Sociology Vol. 35, No. 4, pp. 835–854. Printed in the United Kingdom © 2001 BSA Publications Limited The Concept of ‘Social Division’ and Theorising Social Stratification: Looking at Ethnicity and Class Floya Anthias Department of Sociology University of Greenwich One of the most characteristic features of contemporary debates in the social sciences is the growth of interest in non-class forms of social division and identity, accompanied by an increasing focus on ethnic and gender inequalities. This paper attempts to provide a frame for incorporating such divisions into stratification theory by placing the notion of ‘social division’ at centre stage and redrawing its boundaries. The paper pays particular attention to ethnicity and class for the purposes of the argument. It is argued that a theorisation of social divisions can show how non-class forms of division and identity constitute central elements of the stratification system of modern societies. Such an approach also marries better with the wealth of evidence that scholars of ethnicity and ‘race’ have been collecting on the importance of race/ethnicity as structuring social location and differential and unequal social outcomes. A B S T R AC T K EY WO R D S class, ethnicity, exclusion, social divisions, status, stratification. Introduction A key feature of contemporary sociology is the growth of interest in non-class forms of social division and identity, accompanied by an increasing focus on ethnic and gender inequalities (Therborn 2000). However, this has not been accompanied by a rethinking of social stratification theory; the latter is still generally seen to be about economic inequalities organised on the basis of class (Scott 2000). Despite acknowledging that gender and ethnic/race processes are relevant in determining social positioning and that they may influence an individual’s class position, within stratification theory non-class forms of differentiation tend to be seen as either manifestations of class or as ‘status’ categories (Crompton 1998). There is no doubt that gender inequalities have been widely explored and theorised and the theoretical means for understanding these have been appraised and developed substantially (for example, see Pollert 1996, Crompton 1997, Bottero 1998, Reay 1998, Gottfried 2000). This is also the case for ethnic inequalities (for example, see Modood et al (1997) and the discussion later on in this paper). Moreover, the relationship between gender, ethnicity and class is an important debate in sociology today (for example, Anthias and Yuval Davis 1983, 1992, Brah 1996, Bradley 1996). There have been attempts to measure or understand the 835 836 floya anthias correlation between class position and gender or ethnic position, such as the extent to which women and men tend to be concentrated into particular occupational clusters and economic groupings (for a good summary on gender and class, see Crompton 1997). These correlations have been explained in terms of factors such as cultural or personal choices, the existence of social constraints such as sexism or racism, the sexual division of labour in the household, the existence of dual labour markets and the idea that women and ethnic minorities constitute a reserve army of labour (for a summary of these debates, see Anthias, 2001). There is also a great deal of literature that attempts to refine the notion of class by developing neo-Marxist or neo-Weberian concepts such as those of the New Middle Classes or the Service Class (see Scott 2000 for a good summary). However, these developments have not led to a substantial revision of traditional stratification theory. This paper does not minimise the importance of these developments, but rather tries to build on this work by attempting to redraw the boundaries theoretically for understanding social stratification by delineating and delimiting the concept of ‘social division’. Whilst stratification theory clings to the traditional focus on ‘class’, much of the impetus for engaging with class divisions, so primary for the sociological tradition, has disappeared, placing stratification approaches arguably somewhat on the periphery of modern sociological debates. The growth of more consensual forms of class politics in the West has been accompanied by the impending demise of ‘class’ as a significant arena of struggle, found in modern academic debates as well as in political arguments (Pakulski and Waters 1996). Social movement theory has heralded new types of political allegiances by a range of social forces, around the environment and around other specific campaigns often organised in terms of local identities and concerns (Touraine 1981). At the same time, the twin poles of postmodern theory and globalisation theory have made the conception of social divisions and identities more problematical despite the increasing literature produced around ‘identity and difference’ (Rattansi and Westwood 1994). Postmodern theory, in seeking to correct homogenising and essentialising notions found in earlier sociological work, has dismantled the ‘social’: the view of society as composed of systems and practices that cohere around a stable set of defining elements. Globalisation theory, by contrast, whilst varying in focus, constructs a universal process whereby social categories are displaced by a global world view and global practices, particularly in the economic and cultural variants of the theory (Featherstone 1990). These override the old divisions and unities of class, ethnicity and gender whilst constructing new social forms. The growth of fragmented social forces is also a key element in current debates on class (Bradley 1996). The focus on fragmentation and the growth of flexible and differentiated labour markets mirrors some of the conclusions of postmodern theory, although the theoretical assumptions that underpin these are different. Arguably, given both changing social relations and a shift in the terrain of sociology The Concept of ‘Social Division’ and Theorising Social Stratification (see Therborn 2000), it is vital to turn to the concepts we use in order to give them a greater heuristic potential. Rethinking social stratification is one important aspect of this. Class debates have retained a concern with empirically delineating ‘class places’ and sorting out ‘who belongs where’ in the class schema as well as the ways class reproduction or change takes place (for a good account, see Crompton 1998). Whilst class is a central component of social relations, despite arguments that it has lost its central dynamic as the motor of social change, it is again important to consider how it may be incorporated into a broader based approach to social stratification. The recognition of multiple forms of inequality in modern societies has led to attempts to find alternatives to the traditional stratification approach by developing the essentially Weberian notions of social exclusion and status. Concurrently, a whole industry has grown around the study of ‘social exclusion’, a term in the past associated with Max Weber but which few contemporary writers have sought to define clearly. This term potentially broadens the foci of stratification to include political, civic and cultural forms