Clean Techn Environ Policy (2016) 18:583–591 DOI 10.1007/s10098-015-1023-9 ORIGINAL PAPER Environmental flow assessment for energy generation sustainability employing different hydraulic evaluation methods: Çambaşi hydropower plant case study in Turkey Yakup Karakoyun1 • Zehra Yumurtaci1 • Aydın Hacı Dönmez1 Received: 21 January 2015 / Accepted: 13 August 2015 / Published online: 28 August 2015 Springer-Verlag Berlin Heidelberg 2015 Abstract The operating principle of hydroelectric power plants (HPP) is based on utilizing the potential energy of water, which constitutes the basic component of the plant. In other words, water is crucially important in energy production in hydroelectric power plants. The importance of water is not only limited to the energy production, but also can affect directly or indirectly all living things in the water basin. This study deals with the methods of determining the environmental flow, which will not damage the integrity of the rivers and the ecosystem in HPPs, together with enabling the sustainable electricity production as an indirect result. Suggestions are made for determining the environmental flow for Çambası regulator and Hydropower plant, a run-ofriver type power plant in Turkey, after reviewing commonly used methods all over the world. Tennant, Tessmann, and flow duration curve methods were used in determining the environmental flow. Separate calculations were carried out for Cambası and Ogene regulators, which constitute the hydropower plant. The calculated values were compared with the normal (regime) flow rates and project flow values. As a result, Tessmann method, one of the hydrological based environmental flow determination methods, and good category of Tennant method, 20 % of annual average flow in dry period and 40 % of annual average flow in wet period, are proposed for Çambaşı HPP. & Yakup Karakoyun ykara@yildiz.edu.tr Zehra Yumurtaci zyumur@yildiz.edu.tr Aydın Hacı Dönmez adonmez@yildiz.edu.tr 1 Mechanical Engineering Department, Yildiz Technical University, Besiktas, 34349 Istanbul, Turkey Keywords Environmental flow Environmental impact assessment Hydroelectric power plant Hydraulic power Ecosystem Introduction Energy demand and energy consumption per capita are rising day by day all over the world. As a consequence, using renewable energy resources besides the conventional ones becomes obligated. Estoperez and Nagasaka (2006) mentioned that, using renewable energy sources like wind, solar and hydraulic energy will play an important role in energy production in the future. The rate of using the existing water resources is consistently increasing for many reasons around the world. Collecting or directing the water in the rivers (dams, water channels, flood wall, etc.) causes direct or indirect distortions in the structure of 60 % of the rivers. Besides, the negative impacts on the environment are not examined during the decision-making process. Bare (2014) stated that, in taking such decisions which can most of the time negatively affect the environment, the impacts on the environment are not examined extensively. In order to eliminate these possible negative environmental impacts, inclusive plans must be achieved for sustainable development. According to Jabber et al. (2004), this can be possible with the sustainability of the clean energy resources. Hydraulic energy has the lion’s share among the renewable energy resources. Hydroelectric power plants have the biggest impact among all the other structures established in the rivers. Hydroelectric power plants operate on the principle of damming water and using its potential energy. HPPs are separated from the other plants because of their low rates of fluctuations in the electricity production due to collecting the water and their high levels of availability. 123 584 Apart from being a crucial element for hydroelectric power plants, water also forms the basis of the sustainability of the ecosystem created by the river flow. Gilron (2014) mentioned that water and energy production cannot be considered separately. However, the more energy is produced from water, the more it is used up. There are many structures affected directly or indirectly on the river. That is why the amount, quality, and the nutritional structure of the water flowing through the river are essentially important for river ecosystems and its environment. Determination of the environmental flow correctly will help for not only the sustainability of the ecosystem but also the energy production safety by protecting water cycle. The importance of the