Chapter 1 1 Chapter 2 POLYNOMIAL OF MATRICES. Definition 2.1. Let P (x) = a0 + a1 x + .... + an xn be a polynomial over a field F. If A is a square matrix over F, then P (A) is defined as P (A) = a0 I + a1 A + .... + an An . Further, if P (B) = 0 for some matrix B then we say that B is a root (solution) of P (x) = 0. Example:f (x) = x2 + 2x + 3 and A = 1 1 , find f (A). 0 1 f (A) = A2 + 2A+ 3I = 1 1 0 1 1 1 + 2 0 1 1 1 Example: Show that A = 1 2 3 4 Considerf (A) =A− 5A − 2I = 3 4 1 0 = 0 1 6 4 . 0 6 is a solution of f (x) = x2 − 5x − 2. 2 1 2 + 3 0 1 1 2 -5 3 4 1 2 3 4 −2 1 0 0 1 = 0 0 =0 0 0 Hence A is a solution of f (x) = x2 − 5x − 2. Theorem 2.1. If A is a square matrix and f (x), g(x) are polynomials over F, then 1. (f + g)(A) = f (A) + g(A) 2. (f.g)(A) = f (A).g(A) 2 3. (kf )(A) = k.f (A), ∀k ∈ F. where f (x) = a0 + a1 x + a2 x2 + .... + an xn , g(x) = b0 + b1 x + b2 x2 + .... + bn xm . Proof: Exercise. Theorem 2.2. (Cayley - Hamilton theorem) Every square matrix A is a zero of its characteristic polynomial. ie. ψA (A) = 0. Proof. Let A = (aij ) be an n × n matrix and let ψA (λ) = |λI − A| = λn + an−1 λn−1 + .... + a1 λ + a0 , where λ − a11 −a12 . . . −a1n −a21 λ − a22 . . . −a2n λI − A = .. . −an1 −an2 . . . λ − ann . Let B(λ) be the adjoint of the matrix (λI − A). The elements of B(λ) are co-factors of (λI − A) and hence are polynomial in λ of degree not exceeding (n − 1). Thus B(λ) = λn−1 Bn−1 + λn−2 Bn−2 + .... + λB1 + B0 , Where Bn−1 , Bn−2 , ...., B1 , B0 are square matrices of order n which are independent of λ. We have (λI − A) B(λ) = |λI − A| I. ⇒ (λI − A)(λn−1 Bn−1 + λn−2 Bn−2 + .... + λB1 + B0 ) = (λn + an−1 λn−1 + .... + a1 λ + a0 )I. by equating the coefficient of λr r = 0, n we can get, r = n ⇒ Bn−1 = I. .......(1) r = n − 1 ⇒ Bn−2 − ABn−1 = an−1 I. .. . ......(2) r = 1 ⇒ B0 − AB1 = a1 I. .......(n) r = 0 ⇒ −AB0 = a0 I. .......(n + 1) Now, An × (1) + An−1 × (2) + ..... + A × (n) + (n + 1) ⇒ 0 = An + an−1 An−1 + ..... + a1 A + a0 I 3 ie. A is the zero of its characteristic polynomial ψA (λ). ie. ψA (A) = 0. Exercise: Find the polynomial for which A = 1 2 is a solution. 3 2 Solution: Consider the characteristic polynomial of A |λI − A| = λ−1 −2 −3 λ−2 = (λ − 1)(λ − 2) − 6 = λ2 − 3λ − 4 By Cayley - Hamilton theorem, ψA (A) = A2 − 3A − 4I = 0. 2 1 2 1 2 1 0 − 3 − 4 =0 ie. 3 2 3 2 0 1 2 The polynomial is p(x) = x − 3x − 4. Definition 2.2. Minimum Polynomial of a matrix. Among all the non-zero polynomials for which the matrix A is a zero, the lowest degree monic polynomial (leading coefficient is 1) is called the minimum polynomial of A. Theorem 2.3. For any square matrix A the minimum polynomial exists and is unique. Proof. Let A be an n × n matrix. By Cayley Hamilton theorem, ψA (A) = 0. Thus, there is a non-zero polynomial for which A is a solution. Let n be the lowest degree for which the polynomial f (t) exists such that f (A) = 0. By dividing the polynomial f (t) by its leading coefficient, we obtain the monic polynomial m1 (t) of degree n which has A as a zero. So minimum polynomial exists for any matrix. Suppose m1 (t) and m2 (t) be two minimum polynomials of A of degree n, Then m1 (A) = 0 and m2 (A) = 0. Assume that m1 (t) ̸= m2 (t). Consider g(t) = m1 (t) − m2 (t) ̸= 0. Then g(A) = m1 (A) − m2 (A) = 0. 