Knowledge Management Overview by Dr. Vincent Ribiere Photographs > Mathawin Kinthong Dr. Vincent Ribiere (ÇԹૹµ ÃÔàºÕÂÃ), vince@vincentribiere.com After teaching during the past 10 years in the US first at American University (Washington, D.C.) and later on at the New York Institute of Technology (NYIT) in New York City and in the Kingdom of Bahrain, and now an Assistant Professor at the Graduate School of Bangkok University and Managing Director of the South Asian branch of the Institute for Know- ledge and Innovation (IKI) of Thailand hosted by Bangkok University (http://iki.bu.ac.th) and he is the Director for Asian activities at the Institute for Knowledge and Innovation at the George Washington University, in Washington, D.C., USA. Knowledge Management Fundamentals (1) Among the different activities and services we offer at iKi, we designed a series of 10 core seminars to raise awareness and to train organizations about KM. Every month I wil touch on one of these seminar topics so you wil get a better understanding on what KM is and how it could benefit your department, organization, customers and partners. Among the topics covered I wil talk about, aligning your KM strategy to your business strategy, the human aspect of KM, KM technologies, KM processes, KM roadmap, KM readiness assessment (KM Maturity), KM metrics and measurements, Communities of Practice (CoP), KM and Innovation and CKO vs. CIO. I would also like to hear from you, so please do not hesitate to email me so we can engage in further discussions that I may use as topics for future articles. I wil start today by providing you with some background and definitions about KM which wil help you better apprehend future articles. Future articles wil be less theoretical and more practical. Why Knowledge Management? A significant transformation has occurred in our economy. The industrial age is fading away and we are rapidly entering a knowledge age/economy where innovation, service, quality, speed and knowledge sharing, Every evening when employees go back home the company loses roughly 70% of its knowledge! What will happen if employees decided not to come back the day after? are the defining factors. This doesnt mean that we no longer need industrial and manufacturing plants or agricultural farms, ...it just means that the way we produce goods and services wil be driven by our ability to acquire, organize, combine, transfer, protect and apply knowledge to solve problems (current and future). Tools of the knowledge economy wil help and enhance tools and processes of former economies (e.g., precision agriculture, complex supply chains (outsourcing, off shoring, ...)). Ideas and knowledge become the principle raw materials and intellectual capital becomes a critical metric for determining the economic value of a company. It becomes mandatory for organizations to better manage their knowledge if they want to remain competitive. Does your organization know what it knows? Does it know what it does not know? Does it know who knows what? Does it know who knows who? Can you easily identify and value your intellectual assets? Does the knowledge walk out the door when some employees leave or retire? Are you often wasting time and efforts solving problems that have been previously solved (reinventing the wheel)? Do you learn from your mistakes and successes (best practices, lessons learned)? Do people or department hoard knowledge (silo mentality)? Are you experiencing information overload (cannot find documents easily, too many documents and emails, ineffective decision making,...)? Are you fully exploiting the knowledge, skil s and creativity of your employees? Would you like to become a learning organization? These are some of the common problems that knowledge management can help to overcome. Knowledge and Knowledge Management The first publications about KM appeared in the mid 90s, among them we could mention the book of Prof. Nonaka and Takeushi The Knowledge-Creating Company: How August 2008 / 45 Japanese Companies Create the Dynamics of Innovation. So KM is a relatively young multidisciplinary discipline even though people and organizations have managed their knowledge for a long time but not in a very structured and efficient manner. There might be as many definitions of knowledge as there are authors and philosophers who tried to define it. I wil use a simple definition that defines knowledge has being actionable information. Actionable means that the information is relevant and that it is provided to the right person at the able to start this machine, no decision or analysis involved and no previous experience is required. An example of tacit knowledge is riding a bike or swimming, you may explain to someone how to do it but they wil not be able to acquire such knowledge before having experienced it on their own and learned from their mistakes. A famous quote from Michel Polanyi says that We know more than we can tell. Most of the valuable knowledge of an organization is tacit and remains in the heads of the employees. It means that every right time on the right context in the right format so it can be used for decision making, forecasting, design, planning, diagnosis, analysis, innovation,... Context is critical, what is knowledge for someone might just remain information for someone else. Knowledge is usually categorized as explicit or tacit. Explicit knowledge can be easily documented and shared, where tacit knowledge is acquired through experience and it is more difficult to express it and to document it. An example of explicit knowledge wil be the steps associated with starting a particular machine, every step can be clearly detailed and anyone who read the procedure wil be evening when employees go back home the company loses roughly 70% of its knowledge! What wil happen if employees decided not to come back the day after? One of the goals of KM is to motivate employees to share some of their tacit knowledge so it can be shared with others and eventually be captured/codified in documents, procedures and policies. Even though employees wil not be able to share all their tacit knowledge, if a company is able to decrease the previous 70% ratio to 50% it wil be a big improvement! Knowledge exists at the individual level but also at the group/team/community/de- 46 / August 2008 partment and organizational level. It is also important to consider the knowledge of customers, partners, competitors, and of the industry. Knowledge Management can be defined as the process used to effectively manage the flows of knowledge (creation, capture, storage, sharing and leverage) in order to bring the biggest payoffs. So the main goal is not to manage knowledge itself but its flow and transfer. KM should not be seen as something (tasks, procedures, tools...) which should be done on top of the work people do on a daily basis but as something which is transparent and that no one notices. The objective is to support, enhance and leverage the current business processes with knowledge. As the human body is composed of different systems (blood, nervous, respiratory...) working hand by hand in order to make the overall human body work, KM can be seen as one of such systems that works in parallel with other systems to make the organization run efficiently and effectively and to foster innovation. Since every organization can be broken down into business processes, any organization wil benefit from enhancing their processes with knowledge (KM). It is usually accepted that there are 3 main pil ars of KM; People (Leadership), Processes (Organization) and Technology. Since people possess the knowledge managing them is an indirect way to manage their knowledge. Technology is often labeled as the enabler of KM. It is required to facilitate the various flows of knowledge (KM processes) but it should not be the main focus of any KM initiative. At iKi we also believe that learning should be added to these 3 main pil ars. Many KM practices and tools can be implemented in order to meet the specific need of each organization since there is not such a thing as a KM solution that wil work for all. In the next issue we wil look at what KM strategies can be used and how they should align with your companys strategy in order to succeed. So stay tuned and once again I wil really value your feedback and questions by email. ’ Dr. Vincent Ribiere (วินเซนต ริเบียร), vince@vincentribiere.com Dr. Vincent is the Managing Director of the South Asian branch of the Institute for Knowledge and Innovation (iKi-SEA) of Thailand hosted by Bangkok University (http://iki.bu.ac.th), he is the Director for Asian activities at the Institute for Knowledge and Innovation at the George Washington University, in Washington, DC, USA and he is an Assistant Professor at the Graduate School of Bangkok University. Knowledge Management Strategy (2) One of the most common questions I am asked is “How can we implement Knowledge Management (KM) and what will be the benefits of implementing it?” ⌧ 58 / September 2008 Defining what KM means to your organization ⌧ ⌧ ⌧ ⌧ ⌧ ⌧ Strategic alignment ⌧ ⌧ ⌧ ⌧ ⌧ ⌧ September 2008 / 59 Dr. Vincent Ribiere (ÇԹૹµ ÃÔàºÕÂÃ), vince@vincentribiere.com Dr. Vincent is the Managing Director of the South Asian branch of the Institute for Knowledge and Innovation (iKi-SEA) of Thailand hosted by Bangkok University (http://iki.bu.ac.th), he is the Director for Asian activities at the Institute for Knowledge and Innovation at the George Washington University, in Washington, DC, USA and he is an Assistant Professor at the Graduate School of Bangkok University. The Human Aspect of KM Having a state of the art KM technology does not imply that employees will easily/freely share knowledge. This was the main problem faced by the first wave of KM initiatives in the midnineties. Too much emphasis on technology without enough consideration of the human aspect will often result in very limited KM success or even in failure. So lets try to understand what can motivate people to share knowledge. sessed and understood before engaging into a KM initiative. Organizational Culture All the studies looking at the main barriers of KM and at the sources of KM initiative failures identify organizational culture as the primary cause. Organizational culture can be defined as the set of values, beliefs and assumptions that are shared by the members of an organization. It is the way things are done in an organization. Each organization has its own culture, it could be compared to the personality of a person. The work environment, the management and leadership styles, the history, the stories and gossip are some of the factors that shape the culture of an organization. The culture is learned/experienced by 52 / October 2008 employees and it drives behaviors, decisions, communications and relationships. As you can see culture is a complex and intangible concept. In some organizational cultures, knowledge and information sharing are common practices but for others it is not natural and change might be required to evolve such type culture. Some traits of the organizational culture are also rooted in the national culture (Cf. work of Geert Hofstede). Sub-organizational cultures might also co-exist in an organization. They are often based on the values, traditions and activities of various departments or units or groups (culture of the engineers, sales, R&D, ). All of these levels or culture wil have to be as- Why do people share knowledge? Knowledge is often considered as power, so why would people share knowledge? Personal and organizational factors can drive knowledge sharing behaviors. Some people wil share their knowledge because they want to be known as the experts, looking for recognition and reputation. Others wil do it just because it is a good thing to do to help/benefit their company. Reciprocity is a common incentive for knowledge sharing. You wil share knowledge with someone who shared it with you in the past or who previously helped you. Based on my experience, the most important cultural factor is trust. People wil freely share knowledge with people they trust. Trust can be defined as the wil ingness to make yourself vulnerable to others and based on the belief that they wil meet your expectations. It is based on expertise and skil s and/or on relationships (family and friends). You might trust someone you dont know just because of their competencies (e.g., doctor, pilot). Trust exists at the individual level but also at the organizational level. Trust is often described as the lubricant of an organization. It takes time to build but it is very fragile and can be destroyed in a couple of minutes. My recommendation is to assess your organizational trust level before engaging into any KM initiative. If it is low, you might want to first concentrate on solving this cultural issue. It is also interesting to understand why people do not share knowledge. It is not always because they dont want to share it but sometimes because they just dont realize that it could be of some value to somebody else in the organization. It could also be because they dont have the time or the resources to share such knowledge or because they think that their knowledge has low value (not good enough to be shared). You might be asked by your employees, why should we share knowledge? What is in it for us? If we share our knowledge you might no longer need us! These are some common questions you should be ready to answer. As previously explained most of the knowledge employees have is of tacit nature. Even though they are wil ing to share 100% of it they wil not be able to do so, since a large part was acquired through experience and cannot be easily expressed and codified. Secondly, if people share some of their knowledge with others they wil also learn/benefit from the knowledge shared by others. They wil grow intellectually and they wil become even more valuable to the company. Now, if these arguments are not strong enough you might consider putting in place some incentives to facilitate knowledge sharing, particularly at the beginning. You want to make sure that these incentives/rewards exist at both the individual and at the group levels. The incentives dont always have to be of monetary type. IBM, a couple of years ago, used the concepts of blue bucks. Every time employees were sharing valuable knowledge they earned blue bucks. At the end of the year these blue bucks could be converted into US Dollars or vacation days or electronic devices Different people might be motivated by various types of rewards and such kind of approach is flexible enough to satisfy various needs. Using story telling techniques can also be a good strategy to motivate people to share. Find a good story that shows how knowledge sharing helped employees in a difficult position or how it became the source of a success story in your company. Employees wil easily remember such story, they wil use it as references or as inspirational model and it wil help to influence their behavior and vision. Knowledge champions can also be a great source of inspiration and leadership. Knowledge sharing could also be added as part of the annual performance evaluation criteria or create the award of the best knowledge sharer of the year, in order to fulfil the needs of the ones looking for recognition. As you can see a lot of these solutions could be handled by the Human is changing. Knowledge is becoming the key resources of organizations. Knowledge workers are mainly characterized by their level of education, by their high expertise and experience in a domain, by their ability to solve problems and to perform non-procedural work, and by their ability to innovate. As part of their activities they create, distribute, leverage and apply knowledge. The need and the number of knowledge workers wil continue to grow in the future. Employees of generations X (1961-1981) and Y (1982-1994) have different expectations and needs than the previous generations. Therefore the way they should be man- Resources department. In fact, based on our experience with iKi-SEA, we have seen many companies in Thailand were the KM tasks were assigned to the HR department. Since people are key to the success of KM and since they keep most of their tacit knowledge in their head, one way to indirectly manage knowledge is to manage these people. By making sure that they stay with the company (low turnover) and that they are provided with an environment which motivate them and reward them, they might be more wil ing to share knowledge. aged and the type of work environment they should be provided with to be fully productive has to evolve. For example, Knowledge workers have a continuous need to learn and they require a high level of freedom in their work. Nowadays, we often refer to Web 2.0 technologies but we might also need to move to Managers 2.0 and Workers 2.0 types of mentality. In the next issue I wil touch on KM processes. What can be done to capture, store, share and apply knowledge? So stay tuned and once again, I wil really value your feedback and questions by email (in Thai or in English), Kop Kun Krap! Knowledge Workers In the new economy, the type of work October 2008 / 53 Dr.Vincent is the Managing Director of the South Asian branch of the Institute for Knowledge and Innovation (iKi-SEA) of Thailand hosted by Bangkok University (http://iki.bu.ac.th), he is the Director for Asian activities at the Institute for Knowledge and Innovation at the George Washington University, in Washington, DC, USA and he is an Assistant Professor at the Graduate School of Bangkok University. Dr.Vincent Ribieère (วินเซนต์ ริเบียร์) vince@vincentribiere.com KM Processes Many people believe that knowledge cannot be managed since it mainly resides in the head of the employees! That is true, but what for sure can be managed is its flow in the organization between people and/or technologies. The process of managing the knowledge flows is one of the core activities of knowledge management and I will describe in details in this article its six sub-processes that I named the “L.A. R.O.S.A.” cycle. “ROSA” is the botanic name of the flowering shrub rose, appearing at the center of the graphic cycle’s representation (Cf. figure). Locate Knowledge A lot of organizations are still currently unable to precisely identify their intellectual asset. They don’t know what they know and in a knowledge economy not being able to identify your core asset can become a serious problem! So step number one should be to identify and locate your knowledge. Since an organization contains a lot of knowledge and that not all knowledge can be managed at once, I will advise to first focus on you core and critical knowledge. What I mean by core is that it must support your KM strategy (Cf. CIO issue 91) and the level of knowledge criticality can be defined by the degree of; knowledge rareness, knowledge usefulness, difficulty of knowledge acquisition and of knowledge use in the context. I will not describe these various factors in more details but some tools and methodologies have been designed 52 CIO WORLD&BUSINESS November-December 2008 techniques can be used to acquire and capture knowledge. As previously explained (issue 90), knowledge can be more or less tacit or explicit. Explicit knowledge can be easily codified or articulated by its owner. For example, the procedure to start a computer could be defined by a set of consecutives actions that could be easily described in a user manual, no much reasoning, past experience, skills or decision making are required to perform this task. The procedure to fix a computer problem might be more difficult to codify. A decision tree, an algorithm or even a case based reasoning system could be used to test the various potential problems but the complexity or the uniqueness of the problem might require the person trying to fix the problem to refer to a more senior technician who has more expertise and more experience (tacit knowledge) to solve the problem. A high level of tacitness makes the knowledge capture more difficult. Asking employees to document their own Acquire Knowledge Once the knowledge has been knowledge often results in poor outcomes. located, it must be acquired. Different A trained facilitator and/or a knowledge by iKi members to assess identify and assess critical knowledge. Once the critical knowledge has been identified, it can be mapped. Knowledge maps are visual representations of knowledge artifacts, their relationships and their location. Such kind of approach could work hand by hand with competence management programs often initiated by human resources departments. If we take a purely IT focused approach to knowledge identification, knowledge discovery approaches could be used to discover knowledge by mining large data repositories (Data Warehouse, Data Marts) in order to discover patterns, rules and relationships. For example profiling your customers based on the products they purchase will provide you some knowledge on what types of products they are more likely to buy. So without first identifying and locating your knowledge it will be difficult to manage it. engineer will facilitate the process of capturing and codifying knowledge from experts. This process is often based on interviews, brainstorming sessions, and observations techniques. Knowledge harnessing techniques are also currently very popular, like debriefings, exit interviews, retrospects and after actions reviews (AAR) where four simple questions are asked at the end of each project: 1 - What was supposed to happen? 2 - What actually happened? 3 Why were there differences? 