https://en.wikipedia.org/wiki/List_of_financial_regulatory_authorities_by_country
List of financial regulatory authorities by country
From Wikipedia, the free encyclopedia
Jump to navigationJump to search
Financial markets
Public market
Exchange · Securities


Bond market
Bond valuation
Corporate bond
Fixed income
Government bond
High-yield debt
Municipal bond







Securitization
Stock market
Common stock
Preferred stock
Registered share
Stock





Stock certificate
Stock exchange

Other markets
Derivatives
(Credit derivative
Futures exchange
Hybrid security)



Foreign exchange
(Currency

Exchange rate)

Commodity

Money

Real estate

Reinsurance

Over-the-counter (off-exchange)


Forwards
Options


Spot market
Swaps
Trading



Participants
Regulation
Clearing
Related areas


o
o
o
Banks and banking
Finance
corporate
personal
public



v
t
e
The following is an incomplete list of financial regulatory authorities by country.[1]
Contents:







A-B
C-D
E-I
J-L
M-R
S-T
U-Z
List[edit]
A-B[edit]









o
o
o
o
o
o

o
o
o

o

o
o


o
Afghanistan - Da Afghanistan Bank (DAB)
Albania - Albanian Financial Supervisory Authority (FSA)
Algeria - Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB)
Andorra - Andorran Financial Authority (AFA)
Anguilla - Anguilla Financial Services Commission
Antigua & Barbuda - Financial Services Regulatory Commission
Argentina - Comisión Nacional de Valores (CNV)
Armenia - Central Bank of Armenia (CBA)
Australia:
Reserve Bank of Australia
Australian Prudential Regulation Authority (APRA)
Australian Securities and Investments Commission (ASIC)
Australian Takeovers Panel
Foreign Investments Review Board (FIRB)
Australian Transaction Reports and Analysis Centre (AUSTRAC)
Austria:
Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde in German)
Oesterreichische Nationalbank
Austrian Takeover Commission (Übernahmekommission in German)
Azerbaijan:
Financial Market Supervisory Authority of Azerbaijan ;
Bahamas:
Central Bank of The Bahamas
Securities Commission of the Bahamas
Bahrain - Central Bank of Bahrain
Bangladesh:
Bangladesh Bank
Securities and Exchange Commission (Bangladesh)
Barbados:
Barbados Financial Services Commission
Central Bank of Barbados
Financial Intelligence Unit (Barbados)
Belarus:
National Bank of the Republic of Belarus
Belgium:
Financial Services and Markets Authority (FSMA - Autorité des services et marchés
financiers/Authoriteit voor Financiële Diensten en Markten)
o
National Bank of Belgium (NBB - Banque Nationale de Belgique/Nationale Bank van
België)

Belize - International Financial Services Commission

Bermuda - Bermuda Monetary Authority

Bhutan - Royal Monetary Authority of Bhutan (RMA)

Bolivia - Autoridad de Supervisión del Sistema Financiero (ASFI)

Bosnia and Herzegovina:
o
Republika Srpska Securities Commission for Republika Srpska
o
Securities Commission of the Federation of Bosnia and Herzegovina (Komisiji za
vrijednosne papire Federacije Bosne i Hercegovina in Bosnian)

Botswana:
o
Non-Bank Financial Institutions Regulatory Authority (NBFIRA)
o
Bank of Botswana (BOB)

Brazil:
o
Banco Central do Brasil (BACEN)
o
Comissão de Valores Mobiliários (CVM)
o
Superintendência de Seguros Privados (SUSEP)

