START-UP RESEARCH GRANT PROGRAM (SRGP) Introduction Start-Up Research Grant Program (SRGP) is designed to assist the fresh Ph.D. holders to establish research facilities upon joining of higher education institutions as faculty members. The program enables the newly appointed Ph.D. faculty to setup basic research infrastructure to start research activities without any delay. The program helps to engage both the faculty and students in research through provision of financial assistance and basic lab/experimental facilities. Eligibility Criteria 1. Fresh Ph.D. degree holder who has recently joined a public sector or private sector university eligible for public funding (first time after Ph.D.) as Assistant Professor on Tenure Track System (TTS), Interim Placement of Fresh Ph.D. (IPFP), Basic Pay Scale (BPS) or long term regular contract (min. one year) but not visiting is eligible to apply. 2. A fresh Ph.D. degree holder means a scholar having Ph.D. degree completed within two years from the date of application for SRGP. 3. A faculty member on IPFP or contract needs to apply for Start-up Research Grant within 3 months of his/her joining as while the faculty member joining on TTS or BPS may submit his/her application within 6 months. 4. A faculty member on IPFP who could not submit application for Start-up Research Grant may apply for this upon joining as Assistant Professor on TTS, BPS or regular contract. 5. Start-up Research Grant will only be provided to a fresh Ph.D. faculty member only once. 6. A faculty member whose application for SRGP has been rejected due to any reason is not eligible to submit application again. 7. HEC scholarship defaulters (foreign and indigenous) are not eligible for this grant. Application Procedure 1. The applicant will have to submit the application on prescribed form (available on HEC web site) through Office of Research Innovation and Commercialization (ORIC) of the university (where these exists) or Director (Research). 2. The research proposal must have clearly defined objectives and methodology. The time frame of the research activity must not be more than one year. 3. The applicant must note that he/she has only one chance to submit the Start-up Research Grant. The application form must be filled in very carefully and complete in all respects. 4. The applicant must attach the following documents with the application. i) CV's of Principal Investigator (P.I.) and Co- Principal Investigator (Co P.I.) ii) A copy of Ph.D. degree of P.I. (English translation if original is in other language) iii) A copy of appointment letter of P.I. iv) A copy of CNIC of the P.I. v) Three (03) Quotations from Registered vendors for permanent Lab equipment if the total worth is exceeds Rs. 100,000. vi) List of expandable supplies (Lab Chemicals/Glassware/Consumables/ Accessories) with complete detail (Quantity and Cost of each item). 8. Incomplete application will be rejected and applicant may not submit this again. 9. Upon submission of the application, HEC will communicate the decision on the application. 10. Successful applicants will have to submit a Deed Agreement on Non Judicial Stamp Paper (specimen is available on HEC website). 11. Funds will be released upon submission of Deed Agreement. Terms & Conditions 1. 2. 3. 4. 5. 6. 7. 8. Start-up Research Grant is available only once to the fresh Ph.D. degree holder upon joining as faculty member in public sector and private sector university eligible for public funding. The maximum duration of the project must be one year. This may be 06 to 09 months for faculty on IPFP or contract while 09 to 12 months for faculty on TTS or BPS. The applicant will serve as Principal Investigator (P.I.) while a regular faculty on TTS and BPS in the host university/institute may serve as the Co. P.I. A Co-PI can assist simultaneously maximum two projects under SRGP. The major cost of the project will be paid in first installment. While the honorarium to P.I. and Co. P.I. and university overhead charges will be paid upon submission of the project completion report. Release of the first installment would be subject to provision of deed of agreement between HEC and Principal Investigator through Vice Chancellor/Rector of the DAI/University. Principal Investigator will have to submit Deed Agreement duly signed by the Vice Chancellor/Rector to HEC within a period of one month after receipt of award letter. Failure to submit this within stipulated period may withdraw the offer automatically without further notice to P.I. The project funds shall be maintained in a separate bank account to be operated jointly by the P.I. and Vice Chancellor or on the behalf of Vice Chancellor by the Treasurer/Accounts Officer (in case of Centers) and all payments will be made by 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. observing all codal formalities/ rules & regulations of the university & Government. The grant received by the P.I. from HEC will be exclusively utilized for the project as per approved budget. All purchases will be made as per prescribed rules of the Government/University where the project is located. The expenditure incurred from the grant may also be subject to audit by the HEC and the P.I. shall produce the books of accounts to the persons(s) appointed for this purpose by the HEC. Equipment, apparatus, computers and furniture & fixture or any other items purchased under SRGP out of the grant given by the HEC will remain the property of the HEC, or with the permission of the HEC, to the University where the project is located. Proper stock entries will be made in the stock register of the institution for all items procured under the project. In case the P.I. complete his/her tenure under IPFP, and he/she could not succeed to secure a permanent position at host institution, equipment purchased will be retained in the host institution and the Co-P.I. will be responsible to complete the research project. Any discovery made, patent and/or license obtained based on the research carried out with this grant will be in the name of the HEC and any income accruing there from, will be shared by the HEC