4 - What did we learn? Lessons learned and best and/or worst practices can also be created to capture knowledge associated with a particular project or project’s phase. Knowledge can also be automatically captured from external sources, like from the Web, where the use of tools like intelligent agents or content syndication systems can be very effective. Refine Knowledge In the IT field we often refer to the Garbage In - Garbage Out (GIGO) principle where poor data input will CIO WORLD&BUSINESS November-December 2008 53 generate poor output. The same concept applies to knowledge, if you enter poor knowledge into your knowledge base/ system don’t expect good outputs/results! Knowledge entered into a system will benefit from being assessed and validated by experts and/or by users. The level of knowledge quality will impact the usage level of the knowledge system. If employees find unreliable knowledge or obsolete knowledge they will stop using the KM system as reference. As for information quality different criteria can be used to define knowledge quality (accuracy, relevance, completeness, conciseness, clari ty, ...) but other factors like author’s and validator’s credibility could also be used. What is knowledge today might not be knowledge tomorrow so knowledge will also have to be maintained over time. access level privileges and using encryption technologies might be required based on the security requirements in your particular industry. Over protecting you knowledge will decrease its reusability and its ability to be leveraged by different types of users, so be cautious of not falling into this pitfall, try to find the right balance. Apply knowledge Organize knowledge Once codified and validated the knowledge will have to be stored in a repository. In order to easily and rapidly find knowledge it needs to be properly organized. Cataloging, indexing, filtering and linking technologies can be used to do so. Taxonomies are also very popular to organize knowledge artifacts. The taxonomy must be flexible enough so the knowledge can be retrieved following different entry paths. For example, if a best practice document has been saved in a branch of a taxonomy tree related to a particular project and that this document also contains some knowledge related to debugging it will also have to be findable coming from a debugging taxonomy branch. Since knowledge is becoming the most important asset of your organization you might want to protect it! Knowledge security is not so different from information security. Defining different codified, in order to pass/transfer it from senior to junior employees, tutoring and mentoring initiatives can be very beneficial. Implementing communities of practices (CoP) could also be a good way to transfer knowledge from one or many employees to a community of employees sharing similar interests so the knowledge is shared and eventually codified during the transfer. Share Knowledge Let’s start by a riddle. What is the only thing which increases when divided/shared? Based on the topic of this article you must have already found the answer (Knowledge)! Knowledge sharing is how KM will bring value to your organization. By sharing knowledge, knowledge will be re-used and/or leveraged. Employees can access the KM system to find knowledge by browsing taxonomies or by searching using keywords/tags. That is a pull approach. A push approach is also required to inform employees that a new piece of knowledge related to their previously defined needs and interests has been added to the system. Awareness of knowledge availability is key. Note: if the knowledge cannot be 54 CIO WORLD&BUSINESS November-December 2008 Finally the last stage involves using/ applying the previously transferred knowledge. If we take the example of a best practice (BP), if an employee has retrieved in the system a BP relevant to his/her current project, he/she will have first to adapt it since the environment/ context and the requirements are never 100% similar between different projects or between similar project performed over a different time period. If the BP is judged helpful and satisfying it will be adopted and feedback should be attached to the BP to indicate that it was re-used and judged helpful. This will help to increase the validity of the knowledge (define in process 3 “R”). I described the “L.A. R.O.S.A.” process in a sequential way but it should be seen as a dynamic process where each sub-process can interact directly with any other sub-process. For instance, an employee can discover (process 1 “ L”) that another employee possess some particular competences/skills and might call him/her and get the knowledge over the phone (process 6 “A”). All these processes can be supported by various technologies. I will describe them in details in the next issue. So stay tuned and once again, I will really value your feedback and questions by email (in Thai or in English), Kop Kun Krap! Dr. Vincent is the Managing Director of the South Asian branch of the Institute for Knowledge and Innovation (iKi-SEA) of Thailand hosted by Bangkok University (http://iki.bu.ac.th), he is the Director for Asian activities at the Institute for Knowledge and Innovation at the George Washington University, in Washington, DC, USA and he is an Assistant Professor at the Graduate School of Bangkok University. Dr.Vincent Ribieère (วินเซนต์ ริเบียร์) vince@vincentribiere.com KM Technologies (Part 1) Can information technology be used to manage knowledge? Before I answer this question, let me go back to the definition of types of knowledge. In the previous issues I presented the commonly used description of knowledge as being explicit (which can be easily documented/codified and shared) or being tacit (acquired through experience, difficult to share). At this stage we need to revise this oversimplified dichotomy. Without getting into philosophical debates knowledge cannot exist without a knower 56 CIO WORLD&BUSINESS January-February 2009 (a person). A knowledge repository (computer, library, …) contains a lot of information but cannot be considered as “knowledgeable”. The use and interpretation of this information repository might become source of knowledge for a person. Knowledge is part of the mind and body of a person and what comes in and out of it remains information. Knowledge is not an object, it is related to action and it primary based on experience. That is one of the reasons why we often define knowledge as actionable information. For example knowing how to drive a car requires some knowledge about rules on the road and safety that can be acquired by reading and understanding a driver’s manual (information). It also requires some experience on how to operate a car and on how to handle different situations as well as emergency cases. An experienced driver will also develop over time some reflex actions that will become instinctive when there is no time to think (tacit). So if knowledge can only be embodied in people how can information technology (IT) help? IT can be used to manage the explicit representation of knowledge, often referred as knowledge artifacts. In an IT context, knowledge artifacts are explicit and implicit knowledge that have been articulated into documents, notes, procedures, policies, …. So IT cannot manage knowledge but it can manage information and knowledge artifacts (passive objects) that will trigger and facilitate knowledge to be internally created by the user (dynamic action). Being able to provide the right information to the right person at the right time in the right format and in the right context can serve as catalyst for knowledge creation. Once KM became a “hot topic”, mid 90’s, a large number of software vendors saw an easy opportunity to sell their information management solutions under the new label of KM tools, without making fundamental changes to them. This situation created some confusions and deceptions among the first adopters and gave a bad/ false image to KM. KM was then considered as a new technology-based system without much consideration to the human side and change management aspects associated with it. Unfortunately a lot of companies failed into their KM initiative because of this purely IT centered approach. As with any information system solution, if users don’t adopt and don’t use the system, nothing good will happen! Fortunately the KM solution landscape has evolved and matured since then. Different representations could be used to categorize them. In this issue I will re-use the “LA ROSA” model (Locate, Acquire, Refine, Organize, Share and Apply Knowledge) introduced in the previous issue (November-December 2008) to categorize the KM tools based on how they can support the KM processes/flows. In the next issue I will present them based on the type of knowledge artifacts and KM approach used. You will note that not all the tools presented are new, some of them have been available for quite some time for information management needs but they can also be used to support KM solutions in order to create a context and an environment to support knowledge artifacts. An integration of various tools and solutions are required to efficiently manage knowledge artifacts since currently there are no fully integrated KM solutions that cover the various needs of different organization types. Note that the tools listed below are only technology tools, they will need to be completed with other KM practices in order to fully support each KM process. I tried to list the main IT tools but other tools might help to support each process. Locate, Create, Discover and Map Knowledge A lot of different tools can be used to support this process. Expertise locators allow to rapidly identify who has a particular set of skills or connections. These tools can use employees’ profiles which have been manually created or which have been created dynamically by using semantic engines to learn from documents created by employees, their emails, their Web visits, … Knowledge Maps are visual representations of knowledge artifacts, their location and their relationships. Knowledge discovery tools allow to mine large data repositories in order to find pattern and relationships among data that will later CIO WORLD&BUSINESS January-February 2009 57 on be integrated into knowledge bases or expert systems. Data mining tools fit in this category. Text mining tools allow to extract meaning from a document. They can be based on statistical analyses but those based on semantic engines provide better results. E-learning solutions allow to train and transfer knowledge to employees on how to do things, why, when, where, … and by applying these learned procedures and through trial and errors (experience) employees will gain the tacit knowledge allowing them to become experts. Intelligent and knowledge agents can be programmed to perform knowledge searches in large data repository and on networks (Internet). Social Networking Analysis (SNA) is used to map informal relationships that exist between people within and outside a company. Such networks can be used to reveal employees who can be considered as experts, or knowledge brokers, or hubs between communities, … Alert systems allow to get informed as soon as a new knowledge artifact related to your interest has been made available in your corporate repository or on the Internet. They belong to the category of push technologies and awareness systems. Business intelligence tools allow to improve decision making and to easily access and manipulate enterprise information. They also allow to stay updated on your competitors, market, benchmarks, … Search engines help not only to retrieve text based documents but also images, movies, people, bookmarks, … Meta search engines can be used to aggregate the results of queries performed by various search engines. Visualization tools are becoming more and more popular since they use interactive visual representations (maps, graphs, …) to display results of search and/or relationships between various knowledge artifacts. Innovation and Creativity supporting tools help to foster innovation in organizations by providing a set of tools, like for instance mind maps, that can facilitate and support the process of thinking outside the box. 58 CIO WORLD&BUSINESS January-February 2009 Group Decision Support Systems (GDSS) help to take advantage of group brain power to develop new ideas (Brainstorming) or to