Practical Research 1 Quarter 3 – Module 2: Characteristics, Processes and Ethics of Research Practical Research 1 – Grade 11 Alternative Delivery Mode Quarter 3 – Module 2: Characteristics, Processes and Ethics of Research First Edition, 2020 Republic Act 8293, section 176 states that: No copyright shall subsist in any work of the Government of the Philippines. However, prior approval of the government agency or office wherein the work is created shall be necessary for exploitation of such work for profit. Such agency or office may, among other things, impose as a condition the payment of royalties. Borrowed materials (i.e., songs, stories, poems, pictures, photos, brand names, trademarks, etc.) included in this module are owned by their respective copyright holders. Every effort has been exerted to locate and seek permission to use these materials from their respective copyright owners. The publisher and authors do not represent nor claim ownership over them. Published by the Department of Education Secretary: Leonor Magtolis Briones Undersecretary: Diosdado M. San Antonio SENIOR HS MODULE DEVELOPMENT TEAM Author Co-Author – Language Editor Co-Author – Content Evaluator Co-Author – Illustrator Co-Author – Layout Artist Team Leaders: School Head LRMDS Coordinator : Debbie S. Labrador : Niljoy G. Senina : Roanne S.J. Tolentino : Joshua D. Hernandez : Jexter D. Demerin : Marijoy B. Mendoza, EdD : Karl Angelo R. Tabernero SDO-BATAAN MANAGEMENT TEAM: Schools Division Superintendent OIC- Asst. Schools Division Superintendent Chief Education Supervisor, CID Education Program Supervisor, LRMDS Education Program Supervisor, AP/ADM Education Program Supervisor, Senior HS Project Development Officer II, LRMDS Division Librarian II, LRMDS : Romeo M. Alip, PhD, CESO V : William Roderick R. Fallorin, CESE : Milagros M. Peñaflor, PhD : Edgar E. Garcia, MITE : Romeo M. Layug : Danilo S. Caysido : Joan T. Briz : Rosita P. Serrano REGIONAL OFFICE 3 MANAGEMENT TEAM: Regional Director Chief Education Supervisor, CLMD Education Program Supervisor, LRMS Education Program Supervisor, ADM : May B. Eclar, PhD, CESO III : Librada M. Rubio, PhD : Ma. Editha R. Caparas, EdD : Nestor P. Nuesca, EdD Printed in the Philippines by the Department of Education – Schools Division of Bataan Office Address: Provincial Capitol Compound, Balanga City, Bataan Telefax: (047) 237-2102 E-mail Address: bataan@deped.gov.ph Practical Research 1 Quarter 3 – Module 2: Characteristics, Processes and Ethics of Research Introductory Message This Self-Learning Module (SLM) is prepared so that you, our dear learners, can continue your studies and learn while at home. Activities, questions, directions, exercises, and discussions are carefully stated for you to understand each lesson. Each SLM is composed of different parts. Each part shall guide you step-bystep as you discover and understand the lesson prepared for you. Pre-tests are provided to measure your prior knowledge on lessons in each SLM. This will tell you if you need to proceed on completing this module or if you need to ask your facilitator or your teacher’s assistance for better understanding of the lesson. At the end of each module, you need to answer the post-test to self-check your learning. Answer keys are provided for each activity and test. We trust that you will be honest in using these. In addition to the material in the main text, Notes to the Teacher are also provided to our facilitators and parents for strategies and reminders on how they can best help you on your home-based learning. Please use this module with care. Do not put unnecessary marks on any part of this SLM. Use a separate sheet of paper in answering the exercises and tests. And read the instructions carefully before performing each task. If you have any questions in using this SLM or any difficulty in answering the tasks in this module, do not hesitate to consult your teacher or facilitator. Thank you. What I Need to Know This module is designed to let you understand the characteristics, processes, and ethics of research. As a senior high school student, you need to know these basic considerations in writing a research paper because they will also serve as your foundation in doing the same in your future career. At the end of this module, you are expected to learn the following competencies: 1. describe the characteristics of research; 2. illustrate the processes of research; and 3. define ethics in research. 1 What I Know Read and analyze the following statements carefully. Write FACT if you think the statement is correct, and BLUFF if incorrect. Write your answers on your notebook. __________ 1. Research should be empirical. __________ 2. Research should be subjective. __________ 3. Research follows a system in formulating its components. __________ 4. Any unusual phenomenon may happen and can turn into a potential problem. __________ 5. The first step in writing a research is identifying any problem. __________ 6. Research can be done in just one sitting. __________ 7. The research process entails a careful investigation leading to the discovery of new ideas, methods, or improvements. __________ 8. Conducting a research may be done individually or collaboratively. __________ 9. A researcher must always adhere to the ethical codes and policies of research. __________ 10. Proper acknowledgment should only be given to chosen authors cited and sources used in research. 