Ni plating in alkaline baths were also studied by Baylis et al. for PSMD with a tin(IV) sensitizer.47 It was found that the reduction of Sn4+ -Pd2+ to Sn4+ -Pd0 catalyst (under UV light) could only happen in an acidic condition, because in a basic solution the Pd2+ was converted to Pd(OH)2 which had a lower reduction potential than PdCl2 in an acidic solution. The mechanism by which UV irradiation inhibitselectroless plating remained a subject of continued exploration. Five different ways that UV light could possibly affect the Pd catalyst havebeen proposed: (a) UV light reduces Pd2+ to Pd0 ; (b) UV light and air oxidizes Pd2+ to Pd4+ ; (c) UV light renders Pd0 site non-catalytic; (d) UV light breaks bonds that connect the Pd catalyst to the substrate; or (e) UV light dehydrates Pd2+ and forms insoluble palladium oxide.48 To clarify the mechanism, Pd2+ on substrates and in rinse water from different tin sensitization processes and UV light irradiation methods were quantified by a spectrophotometric method.48 More Pd2+ was recovered in the rinse water after UV irradiation on the dried substrates comparing with the non-UV irradiation one. These experimental results suggested UV light reduction of Pd2+ to Pd0 did not occur if Pd0 was the catalyst, because the concentration of Pd2+ in the rinse water after UV irradiation should have been lower. The possibility that UV light broke the bond between the Pd catalyst and the substrate was not substantiated, because in that case the Pd catalyst in the rinse water should remain effective for electroless plating, butexperiment showed it was not. Althoughthe mechanism of tin(II) and tin(IV) sensitization during PSMD has not been completely elucidated,41 methods for selective Ni and Co electroless plating47 have been duplicated by different research groups. Single-step tin sensitization.—The single-step tin sensitization process was developed for its convenience and greater efficiency in industrial application. It was expected to provide more reproducible results if the catalyzing solution could be stabilized. The catalyst particle size D239 in the single step sensitization process was generally smaller (3 nm) than the conventional two-step process that varied from 2–3 nm to 50 nm (see Table II). However, adisadvantage was that accelerators (HCl, NaOH or others) had to be applied to remove the tin shell and improve the efficiency of the catalyst. Method development and comparison with two-step system.— In place of the conventional two-step surface activation method (tin sensitization followed by palladium activation), a single-step catalyzing method with Sn-Pd complex was developed to increase convenience. Scanning tunneling microscopy (STM) was used to characterize the Pd catalytic clusters on graphite substrates which were formed during the activation step.49 A pyramidal cluster with 40 Pd atoms (4 × 5 atoms basis) was proposed. Mössbauer spectroscopy study of the single-stage Sn-Pd complex treatment solution proposed that the stoichiometry of the complex could be Pd2+ -3Sn2+ , that the complex was unstable and auto-reduced to a Sn-Pd alloy, and that excess tin(II) ion in solution formed a monolayer of stannous shell on the particle which stabilized and limited the catalyst particle size.50 On the other hand, Meek found that the two-step sensitization process (tin(II) sensitization and followed by palladium(II) activation) was basically different from the single-step Sn-Pd complex solution system by a Rutherford scattering study.51 The former two-step sensitization showed a lower Pd/Sn ratio, more Pd and Sn species lost into the electroless plating solution, and a longer time required to initiate the electroless plating reaction.51 Combining Mössbauer spectroscopy with electron microscopy and using a Rutherford backscattering Cohen and Meek showed the catalytic sites for electroless plating were suspension of colloidal particles of Sn-Pd alloy with an upper limit particle size of about 30 Å in diameter by studying the Sn-Pd complex solution sensitizing graphite substrates (see Figure 2).26 Adding tin(IV) in single-step sensitization solution was also studied using PSMD. The effective lifetime of the sensitization solution for surface sensitization was improved from 45 hours to 3 months by adding HCl, which was proposed to slow down tin(IV) chloride hydrolysis.46,52 A HR-TEM study of the single-step Pd-Sn catalyzed surface showed that the tin solution temperature, colloid growth time, and solution aging time were the critical aspects that determined the final catalytic particle sizes.27 The catalytic core prepared in concentrated acidic media at room temperature was found to have a lower tin concentration, while aging the catalyst improved the nucleus crystalline organization.27 Heating or increasing the pH of the catalytic solution during the colloid formation was found to produce highly crystallized tin-rich catalytic sites.27 Accelerators.