of stratification. Since the matter of exclusion and inclusion spans a number of important parameters of differentiation and stratification, this potentially opens the way (as Parkin 1979 noted) to considering gender and ethnicity as aspects of stratification. This view has been gaining ground: the issue is how to do it in ways which do not mirror the triple burden approach of those early theorisations of class, ethnicity and gender that treated them as additive in producing subordination, that is merely referring to multiple sources of inequality. Such an approach tends to be mechanistic and descriptive (Anthias and Yuval Davis 1992). In this paper, I will find a different way of overcoming the problems, through placing the notion of ‘social division’ at centre stage. Whilst some have used this term to refer to a wide range of social differences (such as Payne 2000), I shall delimit the term ‘social division’ for the purpose of stratification analysis. A ‘social division’ involves a classification of a population (i.e. a taxonomy of persons) and a range of systematic social processes which relate to that taxonomy, and which then serve to produce socially meaningful and systematic (although not unitary) practices and outcomes of inequality. Such taxonomies construct boundaries of membership which involve both attributions by others and self-attributions. The practices and outcomes of inequality involve experiential, intersubjective, organisational and representational processes which relate to hierarchical difference, unequal resource allocation and inferiorisation (see Anthias 1998 for a fuller discussion). I will explore the question of social divisions and identities as forms of stratification, paying particular attention to ethnicity and class for the purposes of the argument, although gender forms an essential element within the framework that I develop. In this I want to make it clear that I am not prioritising one social division over the others but developing a framework of analysis that takes the character of social division as the central umbrella category for understanding stratified social relations. This does not 837 838 floya anthias necessarily preclude other divisions such as health and disability, however, from being incorporated into this analysis. Social exclusion One way out of the difficulties facing traditional stratification theory and an acknowledgement of a crisis at its heart, is the current concern with social exclusion, potentially breaking the impasse found in the concepts and debates that dominated sociology for so long. This is redrawing the boundaries of the discussion towards a broader recognition of the objects and mechanisms of inequality. Within these discussions poverty, for example, is acknowledged as being linked to social divisions such as gender, ethnicity, age and so on. Here the concept of exclusion is used to draw attention to how life chances are structured through relations that do not fit easily into the traditional view of class. Gender and ethnicity provide mechanisms for exclusion because the centrality of boundaries is crucial to them (i.e. they contain exclusionary processes at their heart), but they are also essentially hierarchical and inferiorising discourses and practices. Although the formation of social identities cannot be reduced to the effects of social exclusion or inclusion, these processes have important structuring effects on identities. Moreover, identities involve the construction of where, how and why particular boundaries are formed of exclusion and inclusion. From this point of view the formation of identities is itself part of the ways in which exclusions and inclusions operate within social relations. In other words, to treat gender and ethnicity as operating to produce inequality ignores the fact that as social relations they are already constituted as parameters of stratification as well as differentiation, rather than operating a posteriori to produce inequalities in tandem with those of class. Such identities already involve processes of differentiation and processes of stratification, as well as psychic and solidary social investments. There are a number of problems, however, worth highlighting in the analysis of social exclusion. One is the tendency to identify persons as ‘the excluded’. Social exclusion appears to be identified in many debates with social polarisation (for example, through focusing on those on the bottom rung of the stratification order, such as the poor or the underclass). One of the dangers is that it may reduce those subject to processes of ‘social exclusion’ to either passive victims or willing agents in their own denigration. In much of Europe exclusion has been related to lack of social integration or anomie, utilising a Durkheimian problematic relating to the conditions for social cohesion, and often being another term for poverty and its effects (van Berkel 1997). The danger here is a tendency to pathologise and homogenise: and produce a disqualified identity. Moreover, it could be argued that focusing on ‘the excluded’ focuses too much at the bottom of the scale and does not allow for looking at forms of inequality and hierarchy more generally. The Concept of ‘Social Division’ and Theorising Social Stratification The processes/mechanisms of exclusion moreover may be located in different social spheres and affect categories of persons differently depending on whether they are to be treated in terms of gender, in terms of ethnicity or in terms of class: they are relational and multidimensional. These include institutional processes and mechanisms such as civil and social rights; economic, such as restructuring of the labour market; cultural such as cultural practices and different norms/life styles, xenophobia, stigmatisation, racism etc. (but the latter is also institutional); spatial such as urban development and housing markets; those linked to social capital such as exclusion from social networks that are socially valued, i.e. of the right sort. These dimensions interact with and reinforce each other. This means that the domain of investigating exclusion is extremely broad, making it difficult to delineate the boundaries of the subject matter for research. In terms of thinking through social exclusion in terms of outcomes the question needs to be posed with regard to a distinction between outcomes for social relations, for persons and for the formation of social categories and identities. There is also a problem in identifying from where the outcomes are derived, particularly important in their correction, with direct policy implications; for example, if minority groups are excluded, what are the racist, gendered and economic aspects that produce these; if poverty is the outcome, then how are the variety of processes relating to organised exclusionary mechanisms of gender, race and class to be evaluated? Another difficulty relates to treating inclusion as the opposite of exclusion. This is clearly problematic as subordination, economic exploitation and assimilation can be seen as forms of inclusion. However, this does not mean that in the moral binary of exclusion as bad and inclusion as good they can be fitted easily into the latter: indeed, they