4 This is a contradiction (∵ degree of g(t) < degree of m1 (t) and m2 (t). Thus, m1 (t) = m2 (t). Hence the minimum polynomial is unique. Theorem 2.4. Let m(t) be the minimum polynomial of a matrix A and f (t) be a polynomial such that f (A) = 0, then m(t) divides f (t). Proof. By the division algorithm ∃ g(t), q(t) s.t f (t) = g(t).m(t) + q(t), where degree of m(t) > degree of q(t). Suppose q(t) ̸= 0. since f (A) = 0, g(A).m(A) + q(A) = 0 ⇒ q(A) = 0 (∵ m(A) = 0.) This is a contradiction. (∵ degree of q(t) < degree of m(t).) ∴ q(t) = 0. ⇒ m(t) divides f (t). Theorem 2.5. If m(t) is the minimum polynomial of an n × n matrix A and χA (t) is the characteristic polynomial of A then χA (t) divides [m(t)]n . Proof. Let m(t) = tr + a1 tr−1 + a2 tr−2 + ..... + ar−1 t + ar . Consider the following matrices, B0 = I. B1 = A + a1 I. B2 = A2 + a1 A + a2 I. .. . Br−1 = Ar−1 + a1 Ar−2 + .... + ar−1 I. .....(1) Then B0 = I. B1 − AB0 = a1 I. B2 − AB1 = a2 I. .. . Br−1 − ABr−2 = ar−1 I. 5 Now multiply the equation (1) by −A, −ABr−1 = −[Ar + a1 Ar−1 + ... + ar−1 A] = −[Ar + a1 Ar + .... + ar−1 A + ar I] + ar I ie. −ABr−1 = −m(A) + ar I = ar I (∵ m(A) = 0) Now let B(t) = tr−1 B0 + tr−2 B1 + .... + tBr−2 + Br−1 . Then (tI − A)B(t) = (tI − A)(tr−1 B0 + tr−2 B1 + ..... + tBr−2 + Br−1 ) = tr B0 +tr−1 B1 +.....+t2 Br−2 +tBr−1 −(tr−1 AB0 +tr−2 AB1 +...+tABr−2 +ABr−1 ) = tr B0 + tr−1 (B1 − AB0 ) + tr−2 (B2 − AB1 ) + .... + t(Br−1 − ABr−2 ) − ABr−1 = tr I + a1 Itr−1 + .... + ar−1 It + ar I = (tr + a1 tr−1 + .... + ar−1 t + ar ) I ie. (tI − A)B(t) = m(t)I. ⇒ |(tI − A)B(t)| = |m(t)I| ⇒ |tI − A||B(t)| = [m(t)]n ie. ψA (t)|B(t)| = [m(t)]n Since |B(t)| is a polynomial, ψA (t) divides [m(t)]n . Definition 2.3. irreducible polynomial A Polynomial f (x) over the field F of positive degree is said to be irreducible polynomial over F, if f (x) cannot be expressed as a product of two other polynomials over F, both of positive degree. Any polynomial of positive degree which is not an irreducible polynomial over F is said to be reducible polynomial. Example: (x2 + 1), (x2 − 2) are irreducible over Z. For: x2 + 1 = (x + i)(x − i), i ∈ C, √ √ √ x2 − 2 = (x − 2)(x + 2), 2 ∈ Qc . Theorem 2.6. Characteristic and minimum polynomials of a matrix A have the same irreducible factors. Proof. Let f (t) be an irreducible factor of m(t). ⇒ f (t) | m(t), 6 But m(t) | χA (t) (by Theorem 2.4 ) ⇒ f (t) | χA (t). Thus f (t) is an irreducible factor for χA (t). Now let f (t) be an irreducible factor of χA (t). ⇒ f (t) | χA (t). But χA (t) | [m(t)]n (by Theorem 2.5) ⇒ f (t) | [m(t)]n ⇒ f (t) | m(t). Thus f (t) is an irreducible factor of m(t). Hence m(t) and χA (t) have the same irreducible factors. 