environmental flow assessment is not considered enough in Turkey, such a country planning to use all its hydropower potential. The distortion of the rivers in the last decade emphasizes the importance of the environmental flow assessment in Turkey. Due to the environmental laws in Turkey, 10 % of the annual average flow is determined as the environmental flow. According to the field studies, it is clearly seen that this amount of flow was concluded to be insufficient. It was found that it is not reliable to determine the flow rate just based on the table values without making necessary ecological assessments. This study is related to the methods of determining the environmental flow in hydroelectric power plant projects. Studies were conducted on the Çambaşı hydroelectric power plant in Turkey to determine environmental flow with different hydrological methods, and calculated environmental flow values were compared with project flow values. Finally, after the comparisons, recommendations were made for Çambaşı HPP. Review of existing environmental flow methods Although environmental flow assessment is a new concept for hydrology, it was considered to be vital and necessary in researches and field studies conducted all around the world. The importance of the environmental flow concept should be realized before the distortion of the rivers. According to the studies of Postel (1998), for researching and protecting water resources worldwide, it was found that more than half of the water resources are consumed and this consumption rate will increase to 70 % by 2025. Rosenberg et al. (2000) indicated that factors such as derivations, usage of underground water, agricultural irrigation, power production, and industrial and residential usage can be the reasons of the unexpected effects of the changes in natural source regimes and on river ecosystems. Revenga et al. (2000) concluded that nearly 60 % of the rivers in the world lost their unity due to an exposure to a hydrological distortion and 46 % of the 106 primary 123 Y. Karakoyun et al. watersheds have at least one big dam. According to the studies of Bergkamp et al. (2000) on 225 watersheds worldwide, 37 % of the watersheds are exposed to a high degree of external influence while 24 % of them have mild degree of external influence. In an ecosystem-based study conducted on two biggest projects on Yangtze River in China, Gezhouba Dam and Three Gorges, it was observed that these projects had benefits (flood prevention, water provision, and safe transportation) for the local people as well as physiological changes in Yangtze River. Four types of carp live in the river ecosystem of the Yangtze, which are very important for Chinese freshwater fishing. According to the studies on carp, it was found that the amount of carp fished in Tongting Lake decreased gradually. Yujun et al. (2010) found that the main reason why this type of fish has decreased was that the spawning area of the fish was spoiled due to the dam. The environmental problems created by the rapidly increasing number of hydroelectric power plants have made it necessary to scientifically determine the hydraulic benefiting rates for the sustainability of the rivers. This situation is stated by Yiping et al. (2010). Hai et al. (2015) took into account the environmental flow concept for their proposed ecological information analysis model in China. Moreover, according to a study made with 272 water experts in 64 countries by Moore (2005), most of the experts (88 %) agreed that environmental flow is the basic parameter for the success of sustainable water resources. It is nearly impossible to determine the single and best method to be used in environmental flow assessment. Each method, approach, or framework is proper for a certain set of conditions. Gupta (2008) mentioned that, in order to determine a special method, approach, or framework, it is necessary to find expertise, time, financial means, and the legislative framework. According to Tharme (2003), the concept of environmental flow became evident in the western side of the USA in 1940s. After 1970, except for the United States, the development of environmental flow methods was weak. In many countries (Australia, England, New Zealand, and South Africa), the process was taken as a process in 1980s. Brazil, Czech Republic, and Japan followed these countries. The remaining parts of the world, Eastern Europe, most countries in South America, Africa, and Asia showed only small developments. The most extensive study among all developed methods for determining the environmental