2 Lesson 1 Characteristics of Research In the previous lessons, you were oriented with the definition of research along with its importance in daily life. Aside from them, you also need to know the characteristics of research because they will guide you in crafting your own. Let me remind you that characteristics are features or qualities that distinguish a person, place, or thing. What’s In Arrange the following jumbled letters to form the different characteristics of research. Place the correct letter in each box. Write your answers on your notebook. 1. E S M T S A C T Y I 2. E O C V J T E B I 3. S F A E I L E B 4. C E P A I R L I M 5. A R C E L 3 Notes to the Teacher This module prepares the learners to be acquainted with the different characteristics, processes and ethics of research that will guide them in writing their own research in the future. What’s New As a senior high school student, you are required to study a few research subjects and conduct a research either individually or collaboratively. But, do you know how to make a good one? Well, this module will surely help you to achieve your goal. In this lesson, you will be oriented about the five basic characteristics of research (Cristobal & Cristobal 2017). There may be a lot of characteristics stated by other authors in other references but let us only focus on the following characteristics rooted from the given definitions of research in the previous module. What is It Characteristics of Research (Cristobal & Cristobal, 2017) 1. Research should be systematic. - The researcher needs to carry out a series of interrelated steps in conducting the study. Such procedure must follow a well-planned, sequential and organized structure from beginning to end. - The research paper is divided into macrosystem and microsystem. The former refers to different chapters labeled with main headings, 4 while the latter consists of various elements detailing the contents of each part. 2. Research should be objective. - The researcher needs to present information that are purely based on truths. It should always be anchored on the factual basis in which the research work is founded, thus being free from any bias or personal opinion. 3. Research should be feasible. - The researcher needs to consider the possibility and practicality of conducting the proposed study. All significant factors like time, budget and access to resources must be analyzed to determine if the research can actually be done. 4. Research should be empirical. - The researcher needs to employ appropriate methods, either quantitatively or qualitatively, to produce evidence-based information. They can be drawn from concrete experimentation, direct or indirect observation, and verifiable experience. 5. Research should be clear. - The researcher needs to use comprehensible language to present information and convey explanation throughout the research process. The factors to be manipulated, measured or described in the study, also known as variables, must be clarified using literature from published and unpublished materials. They should be explained well from the introductory part of the research paper to ensure a deeper understanding of the study to be conducted. What’s More Think of any symbol that represents each characteristic of research. Draw them inside the circles of the given concept map. Write your answers on your notebook. 5 Research What I Have Learned What are the five basic characteristics of research? Write your answers on your notebook. 1. ____________________ 2. ____________________ 3. ____________________ 4. ____________________ 5. ____________________ What I Can Do Examine the following research scenarios and identify what characteristic of research is disregarded. Then, suggest how can the researcher improve his/her work. Write your answers on your notebook. 1. The researcher lacks explanation on the identified variables being studied. Characteristic disregarded: ____________________________________________ Suggestion: ___________________________________________________________ _______________________________________________________________________ _______________________________________________________________________ 2. The researcher does not follow the standard format in writing the research paper. Characteristic disregarded: ____________________________________________ Suggestion: ___________________________________________________________ _______________________________________________________________________ _______________________________________________________________________ 3. The researcher relies on the opinion of other researchers. Characteristic disregarded: ____________________________________________ Suggestion: ___________________________________________________________ _______________________________________________________________________ _______________________________________________________________________ 