Revised: 25 May 2021 Accepted: 22 June 2021 DOI: 10.1002/we.2668 REVIEW ARTICLE Review of wake management techniques for wind turbines Daniel R. Houck Sandia National Laboratories, Albuquerque, New Mexico 87123, USA Summary The progression of wind turbine technology has led to wind turbines being incredibly Correspondence Daniel R. Houck, Sandia National Laboratories, 1515 Eubank Blvd. SE, Mailstop 1124, Albuquerque, NM 87123, USA. Email: danrhouck@gmail.com optimized machines often approaching their theoretical maximum production capabilities. When placed together in arrays to make wind farms, however, they are subject to wake interference that greatly reduces downstream turbines' power production, increases structural loading and maintenance, reduces their lifetimes, and Funding information US Department of Energy; Wind Energy Technology Office ultimately increases the levelized cost of energy. Development of techniques to manage wakes and operate larger and larger arrays of turbines more efficiently is now a crucial field of research. Herein, four wake management techniques in various states of development are reviewed. These include axial induction control, wake steering, the latter two combined, and active wake control. Each of these is reviewed in terms of its control strategies and use for power maximization, load reduction, and ancillary services. By evaluating existing research, several directions for future research are suggested. KEYWORDS ancillary services, control, induction, loads, power production, wake, wind turbine, yaw 1 | THE NEED FOR WAKE MANAGEMENT Motivations for wake management may simultaneously include power maximization, load reduction and/or distribution, lifetime extension, reduced maintenance, improved ancillary service capabilities, and, ultimately, reduced levelized cost of energy (LCoE). Wake management has been heavily researched in the last two decades to identify approaches that can compensate for the negative effects of wakes in existing wind farms and to improve the design of new wind farms. The growing interest in this research is a direct result of the worldwide installed wind energy capacity, which has quintupled in the last two decades and is now over 650 GW.1,2 The limited control actuators on a turbine (torque, pitch, and yaw) limit the options for wake management techniques, but there are many different ways that they may be implemented when considering the design of new controllers. While it greatly depends on the specifics of the wind farm, implementation of wake management techniques may increase annual energy production (AEP) by up to a few percent.3,4 While these increases may seem small, a 1% increase in capacity factor of the entire 650 GW fleet, and assuming $20/MWh, is an increase of over $1.1 billion per year without including turbine lifetime extensions and reductions in maintenance. Conventional control without wake management works very well when the wind is least aligned with successive downstream turbines so there is sufficient space between the rows for wake recovery and when the wind speeds are high so turbines are more likely to operate at rated power (this is further explained in Section 2). Thus, wake management for power maximization is largely a mitigation technique for off-design conditions of lower probability wind directions and/or below rated wind speeds because turbine models and wind farm layout are based on datadriven probabilities of wind directions and speeds. Depending on the site, the conditions for which the wind farm was designed may not happen very often, and, within a wind farm, rated wind speeds may be rare precisely because wakes from upstream turbines result in lower wind speeds This is an open access article under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in any medium, provided the original work is properly cited. © 2021 National Technology & Engineering Solutions of Sandia, LLC. Wind Energy published by John Wiley & Sons Ltd. Wind Energy. 2022;25:195–220. wileyonlinelibrary.com/journal/we 195 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License Received: 17 March 2021 HOUCK within the wind farm. Even if the probability of unfavorable conditions with regard to wind direction and speed is low, the power losses that a farm can experience due to wakes can be as high as 40%.5 In addition to power losses, turbines that operate in the wakes of others experience higher loads, require more maintenance, and have shorter lifetimes.6 Wakes are a significant contributor to fatigue loads on a wind turbine, so managing wakes to reduce or more evenly distribute loads can improve the lifetime of a wind turbine and reduce maintenance requirements potentially without sacrificing power production.3,7 As wind energy penetration increases, wind farm operators are increasingly being asked by system operators to perform ancillary grid services. These services include active power control (APC) in which the power production of a wind farm is actively managed to either hold some power in reserve by operating below its rated power or automatic generation control (AGC) in which a wind farm is asked to follow a reference power signal.8,9 While wind farms cannot provide inertia to the grid automatically as synchronous generators can, they can be quickly actuated to adjust their production levels,10 and they can store kinetic energy in their rotors for quick release to aid in frequency regulation.10–13 Finally, with advances in power electronics, wind turbines are now also able to provide reactive power control to maintain system voltage at least locally.14–16 All of these objectives—power, loads, and ancillary services—are rarely independent, and two or even all three may be simultaneously optimized by certain wake management strategies, though trade-offs should be expected. The most notable of previous reviews related to wind turbine wake management comes from Kheirabadi and Nagamune,2 who focused on wind farm control for power maximization and who also provide more details on the controllers themselves and the models and simulation tools used to design them. Boersma et al17 provide an excellent review of wind turbine controls with sections on their connection to wakes and use in wind farm settings, but considerably less detail on the state of the art in wake mitigation, while Andersson et al18 has a more recent and thorough classification of wind turbine control schemes and optimization methods for power maximization and grid services. Knudsen et al19 give a review of topics similar to what is presented herein, though it is briefer and now six years out of date. Given the significant advances in the past six years, this review provides many updates. Porté-Agel20 have a recent and excellent review covering wind turbine wake dynamics and, in particular, their interactions with the atmospheric boundary layer. Finally, and most recently, Van Wingerden et al21 released the results of an “Expert Elicitation on Wind Farm Control.” It is less of a review and more of a survey of stakeholder opinions to evaluate consensus and disagreements on the state of the art of wind farm controls and what is needed from future research. What follows is a review of four wake management techniques. The first two, axial induction control (AIC) and wake steering, have received a great deal of attention from researchers but are still far from perfected. The combination of these is a third option that has only recently been investigated. Finally, active wake control (AWC) is at the very beginning of its development. After a brief primer on wind turbine control and wake dynamics, each of the four techniques is discussed in regard to optimizing its control strategy and how it can be used for power maximization, load reduction, and ancillary services. 2 P R I M E R O N W I N D T U R B I N E C O N T R O L A N D WA K E D Y N A M I C S | When the wind passes through a wind turbine, it converts energy in the wind into rotational energy in the rotor that is then converted to electricity by the generator in the turbine nacelle. This interaction creates a wake downstream of the turbine that is characterized by a velocity deficit and added turbulence. When turbines are placed together in wind farms, their wakes can interfere with each others' abilities to produce rated (maximum) power. While the fluid dynamics of wind energy conversion can be quite complicated, two aspects are fairly straightforward: first, a wind turbine can only produce its rated power at or above its rated wind speed. Second, higher turbulence levels, especially when they are asymmetrically distributed across the rotor plane, lead to greater fatigue loads on a turbine.22 Lower wind speeds and higher turbulence are both key features of a wind turbine wake. Though some loads are proportional to wind speed, turbines operating in a “waked state” (in the wake of another turbine) may not be able to produce their rated power and may suffer from additional fatigue loads due to turbulence. 2.1 | Wind turbine control An individual wind turbine has three control actuators: blade pitch angle (β), generator torque (K), and yaw angle (γ). Changing these individually or in combination can change the induction factor, a, which is a¼ U∞ Udisc , U∞ ð1Þ where U∞ is the freestream or ambient wind speed at hub height and Udisc is the wind speed at the rotor disc. The induction factor can be related to both the thrust coefficient, Ct, which is 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 196 F I G U R E 1 An example of the relationships between blade pitch, TSR, and the thrust and power coefficients of a wind turbine. The “+” marks the design operating point for maximum power production. Plots made from data of Sandia National Laboratories' National Rotor Testbed Rotor23 Ct ¼ 4að1 aÞ, ð2Þ CP ¼ 4að1 aÞ2 : ð3Þ and the power coefficient, CP, which is These represent thrust force of and power produced by the turbine non-dimensionalized by the force of and power in the wind over the rotor disc area, respectively, and are derived from an idealized actuator disc analysis of a wind turbine.22 Finally, changing β or K can affect the tip speed ratio (TSR), which is TSR ¼ ωD , 2U∞ ð4Þ where ω is the rotation rate of the rotor and D is its diameter. The relationship among some of these is seen in Figure 1. The conventional control scheme for a wind farm is known as greedy control and uses maximum power point tracking (MPPT).24 In this scheme, every turbine is independent and agnostic of other turbines. Each turbine uses inputs from several sensors to determine the wind direction and the turbine's current operational state, in particular rotor speed, as inputs in a control algorithm that determines the best control to maximize power production unless the operator overrides it.25 It should be noted in Figure 1 that a higher or lower TSR or pitch will result in less power (lower CP). Also, CP is less sensitive around its peak to changes in TSR and pitch than Ct.26 2.2 | Wake dynamics The magnitude of a wake and how quickly it dissipates are mostly related to the wind speed and