2 1 0 0 2 0 Exercise:Find the minimum polynomial of the matrix A = 0 0 1 0 0 −2 0 0 . 1 4 Solution: Consider the characteristic polynomial of A, χA (λ) = |λI − A| = λ−2 −1 0 0 0 λ−2 0 0 0 0 λ−1 −1 0 0 2 λ−4 λ−2 0 0 0 λ−1 −1 0 2 λ−4 = (λ − 2) −0 0 0 0 λ−1 −1 0 2 λ−4 +1 = (λ − 2)[(λ − 2)(λ2 − 5λ + 4 + 2)] = (λ − 2)[(λ − 2)(λ2 − 5λ + 6)] = (λ − 2)3 (λ − 3) Therefore, the minimum polynomial of A must be one of the following: 7 m1 (λ) = (λ − 2)(λ − 3) m2 (λ) = (λ − 2)2 (λ − 3) m2 (λ) = (λ − 2)3 (λ − 3) By Cayley Hamilton Theorem, m3 (A) = 0. Further consider m1 (A) = (A − 2I)(A − 3I) 0 1 0 0 0 0 0 0 = 0 0 −1 1 0 0 −2 2 −1 1 0 0 0 −1 0 0 0 0 −2 1 0 0 −2 1 0 −1 0 0 0 0 0 0 = ̸= 0 0 0 0 0 0 0 0 0 m2 (A) = (A − 2I)2 (A − 3I) 0 1 0 0 0 0 0 0 = 0 0 −1 1 0 0 −2 2 0 0 0 0 0 0 0 0 = 0 0 −1 1 0 0 −2 2 0 1 0 0 0 0 0 0 0 0 −1 1 0 0 −2 2 −1 1 0 0 0 −1 0 0 0 0 −2 1 0 0 −2 1 −1 1 0 0 0 −1 0 0 0 0 −2 1 0 0 −2 1 0 0 = 0 0 0 0 0 0 0 0 =0 0 0 0 0 0 0 Since the degree of m2 (λ) < degree of m3 (λ), it follows that m2 (λ) = (λ − 2)2 (λ − 3) is the minimum polynomial of A. −1 0 0 Exercise: Find the minimum polynomial of A = 0 −1 0 0 0 1 Exercise: Find the minimum polynomial of 8 . 2 5 0 0 2 0 A= 0 0 4 0 0 3 0 0 0 0 0 0 0 2 0 . 5 0 0 7 P 0 0 Solution: We have A = 0 Q 0 0 0 R R = (7). 2 5 4 2 , Q= and , where P = 0 2 3 5 For simplicity we are blocking the matrices and we will calculate the minimum polynomial of each P, Q and R. Finally we obtained the minimum of A by finding the least common multiple of these minimum polynomials. Consider the characteristic polynomial of P χP (λ) = |λI − P | = λ−2 −5 0 λ−2 = (λ − 2)2 The minimum polynomial of P exactly one of the following: m1 (λ) = (λ − 2), m2 (λ) = (λ − 2)2 . By Cayley - Hamilton Theorem m2 (P ) = 0 Consider m (P − 2I) 1 (P ) = 0 5 ̸= 0 = 0 0 Therefore m2 (λ) is the minimum polynomial of P. Consider |λI − Q| = λ−4 −2 −3 λ−5 9 = (λ − 4)(λ − 5) − 6 = λ2 − 9λ + 14 = (λ − 2)(λ − 7) Let m1 (λ) = (λ − 2), m2 (λ) = (λ − 2)(λ − 7). m2 (Q) = 0 (by Cayley Hamilton Theorem) Consider m1 (Q) = (Q − 2I) = 2 2 3 3 ̸= 0 ⇒ m2 (λ) is a minimum polynomial of Q. Consider |λI − R| = (λ − 7) By Cayley Hamilton Theorem m(R) = 0 ⇒ m(λ) = (λ − 7) ⇒ (λ − 7) is the minimum polynomial of R Let m(λ) be the minimum polynomial of A. ⇒ m(λ) = l.c.m[(λ − 2)2 , (λ − 7)(λ − 2), (λ − 7)]=(λ − 2)2 (λ − 7). Exercise: Find the minimum polynomial of 2 8 0 0 0 0 0 0 2 0 0 0 0 0 0 0 4 2 0 0 0 0 0 1 3 0 0 0 0 0 0 0 3 0 0 0 0 0 0 0 0 0 . 0 0 0 0 0 0 5 Answer:λ(λ − 2) (λ − 3)(λ − 5). 2 Exercise: Find the characteristic polynomial and minimum polynomial of each matrices 10 3 1 0 0 3 0 A= 0 0 3 0 0 0 0 0 0 −1 1 C = −1 1 0 1 0 0 0 0 1 2 3 B = 1 0 0 1 2 3 1 0 0 1 0 3 0 0 0 1 D = 1 0 1 0 −1 0 1 1 11