British Virgin Islands - British Virgin Islands Financial Services Commission

Brunei - Brunei International Financial Center of the Ministry of Finance

Bulgaria - Financial Supervision Commission (Bulgaria) (FSC)
o

o
o
o

o

o
C-D[edit]

o
o

o
o
o
o
o
o





o
o
o
o



o
o
o
Cambodia
National Bank of Cambodia (NBC)
Non-bank Financial Services Authority[2]
Canada:
Bank of Canada
Canada Deposit Insurance Corporation
Office of the Superintendent of Financial Institutions (OSFI)
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
Financial Consumer Agency of Canada
Canadian Securities Administrators (CSA)
Alberta Securities Commission
Autorité des marchés financiers - Québec
British Columbia Securities Commission (BCSC)
Ontario Securities Commission (OSC)
Financial and Consumer Services Commission, New Brunswick (FCNB)
Investment Industry Regulatory Organization of Canada (IIROC)
Mutual Fund Dealers Association (MFDA)
Financial Services Commission of Ontario
Financial Institutions Commission - Province of British Columbia
Cayman Islands - Cayman Islands Monetary Authority
Chile - Superintendencia de Valores y Seguros
China, People's Republic of:
China Securities Regulatory Commission (CSRC)
China Banking and Insurance Regulatory Commission (CBIRC)
People's Bank of China (PBOC)

o
o



o
o



o
o
o




o
o
o
Colombia:
Superintendencia Financiera de Colombia
National Directorate of Taxes and Customs (DIAN)
Congo, the Democratic Republic of - Central Bank of Congo
Congo, The Republic of - Agence de Régulation des Transferts de Fonds (ARTF)
Costa Rica:
Superintendencia General de Valores
Superintendencia General de Seguros (Costa Rica)
Côte d'Ivoire - Banque Centrale des Etats de l'Afrique de l'Ouest
Croatia - Croatian Financial Services Supervisory Agency
Cyprus:
Central Bank of Cyprus
Cyprus Securities and Exchange Commission (CYSEC)
Cyprus Insurance Companies Control Service (ICCS)
Czech Republic - Czech National Bank
Denmark - Financial Supervisory Authority (Denmark), (Finanstilsynet in Danish)
Dominica - Financial Service Unit of the Commonwealth of Dominica
Dominican Republic:
Banco Central de la Republica Dominica
Superintendencia de Bancos de la Republica Dominicana
Superintendencia del Mercado de Valores de la Republica Dominicana
E-I[edit]
Ecuador - Superintendencia de Bancos
Egypt - Financial Regulatory Authority
El Salvador - Superintendencia del Sistema Financiero
European Union:
European Central Bank (ECB)
European Banking Authority (EBA)
European Securities and Markets Authority (ESMA)
European Insurance and Occupational Pensions Authority (EIOPA)
European Systemic Risk Board (ESRB)
Estonia:
Financial Supervisory Authority of Estonia (Finantsinspektsioon in Estonian)
Bank of Estonia (Eesti Pank in Estonian)
CBA (Сontrol of Brokerage Activities Estonian)
Faroe Islands - Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) (For
Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority
(Denmark))

Finland - Financial Supervisory Authority, (FIN-FSA Finanssivalvonta in Finnish)

France:
o
Autorité des marchés financiers (France) (AMF)
o
Organisme pour le registre unique des intermédiaires en assurance, banque et finance
(France) (ORIAS)
o
French Prudential Supervision and Resolution Authority (Autorité de contrôle prudentiel et
de résolution - ACPR)
o
French Takeover Panel

Georgia - National Bank of Georgia

Germany - Federal Financial Supervisory Authority (BaFin - Bundesanstalt für
Finanzdienstleistungsaufsicht)

Ghana:
o
Securities and Exchange Commission (Ghana) (SEC)
o
Bank of Ghana (BOG)

Gibraltar - Gibraltar Financial Services Commission (GFSC)

Greece - Hellenic Capital Market Commission

Grenada - Grenada International Financial Services Authority (GIFSA)

Guatemala - Superintendencia de Bancos (SB)




o
o
o
o
o

o
o
o

Guernsey - Guernsey Financial Services Commission
Honduras - National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros
in Spanish)

Hong Kong:
o
Hong Kong Monetary Authority (HKMA)
o
Hong Kong Securities and Futures Commission (SFC)
o
Hong Kong Insurance Authority (IA)
o
Hong Kong Mandatory Provident Fund Schemes Authority (MPFA)

Hungary - Hungarian National Bank (Hungarian: Magyar Nemzeti Bank (MNB))

Iceland - Central Bank of Iceland

India:
o
Reserve Bank of India (RBI) - central bank and primary regulator of banks, payment
systems, and financial entities

Banks Board Bureau (BBB)