6 4. The researcher thinks of an implausible problem to solve. Characteristic disregarded: ____________________________________________ Suggestion: ___________________________________________________________ _______________________________________________________________________ _______________________________________________________________________ 5. The researcher uses information from a fabricated experimentation. Characteristic disregarded: ____________________________________________ Suggestion: ___________________________________________________________ _______________________________________________________________________ _______________________________________________________________________ Assessment Identify whether the following scenarios show different characteristics of a good research. Write ACCEPT if it does, and REJECT if it does not. Write your answers on your notebook. __________ 1. Organizing the study in a logical manner __________ 2. Disregarding the basis on which the work is founded __________ 3. Validating the results of the study __________ 4. Basing on biases __________ 5. Analyzing phenomena of importance __________ 6. Providing fabricated information __________ 7. Presenting opinions __________ 8. Considering the extraordinary nature of things __________ 9. Evaluating sources of information __________ 10. Counterchecking different evidence 7 Additional Activities Choose one among the five characteristics of research and explain how you can apply it in writing your own research. Express your answer in at least five sentences. Write your brief explanation on your notebook. systematic objective empirical feasible clear ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ 8 Lesson 2 The Research Process In the previous lesson, you were oriented with the basic characteristics of research. At this time, you also need to know the process of research because it will help you in properly conducting your own study. Let me remind you that process refers to a series of steps or actions taken to achieve a particular end or goal. What’s In Can you help the researcher get out of the maze to achieve his goal? Great! What you have just done can be compared to the process of research. It takes you to the correct direction to finish your study and achieve your goal despite the different challenges along the way. 9 What’s New As a senior high school student, you are required to accomplish a research output at the end of the semester. But, do you know the steps to take in making a research? Well, this module will surely help you to meet your goal. In this lesson, you will be oriented about the research process. It can be broken down into five phases, making it more manageable and easier to understand. This module will give you an idea of what is involved at each phase in order to give you a better overall picture of where you are in your research, where you will be going, and what to expect at each step. What is It The Research Process Research process is a systematic manner in which the researcher approaches his/her area of study to produce knowledge that the community will consider to be worthwhile within the field (Rao, 2017). Understanding such process is an important step towards executing any study. The following table shows the five phases of the research process along with their definition (Whittemore & Melkus, 2008). Research Phase Conceptual Phase Design and Planning Phase Empirical Phase Analytic Phase Dissemination Phase Definition Identifying the problem, reviewing the literature, formulating the hypothesis, developing the research framework, and determining the research purpose and objective Selecting a research design, developing study procedures, and determining the sampling and data collection plan Collecting data, and preparing data for analysis Analyzing data, interpreting the results, and making conclusions Communicating results to appropriate audience, and utilizing the findings Now, here’s the simplified flow of the significant steps you need to take in conducting a study as presented by Rao (2017): 10 1. Define the research problem. To begin your research, you must look at a significant real-life problem. Factors like area of interest, availability of fund, socio-economic significance of the study, and the safety measures to be undertaken should be considered in finding and defining the research problem. The researcher identifies English language proficiency as a problem of aspiring maritime students in qualifying for admission to prestigious maritime institutions. 2. Review the literature. Read various publications or surf the internet to become aware of the previous works already done about the chosen topic. You may utilize different resources like science books, magazines, journals, newspapers, or even in the internet. The researcher reviews previous studies conducted about English language proficiency and the experienced difficulties of aspiring maritime students. 3. Formulate hypothesis. A hypothesis is a theoretical statement in solving a logical relationship between variables. It should be based on the problem being solved. The researcher hypothesizes that the implementation of English-Only Policy (EOP) in the classroom can improve the English language proficiency of Pre-Baccalaureate Maritime students. 