Constitute the largest group, in terms of
resources in the (PNBI
Offers a wide array of financial services,
such as planning and consultancy,
portfolio management, raising of equity
and loan capital and obtaining funds
from external sources
Are
primarily engaged in investing or
trading securities
2 types of investment companies
 Open-end companies
 Closed-end companies
 Partnerships or Corporations which are organized
to extend credit lines to consumers and individuals
 Companies which buy and sell securities of others
 Acquire securities to resell or offer them for sale to
the public
 Engaged in the business of effecting transactions in
securities from commissions received
 Authorize to conduct life or non-life insurance business
 Are business establishments engaged in lending money or
personal property
 Organized as proprietorships, partnerships and corporations
 Provide short-term loans to members
 Main sources of income are savings and time deposits
 Mutually owned stock companies
 Specialize in extending long-term mortgage loans to members
 Cooperatives composed of small producers and consumers
who voluntarily join together to form their business
 Institutional and personal administrations of funds
 Created for the benefit of others
 Pertain to individuals or entities engaged
exclusively
 Secured direct loans to individuals and
enterprises
 Setting minimum margin requirement on the
purchase stock
 Describes variety of informal methods used by the
Bangko Sentral to persuade its member banks to behave
in a particular manner
 Buy new securities from issuing company & resells
them to the public thru the process of underwriting
 Individuals/ institutions that buy original stock issues of
new companies, expecting to make enough profits on one
successful issue
 Buy & sell securities for clients while completing all
the documentation each transaction requires
 Voluntary association of brokerage houses that are formed
to provide organized, indoor market place for trading
securities