National Payments Corporation of India (NPCI)
o
Deposit Insurance and Credit Guarantee Corporation (DICGC)
o
Banking Codes and Standards Board of India (BCSBI)
o
Securities and Exchange Board of India (SEBI)
o
Forward Markets Commission (FMC)
o
Insolvency and Bankruptcy Board of India (IBBI)
o
Insurance Regulatory and Development Authority of India (IRDAI)
o
Pension Fund Regulatory and Development Authority (PFRDA)
o
All India Financial Institutions

National Bank for Agriculture and Rural Development (NBARD)

Small Industries Development Bank of India (SIDB)

National Housing Bank (NHB)

Export-Import Bank of India (Ex-Im Bank)

Indonesia:
o
Financial Services Authority (Indonesia) (Indonesian: Otoritas Jasa Keuangan) (OJK)
o
Bank Indonesia

Ireland:
o
Central Bank of Ireland
o
Irish Takeover Panel

Iran:
o
Securities and Exchange Organization of Iran
o
Central Bank of Iran

Iraq - Iraq Securities Commission (ISC)

Isle of Man - Isle of Man Financial Services Authority

Israel - Israel Securities Authority (ISA)

Italy:
o
Commissione Nazionale per le Società e la Borsa (CONSOB)
o
Institute for the Supervision of Insurance (ISVAP)


J-L[edit]
Jamaica:
Financial Services Commission (Jamaica)
Bank of Jamaica
Japan:
Financial Services Agency
Securities and Exchange Surveillance Commission (SESC)
Jersey - Jersey Financial Services Commission
Jordan - Jordan Securities Commission
Kazakhstan:
Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market
and Financial Organizations (Агентство Республики Казахстан по регулированию и надзору
финансового рынка и финансовых организаций in Kazakh )

o
o

o
o



o
Committee for the Control and Supervision of the Financial Market and Financial
Organizations of the National Bank of the Republic of Kazakhstan
o
Astana Financial Services Authority

Kenya - Capital Markets Authority (Kenya)

Kuwait:
o
Central Bank of Kuwait (CBK) (‫ ﺑﻧﻙ ﺍﻟﻛﻭﻳﺕ ﺍﻟﻣﺭﻛﺯﻱ‬in Arabic)
o
Capital Markets Authority Kuwait (CMA) (‫ ﺩﻭﻟﺔ ﺍﻟﻛﻭﻳﺕ‬- ‫ ﻫﻳﺋﺔ ﺃﺳﻭﺍﻕ ﺍﻟﻣﺎﻝ‬in Arabic)

Korea, South:
o
Financial Services Commission (FSC)
o
Financial Supervisory Service (FSS)

Latvia - Financial and Capital Market Commission

Lebanon - Banking Control Commission of Lebanon (BCCL) and Insurance Control Commission
(ICC)

Lesotho - Central Bank of Lesotho

Liechtenstein - Financial Market Authority (Liechtenstein) (FMA)

Lithuania - Bank of Lithuania

Luxembourg:
o
Commission de Surveillance du Secteur Financier (CSSF)
o
Commissariat aux Assurances (CAA)
o
M-R[edit]
Malaysia:
Bank Negara Malaysia (BNM)
Securities Commission Malaysia (SC)
Labuan Financial Services Authority (Labuan FSA)
Malaysian Stock Exchange (Bursa)
Malawi - Reserve Bank of Malawi (RBM)
Malta:
Malta Financial Services Authority (MFSA)
Central Bank of Malta
Mauritania - Central Bank of Mauritania (BCM)
Mauritius:
Bank of Mauritius (BOM)
Financial Services Commission (FSC)
Mexico:
Comisión Nacional Bancaria y de Valores
Comisión Nacional para la Protección y Defensa de los Usuarios de Servicios Financieros
Moldova - National Commission for Financial Markets
Montenegro - Insurance Supervision Agency
Montserrat - Montserrat Financial Services Commission
Mongolia:
Financial Regulatory Commission of Mongolia
Central Bank of Mongolia
Morocco - Autorité Marocaine du Marché des Capitaux (AMMC) Ex Conseil déontologique des
valeurs mobilières (CDVM)