4. Prepare the research design. Identify what is the best means to collect and analyze data in the study to clarify and improve the research problem, purpose, and questions. The researcher uses an experimental design on exploring the experiences of the students in implementing EOP. 5. Collect data. Use an appropriate data collection method to elicit the needed information. The researcher collects data through interview and focus group discussion. 6. Analyze data. Utilize strategies and methods that make sense of the data to answer the research problem. The researcher analyzes the data by drawing patterns and themes from the generated data. 7. Interpret and report the findings. Put the information in perspective and present the solution to the proposed problem based on the findings of the investigation. The researcher interprets and reports the findings based on the collected and analyzed data to solve the research problem . 11 For a clearer understanding of the process, study the following schematic diagram: Define the research problem Review the literature Formulate hypothesis Prepare the research design Collect data Analyze data Interpret and report the findings What’s More Arrange the following steps to illustrate the research process. Use one to seven (1-7) to indicate the correct chronological order. Write your answers on your notebook. 1. Prepare the research design 2. Interpret and report the findings 3. Define the research problem 4. 5. 6. 7. Analyze data Review the literature Collect data Formulate hypothesis What I Have Learned What are the five phases of the research process? ___________________________________________________________________________ ___________________________________________________________________________ Will you enumerate the seven significant steps in conducting a study? ___________________________________________________________________________ ___________________________________________________________________________ 12 What I Can Do Think of a topic that you’d like to research about. Then, compose a short narrative essay describing the chronological steps you will take in conducting your study. Be guided with the given rubric below. Write your essay on your notebook. ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ Rubric for Assessing an Essay VGE (5) CRITERIA 1. The essay demonstrates an understanding of the research process. 2. The essay descriptively narrates the chronological steps in conducting a study based on the chosen topic. 3. The essay follows the correct format. 4. The essay is written coherently and cohesively. 5. The word choice is appropriate. 6. The essay is free from grammatical errors. TOTAL OVERALL SCORE Legend: VGE – To a very great extent GE – To a great extent SE – To some extent LE – To a little extent N – Not at all 2 /30 GE (4) SE (3) LE (2) N (1) Assessment Categorize the following steps in which phase of the research process they belong to. Use the legend below, and write your answers on your notebook. A – Conceptual Phase D – Analytic Phase B – Design and Planning Phase E – Dissemination Phase C – Empirical Phase __________ __________ __________ __________ __________ __________ __________ __________ __________ __________ 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. Making conclusions Developing study procedures Identifying the problem Selecting a research design Developing the research framework Collecting data Interpreting results Analyzing data Reviewing the literature Determining the sampling and data collection plan Additional Activities Which do you think among the five phases of the research process can be done easily? Choose one from the box and justify your answer in at least five sentences. Write it on your notebook. Conceptualizing Phase Empirical Phase Design and Planning Phase Analytic Phase Dissemination Phase __________________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ 3 Lesson 3 Ethics in Research In the previous lessons, you were oriented with the characteristics of research and the research process. Aside from them, you also need to know the importance of ethics because it will guide you in considering the ethical codes and policies you have to follow in writing and conducting a research. Let me remind you that ethics is a branch of knowledge that deals with moral principles on governing a person’s behavior in the conduct of any activity. What’s In Search for the terms in the word puzzle below by using the given clues. Write the ten words you have found on your notebook. 