— Applying an accelerator washing step after the single-step tin sensitization process was found to improve the catalytic efficiency.50 An electron microscope study of the single-step sensitization showed that either applying the accelerator solution or adding the aged tin(IV) solution to the catalyzing solution had improved the surface catalyzing process.53 An energy dispersive spectroscopy (EDS) analysis of different accelerators applied to a graphite-epoxy composite substrate catalyzed by single-step Sn-Pd found that acceleration Figure 2. Structure of Pd-Sn alloy catalytic site.26 Downloaded on 2014-04-09 to IP 140.120.135.222 address. Redistribution subject to ECS terms of use (see ecsdl.org/site/terms_use) unless CC License in place (see abstract). D240 Journal of The Electrochemical Society, 161 (5) D235-D242 (2014) with 0.5 M NaOH removed an equivalent amount of tin compared with the electrochemical method using a potential greater than 1.0 V vs reversible hydrogen electrode (RHE). This result was better than the HCl (8%) accelerator.54 Five different accelerators (NaOH, HCl, H2 SO4 , NH4 OH and NH4 BF4 ) were compared in detail by TEM and electron diffraction analysis.55 It was also found that the NaOH accelerator produced the finest remaining particles, while the accelerators with ammoniate group (NH4 OH and NH4 BF4 ) coagulated small particles to produce high-density particles.55 Electrochemical method evaluation.— Cyclic voltammetry was found to be useful in characterizing tin sensitization solutions. It was reported that the concentration of tin(II), tin(IV), and Pd(II) in solutions could be measured within ±10% accuracy.56 The tin(II) ion in solution inhibited the dissolution of the 0 valence palladium(0). Tin(II) ion on the electrode surface could be leached by rinsing with high chloride concentration solution. Another study using cyclic and linear voltammetry evaluated the Pd-Sn catalyzing solution with Pd concentration varied from 0.1 to 0.4 mM and Sn concentration ranging from 1 to 4 mM.57 It was found that electrochemical reduction of palladium(II) was a process with two one-electron transfer steps. Electrochemical reduction of tin(II) in 0.1 M HCl was shown to be diffusion limited. The diffusion coefficient was measured by rotation disk electrode to be 2.5 × 10−10 m2 /s, compared with a reported Pd(II) diffusion coefficient of 1.17 × 10−9 m2 /s. Electrochemical reduction of tin(IV) only happened in solutions with high HCl concentration. Hydrolysis dominated in 0.1 M HCl solution, while in 1 M HCl solution the hydrolysis was inhibited). Mechanism development.—The mechanism of tin sensitization and palladium/silver activation has been discussed in literature for many years. A widely accepted mechanism is shown in Figure 3 using silver activation on glass substrate. The mechanism of single step SnPd activation process is different from the two-step process. It will also be discussed here. Conventional two-step system.— In the mechanism of tin(II) sensitization, two processes could contribute to tin(II) deposition on the substrate : colloid formation in solution due to tin(II) chloride oxidation in air and hydrolysis in water; and precipitation of soluble tin species from the adhering film of solution during the water rinse step due to a rapid pH increase.22 Therefore, tin sensitization was hypothesized to be affected by solution properties such as pH, concentration Figure 3. Tin sensitization and silver activation on soda lime glass.30 and aging; substrate properties and pretreatment; and immersion and water rinse processes.22 A Mössbauer spectroscopy study of tin(II) sensitization on Kapton (du Pont polyimide) substrate showed that the ratio of tin(II) to tin(IV) ions on the substrate was about 1:2, and the total amount of the tin on the substrate remained at about 10 μg/cm2 before and after the activation step with Pd(II) solution.14 After activation, the