flow was conducted by Tharme. These methods were classified under six main groups: hydrological methods, hydraulic rating methods, habitat modeling methods, holistic methods, combination, and other methods. Environmental flow assessment for energy generation sustainability employing different… There are several classifications according to different scientific groups. Mielach et al. (2012) summarized this situation in Table 1 below. Tennant method Tennant method, which is also called Montana method, is the most widely used method in the world (Tharme 2003). In the Tennant method, the annual average flow value is determined based on certain rates and the biological integrity of the river. Linnansaari et al. (2012) mentioned that, while forming this method, Tennant (1976) benefitted from 11 different rivers in Montana, 58 cross-sectional areas, 33 different flows, and hundreds of observations. In addition, data from 21 countries were used. After these observations, flow percentages were determined. As stated in Table 2, Karakoyun (2014) reported that flow was divided into two different flow groups from optimum rate (annual average rate 60–100 %) to weak and very low (annual average flow 10 % or zero flow). In the Tennant method, the year is divided into two parts, that is 6 months. According to Arthington (2012), when Tennant and its derivatives are examined around the world, it was seen that these time intervals were changed by considering seasonal changes. On the other hand, while creating the Tennant flow model, it was stated that overflow and maximum (200 % of the annual average flow) values also have positive effects on the sustainability of the habitat quality. In determining percentages, 10 % of the annual average flow defines the shortest momentary flow amount for 585 Table 2 Tennant (Montana) method (Karakoyun 2014) Dry season (%) Wet season (%) Flushing or maximum 200 200 Optimum range 60–100 60–100 Outstanding 40 60 Excellent 30 50 Good 20 40 Fair or degrading 10 30 Poor or minimum 10 10 Severe degradation 0–10 0–10 sustaining short-term water life, and 30 % or more of the annual average flow is thought to be the necessary for providing the biological integrity of the river and its sustainability. In some countries, 25 % of the annual average flow is considered as the minimum rate. Tessmann method While the Tennant method carries out the evaluation over different rates of annual average flow amounts in determining environmental flow, the Tessmann method does these assessments based on monthly average flows. It may be said that Tessmann method is a changed version of Tennant method in 1980 and it has a relatively common usage area. When environmental flow is determined by this method, three different criteria are assessed. These criteria are as follows: Table 1 Classification of environmental flow methods (Mielach et al. 2012) Method Dyson (2003) and Ancreman and Dunbar (2004) King, Brown, and Sabet (2003) and Davis and Hirji (2003), and Gupta (2008) Q95 Look-up tables hydrological Hydrological index Tharme (2003) and Dyson (2003) and Arthington (2006) * Hydrological index Tennant RVA Desktop analysis Wet perimeter method Hydrological LIFE Hydraulic BBM Functional analysis * Hydraulic rating Hydraulic rating * Holistic approach Expert panel * Holistic methodologies Interactive approaches Scientific panel * Benchmarking * FEM WUA PHABSIM * Habitat modeling Habitat modeling MesoHABSIM IFIM Interactive approaches * * * * * Frameworks DRIFT ELOHA Habitat simulation methodologies Holistic methodologies * Holistic approach * * * Classifications marked with an asterisk were not included in the above-stated literature and are suggestions of the authors 123 586 I. II. III. Y. Karakoyun et al. If the monthly average flow is less than 40 % of the annual average flow, monthly average flow is taken as the environmental flow. If the monthly average flow is more than 40 % of the annual average flow and less than the total annual average flow, 40 % of the annual average flow is taken as the environmental flow. If the monthly average flow is more than annual average flow, 40 % of the monthly average flow is taken as the environmental flow. This method is used in Manitoba (Canada) where flow regime is continuous (Anonymous 2007). Flow duration curve method Flow duration curve (FDC) method provides information about the behavior of the flow in a specified section based on all the observed flows between the lowest and highest flows in a river. FDC, obtained from daily flow series, shows the percentage of available time of any