are subordinating and disempowering forms of inclusion. For example, being included in the workforce under unequal conditions, as are minorities, particularly undocumented migrants, constitutes a disempowering form of inclusion which indeed may also be referred to in terms of exclusion. Moreover, inclusion in one social sphere, such as the labour market, can go hand in hand with exclusion from another social sphere, such as the political process – namely, citizenship, as is the case for migrants and refugees in many states. Additionally, not all can be included in everything. In other words it is not possible to treat exclusion and inclusion as mutually exclusive. Therefore, the opposite of exclusion may not be inclusion (since inclusion can also mean subordination), but perhaps should be seen as citizenship or participation/representation. A proposed reformulation might be differential exclusion and inclusion. This has a number of advantages and brings it closer to a more meaningful notion of social stratification. Such an approach would see exclusion as not absolute but dynamic and contextual. It would not only focus on the bottom but on the whole of the stratification structure. It would be able to examine class subordination/stigmatisation and reproduction; gender subordination and sexism; race and ethnic 839 840 floya anthias subordination and racism, ethnocentrism and xenophobia. It would enable a focus on resource mobilisation including social capital (such as networks) and the role of collective identities for this. However, it is preferable to reformulate this around social divisions because this problematic goes beyond differentiated exclusions and inclusions. It is also able to attend to stratification processes and outcomes, i.e. those of hierarchical social relations. The notion of status The notion of status has been proposed recently as a way of thinking about non-class forms of social hierarchy/stratification and as ‘relating to the overall structuring of inequality along a range of dimensions’ (Crompton 1993:127). This is also a position argued by Scott (2000). This involves a reiteration and return to the Weberian notion that status is about life-style groupings on the one hand and the social system of deference and honour on the other. Weber himself was clear in seeing ethnic groups as particular types of status groups (Weber 1964). But treating them as ways for allocating prestige and honour or as denoting life style or consumption categories alone underestimates their centrality in terms of the ways they enter material resource distribution, allocation and power. In some current analyses, status has been used to refer to a wide range of social relations including citizenship rights (Lockwood 1996). The Weberian notion of status is being asked to do theoretical work of a different order here. In Weber, it was used to locate relations that impacted on life chances within the market place as well as positing a parallel but different basis for power. Certainly citizenship rights constitute a place for formulating a range of conditions about resource access and allocation but the juridical and other categories implicated are themselves highly gendered and racialised in quite specific ways. The concept of ‘status’ is not able to attend to the complex range of social relations involved here. By treating non-class divisions as relating to status (as Scott 2000 does), a particular definition of class operates that identifies it with everything to do with economic distribution and production. The conflation between class and the economic is significant and places a hurdle in taking gender and ethnicity seriously as modes for organising the distribution and consumption of resources. This approach assumes that class processes are distinctively material: about the distribution and consumption of economic value (in some cases linked to the production process) singularly related to the market place or the labour market/ employment system. The binary that Weber constructs between class and status is purely heuristic: here it is interpreted to refer to actual groupings of people that can be allocated a position under two different grids: those of economic resources, which produce class populations, and those under life style and honour, which produce status-group populations, like women and racialised minority ethnic groups. But The Concept of ‘Social Division’ and Theorising Social Stratification gender and ethnic populations are not simply groups with differential life style or social honour: for their conditions of existence – given discourses, practices and systemic institutional relations – actually mean that they enter into the whole system of economic resource allocation. Moreover, dividing people into permanent class and status groupings simply does not work or have any heuristic value. This is because the people in class groups are concurrently crosscut by gender and ethnicity. Moreover, treating gender and ethnicity as ‘groupings’ and then allocating then to the ‘status’ category within a Weberian problematic fails to attend to their specific characteristics and their differences, both from each other as well as other types of status groupings such as occupational or consumption based groups. When one looks at processes for the production of unequal outcomes, by contrast, then one cannot use the class category alone, unless it becomes merely a shorthand for all those processes that lead to outcomes of unequal resource distribution. These problems do not imply abandoning class but treating it as an heuristic device rather than about actual groupings of people, i.e. for sociological purposes rather than for auditing purposes. Class relations as related to the distribution of property and other resources is central to the Weberian notion of class. But this should not be equated with social stratification (as happens in Scott 2000). Weber’s focus is on the advantages or disadvantages people have in the market vis-á-vis the use of their marketable resources. The key for social stratification is precisely that market driven notions of value are always mediated by the social. Class, ethnic and gender attributions and competencies are centrally important in the market place, both as resources that individuals bring to it, but also in terms of the allocation of value to the places in the market (see, for example, the discussion of skill in the work of Phillips and Taylor (1980) and the work of Cockburn (1991)). Indeed one could argue that social divisions like gender and ethnicity lie at the heart of the social (Anthias 1998). The symbolic, economic resources and class It could be argued that it is possible to incorporate gender and ethnic divisions into stratification analysis through using Bourdieu’s schema (1987). Bourdieu distinguishes between four kinds of capital that enter into class relations: • economic: this can be immediately converted into money as a ready form of exchange • social: this involves connections, networks and group membership • cultural: this is the level of the informational, for example, educational credentials, knowledge, dispositions, cultural goods • symbolic: this depicts the form different types of capital take once perceived or recognised as legitimate: can be converted to power . 