facilitate decision making. Finally, Online Analytical Processing (OLAP) tools use a cube representation to answer multidimensional analytical queries and to allow to slide and dice data in order to find the data or the response to a question or problem. customized format, to all those interested. Speech recognition tools are used to capture and convert voice messages into text documents. They are very effective for people who are not comfortable with technology or who don’t have time to type (E.g., doctors in hospitals). Semantic analysis technology is often coupled with text mining tools in order, not only to extract meaning from text documents but, to abstract and summarize them. Translation tools can also become very useful to capture knowledge published in a different language or for international companies having to deal with different languages (e.g., multinational corporations). Finally, forums and discussion groups are wonderful tools to capture discussions and problem solving solutions shared between individuals (internal or external of the organization). Refine, Validate and Maintain Knowledge Acquire and Capture Knowledge Knowledge acquisition usually requires the help of a knowledge engineer to articulate implicit and tacit knowledge artifacts. Despite the involvement of a human being some IT tools can help to capture knowledge artifacts. Audio and video recordings are an effective way to record interviews, debriefings and after action reviews. People do not like to write reports and they are always careful regarding what they write. People share more freely and convey more meaning in their interviews than they will do in writing reports. Short video clips are then cut out from the full interview and can be meta tagged, indexed and made available through database of video clips or Podcasts. Recombination tools are usually composed of aggregation, mashups, remixing and embedding technologies. They allow to collect, like content syndication tools, information from various sources, to filter them and to deliver them, in a Once the knowledge has been captured it needs to be validated and maintained over time. Online expert communities can be used to review and decide what should be considered as knowledge and what not. The validation can also be done directly by the members of the community or by people who used the knowledge artifacts. They will then use some assessment, rating, ranking and scoring mechanisms in order to validate and eventually refine the knowledge artifact. Contribution validation technologies can also be used to pre-validate or automate some of the validation process. Finally, workflow systems can help to accelerate the validation and maintenance processes flows and to improve workgroup productivity. In the next issue I will continue to describe KM Technologies associated with the three remaining KM processes and I will provide another classification of KM tools. So stay tuned and once again, I will really value your feedback and questions by email (in Thai or in English), Kop Kun Krap! Dr. Vincent is the Managing Director of the South Asian branch of the Institute for Knowledge and Innovation (iKi-SEA) of Thailand hosted by Bangkok University (http://iki.bu.ac.th), he is the Director for Asian activities at the Institute for Knowledge and Innovation at the George Washington University, in Washington, DC, USA and he is an Assistant Professor at the Graduate School of Bangkok University. Dr.Vincent Ribieère (วินเซนต์ ริเบียร์) vince@vincentribiere.com KM Technologies (Part 2) This is the second article, on a series of three, related to KM technologies. In the last issue I started to present the various technologies that can support knowledge flows and processes based on the “LA ROSA” model. After having covered the Localization, Acquisition and Refinement KM processes, I will present in this issue the three remaining one: Organization, Sharing and Application of knowledge. 58 CIO WORLD&BUSINESS May 2009 Organize, Store and Protect Knowledge The following technologies can be used to archive Knowledge Artifacts (KAs). Most of these technologies are not new per second. Document and content management systems (DMS and CMS) are useful to manage the different phases of the document life cycle from drafting, to review, approval, and distribution. They also facilitate collaboration, storage, versioning, security, etc. DMS usually focus on structured information (e.g., Word processing, Spreadsheet, Presentation, PDF, files) while CMS have the additional capability to manage and organize unstructured information (e.g., images, movies, multimedia). Database Management Systems (DBMS) are used to store operational and transactional data while Data Warehouses and Data Marts are used to store selected and cleaned historical data that may have been, to different extents, summarized. All three are used as data repositories for knowledge discovery tools (e.g., data mining) but also to structure and to easily retrieve records. Taxonomies are used to classify KAs into categories often following a hierarchical/ tree structure. At a higher conceptual level, Ontologies help to define a domain, its components, and their relationships. Multiple taxonomies might be required to define a domain (i.e., ontology). Taxonomies are important since they facilitate the retrieval of a KA assisting search engines and users who might take different paths to get to them. For instance a lessons’ learned document could be archived in a directory related to the project it emerged from, or in a directory associated with the type of practice (e.g., marketing, engineering, management) or in a directory related to a particular process or in other places. Taxonomies should allow users to easily retrieve the searched for KA following the logic (path) that makes sense to them without having to guess where the author may have stored it. Folksonomies and tagging techniques became popular with Web 2.0 technologies. These techniques allow authors, users, and anyone to describe and categorize content with their own keywords (i.e., tags) without using a rigid predefined structure (i.e., formal taxonomy). Tags are often visually represented on the Internet by tag clouds. Finally, information security techniques should be deployed to protect the intellectual digital asset of the organization. For instance, authentication techniques can be used to secure access to KA that might benefit, in specific cases, to be encrypted to decrease their likelihood to be stolen or viewed in case of security breaches. Disaster recovery systems, like backup solutions and policies, should also be present to protect the KA in case of emergency. Share and Transfer Knowledge Knowledge transfer and knowledge sharing are key KM processes. That is from the transfer and the application of knowledge that value is created. Knowledge portals provide a single point access to unified enterprise information and explicit knowledge. They integrate various technologies previously described and they provide a customized interface displaying only relevant information to the user. Online Communities of Practice (CoP) provide an environment where people, who share the same interest, can virtually meet to exchange tips, share best practices and documents, discuss issues, vote, collaborate, etc. Most portals provide a community building feature but some tools are particularly designed to support the various needs of CoPs that can involve, not only employees of a company, but also partners, suppliers, customers, etc, Groupware is an umbrella term used to describe the technologies facilitating the collaboration of groups and teams. They are designed to support and increase the productivity CIO WORLD&BUSINESS May 2009 59 and communication of the various team members. Wiki technologies allow anyone to contribute to a Web page by adding or changing content. It facilitates collaboration with various team members contributing online to the latest version of a shared Web document. Blogs are Web pages where authors share their experiences, passions, interests, etc. in a chronological manner. Originally used for personal use (i.e., online diary) they now have became a popular medium for employees to report on their daily activities, events, and to communicate. Instant Messaging (IM) applicat ions are synchronous communication tools that allow two or more people to communicate in real time through a text window. IM tools often offer voice over IP (VoIP) technologies that allow users to have a phone and/or video conversation using the Internet for free. Not all companies allow the use of IM, since some of them are worried about security issues or the distraction they can generate. IM are a good tool to get quick answers to questions when your colleagues are online. Collaborative tools, like groupware, is an umbrella term. They can support all kind of collaborations; synchronous, asynchronous (linked or separate), content development, project management, and group polling to name a few. Publishing tools allow users to directly share their KAs on the Internet or on an Intranet or Extranet in the form of documents, Web pages, blogs, and other communication devices. They can be part of DMS or CMS previously described. Peer to peer (P2P) technologies differ from Client Server technologies by the fact that a node (computer) can serve both as a client and as a server. They provide an easy decentralized way to share content (e.g., files, streaming media, telephony, discussion groups). e-mail technology might not require any explanation, but it is important to keep 60 CIO WORLD&BUSINESS May 2009 in mind that it is one of the most used collaboration and knowledge sharing tools even though its capabilities are very limited. It reinforces the fact that people like to use simple tools to do their routine work. Online forums and discussion groups are asynchronous linked type of technologies that work well for question-answers type of communications and collaborations. They can be easily searched and archived supporting codification mechanisms. Finally, video and audio conferencing allow real time communication between users. Through such kind of verbal and visual exchanges, richer content and explanations can be shared allowing implicit and tacit knowledge to be shared through conversations, discussions, etc Apply, Use, Adopt and Adapt Knowledge This last KM process is the one which is the least supported by technology but which provides the most benefits and value to individuals and to organizations. During the transfer process knowledge sharing is supposed to take place. We used “supposed to” since a certain number of stickiness factors (i.e., knowledge characteristics, disseminative capacity, absorptive capacity, and organizational context) may interfere with the efficiency and effectiveness of the knowledge transfer process. If the transfer does take place, users can internalize and learn from the KAs passed to them. Then they can act on this newly internalized knowledge by solving problems, making decisions, performing activities, etc. This human learning process does not involve technology but the knowledge shared can also feed knowledge bases of expert systems (ES), decision support systems (DSS), help desks, or even workflow collaborative tools. These all help and support knowledge workers in