ambient turbulence level. The “size” of a wake is often characterized by its velocity deficit, VD, which is VDðx, y, zÞ ¼ U∞ uwake ðx,y, zÞ , U∞ ð5Þ where uwake is the wind speed anywhere in the wake. The wind speed determines in what region of a turbine's capacity curve it is operating (see Figure 2). In Region 2, the wind speed is between cut-in and rated, and the turbine is trying to maximize power using generator torque control to maximize its thrust. Here, wakes are strongest because there is no surplus energy in the wind; i.e., the turbine is using as much of the available energy as it can. Considering Equation (5), the velocity deficits during Region 2 operation are larger because U∞ is lower. In Region 3, when the 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 197 HOUCK HOUCK FIGURE 2 An example of a capacity curve showing how the power output, CP, and Ct change with wind speed. Data from Kelley23 turbine reaches rated power, a turbine will use pitch control to maintain a constant rotor speed, which keeps it at its design and optimal TSR. This is now primarily a limiting control in that it has already achieved maximum power and is maintaining an operating point that keeps it within the limitations of the generator and power electronics. Wakes during Region 3 operation produce smaller velocity deficits (higher uwake) because proportionally less energy is harvested from the inflow than is available.17,25 Though operating in Region 3 is the design operating point, Region 2 is, in fact, the most common operating regime for most turbines in wind farms either because of turbines in waked states or site specific wind conditions.27 Region 2.5 is a transitional region in which some turbines achieve their rated speed before achieving rated power. Turbulence is the main mechanism by which wakes decay. It stirs the wake with the ambient flow until the two are homogeneous again. Turbulence intensity (TI) is very significant in wake dynamics and is defined as σU TI ¼ , U ð6Þ is its temporal mean. Higher TI accelerates wake recovery whether it origiwhere σ U is the standard deviation of the streamwise velocity, U, and U nates in the freestream or is added by the turbine.22 An additional aspect important to the fluid dynamics of wake formation and decay is the shed vorticity from the turbine rotor and nacelle. Particularly, each rotor blade sheds a continuous vortex from its tip that spirals in a helix downstream. The distance between successive helices is called the pitch and is inversely proportional to the rotation rate (i.e., the higher the rotation rate, the lower the pitch). In the near wake, the tip vortices are stable to perturbations and effectively shield the ambient flow from significant mixing with the wake. As the vortices interact with the ambient flow and each other, they eventually destabilize and begin to breakdown, which allows for further mixing between the wake and the ambient flow and causes further breakdown of the vortices. Higher turbulence will accelerate this process.28–31 As this process is related to the rotor speed, it indicates that how a turbine is operated affects how its wake is formed and decays. 3 3.1 WAKE MANAGEMENT TECHNIQUES | | Axial induction control AIC involves modifying the induction factor of upstream turbines to the benefit of downstream turbines. The name AIC is misleading as the induction factor is not directly controlled on the wind turbine. Rather, the induction factor can be indirectly controlled by adjusting the blade pitch or the generator torque. One of the primary difficulties in understanding literature regarding AIC is that, depending on the study, researchers may have implemented AIC by changing a, β, K, TSR, Ct, or CP, and it is clear that these do not all have the same effect on the dynamics of a turbine's 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 198 TABLE 1 Summary of studies of axial induction control Reference Abbes and Allagui 32 Focus Method Control parameter(s) PM Wake model TSR Adaramola and Krogstad33 PM Wind tunnel β, TSR 34 PM Wake model CP Ahmad et al35 PM Field test CP 36 PM Wake model CP Annoni et al37 PM Wake model, CFD Wake expansion angle, β, K Barradas-Berglind and Wisniewski38 PM, LE BEM a Bartl and Sætran39 PM Wind tunnel β, TSR Bartl PM Wind tunnel β, TSR Behnood et al41 PM Wake model β, TSR PM Wake model a PM, LE Field test β PM Wake model, field test β, K Ahmad et al Ahmad et al 40 Bitar and Seiler Boorsma 42 43 Bossanyi and Ruisi44 PM, LE CFD β Bubshait et al46 AS Wake model power Campagnolo et al47 PM, LE Wind tunnel β Ceccotti et al48 PM Wind tunnel TSR Brand et al 45 Chhor et al 49 PM Wake model Ct Ciri et al50 PM CFD K Cole et al51 LE, AS Wake model K PM Wind tunnel β PM Wake model a PM Wake model TSR PM CFD β LE, AS CFD β, K PM, LE BEM, wind tunnel β PM, LE BEM TSR, Ct AS BEM K PM CFD β, K PM Wake model β, TSR AS Field test K AS CFD β AS Field test K PM Wake model a PM CFD, Field test β Corten and Schaak 52 Dam et al53 De-Prada-Gil et al 54 Dilip and Porté-Agel55 Fleming et al 9 Frederik et al56 Galinos et al 57 Gao et al58 Gebraad et al 26 González et al 59 Gravagne et al11 Guggeri et al 60 Guttromson et al12 Herp et al 61 van der Hoek et al62 Horvat et al 63 PM, LE Wake model TSR Johnson and Thomas64 PM Wake model a Johnson and Fritsch65 PM Wake model a PM, LE CFD β Kayedpour et al66 PM Wake model wake expansion angle Kazda et al67 PM CFD CP Kiani et al68 PM Wake model a 69 PM Wake model, wind tunnel β Kondo and Inage70 PM Wake model CP PM, LE CFD β PM Wake model β Kanev et al Kim et al 3 Kucuksahin and Bot Lee et al72 71 (Continues) 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 199 HOUCK HOUCK TABLE 1 (Continued) Reference Focus Method Control parameter(s) 13 AS Wake model K Lyu et al73 AS Wake model β, K PM Wake model Ct, TSR PM Wake model a PM, LE CFD K PM Wake model β, TSR PM Wake model a PM Flume TSR AS Wake model K PM, LE CFD TSR PM Wake model β, TSR Lee et al Ma et al 74 Marden et al75 Martinen et al 76 Mirzaei et al77 Park and Law 78 Okulov et al79 Rijcke et al 80 Santhanagopalan et al81 Serrano González et al Silva et al 82 83 LE, AS CFD K Su et al84 LE, AS Wake model power Tian et al85 PM Wake model β, TSR Tian et al14 AS Wake model power Vali et al86 PM Wake model a Vali et al87 LE, AS CFD a 88 Vali et al LE, AS CFD a Vali et al7 LE, AS CFD a Van Binsbergen et al89 PM. LE Wake model β PM CFD Ct PM Wake model, BEM, wind tunnel CP, K PM, AS Wake model β PM Wake model K PM Wake model β, TSR Vitulli et al 90 Wang and Garcia-Sanz91 Wang et al 16 Yang et al92 Zhang et al 93 Note: The focus of the study is broadly defined as power maximization (PM), load effects (LE), and/or ancillary services (AS). The method refers to how the wind turbine wake was generated in the study (wake model, field test, etc.). The control parameter is the variable that was used in the study to derate the turbine(s). wake. AIC should also be distinguished from sector management and AWC (see Section 3.4). The former may be considered a rudimentary unoptimized version of AIC in which some turbines are simply shut down to avoid wake effects within an array. The latter involves periodic, or dynamic, changes to a turbine's operating point. AIC, on the other hand, is intended to be relatively static and only vary on long time scales to perhaps adjust for very large changes in wind speeds or directions. A summary of AIC studies can be found in Table 1. Generally, the intended effect of AIC is to minimize the impact of upstream wakes by reducing their velocity deficits. If an upstream turbine produces less power than it could, it leaves more energy in its wake for downstream turbines by virtue of the higher wind speeds in its wake.42,52,64 Use of AIC may be most applicable during Region 2 operation due to the ability to mitigate more significant wakes, though Region 3 operation provides a greater range for derating. Unless a wind farm has very few rows or very large downstream spacing, downstream turbines may frequently experience below rated wind speeds due to upstream wakes while only the most upstream turbines operate at rated power. When implementing AIC, most studies find that the setpoint, or attempted power production, of turbines should be raised from a low value for the most upstream turbine(s) to its peak, or optimum, for the farthest downstream turbine(s). In this way, the available energy is redistributed such that upstream turbines do not produce as much as they could at their optimal setpoint, but downstream turbines produce more than they would using MPPT and their additional power compensates for the power lost by derated upstream turbines. The exact arrangement of setpoints within the farm must be predetermined or actively calculated by a control algorithm. As reviewed by Kheirabadi and Nagamune,2 the resulting power gains from implementing AIC in experiments have been inconsistent and appear marginal at best. The majority of studies are low-fidelity simulations and analytical studies that use one of a few popular wake models to approximate the dynamics of wake–turbine and wake–wake interactions.32,34,36–38,41,42,45,49,53,54,59,61,63,65,66,68,70,74,75,77,82,85,89,91,93,94 Some have used high-fidelity computational fluid dynamics (CFD)3,9,26,37,60,62,67,76,81,86,90 or specifically large eddy simulations (LES),50,55 as well as scaled wind tunnel experiments,33,39,40,47,48,52,56,69,79,91 and field tests.35,43,44,62,71 The potential of AIC may have been inflated by the high 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 200 number of low-fidelity simulations, which likely report high power gains because they lack sufficient detail to capture critical wake dynamics. The majority of low-fidelity wake models do not include the effects of thrust on the wake, and they may not include the effects of rotor-added turbulence.95 For many, the wake decay rate is an input. This parameter is highly sensitive to environmental conditions such as ambient turbulence, topography, and atmospheric stability96 and can drastically change the results of simulations.61 Annoni et al37 demonstrated the reason these approximations do not work well for studying AIC. They found that the energy left in the wake of a derated turbine is not advected downstream within its wake but is along the edges of the wake. As the wake expands, any turbine positioned directly downstream will not be able to harvest this excess energy. Another reason that so many studies may be inadequate indicators of AIC's potential is that they test it with a single column of turbines aligned to the inflow.26,33,35,37–40,42,48,50,55,56,59,62,63,65,66,68–70,74,76,77,79–82,85,89,91,92,94 While such an arrangement does provide a worst-case scenario as a baseline, it may also be a worst-case scenario for AIC because downstream turbines are not optimally placed to harvest the excess energy left by upstream-derated turbines. For the success of AIC, the transverse spacing of turbines may be as important as the downstream spacing. A turbine that is downstream and slightly offset from an upstream turbine that is being derated may be ideally positioned to harvest the excess energy left in the wake. If downstream spacing is large, a wake mitigation technique is less necessary and so less effective.49,59 Similarly, if wake recovery is already fast due to high TI, AIC will be less effective.55 While most studies of AIC in arrays of turbines are low-fidelity because of the computational efficiency, these studies indicate that the power gains from AIC are approximately proportional to the size of the farm.78 They also indicate that power gains will be larger from AIC when turbines are aligned with the flow as opposed to staggered, which is the same as looking at differences in wind direction.78,82 That gains could be higher when turbines are aligned with the wind may sound contrary to criticisms above regarding testing AIC with a column of turbines, but, in an array, there are turbines to the sides that can harvest the available energy in the wakes of upstream turbines given enough downstream distance for the wakes to expand and mix with each other and the ambient flow. In an aligned array, AIC may show large power gains relative to a worst-case baseline. 