841 842 floya anthias In Bourdieu’s work cultural, symbolic and social capital are treated as aspects of class and as translatable into the economic (Bourdieu 1986), so that gender and ethnicity, for example, could form part of the cultural and symbolic schema, which then enters class relations. Bourdieu however, does not treat gender as a form of capital, though gendered dispositions are seen as part of the habitus. Male and female are treated as equivalent to feminine and masculine dispositions. Gendered differences are regarded as epitomisations of class groupings, that is they serve as differentiators of class but not as constitutive of material positionality. Moreover, race and ethnicity have no place in his theory of culture (Li Puma 1993). Therefore, Bourdieu’s framework consciously rejects incorporating gender and ethnicity into social stratification. Whilst for Bourdieu class relations are not exclusively those of employment and occupation, as in the work of Goldthorpe (1990), Lockwood (1996) and others, for Bourdieu they constitute the central determining component of class (Li Puma 1993). Bourdieu’s notion of cultural capital goes some way in acknowledging the role of cultural resources as a form of capital. However, the analogy with capital focuses on how they might enter into providing access, in the final analysis, to economic resources, a heritage of the focus on class as the primary social division (Bourdieu 1986). It is relevant here to differentiate between the attempt to provide an analysis of systems of production (such as capitalism) and the attempt to analyse the processes involved in the social allocation of resources to concrete individuals. Whereas the former entails a focus on the ‘economic’ as a primary principle (whether from a neoliberal or Marxist perspective), this is not the case for the second. For example, the epistemological primacy given to ‘the economic’ in the final analysis within Althusserian revisions of Marx (Althusser 1969, 1971) does not imply a primacy in relation to the social allocation of resources to concrete individuals and groups. The latter involves social relations of hierarchisation and inferiorisation, important elements of ‘social division’ in modern society. Gender and ethnicity involve the allocation of hierarchies of value, inferiorisation as well as unequal resource allocation (on their own basis and not through the intermediate relation of production relations). For example, women may be paid less for doing the same job as men, or jobs that women do may be allocated a different economic value. Being a woman or black can exclude an individual from access to the resources of a group, for example, male-dominated occupations or those defined as ‘masculine’ or defined by the state as only appropriate for British nationals (such as top civil service jobs). Moreover, economic resources, beyond a certain reproductive point of human sustainability, need to be endowed with a symbolic or cultural value (as Bourdieu recognises), for them to be seen as socially meaningful in the construction of hierarchical social relations relating to life conditions and life chances. This can also be considered the other way round: that roles in the production system will structure life outcomes and chances, not only in economic/material ways but also in symbolic The Concept of ‘Social Division’ and Theorising Social Stratification ways which themselves lead to concrete/material outcomes for individuals and groups. For example, there are a range of resources that are gained from the performance of more ‘desirable’ jobs that enter into an assessment of an individual’s life conditions and life chances, such as deference or authority which may not immediately translate into high economic rewards. However, whilst the knowledge base of some work is valued in and of itself, such positions may give privileged access to resources, which can be translated into life conditions, such as knowledge of the best areas for good schools, or the best forms of health care. Moreover, some bureaucratic jobs are invested with authority to decide how resources should be distributed to populations and individuals, indicating that resource allocation is not only market led. Social places are not merely subject to the determination of class but of cultural and embodied social positionalities, specifying types of human persons (Anthias, 2001). Social divisions and stratification As I argued earlier the incorporation of non-class based inequalities into an understanding of social stratification cannot be done by merely arguing for a multidimensional approach. It is important to develop a ‘frame’ for delineating social identities and divisions which constitute both central classificatory elements in society and systems for allocating social value and positionality (see Anthias 1998). This requires developing the concept of ‘social division’beyond it being used to signify a multitude of different categories of the population such as age groups, health differences and so on (as found in Payne 2000 for example). I will argue that class, gender and ethnicity are the primary divisions from the point of view of stratification in modern societies. However, this does not preclude incorporating other divisions into the framework (I am thinking particularly of disability (Oliver 1995)). The term ‘social division’ is very broad and it is possible to include under its ambit all types of ‘difference’ such as age, health, religion, styles of life and so on, as mentioned earlier. However, a ‘social division’ such as gender or ethnicity could be seen as differing from one constructed by age in a very important way. This is because the systematic social practices around different age groups (such as children and old people) construct places for all people to fill at particular stages of their life: i.e. they pertain to all persons. However, the practices and outcomes around childhood and age will be systematically impacted on by class, gender and ethnicity. A social division is therefore more than a taxonomy: it also involves attributions of capacities and human value and the existence of differential treatment on this basis, including systematic social processes of inferiorisation, hierarchisation and unequal resource allocation (Anthias 1998). A social division involves boundaries which can be identified in terms of the principle of relationality/dichotomy, the principle of naturalisation and the principle of 843 844 floya anthias collective attributions (for a fuller discussion see Anthias 1996, 1998). Relationality constructs difference and identity in terms of a dichotomy or binary opposition between those within and those outside the boundary. For example, the categories of men and women are binary, as are those of black and white ‘race’ groups. In addition, the categorial formations naturalise social outcomes treating them as generic and fixed, bringing us to naturalisation. For example, both gender difference and ethnic difference appear in social discourse and understandings as though they are ‘natural’ or unchangeable and fixed. Social stereotypes exist about the aptitudes of women seeing them, for