diagnosing, planning, forecasting, supporting, designing, and decision making processes. All these tools are only technology enablers, they will need to be completed with other KM practices in order to fully support each KM process. As you can see, a large panel of ICT technologies can be used to support KM initiatives. Fortunately not all of them are required to implement KM, but their choice should be driven by the main reasons which motivated your organization to implement KM (KM Strategy) and by the culture of your organization. For instance, online communities will not succeed if people do not trust each others. At IKISEA we believe that a set of organizational assessments should be carefully performed before the selection and deployment of any KM technology. Providing tools to share knowledge to people who do not want to share is doomed to failure! In the next issue I will present another categorization of KM technologies based on the type of knowledge artifacts they manage (Tacit, Explicit (structured and unstructured). So stay tuned and once again, I will really value your feedback and questions by e-mail (in Thai or in English), Kop Kun Krap! Dr.Vincent Ribiere COLUMNIST Dr.Vincent is the Managing Director of the South Asian branch of the Institute for Knowledge and Innovation (IKI-SEA) of Thailand hosted by Bangkok University (http://iki.bu.ac.th), he is the Director for Asian activities at the Institute for Knowledge and Innovation at the George Washington University, in Washington, DC, USA and he is an Assistant Professor at the Graduate School of Bangkok University. KM Technologies (Part 3) This is the last article, on a series of three, related to KM technologies. In the past two issues I presented the various technologies that can support knowledge flows and processes. In this article, KM technologies will be presented and organized based on the type of information and knowledge artifacts they manage. Representation of KM technologies based on artifacts The bottom part of the graph (factory building) represents the corporate data, information and knowledge artifacts and the top part is linked to the Internet (cloud) and to various stakeholders and environmental factors. The left part (in red) represents tacit knowledge artifacts and the right part (in blue) explicit knowledge artifacts that can be broken down into structured and unstructured information. The different parts overlap since most knowledge is neither fully tacit nor explicit and not always fully structured or unstructured. The tools used to manage explicit knowledge are often labeled as “codification” tools and they provide value by allowing the re-use of knowledge that has been previously codified. The tools used to manage tacit knowledge are often described as “personalization” tools since they allow people to connect with each other and to share knowledge. The main benefit here is based on leveraging knowledge. From the interaction between individuals new or improved knowledge will emerge. Section represents tools used to manage structured information (records). All these tools are supported by some sort of database management systems. Section represents tools that can be used to support both, structured and unstructured information. These tools can be applied to search and manipulate information in database repositories but also in documents. For instance a semantic engine might be used to extract the key concepts out of a document and to display them on a map or on a tag cloud (visualization tool). CIO WORLD&BUSINESS June 2009 53 COLUMNIST Dr.Vincent Ribiere Section represents tools that can be used to support unstructured information (documents, e-mails, presentation, Web content, …). A survey conducted in 2000 (Corporate Executive Board) showed that 85-95% of the information that an organization possessed is unstructured (5-15% is structured) and that only 10-20% of the Information Technology spending were allocated to manage unstructured information (80-90% spent on structured information). We think that this unbalance is not as important these days but we are confident that a focus on structured information remains a priority for most organizations. A large amount of knowledge artifacts are contained in reports, procedures, debriefings, that are often hidden or that cannot be easily located or that are not searchable. Deploying some tools that can help to better take advantage of unstructured information can provide great benefits to an organization by better identifying and easily retrieving knowledge artifacts. As previously mentioned, since knowledge artifacts represent a large proportion of the intellectual asset of an organization they need to be properly protected Section Information Security tools and practices need to be implemented to secure and to 54 CIO WORLD&BUSINESS June 2009 protect information. Over protecting information might impact the ability of employees to fully take advantage of the corporate knowledge asset, but letting everyone access to everything might also result in knowledge leaks that might affect the company’s competitiveness! So it is important to find the right balance between not over protecting and not under protecting your knowledge assets. Section describes the tools that can support unstructured information (explicit knowledge artifacts) and tacit knowledge artifacts. If we refer to Nonaka’s and Takeushi’s SECI model (1995), these tools could support both the Codification (conversion from tacit to explicit) and the Internalization (conversion from explicit to tacit) phases. Creativity and Innovation support tools as well as collaborative tools can facilitate the emergence of new ideas by supporting and stimulating interactions between groups. Audio and video recordings of expert interviews and any type of debriefing sessions can be valuable if they are, later on, properly converted into short video clips associated with meaningful keywords/tags that will make them easily retrievable. E-learning tools support the learning process and the creation of tacit knowledge through practice and errors. Section describes the tools that can support explicit knowledge artifacts (based on both structured and instructed information) as well as tacit knowledge artifacts. Groupware application and online forums facilitate the capture and exchange of various types of information and documents. Database Management systems are used to link/connect these various types of information that makes them easier to manage and which also provide a context for their understanding. Section describes the tools that can support structured information (explicit knowledge artifacts) and tacit knowledge artifacts. Expertise locators (also called corporate yellow pages, or who is who?) can be used to identify who in the organization has some particular expertise, skills or knowledge about a specific topic. They help people to connect with each others. Usually a simple database managing employee’s profiles can be used to meet this need. In the same way, knowledge maps can be used to identify where knowledge can be found and its flows. Social Network Analysis (SNA) allows to identify the informal connection in between people inside and outside an organization. It can be used to identify who are the key holders of knowledge, who act as knowledge brokers, gatekeepers, … ? Dr.Vincent Ribiere Section describes the tools that can support the transfer/flow or tacit knowledge between individuals, since tacit knowledge cannot be captured/articulated! Online Communities of Practice (CoP) often provide the capabilities for members to have interactions through instant messaging, videoaudio-web conferencing or through phone conversations (Voice over IP). Section is not supported by technology but we represented it in order to reinforce the fact that tacit knowledge is best transferred by face to face interactions and socialization activities (e.g., mentoring, tutoring, water cooler discussions, after action reviews (AAR), retrospects, peer assists, and storytelling). Section described the tools that can be used to search, visualize and automatically retrieve (push technologies) information located on the Internet. These tools are critical to increase awareness about any new available information regarding your stake holders or your environment represented on the Internet cloud 12 . Finally, section 11 represents the new generation of Web 2.0 tools which facilitate people to share and connect with each other’s inside and outside the organization. In these three issues related to KM technologies, I tried to present, through different lenses, the most commonly used technologies to support KM. It is always difficult to classify/organize each KM technology into a particular section/box. Many of the technology presented could be used for various purposes but I tried to consider their main function to classify them on this graph. I did not address the adoptions factors that will make users use such systems but numerous researches have addressed this issue based on various popular information systems adoption models. I also decided not to present any Knowledge Management Systems (KMS) architecture but I recommend to directly look for white papers from different KMS vendors, since all of them use different architectures. I purposely did not mention any brand COLUMNIST or any particular software to illustrate each technology since listing all vendors will be impossible and since the IT market is constantly changing. Moreover different platforms offer different tools and KM solutions. One reference that could be used is the KM World Buyers guide (www.kmworld.com). Various open source applications should also be considered while looking for KM tools and platforms. Even though KM technologies have matured and take more and more in consideration the human side and formal and informal relationships between people, I would like to end this column by a quote from the Gartner Group to always keep in mind once implementing KM: “KM is something you do,not something you buy!” In the next issue I will present the steps required to implement a KM initiative (KM Roadmap). So stay tuned and once again, I will really value your feedback and questions by e-mail (in Thai or in English), Kop Kun Krap! CIO WORLD&BUSINESS June 2009 55 COLUMNIST Dr.Vincent Ribiere Dr.Vincent is the Managing Director and co-founder of the SouthEast Asian branch of the George Washington University Institute for Knowledge and Innovation (IKI-SEA) of Thailand hosted by Bangkok University (http://iki.bu.ac.th). KM RoadMap (Part 1) It has been a year already since I started this KM column! After having covered the core concepts of KM and the main KM pillars (People, Processes and Technology), I will now share with you my answer to a question that everyone asks me “How to get started in KM?”