3.1.1 | Control methods The best method for implementing AIC has yet to be determined. When implementing AIC, while the deficit in the wake may be reduced and result in higher wind speeds downstream, the rotor-added turbulence is also reduced when thrust is reduced, which reduces mixing and prolongs wake decay.37 The net effect on the turbine's wake may be null due to this. This assumes that AIC is implemented by reducing the thrust of the upstream turbine. Alternatively, some studies have shown that increasing the thrust beyond optimal may help the wake recover more quickly by simultaneously lowering power and adding turbulence.97–99 This suggests that the way in which a turbine is derated is important to the success of AIC. AIC must be implemented with torque or pitch control, or both, as these can both be directly controlled on a full-scale turbine. As mentioned, torque and pitch control can both affect the induction, power, thrust, TSR, and/or rotation rate, and some studies vary these instead, though they cannot be directly controlled on a full-scale turbine. Torque control and TSR are sometimes understandably conflated as the goal of pitch control is usually to maintain a constant TSR, while torque control adjusts it, though TSR is a derived quantity and not a control input. Because they are all potentially interdependent, it is difficult to judge results of studies that do not directly reference pitch or torque control and to know precisely how results could be replicated at full scale. For example, Figure 3 shows a pitch versus TSR plot with a constant CP curve and five possible F I G U R E 3 A contour curve of constant CP as a function of pitch and TSR showing five different possible ways of achieving it when derating from the maximum CP. Data from Kelley23 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 201 HOUCK HOUCK operating points. The same CP may be achieved by changing TSR and keeping pitch constant, changing pitch while keeping TSR constant, maximizing the rotation rate using both pitch and TSR, or by minimizing or maximizing thrust using both pitch and TSR. If an experiment indicates that the CP was used as the variable to implement AIC without additional information, one can only assume how to replicate it with typical controller inputs. The contrast in results due to different AIC implementations that was highlighted above emphasizes the need for more detailed information regarding what control variables are altered and how. The limited number of high-fidelity experiments with realistic controls leaves the question open as to the best implementation of AIC at full scale. It appears important to consider the effect on Ct and its effect on the wake, but TSR may also be important. Some studies have shown that higher TSRs may accelerate wake decay because the decreased pitch between tip vortex helices causes them to interact more and break down sooner, which accelerates mixing with the ambient flow.28,100 Finally, as every turbine model is different, not just in its control ranges but, perhaps importantly, in the distribution of induction along its rotor span, the ideal implementation of AIC may need to be uniquely determined for each turbine. The final question regarding implementation of AIC is the optimal implementation in a wind farm. Using mostly wake models, studies have optimized array power with strategies including genetic algorithms,59,72,77,82 extremum seeking control,50,65,92 and particle swarm optimizations34,36,41,70,85,93 among other techniques. These optimizations vary between static optimizations based on constant inputs (e.g., constant wind speed) and actively updated optimizations using models to determine the optimal update with unsteady inputs (e.g., unsteady wind speed). If and when the success of AIC is shown to be more certain, how to best implement it in terms of controlling a wind farm will be an important next step. 3.1.2 | Power maximization Of over 70 studies reviewed, only four meet the following criteria: AIC used for total power maximization, an array of turbines as opposed to a single column, a mid- or high-fidelity method, and a clear indication of the control method. Kazda et al67 used a Reynolds-averaged Navier–Stokes (RANS) solver with an immersed boundary method to conduct CFD simulations of the Mont Crosin wind farm. Their analysis focused on two pairs of aligned turbines offset from each other with parallel alignments. They compared conventional operation to derating the upstream turbine of each pair to 62.5%, 75%, or 87.5% of its peak power production by varying both its pitch and TSR and simulated these for two below rated wind speeds with a TI of 13%. They found that all deratings increased the wind speed in the wakes of the derated turbines. Considering just these four turbines, the highest power gain of 13% was achieved when the upstream turbine of each pair was derated to 87.5% of its peak power during the lower of the two wind speeds. A slightly higher wind speed reduced this gain to 9.7%. While the authors do not offer this explanation, it seems likely that the offset of the two pairs was particularly important to the success of AIC in that the downstream pair was better positioned to harvest the excess energy left in the wake of the upstream, derated turbine. Kanev et al3 used the Energy Research Center of the Netherlands' (ECN) FarmFlow software, which has been validated against data from several wind farms. Their optimization scheme determined the pitch angle of only upstream, unwaked turbines to maximize annual power. They argue that turbulence levels within a wind farm are usually high enough to facilitate rapid wake recovery and derating beyond the most upstream row has little effect. This optimization was simulated using the layouts and wind resource data of several wind farms. They found that the AEP increases using pitch-based AIC range from 0.024% to 0.62%. As no error analysis is provided, it remains possible that these gains are within uncertainty. Using a linearized CFD RANS method and the wind resource data for the Lilligrund wind farm, Vitulli et al90 tested an open-loop controller. A test case demonstrated that the optimal control minimized the thrust of derated turbines. With this result, they collapsed the design space into a lookup for the pitch and TSR that achieved a given CP with minimized thrust. They implemented this simplified controller with the Lilligrund data using the mean wind speed in each 30 sector. Over the entire wind rose and all observed wind speeds, the AEP increased about 1%. The largest increases occurred in the most aligned wind directions and with the lowest wind speeds. Finally, a wind tunnel study by Campagnolo et al47 used an array of 2 3 turbines spaced 4D in the streamwise direction and 7D in the transverse. It should be noted that it is somewhat reversed for the downstream spacing to be smaller than the transverse spacing. Using a uniform inflow with low turbulence and below rated wind speeds, the pitch of the first row was gradually increased, while power was measured to track the changes by row. They found only a marginal power gain of 0.9% when considering only the front two rows and no gain when considering all three rows. While the power in the second row increased enough to compensate for the reduced power in the first row, the power in the third row was reduced to an extent that it nullified this gain. Notably, the particularly wide transverse spacing and small streamwise spacing of their array may mean that the downstream turbines were not optimally positioned to harvest energy at the edges of the upstream turbines' wakes and the upstream wakes did not have sufficient distance to expand to reach offset turbines downstream. 3.1.3 | Effects on loads An additional benefit of AIC beyond power maximization is its potential to reduce loads on turbines, both those that are derated and those in the wakes of derated turbines. Some studies have even evaluated AIC primarily as a way to reduce or more evenly distribute loads within a wind farm as opposed to using it for power maximization.7,83,84,88 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 202 The simulations by Kanev et al3 mentioned earlier also included a mixed optimization for power maximization and load reduction. By evaluating tower, rotor, blade, and shaft loads, they determined that the lifetimes of three of the simulated wind farms could be extended by as much as 1.46%. Their optimization does not account for the changes in loads due to the optimized controller, but it is conservative because the lifetime extension is based on the lowest load reduction of each component per turbine. Vali et al.7,87,88 performed three optimizations using LES. First, they demonstrated a control scheme that allowed a wind farm to follow a reference power signal while more evenly distributing thrust loads among the turbines.87 Then, they demonstrated a control scheme that can maintain power production levels of a greedy control scheme while redistributing the load levels from turbines that are highly loaded due to wakes to other, less loaded turbines.88 Finally, this work was extended to a larger wind farm to further validate their closed-loop controller and to show that it exhibits greater ability than conventional control to track a reference signal while more evenly distributing turbine loads. The controller reduced the standard deviation of the normalized damage equivalent loads (DELs) by more than half of the baseline case.7 The latter two studies are based only on tower base fore-aft bending moment. If curtailment (reduced power production) of the entire wind farm is considered, then there is additional flexibility among turbine operating points to minimize loads. Su et al84 demonstrated an optimization that more evenly distributed fatigue loading within a wind farm whenever power production was curtailed below rated power. One advantage of such a scheme is that it allows for more predictable and regular maintenance schedules. Similarly, but with only two turbines, Galinos et al57 used a high-fidelity aeroelastic simulation to evaluate different derating strategies when the power of the upstream turbine was curtailed by 20% or 40%, with the turbines 4D or 7D apart, at a below rated or above rated wind speed, and varying the wind direction ±15 on either side of being directly aligned with the turbines. They found that derating the upstream turbine by either minimizing its rotor speed or minimizing its thrust (which were the same in some scenarios) always reduced the fatigue loads of the blade root, tower base, and nacelle yaw bearing up to 7% more than derating while maximizing the rotor speed. 