desired flow rate (Çimenci 2011). In the FDC, the symbol Qx is used. In this indication, ‘x’ signifies the overflow percentage within time. Q95 and Q90 flows are considered as low-flow indicators in academic studies and in public institutions in different countries. FDC can be formed based on daily, weekly, or monthly flow data. FDCs based on long years of data are more proper in terms of usage and application. One relatively negative effect of data acquisition based on long years is that living and nonliving environment can change over time. Q95 and Q90 are the most commonly used flow values. These indices can be calculated using a 10-day or monthly flow data. For a more reliable FDC, at least 20 years of data should be used. Hydropower plant projects—EIA and environmental flow concept Decision makers have to cooperate for improving environmental policies, which is necessary for a sustainable development (Fiksel et al. 2014). In Turkey, according to Article 10 of Environmental Law No. 2872, the institutions, corporations, and companies that may create problems in the environment as a result of their plans are liable to prepare an environmental impact assessment (EIA) report or project description file. According to EIA regulation, run-of-river type power plants with 50 MW and over are listed in Annex-I, while the ones with 10 MW and more are listed in Annex-II and the HPP projects smaller than 10 MW installed capacity 123 are exempted from EIA process. According to the amendments in July 17, 2008, power plants with installed capacity of 25 MW and more are listed in the projects in Annex-I, while run-of-river type HPPs with an installed capacity of 0.5 MW are listed in Annex-II. However, projects accepted before this date are subject to previous bylaw and exempted from the EIA process. And according to the last environmental impact assessment published in the official journal in 03.10.2013 with no. 28784, the lower limit of 0.5 MW in the installed capacity was increased to 1 MW (Karakoyun 2014). The regulation on the amount of water to be left downstream in the riverbeds having a hydropower plant to sustain natural life takes its most current state with the Article 7 of The Directive on Making Modification on the Directive on the Procedures and Principles about Water Usage Right Agreement for Production Activity in Electricity Market. In this article, it is stated that the amount of water to be left downstream for sustaining natural life must be at least 10 % of the annual average flow in the last ten years (Anonymous 2015). Considering ecological needs in the EIA process, if it is determined that this amount will not be sufficient, the amount may be increased. The other water rights in the downstream flow must be added to this amount, and the absolute project studies must be made considering this total amount of flow. Moreover, it is mentioned that, if the average flow of the last ten years in the river is less than 10 %, whole water must be left downstream to sustain the natural life. The evaluation of Çambaşı hydroelectric power plant according to predetermined methods Çambaşı regulator and hydroelectric power plant Çambaşı regulator and hydropower plant are located on Solaklı stream and its branches in Trabzon, Çaykara. It is composed of Çambaşı regulator, Ögene regulator, and a hydropower plant with an installed capacity of 45 MW. Çambaşı hydropower plant is composed of two different regulators. Ögene regulator is located on Solaklı stream which transfers the water it takes through transmission tunnels to Çambaşı regulator, located on Haldizen, which is another branch of Solaklı stream. The location of the Çambaşı HPP is shown in Fig. 1, and the properties of installed HPP are given in Table 3. Water usage Water taken through Ögene regulator is transferred to Çambaşı regulator via transmission tunnels of 1952.2 m. The water transferred to Çambaşı regulator and the existing Environmental flow assessment for energy generation sustainability employing different… 587 Fig. 1 The location of Çambaşı hydropower plant water in the regulator are transmitted to the power plant through the transmission tunnel of 6380.3 m. The water is directed to an 8332-m-long tunnel instead of the riverbed. Therefore, a significant decrease in the amount of water occurs due to this transmission. In order to compensate the adverse effects of this problem, the water released downstream by the company from Ögene and Çambaşı regulators is at least 0.6 m3/h (July–March, 9 months) during the dry period and 1.2 m3/h (April–June, 3 months) during the