Nepal:
o
Nepal Rastra Bank (Central Bank of Nepal - Regulator and Supervisor of Banks and
Financial Institutions)
o
Beema Samiti (Regulator of Insurance Companies)
o
Securities Board Nepal (SEBON)

Netherlands:
o
Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten
in Dutch)
o
De Nederlandsche Bank (DNB)

Netherlands Antilles - Bank of the Netherlands Antilles[3]

New Zealand - Financial Markets Authority (New Zealand)

Nigeria:

o
o
o
o


o
o


o
o

o
o




o
o

o
o
o
o

o
o



o
o



o
o

o
o
o
o
o
o
o


o
o



Central Bank of Nigeria (CBN)
Securities and Exchange Commission (Nigeria)
National Insurance Commission (NAICOM) (Nigeria)
National Pension Commission (PENCOM) (Nigeria)
North Macedonia:
Securities and Exchange Commission of the Republic of North Macedonia (MSEC)
National Bank of North Macedonia
Norway - Financial Supervisory Authority of Norway (Finanstilsynet in Norwegian)
Oman - Capital Market Authority (Oman)
Pakistan
State Bank of Pakistan
Securities and Exchange Commission Pakistan
Panama - Superintendencia del Mercado de Valores
Papua New Guinea - Bank of Papua New Guinea
Peru:
Superintendencia de Banca, Seguros y AFP (SBS)
Superintendencia del Mercado de Valores (SMV)
Philippines:
Philippine Securities and Exchange Commission (SEC)
Insurance Commission (Komisyon ng Seguro)
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Philippine Deposit Insurance Corporation (PDIC)
Department of Finance (DOF)
Philippine Stock Exchange (PSE)
Bureau of Treasury
Poland - Polish Financial Supervision Authority (KNF)
Portugal:
Portuguese Securities Market Commission (CMVM)
Portuguese Insurance Regulator (ASF)
Qatar - Qatar Financial Markets Authority (QFMA)
Romania - Romanian Financial Supervisory Authority
Russia - Central Bank of Russia (CBR)
S-T[edit]


o
o

o
o



o
o


o
o




o
o
o
Saint Lucia - Financial Sector Supervision Unit
Saint Kitts and Nevis:
Financial Services Regulatory Commission
Nevis Financial Regulatory Services Commission
Saint Vincent and the Grenadines:
Financial Services Authority
Capital Market Association of the Eastern Caribbean (CMAEC)
Samoa - Central Bank of Samoa
San Marino - Central Bank of San Marino (BCSM)
Saudi Arabia:
Saudi Arabian Monetary Agency (SAMA) (‫ ﻣﺅﺳﺳﺔ ﺍﻟﻧﻘﺩ ﺍﻟﻌﺭﺑﻲ ﺍﻟﺳﻌﻭﺩﻱ‬in Arabic)Capital Market Authority (Saudi Arabia) (CMA) (‫ ﻫﻳﺋﺔ ﺍﻟﺳﻭﻕ ﺍﻟﻣﺎﻟﻳﺔ‬in Arabic)
Serbia - Securities Commission (Serbia)
Seychelles:
Central Bank of Seychelles
Seychelles Financial Services Authority (SFSA) [1]
Singapore - Monetary Authority of Singapore (MAS)
Slovakia - National Bank of Slovakia
Slovenia - Securities Market Agency (ATVP Agencija za Trg Vrednostnih Papirjev)
South Africa:
South African Reserve Bank
National Credit Regulator
Prudential Authority
o

o
Financial Sector Conduct Authority
Spain:
Investment sector regulator - Spanish Securities Market Commission (Comisión Nacional
del Mercado de Valores, CNMV) [MiFID]
o
Insurance sector regulator (life and general) - Dirección General de Seguros y Fondos de
Pensiones (DGSFP)[IMD]
o
Banking sector regulator - Banco de España (BdE)

Sri Lanka:
o
Central Bank of Sri Lanka
o
Securities and Exchange Commission of Sri Lanka

Swaziland - Capital Markets Development Unit (Central Bank of Swaziland)

Sweden - CTA(Sweden) (Control of Trade Activities & Internation Investments)