3.1.4 | Ancillary services Because all ancillary services relate directly to power production and results are greatly affected by the fidelity of the method when AIC is implemented, the review in this subsection is limited to high-fidelity studies. Fleming et al9 performed CFD simulations of a 3 3 wind farm spaced 5D in both directions to evaluate the ability to use APC for AGC with either torque or pitch control. When the wind direction minimized wake interference, torque control was very successful at following the reference power signal and simultaneously reduced blade-flap and tower fore-aft DELs, though it increased the drivetrain torque DEL. In cases when the upstream wakes impinged upon downstream turbines, it was impossible to successfully follow the reference regardless of the control method. Because they were not waked, the first row of turbines was fairly successful at following the reference power signal, especially with larger reserves, but waked turbines could not track the signal without additional information. Vali et al7 had greater success in tracking a reference signal with different reserve levels with their closed-loop control scheme that also more evenly distributed loads on the turbines, but they only ran their LES with a single wind direction through a staggered farm layout. While it is necessary to consider the results more cautiously due to the use of wake models, which may not capture the effects of changing thrust and/or TSR, as opposed to the high-fidelity CFD methods used above, other studies have optimized wind farms for frequency regulation,11–13,46,51,58,73 reducing power gradients,80 and providing reactive power dispatch16 using some form of AIC. It is likely that all of these capabilities have great potential with AIC, but future work using high-fidelity methods that accurately represent wind turbine wake dynamics and their effects on power production are needed. 3.1.5 | Summary AIC holds limited potential for providing often complementary benefits of power maximization, load reduction, and ancillary services by strategically derating particular turbines within an array of turbines. Previous research provides occasional reasons to be optimistic, but it suffers from a dearth of high-fidelity simulations and especially field tests. There is also no clear indication of best practices for AIC implementation in an individual wind turbine regarding optimal control mechanisms or within a wind farm regarding optimal control methods. Without online models or turbine–turbine communication, an optimized AIC scheme requires knowledge from previous experiments to properly implement. Existing lowfidelity models may not be accurate enough to produce a lookup table that could be added to the control scheme and producing such a table with high-fidelity models may be too computationally expensive. As best as can be discerned from available literature, power gains using AIC are expected to be in the low single digit percents and load reductions slightly higher, or less when taken over all wind directions and the lifetime of a wind farm. It is difficult to quantify AIC's benefits with regard to grid services, and they may come more in the form of allowing greater wind energy penetration and participation levels as these services are expanded. 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 203 HOUCK HOUCK 3.2 Yaw control/wake steering | Research into yaw control for wake steering dates back at least two decades but has advanced rapidly in the last 5 years or so. Since turbines in waked states produce less power and experience greater loads, steering upstream wakes away from them may mitigate these issues. Newton's third law says there must be an equal and opposite reaction for the thrust a turbine imparts to the wind field.101 That reaction is the wake, and it is opposite to the rotor in both its direction of swirl and its angle to the inflow (see Figure 4). Because turbine rotors rotate in only one direction, it is important to use a consistent sign convention when referencing the yaw angle. Most literature and this review follow the right hand rule and consider a counterclockwise yaw when looking down from above to be positive. Accordingly, if the turbine is yawed positively, the wake will be skewed negatively and vice versa. A summary of wake steering studies can be found in Table 2. Though there is good agreement on some aspects of wake steering such as optimal angles and directions of yaw, it is also clear that there are several variables that can influence the results. A simple way to consider the effects of wake steering is to track the center of the steered wake and measure its distance from the center of the next turbine downstream, though methods to determine the center of a wake vary.104,109,119,138,144,153,155,164 If the goal of wake steering is to minimize overlap with a downstream turbine, it requires the wake center of the yawed turbine to be displaced at least a diameter from where it is aligned with the downstream turbine, though likely more due to wake expansion. Partial overlaps can still be beneficial in terms of power production but are more complicated in terms of loading (see Section 3.2.3). There are many factors affecting the amount of wake deflection relative to downstream turbines. These include both the downstream and transverse spacings, the yaw misalignment angle, and the ways in which various ambient conditions affect the wake spread rate. Shorter downstream spacings give the wake less distance to expand, which may allow for smaller misalignment angles, but also less distance over which to be steered away. Similarly, wind directions slightly off the aligned direction or small offsets in transverse spacing with respect to the aligned direction will decrease wake overlap without wake steering and so require smaller misalignment angles to avoid overlap. The effects of turbulence are not straightforward. Low turbulence reduces the wake decay rate, which enhances the gains from wake steering because the baseline of full wake overlap is worse. Because low TI also reduces wake spread rates, it allows for smaller misalignment angles. Higher TI will enhance wake decay and spread the wake faster and require higher misalignment angles to avoid overlap. High TI also causes the wake as a whole to meander more, unpredictably increasing or decreasing the intended offset.138 Other atmospheric conditions such as shear and veer further complicate the issue.110,142 Optimal yawing is likely particular not just to each wind farm but also strongly dependent on conditions.142 This section is devoted to relatively static wake steering that varies only slowly primarily in response to changes in wind direction. For dynamic yaw control, see Section 3.4. 3.2.1 | Control methods While many studies have performed proofs of concepts using only two or three turbines,26,33,40,47,102,106,109,111,112,119,123,125,131,132,134,138,143,151,161–164 wake steering is more complicated in a wind farm. Fortunately, and in contrast to AIC, many of the lessons learned with a column of turbines still FIGURE 4 A simplified view of the difference in wake propagation direction due to yaw misalignment with the inflow 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 204 TABLE 2 Summary of studies of wake steering Reference Adaramola and Krogstad, 33 Focus Method PM Wind tunnel Ahmad et al102 PM Field test 36 PM Wake model PM Wake model PM CFD PM Field test PM, LE Wind tunnel wake Wind tunnel PM Wind tunnel PM Field test wake Field test PM, LE Wind tunnel PM Wind tunnel Ahmad et al. Annoni et al. 103 Archer and Vasel-Be-Hagh 104 Astolfi et al105 Bartl et al. 106 Bartl et al107 Bastankhah and Porté-Agel Bromm et al109 110 Brugger et al. Campagnolo et al 47 Campagnolo et al111 Campagnolo et al 112 108 PM, LE Wind tunnel, wake model Churchfield et al113 PM, LE CFD 114 PM, LE CFD PM CFD LE CFD Ciri et al Cossu115 Croce et al 116 Dahlberg and Medici 117 PM Wind tunnel Damiani et al118 LE BEM, field test Dhiman et al119 PM Wake model van Dijk et al. 120 PM, LE BEM, wake model Doekemeijer et al121 PM Wake model, field test Doekemeijer et al122 PM CFD, wake model Draper et al 123 PM CFD, wind tunnel Ennis et al124 LE Field test Fleming et al. 125 PM, LE CFD Fleming et al126 PM, LE CFD Fleming et al 127 PM, LE CFD Fleming et al 128 PM Wake model Fleming et al9 LE, AS CFD Fleming et al129 wake CFD, field test, wake model Fleming et al130 PM Field test, wake model 131 PM CFD, wake model Fleming et al132 PM Field test, wake model 133 PM Field test Fleming et al Fleming et al Fortes-Plaza et al134 PM CFD Frederik et al56 PM, LE BEM, wind tunnel Gebraad et al135 PM CFD Gebraad et al26 PM CFD PM, LE CFD, wake model PM, LE CFD, wake model PM, LE Field test PM CFD, wake model 140 PM Field test Howland et al141 PM CFD, wake model, field test Gebraad et al 136 Gomez-Iradi et al137 Herges et al 138 van der Hoek et al139 Howland et al (Continues) 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 205 HOUCK HOUCK TABLE 2 (Continued) Reference Focus Howland et al 142 Method PM Wake model, field test Hulsman et al143 PM, LE CFD, wake model Jimenez et al144 wake CFD, wake model Kanev et al3 PM, LE CFD Kanev 145 PM CFD Kanev et al146 PM, LE Wake model King et al4 wake Wake model Kragh and Hansen147 PM, LE Wake model PM, LE, AS Wake model PM Wake model PM Wake model, field test PM, LE CFD, wind tunnel PM, LE LES wake Wind tunnel PM Field test PM CFD PM CFD, wake model 157 PM Wake model Raach et al158 PM Wake model Schreiber et al159 PM Wake model wake Wake model PM Wake model PM, LE CFD PM, LE BEM PM Wind tunnel, wake model Kretschmer et al 148 Kuo et al149 Lima et al 150 Lin and Porté-Agel 151 pez et al152 Lo Macri et al 153 Mckay et al154 Miao et al 155 Qian and Ishihara156 Quick et al Shapiro et al 160 Simley et al161 Uemura et al 162 Zalkind and Pao163 164 Zong and Porté-Agel Note: The focus of the study is broadly defined as power maximization (PM), load effects (LE), and/or ancillary services (AS), or the study may have focused on the wake of the controlled turbine (wake). The method refers to how the wind turbine wake was generated in the study (wake model, field test, etc.). The control parameter(s) column has been removed here as it is the yaw angle, γ, for all. apply in larger arrays. Both optimization techniques3,36,102,103,111,114,119,120,128,137,140,145,148–150,157,158,161,163–165 