atomic ratio of tin to palladium was approximately at 3.8:1, which proved the amount of tin(II) oxidized and the amount of the Pd(II) reduced were the same:14 Sn2+ (s) + Pd2+ (aq) → Sn4+ (s) + Pd0 (s) [2] A radiochemical tracer analysis study showed that the surface concentration of tin(II) and tin(IV) on the tin sensitized Teflon substrate were 1.2 × 1016 atoms/cm2 and 0.36 × 1016 atoms/cm2 respectively, which was the only report that quantified the tin(II) concentration.15 In comparison, the tin(II) concentration on the tin sensitized soda-lime glass was found between 0.53 × 1015 and 0.93 × 1015 atoms/cm2 in our lab (unpublished result: tin concentration was 29 mM, trifluoroacetic acid concentration was 72 mM, and sensitization time was 3 min).58 Many studies reported the total tin concentration at different electroless plating steps, because tin(II) was easily oxidized when exposed in air. A Rutherford scattering study of tin sensitization on cleaved graphite substrates showed that the total tin concentration on the surface was at about 1.5 × 1016 atoms/cm2 , the ratio of O/Sn (the Sn counted for the total amount of tin on the substrate) was about 1.3, and the Cl/Sn ratio was close to 0.1.51 The same study found that after Pd catalyzing process the O/Sn ratio increase to 2 and Pd/Sn ratio was approximately at 0.2, while the Pd/Sn ratio after activation on Kapton found by Mössbauer spectroscopy was about 1:3.8.14,51 The slight difference could be due to different substrates or different analytic methods applied. Another study of Rutherford backscattering analysis of single-step Pd-Sn catalyzing the Si3 N4 substrate found that the palladium and total tin concentration concentrations were at 1.6 × 1015 atoms/cm2 and 3.5 × 1015 atoms/cm2 , respectively.27 Dynamic study found that the Pd/Sn ratio was found to increase from 0.3 to 0.5 during the first 5 min immersion time, while after 5 min it was stabilized.27 Introducing a step in which substrates were immersed in a silver nitrate solution between the stannous chloride and the palladium chloride steps was found to generate a very homogeneous nucleation on soda lime glass substrates:28 Sn2+ (s) + 2Ag+ (aq) → Sn4+ (s) + 2Ag0 (s) [3] 2Ag0 (s) + Pd2+ (aq) → 2Ag+ (aq) + Pd0 (aq) [4] Radioactive tracer analysis of Sn, Ag and Pd showed that the total amount of tin after SnCl2 sensitization and rinsing was about 0.12 μg/cm2 (6.1 × 1014 atoms/cm2 ), the silver concentration followed by AgNO3 activation and rinsing was about 0.16 μg/cm2 (8.9 × 1014 atoms/cm2 ), and the palladium concentration followed by PdCl2 activation and rinsing was about 0.06 μg/cm2 (3.4 × 1014 atoms/cm2 ).28 If the AgNO3 solution activation was skipped, the Pd concentration decreased to about 0.04 μg/cm2 (2.3 × 1014 atoms/cm2 ), which was only 2/3 the amount found with a Ag step.28 Similarly, a Pd concentration of 3.25 × 1014 atoms/cm2 was reported by proton backscattering analysis of the Pd catalyzed soda lime glass.29 Baylis et al. suggested a minimum Pd catalyst coverage of 5 × 1013 atoms/cm2 was required to initiate electroless metal deposition on glass.29 X-ray fluorescence spectrometry (XRF) was used to quantify the amount of tin, silver and palladium on the alumina substrate after each step.31 It was reported that tin was at 0.71 × 1015 atoms/cm2 after tin sensitization, silver was at 1.3 × 1015 atoms/cm2 after silver nitrate intermediate step, and palladium was at 0.5 × 1015 atoms/cm2 after PdCl2 activation.31 Because different analysis methods were performed in different regions (depth) of the catalytic site, from the core to the shell, the Pd/Sn ratios could be varied.13 Table IV summarizes all the different tin, silver and palladium concentration previously reported and cited in this review (references contain detailed information). Downloaded on 2014-04-09 to IP 140.120.135.222 address. Redistribution subject to ECS terms of use (see ecsdl.org/site/terms_use) unless CC License in place (see abstract). Journal of The Electrochemical Society, 161 (5) D235-D242 (2014) D241 Table IV. Surface concentration of tin, silver and palladium (atoms/cm2 ). Ref. Tin(II) Tin(IV) Tin (total) Ag Pd 15 27 28 29 31 51 58 1.2 × 1016 na na na na na 0.54–0.93 × 1015 0.36 × 1016 na na na na na na na 3.5 × 1015 6.1 × 1014 na 0.71 × 1015 1.5 × 1016 na na na 8.9 × 1014 na 1.3 × 1015 na na na 1.6 × 1015 3.4 × 1014 3.25 × 1014 0.5 × 1015 na na Single-step catalysis systems.