1. Adhering to the facts 2. Being free from biases 3. Exhibiting morality 4. Showing concern 5. Accepting differences 6. Expressing high regard 7. Keeping privacy 8. Taking accountability 9. Having adequate capabilities 10. Observing lawfulness 14 What’s New Read and analyze the following article comprehensively. This will serve as an eyeopener for you to realize the importance of ethics in research. Thousands of Indians Die in Unethical Clinical Trials (Subramanian, 2018) Thousands of Indians have died in unethical clinical trials over the past decade, even as a lawsuit to improve regulation of these trials has dragged unresolved through the Supreme Court for six years. Between January 2005 and November 2017, 4,967 people died during the course of drug trials and research, according to government data obtained by a non-profit called Swasthya Adhikar Manch (SAM). Another 20,000 odd people have suffered adverse reactions in such trials. Pharmaceutical companies have offered compensation to the families of the deceased only in 187 of these cases, said Amulya Nidhi, who founded SAM. At least 475 drugs have been tested in trials during this time, according to Sanjay Parikh, the lawyer representing SAM in the lawsuit it filed against the government in 2012. The trials take advantage of loopholes in rules, loose oversight, and India’s large population of poor people who are often unaware of their rights as trial subjects, Mr. Nidhi said. “We need a strong regulatory system, and we need action on violators.” The number of clinical trials in India rose after 2005, when India relaxed its testing laws. Drug companies began to recruit clinical research outsourcing firms to conduct trials in India, where costs are drastically lower. The annual revenue of these outsourcing firms has grown from $485 million in 201011 to over $1 billion today, according to research from Frost & Sullivan, a market consultancy. India’s regulators have been unable to keep up with this explosion of testing. For instance, Mr. Nidhi said, an ethics committee is supposed to oversee every trial. “At one point, in Chandigarh, there were 257 trials going on, but only one ethics committee overseeing them,” he said. “How is that even possible?” Trials take place under the radar as well, Mr. Parikh said, sometimes by simply paying poor subjects around 500 rupees a day and enlisting them. The details of the trials and the data harvested remain with the companies. “There’s no way to find this stuff out.” 15 In 2013, following an interim order from the Supreme Court, the government made it mandatory for companies to seek written informed consent from each subject before a trial, and for the process of seeking this consent to be recorded on video. In reality, however, this rarely happens. What is more commonplace, Mr. Nidhi said, is the kind of experience Pradeep Gehlot had. His story, as narrated to SAM, forms part of the non-profit’s case in court. Mr. Gehlot drives an auto rickshaw in the city of Indore, and when his father Srikrishna, a tailor, fell ill with breathlessness and chest pain, he admitted him to a government hospital. In the hospital, Mr. Gehlot was given a sheaf of papers to sign. They were in English, which he couldn’t read very well, but the doctors told him that his father would be treated, free of charge, with imported drugs, so Mr. Gehlot went ahead and signed. “Without his consent, Srikrishna was in a clinical trial for nearly two years,” Mr. Nidhi said. “His health started deteriorating, and he died in 2012.” When SAM heard about the case and sent a team to talk to Mr. Gehlot, they confirmed from the documents that a trial had been conducted. After Mr. Gehlot complained, the doctor’s medical license was suspended for three months. SAM uncovered other cases of ethical violations in a different Indore hospital and filed further complaints. The state government, after investigating the hospital, found that 81 “serious adverse events”—including 32 deaths—occurred during clinical trials on more than 3,000 people. These adverse events had not previously been reported to regulators. A third Indore hospital enlisted 1,833 children and 233 mentally ill individuals in trials without their consent, the investigators’ report found. The report also suggested that doctors and clinicians running these trials had frequently been sent on trips overseas, or had been paid out of process, by pharmaceutical companies. Punitive measures are weak, however. After its inquiry, the government imposed fines of $100 apiece on 12 doctors for not cooperating with its investigations. Two doctors were barred from conducting further trials for a period of six months. But Chirag Trivedi, the president of the Indian Society for Clinical Research, a professional body representing pharmaceutical researchers, argued that the country’s rules are actually over-stringent, and that they have shrunk the number of ongoing trials. One regulation, for example, calls for companies to also pay for management of all medical problems during trials, which is unfair, he said. 16 “There was a cardiovascular drug trial, which is for a heart ailment, where the company had to pay for tuberculosis treatment for nine months,” Mr. Trivedi said. “We all know that tuberculosis is caused by bacteria, not by any drug, and not by a clinical trial for a heart ailment.” In every case that has warranted compensation, companies have paid out, he said. Mr. Trivedi admitted that, “as in any industry,” there were companies that indulged in unethical trials as well. “We cannot condone any irregularities,” he said. “Whatever protects the