wet period. A Water Utilization Agreement was signed between the company and State Hydraulic Works (SHW) on 14th of March, 2008. In accordance with the agreement’s mandatory provisions, the amount of water to be released from the regulator downstream has to be at least 10% of the annual average flow based on the project for the purposes of sustaining the natural habitat. The data of the last 10 years of the stream were gathered by the Alçakköprü stream gauge station on Ögene and Şerah stream gauge station on Haldizen via SHW. Hydrological flow classifications Pastor et al. (2014) classified the river flow as low-flow (LF), intermediate-flow (IF), and high-flow (HF) months. According to that classification, if mean monthly flow is less than 40% of the mean annual flow, then the river flow is defined as LF. In a similar manner, if mean monthly flow is between 40 and 80 % of the mean annual flow, it is considered as IF. In addition, HF is the case when mean monthly flow is more then 80 % of the mean annual flow. According to these definitions, in addition to the mean annual flow, LF and HF ranges of the rivers are calculated. Moreover, the numbers of HF, IF, and LF months are determined. LF–HF values and the number of HF, IF, and LF months of Haldizen and Solaklı streams are listed in Table 4. 123 588 Y. Karakoyun et al. Table 3 Çambaşı regulator and hydropower plant (Karakoyun 2014) Location Solaklı stream/Çaykara/Trabzon Installed capacity 45 MW Energy production 190 GWh/year Plant components Ögene regulator (Intake) Çambaşı regulator (Intake) Transmission tunnels Penstock and spillway Powerhouse Transmission (water) channel Length: 8332.5 m Width: 3.5 m Penstock and spillway Length: 931.9 m D: 2.3 m Settling basin Çambaşı/6 m 9 130 m (2 Part) Ögene/5 m 9 16.05 m (2 Part) Forebay Çambaşı/15 m 9 10 m 9 0.4 m Project flow Çambaşı: 20 m3/h (Plant) Ögene: 12 m3/h Environmental flow July–March: 0.6 m3/h April–June: 1.2 m3/s Results and discussion Tennant method was used at the project planning stage to determine the environmental flow for Çambaşı regulator and hydropower plant. Different amounts of environmental flow are suggested for dry and wet seasons of the year. The environmental flow is determined as 0.6 m3/h for the dry period (July–March) and 1.2 m3/h for the wet period (April–June). The values specified above correspond to 10 % of the flow rate for dry period (9 months) and 21 % for wet period (3 months). In other words, this situation indicates that a flow amount above the flow required by the agreement with SHW is determined for the rainy period. The study started with the calculations of mean annual flow, LF, IF, and HF for both Çambaşı regulator located in Haldizen stream and Ögene regulator in Solaklı stream. All calculations gave similar results due to the similar flow regime of the streams. Mean annual flows for Çambaşı and Ögene are 5.54 and 5.75 m3/s, respectively. While HF and LF values of Çambaşı are 1.7 and 11.5 m3/s, the results of Ögene are 1.8 and 12.5 m3/s, respectively. The number of HF months is 4 for both Çambaşı and Ögene. Various hydrological methodologies were used for new calculation of the environmental flow of Çambaşı HPP. Tennant, Tessmann, and flow duration curve methods were used to make these calculations. These methods were picked up due to their extensive application areas. Tennant method is applied both in Turkey as well as in several countries together with its different variations. The flow percentages were determined by considering good category. In other words, 20 and 40 % of the mean annual average flow are set as environmental flow for dry and wet seasons, respectively. In contrast to Tennant method, Tessmann method suggests a mean monthly flow for the analysis of stream records and determines a monthly flow. The basis of using flow duration curve (FDC) is the assessment of Q90 and Q70 flow rates according to ecological maintenance. The value of Q90 as a stream flow is found to be inappropriate, while the value of Q70 is considered to be an average rate for the ecology. The flows for Çambaşı regulator are shown in Table 5 according to the methods applied. In addition to the calculated flows, normal (regime) flow and the flow amounts considered appropriate for the project are shown on a monthly basis in the table below. The flow calculated through different methods for Çambaşı regulator is shown as graphical data in Fig. 2. In addition to calculated flows, the values for the normal flow and project flow are also shown in Fig. 2. The calculations made for Çambaşı regulator are