. Different consultants, academics or practitioners might answer slightly differently to this question. I will share with you my vision and the approach that we use at the Institute (IKI-SEA). Are you ready for KM? Like a Physician, before even making any diagnosis, will run a couple of basic tests (blood pressure, body temperature, internal sounds), an organization interested in implementing KM should perform a set of assessments to check its readiness to successfully adopt KM. Such assessments are often called KM Maturity Models (KMMM). They habitually consist of assessing the culture of the organization, its information technology, people, infrastructure, collaboration, communication, leadership, communities, environment, … The results of such assessment highlight the strengths and weaknesses of the organization in term of KM readiness/maturity. Based on the results, different actions might be required to prepare/evolve the company to better accept KM (change management). Such results will also drive the type of KM approach and the KM tools that will be later on used to reach, in a disciplined way, a higher level of maturity. The American Productivity 56 CIO WORLD&BUSINESS July 2009 Quality Consortium (APQC) developed a five level KMMM that can be used as reference and we also developed one assessment tool at the Institute (IKI-SEA) that we will be happy to share with you. KM for What? Once your organization is ready for KM, the first thing you need to know before getting started is to understand the real motivation behind launching a KM initiative. Is your primary goal to improve productivity? Increase customer satisfaction? Capture and retain the knowledge of employees retiring? Improving creativity and innovation? Identifying and valuing your intellectual capital? Or it can be driven by many other strategic priorities, but the top reason(s) should be clear. This will help aligning the KM strategy with the business strategy, as previously explained in issue 091 (September 2008). Identifying Core Processes The next step consists of identifying the key/core processes which support your strate- gic goal/priority. I will suggest, through a rapid screening of business opportunities, to select a business process or a portion of it that will be used as a pilot. The process choice should be made in trying to find a project with a high likelihood of success, which is not too complex, which can show some rapid benefits, and that could be used later on as a reference/ success story to promote the benefits of KM in the organization. This grassroot approach has the advantage to incrementally investing in KM while rapidly justifying its benefits/value for those who remain skeptical! Once the pilot process selected, deve loping processes maps can be very helpful to fully understand and dissect the processes. You can then look at what knowledge is required to perform the various tasks making up the process and you can identify where and how this knowledge is available? What is it that the people who will have to perform such tasks will have to know, to be careful of, or to avoid? What documents are available to them? Are there any templates, manuals, procedures, policies, best practices, and/or lessons learned that they should be aware of? Who is responsible for every task of the process? Who are the people who previously completed these tasks? Who are the “experts”? How can they be contacted? Are their any communities of practice (CoP) or online discussion groups associated with this process? Is there any video, interview recordings, or pictures that could be used to better understand how to do the tasks and on how to mitigate risks? What are some external resources available (i.e., on the Internet) that could help or be used as reference? As you can see, a lot of valuable information or actionable information (knowledge) can be identified and mapped on what we will call a knowledge-enabled process map. Awareness is key here, making employees aware of available knowledge that can help them solve their problems or doing their job faster, better or smarter will grab their interests. The map can also contain some metrics that can be used to measure performance in term of time, productivity, quality level, security, etc. The purpose of this exercise is not to write tons of documents and graphs that will become rapidly obsolete and forbidden in a drawer or in a database, but to use these maps as a learning and improvement mechanism (as explained in more details in the implementation phase). Awareness raising Succeeding in a KM initiative cannot be done without the full involvement and acceptance of the employees. It is important to simply and clearly explain what KM is and how it can help them. Growing KM awareness can be done through organizing seminars, forums, internal marketing and communication campaigns. KM should not be perceived as something new that needs to be done on top of the busy schedule of employees. It should be seen as a way to simplify the daily tasks of knowledge workers by allowing them to work smarter not harder and to continuously learn through the process. KM should be “invisible” to workers, that is what our Director of KM initiatives at IKI-SEA, Niall Sinclair, named in his best seller’s book “Stealth KM”. Pilot implementation Once the knowledge-enabled process maps (KEPM) have been created, knowledge harnessing techniques should be deployed around them in order to find opportunities for continuous improvement and to innovate. Implementing, peer assists, after action reviews (AAR) and retrospect will help to validate and improve the KEPM. These three techniques are used to learn before, during and after the completion of a project/task or process. Based on the new knowledge gained/learned, the KEPM should be modified and improved so that the next time the process will be performed, it will benefit from the latest lessons learned and best practices. Technology will be a great tool to manage the KEPM. Providing the KEPM through a web interface on an intranet, will allow all the actors of the process to visualize the steps, the people involved as well as to have access to all the resources and know ledge artifacts attached with the process. As an example, I mapped the first processes associated with exploiting a new customer’s lead. By clicking on each sub-process a window will open displaying the various knowledge artifacts associated with the selected process. In a few clicks the user will be able to access all the resources and advice relevant to performing this particular process. CIO WORLD&BUSINESS July 2009 57 COLUMNIST Dr.Vincent Ribiere Another KM enabling factor will be to develop some communities of practice around this process. I will not describe them in details in this article since it will be the topic of a future article but basically it involves creating a group of people having a common interest (in our case the pilot process) to share their knowledge and experience so everyone can learn and can get help or ideas. Sharing your success The metrics attached to the KEPM should be used to monitor the progress/improvement on the process (pilot). Once the pilot has showed enough benefits to be considered a success, this story should be advertised and shared with other groups, departments, and projects. The goal is to present and to communicate this success story in a way that employees can easily relate to it and so that they can see themselves gaining a lot from replicating a similar approach. Story telling techniques can be of a great help at this stage, and the work of Steve Denning at the World Bank is a good illustration of such approach (http://www.stevedenning.com). The success of a pilot is a great achievement but this is just the first step of a long KM journey. In the next issue I will present the next steps associated with growing and institutionalizing KM. So stay tuned and once again, I will really value your feedback and questions by e-mail (in Thai or in English), Khop Khun Krap! 58 CIO WORLD&BUSINESS July 2009 COLUMNISTS Dr.Vincent ดร.ครรชิต มาลั Ribiere ยวงศ์ (vince@vincentribiere.com) Dr.Vincent is the Managing Director and co-founder of the South-East Asian branch of the George Washington University Institute for Knowledge and Innovation (IKI-SEA) of Thailand hosted by Bangkok University (http://iki.bu.ac.th). KM RoadMap (Part 2) In the last issue (096), I started to describe what could be considered as the initial steps of launching a KM initiative. Let me briefly summarize them before I present the following ones. The first step consists of determining, through a variety of assessments, the readiness of your company to adopt KM. Step two consists of clarifying the reasons why the organization wants to implement KM. Step three consists of identifying a core business process that can easily and rapidly benefit from KM and that can serve as a pilot project. Knowledge enabled business maps will then be used to describe and identify knowledge flows associated with the process selected. It will then become easier to identify sources of improvement and learning. KM awareness and communication actions will need to surround the implementation and the success of the pilot project. The next steps will consist of expanding and institutionalizing KM. 54 CIO WORLD&BUSINESS August 2009 Expanding KM The success of a KM pilot project is a great achievement and, if properly marketed, it will raise the interest and the expectations of other teams, projects and departments looking to benefit from KM too. At this stage the support of Senior Executives becomes necessary as well as the allocation of resources and the development of a structure for the governance of KM. A new KM position will have to be created. Some companies appoint a CKO (Chief Knowledge Officer) or a CLO (Chief Learning Officer). The title does not really matter, and since the word “KM” is sometime intimidating, misinterpreted or misunderstood any other title should work. The person appointed at this position should have some strong communication skills, should have a good understanding of the business and should be well accepted among the employees. We have seen here in Thailand KM teams been staffed with people from HR, IT, QA or organizational development. Since KM is mainly about people, skills, competencies, and learning, HR people, with a good IT background could be good candidates. Assigning KM responsibilities solely to the IT team has demonstrated not to be so successful in the past. Cross-departmental KM teams are probably the best mix. The KM team does not have to be big. What is important is to early on identify what we will call knowledge champions. Knowledge champions are individuals, from various departments, who strongly believe in KM and who will help and facilitate the implementation of KM in their units (also called KM evangelists). They will serve in the KM working group lead by the CKO. Such group will strengthen the KM initiative and will prevent, in the eventual departure of the CKO, the destabilization or the death of the KM initiative. Once this structure and sponsorship are in place, the selection of a new set of KM pilot projects will begin. Once again, a careful selection of the KM pilot projects is important since KM is still at an early and fragile stage and it might require additional success stories to be fully recognized and accepted across the organization. The steps followed during the first KM pilot project will have to be repeated considering best practices and lessons learned gained. When possible, some degrees of “standardization” should be applied in order to facilitate future replications to other processes or projects and to support the following institutionalization phase. Once again, the success of these pilots will have to be communicated and marketed so KM can be recognized