example, as ‘naturally’ more dextrous than men. Asians in Britain are often seen to have a natural preference for entrepreneurial behaviour. In addition, sexual difference is commonly regarded as being at the root of job preferences between men and women. Collective attributions function to homogenise: for example, the gender category uses the attribution of sexual difference and ideas of its necessary social effects to treat all women as a unity, and so women are seen to share certain social characteristics purely because they are women (i.e. all women may be seen to be more expressive as a group than men). The categories of ‘race’, ethnicity and class also homogenise. The individuals within may be treated as though they are all the same and sensitivity to difference, contradiction, diversity and multiplicity may be absent. Social divisions are neither permanent nor fixed and given social constructions (such as are found in the idea of social groups composed of particular individuals). Although seeing men and women as groups posits a form of classification of individuals according to certain criteria, usually dependent on genitalia, but also behavioural, identificational and performative criteria (as in being able to pass muster as a woman), this does not mean that these individuals always belong together, i.e. to the same group, for they can be allocated or allocate themselves to others on other criteria (such as colour of hair, language, occupation etc). In this way, gender, ethnic and class categories are ways by which categories of the population are produced and organised. In other words they are modes for classifying populations and therefore do not denote either necessary or absolute ontological realms. Class can be defined in terms of the organisation and production of economic resources; gender involves the production and reproduction of sexual difference and biological reproduction; and ethnicity the production and reproduction of collective and solidary bonds relating to origin or cultural difference (Anthias and Yuval Davis 1992). Whilst not constituting them as autonomous systems this denotes a specificity to the forms of subordination that characterise them (Anthias 1996, 1998). They are historically produced and therefore variable and contingent. They may or may not be prerequisites of sociality but they are certainly forms that sociality historically takes. They are cultural constructions with experiential, intersubjective, organisational and representational facets (the latter being the prime place for the discursive), each one of which provides the field and habitus for the others (Bourdieu 1990, Anthias The Concept of ‘Social Division’ and Theorising Social Stratification 1998). They are also implicated in the development of particular types of social relationships. These range from forms of closure, where the group has resources it wishes to protect, to exploitation which is a form of subordinated inclusion (although this also entails closure in terms of the denial of access to the resources of the exploiting group). From this discussion, it is clear that there are some general as well as specific features of ‘social divisions’ for the purposes of relating them to stratification. In terms of social outcomes/relations, social divisions entail hierarchisation and unequal resource allocation. Hierarchisation (or hierarchical difference), relates to the ways in which social divisions involve the structuration of places or positions in the social order of things. Sometimes this involves the allocation of specific social roles such as occupational (caste and class) or familial (gender) but more often than not these are accompanied by a pecking order of roles and places (Anthias 1998). Alongside the allocation of value, unequal resource allocation takes place, at times legitimated by socially constructed notions of value (of capacities or functions). Unequal resource allocation is not only a question of economic resources: it also involves the issue of power at the political, cultural and representational levels. Regarding cultural resources, for example, such as language, education and religious values, the dominant ethnic,‘race’ and gender groups within the state have privileges in terms of cultural production and reproduction, which relates to issues of access in terms of exclusion and inclusion in various dimensions of social life. Processes of hierarchisation and unequal resource allocation are accompanied by notions of inferiorisation. This may construct the ‘otherness’ of the lower social position as a deviation from a human norm (as in the case of the ‘race’ category), entailing ideas about normality and pathology: one side of the binary divide is seen as the standard, as the norm, as expressive also of the ideal, the other side is seen as deficient in some way and not merely as different. For example, the yardstick for the individual where gender is concerned, becomes male capacities or achievements, male needs or interests. This analysis makes a distinction between social practices, on the one hand, and social outcomes on the other. The notion of social outcomes is itself a heuristic device and not dependent on the idea of an end or fixing of a set of processes: outcomes here are like still shots which capture a particular constellation of effectivities within a particular moment. However, outcomes can also be seen as patterns which indicate the effectivity for individuals and groups of social relations, endowing places and positions. The approach treats social divisions as emergent and subject to historical contingencies, variable, irreducible and changeable but not ad hoc or uninvestigable. In terms of social outcomes, it is necessary to consider the ways in which the divisions intersect within specific and local contexts and in relation to agency (as social action rather than will). Agency is not only at the level of the person but also at the collective level, involving solidary and collective allegiances and struggles. Nor 845 846 floya anthias are the social relations relating to the divisions a product of any originary or determinate set of social relations: they are emergent and therefore far from being monolithic or systematic (in any teleological sense). Experience, intersubjectivity, the organisational framework and the broader level of social representation (including within it the discursive and ideological), will enter into the production of narratives of experience. Such narratives will also produce experience for they function as the filter through which individual experience is made to assume meaning. Narratives of experience draw on available interpretative repertoires and will produce specific and differential investments in identity constructions and attributions. It is useful to summarise some of the implications of the argument so far: • Gender, ethnicity and class are primary social divisions involving distinctive relations of differentiation and stratification, which in relation to one another, provide the formation of both life conditions and life chances. • This implies that the category of class uses as its referent the location of individuals within work-based relations and systems of ownership and control