Switzerland:
o
Swiss Financial Market Supervisory Authority
o
Swiss National Bank
o
Swiss Takeover Board

Tanzania - Capital Markets and Securities Authority

Taiwan - Financial Supervisory Commission

Thailand:
o
Bank of Thailand (BOT)
o
Office of the Securities and Exchange Commission, Thailand (Thai SEC)
o
Office of Insurance Commission (OIC)

Trinidad and Tobago - Central Bank of Trinidad and Tobago
o
Trinidad and Tobago Securities and Exchange Commission

Tunisia - Conseil du marché financier

Turkey:
o
Banking Regulation and Supervision Agency of Turkey (BRSA - )
o
Capital Markets Board of Turkey (CMB)
U-Z[edit]
Uganda:
Capital Markets Authority (Uganda) (CMA)
Insurance Regulatory Authority of Uganda
Ukraine - National Securities and Stock Market Commission (NSSMC)
United Arab Emirates:
Mainland (Onshore):
Central Bank of the UAE (CBUAE)
Securities and Commodities Authority - (SCA)
Insurance Authority - (IA)
Free Zones:
Abu Dhabi: ADGM (Abu Dhabi Global Market) - Financial Services Regulatory
Authority - (FSRA)

Dubai: DIFC (Dubai International Financial Center) - Dubai Financial Services
Authority (DFSA)

United Kingdom:
o
Bank of England (BoE)
o
Prudential Regulation Authority (PRA)
o
Financial Conduct Authority (FCA)
o
Panel on Takeovers and Mergers (PANEL)
o
Financial Policy Committee (FPC)
o
Financial Reporting Council (FRC)

United States:
o
Banking Regulators

Consumer Financial Protection Bureau (CFPB) - consumer compliance

Federal Reserve System ("Fed")

Federal Deposit Insurance Corporation (FDIC)

Office of the Comptroller of the Currency (OCC)

o
o


o



o

National Credit Union Administration (NCUA)
Farm Credit Administration (FCA)
Federal Financial Institutions Examination Council (FFIEC) - main umbrella group
for US Federal banking authorities

Conference of State Bank Supervisors (CSBS) [4] - main umbrella group
representing US State and Territorial banking supervisors
o
Securities Regulators

Securities & Exchange Commission (SEC)

Commodity Futures Trading Commission (CFTC)

Securities Investor Protection Corporation (SIPC)

Financial Industry Regulatory Authority (FINRA)

Municipal Securities Rulemaking Board (MSRB)

National Futures Association (NFA)[5]
o
Other Regulators

Financial Stability Oversight Board (FSOC) - systemic risk

Federal Housing Finance Agency (FHFA) - government sponsored housing
finance

Financial Crimes Enforcement Network (FinCEN) - anti-money laundering

National Association of Insurance Commissioners (NAIC) - insurance

Each US state and territory generally has its own banking, insurance, and
securities authorities[6]

Uruguay - Banco Central del Uruguay

Uzbekistan - Center for Coordination and Control over Functioning of Securities Market

Vatican City - Financial Information Authority

Venezuela - Superintendencia Nacional de Valores (SNV)

Vietnam - State Securities Commission (SSC)

Zambia - Securities and Exchange Commission (Zambia)

Zimbabwe - Reserve Bank of Zimbabwe (RBZ)



See also[edit]







Financial market
Financial regulation
Securities commission
International Organization of Securities Commissions
Legal Entity Identification for Financial Contracts
List of stock exchanges
List of company registers
References[edit]
1.
2.
3.
4.
5.
6.
^ links provided by the Belgium FSMA
^ https://gdicdm.mef.gov.kh/km/2021/01/20/10282.html. Missing or empty |title= (help)
^ https://www.imf.org/external/pubs/ft/scr/2004/cr04271.pdf
^ "CSBS Home". CSBS.org. Retrieved 10 August 2021.
^ "National Futures Association/About Us". NFA.org. Retrieved 5 April 2016.
^ "List of United States Banking Authorities". USA.gov. Retrieved 21 June 2013.
External links[edit]

Bank of International Settlements - Regulatory authorities and supervisory agencies