also applied for Ögene regulator as well. The values attained after the calculations are shown in Table 6. The results and updated conditions for Ögene regulator are shown in Table 6 presented as graphical data in Fig. 3. When Çambaşı regulator, constructed on Haldizen stream which is a branch of Solaklı stream, is analyzed, it could be observed that the project flow is different from calculated flows and normal (regime) flows. The application of the Tennant method resulted in rates of 2.22 and 1.11 m3/h, respectively, when mean annual flow is taken 40 % for the wet period and 20 % for the dry period. The project flow for comparison is given as 1.2 m3/h for the dry period and 0.6 m3/h for the wet period. According to the Table 4 LF–HF values and the number of HF, IF, and LF months of streams Mean annual flow (LF–HF) (m3/s) Number of HF months Number of IF months Number of LF months Çambaşı (Haldizen stream) 5.54 (1.7–11.5) 4 5 3 Ögene (Solaklı stream) 5.75 (1.8–12.5) 4 3 5 123 Environmental flow assessment for energy generation sustainability employing different… Table 5 The comparison of flows for Çambaşı regulator 589 Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Avg Tennant 2.22 2.22 2.22 1.11 1.11 1.11 1.11 1.11 1.11 1.11 1.11 1.11 5.54 Tessmann 3.44 6.63 5.67 2.66 2.21 2.21 2.21 2.21 2.21 1.53 1.61 2.21 5.54 Q90 1.34 1.34 1.34 1.34 1.34 1.34 1.34 1.34 1.34 1.34 1.34 1.34 5.54 Q75 1.79 1.79 1.79 1.79 1.79 1.79 1.79 1.79 1.79 1.79 1.79 1.79 5.54 Project flow 1.20 1.20 1.20 0.60 0.60 0.60 0.60 0.60 0.60 0.60 0.60 0.60 5.54 Normal flow 8.61 16.57 14.19 6.65 2.86 2.63 2.96 3.24 1.87 1.53 1.61 3.77 5.54 Fig. 2 Comparison of flows for Çambaşı regulator 16.0 Normal Flow 14.0 Tennant Flow rate (m3/s) 12.0 Tessmann 10.0 Q90 8.0 Q75 6.0 Project Flow 4.0 2.0 0.0 Apr. May. Jun. Jul. Aug. Sep. Oct. Nov. Dec. Jan. Feb. Mar. Months Table 6 The comparison of flows for Ögene regulator Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Avg Tennant 2.30 2.30 2.30 1.15 1.15 1.15 1.15 1.15 1.15 1.15 1.15 1.15 5.75 Tessmann 5.76 8.19 4.14 2.30 1.95 1.75 2.30 2.30 2.03 1.48 1.77 2.30 5.75 Q90 1.23 1.23 1.23 1.23 1.23 1.23 1.23 1.23 1.23 1.23 1.23 1.23 5.75 Q75 1.79 1.79 1.79 1.79 1.79 1.79 1.79 1.79 1.79 1.79 1.79 1.79 5.75 Project flow 1.20 1.20 1.20 0.60 0.60 0.60 0.60 0.60 0.60 0.60 0.60 0.60 5.75 Normal flow 14.39 20.49 10.34 3.90 1.95 1.75 2.51 3.43 2.03 1.48 1.77 4.97 5.75 good category of the Tennant method, there is a discrepancy rate of approximately 50 %. Similar conditions are acquired when a comparison for Ögene regulator is made with the application of the Tennant method. When the calculations are done according to Tennant method’s category of good which is the same category applied to Çambaşı regulator, the mean annual flow is detected to be 2.30 m3/h for the wet period and 1.15 m3/s for the dry period. The project flow for Ögene regulator is also 1.2 m3/ h for the wet period and 0.6 m3/h for dry period. The data for Ögene regulator are similar to those obtained for Çambaşı regulator. In other words, there is a discrepancy rate of 50 % between the calculated flow and project flow. When the project flow and the flow calculated by the Tennant method are compared with the normal flow, it is observed that there are great differences between the flow rates especially during the wet period. As a result of comparison, it is clearly seen that Tessmann method has a parallel situation with average monthly flow (normal flow). Tessmann method is considerably distinguished from other methods, particularly for the wet period. This situation is valid for both regulators. Although there are considerable differences between the normal flow and the flow calculated by the application of the Tennant method in wet season, the differences are reduced significantly in the dry period. Q90 and Q75, the values obtained through an FDC, are, respectively, 1.34 and 1.79 m3/h for Çambaşı regulator and 1.23 and 1.79 m3/h for Ögene regulator. Although Q75 flow is below the flow calculated by the Tennant method in wet period, it is higher than the flows in dry period. The flow of the dry period presents values close to mean monthly flow for the specified period. The Q90 flow shows a parallel tendency to the rate of the dry period calculated by Tennant 123 590 Y. Karakoyun et al. Fig. 3 Comparison of flows for Ögene regulator 16.0 Normal Flow Flow ( m3/s) 14.0 Tennant 12.0 Tessmann 10.0 Q90 Q75 8.0 Project Flow 6.0 4.0 2.0 0.0 Apr. May. Jun. Jul. Aug. Sep. Oct. Nov. Dec. Jan. Feb. Mar. Month method. 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