and the P.I. according to a formula to be established by the HEC. No change in the arrangement for supervision/ execution of the project or in the approved technical program will be made without the written consent of the Commission. In all publications and reports generated out of the project, the support provided by the HEC will be duly acknowledged. P.I. will be responsible to submit the project completion report of his/her research project along with expenditure statement duly audited & verified by respective audit/finance division of the host institution and a project completion performa duly singed by HOD/Dean of respective department/faculty with satisfactory comments that would be mandatory for final payments as 2nd installment & closure of the project. The HEC may have the right to get project completion reports (progress of research/ investigation/work done by the P.I.) evaluated through an independent reviewer. This evaluation may include on-site inspections as well. Host institution may be asked to submit the expense reports on demand only for cross verifications. In case a P.I. is transferred/appointed in any another institution, the research funds of SRGP including the movable equipment (laptop, computer, equipment, 22. 23. 24. 25. 26. furniture and fixture etc.) will not be shifted in any case along with the P.I. and CoPI will automatically take over the project as P.I. and would be responsible for remaining project activity till its completion. Under such circumstances, Co-P.I. will not only be responsible for completion of the Research Project at the host institution but he will have to submit project completion report. In case the P.I. intends to go abroad, he/she should have to inform HEC prior to departure, and Co-P.I. would automatically become P.I. and will be responsible for remaining project activity till its completion. In such circumstances, the payment of honorarium will be made to recent P.I. In case of non-completion of the project within stipulated period, the P.I. and Co P.I. will have to reimburse all the funds released under SRGP to HEC. In case of unsatisfactory project completion report, the P.I. and Co P.I. will be responsible to incorporate the comments and if necessary shall carry out necessary revisions/amendments as suggested by the evaluator at their own expense. Financial Layout The maximum limit of Start-up Research Grant is Rs. 500,000. The research may add the following in the proposal as per the need of the project: Lab Equipment/Machines/Apparatus: This may include necessary lab equipment, machines and apparatus to carry out the research. The applicant will have to justify the procurement of equipment and apparatus in the context of his/her research proposal. Applicant will have to submit the quotation from a vendor to justify the cost of the equipment and apparatus. An applicant may demand lab equipment within Start-up Research Grant maximum permissible limit of Rs. 500,000. Please note that Chillers, Refrigerators, UPS are not allowed under SRGP. Chemicals/Glassware/Lab Consumables/Accessories: The applicant may propose the chemicals, glassware, lab consumable and allied accessories for lab use keeping in view the nature of the research project. The applicant will have to attach a list of the items (along with quantity and cost) with the proposal. There is no limit within Rs. 500,000. Field Visits: The applicant may include the cost of field visits in the proposal. This may include travel cost by air or by road, POL to official vehicle, rent a car service etc. The maximum limit under this head is Rs. 10,000 depending upon the nature of the project. Field Survey: For specific projects, involving field survey maximum 50,000 may be permissible on special approval by competent authority. Sample Analysis: The applicant may include cost of sample analysis if the analytical facilities are not available within the host university. The applicant need to mention the number of samples to be analyzed and the name of service provider institution. For guidance please review HEC Access to Scientific Instrument Policy at HEC website. The maximum limit under this head is Rs. 75,000. Computer, Printer etc.: The applicant may include Laptop, Computer, and Printer for lab and personal use. This facility may not be available to those scholars/faculty who have got laptop under any of government or university schemes (PM Laptop Scheme, CM Laptop Scheme or any other) within last two years. Anyhow, they may procure printer and scanner if required. The maximum limit for laptop/computer is Rs. 60,000 -75,000, and Printer 20,000 – 35,000. The total limit under this head is Rs. 100,000. Studentship: The applicant may propose to hire the services of one final year undergraduate student or master student for a maximum period of 6 months to work in the research project. The students will be paid Rs. 10,000 per month in case of final year undergraduate and Rs. 15,000 per month in case of master student. Office/Lab Furniture: The applicant may propose lab and/or office furniture up to maximum limit of Rs. 25,000. Stationery: The applicant may propose stationery for office use up to maximum limit of Rs. 20,000. Honorarium: The P.I. and Co P.I. will be entitled to honorarium at a rate of Rs. 30,000 and Rs. 20,000 once during the project life. University Overhead Charges (audit, accounts, utilities etc.): Maximum Rs. 10,000 Contingencies: The applicant may propose contingencies/unforeseen expenditure up to Rs. 10,000. Refrigerator, chiller, UPS, digital camera, multimedia and air-conditioner is not allowed in SRGP. Similarly, the publication charges, travel to present paper in national/international conference/seminar and organizing national/international seminar/conference are not allowed in SRGP. HEC has separate programs to support travel for presenting papers in national/international conference/seminar and grant for organizing seminar/conference. Application will be submitted to: Ms Uzma Naz Assistant Director (R&D) Research & Development Division, Higher Education Commission of Pakistan, H-9, Islamabad. Email: unaz@hec.gov.pk