of property, but the determinations of this location do not lie exclusively within either class processes or economic processes. • It is important to distinguish between class effects and economic effects. This is because class is not in fact an economic relation per se but a social relation which involves forms of social organisation and cultural modes of expression related to production and consumption processes. It is highly differentiated in terms of the cross-cuttings of gender and ethnicity as well as in relation to occupational cultures and life styles. • The notion of the material is broadened to incorporate different kinds of resources which enter into producing positional outcomes (such as cultural as well as economic resources where they impact on social placement), without treating them (as Bourdieu does) as analogies of economic capital or only important in determining access to the economic in the final analysis. • The distinction between practices and outcomes needs to be upheld. This allows an investigation into social practices within different social spheres on the one hand (looking, for example, at different types of institutional practice and action) and outcomes for individuals and constellations of individuals, on the other, within a time space focus (looking at the effects of these practices and actions for different categories). For example, the economy can be seen as both process and outcome depending on the time/space frame. In other words, it is not necessary to give an a priori determination to production or work-based relations from the outset for understanding economic outcomes. I will now turn to looking at ethnicity and class in order to develop the argument further. The Concept of ‘Social Division’ and Theorising Social Stratification Ethnicity and class as social divisions Class as a mode of classification involves the allocation of individuals to positions on the basis of a range of criteria or markers: these may include work role or relations, skills, educational credentials, personal competencies, property and knowledge (as well as consumption criteria in some approaches). Membership of individuals in ethnic and ‘race’ groups involves the use of a range of criteria or markers such as country of origin, self-identification, religion, colour of skin or language. Individuals are attributed competencies on some or all of these bases. Arguably, there is a greater tendency where ethnicity is concerned to attribute personal competencies on the basis of an already formulated group identification or attribution. Competencies are ascribed when other criteria of membership are met (such as colour of skin). In concrete labour markets what is regarded as a marketable skill may be dependent on who possesses the skill. For example, the market value of an administrative or secretarial set of skills or teaching qualifications may go down if the people possessing them are already seen as having an intrinsically lower social value or not regarded as major family breadwinners: the feminisation (or ethnicisation) of occupations may lead to such an outcome. The class category allocates people on the basis of individual outcomes or functions despite the facts of class reproduction via socialisation and other social processes that often lead to continuities of class within families and neighbourhoods. Movement in or out is seen as a product of individual capacities even though the processes that produce such capacities are subject to social determinations (in modern class systems, individuals ‘achieve’ their positions although it is clear that this achievement is determined by a range of structural and cultural processes). However, in the case of race and ethnicity there can be no movement in and out in terms of capacity (in as much as ethnicity and ‘race’ are ascribed rather than achieved by individuals). In other words, the classification process already assumes the capacity. However, we should bear in mind that some writers have argued that class also involves ideas about a generic capacity (for example, see Cohen 1988). Sociological literature has tended to look at ethnic minorities as either characterised by distinctive cultural values and practices brought from their place of ‘origin’, or as structured by their position of marginality (particularly racism) in the receiving country. In other words, ethnic groups have been characterised by their symbolic power or lack of it; as made up of people who share a culture and/or an identity rather than those who have access and rights to particular resource claims within the state. The exception is the instrumental political view of ethnicity which is found in the work of writers such as Abner Cohen (1974) and Hechter (1987), but here ethnic groups are particular types of interest groups formulated in order to pursue economic ends. Culturalist and symbolic ends are not conceived as involving power or material dimensions in terms of life chances. Ethnic organisation has been regarded as facilitating the expression of socio-economic interests – as a vehicle 847 848 floya anthias utilised at particular conjunctures (Hechter 1987). Although in this view ethnicity is devoid of ‘essence’ the political mobilisation for resources is always defined as economic. However, it could be argued that cultural resources not only have symbolic value but political and economic value: this is clearly found in the exchange value of cultural artefacts, in the exchange value of knowledge (what Bourdieu calls cultural capital) and in the exchange value of ‘breeding’ (say in marriage amongst higher social groups). In other words, different cultural resources have either negative or positive material value with some forms of culture being more acceptable than others: for example, European languages have a greater purchase in Britain than Asian languages. The category of ethnos involves an attribution of difference from the ‘other’ and identification ‘within’ of a population in terms of supposed common or shared origin, using a range of elements, including language, tradition, culture, heritage, history, territory or stock/blood or destiny. Ethnic mobilisation often emerges in terms of resource claims which may be symbolic (like culture, language, religion) territorial, or economic. Ethnicity involves the social construction of an origin (and all its identity markers which vary) as a central arena for struggle vis-à-vis resources of different types (Anthias 1992). Ethnicity can therefore be regarded as a form of mobilisation around material and symbolic aspects, dedicated to making claims for resources of different types which determine, in their broadest sense, life conditions on the one hand, and life chances on the other. Linking ethnicity and class Attempts to examine the relationship between ethnicity/race and class have led, at times, to forms of reductionism. In some accounts, ethnicity is treated as a disguise for class or its symbolic manifestation; Marxist approaches may treat it as false consciousness, where the real divisions of class take on symbolic forms. Ethnicity may also be seen as a form of class mobilisation (not as a disguise but as a vehicle), and instrumental in struggles over economic resources, as