and trial and error comparisons108,123,164 of different arrangements of yaw misalignment angles have been tested and have arrived at different conclusions. Several studies have found that total power is optimized when the upstream turbines are misaligned the most and the misalignment angle is decreased as turbines are located farther downstream.3,108,123,146,164 Gebraad et al136 used a game theoretic approach and found that a 3 2 wind farm was optimized when the front row had misalignment angles of about 25 , the second row about 40 , and the back row was not misaligned as usual. Fleming et al128 used a sequential quadratic programming method to optimize the Princess Amelia Wind Park. The angles are not given, but what can be surmised from their figure is that, in a direction with the most turbines aligned with the wind, the optimization yaws the most upstream one or two turbines of each column positively and all the rest in a column negatively, except for the last one, which is not misaligned. Beyond determining the optimal yaw angles for each turbine, it is also necessary to consider implementation of the control. Yaw controls are already designed to avoid what is known as “yaw hunting” as a result of trying to follow the time-varying wind direction at too high a frequency. Similarly, with wake steering the goal is to balance yawing frequently enough to maintain power maximization while avoiding overuse of the yawing components. One approach to implementing an optimization in a wind farm is to simulate all (or a subset of) the possible conditions and create a lookup table of optimal yaw angles.112,121,130,132,133,145,150 Campagnolo et al112 demonstrated the need for good models when generating these tables, and Howland et al142 showed the strong dependence on atmospheric conditions. The tables can be programmed into the existing yaw controller as an offset addition to the usual control signal without updating the logic, though there may still be issues when interfacing with a proprietary controller.132,133 Doekemeijer et al,122 Simley et al,161 and Kanev145 all take different approaches to designing a controller that accounts for wind variability while optimizing yaw angles. Doekemeijer et al122 reported a 1.4% increase in energy yield relative to greedy control during their simulation, Simley et al161 reported an increase from 1.42% of wake losses recovered using a static lookup table approach to 3.24% by accounting for the variability in wind direction, and Kanev145 reported an energy gain of 2.19% over the greedy control case when accounting 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 206 for the variability. Howland et al141 developed a closed-loop controller using data-driven estimates to determine optimal yaw misalignment angles in real-time. Dhiman et al119 and Raach et al158 both modeled downstream pointing light detection and ranging (LiDAR) instruments to estimate the wake centers of the turbines they are mounted on and determine the optimal yaw through wake models. Finally, Schreiber et al159 and Howland et al140 both used supervisory control and data acquisition (SCADA) data to tune and validate models for optimal wake steering. Best practices for controls implementation, both at the turbine and the wind farm level, still require additional research. At the turbine level, original equipment manufacturers (OEMs) use proprietary control algorithms and researchers testing new designs must interface with those with limited knowledge of the OEM's control algorithms. At the wind farm level, many questions remain regarding the optimal distribution of yaw offsets and how they are affected by various wind conditions and how to balance variability of wind conditions with excessive yawing. 3.2.2 | Power maximization Yawing a turbine to intentionally misalign it with the wind affects its performance. In terms of power production, a turbine that is not aligned with the inflow cannot produce as much power both because its effective rotor-swept area is reduced and because of the effects of non-optimal angles of attack for blades operating in a sheared inflow.118,163 Most of the literature on wake steering agrees about what happens to the turbines downstream of misaligned turbines, especially in terms of power production. The potential for increased power production is highest when turbines are aligned with the inflow36,103,150 and have smaller downstream spacing between them,49,119,130,161 and the ambient turbulence levels are low.40,132,133,161,164 These are the conditions for the largest gains because the baseline of a wind farm with these conditions produces less power than offset turbines with large spacing and high TI. At least for a single column, the increase in power due to wake steering appears to increase asymptotically for additional rows of aligned turbines.164 A transverse offset in turbine spacing of around half a diameter can yield a higher total power,47,113,131,163 though offsets of a diameter or greater may cause the power benefits of wake steering to be negligible as downstream turbines are significantly less shadowed by upstream wakes.164 There is near universal agreement that positive yaw angles as defined above increase the total power of the array more than negative yaw angles. In fact, many studies have independently arrived at an optimized yaw angle between 20 and 30 for the upstream turbine(s) when optimizing for total power,26,33,104,108,113,114,115,125,131,135,155,164 though it should be noted that actual wake deflection angles are usually much smaller than the misalignment angle.153 Different theories have been offered as to why the direction of yaw matters, but the most advanced explanation comes from Fleming et al,131 who used LES to explore the differences. Yawing a turbine creates two counter-rotating vortices, at the top and bottom of the rotor, similar to an elliptical lifting line.160 When a turbine is positively yawed, the top vortex rotates the same direction as the wake itself (opposite the rotor rotation), which strengthens that vortex. When negatively yawed, the lower vortex is enhanced in the same way, but it also experiences lower wind speeds and ground shear. The top vortex, however, is unencumbered by the ground and in higher wind speeds, which allows it to have a greater effect on the shape of the wake when the turbine is positively yawed. This vortex interaction turns the elliptically-shaped wake of a yawed turbine into a sort of kidney shape that moves more of the wake out of alignment with downstream turbines.131 As the wake is advected downstream, the secondary flow produced by the upper vortex can continue to steer the flow of downstream wakes in a process called “secondary steering.”4,131 Secondary steering is an extension of the effects of wake steering farther downstream due to the altered flow patterns in the wake, and Zong and Porté-Agel164 showed that this is precisely why smaller yaw misalignments are needed for turbines farther downstream. Some have even found that negative yaw misalignments decrease the total power of the array26,126,136,155 or that use of negative misalignments can be limited while maintaining gains similar to those found when using both positive and negative misalignments.128 While it is inherently different from wake steering, some have found that misaligning a downstream turbine that is waked by an upstream turbine can have a positive effect on the downstream turbine's power production106,154 and that conventional yaw controllers may even do this automatically.154 This is likely due to the horizontal shear experienced by a waked turbine such that, by yawing, it accesses higher velocity flow on one side of the rotor. Yawing the downstream turbine can also reduce the yaw moment on it.106 3.2.3 | Effects on loads The issue of loads when evaluating wake steering may be more complicated than power maximization. Yawing a turbine out of alignment with the wind is an off-design strategy that is likely to, but may not always, increase the loading on it. Likewise, while power gains may be achieved for nearly any reduction in wake overlap with a downstream turbine, the amount of overlap can significantly affect its loading. Beginning with the intentionally misaligned turbine, some of its loads are reduced by virtue of producing less power. Low-speed shaft torque loads will decrease with any misalignment, and the combined tower moment will decrease with positive yaw because of the decreased thrust force.163 This asymmetry alludes to the complex fluid dynamics of yawing a rotating turbine in a sheared inflow. Assuming a turbine rotates clockwise looking downstream, the effects of shear can be canceled by the rotation when it is yawed positively, whereas, in negative yaw, they are exacerbated.113,114,124 This is 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 207 HOUCK HOUCK also why the out-of-plane (OOP) blade root bending moment will decrease with positive yaw113,118,125,126,165 and the flapwise bending moment and DEL as well.118,124 The edgewise bending moment and DEL increase with positive yaw and decrease with negative yaw.118,124 Kragh and Hansen147 used analytical methods to calculate the ideal yaw angle to reduce the OOP blade root bending moment as a function of the shear exponent and wind speed. Above a shear exponent of 0.2, the ideal yaw angle is only wind speed dependent and increases for higher speeds. Beyond the blades, the drivetrain torsion and yaw bearing moments are frequently evaluated on the misaligned turbine. Fleming et al126 showed that these progressively decrease with positive misalignment angles. Zalkind and Pao163 further showed that the low-speed shaft torque and bending moment have opposite trends with the former decreasing and the latter increasing for all yaws. Kragh and Hansen147 showed that increasing turbulence decreases the yaw angle necessary to minimize the DELs of the OOP and in-plane blade root, tilt, and yaw moments. Gebraad et al136 evaluated the loads on a 3 2 wind farm and showed that load reductions are dependent on the wind direction, which affects the baseline wake overlap. Churchfield et al113 demonstrated that reductions in loads due to yawing were reduced as the wind direction shifted away from being aligned with the turbines. Considering downstream turbines that are not misaligned, Herges et al138 found that most of the fatigue loading could be spectrally associated with turbulence in fully waked conditions. In terms of fatigue loading only, a full wake is preferred over a partial wake, and several point out that yawing cannot reduce loading due to ambient turbulence.118,138,147 In their field test, Herges et al138 found that fatigue loads in the flap and edge directions of the blades increased as the upstream wake was shifted away from the downstream turbine center. The blade-root edge moments continued to increase until the center of the steered wake was displaced by a little over a diameter from the center of the downstream turbine and neither the blade root edge nor flap moments returned