rights and safety of individuals, we will support such that. Every life is precious. We can’t treat Indians as guinea pigs.” He also pointed out that clinical trials are vital to drug development. “The medicines that help you and me—they wouldn’t be available without trials.” The next hearing of SAM’s lawsuit in the Supreme Court has been scheduled for December 4, but all parties to the suit have been asked to file their suggestions for an amended law next month, Mr. Nidhi said. But the regulations before 2005 were both sufficient and comprehensive, Mr. Nidhi said. “Bring back the law that existed before 2005. That is what we are asking.” What is It Importance of Ethics in Research Resnik (2015), in his article, “What is Ethics in Research & Why is it important?”, as cited by Cristobal & Cristobal (2017), enumerates the following reasons why it is important to follow ethical principles in writing and conducting a research: 1. It promotes the aims of research. Ethics guides the researchers in obtaining knowledge, truth, and avoidance of error by prohibiting fabrication, falsification and misrepresentation of research data. 2. It upholds values that are essential to collaborative work. Many researchers who are working in different disciplines and institutions cooperate and coordinate to accomplish a particular research. With ethics in mind, they also maintain trust, accountability, mutual respect, and fairness. 17 3. It ensures that researchers can be held accountable to the public. Ethical norms guarantee the public that researchers are deemed responsible for committing any form of research misconduct. 4. It builds public support for research. People express and lend their support by all means if they can trust the quality and integrity of research. 5. It promotes a variety of moral and social values. Ethical principles help the researcher avoid practices that can adversely harm the research subjects and the community. Thus, it encourages social responsibility, human rights, animal welfare, compliance with the law, and public health and safety. Ethical Codes and Policies for Research Cristobal & Cristobal (2017), in their book, “Practical Research 1 for Senior High School”, lists the following ethical codes and policies that the researcher needs to consider in conducting a study: 1. Honesty The researcher should strive to truthfully report data in whatever form of communication all throughout the study. 2. Objectivity The researcher should avoid being biased. The study should not be influenced by his/her personal motives, beliefs and opinions. 3. Integrity The researcher should establish credibility through the consistency of his/her thought and action. He/she should act with sincerity especially on keeping agreements. 4. Care The researcher should never neglect even the smallest detail of the study. All information should be critically examined. Records of research activities should be properly and securely kept. 5. Openness The researcher should be willing to accept criticisms and new ideas for the betterment of the study. Research results and findings should be shared to the public. 18 6. Respect for intellectual property The researcher should not plagiarize. Credit should be given to who or where it is due. All authors cited and sources used in the study should be properly acknowledged. - Plagiarism refers to the act of illegally using another person’s ideas, works, processes, and results. Thus, it constitutes claiming an intellectual property as one’s own that can be penalized through Republic Act 8293 known as the Intellectual Property Code of the Philippines. 7. Confidentiality The researcher should take steps to protect all confidential communications or documents from being discovered by others. 8. Responsible publication The researcher should ensure that his/her work is clear, honest, complete, accurate, and balanced, thus avoiding wasteful and duplicate publication. It should likewise refrain from selective, misleading, or ambiguous reporting. 9. Responsible mentoring The researcher should teach responsible conduct of research and share professional knowledge and skills especially to new or lessexperienced researchers. 10. Respect for colleagues The researcher should show courtesy to his/her colleagues by treating them equally and fairly. 11. Social responsibility The researcher should promote social good by working for the best interests and benefits of the environment and society as a whole. 12. Non-discrimination The researcher should not discriminate based on sex, race, ethnicity, or any factor relating to scientific competence and integrity. Thus, research should be open to all people or entities who will participate in research. 13. Competence The researcher should possess necessary knowledge and skills in conducting a study. He/she should be equipped with a sense of professionalism and expertise to ensure competent results. 19 14. Legality The researcher should know and abide by relevant laws, institutional and government policies concerning the legal conduct of research. 