in the work of writers such as Hechter (1987). This is less reductionist, but again ethnicity is treated as a dependent phenomenon, whereas class is treated as about ‘real’ resource claims. Alternatively, attempts to connect ethnicity/race and class may focus on ‘race’ or class as causal in relation to each other. For example, class or class/colonialist interests may be seen as the basis for ‘race’ driven forms of ideology and practice (such as in the work of Oliver Cox (1970)). Another facet of this is to consider the role of different forms of racism (such as prejudice/discrimination/exclusion/ violence/institutional) on class outcomes. Racist social relations have in fact been used to explain material positionality within employment relations (Rex 1981, Miles 1989). A less strong form of interlinking ethnicity/race and class is found in approaches that stress the correlations between the actors who occupy particular racial/ethnic positions and particular class positions. As an example, black groups The Concept of ‘Social Division’ and Theorising Social Stratification who suffer racial disadvantage are then seen to occupy a particular class position, or class fraction (Phizacklea and Miles 1980), or are seen as a sub-proletariat (Rex 1981). Alternatively, the mutually reinforcing disadvantages of ethnicity and class may be stressed (Myrdal 1969). Some of these positions have been extensively critiqued (Gabriel and Ben Tovim 1978, Solomos 1986, Anthias 1990). Many of the problems relate to the difficulty in specifying the mechanisms involved in the production of class or ‘race’ outcomes. A particular difficulty is the treatment of ‘race’ or class categories as internally homogeneous and as mutually exclusive, for instance, an assumption is made that all class members belong to a particular ethnic group and vice versa. The depiction of black people as an underclass (Castles and Kosack 1973) or as a class fraction (Phizacklea and Miles 1980), for example, underemphasises the heterogeneity given by the distinct employment characteristics of different ‘racialised’ groups (such as Asians, Afro-Caribbeans and other colonial migrants in Britain). It also takes no account of gender differentiation (Anthias 1990). The concern to show the class bases of ‘race’ leads to glossing over the differences and divisions within racialised groups. Many of the difficulties of these forms of analysis relate to the view that class is a structuring element producing economic/material inequality. For Marxists this is linked to production and determined by relations of exploitation, whereas for Weberians it is linked to the area of distribution and to relations of the market. Ethnicity or racism are then treated as ‘ideological’ or cultural constructs or forms of organisation involving common cultural and symbolic ingredients and action. In fact the highly differentiated position of ‘race’ and ethnic groups in class and racialised terms is by now well charted. For example, different groups have different employment characteristics and the differences within minorities is as great, if not greater, than those between minorities and non-minorities (Modood et al. 1997). However, some minority ethnic groups are systematically under-represented in the higher social categories, despite this diversity, and suffer particular disadvantages economically (Anthias 1990). One distinctive discussion relates to the extent to which ethnic relations are hierarchical, an important parameter of social divisions as outcomes and one of the principles I discussed earlier in the paper. Ethnic relations need not be hierarchical, according to Jenkins (1994), whereas race always is. However, if ethnicity and race are seen as connected discourses that posit boundaries of belonging, then hierarchy is implicit in notions of belonging and non-belonging or inclusion and exclusion. This is because belonging determines access to resources of different types such as access to full citizenship rights, access to welfare or access to jobs or particular levels of income (although other criteria may also be used for such access also). In addition, ‘race’ and racism (as the discourse and practice of inferiorisation on the basis of an inalienable essence, physiognomic or cultural) is more deterministic and more concerned with identifying the ‘other’ in a hierarchical relation to ‘self ’. 849 850 floya anthias It could be argued that ethnicity is not related to the allocation of economic resources but is instead embedded in the whole of culture, whereas class is actually derived from the allocation of economic resources. But class could also be seen as embedded in the whole of culture. Culture includes referents to classifying populations positively or negatively on the basis of a range of criteria which include those of class, or economic allocation. The idea that ethnicity is cultural whereas class is economic is a result of a tautology, of a way of defining ethnicity that identifies it with culture. This does not allow a distinction to be drawn between culture as a set of rules and parameters for social action in general (even though cultural rules are interpreted through the lens of the power structures of a society which includes class, gender, ethnic and racialised dimensions) and ethnicity as a particular form of mobilisation which uses cultural symbols of a particular type (allocating primacy to them for the purpose of identifying its legitimate members) and as entry points to the allocation of resources. The question about ethnicity being a primary feature and an integral part of ourselves and having a psycho-social reality has often been voiced (Jenkins 1994). Geerz (1973) sees ethnicity as a primordial attachment but this has been heavily criticised by social constructionism including instrumentalism (Cohen 1974, Hechter 1987). Social constructionism may also include the idea that ethnicity becomes socially constructed as a more fundamental part of our identity (Jenkins 1994) than class which is then to be seen to be more about how we define ourselves in the labour market or solidary allegiances which are more situational and do not permeate our very being. However, ethnicity is itself highly variable and does not have necessary cultural contents; it may be a mode for pursuing collective interests and may be as situational as class. By contrast, the relationality of ethnicity means that otherness is practised and experienced and is thus important as a mode of inferiorisation; this is also the case for class. The view that ethnicity is voluntary, for it is about how we identify ourselves, is a common position found in the work of Banton (1987), where class, and indeed ‘race’ for different reasons, are regarded as not voluntary because they are about position or about exclusion. Ethnicity however, is also how you are positioned and can be imposed upon you by circumstances ; can a Pakistani choose not to be bracketed in the ethnic category of Paki or Asian in Britain, or a Cypriot choose to abandon the identifications constructing him/her as a minority ethnic in British society? More concretely this raises the issue of ‘passing’. Even if one can ‘pass’ successfully as a member of the dominant ethnic group, the