to unwaked levels until the wake center was over 1.5D away from full overlap. Fleming et al126 showed that the OOP blade root moment of the downstream turbine peaked at the upstream misalignment angle that maximized power between the two turbines. In contrast to the upstream, misaligned turbine, the drivetrain torsion and yaw bearing loads of the downstream turbine increase with increasing upstream yaw125. As the upstream yaw continued to increase, however, the blade moment and yaw bearing loads decreased while the drivetrain torsion continued to increase. Gebraad et al136 found that almost all DELs evaluated were reduced on almost all turbines for the three wind directions for which yaw angles were optimized for power. Cases in which loads increased were attributed to partial wake overlap. Finally, in contrast to AIC in which power can be maximized and loads minimized in one strategy, with wake steering, the two may need to be balanced. By giving an equal weighting to the increased power and the flapwise fatigue damage as a function of wake overlap, Herges et al138 demonstrated that it is always beneficial to yaw an upstream wake away from full overlap. Similarly, van Dijk et al120 used an optimization procedure with different weightings for power maximization and load reduction, specifically the flapwise and edgewise moments. Optimizing yaw angles in a 3 3 wind farm over all wind directions with a constant velocity, the power could be improved 2.85% and the flap and edgewise blade moments reduced 8.17% and 12.48%, respectively, with no weighting on loads. With a 30% weighting on loads, the pez et al152 found a similar dependence on the weighting moments were reduced over 40% while power was still increased 1.53%. Lo between power and loads. Lin and Porté-Agel151 used wind tunnel and LES data to find the Pareto-optimal strategies for maximizing the power and minimizing the loads of three aligned turbines. Their results suggest optimal strategies with misalignments of 10 –20 for the upstream turbine and 0 –10 for the second one. Similar to what was shown above for AIC, Kanev et al3 optimized several wind farms for lifetime power using their respective wind data such that increases in power were balanced by the effects of increases in loads on the wind farm's lifetime. By optimizing a yawing strategy with the maximum yaw upstream linearly reduced across all rows of turbines to the minimum yaw in the penultimate downstream turbine of each column for all wind directions, the lifetime average and worst-case loads were reduced up to 30%. Load reductions were greatest in the blades and smallest in the towers. Under these optimizations, lifetime power was increased as much as 1.9% and the lifetime of the wind farms increased as much as 0.9%. In another evaluation of the lifetime effects of wake steering, Kanev et al146 simulated a wind farm over a complete range of conditions and found that virtually all fatigue loads were reduced across the lifetime of the wind farm using wake steering. Ultimately, Kanev has shown that, although wake steering does increase some loads, it reduces turbulence levels at downstream rotors. Since turbulence is the primary cause of fatigue, over a turbine's lifetime, most loads were decreased. Finally, all else being equal, these trade-offs will be dependent on turbine size as well. Power increases with the square of the rotor diameter, but fluctuating loads may be reduced because larger rotors have greater inertia to damp out smaller variations in their loading114 and other components may work similarly. 3.2.4 | Ancillary services To the author's knowledge, only one study has explicity explored the use of wake steering to provide an ancillary service. Kretschmer et al148 showed that wake steering could be used to provide a minute-scale increase in power production under certain conditions. They simulated a 60-MW wind farm of 12 turbines and found it could provide at least an additional 1 MW of power by steering wakes when the wind was aligned with multiple turbines in their 3 4 array. This idea essentially uses the waked condition as a power curtailment that holds additional power in reserve. 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 208 Bastankhah and Porté-Agel108 found increased homogeneity of power in the five model turbines they optimized for power with wake steering, and, similarly, Howland et al140 demonstrated reduced intermittency of power production while six full-scale turbines were operating with optimized yaw misalignments. In both cases, it is likely that yawing upstream turbines allowed downstream turbines to operate more frequently at rated power by reducing periods of below rated wind speeds due to wakes. While this is not an active service, per se, reducing the variability of power production from wind will make it easier to integrate and operate with other base load generators on the grid. 3.2.5 | Summary In part due to the higher quality of research including the use of high-fidelity simulations and more field tests, wake steering by yaw control appears to hold more promise for power maximization than AIC. There is also greater agreement about best practices for optimization and implementation, though wake steering also requires foreknowledge or online models. Since wake steering has advanced to the point of multiple field tests, it now runs up against the difficulty of interfacing with proprietary controllers. Similar to AIC, the few studies that have attempted to calculate a true change in AEP including realistic wind data find that increases are in the low single digit percents.105,139,150,156 In contrast to AIC, reducing the loads on turbines may be at odds with power maximization when using wake steering, though the reductions in loads that wake steering can offer may be in the tens of percents rather than only single percents as estimated for AIC. Considering a lifetime of varying conditions, wake steering may reduce loads overall. Finally, it remains unclear if wake steering can be used for ancillary services on its own. 3.3 Combined AIC and wake steering | A third approach is to combine AIC with wake steering to maximize the benefits of each. As both still require further research to determine best practices, few have attempted to implement them at the same time. A summary of studies of combined AIC and wake steering is in Table 3. 3.3.1 | Control methods It appears that no one has pursued implementation of yaw and induction control simultaneously in a field experiment. As successful wake steering has been implemented, the larger question lies in how to best implement the induction control (see Section 3.1.1). Just as both of those methods require previous knowledge or online models to determine optimal setpoints, using both together would only make this more complicated. Optimization procedures have been done, but only ones that could populate a lookup table and not work in real-time.78,168,169 3.3.2 | Power maximization Bossanyi166 used a mix of RANS CFD, models, and databases to optimize for power maximization of six aligned turbines. Optimizing over a three hour period that included changes in wind direction, speed, and turbulence, he achieved power gains of about 2%. Jimenez et al144 demonstrated TABLE 3 Summary of studies of axial induction control and wake steering together Reference Bossanyi 166 Castillo et al 167 Cossu115 Fleming et al 9 Jimenez et al144 Park et al 168 Park and Law78 Park et al 169 Focus Method Control parameter(s) PM, LE CFD, wake model power Wake Wind tunnel ω PM CFD β AS CFD β, K Wake CFD, wake model Ct PM Wake model β PM Wake model β PM Wind tunnel β Note: The focus of the study is broadly defined as power maximization (PM), load effects (LE), and/or ancillary services (AS), or the study may have focused on the wake of the controlled turbine (wake). The method refers to how the wind turbine wake was generated in the study (wake model, field test, etc.). The control parameter is the variable that was used in the study to derate the turbine(s) other than the yaw angle, γ. 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 209 HOUCK HOUCK with both LES and an analytical model that increasing a turbine's thrust while misaligning it also increased the centerline deflection of its wake, and Castillo et al167 confirmed this in a wind tunnel. The increase in thrust is also likely to increase the wake spread rate due to the added turbulence, but it is unclear if this washes out the effects of the increased deflection. Similarly, Cossu115 used SOWFA170 to explicitly investigate the effect of combined overinduction and wake steering and also found that it increased the deviation of the controlled turbine's wake away from downstream turbines. In a wind farm with two spanwise-periodic rows of seven turbines each, he found a more than 15% increase in total farm power when the front row was misaligned by 30 and the pitch angle was reduced to 4 to achieve a higher thrust. These results suggest an opportunity to further optimize the wake characteristics of an intentionally misaligned turbine. The most work on optimizing induction and yaw together has come from Park and Law.78 In their most advanced work, they used a cooperative game approach to optimize the induction and yaw for power maximization in a 5 5 wind farm spaced 7D 5D and calculated results in all directions at a constant wind speed. Their results indicated that individual turbine control may be the combination of the optimal approaches generally seen for each control method individually. That is, induction factors were reduced on upstream turbines, and they also steered their wakes away from downstream turbines. Wind farm efficiency improvements with this strategy reached nearly 40% for the wind direction with the smallest aligned spacing. Maintaining the previous spacing, they extended the optimization to larger and larger square arrays of turbines in the three wind directions that yielded full wake conditions without optimization. They found that the optimized power increases with the number of turbines and especially for the direction with the smallest effective spacing, though this improvement appears to be asymptotic. Finally, they ran the optimization for all directions with a constant wind speed using the layout of the Horns Rev wind farm. Including the probability distribution for wind directions, they estimate an annual power increase of 7.14%. This, however, does not include a distribution of wind speeds or the effects of turbulence, both of which are likely to reduce gains. 3.3.3 | Effects on loads Only Bossanyi166 has estimated load reductions while using both induction and yaw controls. Repeating the simulation mentioned just above, load reduction was given a 10% weighting relative to increased power production to optimize the setpoints and yaw angles. Power production was increased 2.06%, while blade and tower loads were decreased 2.86% and 4.16%, respectively, though uncertainty is admitted to be high. Based on other studies of AIC and wake steering separately, it is likely that the benefits to loads are additive, though mostly contributed by wake steering. 