— The mechanism of the single-step catalysis system (briefly discussed in a previous section) was found by Mössbauer spectroscopy study of single-step Sn-Pd complex sensitization on Kapton substrates.50 It showed a mixture of tin(II) and tin(IV) lines on the spectra. After ‘accelerator’ washing, the tin(II) line was absent and the catalytic activity of the surface was increased.50 Based on these observations, it was concluded that a tin(II) shell was stabilizing the Sn4+ -Pd0 catalyst as in Figure 2 (except the stannic shell was proposed to be a stannous shell).50 Applying electron microscopy and electron diffraction analysis of the single-step catalysis followed by acceleration process, Feldstein et al. proposed that the presence of Pd3 Sn prior to the metallization step would produce the best plating results.53 Another Mössbauer spectroscopy study of tin sensitizing on graphite substrates identified the formation of a catalytic Pd-Sn alloy.26 The single-step tin sensitization processes were suggested to be: first, colloidal particles of Pd-Sn alloy adsorb to substrates; second excess stannic hydroxide is removed by accelerator (20 mL Shipley 19 in 100 mL water); and third, additional removal of stannic hydroxide occurs during electroless Cu plating (in the Mac-Dermid 9070D electroless Cu plating solution) (see Figure 2).26 A stannic shell was proposed to occur on the Pd-Sn alloy core. Because Cohen et al. suggested both stannic and stannous shells, and report26 was later than,50 information in the former is regarded as more complete, which supports a stannic (Sn4+ ) shell on the catalytic core. A TEM study of the Pd-Sn catalyst system showed that the high catalytic activity was due to large colloidal particles, and the accelerator (1 M NH4 BF4 or 1:1 HCl) caused coagulation of small particles that increased activity.59 X-ray photoelectron spectroscopy (XPS) showed that the Pd/Sn ratio was not constant for particles with different catalytic activities, and the Pd and Sn could exist as Pd-Sn intermediate or alloys.59 Another XPS study of SnCl2 and SnCl4 sensitization (both concentrations were 2.5 mM) on soda lime glass surface found that the tin coverages were the same between 1: 5 and 1:10 (Sn:Si).30 After the tin(II) and tin (IV) sensitized glasses were treated in ammoniac silver nitrate solution, the Ag to Sn ratio on the glass surface were estimated at 2.3.30 It was higher than the former reported ratio of 1.6 measured by radioactive tracer analysis, because in the former case the SnCl2 concentration was lower (0.44 mM).28,30 The mechanisms of tin sensitization and silver activation are summarized in Figure 3.30 Energy dispersive X-ray analysis (EDX) found the Pd/Sn ratio was ∼0.3 before acceleration, increased to ∼1 after HCl acceleration, and became >2 when accelerated by NaOH.32 Other discussion of single-step activation process occurred in a previous section. Following the steps of SnCl2 solution sensitization, rinse, PdCl2 activation, and rinse, electroless plating of Ni, Ni-Co alloy, and Co were studied.9,60 It was proposed that the structure of deposited Co could be either face centered cubic (FCC) or hexagonal close packing (HCP), while the Ni and Ni-Co alloy films were in FCC structures.60 The PdSn catalyst fabricated by cyclic voltammetry and conoamperometric binary electro-deposition was studied in nitrate reduction reaction, and the best catalytic performance was at the ratio of Pd30 Sn70 .61 Future Perspectives The chemical composition of deposited tin compounds on tin sensitized substrates has been found to have different ratios of tin(II)/tin(IV), varying from 3:1 to 1:2. Differences in the ratio arose from different applied solution concentrations and different analytical methods. Measured contact angles have been shown to vary with substrate composition, tin solution concentration, and solution aging time. For example, at the same tin sensitization conditions, AZ-1350, Teflon, and KTFR substrates showed different contact angles (54◦ , 20◦ , and 17◦ , respectively) while aging the SnCl4 solution decreased the contact angle from 54◦ to 37◦ on the AZ-1350 substrate. The diameter and density of catalytic sites resulting from sensitization were improved by increasing the HCl concentration in the SnCl2 sensitization solution, by adding aged SnCl4 solution, and by adding surfactants. By increasing the HCl concentration from 0 to 30 to 60 mL/L, the catalytic particle