15. Human Subject Protection The researcher should protect human lives by preventing and minimizing harms and risks. He/she should always uphold the human dignity, privacy, and autonomy of human subjects to be used in the study. Rights of Research Participants In every aspect of life, rights and responsibilities are inseparably linked to one another. This means that both the researcher and the participant have necessary obligations to perform as a prerequisite of their privileges in conducting research. According to Trochim (2006), Smith (2003) and Polit (2006), the following are some of the rights of research participants, as cited by Cristobal & Cristobal (2017): 1. Voluntary participation The research participants must be given the privilege to exercise their free will whether to participate or not. They have the right to refuse involvement in the study. Thus, any person should not be forced to take part in any research undertaking. 2. Informed consent The research participants must be provided with sufficient information about the procedures and risks involved in the research. It serves as an initial guide on why and how the study will be conducted. Hence, the researcher must ensure that they fully understood and agreed upon the study. 3. Risk of harm The research participants must be protected from any type of harm whether it may be physical, psychological, social, or economic. The researcher must avoid, prevent, or minimize threats especially when they are exposed and engaged in invasive and risky procedures. 4. Confidentiality The research participants must be assured of their privacy particularly on personal information. The researcher must secure that all information disclosed by them will not be used without authorized access. 20 5. Anonymity The research participants must remain anonymous or unidentified throughout the study even to the researchers themselves. They have the right to keep their identities secret as they participate especially in casesensitive studies. What’s More Suggest appropriate ethical actions that must be undertaken in order to correct the unethical practices presented below. Consider the ethical principles that must be followed in conducting a research. Copy the table and answer it on your notebook. 1. 2. 3. 4. 5. Unethical Practices Bella, a graduating student, claimed the research work of her classmate. She erased the name of the original researcher and placed her own. Joseph, the class president, forced his classmates to participate in his study. A group of research students secretly chose their adviser as the subject of their research. Sheila, an honor student, ranked last in the honor roll because of nonparticipation in extra-curricular activities. A qualitative research about her is conducted without informing her. Delbert, a senior high school student, is planning to carry out his first research on the misbehavior of fellow students during examinations. However, he has no idea on the ethical guidelines in conducting such research. 21 Ethical Actions What I Have Learned At this point, you already learned a lot about ethics in research. Now, can you recall the importance of ethical codes and policies? ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ What should you consider most among the different ethical codes and policies when conducting a study? Why do you think so? ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ What I Can Do Complete the following phrases by referring to the ethical principles for research. Write your answers on your notebook. 1. When I conduct research, I will _________________________________________ ________________________________________________________________________ ________________________________________________________________________ 2. The participants of my study will be ____________________________________ ________________________________________________________________________ ________________________________________________________________________ 3. To finally arrive at the best findings, I will _______________________________ ________________________________________________________________________ ________________________________________________________________________ 22 Assessment Identify whether the following actions follow the ethical codes and policies for research. Write GO if you think it is ethical, and STOP if it is unethical. Write your answers on your notebook. __________ 1. Securing the safety of research participants __________ 2. Rejecting criticisms from others __________ 3. Exposing personal identity of respondents __________ 4. Carrying out inconsistent actions __________ 5. Treating all peers equally __________ 6. Duplicating other publications __________ 7. Obeying relevant laws __________ 8. Keeping agreements __________ 9. Searching from credible online sources of information __________ 10. Falsifying reported data and results Additional Activities Pick one from the rights of research participants inside the box. Then, explain how you can personally apply it in conducting your own research in the future. Express your ideas in at least five sentences. Write your explanation on your notebook. Voluntary Participation Confidentiality Informed Consent Anonymity Risk of Harm __________________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ 23 Additional Activities: - Answers may vary. What I Can Do: - Answers may vary. (Be guided with the given rubric in assessing an essay.) 