3.3.4 | Ancillary services The only available study on using yaw and induction controls together for ancillary services comes from Fleming et al,9 who used them to design a controller to follow a reference signal with 80% or 90% power reserves. Testing it on a 3 3 wind farm with a high-fidelity CFD method, they found that adding wake steering to pitch control improved the reference following ability of the third row due to the reduction in waked states, but worsened that of the second row due to its extreme misalignment. Its reference following ability fell somewhere between using just pitch or torque control, which also fell far short of following the signal, but the mean power from using pitch and yaw controls together was higher than any other method. It also managed this while achieving similar if not greater load reductions than other methods. 3.3.5 | Summary From the little research available on the combination of yaw and induction controls, it appears that both the advantages and disadvantages of each are unchanged when combined. Specifically, they still require prior optimizations or real-time computing to implement in the field and the best practices for induction control (pitch or torque) are still uncertain. Using AIC and wake steering together may offer even greater reductions in loads and further flexibility in providing ancillary services. The combined use of these two strategies may be best suited for conditions during which partial wake overlap is unavoidable. When wake steering is insufficient to steer a wake completely away from a downstream turbine, derating the upstream, misaligned turbine may provide the optimal balance of power increase and load reduction. 3.4 | Active wake control While AWC (also known as dynamic induction control (DIC)) manipulates a turbine's induction factor in an effort to mitigate its wake, the similarities to the similarly named AIC end there. Rather than derate a turbine to a static setpoint, AWC involves constantly changing the operating point 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 210 of a turbine in a strategic way that causes its wake to dissipate faster. Again, the reference to induction is misleading, and moreso here than with AIC, as any dynamic wake manipulation, including yawing, may be considered for this technique. This is why the term active wake control is preferred over dynamic induction control. This is the newest wake management technique being investigated with all experiments taking place in the last 5 years. 3.4.1 | Control methods There has been very little work exploring ways to implement AWC in full-scale turbines. Brown et al171 argue that yaw mechanisms are too slow to achieve meaningful AWC. While studies of active yawing have been done (see Table 4), most studies have not used yaw, while torque and especially pitch control are commonly used for AWC. Using the same methods as Goit et al172 and Munters and Meyers,98,99 Yilmaz and Meyers173 developed a simplified control signal for an upstream turbine and tested it with one downstream turbine at 3D or 5D, three different turbulence levels (though without shear), and four different integral length scales. In their optimization, they derived periodic signals for both the torque and the pitch to implement AWC using the upstream turbine. These controls created a periodic fluctuation in the turbine's rotation rate achieved by using the rotational inertia in the rotor. This allowed the controlled turbine to, at times, exceed the power output of its MPPT control. Overall, they found that lower turbulence levels and integral length scales resulted in greater total power. In wind tunnel56 and LES175 experiments, Frederik et al. used pitch control to implement AWC. In an interesting extension of the technique, they also used dynamic individual pitch control (DIPC), which allowed them to steer the wake up and down, left and right, and, most effectively, in a helix, though this steering is a much smaller magnitude than wake steering using yaw control. In the wind tunnel test, they found that the added signal for AWC did not interfere with the turbine's trimmer performance as it adjusted to the inflow. In this test, they searched around the optimal frequency identified by Munters and Meyers99, a diameter-based Strouhal number of 0.25, and found a slightly higher frequency (St = 0.32) was optimal along with the lowest of the amplitudes (with respect to thrust) tested in both a high and a low turbulence case. They also concluded that the amplitude was more important than the frequency, at least with higher turbulence, though they did not explore the physical reasons why.56 In the LES study,175 their search led them to the same optimal frequency found by Munters and Meyers.99 The amplitude was tested at only two levels, and, rather than in terms of thrust, it was tested with respect to the pitch rate. The higher pitch rate produced at least twice the energy in the wake of the controlled turbine or twice the total power when there were two turbines for all methods and cases tested. Using nearly the same frequency and amplitude, Wang et al180 saw a 3% increase in the total power of three aligned turbines. It is possible that the optimal amplitude and period for AWC implementation are related to the instabilities that naturally occur in the turbine wake and that aid in its decay. Identifying, measuring, and even manipulating these instabilities have been the subject of many TABLE 4 Summary of studies of dynamic induction control Reference Focus Method Control parameter(s) Wake CFD β, ω PM CFD β LE CFD β PM CFD β PM, LE BEM, wind tunnel β 172 PM CFD Ct Houck and Cowen28 PM Flume TSR Wake, LE CFD γ Wake CFD Blade flaps 97 PM CFD Ct Munters and Meyers98 PM CFD Ct 99 Brown et al 171 Cacciola et al 174 Croce et al116 Frederik et al 175 Frederik et al56 Goit et al Kimura et al 176 Marten et al177 Munters and Meyers PM CFD Ct, γ Munters and Meyers178 PM CFD Ct, γ 179 PM CFD Ct PM, LE CFD, wind tunnel β PM CFD β, K Munters and Meyers Munters and Meyers Wang et al180 Yılmaz and Meyers 173 Note: The focus of the study is broadly defined as power maximization (PM), load effects (LE), and/or ancillary services (AS). The method refers to how the wind turbine wake was generated in the study (wake model, field test, etc.). The control parameter is the variable that was used in the study to derate the turbine(s) or steer its wake. 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 211 HOUCK HOUCK studies.28–30,100,181–187 Brown et al171 identify two possible optimal forcing strategies from previous literature: forcing the bluff-body instability or forcing the mutual induction (i.e., tip vortex) instability. While most research has focused on triggering the former,56,99,175,180 Brown et al171 confirmed previous work30,177 suggesting that a frequency equal to one-and-a-half times the rotation rate was optimal for accelerating tip vortex instability and was able to decrease the near-wake length (defined by the end of the linear growth region of the instability) by as much as 80% using periodic pitching, rotor speed, or both in tandem. The optimal frequency and/or amplitude for AWC is likely dependent on the turbine and the atmospheric conditions and other parameters such as wave form and duty cycle have yet to be explored. The physical mechanisms responsible for enhanced wake decay have also not been explored in depth. Additional work is required and the technique may need to be optimized for each turbine implementing it and perhaps even for the atmospheric conditions. 3.4.2 | Power maximization As mentioned previously, Goit et al172 were the first to suggest AWC and have remained at the forefront of research regarding it. Their initial approach was an optimization technique that allowed the thrust of every wind turbine in an array to be optimized for total array power continually throughout the simulation. Using this optimization, they found that AWC produced the greatest total power in a staggered wind farm with relatively wide spacing but provided the largest gain compared to MPPT in an aligned wind farm with relatively tight spacing. This can be attributed mostly to the difference in the baseline for the two farm configurations. They also found that overinduction (increasing the thrust beyond its optimum) worked better than underinduction.97,99 Since then, Munters and Meyers have explored their own results and developed a reduced operation strategy that optimizes the thrust of only the first row of turbines, and further simplified it to use a set amplitude and period based on a parameter search.179 Testing this optimization for the front row of a 4 4 wind farm, they achieved wind farm efficiency increases of a few percent and found the optimized period and amplitude to be robust to both turbine spacing and turbulence levels. Proceeding to a 12 6 wind farm, they found that power gains were restricted to the second and third rows of turbines and were never greater than 0.5%. They showed that the fluid dynamic mechanism at work is the periodic shedding of vortex rings by the upstream turbines using AWC (it should be noted that they use a non-rotating actuator disc), which accelerates energy entrainment from the top of the internal boundary layer created by the wind farm. It does not, however, increase total entrainment evidenced by the fact that rows farther downstream had reduced wind speeds compared to the reference case. Their results suggest that it may be advantageous to operate one row of turbines with AWC every few rows to renew its positive effects. To identify optimal frequecies, Houck and Cowen28 used the rescaled characteristic frequencies of instabilities identified in previous studies as the frequencies at which to oscillate the setpoint of a model turbine while measuring its wake. Contrary to expectations, they found that the wake decay rate was invariant to the frequency used but depended strongly on the amplitude, which was equated with the TSRs used with a constant inflow velocity. When oscillating the setpoint to a higher TSR than optimal, the wakes decayed faster. They theorized that the higher TSRs reduced the pitch of the helical tip vortices, which promoted their interactions and accelerated their destruction and the wake's mixing with the ambient flow. This may correspond to previous findings that overinduction, which also increases the rotation rate, creates larger power gains than underinduction.97,99 Most recently, Frederik et al175 demonstrated a 7.5% total power increase by steering the upstream wake in a counterclockwise helix using DIPC, while simpler impementation of AWC with collective pitch control achieved a 4.6% increase in their LES. These results were both from a two-turbine case with turbulent inflow. In the wind tunnel test with three aligned wind turbines using collective pitch AWC, Frederik et al56 found a 2.4% increase in total power with 5% TI and a 4% increase in total power with 10% TI. In both cases, the increases are almost entirely in the second turbine, which is further evidence of the short-lived effects of AWC. An AEP analysis suggests that the controlled turbine's power would only be reduced about a 0.5%, and that is if it used AWC all the time. Munters and Meyers99,178 explore a number of dynamic yaw techniques, some of which are combined with AWC using pitch and torque control. The highest farm efficiency from their simulated 4 4 wind farm with turbines and wind aligned and a turbulent inflow comes from dynamic yawing with dynamic overinduction. They further find that, in a wide and staggered farm, this approach can achieve 84% wind farm efficiency. Recall, though, that this approach requires continual updates to the turbine controls based on complete knowledge of the flow and other turbines. Kimura et al176 showed that wake decay is accelerated during dynamic yawing due to the forced interaction of tip and hub vortices. 