as being useful practical, and applicable to all employees. expansion strategy should remain aligned with the business strategy of the organization. Growth should be managed carefully so lessons learned and best practices are captured and transferred to new initiatives. Some degrees of “standardization” should be applied, the benefits (value added) of KM should be continuously monitored through pre-defined metrics/ indicators, and such results should be communicated across the organization. If not already in place, an IT system supporting the various KM projects (Knowledge Management System (KMS)) should be deployed to enable/support KM processes and collaboration. Leadership will also be key in order to get a full buy-in from the employees. Managers should “walk the talk” otherwise credibility and trust will be rapidly lost. Such changes will make the culture of the organization evolve towards a knowledge sharing culture. Depending of the culture of your company, some reward mechanisms might be required to facilitate knowledge sharing behaviors. Rewards do not have to be monetary but can simply be based on recognition (electing KM champion of the month), additional vacation days, flexible working hours or whatever might meet the needs and expectations of each individual. Making participation in KM activities part of the yearly performance evaluation can also motivate people to start sharing knowledge. KM is a continuous journey. Constant monitoring, re-alignment and encouragements will be required all along the way to succeed. Ultimately, KM should become part of the way people naturally perform they daily routine work. What I tried to share through these two KM roadmap articles are some very general guidelines on how KM can be implemented in an organization following a grass-root approach (bottom-up). Depending on the organization (size, industry, strategy, culture) some adjustments/customization might be required but what will always remain key to success are; strong executive support, clear explanations and demonstration of the value of KM, continuous measurement of its benefits and a main and continuous focus on people. In the next issue I will present Social Network Analysis (SNA) which is a powerful tool to reveal Institutionalizing KM Once a set of KM pilot projects the hidden ties and relationships that exist between have demonstrated to be successful, people in a company. So stay tuned and once again, the next challenge becomes to expand I will really value your feedback and questions by KM across the organization. Such e-mail (in Thai or in English), Khop Khun Krap! CIO WORLD&BUSINESS August 2009 55 Columnists Dr.Vincent Ribiere (vince@vincentribiere.com) Dr. Vincent is the Managing Director and co-founder of the South-East Asian branch of the George Washington University Institute for Knowledge and Innovation (IKI-SEA) of Thailand hosted by Bangkok University (http://iki.bu.ac.th). Social Network Analysis Organizations often use an organizational chart to describe how they are structured and the different levels of responsibilities, but does it really reflect how work gets done? The answer is often, No! Figure 1 illustrates how a company is formally structured (organizational chart) and figure 2 represents how employees relate to each other in order to do their work. As we can see, the structure of both representations is quite different. Informal networks of colleagues are often the way work gets done in an organization. I will come back to this example in more details later on in this article. Figure 2 is the visual representation of what we call a social network analysis (SNA). SNA is a technique that was originally created by Jacob Levy Moreno (1889-1974) – Inventor of Sociogram (1930) during a research looking to uncover the structure of friendship choices. He mapped “liking” an “disliking” relationships among 500 girls in New York schools. This technique 52 CIO WORLD&BUSINESS January 2010 evolved and matured over the years to become a powerful tool used to identify, understand and visualize the social relationships (connections) that exist between individuals which are part of a group, community, company, department, village, country, etc. SNA should not be confused with Social Networking tools that currently support the Web 2.0 phenomenon. In fact, SNA could be used to understand how people connect/relate to each others in a social networking environment (e.g., Facebook, hi5, etc.). In 1967, Dr. Stanley Milgram conducted a famous study in the US in which his main findings was that everyone is connected to everyone by an average of six intermediaries/connections (six degrees of separation). This finding could be extended to the population on the planet where everyone is connected to anyone else in average by only 6 connections! If we take a more concrete example, I am sure that you and I are connected with just 2 or 3 degrees of separation. If you leave in Thailand, you might know someone who works or studies at Bangkok University or at the IKI-SEA and this person is very likely to know me or to know someone who knows me, so we are just 2 or 3 degrees of separation away! What a small world! Mapping and being aware of social connections between people is a powerful tool. Image in the business context, if you are looking to approach a new client and you can easily find someone you know who already knows about the company or knows someone who works for it then the first approach with the client will be facilitated. Professional social networking tools like Linkedin.com are based on this concept. Up to now, I just focused on relationships of type “who knows who” but other types of relationships/ties can be analyzed. In an organization it might be interesting to map and understand to whom people go to when they need information to do their work, to whom do they go to when they have a question or a problem (knowledge seeking). Such type of analysis will allow identifying who are the people who act as connectors/hubs in your company. These people are critical for your company since they hold the network together. If we look at figure 2, we can see that employee 3 is very central to the network and that he serves as a connector between members of department C and the other departments (A and B). If employee 3 was going to leave the company, the connection between the departments will be lost and it might take time to find someone that could serve as connector Social Network Analysis and who has the recognition and trust of all three departments. Employee 3 did not seem to be a very important person based on his position on the organizational chart, but the social network analysis (SNA) revealed how important he is to facilitate the flow of information between various departments. How did employee 3 happen to be in that strategic position? Many hypotheses can be formulated, maybe he previously worked in all departments, or he has some close friends in other departments, in fact it doesn’t really matter why? but what matters is that we were able to identify him. If the question asked to build the SNA was, “to who do you go to when you need technical help or knowledge?”, then we could conclude that employee 3 must possess some strong technical expertise, or he might be able to direct to people who have the requested expertise. So SNA can also be used to identify experts in your company as well as informal communities of practice. In some cases, employee 3 can be a bottleneck to the smooth flow of information and knowledge in your organization. What I mean by that is that if everyone solicits employee 3 for help and questions he might become overloaded with requests and he might have to delay his answers. In that particular case, a solution will be to find a way for employee 3 to share some of his knowledge with others in the organization so his load of requests can be redirected to other employees. Mentoring and tutoring can be a solution for the transfer of tacit knowledge. On the other end, it is equally important to identify employees who are peripheral to the network, for example employee 8 and 0 in figure 2. These people can be considered as “underutilized” resources since they have very few connections with other employees. They might feel isolated and might be more likely to leave the company. So the goal is to find a way to increase their level of connectivity by for instance involving them in projects with people who are central to the network or very well connected so they can more easily develop some new connections. A lot of different analyzes and indicators can be performed on a relationship network. For example, the density of a network indicates the degree to which all employees are connected to each others. The connections can be directional or none-directional (as figure 2). If you ask your employees who do they trust in the company, employee A might trust January 2010 CIO WORLD&BUSINESS 53 Social Network Analysis Some software can be used to facilitate the data analysis as well as the interpretation and visualization. Generally, data are collected through a questionnaire distributed to all the employees of a department or of a company employee B but employee B might not necessarily trust employee A! Imagine how powerful such trust analysis could be. Let’s say that you are in a period of change/transition and you are trying to convince your employees to support such change. If you were able to easily identify who are the most trusted person in your company and if you could convince them to support your idea of change then you could use them as role models (change 54 CIO WORLD&BUSINESS January 2010 agents) and they should be able to help convincing others. It is also possible to ask to what extent/ degree does a person trust another? Such information could be visually represented on the SNA graph by making the connections (lines) between employees thinner or thicker based on the degree of trustworthiness. Some software can be used to facilitate the data analysis as well as the interpretation and vi- sualization. Generally, data are collected through a questionnaire distributed to all the employees of a department or of a company. Employees will be asked to list all the people that (they know or get information from, or trust, etc.). This data will be entered into a spreadsheet to form a matrix that will be used as data source for the SNA tools. Tools like UCINET and NetDraw (Free) are very popular to conduct SNA. An automated technique can also be used to collect data about who interacts/communicates with who in a company by mapping the internal flows of emails in a company. Such data can easily be collected from the organization email server by only looking at the information located in the header of emails (sender/recipient, no need to access the content). Such analysis can be done at the individual level but also at the department or team level. As you are starting to realize, SNA can be a very powerful tool to better understand and manage all kinds of social relationships that exist between people in an organization. Through this article I just tried to give you a sense of what SNA can do for you but much more can be done. If you want to know more about SNA, please do not hesitate to contact us. In the next issue I will talk about Communities of Practice (CoP). So stay tuned and once