24 What I Have Learned: - The five phases of the research process are conceptual, design and planning, empirical, analytic and dissemination. - The seven significant steps in conducting a study are determining the research problem, reviewing literature, formulating hypothesis, preparing the research design, collecting data, analyzing data, interpreting and reporting findings. What’s More: 1. 2. 3. 4. 5. 6. 7. 4 7 1 6 2 5 3 What’s In: Assessment: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. D B A B A C D D A B Lesson 2 Additional Activities: What I Can Do: - Answers may vary. 1. 2. 3. 4. 5. Assessment: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. ACCEPT REJECT ACCEPT REJECT ACCEPT REJECT REJECT ACCEPT ACCEPT ACCEPT What I Have Learned: 1. systematic 2. objective 3. feasible 4. empirical 5. clear Answers may come in any order. clear systematic objective feasible empirical Suggestions for each item may vary. What’s In: 1. 2. 3. 4. 5. What’s More: - Answers may vary. SYSTEMATIC OBJECTIVE FEASIBLE EMPIRICAL CLEAR What I Know: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. FACT BLUFF FACT FACT FACT BLUFF BLUFF FACT FACT FACT Lesson 1 Answer Key Additional Activities: - Answers may vary. Assessment: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. GO STOP STOP STOP GO STOP GO GO GO STOP What I Can Do: - Answers may vary. 25 Additional Activities: 1. Bella should avoid plagiarism. She must do her own research work and not claim the work of others as her own. 2. Joseph should not force his classmates to join in his study, instead he should invite them formally. 3. The students must employ informed consent. They should formally notify their adviser regarding their intent on making him/her as their research subject. 4. Sheila must be properly informed about the research. The researcher must acquire her approval to participate in the study, preferably with a signed agreement. 5. Delbert must know and follow appropriate guidelines in order to conduct a proper research. What I Have Learned: - Ethical codes and policies are important because they will guide the researcher in the pursuit of knowledge, truth and credibility. - I think all ethical codes and policies are equally important, so we need to consider all the given guiding principles in conducting a research. What’s New: 1. Ethics in research is the practice of principles that place primary importance on the protection of the human subjects and participants of the study. 2. It is unethical because the 400 African-American people were deliberately left untreated and they were not informed about the study. 3. (Answers may vary.) What I Know: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. Honesty Objectivity Integrity Care Openness Respect Confidentiality Responsibility Competence Legality Lesson 3 Answer Key References Blankenship, Diane C. 2010. Applied Research and Evaluation Methods in Creation. Maryland: Human Kinetics. Cristobal, Amadeo Jr. P, and Maura Consolacion D Cristobal. 2017. Practical Research 1 for Senior High School. Quezon City: C&E Publishing, Inc. DepEd. 2020. "K to 12 Curriculum Final Most Essential Learning Competencies." Practical Research 1. Department of Education . —. 2016. "K to 12 Curriculum Guide." Practical Research 1. Department of Education. ElYolero. 2016. "Copa Centroamericana Trophy." Wikimedia Commons. April. Accessed July 2020. https://commons.wikimedia.org/wiki/File:Copa_Centroamericana_Tr ophy.png. Orb, Angelica, Laurel Eisenhauer, and Dianne Wynaden. 2004. "Ethics in Qualitative Research." Journal of Nursing Scholarship. Sigma Global Nursing Excellence. Rao, T. V. 2017. SlideShare. July. Accessed June 2020. https://www.slideshare.net/doctortvrao/research-process-78115675. Resnik, David B. 2015. "What is Ethics in Research & Why is it important." National Institute of Environmental Health Sciences. —. 2015. "What Is Ethics in Research & Why Is It Important?" National Institute of Environmental Health Sciences. December 1. Accessed July 2020. https://www.niehs.nih.gov/research/resources/bioethics/whatis/ind ex.cfm#:~:text=There%20are%20several%20reasons%20why,the%20tr uth%20and%20minimize%20error. Subramanian, Samanth. 2018. "Thousands of Indians die in unethical clinical trials." The National. Accessed July 2020. https://www.thenational.ae/world/asia/thousands-of-indians-die-inunethical-clinical-trials-1.770992. VideoPlasty. 2018. "University Diploma or Certificate Flat Icon Vector." Wikimedia Commons. March. Accessed July 2020. University Diploma or Certificate Flat Icon Vector. Whittemore, Robin, and Gail D'Eramo Melkus. 2008. Designing a research study. The Diabetes Educator. 26 For inquiries or feedback, please write or call: Department of Education – Region III, Schools Division of Bataan - Curriculum Implementation Division Learning Resources Management and Development Section (LRMDS) Provincial Capitol Compound, Balanga City, Bataan Telefax: (047) 237-2102 Email Address: bataan@deped.gov.ph