3.4.3 | Effects on loads Estimates of loading effects from dynamic pitching have been made by Croce et al116 Frederik et al56 and Wang et al.180 The former two used the aeroelastic tool Cp-Lambda188 to estimate DELs on the controlled turbine, but not a waked turbine. Croce et al116 found that both the tower base fore-aft moment and blade root flapwise moment increased with increasing Strouhal and pitching amplitude. Frederik et al56 found that, using a pitch amplitude of 2 , the tower base fore-aft moment was affected the most, up to 11% higher, and the blade flapwise root load increased up to 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 212 2%. These are worst-case results, though, because the analysis was done as if AWC was operating at all times, even above rated wind speeds. In contrast, Wang et al180 used the program Fatigue, Aerodynamics, Structures, and Turbulence Modeling (FAST)189 and SOWFA170 on all three simulated turbines. They found that the upstream, actuated turbine had blade root and tower DEL increases of 106% and 216%, respectively. For those same quantities, the second turbine had more modest increases of 16% and 65%, respsectively, and the third turbine increases of 3% and 11%, respectively. For dynamic yawing, Kimura et al176 found that both the minimum and maximum OOP moments on the turbine increased exponentially as the amplitude of the yaw was increased linearly. We can further speculate that, given the periodic nature of the control strategy, there is cause for concern. Many turbine loads are closely coupled to thrust, which is in turn coupled to all turbine controls, so there is likely no avoiding periodic increases in loading and additional fatigue while implementing a dynamic controller. The helix approach from Frederik et al175 may trade smaller magnitudes of thrust variation for changes in the direction of the thrust vector. Furthermore, it is likely critical to avoid resonance with the existing bending modes of the turbine tower and blades. Additionally, though turbines are constantly responding to wind conditions through their controllers, periodic actuation of the controllers may lead to increased fatigue loading and accelerated wear of associated components. Because implementation of AWC may only involve the most upstream turbines in an array, its use may require an economic analysis to evaluate the trade-offs between increased power production, increased maintenance, and decreased lifetime. 3.4.4 | Ancillary services The potential for AWC to be used to provide ancillary services has not been evaluated. Because AWC may only involve a change in operation of upstream turbines, it does not preclude the possibility of changing the operation of downstream turbines to optimize the wind farm for ancillary services. It remains possible that such a strategy would allow a wind farm to better maintain typical power production levels while providing additional services due to the accelerated wake recovery of the upstream turbines. Finally, the work of Munter and Meyers98 indicates that AWC may create fluctuations in power production larger and more frequent than those using MPPT. Their study involved the continual control of all turbines in the array, though the two turbine study of Yilmaz and Meyers173 using a constant control signal in only the upstream turbine showed a similar increase in fluctuations. This could mean that rather than any potential to provide ancillary services, AWC may create a requirement for additional grid balancing. 3.4.5 | Summary AWC requires a great deal more research before it can be implemented in a full-scale wind farm, in particular due to concerns for the additional loads it causes in what may be a relatively extreme operation strategy. Testing AWC on a single full-scale turbine could easily address many of the remaining questions including its effects on turbine loads and how to implement full-scale controls. Because of the risk involved, it is likely to require high-fidelity aeroelastic simulations to determine safe implementation. These simulations would also be useful in further identifying the optimal periods and amplitudes and any dependencies they have on the turbine and/or the atmospheric conditions. 4 | S U M M A R Y A N D CO N C L U S I O N S The early years of wind energy's technology advancement were largely focused on the individual turbine, and it is only more recently that research on their operation in arrays has become a major focus of this field. There is still much to learn regarding best practices for the often competing objectives of power maximization, load reduction, and ancillary services. Furthermore, wind turbines' inherent operation in an environment rife with interdependent and time-varying characteristics makes optimization on any front an elusive goal. Nonetheless, advancements in computing power, sensors and measurement techniques, and general understanding have allowed researchers to develop several promising wake management methods to improve the performance of wind farms. While the operating environment for wind turbines represents an enormous parameter space, the design space for wake management techniques is limited. Turbines have three primary control actuators: pitch, torque, and yaw. From these, four techniques have emerged as most promising. Currently, wake steering appears most advanced, though its benefits are not as clear cut as those of AIC (when it shows a benefit) considering the former often involves trade-offs in power increases and load reductions while the latter likely does not. AIC shows potential but still requires more research than wake steering. The combination of these two may yet prove to be the real winner among wake management techniques as their advantages and disadvantages are so often complementary. Finally, AWC has the shine of a big new idea with great potential but may be impossible to actually implement at full scale. It remains to be seen whether or not its costs will outweigh its benefits. With regard to future research, the following general recommendations are given. All methods will benefit from an open-source controller software and hardware to provide a common baseline for comparison and reduce the need to interface with proprietary controllers. AIC requires 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 213 HOUCK HOUCK research targeted at optimal control methods that can be replicated at full scale and optimized for arrays. Low-fidelity simulations will not suffice for this unless they have been updated to include the effects of thrust and rotor-added turbulence. Wake steering is advanced enough to focus more on optimization methods, particularly with regard to large arrays and atmospheric conditions. While there have been several full-scale tests of wake steering, working with proprietary yaw controllers has proven challenging and greater collaboration between researchers and turbine OEMs is required to better understand best practices for implementation. Lessons learned from AIC and wake steering are likely additive and will point the way to next steps required for their combined operation. Finally, efforts pursuing AWC should focus on what is required to test it at full scale. It is the author's hope that this review will aid in guiding future research to address the most pressing and outstanding questions in the field. ACKNOWLEDGEMEN TS Funding is provided by US Department of Energy, Wind Energy Technology Office, in the A2e research portfolio, in the Rotor Wake project. This paper describes objective technical results and analysis. Any subjective views or opinions that might be expressed in the paper do not necessarily represent the views of the U.S. Department of Energy or the United States Government. Sandia National Laboratories is a multi-mission laboratory managed and operated by National Technology & Engineering Solutions of Sandia, LLC, a wholly owned subsidiary of Honeywell International Inc., for the U.S. Department of Energy's National Nuclear Security Administration under contract DE-NA0003525. NOMENCLATURE a axial induction factor AEP annual energy production AIC axial induction control AGC automatic generation control APC active power control AWC active wake control BEM blade element momentum CFD computational fluid dynamics CP coefficient of power Ct coefficient of thrust D rotor diameter DEL damage equivalent load DIC dynamic induction control DIPC dynamic individual pitch control K generator torque LCoE levelized cost of energy LES large eddy simulation LiDAR light detection and ranging MPPT maximum power point tracking OEM original equipment manufacturer OOP out of plane RANS Reynolds-averaged Navier–Stokes SCADA supervisory control and data acquisition TI turbulence intensity TSR tip speed ratio U U streamwise velocity Udisc streamwise velocity at the rotor disc U∞ freestream streamwise velocity uwake streamwise velocity in the wake VD velocity deficit β pitch angle γ yaw angle σU standard deviation of streamwise velocity ω rotor rotation rate temporal average of streamwise velocity 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 214 P EE R R EV I E W The peer review history for this article is available at https://publons.com/publon/10.1002/we.2668. DATA AVAI LAB ILITY S TATEMENT Data sharing is not applicable to this article as no new data were created or analyzed in this study. ORCID Daniel R. Houck https://orcid.org/0000-0002-3700-7543 RE FE R ENC E S 1. Global Wind Energy Council. Global Wind Report 2019; 2019. 2. Kheirabadi AC, Nagamune R. A quantitative review of wind farm control with the objective of wind farm power maximization. J Wind Eng Ind Aerodyn. 2019;192:45-73. https://doi.org/10.1016/j.renene.2011.01.024 3. Kanev S, Savenije FJ, Engels W. Active wake control: An approach to optimize the lifetime operation of wind farms. Wind Energy. 2018;21:488-501. https://doi.org/10.1002/we.2173 4. 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Wind Energy. 2022;25(2):195-220. doi: 10.1002/we.2668 10991824, 2022, 2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1002/we.2668 by Izmir Yuksek Teknoloji Enstit, Wiley Online Library on [16/12/2022]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License 220