need to do so is itself a mode of differentiation and indicative of social place. Ethnicity and racism involve a range of practices and outcomes which do not emanate exclusively from ethnic or race categories, but are linked to broader social processes such as those of class and gender (see also Anthias and Yuval Davis 1992, Anthias 1998). Some of the ways in which racism operates is in terms of taken-for- The Concept of ‘Social Division’ and Theorising Social Stratification granted aspects of ethnic culture more broadly and in tandem with class-based and gender-based constructs and identities. A racist practice, as well as being one that has explicit racist facets or is ethnocentric can be any practice that produces racist effects, and where ethnic markers correlate with differential treatment. Amongst other factors, this may be a product of procedures which may lead to processes and policies impacting differentially on minority ethnic groups, serving to disadvantage or exclude them. An example may be council house allocation that is based on individuals being on a list for a certain amount of time. If some ethnic groups lack information on the criteria for council house allocation, or if they are less likely to stay in an area for the amount of time required, this may produce exclusionary and subordinating effects (this could discriminate against refugees or migrants particularly). These are economic effects which have class implications but the processes involved cannot be depicted as class processes. They may also be a product of a failure to provide enabling opportunities where issues of language proficiencies and cultural insider knowledges may be aspects of inclusion. The lack of such opportunities to acquire skills may become the basis for practices that produce positional effects, i.e. lead to harassment, discrimination, lack of legal rights, or exclusion from opportunities or allocations. Again these have economic implications but cannot be defined as a product of class processes. In practice, as Miles (1989) has pointed out, it is difficult to distinguish between the effects of class inequality, gender inequality and racism (this is one reason why he doesn’t like the term ‘institutional racism’ or the idea of racism as an outcome). Gender and ethnicity may be given the characteristics of marketable attributes in the market place. Where the market place requires sexual attributes, ranging from explicit sexual services like prostitution or surrogacy, to personality traits or physical traits, then gendered characteristics may sit with education or technical skills, that is as resources which individuals can bring to the market place and use for determining their life chances. In terms of ethnicity, knowledge of certain cultures including language or other facilities to interact may be skills that allow entry into the market and then become constitutive of class positioning. The Weberian paradigm certainly allows such connections to be made, but this does not mean that gender and race/ethnic divisions are merely criteria by which class positionality may be constructed, as I argued earlier. Concluding remarks The social divisions of race/ethnicity, gender and class relate to outcomes of both a material and symbolic type. For example, class is not merely a system for allocating economic resources but also involves cultural and symbolic facets which endow competencies to, and valuations of, particular types of human persons. This is also mirrored in ideas about ‘race’ and gender as expressions and performances of 851 852 floya anthias the stigmata of the body or of nature. The symbolic value attached to these involves allocating individuals and groupings of individuals to particular places in the social order of things in a hierarchical fashion. This involves unequal resource allocation as well as differential social value to types of human persons, which at times acts to pathologise. These processes function in interplay with systems of production and allocation that are driven by macro-economic processes. Unequal power relations, particularly vis-à-vis the state (and in the actions of the state, such as the police force), produce material effects even where no explicit intentionalities around racism or sexism can be identified. The need for a broader conceptualisation of exclusion and inclusion, as well as differential social and economic access to resources is raised by this discussion. The social divisions of ethnicity, gender and class can function to reinforce the material inequalities of individuals or interrelate to produce contradictory locations (cf E. O.Wright 1985) where human subjects are positioned differentially within these social divisions (Anthias 1998). For example black working-class men may be in a position of dominance in terms of gender but subordination in terms of ‘race’ and ‘class’. This indicates that they cannot be looked at in terms of a view of social divisions as constituting permanent groupings of individuals. It is more useful to see individuals as subject to the effectivities of a range of processes and social relations which produce particular outcomes in interplay with agency (not as free will but as social action). This may lead to highly contradictory processes in terms of positionality and identity. The latter may also involve psychological costs where you may identify with one position but are located in another – this may apply to transsexuals, middle-class children in working-class schools, ethnic minority children who identify with the majority but are excluded, women who identify with male-defined occupations and attitudes: all these may involve bullying and harassment as well as new forms of social avoidance. In this paper, I have tried to show that a multidimensional model of stratification does not imply an endless proliferation of factors that construct people’s lives. The fact that societies are interrelating and complex entities with multiple determinations is now a fairly standard sociological position (some would say even indicating a crisis in sociological theory) and I take no exception to this; quite the opposite. The concept of ‘social division’ as I have delimited it conceptually, provides us with a useful conceptual tool for investigating the practices and outcomes of material inequality in society, however. Such an approach treats persons as subjected to the effectivities of social location across the dimensions of class, ethnicity/race and gender but in non-deterministic ways. This recognises the role of agency at both the individual and collective levels and the importance of context and process. Such an approach provides a more useful way of addressing social inequalities and their correction than the notions of social exclusion and status that sociologists have turned to in filling the gaps left by traditional stratification theory. 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Her latest book (co-edited) is Gender and Migration in Southern Europe: Women on the Move (Oxford: Berg, 2000). Another new book, on The Social Division of Identity, will be published by Macmillan. Address: Department of Sociology, University of Greenwich, Southwood Site, Avery Hill Road, Eltham, London SE9 2UG.