again, I will really value your feedback and questions by email (in Thai or in English), Khop Khun Krap! Columnists Dr.Vincent Ribiere (vince@vincentribiere.com) Dr.Vincent is the Managing Director and co-founder of the South-East Asian branch of the George Washington University Institute for Knowledge and Innovation (IKI-SEA) of Thailand hosted by Bangkok University (http://ikisea.bu.ac.th) Communities of Practice It is time to have cops in your organization! Not the policemen who will ensure that corporate rules and policies are respected, but Communities of Practice (CoP)! A Community of Practice (CoP) is a group of people who share an interest, or a concern or a passion related to an activity and who wants to increase their knowledge or find solutions to problems by learning through interactions with people having similar interests. Interactions can take place in various forms. It can be done through discussions and by sharing information, resources, knowledge, ideas, best practices, tools, experience, tips, contact information, … The concept of CoP is based on the theory of social learning which considers learning as a life continuous action which is activated every time when one interacts/engages with others. It complements the common learning process which is mainly individualistic, disconnected from other activities and which takes place during well defined and limited periods. Enough of definitions, let’s see how CoP could benefit your organization. Through my former columns I emphasized the facts that KM should be people centric and that the most important knowledge of a company is tacit and mainly resides in the head of its employees. Having said that, it makes sense to develop organizational structures so people can share and leverage their tacit knowledge so that critical knowledge is not only own by one particular individual (high risk). Some organizations have adopted team based structures, product oriented structures or matrix structures in order to break silos between departments and facilitate communication and collaboration among employees. Such structures are usually very effective at achieving goals but concerns in term of knowledge capture and knowledge sharing are often limited or inexistent. Once the project/ endeavor is completed, members of the structure might disband as well as the knowledge related to the project! Furthermore, similar teams might face similar issues but they have no ways to learn from 46 CIO WORLD&BUSINESS May 2010 each others. As you can see, there is still a need to improve such structures, not by adding another layer or transversal formal structure but by creating informal social structures centered around practices where different people interested or involved with a particular process, product, tool, technique, etc. can learn from each other’s experiences and can help each others. Numerous organizations have already implemented CoP across all industries and have gained some great benefits out of them, particularly in term of performance, problem solving capability, learning curve, innovation and knowledge capture (best practices). For example, a manufacturing company like Caterpillar (CAT) has more than 4,000 active CoP, involving more than 40,000 people located in various parts of the world. The “topic” associated with each of them is very specific so people who join them get to learn only what they are particularly interested in. For instance you could have a community created around a particular part of a bulldozer, let’s say a wheel. People who designed that wheel, who manufactured it, who tested it, who sold it, who bought it, who maintained it, could join such community to share their experience, problems, ideas, ask questions, etc. As another example, you could have a CoP around a particular aspect of quality assurance, let’s say six sigma. Anyone having to implement six sigma in their unit, project, ... can join to discuss issues and help and learn from each others. Government organizations, oil companies, banking and insurance companies, consulting companies, manufacturing companies, NGOs, etc. Have realized the value of CoP and it will become one of your most effective tool if your goal is to become a learning organization. Anyone having a question, a problem or seeking for advice or validation can ask the CoP members and receive in a very rapid manner multiple answers, suggestions or links to resource that could help him/her without wasting time having to re-invent the wheel or making the wrong decision. How to get started with CoP CoP is not a new concept. Each of us is involved to different extent in various types of informal CoP, not only at work, but also in our daily life (e.g., parenting, hobbies, etc.). The goal becomes to identify and to leverage the value attached to these social relationships and to provide them with the tools and environment necessary to operate effectively. In my last month column I presented the concept of Social Network Analysis (SNA). SNA are a very useful tool to identify the current informal CoP present in a company. Most of the CoP are based on voluntary participation. Employees should not be forced to join any CoP, they can join if they see the value for them (and they will rapidly do!). Some companies might provide reward for CoP achievements but rarely at the individual level. Members of CoP are often internal to the organization but some CoP can be open to participation from partners, clients, suppliers, retirees and even sometime competitors (coopetition). It is recommended to let the community members decide on the most appropriate way to manage it. Too much formalization might reduce member’s involvement and participation. Some CoP might decide to meet face to face, some might be online, some might use both approaches. Some CoP might be very small, some very big and will sometime even end up naturally splitting into smaller and more focused CoP (or sub groups). So to get started we will suggest to train and raise awareness among your employees regarding CoP. You don’t have to call them CoP, some companies call them “Tech clubs” or “learning community”. Then you need to provide them the resources to be able to operate as a CoP. Technology will be a great Communities of Practice CoP is currently one of the most popular KM practice. It is easy to implement, it doesn’t require a large budget and the tangible and intangible benefits will emerge rapidly and significantly. enabler of CoP particularly when the organization has different locations and/or when employees cannot easily physically meet (e.g., different shifts). Various types of collaborative technologies can be used to support CoP. Nowadays, Web 2.0 technologies will appear to be the best fit to support such type of collaboration, communication and learning. Two Web sites are dedicated to CoP technologies (http://technologyforcommunities.com and http:// www.ewenger.com/tech/) Once the CoP platform is in place, you could start by creating some general key business related CoP (e.g., purchasing), but letting people freely creating their own CoP (personal domain of interest / practice) will be a better approach. People with pre-existing relationships and/or friendships will help to get a CoP started. There is usually no formal structure in a CoP, they are loosely coordinated. But there is often a leader (usually the creator) and some recognized experts that help motivate, orient and legitimize the community. IT is important but even more importantly you need the support of managers to let their employee dedicate some of their working time to participate in the CoP. This is more a cultural issue that will have to be addressed early on. To fully and systematically take advantage of the learning taking place in CoP and to leverage the knowledge generated in them, their use should be embedded in the business processes. Before, during or after completing a project, participants should consult the related CoP to find idea, solutions, advice, best practices, etc. What do people do in CoP? Members of CoP do not need to work together they just need to be able to meet physically or virtually from time to time in order to share, interact and learn from each others. They can then engaged in problem solving, in information and knowledge sharing, in discussions, in developing best practices, manuals, reference books, lessons learned, in assessing new technologies and processes, in brainstorming, in sharing contact info, in developing most frequently asked questions, training and orientation manuals, defining standards, etc. All these contributions will generate a valuable knowledge repository for the company. New comers will be able to rapidly learn from joining the CoP and will gain some tacit and explicit knowledge from their peers. I will conclude by one of the most important benefits from CoP is that it helps members to socialize and to build trust. Trust is one of the most important organizational lubricant that facilitates communication, collaboration, creativity, initiative, risk taking and sharing. CoP is currently one of the most popular KM practice. It is easy to implement, it doesn’t require a large budget and the tangible and intangible benefits will emerge rapidly and significantly. So don’t wait any longer, start implementing CoP in your company and if you need any help or recommendation the IKI-SEA team will be happy to advise you. This article is based on various concepts, ideas and experience developed by Etienne Wenger. If you want to learn more about this topic I will recommend you to read one of his books on the topic. Please do not hesitate to contact me, I will really value your feedback and questions by email (in Thai or in English), Khop Khun Krap! โดยสังเขป... CoP หรือ ชุมชนนักปฏิบัติ คือกลุ่มของผู้ที่มี ความสนใจใคร่รู้ หลงใหลในกิจกรรมใดกิจกรรม หนึ่ง และต้องการจะเพิ่มระดับความรู้ของตนเอง ในเรือ่ งนัน้ ๆ หรือเพือ่ หาแนวทางในการแก้ไขปัญหา ผ่านการเรียนรู้ด้วยการปฏิสัมพันธ์กับกลุ่มคนที่มี ความสนใจร่วมกัน สมาชิกอาสาสมัครของ CoP จะเข้ามามีส่วน ร่วมในการแก้ปญ ั หา การแบ่งปันความรูแ้ ละข้อมูล การอภิปราย การพัฒนาแนวทางสู่การปฏิบัติที่ ดีที่สุด พัฒนาคู่มือ หนังสืออ้างอิง การสะท้อน บทเรียน (Lesson Learned) การประเมินเทคโนโลยี หรือกระบวนการใหม่ๆ การระดมสมอง การแบ่งปัน ข้อมูลผู้ติดต่อ การพัฒนาหาค�ำตอบของปัญหาที่ มักจะได้รับการถามถึงบ่อยๆ การอบรมหรือการ ปฐมนิเทศ การก�ำหนดมาตรฐาน และอื่นๆ การร่วมแรงร่วมใจกัน เหล่านี้จะท�ำให้ความรู้ ที่มีคุณค่าได้ก่อเกิดและเก็บไว้กับบริษัท เมื่อมี พนักงานใหม่มาร่วมงาน บุคคลผู้นั้นก็สามารถ เรี ย นรู ้ แ ละพั ฒ นาความรู ้ ไ ด้ อ ย่ า งรวดเร็ ว ผ่ า น ทางการเข้าเป็นสมาชิกของ CoP ด้วยการเก็บเกีย่ ว ความรู้ชัดแจ้งและความรู้ซ่อนเร้นจากเพื่อนร่วม งานใน CoP นั้นๆ ประโยชน์ที่ส�ำคัญที่สุดประการหนึ่งของ CoP ไม่ใช่เพียงแค่การทลายก�ำแพงข้อจ�ำกัดของการ แบ่งปันความรู้ที่มักจะเกิดขึ้นเฉพาะในหน่วยงาน หรือในแผนกเดียวกันเท่านั้น CoP ยังช่วยสร้าง ความสัมพันธ์ระหว่างพนักงานในองค์กร และช่วย สร้างความไว้เนื้อเชื่อใจซึ่งกันและกัน ซึ่งความ เชื่อใจนี้จะเป็นเหมือนกาวประสานและผลักดันให้ คนในองค์การเกิดความร่วมมือ ร่วมแรงร่วมใจ ช่วย เหลือซึง่ กันและกัน ส่งเสริมความคิดสร้างสรรค์และ ความคิดริเริ่มใหม่ๆ ตลอดจนการร่วมกันตัดสินใจ และร่วมรับผิดชอบในความเสี่ยง CoP มีจดุ เด่นทีส่ ามารถน�ำไปปฏิบตั จิ ริงได้งา่ ย และมีประโยชน์เป็นอย่างมากต่อองค์กร โดยเฉพาะ อย่างยิง่ ส�ำหรับบริษทั ทีต่ อ้ งการจะพัฒนาตนเองให้ เป็นองค์กรแห่งการเรียนรู้ May 2010 CIO WORLD&BUSINESS 47