size decreased from 48.9 to 28.2 to 16.1 nm, and the particle density increased from 350 to 640 to 1910 particles/μm2 . The addition of aged SnCl4 solution increased the density of the catalytic sites by a factor of 10, and applying a 144 h aged sensitizer achieved a minimum nucleate size of 4.5 nm. The addition of Triton X-100 as surfactant decreased the nucleate size from 140.6 nm to 95.3 nm without aging, the addition of hydroquinone at 3 h aging yielded an 80.6 nm nucleate size, and adding thiourea and aging the solution 24 h reduced the catalytic size to 7.6 nm. Trifluoroacetic acid (TFA) was found to to avoid tin(II) hydrolysis, especially for membrane metallization. Photo selective metal deposition (PSMD) method was developed based on UV light-induced tin(II) oxidation and catalyst inhibition. Different metal patterns were fabricated using PSMD. However the fundamental mechanism appeared to differ for different electroless plating systems and remains a subject of further research. The mechanism of the sensitization and activation steps was evaluated in detail by different analytical methods (radio chemical tracer analysis, Mössbauer spectroscopy, X-ray fluorescence). Based on the surface concentrations of tin and palladium (or silver) on the substrates during each step, a widely accepted mechanism has been proposed. First, the divalent tin compound isadsorbed on the substrates. After tin sensitization, the palladium(II) or silver(I) would be reduced to Pd0 (Ag0 ) following a redox reaction mechanism and become a catalytic site on the surface. The electroless plating could then happen on catalytic sites so formed. Outlook Commercial importance.— Literature reports indicate that the two-step SnCl2 and PdCl2 (Ag or Pt) activation process is used to fabricate monodisperse catalyst, metal monolayers, and to control metal deposition on glass or membranes.2–5,35,36 The single-step Sn-Pd complex activation process was developed for convenient operation and is reported to have been used for electroless Cu plating on printed circuit boards.48,49 The photo selective metal deposition (PSMD) method was developed in 1970s for fabricating metal patterns.43–48 Itwas reported in 2006 again by Kim et al. for selective metal deposition on polyimide.42 A reviewer of the submitted manuscript reported that tin sensitized surfaces are of particular value in catalyzing electroless plating on circuit boards. The Sn/Pd system is critical and widely used in this process. However, while it remains an interesting topic for research, the PSDM process is reported to be of less commercial significance. Downloaded on 2014-04-09 to IP 140.120.135.222 address. Redistribution subject to ECS terms of use (see ecsdl.org/site/terms_use) unless CC License in place (see abstract). D242 Journal of The Electrochemical Society, 161 (5) D235-D242 (2014) Current applications of the tin sensitization and electroless plating methods are in fabricating metal film for micro-circuits, solar cell, and making catalysts. The key conditions that affect the tin sensitization process are: addition of aged SnCl4 , selection of substrate, choice and concentration of acid stabilizer (HCl vs. trifluoroacetic acid), and UV light exposure. Single-step sensitization affords greater convenience and controllability in specific situations. Substrate exposure to an aged SnCl4 solution before the conventional SnCl2 solution has been shown to enhance the absorption of tin(II) and improve electroless plating. Future opportunities.—Improving the tin sensitization process could support fabrication of a monolayer of tin(II) on the substrate. Ideally, amonolayer of deposited tin(II) could be a premier condition for producing uniform metal thin films, comparable to vapor deposition. Addition of SnCl4 solution appears to be a way to approach this goal. For these reasons, the mechanism of tin(II) deposition on the surface and its oxidation under conditions important for electroless plating deserves examination in greater detail. Selective oxidation of tin(II) that has been uniformly deposited on asubstrate could pattern the surface for electroless metallization. Methods to protecttin(II) that could complement UV oxidation could be considered. Alternatively, selective silver or palladium activation subsequent to tin sensitization could also be explored to pattern the surface for metallization. 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